(Nexus Network Journal) Kim Williams, J. M. Rees (Auth.), Kim Williams, J. M. Rees (Eds.) - Recalling Eero Saarinen 1910-2010-Birkhäuser Basel (2010)
(Nexus Network Journal) Kim Williams, J. M. Rees (Auth.), Kim Williams, J. M. Rees (Eds.) - Recalling Eero Saarinen 1910-2010-Birkhäuser Basel (2010)
Nexus Network Journal 12 (2010) 163–166 Nexus Network Journal – Vol.12, No. 2, 2010 163
DOI 10.1007/s00004-010-0035-3; published online 27 May 2010
© 2010 Kim Williams Books, Turin
without Eliel. In this often told tale there are rivalries (the Jefferson Memorial
competition, the General Motors site plan); there is the knowledge transfer between
mentor and mentored (how to enter and win a competition, how to make “no small
plans”) and then there is the dialog between masterful equals. We will never be privy
to the actual details of family dynamics yet we can conjecture some of this
conversation in the built form of Christ Church Lutheran. This is exactly what Ozayr
Saloojee does in his essay on “The Next Largest Thing: The Spatial Dimensions of
Liturgy in Eliel and Eero Saarinen’s Christ Church Lutheran, Minneapolis.” His
conclusion, in part, is “as a tribute to Eliel Saarinen with the education wing, Eero
has managed to reflect his own attitude about architecture in a way that honors his
father, but also his own vision.” There is no higher compliment between two makers;
father and son shine in the twice-reflected glow of a strangely symmetrical project.
The essay by Luisa and Victor Consiglieri, “Morphocontinuity in the work of
Eero Saarinen,” also speaks to strange symmetries: between form and structure,
architecture and urban environment, inner and outer, visual perception and
emotional movement. Their project, to give such notions a mathematical expression
while retaining the messy complexity of agency, reminds me of the work of George
David Birkhoff in Aesthetic Measure. Even though the effort is less than perfectly
consonant (what discursive piece ever is?) the motivation – to join mathematics and
biology and architecture – is uniquely suited to the Nexus Network Journal, which is
after all a journal created to host just such difficult experiments.
The essay by Tyler Sprague, “Eero Saarinen, Eduardo Catalano and the Influence
of Matthew Nowicki: A Challenge to Form and Function,” is also devoted to a kind
of experiment, this one about the way Matthew Nowicki speaks in the work of Eero
Saarinen and Eduardo Catalano. As modern architecture developed, fresh
vocabularies of form and of discourse emerged. Matthew Nowicki was in the
vanguard of these developments. Nowicki supplied instances of each in the Livestock
Pavilion (Raleigh N.C.) and in an essay titled “Origins and trends in Modern
Architecture.” Using these sources Sprague charts Nowicki's influence in works by
Catalano and Saarinen arriving, appropriately enough, at conclusions regarding “how
architectural discovery is often contextual.”
Finally, the essay by Robert Osserman, “How the Gateway Arch Got its Shape,”
is an insightful romp through the entwined histories of science, mathematics and
architecture. From a top-down editorial point of view “The geometry of the Gateway
Arch” was exactly the essay I had already decided not to accept. As a native of the
state in which the arch stands, I had read too many comments like “its shape is a (fill
in the blank) catenary.” In fact, much of the excitement in this project for me was in
rediscovering other masterworks by Eero Saarinen: John Deere Headquarters,
Milwaukee War Memorial. I thought I knew all about the arch, having effectively
grown up with it. Boy was I wrong. We hold in special regard those whose works
expose us to our own unfounded prejudice. This is what Professor Osserman’s essay
did for me – not only for the geometry of the arch but also for Galileo (he really did
understand the difference between a parabolas and catenaries) and Robert Hooke
(who was not closed-minded in the arrogant sort of way like I had always assumed).
Beyond simply correcting my prejudicial ignorance Bob Osserman’s essay couples a
word picture of the arch’s form – flattened catenary – with a mathematical formalism,
effectively joining an intuitive understanding with a technical description in a
scrupulous presentation that takes care to call reader’s attention to open questions.
Introduction
Much has been written on the subject
of Eero Saarinen’s most widely known
creation and architectural landmark, the
Gateway Arch in St. Louis. Nevertheless, it
is difficult to find complete and
authoritative answers to some of the most
basic questions:
1. What is the shape of the Arch?
2. Why is it the shape that it is?
3. Of the various decisions that had to
made, which were based on esthetic,
and which on structural considerations?
These questions raise issues of a purely
mathematical nature that are of
independent interest. A number of them
have been treated elsewhere [Osserman
Fig. 1. Eero Saarinen’s Gateway Arch, St.
2010] and will be referred to as needed.
Louis. Photo courtesy of Historic American
Engineering Record, Library of Congress, Here we focus on the basic questions that
Prints and Photograph Division are our central concern.
Nexus Network Journal 12 (2010) 167–189 Nexus Network Journal – Vol.12, No. 2, 2010 167
DOI 10.1007/s00004-010-0030-8; published online 5 May 2010
© 2010 Kim Williams Books, Turin
An equally basic feature of the shape of the Arch is what we shall call, borrowing a
term from computer, television, and movie screens, its “aspect ratio”: that is, the ratio of
width to height of the inside dimensions of the smallest picture frame that can hold the
full frontal view of the Arch; or, in architectural drawing terms, a front elevation of the
Arch. Aspect ratios are usually expressed in a form such as “3-to-2” or “3:2.”
An occasional source of confusion stems from the fact that both the parabola and the
catenary extend to infinity. In both cases there is, up to scaling, a single curve, but arcs of
a single parabola or catenary can look very different from each other, depending on the
part that one chooses, and the corresponding aspect ratio of the given arc. In fact, in both
cases, one may choose arcs with any aspect ratio one wishes. Fig. 2 illustrates how to
obtain a variety of aspect ratios from a single catenary.
168 Robert Osserman – How the Gateway Arch Got its Shape
surroundings. It is undoubtedly the case that both of these factors played a role in his
final choice of the exact 1:1 aspect ratio.
It may be worth noting that the 1:1 aspect ratio is a very old tradition in architecture.
In medieval times it was known as ad quadratum. The original 1386 specifications for
the cathedral of Milan is an example (cf. [Heyman 1999: 19]).
The contrast between the shape of a parabola and a catenary is clear if we choose
segments of each with a 1:1 aspect ratio (fig. 3).
In fig. 3, the parabola is the pointier inner curve and the catenary the rounder outer
curve.
170 Robert Osserman – How the Gateway Arch Got its Shape
a vertical board, and observing the shape of a hanging chain that seems to follow the
same curve.
Few commentators note that Galileo returns to the same question on the fourth day
of his dialog, and explicitly states that the similarity is only approximate. He also explains
the analogy between the forces acting on a projectile, and those on a hanging chain. Here
is the exact quotation:
Salviati: The curvature of the line of the horizontal projectile seems to
derive from two forces, of which one … drives it horizontally, while the
other … draws it straight down. In drawing the rope, there is [likewise]
the force of that which pulls it horizontally, and also that of the weight of
the rope itself, which naturally inclines it downward. So these two kinds of
events are very similar.
…
But I wish to cause you wonder and delight together by telling you that
the cord thus hung, whether much or little stretched, bends in a line that
is very close to parabolic. The similarity is so great that if you draw a
parabolic line in a vertical plane … and then hang a little chain from the
extremities … , you will see by slackening the little chain now more and
now less, that it curves and adapts itself to the parabola; and the agreement
will be the closer, the less curved and the more extended the parabola
drawn shall be. In parabolas described with an elevation of less than 45°,
the chain will go almost exactly along the parabola [Galilei 1974: 256-7].
In short, Galileo never poses the question of precisely what shape is taken by the
hanging chain, and he contents himself with noting that it provides a close
approximation to a parabola, especially when the parabolic arc that one draws is near to
the vertex where the shape is relatively flat. For example, a 45° parabola would be
represented by the equation
y = ½ x2, -1 x 1,
which fits in a rectangle of width 2, and height ½, so that its aspect ratio is 4:1. Fig. 4
shows the parabola together with a catenary having the same aspect ratio.
Fig. 4. 45° parabola and catenary with the same aspect ratio: 4:1
It is often pointed out that unlike the case of a freely hanging cable which will take
the form of a catenary, when a cable supports a roadway that is much heavier than itself
and whose weight is distributed evenly along the horizontal rather than equally along the
cable, the cable will take the shape of a parabola. That will be the case for the cables
joining the two towers of a suspension bridge.
172 Robert Osserman – How the Gateway Arch Got its Shape
The design of the Arch
The Gateway Arch was only one component – although clearly the most dramatic
one – of Eero Saarinen’s winning entry in the 1947 open competition for the design of a
“Jefferson National Expansion Memorial,” dedicated to Thomas Jefferson – to his vision
of an America stretching across the continent, and his Louisiana Purchase, which roughly
doubled the size of America at the time. By a truly strange coincidence, the first use of
“catenary” recorded in the Oxford English Dictionary is by the future President Thomas
Jefferson, in a letter dated December 23, 1788 to Thomas Paine, recommending the use
of a catenary arch rather than a circular one for a 400-foot span iron bridge that Paine is
proposing to build. Jefferson would certainly have been inordinately pleased, as an
architect himself, to know that the principle of the catenary would form the basis of what
was to be the largest monument in America in the twentieth century, in honor of
Jefferson himself.
The Jefferson Memorial competition attracted virtually all the major architects in
America, including Eero’s father Eliel, a much more famous architect at the time than his
37-year old son. At least one part of the confusion involving the shape of the Gateway
Arch stems from the fact that the competition was held in two parts, first narrowing
down to the top five contenders, and then – after significant revisions were made –
choosing the winner among those five. In addition, there was a gap of 15 years between
the time that Saarinen’s proposal was chosen and when construction actually began,
during which time still further changes were adopted. And even after construction had
started, alterations were made, as one can see from different sets of blueprints in the
Saarinen archives at Yale University. Further confusion arises from a certain degree of
carelessness in terminology that can be seen, for example, in a dictionary of architecture
where a picture of an arch is accompanied by a caption referring to it as a “catenary or
parabolic arch” [Visual Dictionary of Architecture 2008: 41], not aware of, or not
interested in, fine distinctions. Whatever the reason, newspapers and architectural
journals that reported or commented on the shape of Saarinen’s winning design for the
Gateway Arch, referred to it without exception as a parabola.8 By chance, among the
letters that Saarinen received was one from H. E. Grant, head of the Department of
Engineering Drawing at Washington University in St. Louis, asking for more details
about the “parabolic arch,” since Grant wanted to use it as an example in a book on
descriptive geometry that he was writing at the time. In his response, dated March 24,
1948, Saarinen says:
The arch actually is not a true parabola, nor is it a catenary curve. We
worked at first with the mathematical shapes, but finally adjusted it
according to the eye. I suspect, however, that a catenary curve with links of
the chain graded at the same proportion as the arch thins out would come
very close to the lines upon which we settled.”9
In other documents Saarinen left considerable room for ambiguity. In 1959 he wrote:
The arch is not a true parabola, as is often stated. Instead it is a catenary
curve – the curve of a hanging chain – a curve in which the forces of thrust
are continuously kept within the center of the legs of the arch.10
Whether by “catenary curve” he means an actual catenary, or is trying to hedge a bit,
is not clear. In an unpublished transcript dating from 1958-59, he describes the Arch as
“an absolutely pure shape where the compression line goes right through the center line
174 Robert Osserman – How the Gateway Arch Got its Shape
catenary is technically correct, but essentially devoid of content. Furthermore, it is not
descriptive, in that it says nothing about the actual shape of the Arch, but only about the
method used to produce it.
On the other hand, there is a very simple description of the precise shape of the Arch.
It is what we call a “flattened catenary” and consists simply of a catenary that has been
shrunk uniformly in the vertical direction by a given amount. It will have a vertical axis
of symmetry, just as the catenary does, and if we choose that axis to be the y-axis, then
the equation of a flattened catenary takes the form
y = A cosh Bx + C, (1)
where A,B > 0. Note that if we take the catenary curve y = cosh x, and scale it uniformly
up or down in size, we get the equation By = cosh Bx, while flattening it by a uniform
compression in the vertical direction would give the equation y = D cosh x, where
0 < D < 1.
In other words, equation (1) represents a catenary if and only if A = 1/B. The
constant C corresponds simply to a translation in the vertical direction, and we if choose
coordinates so that the vertex of the curve is at the origin, then C = - A. Putting all this
together, we see that by setting D = AB, equation (1) takes the form
y = D(1/B)(cosh Bx – 1) (2)
so that equation (2) represents a catenary with vertex at the origin that has been flattened
vertically by the factor D.
The centroid curve of the Gateway Arch is of exactly this form, where A and B are
specified numerical constants:
A = 68.7672, B = .0100333, (3)
so that the flattening factor D is given by
D = .69 (4)
In other words, the catenary is shrunk in the vertical direction by just under a third.
The effect is to “round it out” somewhat more at the vertex. The y-coordinate in
equation (2) for the Gateway Arch represents the vertical distance down from the vertex
of the centroid curve. The numerical values given in (3) correspond to distances
measured in feet.
It is worth noting that shrinking a curve in the vertical direction is exactly equivalent,
up to uniform scaling, to expanding it uniformly in the horizontal direction – precisely
what is often done to reformat a film done with one aspect ratio to fit it onto a wider
screen with a different aspect ratio (fig. 7).
It is also important to observe that since the flattening degree D for the Arch given by
(4) is a little over 2/3, and since the centroid curve of the Arch is intended to have an
aspect ratio of approximately 1:1, (“approximate” because it is the outer silhouette of the
Arch that is designed to have aspect ratio 1:1, and the same will not be true of the
centroid curve, as we discuss more fully below,) we must start with a portion of the
catenary having an aspect ratio of approximately 2:3 and either shrink it vertically by
about 2/3, or stretch it horizontally by about 3/2 (fig. 8).
176 Robert Osserman – How the Gateway Arch Got its Shape
not even algebraic, but so-called transcendental functions, would seem to lie relatively far
afield in the domain of mathematical purity. Presumably what is meant by the criticism
is that the equation Saarinen used as a basis for his arch, on the suggestion of Hannskarl
Bandel, one of his engineers, suffers from being almost, but not quite, a catenary,
involving the insertion of rather arbitrary-looking numerical constants.
To criticize Saarinen for not using a perfect catenary, however, is to miss the point of
Hooke’s original insight. The catenary is the shape one obtains using a uniform chain or
“line” and is therefore the shape one wants for an arch of uniform thickness. For a
relatively small arch, uniform thickness would not be unreasonable, but for the kind of
monumental structure proposed by Saarinen for his Arch, it would be almost
unthinkable, both on esthetic and structural grounds. One would naturally want the
cross-section of the arch to be the least near the apex, where it has little or nothing to
support and where any additional weight adds to the strength requirements of everything
below. Conversely, the parts of the arch closest to the ground have the most weight to
support, and would naturally have the largest cross-sectional size. As a consequence, the
correct shape would not be the mirror image of a uniform chain, but of a
correspondingly weighted chain, as Saarinen points out in the quotation given above.
That principle was clearly understood early on. A famous illustration from 1748 in a
report by Giovanni Poleni on the cracks in the dome of St. Peter’s shows a cross-section
of the dome, together with the shape of a hanging chain that was weighted proportionally
to the loads of the corresponding sections. Poleni used the result to deduce that the
structure was basically sound, despite the cracks that had appeared [Heyman 1999: 38-
39].
In short, a “pure catenary” is the ideal shape for an arch of uniform thickness, and a
flattened catenary is the ideal shape for an arch that is tapered in a certain precise (and
elementary) manner. In the case of a weighted chain, we may express the amount of
weighting by a density function (s), where the weight of any arc of the chain is the
integral of (s) with respect to arclength s over that arc. One can show (see [Osserman
2010] that a given flattened catenary of the form y = f(x) = A cosh Bx + C is obtained
from a density function which, when expressed in terms of x, takes the form
(s(x)) = (ay +b)/(ds/dx) = (a f(x) + b)/(1 + (f’(x))2),
where the coefficients a and b are determined by the coefficients A, B, and C of f(x), up
to an arbitrary multiple (since multiplying the density by an arbitrary positive constant
just changes the total weight, but not the shape of a hanging chain.) What this means
physically is that the weight of any portion of the chain lying over a segment of the x-
axis, given by (s)ds, is equal to (ay+b)dx over the given x-interval.
That brings us to the answer to our fourth question: how the shape of the Arch –
which is to say, the shape of its centroid curve – is related to the degree of tapering.
As we have noted, the centroid curve of the Gateway Arch is a flattened catenary
whose equation is of the form (1), where the x-axis is horizontal, the origin is at the
vertex, or highest point of the curve, and y represents the distance down from the vertex.
We denote by h the height of the curve, and by w its width. The fact that y=0 when x=0
translates to the condition C = -A, so that the equation takes the form
y= A (cosh Bx -1). (5)
178 Robert Osserman – How the Gateway Arch Got its Shape
We are finally in a position to spell out precisely the relation between the shape of the
Arch and the basic geometric decisions that were made. In particular we see that the
complicated-looking values of the coefficients A and B in the equation of the Arch are
direct consequences of a few simple choices. Those choices are:
(i) the centroid curve be a flattened catenary;
(ii) the orthogonal sections be equilateral triangles with one vertex pointing inward;
(iii) the triangles at the top and the bottom be 17 and 54 feet on a side respectively;
(iv) the overall height and width each be 630 feet;
(v) the constant R in equations (7) and (8) be given by R = Qb /Qv , where Qb is the
cross-sectional area of the triangle at the base, and Qv the corresponding area at
the top.
From (ii) and (iii) it follows that the cross-sectional areas at the vertex and the base
are
Qv = 125.1406, Qb = 1262.6651, (12)
so that according to (v), the value of R is a little over 10. Also from (ii) and (iii) we can
calculate the height h and width w of the centroid curve needed to make the outside
dimensions of the arch satisfy (iv), and they in turn determine the aspect ratio r.
Inserting all these quantities into the equations (7), (8), and (9), gives the numerical
values of the coefficients A and B that we noted earlier, as well as the degree D of
flattening of the curve.
The one remaining choice that must be made is a formula for the tapering from top
to bottom of the Arch. The decision there was to make the cross-sectional area Q (x,y) at
the point (x,y) of the centroid curve a linear function of y, interpolating between the
given values (12) at the top and bottom. In other words,
(vi) Q(x,y) = Qv + (Qb – Qv) y/h .
Conditions (i) – (vi) together provide a complete mathematical description of the
basic design of the Gateway Arch. Its actual construction, with an outside skin consisting
of flat stainless steel plates, requires dividing this basic shape into sections,14 each
bounded by a pair of equilateral triangles, and replacing the curved surface defined by the
equations by three flat pieces.15 The result is also completely defined mathematically, but
is an artifact of construction, intended to so closely approximate the curved surface that
one is not even aware, for example, that the inner curve of the Arch, its intrados, is not a
smooth curve, but a polygonal one. That is indeed the case, and we limit our discussion
here to the curved surface of the Arch that underlies the construction.
What remains to answer is whether the choice of the shape itself was dictated largely
by structural or by esthetic considerations. When this question was put to Bruce
Detmers, who worked with Saarinen on the Arch, his answer was unequivocal: Saarinen’s
choice was purely esthetic. According to Detmers, Saarinen worked with a large variety of
shapes, many of them made on the elaborated Hooke principle, by hanging a weighted
chain, or a piece of rubber cut out with a varying width to gain the same effect. The
resulting shapes were then used, upside down, to make sizeable models of the arch, and
Saarinen would examine the models from all angles. He ended up rejecting them all, as
180 Robert Osserman – How the Gateway Arch Got its Shape
Washington Bridge, with its two silvery towers of interlaced steel girders. According to
the original design, those towers were to be covered in stone in the manner of the
bridge’s famous forerunner, the Brooklyn Bridge, and the steel framework one now sees
were to be the invisible support. However, the money for the project ran out, and
generations of New Yorkers, along with millions of out-of-town visitors, have engraved in
their minds a very different-looking bridge than the one envisaged by its designers. The
Eads Bridge across the Mississippi that now forms a backdrop to the Gateway Arch was
as dramatic for its time as the George Washington Bridge across the Hudson several
generations later. In both cases, the length of the bridges and the size of the river spanned
broke new ground, and in both cases the bridges linked two adjacent states. In the case of
the Eads Bridge, connecting Missouri to Illinois, powerful political factors entered in,
affecting the final design of the bridge.16
Even on the structural level, many factors must be considered beyond the ideal shape
for supporting the weight of the Arch itself. There are many forces besides gravity that
must be taken into account, including those arising from potential gale-force winds, from
earthquakes, and from uneven expansion and contraction as the sun heats up certain
parts more than others. In addition, one must assure that the Arch is not susceptible to
vibrations at certain resonant frequencies that might lead to structural failure, as
happened in the famous case of the Tacoma Narrows Bridge.
Finally, there are many additional decisions that must be made, where esthetic and
structural decisions are intermingled. For the overall effect, the most important was
undoubtedly the choice of stainless steel for the outer surface, reflecting blue skies and
clouds during the day, shining brilliantly against a dark sky when lit up at night. And
right down to important details, such as the choice of whether to “brush” the steel
horizontally or vertically, and what method to use for attaching adjoining steel plates.
That leaves us with one remaining question to be answered – question 3 about the
choice of a triangular cross-section. The answer forms part of the subject of our final
section.
Some controversial aspects of the Gateway Arch
No project as monumental as the construction of the Gateway Arch is apt to come to
completion without arousing serious controversy. At the least, there are always matters of
taste and a ready chorus of critics whose job it is to criticize. In the particular case of the
Arch, there were four flags raised against Saarinen that are worthy of note.
The first was raised at the very outset, during the original competition: “What good is
it?” A great deal of (public) money is to be spent on a structure with no “purpose” other
than merely symbolic. (That is a criticism familiar to most mathematicians who engage
in and teach “pure” mathematics, often with no practical applications in sight.)
It should be said that the Gateway Arch was designed with the express purpose of
putting St. Louis back on the map after a long period of decline from its nineteenth-
century glory as the second largest port in America and the “Gateway to the West.” In
that capacity, it has been wildly successful, attracting millions of visitors each year, and
joining the Washington Monument and the Eiffel tower as among the most widely
known symbols of their kind.
The unqualified success of the Arch, both symbolic and practical, as a draw of both
attention and visitors to St. Louis, has pretty well answered this objection. Beyond that,
182 Robert Osserman – How the Gateway Arch Got its Shape
materials and structural details of Libera’s proposal. Others are intimately connected with
Robert Hooke’s original insight connecting the shape of an arch with that of a hanging
chain. As we noted earlier, one consequence, put to use immediately by Christopher
Wren, is that one wants the base of the arch to hit the ground at some angle, and not
vertically, as is the case of a semi-circle. The larger the size of the arch, the more vital
such considerations become. That is true for an arch of uniform thickness and the
corresponding chain of uniform weight. But it is equally true for a weighted chain of any
sort.
We have also noted earlier that although it may seem completely counter-intuitive, it
is possible to weight a chain in such a manner that it will hang in the form of a perfect
circular arc, provided only that it is less than a full semi-circle. That weighting will in
turn indicate the ideal tapering of the arch for maximum structural stability. However,
Libera’s original specifications for his proposed arch give no indication that he was aware
of the mathematics needed to determine the correct weighting or degree of tapering.19
Concluding remarks
The paintings and the book by Jasper Johns devoted to catenaries [2005] make it
clear that the shape of a hanging chain evokes an esthetic response quite apart from any
attempt to analyze that shape by mathematical means.
In the case of architecture, the need to combine esthetic values with mathematical
and structural principles is one that dates back to antiquity, and is certainly apparent in
the surviving Greek temples. In some cases, mathematics and esthetics were viewed as
interchangeable. As is apparent from our discussion here, in the case of the Gateway Arch
they are, if not equivalent, then at least inextricable. It is clear from his letters and his
various explanations, that Saarinen was aware at a very early stage that the structural
requirement for maximal stability translated into keeping the line of thrust aligned as
nearly as possible with the slope of the Arch, which in turn determined the relevant
shape. Having begun with that principle, and tried out the resultant shape, he turned it
around, modified the pure catenary shape “according to the eye,” and then left it to his
(superb) engineering team to apply the mathematical principles that would produce the
desired shape and satisfy the structural needs.
Viewed more broadly, the role of the architect is one that has provoked a surprisingly
wide range of responses. At one extreme, there is the assessment reported in the book
Brunelleschi’s Dome by Ross King [2000: 157-158], that both ancient and medieval
authors “assigned architecture a low place in human achievement, regarding it as an
occupation unfit for an educated man.” He cites both Cicero and Seneca in support of
that view. At the other extreme, we have the view that “it is hardly surprising that, for the
ancients, the image of the architect has demiurgic connotations” [Benvenuto 1991:
Introduction, xix]. The author, Edoardo Benvenuto, goes on to say:
In a famous dialogue of Paul Valéry20 this “nearly divine” aspect is expressed in
the following words of Phaedro to Socrates when speaking of his friend the
architect Eupalinos:21 “How marvelous, when he spoke to the workmen! There
was no trace of his difficult nightly meditation. He just gave them orders and
numbers.
(To which Socrates responds, “God does just that”.)
184 Robert Osserman – How the Gateway Arch Got its Shape
Fig. 10. Parabola, Catenary, and Flattened Catenary with Aspect Ratio 1:1
It is fortunate (or is it something deeper?) that Saarinen found the parabola less
pleasing from a purely esthetic viewpoint, since following Hooke’s dictum in that case
would require greatest weight at the vertex, and therefore an arch that was thickest at the
top, and slimming down toward the bottom—hardly what one would want from a
structural point of view. In fact, it is clear that if one starts with a uniform chain that
hangs in the shape of the catenary, then to make it pointier at the vertex one would want
to increase the weight in the middle, while to make it rounder or flatter near the vertex,
one would increase the weight near the ends.
Fig. 10 shows all three curves together, each with aspect ratio 1:1. The parabola is the
innermost, pointiest curve, and the catenary the intermediate one, while the outer curve
is a flattened catenary with the same degree D of flattening as that used in the Arch
3. There are at least two ways to arrive mathematically at the shape of a hanging
chain. The first is the one we have been invoking, in which the object is to keep the
thrust line always in the direction of the chain. The other is by using the method known
as the calculus of variations to determine the shape of the chain that will give the lowest
186 Robert Osserman – How the Gateway Arch Got its Shape
Jacques Heyman for prompt responses to a number of questions arising from his many
books and articles about arches, Hélène Lipstadt and Jack Rees who offered a number of
further valuable leads, and Robert Moore of the National Park Service, historian of the
Gateway Arch. I also thank Jennifer Clark, archivist at the Old Court House in St. Louis,
and Laura Tatum at the Saarinen Archive at Yale University
Notes
1. One can also treat a cord from which are hung a series of literal weights, in which case the cord
will take a kind of polygonal shape. However, we shall not consider that case here, since it is
not too relevant to the curve of the Gateway Arch.
2. This and all further references to statements by Bruce Detmers come from conversations with
him in March 2008.
3. Robert Hooke had the great misfortune to be a contemporary of Isaac Newton, and on two
counts. First of all, Newton’s brilliance and monumental achievements simply overshadowed
any and all potential rivals among scientists. But perhaps even more so, because Newton
developed one of his notorious lifetime grudges against Hooke, and did everything possible –
which was quite a bit – to denigrate and belittle Hooke and his achievements.
4. See also [Huerta 2006]. The issue here is that although Galileo is precisely correct in his great
insight that one cannot scale up any structure an arbitrarily large amount, since the weight goes
up as the cube of the scaling factor and the cross-sectional area of the supports – say columns
for a building, legs of an animal, or trunk of a tree – increases by only the square, nevertheless
he is “wrong” not to note that on the scale of normal buildings, strength is not the key issue,
but stability, as in Hooke’s dictum, and in that case what counts is the geometrical shape,
invariant under scaling.
5. Strictly speaking, the term used was the Latin word, catenaria, and the English word “catenary”
did not occur until somewhat later; this will be discussed shortly. An excellent and detailed
history of the “catenary problem” is given by Clifford Truesdell in The Rational Mechanics of
Flexible or Elastic Bodies, 1638-1788; Introduction to Leonhardi Euleri Opera Omnia, Vol. X
et XI Seriei Secundae, Lausanne, Orell Füssli Turici 1960; see also further references in
footnote 7 below. (Surprisingly, Truesdell also fails to cite Galileo’s correct description of the
catenary as an approximation to a parabola.)
6. “Tout homme est pierre; tout caillou est homme; donc tout caillou est pierre.” From a letter of
August 11, 1697; Jacob Bernoulli, Opera, pp. 829-839; reprinted in Die Streitschriften von
Jacob und Johann Bernoulli. Birkhäuser Verlag 1991, pp. 356-364 (see p. 361). See also pp. 1-
114 of this volume for an overview in English of the contents, and pp. 117-122 for a list of
“The Polemic Writings of Jacob and Johann Bernoulli on the Calculus of Variations” that are
reproduced in the book.
7. Other names that should be mentioned in this brief history are Philippe de la Hire and David
Gregory. De la Hire’s Traité de méchanique from 1695 addresses the question of how to
distribute weights along a chain to attain “a figure curved the way you wish it to be”
(proposition 123), and he makes explicit the connection between arches and variably weighted
chains. David Gregory discovered independently the relation between weighted chains and
arches and described them in a letter later published in the Philosophical Transactions in
August 1697. For more on both of these major contributions, see [Benvenuto 1991: 321-329].
Another good historical reference is [Bukowski 2008] (the usual misleading statements about
Galileo are repeated here, but it is instructive to see how early they originated and were
propagated by successive generations).
8. At least that is the case for the dozens of articles, as well as congratulatory telegrams that are on
file in the Saarinen Archives at YaleUniversity.
9. Copies of Grant’s letter and Saarinen’s response are in the Saarinen archive. It is the only place
I have found where Saarinen describes his winning design with as much specificity.
10. Quoted in [Crosbie 1983].
11. Whether this formula (or, for that matter, any other formula) is displayed inside the Arch as
claimed, is something I have not been able to determine. It is not impossible, since the precise
188 Robert Osserman – How the Gateway Arch Got its Shape
HEYMAN, Jacques. 1999. The Science of Structural Engineering. London: Imperial College Press.
HEYMAN, Jacques. 1982. The Masonry Arch. Chichester: Ellis Horward Limited.
HUERTA, Santiago. 2006. Galileo was Wrong! The Geometrical Design of Masonry Arches. Nexus
Network Journal 8, 2: 25-51.
JOHNS, Jasper. 2005. Catenary. New York: Steidel Publishing.
KING, Ross. 2000. Brunelleschi’s Dome: How a Renaissance Genius Reinvented Architecture.
Penguin Books.
MERKEL, Jayne. 2005. Eero Saarinen. London: Phaidon Press.
OSSERMAN, Robert. 2010. Mathematics of the Gateway Arch. Notices of the American
Mathematical Society 57, 2: 220-229.
THAYER William V. 1984. The St. Louis Arch Problem. Module 638 of UMAP: Modules in
Undergraduate Mathematics and its Applications.
VALÉRY, Paul. 1960. Eupalinos ou l’architecte. In Oeuvres, Vol. 2, Paris: Bibliotèque de la
Pléiade/Éditions Gallimard.
The Visual Dictionary of Architecture. 2008. Lausanne: Ava Publishing.
WOLFE, Uta, Laurence T. MALONEY, and Mimi TAM. 2005. Distortion of perceived length in the
frontoparallel plane: Tests of perspective theories. Perception and Psychophysics 67, 6: 967-
979.
Nexus Network Journal 12 (2010) 191–211 Nexus Network Journal – Vol.12, No. 2, 2010 191
DOI 10.1007/s00004-010-0027-3; published online 4 May 2010
© 2010 Kim Williams Books, Turin
Fig. 1. MIT Chapel, main aisle (view toward Bertoia screen). Photograph by the author
192 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
While the water reflects light upward, the oculus admits a stream of light downward
onto the altar and circular marble slabs, bringing the “light of the world” to a
surrounding environment of darkness.1 While the quality of light from the oculus is
diffused by the grate-like structure therein, the altar screen is a powerful connection from
the light source through the space to the ground. Descending from the heavens to the
realm of humanity, the deceptively simple yet intricate structure uses wire and metal
plates to reflect light (see fig. 7). Designed by Harry Bertoia (another alumnus of the
Cranbrook School in Bloomfield Hills, MI, which Eliel Saarinen designed and his son
Eero attended), this structure uses the individuality of the rough metal plates to be
beautiful not only in surface detail, but also as a whole when perceived from further away
in the space. Since it is supported at its top and bottom by the building, it does not tend
to read as “sculpture” separate from the architecture, but rather as an emphatic focal
point within the aesthetic whole. The sculpture mediates the transition from the light of
above to the illuminated marble below, reflecting the mediation between God and man
at times of worship.
The use of light and water for elegant architectural principles is not limited to the
round interior of the chapel space. In contrast to the open sunlight of Kresge Oval, the
trees around the chapel provide a filtered mosaic of light and shadow on the brick
cylinder as well as the ground (fig. 2). The water surrounding the chapel creates a
physical and visual separation penetrated only by the bridge-like passage of the entryway.
Rather than having the spatial feel of a traditional narthex, this low, translucent corridor
provides a transitional, intermediate space that sets the viewer on a linear course down
the chapel’s main axis to the altar and oculus (fig. 3).
Fig. 4. Detail of a map of the MIT campus, showing the placement of Kresge Auditorium and the
MIT chapel
By shifting the axial emphasis, a bold and unusual concept for compositions of
circular forms, Saarinen creates asymmetrical outdoor spaces amongst the trees, giving
each building its own sense of place and identity without competing for prominence.
Even the use of brick in the chapel and the exterior terrace of the auditorium helps to
build a visual relation to the curved brick forms of Aalto’s Baker House visible beyond
(see fig. 10). Prior to the existence of Kresge Auditorium, the MIT Chapel, and the
raised oval of landscaped space, this area behind the apartment buildings (now Bexley
Hall) on Massachusetts Avenue was a flat, open space.2 While the chapel may now
appear more “central” to the overall campus, it predates all of the subsequent dormitories
on Amherst Street as well as the student center. Therefore, it was slightly more on the
outskirts of campus at the time of construction, but foreshadowed the growth of West
Campus as a residential area. Along with the formal development of the humanities as a
school and of students’ living opportunities on campus, Saarinen’s buildings constituted
a concurrent attempt to develop the opportunities for spiritual space in an urban, secular
environment.
In the highly crafted exterior space between the chapel and auditorium, the
surrounding forms are mainly horizontal, except for the single element atop the chapel.
Theodor Roszak’s design for the Bell Tower cannot be appreciated at the same proximity
or level of detail as the interior sculpture due to its physical location, but it contributes a
bold upward gesture that relieves the staid, earthbound forms of the chapel and
auditorium.3 Although one MIT description calls it a symbol of “the history and
authority of three major religious persuasions,” [MIT, Art and Architecture 1988: 45]
this seems to contradict and limit the more broad definition of an inherently
‘multidenominational’ or ‘nondenominational’ chapel, and is not supported by
Saarinen’s own statements. The bell tower can also be perceived in campus lore as an
abstracted ‘rocket to the heavens,’ or a gestural steeple, but its essence seems to exist not
in its overt symbolism, but rather in its verticality as the one element that aspires above
194 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
and beyond the surrounding tree canopy, extending the worshipful interior space into the
exterior environment and the atmosphere above.
The auditorium has no such pinnacle; it is often recognized and published for its
iconic copper-paneled roof , but it did not initially have such a covering; at the time of its
opening the stark whiteness of the membrane prompted critical reception.4 Even though
the initial membrane failed and reroofing was necessary less than a decade after initial
construction,5 the copper has persisted in a role as the metallic analogue of brick in
having a surface which becomes richer with age.
Kresge Auditorium, MIT’s performance and rehearsal hall, is the chapel’s
fraternal – and far from identical – twin. Kresge’s graceful roof, sheathed
in copper, its triangular plan and its glass-and-steel windows contain a hive
of activity. A little theater, a concert hall and rehearsal rooms within are
used for everything from drama to dance to music performances, as well as
symposia and science, technology and engineering conferences [Wright
2005].
Moreover, these program spaces designed for sound are column-free: the main hall
seating over 1200 and the theatre for 200, and the remainder of subterranean spaces for
rehearsal, storage, and service purposes are supported from below. Early site schemes
foresaw the demolition of Bexley Hall along Massachusetts Avenue and a more formal
relationship to both the main entrance at 77 Massachusetts Avenue at street level or via
other overpasses and underpasses, none of which were built. Saarinen’s vision of a
consistent northern edge was compromised by the looming brutalist symmetries of
Eduardo Catalano’s Student Center in 1968, but have been improved by the elegant
glazed scrim of the Zesiger Fitness Center completed by Roche/Dinkeloo (the successor
firm to Saarinen’s) in 2002 (fig. 5). The character of the auditorium is less baroque and
fine-grained in the scale of its detailing than the chapel, its curtain wall mullions less
delicate and its glazing more conventional, but even the exterior components of its
support structure at the corners define the lobby’s interior geometries within the
enclosure.
Fig. 5. Kresge Auditorium, exterior view, approach from Massachusetts Avenue (Zesiger Center at
right). Photograph by the author
196 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
geometries are contradicted to create dynamic spatial tension and reduce acoustical
deadness – the irregularly sinusoidal brick waves, the eccentricities of floor steps, the
inverted conical ‘bowl’ of the chapel ceiling that tapers asymmetrically, the contrasting
curvatures beneath the auditorium ceiling, and so forth. In doing so, Saarinen provided
clues of the external structure to the internal space, yet did not let the geometrical
structures dictate the interior spatial configurations.
Furthermore, within their enclosure, the subordinate spatial divisions emphasize the
difference in scale between the public realm in the auditorium and the corresponding
public realm of the narthex in the chapel. Both admit entry from two sides with
symmetric pairs of unsheltered doors,7 but whereas the Auditorium beckons the eye
upward to dynamically sloping planes beneath the seating above, the chapel presents a
striking contrast of a tightly compressed, rectilinear narthex as a “decompression
chamber” in Saarinen’s terminology. His evocation of the parlance of modern travel
emphasizes the tubular room’s bridgelike connection, leading directly across the
rhomboid grain of the marble floor tiles toward the eccentric internal steps.8
In both interiors, wood heightens the “informal” (or even “aformal”) qualities not
only through its material properties but as a material placed to curve alongside areas of
human interaction, with varying and increasingly variable radii of curvature. Their
variations increase or form a visual crescendo toward the focal areas. Saarinen shows a
hierarchy between arc segments with fixed curvature and these splines with variable
curvature: their curves appear to be chosen and expressive, which implies that they stand
in implicit contrast to the exterior fixed geometry, which we shall revisit in considerations
of the structure.
Therefore, at the auditorium and at the chapel (as in the TWA Flight Center and
other works) Saarinen’s apparent formal virtuosity with curves is not arbitrary and plastic
[Saarinen 1962: 11], but is instead grounded by the hierarchy of axial relationships. That
this is accomplished entirely without radial subdivisions is notable: Conventionally for
the time, many other American modern architects incorporated centralized and circular
geometries into contemporary religious and meeting structures. For example, in the
Midwest, Frank Lloyd Wright’s Annunciation Greek Orthodox Church (Wauwatosa,
WI; 1956), Alden Dow’s St. John’s Lutheran Church (Midland, MI; 1953) [Robinson
1983], and John Randal McDonald’s St. Therese Convent (Kenosha, WI; 1953) [Beno
1997] all use centralized forms and directed natural light to achieve intimacy within a
larger congregational space. In contrast to Saarinen’s consistent use of curvilinear
geometry, Dow and McDonald introduce various polygonal geometries to rationalize the
construction of the form. Wright and Dow place the altar in the geometric center, with
seating in a circumferential pattern. These other structures are between the chapel and
the auditorium in scale, so their degree of intimacy is somewhat diminished, but they
make Saarinen’s use of axiality rather than centrality that much more startling: since both
the Chapel and Auditorium have no object or emphasis at the geometric center, one
discovers their centers through acoustical reflections or deadening (where not to sit or
play) rather than through material or spatial paths that heighten the center’s importance.
2 Uses: Program and Experience
Along with the spatial reciprocity between the interior and exterior forms, there is a
temporal tension between the use of the spaces as originally programmed and as
experienced. These relate to differences of illumination quality and sound quality. While
a full discussion of the programmatic goals of the MIT administration and possible
Fig. 7. Kresge Auditorium, interior (view toward stage and organ loft).
Photograph by the author
The wood strips over plastic cloth that shield the acoustically absorptive glass-fiber
blankets at the rear of the hall are the most visible acoustic measures, and they form an
architectural transition between the reflective wood panels to the open wood screens at
the transverse aisle (fig. 7). Saarinen’s sectional drawings show the front movable portion
of the stage configured lower as a seating or small theatrical ‘orchestral pit’ area, rather
than having the movable portion elevated for an enlarged ensemble, since at design
orchestra performance was intended to comprise perhaps 5% of the use.11 Reporting in
Progressive Architecture, George Sanderson observed the Holtkamp organs included in
both the auditorium and chapel, but these permanent instruments, ancillary to the
spaces,12 were only the first indications of the role of music:
[sidebar] Though the large 1238-seat auditorium was designed primarily
for voice projection, it is also used for such musical events as organ recitals
and symphony concerts.
198 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
[main text] On Dedication Day, we experienced the hearing environment
under a wide variety of speeches, fanfares and processional marches by a
Brass Choir; and the MIT symphony Orchestra, Glee Club, and Choral
Society performed Aaron Copland’s “Canticle of Freedom,” especially
composed for the occasion, and later in the program, a noble Bach cantata
[Sanderson 1955].
The Copland piece, revived and performed by the MIT Wind Ensemble and
Chamber Choir in 2000,13 is not one of the composer’s most known or lauded works,
but the precedent had been set at its premiere: large orchestral performances would
define much of the auditorium’s role on campus, and MIT has still not erected a
purpose-built music performance facility. As a result, without significant wing space and
only the freight elevator connecting to the Little Theatre to move its large instruments,
the space serves for rehearsals and performances of acoustic and amplified music from
student and professional chamber quartets to international dance festivals.14 Saarinen’s
landmark pair of structures serve as cultural sites within a campus possessing strong
traditions of music performance in ways that have therefore become highly particular to
both spaces.
The tension between the initial secondary role of music and its expanded role in the
use of the Auditorium is mirrored in the chapel, where the initial primary intentions
focused upon Saarinen’s aforementioned “bilateral lighting” and its “unique” role in
accommodating multiple religious traditions. Saarinen stated:
The challenge of the interior was to create an atmosphere conducive to
individual prayer. Since this is, uniquely, a non-denominational chapel, it
was essential to create an atmosphere which was not derived from a
particular religion, but from basic spiritual feelings. A dark interior seemed
right – an interior completely separated from the outside world (to which
the narthex passage would serve as a sort of decompression chamber). I
have always remembered one night on my travels as a student when I sat
in a mountain village in Sparta. There was bright moonlight over head and
then there was a soft, hushed secondary light around the horizon. That
sort of bilateral lighting seemed best to achieve this other-worldly sense.
Thus the central light would come from the altar – dramatized by the
shimmering golden screen by Harry Bertoia – and the secondary light
would be light reflected up from the surrounding moat through the arches
[Saarinen 1962: 36].
In this and other accounts, the role of the space for performance and for being a
haven for long reverberant sounds are generally absent from the architectural accounts,
save for the shaping of the interior wall for factual acoustic reasons rather than the
expressive axial reasons stated above (figs. 8 and 9).
The actual impact of this powerful lighting scheme described earlier therefore varies
with the actual worship practices in the chapel. As the definition of such a space as
“multidenominational” has expanded from merely connoting Jewish, Protestant and
Catholic in the 1950s, many of MIT’s religious groups use the chapel for their respective
worship times during the day and at night, and even more use the spaces in the adjacent
Building W11 with its offices, meeting areas, tradition-specific food preparation areas,
and other spaces absent from it.15
Fig. 9. MIT Chapel, interior lighting (showing light bouncing up through perimeter slot).
Photograph by the author
200 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
Some religious events do not occur within the chapel because its axial orientation is
not compatible with their traditions, and others meet in spaces which are more “open”
and less solemn than the chapel. In actual worship services, however, the incandescent
lighting from the ceiling is almost always employed; natural light is almost always too
dim to read comfortably in the space. Although the electric lighting is providing the
actual usable light, the reflected light from the water and the overhead oculus remain lit
in such a manner that the daylighting diagram remains evident while acknowledging the
artificial light as secondary.
As the space is used for more than conventional religious observances and memorial
services, its acoustics, which make a single voice able to dominate even when a hundred
people are in the space, have also played a major role in defining it as a nonreligious
performance venue. Its interior soundscape, with its acoustical properties similar to
ecclesiastical buildings orders of magnitude larger, make it a compelling space for
performances as well as for other student-initiated ceremonies. While its visual size makes
chamber music of recent centuries seem appropriate, the persistence of sound and the
delay between when multiple musicians hear each other indicate otherwise. The present
Thursday Noon concerts offer the MIT community a range of musical genres, with a
particular emphasis on early music suited for long reverberation times. As in the
auditorium, the fittingly modernist pipe organ is a visually dominant but rarely used
harbinger of the musical activities: the harpsichord or piano are used far more regularly,
and a single tiny note can fill the volume. Thus, while performing in the space, qualities
of liveness and of warmth to the resonance of a wide range of frequencies transform
otherwise ordinary instruments’ and voices’ sounds into highly enriched and sustained
echoes.
Fig. 10. Kresge Auditorium, exterior (view with temporary tents and Aalto’s Baker House in rear).
Photograph by the author
202 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
compressive concrete shells by Felix Candela or those built more recently by Heinz Isler,
designers have recognized that when Saarinen chopped the dome into a tricorner form,
he destroyed the inherent balance he sought:
The underside of the construction is a geometrically exact part of the
surface of a sphere. Construction and form coincide. The hemisphere, out
of which this form is cut, is statically in equilibrium under vertical loading.
But, as soon as a piece is cut out of the hemisphere, the balance is
destroyed. Additional forces have to operate at the edges to restore the
shell’s equilibrium. The distribution of these forces is not externally
apparent in the construction of the auditorium. The form reflects the pure
geometry of the sphere. As in other instances, the problem lay in deciding
whether a shell ought to assume a form chosen beforehand, or whether the
form should be dictated by the distribution of forces [MIT buildings
bibliography: 126].
Fig. 11. Auditorium, Lobby (view south toward support condition). Photograph by the author
For Saarinen, the sculptural ideal of the spherical segmentation dominated over the
tectonic ideal of other doubly-curved shell forms optimized to the points of support (fig.
11). It is now notable in retrospect that this prefigures the same challenges relative to the
Sydney Opera House (which Saarinen championed as a competition juror), a design
whose sketched shells were ‘simplified’ and modified into spherical geometries (long after
Saarinen’s death). These changes, imposing a single radius on each spherical segment,
facilitated constructability and analysis by the team at Arup [Roman 2003; Jones 2006]
(including the young engineer Peter Rice), but the result is vastly thickened and the shell
functions structurally due to its thickened qualities rather than its shape. In a sense, all of
the sculpturally shaped shells from Kresge onward through the Sydney example have
demonstrated that even the prospect of a ‘thin’ shape creates numerous challenges in
realizing the project:
204 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
Nevertheless, the descriptive elegance of the one-eighth orange, melon, or other
handy illustrative fruit from the apocryphal story has persisted in historical discourse. In
the years since shells have no longer been economically efficient since expenses of labor
and formwork have outpaced material conservation in many Western economies.
Practitioners and students who study the auditorium rarely anticipate or comprehend the
structural gymnastics rendered invisible from within and without.
At a much more subtle scale, the brick arches of the MIT chapel have similar hidden
inner workings: While arches effectively support planar brick walls, transmitting their
distributed loads to discrete points of support, the curvature in plan of the cylindrical
face means that in perimeter the brick swerves beyond the line of action of the arch.17
This eccentricity invites viewers to speculate as to how ‘true’ the brick is. Saarinen may
have stated that this is undeniably a masonry structure –
It seemed right to use a traditional material, such as brick, for the chapel –
for brick would be a contrast to the auditorium and yet the same material
as the surrounding dormitories. But we felt that brick should be used with
the same principles of integrity to material as concrete or steel. This is
forthrightly a brick structure [Saarinen 1962: 36] –
but in truth this is an expression of structure rather than a diagram of its performance, as
the visible brick surfaces enclose the layered assembly within.
The arches on the outside occur where the exterior wall and the
undulating interior wall meet. In retrospect, especially having looked again
at the archivolts of Romanesque churches, I wish that we had given these
arches a richer, stronger three-dimensional quality. And I am aware that
the connection between narthex and chapel is clumsy. However, I am
happy with the interior of the chapel. I think we managed to make it a
place where an individual can contemplate things larger than himself
[Saarinen 1962: 36].
While no other permanent shells have been built at MIT since 1955, issues of shell
geometry have been a recurrent leitmotif of design exploration: architectural faculty
members such as Eduardo Catalano were famous for their shells, such as the hyperbolic
paraboloid for a house in North Carolina. Longtime faculty member Waclaw Zalewski
built dozens of highly efficient thin-shell roofs for factories and other spaces in his native
Poland and in Venezuela before teaching at MIT from 1966-1988.18 Several generations
of designers in the MIT community have collaborated on recent educational exhibits and
publications that seek to communicate the usefulness of graphical approaches for
designing vaults, domes, and even more conventional trusses, walls, and columns. These
educational aims, used in teaching at MIT and by associated faculty members practicing
and teaching far abroad are captured in Form and Forces [Boston Structures Group
2009], a book that provides instruction in the processes of graphic statics as well as form
optimization for all major structural systems, and uses works such as Saarinen’s main
terminal at Washington Dulles International Airport to illustrate applications of
structural design strategies that use the shape of structures for strength and efficiency
rather than for arbitrary purposes. Saarinen’s works do in fact demonstrate effective
structural logic. Saarinen himself was aware of these dichotomies. In an address given at
Dickinson College on December 1, 1959, he said:
The principle of structure has moved in a curious way over this century
from being ‘structural honesty’ to ‘expression of structure’ and finally to
206 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
Fig. 13. Auditorium, Lobby Ceiling and curtain wall. Photograph by the author
The single most important quality, according to Beranek, is intimacy, followed by (in
combination) liveness, warmth, and the loudness of direct sound and loudness of the
reverberant sound, and then (in combination) diffusion, balance, and blend.19 These
qualities relate specific acoustic phenomena to a range of geometrical and material
connections, and translate them into the language of musicians. For example, the relative
audibility of bass-range sounds improves warmth, while intimacy is measured by the
shortness of time (the duration or “gap” mentioned above) between the initial sounds
and the first reflected sounds as determined by the proportions and physical geometry of
the surfaces that bound a space. That these experts collaborated with Saarinen for the
auditorium indicates that its acoustics should be viewed as a transitional experiment
leading up to the major works Beranek and his colleagues collaborated upon, and an
example of a building notable in that the reverberation time is not what characterizes the
success at the auditorium for various performing forces.
When the Kresge building was in its next-to-final stage members of the
Institute faculty used to wander into the main auditorium and standing in
the pit clap their hands for the joy of hearing the sound bounce from the
cement floor to the cement dome and back again; then they would seek
out Mr. Newman and tease him. But the acoustical engineers had the last
laugh; with delicate wooden gratings, with unobtrusive backstops of plastic
fabric hung over fiberglass pads, with sound-absorbent seats, they have
controlled and clarified the voices that come from the stage…[who] spoke
well and were heard with ease. The single voice and the solo instrument
are beautifully accentuated, but it is still a question of how true a blend we
shall get from the full orchestra [Weeks 1955].
Just as the roof membrane and metal panels over the shell were substantially replaced
not long after construction, the interior of the Auditorium has also had ongoing
208 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
5. “Kresge Auditorium at MIT has been completely reroofed just eight years after it was opened.
The surface of the auditorium’s remarkable three-point supported, concrete dome roof was in
trouble almost from the beginning. MIT’s maintenance engineers, who incidentally
collaborated on the original design, watched in dismay as violent and unexpected thermal
stresses weakened and destroyed the outer layer of the shell’s three layer system” [Engineering
News Report 1963].
6. “In designing a chapel suitable for use by worshipers of all faiths at the Massachusetts Institute
of Technology, Eero Saarinen chose as his starting point the elemental cylindrical form. The
way he made the form live without destroying its essential simplicity reflects his careful
consideration of every part” [Grubiak 2005].
7. See comments in [Weeks 1955].
8. One could compare the form of these in plan to conventional depictions of moving sound
sources and Doppler waves, but that would be highly conjectural and is not supported by
Saarinen’s documentation.
9. See [Grubiak 2007], note 33, “Submitted application to establish at MIT a Kresge School of
Human Relations,” 11 April 1950, AC 4 MIT Office of the President, 1930-1958, box 131,
folder 12, MIT Archives.
10. See also [Grubiak 2007], note 32: “Full text of an address prepared by Dr. James R. Killian, Jr.,
President of the Massachusetts Institute of Technology, for delivery at the Dedication of the
Kresge Auditorium and the MIT Chapel at 3:30 o’clock on Sunday afternoon, May 8” with
annotations, AC 4 MIT Office of the President, 1930-1958, box 131, folder 8, MIT Archives.
11. “50% for lectures and drama, 15% for organ, 5% for orchestra, 18% for chamber music and
operetta, 12% for soloists and glee club” [Beranek 1962: 109]. In the past decade, the relative
proportion of orchestral and large chamber rehearsals and performances has exceeded all other
uses, perhaps even large but infrequent conference lectures.
12. “Most organists point out that the reverberation time is too low...” [Beranek 1962: 108].
13. December 2000, Kresge Auditorium. The author played in the MIT Wind Ensemble for this
performance.
14. MIT has a music faculty larger than most other non-conservatory institutions in Boston,
serving over a thousand students who participate in music courses and ensembles each year; the
minor course of study in music is among the largest in the Institute, and MIT music majors,
such as Alan Pierson (Alarm Will Sound chamber orchestra), Andrew McPherson
(Tanglewood composition fellow), and others, have become nationally recognized composers,
conductors and performers.
15. The chapel was envisioned in some Saarinen studies to have a stronger rear bar with library and
office support functions, a version published but not executed; the rear wall simply lines the
alleyway with a single mute egress door; the masonry itself had deteriorated over the length of
the wall and its southern end was rebuilt in 2007-8.
16. Weeks also muses: “If in the intermission, there should be a choice between continuing with a
difficult pay or concert or going home to an open fire, I wonder whether the fire would not
win.”
17. Special thanks to Edward Allen FAIA for his illumination of this related point and for his
helpful commentary on structural design issues more broadly
18. In retirement, Zalewski has collaborated and co-taught with former faculty such as Edward
Allen FAIA, who along with MIT’s architecture, building technology, and engineering faculty
and students have explored the analysis and design of compressive structures with newfound
computational tools as well as centuries-old practices of graphic statics. See also
http://www.shapingstructure.com and http://web.mit.edu/masonry.
19. Cf. [Nuzum 2009]. Beranek’s eighteen qualities are: [intimacy (presence), liveness, warmth,
loudness of the direct sound, loudness of the reverberant sound, definition (clarity), brilliance,
diffusion, balance, blend, ensemble, immediacy of response (attack), texture, freedom from
echo, freedom from noise, dynamic range, tonal quality, and uniformity. Even though Beranek
developed an interrelated way to use these qualities to ‘score’ concert halls, Nuzum notes that
the manner by which the eighteen qualities are inextricably linked to each other means that at
least nine of them relate directly to reverberation, further evidence of the qualitative specificity
210 David M Foxe – Saarinen’s Shell Game: Tensions, Structures, and Sounds at MIT
About the author
David M. Foxe holds degrees in architecture and in music from MIT, and was a Marshall Scholar
to Clare College, Cambridge (UK). A former architectural tour guide of the two Saarinen
structures as well as Aalto’s Baker House at MIT, he draws upon experience as a music composer
and performer who has written and played vocal and instrumental music in both spaces since 1999.
While continuing to teach courses and publish works on design history, structural techniques, and
the relationship of architecture and music, he currently practices architecture in Boston and
practices piano in Newton.
Written into the National Register of Historic Places, Eliel and Eero Saarinen’s
Christ Church Lutheran was named as a National Historic Landmark by the U.S.
Department of the Interior in early 2009. Widely considered to be Eliel Saarinen’s
masterwork, the church has been hailed as the singular building example that heralded a
new direction for ecclesiastic architecture in the United States. Completed in 1949,
Eliel’s sanctuary sits – in the words of his grand-daughter Susan Saarinen – “quietly
there”.1 It is an unprepossessing building from the exterior, a massing of simple forms –
largely rectangular seeming solids, faced with Chicago brick and Mankato Stone,
occupying the corner of 34th Avenue South and East 33rd Street in Minneapolis’s
Longfellow neighborhood. Its exterior belies its interior, which demonstrates Eliel
Saarinen’s consummate skill as an architect capable of understanding the scale of
experience as an essential part of liturgy and as an evocative catalyst for a deep and
personal sense of spirit. Approached by the local congregation shortly after World War
II, Pastor William Beuge wrote a challenging letter to Saarinen, then head of the
Cranbrook Academy of Art in Ann Arbor: “I asked him if it were possible in a
materialistic age like ours to do something truly spiritual.” The young pastor observed
that, “He soon showed me”.2
An important question during this ongoing research into Christ Church Lutheran has
regarded how to approach a reading of this building. This research – and this writing – is
not the work of an historian, so the question of how to uncover or tease out readings of
this building has been a preoccupying concern; it has perhaps resulted in an initial
reading that departs from an expected analysis or interpretation. Compounding that is
the focus on a building that has been the subject of numerous, if not hundreds, of
interpretations over its almost sixty year history. Christ Church Lutheran has been
studied and drawn by students and architects from all over the world, recently hosting
part of an international symposium paralleled with the exhibit “Eero Saarinen: Shaping
the Future”, mounted in Minneapolis at the end of 2009. Curiously, however, the
building is not as firmly embodied in the architectural radar of those who visit the area;
building aficionados are more likely to know Jean Nouvel’s (new) Guthrie theatre (and
sadly, be less familiar with Ralph Rapson’s original – now torn down), or Jacque
Herzog’s and Pierre de Meuron’s Walker Art Center, or the Gehry project – the
Weisman Museum –more than the Saarinen project.
Nexus Network Journal 12 (2010) 213–237 Nexus Network Journal – Vol.12, No. 2, 2010 213
DOI 10.1007/s00004-010-0032-6; published online 11 May 2010
© 2010 Kim Williams Books, Turin
Fig. 1. Eliel Saarinen helping lay the cornerstone of Christ Church Lutheran in 1949. Image ©
Christ Church Lutheran Archives. Still from archival footage digitized by author
Fig. 2. Eliel and Loja Saarinen at the building opening. Image © Christ Church Lutheran Archives.
Still from archival footage digitized by author
214 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
That Christ Church Lutheran was designed by Eliel Saarinen at the age of 75, and
added to by Eero Saarinen 10 years later, adds to the knotty question of how to approach
an interpretation of this particular building. Eero was asked by the congregation in the
early 1950s to design the addition to his father’s building. Two very distinct and
idiosyncratic masters shaped this project over a period of more than a decade. Apart from
all of this, perhaps the most important aspect that has been brought to the fore in the
study of this building is knowing that it is, and has been, the object of a deeply felt love
by its community – well before the cornerstone was laid in 1949 (figs. 1, 2) – and that it
serves as a touching example of the relationship between the father and the son.
If architects design for effect and to affect, then a mark of the good architect is to do
so without compromising either the technical or the experiential. This dual capacity of
the good architect – the ability and nuance to negotiate the scale of experience between
the mechanical and experiential – was one of Eliel Saarinen’s great skills. In considering
that the building was authored both in the name of the father and the son, this notion of
“effect” (and in a way, of “cause”) has a larger resonance; the hand of two designers with
markedly different attitudes about form and space underpin this building.
The evidence of this is embodied at Christ Church Lutheran in two particular ways:
in the subtle deftness of Eero’s addition to his father’s building, and in Eliel’s designed
experience of the sanctuary. Eliel Saarinen was a master of scale: his work encompasses
the broad scope from the local to the global. He designed and proposed city plans all over
the world: in Estonia, Finland and Australia, even consulting on projects in South
America. He designed buildings – museums, apartment, manors and campuses – and he
designed furniture and fixtures – from chairs to tables to teapots and teacups.
If the normative way to look at a building would be from the outside in, this
investigation will start instead from the inside out – from object to space to room to
building. By looking at these scales, and through these lenses, an attempt is made to
underscore the finesse and material elegance of this building and to touch on the spatial
genius and expertise of Eliel Saarinen, and a surprisingly soft and deferential project by
Eero.
Eliel Saarinen was never satisfied with acceptable, or even good responses; he
attempted to conceive of projects in their entirety, at all scales and, perhaps most
importantly, to know what the appropriate use of these scales are. The range of scales is
embedded here at Christ Church Lutheran, and it is reflected in many ways: from the
material and tectonic to the immaterial and the ineffable; to the way that choral music
surrounds worshippers and visitors; to how a monumental experience of space is made
personal and intimate; to the subtle and deeply poetic way in which light is treated, used
and shaped. Eliel understood how light becomes a material principal of this building. In
the Lutheran tradition, God’s Grace comes by faith alone, through Christ alone – Sola
Gratia, Sola Fide, Solus Christus. Light, of course is one of the mechanisms with which
architects and designers try to express a sense of the sacred. At Christ Church Lutheran,
for Eliel Saarinen, light revolves around liturgy connotatively and denotatively.
Eliel Saarinen would have been very familiar with this liturgy. His father, Juho
Saarinen, was himself a Lutheran minister, tending to congregations in Rantasalmi,
Finland and in Lisisila in Ingermanland, Russia. Juho would later leave his congregation
in St. Petersburg and move to the outskirts of Helskini, to join his son and family at their
Hvitträsk estate. The Lutheran liturgy is organized by four particular movements:
216 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
usual convention of the architectural drafting board, through plan, section or elevation,
but also in perspective, with cast shadows. These objects have been rendered as
experienced things. The images in the book can therefore be understood as an expression
of architectural thinking through drawing; before the objects were made, they were
imagined as matter, thought of as matter. These liturgical artifacts themselves can then be
understood as the manifestation of this thinking through making/drawing. At Christ
Church Lutheran, the immaterial was understood through the material realization of
ideation.
218 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
Fig. 6. Pulpit, ‘Furnishings Book’ for Christ Church Lutheran.
Image © Christ Church Lutheran Archives
The altars and their candles are also objects against the page (as drawn in the book)
but are also projected against the walls of the church, or in the case of the baptismal font,
against a volume defined by its location: situated in a curve in the floor, in a space of its
own, with a flooring pattern that differs from the surfaces around it. The Baptistery is
bounded by a short, low wall and one steps down into it. The floor is a glossy tile,
distinct from the other material surfaces of the sanctuary. Stepped down, it recalls
Christ’s baptism in the River Jordan by John the Baptist.
These liturgical artifacts – the cross, the altars, the piscina and the font – have
deliberately considered and architecturally nuanced spatial and experiential conditions.
As we expand our scale beyond the object as a single moment, we can observe that they
are always inserted in a larger, careful material and luminous context. Although the space
of the liturgy occupies the entire spatial field of the sanctuary – indeed, the whole
building – Saarinen draws out a set of careful architectural conditions that highlight these
liturgical and (to coin a term) artifactual moments. The curve of the chancel wall (fig. 7),
and the wooden baffle or screen carefully modulate the light that falls onto the surface of
the whitewashed brick. All the glass used in the sanctuary (save the entry and bell tower
windows) is translucent, which further tempers the eastern and southern light; Eero
Saarinen would later use this exact strategy in his design for the Kresge Chapel on the
M.I.T campus in Cambridge, Massachusetts. Specific walls are terminated in such a way
that the visible cut edge of the walls themselves define program and space within the
building. For example, the two flanking walls from the narthex to the sanctuary are faced
with brick headers only, as is the short wall of the baptistery. These edges help articulate
particular zones or programs of the church in a less explicit way. The chancel wall edge,
perpendicular to the window, has its own pattern of headers and stretchers; further
emphasizing this particular volume and its bounding by the symbol of the cross, the
station of the Word, the font and altar assist in expressing it as a space of elemental
spirituality (fig. 8).
220 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
Fig. 8. Sanctuary. Image © P. Sieger, AIA and Tom Dolan, Minneapolis, Minnesota
Saarinen is deliberate and methodical about the walls in Christ Church, the way they
extend, connect, imply or are cut and exposed. The west wall that bounds the baptistery
extends outward, well past where we would expect it to merge with the southern aisle
wall. In doing so, it mimics a similar strategy used in the Chapel’s East wall. The material
and formal expression of these moves point to a considered hierarchy of the spaces of the
church; Saarinen’s attitude toward the building is clear, in that his architecture
underscores spaces of profound spiritual experience within the building, but he does so
with quiet poise. The side aisles, too, use this strategy: the west aisle links to the heavy
volume of the bell-tower, the east connects to the narthex and lobby. Both connect the
glazed end of an aisle wall to an opaque masonry volume.
For those coming for the first time, the reaction to the building is often one of casual
indifference. Certainly from the outside, the Saarinen complex maintains a remarkably
unassuming and unprepossessing presence. Upon entering the building however, that
casual indifference changes quickly. The church is raised up a few steps on a plinth above
the level of the sidewalk, and one enters an arcade before turning to the main doors of
the building. The arcade was not part of Eliel’s early design, but was instead added
through Eero’s addition. Eliel Saarinen, with the entryway, demonstrates not only his
careful attention to detail with a carefully and intricately crafted door, but also in framing
the entry with a mullion-less glazing, clearly separating two formal elements within the
entry spaces of the church, again suggesting the integrity of these moments within the
overall structure and experience of the architecture. He then does this in several places
within the building and the result is anything but fragmentary; he achieves a kind of
Fig. 9. Side-aisles. Image © P. Sieger, AIA and Tom Dolan, Minneapolis, Minnesota
222 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
The movements of the Lutheran liturgy are ancient, and go back to the very
beginnings of the Christian Church. The entry of the congregant into the space is
directed forward to the altar and the cross and the chancel wall; this is made more
emphatic by the volume of the sanctuary and smaller coves of the side-aisles. The side-
aisle windows are angled forward, with a smaller edge profile that reduces the amount of
visible lit surface as the congregants gather. The second movement of the liturgy is the
Word – Sola Scriptura – which takes the pulpit as the seat of the book, and shifts the
focus of the congregants to the pulpit from the cross. The Meal directs worshippers
forward again to the altar. The manner in which the third movement is performed
underscores how Saarinen’s architecture augments the experience of the Lutheran liturgy
and how this building can be understood as a facilitator for worship. Once complete,
congregants split into two lines and move back to the pews, along the side-aisles. This
time, however, they are exposed to the broader face of the side-aisle windows, with their
edges more prominently in light (fig. 9). The view back, towards the east, is again, a brick
surface, softly lit from either side through translucent glass.
This particular reading of the side aisles is particularly striking as a carefully
considered and beautiful effect: following the Meal – the central act of Christian
Worship, the Holy Communion – one’s walk back is in a field of light, brighter than
when one entered. The worshipper approaches the altar in darkness, and leaves in light.
The geometry of the building is more than a conceptual framework for the liturgical
act or a way to facilitate the spiritual drama of this worship: it is also a demonstration of a
carefully considered set of technical solutions. Christ Church has been called one of the
finest examples of acoustic finesse in American architecture. Eliel collaborated with the
acoustic consultants Bolt, Beranek Newman (BBN) in the design of Christ Church
Lutheran’s acoustic qualities. BBN was founded by Leo Beranek and Richard Bolt (two
professors at MIT), who partnered with a former student, Robert Newman, to form the
company. Their first major consulting commission was the acoustic design for the
United Nations General Assembly Hall in 1949,4 but archival material from Christ
Church Lutheran notes their involvement with Eliel Saarinen on Christ Church.
The geometries of the building carefully attenuate any acoustic resonance that might
result in echoes or unwanted reverberation. No surfaces are truly parallel (fig. 10). The
north wall of the Sanctuary, with its variegated surface, is angled slightly off the
orthogonal. The east wall is also turned in, the chancel wall is curved, and the canted
ceiling, both in the sanctuary, and over the side-aisles, have been carefully considered.
The choir loft of the balcony edge is angled forward too. The perforated ceiling has been
designed with a pattern of sound absorption panels as well as void spaces, to allow for a
richer, truer auditory experience. No electronic augmentation or microphones are
necessary within Christ Church; one can comfortably hear a sermon or presentation
without amplification. The sensory experience is remarkable and the choral effect of the
music is outstanding. One is, in a way, truly surrounded by music and by the Word. The
sanctuary is a receiver both of light and of sound.
224 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
Fig. 11. Building exterior. Image © P. Sieger, AIA and Tom Dolan, Minneapolis, Minnesota
Eliel, on the heels of his second place award in the Chicago Tribune competition in
1923, was working in the United States a few years after the first World War and during
the Second. He was fully immersed in a quiet, but conscious pursuit of redefining the
post-war architectural landscape. If the modern movement at the time emphasized form,
structure, and the “coolly” rational, Saarinen proved with Christ Church that he was
quite unlike the modernists of the time. When Frank Lloyd Wright called Eliel Saarinen,
“The best of the Eclectics,” Saarinen labeled him “Frank Lloyd Wrong” [Art: The
Maturing Modern 1956].
226 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
Fig. 12. Building construction, view of side aisle and sanctuary from street.
Image © Christ Church Lutheran Archives
Fig. 13. Building construction, view of side aisle and sanctuary from campanile.
Image © Christ Church Lutheran Archives
228 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
I often contributed technical solutions and plans, but only within the
concept that he created. A better name for architect is ‘form-giver’ and
until his death in 1950, when I started to create my own form, I worked
within the form of my father [Loucheim 1953].
The competition for the St. Louis Arch was perhaps the inflection point for this
realization. Initially awarded to Eliel Saarinen (the award notification was sent to “E.
Saarinen), the correction was noted shortly after and Eliel celebrated his son’s coming
into his own with a grand party at Cranbrook. Designed by Eero in 1947, a year before
the contract for Christ Church was issued, Eero Saarinen would not live to see the Arch
built; construction was only begun in 1963 and finished five year later. The Jefferson
Memorial competition coincides with Eero’s burgeoning assumption of increased
responsibility in his and his father’s shared architectural practice. Robert Clark and
Andrea Belloli write that:
Eero Saarinen returned to Cranbrook during the summer of 1936 and
entered into practice with his father. During the next three years, they
produced a series of designs that marked the end of the elder Saarinen’s
transitional phase, established the manner of expression that characterized
his last decade of practice, and served as a point of departure for Eero’s
independent work [Clark and Belloli 1984: 65].
Clark and Belloli also observe that Eliel’s genius lay in “craft and synthesis rather than
innovation” [Clark and Belloli 1984: 68], compared to Eero’s characteristic ingenuity,
inventiveness and his aggressive pursuit of new measures in form and technology in
architecture.
When clarifying some issues for Saarinen’s biographer some years after Eliel’s death,
Joe Lacy noted that:
As you probably know, the last three or four years before Eliel’s death were
more or less transitional. Eero assumed more and more responsibility until
eventually Eliel seemed content to let Eero lead the way. However, Eero
had great respect for his father’s ability and I doubt if Eero ever ignored
Eliel’s ideas.5
In a letter two months later, Lacy wrote that:
The very last building that was designed by Eliel and which was built was
the Christ Lutheran Church in Minneapolis That was entirely Eliel and
Eero had very little to do with it. The pastor of the congregation, Rev.
William Buege, is a brilliant man. He made an exhaustive search for the
right architect and was finally convinced that Eliel was the right one.6
If Eero ever felt shadowed by the form of his father, he quickly demonstrated the
power of his own architectural trajectory following his father’s death, distinguished even
in the way their practices operated; Eliel embodied the very description of a master in his
atelier, sanguine, grand, dapper, while contrasted with Eero, rumpled and intense in his
office (fig. 14), often working 18-20 hours a day, and relying on the collaborative spirit
of his now famous employees: Pelli, Parker, Paulsen, Lacy, Roche, Dinkeloo, among
many others. Although Eero had achieved a notable amount of fame with his early
furniture projects, the Jefferson Arch competition was an important defining moment in
the relationship between father and son. Their studio was “divided with a wall of
230 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
paper, paper, matches, more paper, a cigar stub, paper, paper, paper [Art:
The Maturing Modern 1956].
This work ethic would yield some of the most celebrated architectural works during
the period between his father’s passing and his own in 1961.
Fig. 15. The St. Louis Arch. Image © Leonard Parker, AIA
Fig. 16. The TWA International Flight Center, model. Image © Leonard Parker, AIA
Fig. 17. Eero and Paulsen’s addition, with the sanctuary beyond.
Image © P. Sieger, AIA and Tom Dolan, Minneapolis, Minnesota
232 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
The relationship between Eliel and Eero Saarinen is a timeless evocation of the
enduring bond between father and son. In their own ways, they represented broadly
different temperaments in period, style, attitude and time. Eliel was the genteel, cultured
aristocrat, educator and writer, whose deft drawing hand and ideas of architecture as a
synthetic craft quietly suggested a new direction for American modernism, while Eero
was the intense, focused and inward-looking innovator who came to symbolize the
trailblazing enthusiasm of post-war architecture in the United States. Eliel’s oeuvre was
identifiably consistent; it is easy to trace the formal and architectural lineage from one
projects to another; Eero’s body of work is vastly different in form, resulting in early
scathing criticisms from the likes of Vincent Scully (cf. [Romàn 2003: 2]) who accused
him of having no consistent language and said that his adaptability (now acknowledged)
signified a lack of discipline!
Eero’s addition to his father’s work, with the significant contributions of Joseph Lacy,
Glen Paulsen, Leonard Parker and Cesar Pelli,9 is – to use a current of the theme of this
writing – perhaps the most appropriate scale of effect to Christ Church Lutheran. It is
modest and utilitarian, in the best senses of those words, and playful too, with a veritable
Knoll and Eames showroom fronting 34th Avenue (fig. 18), but it is understated and
deferential to the form of his father. Glen Paulsen, interviewed for the developing
monograph on this building, noted that Saarinen’s driving concern was the
appropriateness of the Education Wing as a quiet response to the sanctuary. Paulsen’s
office worked with Eero Saarinen on this project, and Glen Paulsen10 served as the
primary designer, with Eero as the deciding voice on the project.
234 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
Fig. 20. Christ Church Lutheran, exterior view of the sanctuary.
Image © P. Sieger, AIA and Tom Dolan, Minneapolis, Minnesota
While Eliel Saarinen’s sanctuary is a profoundly inward-looking building, the
Education Wing, particularly on the main floor, opens up to its context.
The floor-to-ceiling windows of the Luther Lounge (fig. 19), running the full length
of the east facade of the Education Wing, open to the residential life of the street. Eero
Saarinen and Paulsen turns the interior hallway that separates the classrooms into a
windowed and sky-lit atrium; the main hallway that links the new entry around the small
courtyard, past the church offices and into the sanctuary, is a glazed cloister. The
basement is admittedly more utilitarian, but the spaces are still very social, with two
236 Ozayr Saloojee – The Next Largest Thing: The Spatial Dimensions of Liturgy in Eliel and Eero Saarinen’s Christ...
5. Letter from Joseph Lacy to Albert Christ-Janer, dated January 2nd, 1971, Box 2, Folder 2.1
Saarinen Family Archives.
6. Letter from Joseph Lacy to Albert Christ-Janer, dated March 18th, 1971, Box 2, Folder 2.1
Saarinen Family Archives.
7. Susan Saarinen, conversation with the author, Minneapolis 2008.
8. According to Marc Coir, Eero never gave credit to Carl Milles for suggesting that the section of
the arch be triangular when Eero had requested his advice concerning his entry into the
competition. Coir noted this in his lecture at the Minneapolis Institute of Art in September
2008.
9. The author has conducted several interviews with Leonard Parker, who, as the site supervisor
on the addition, noted Pelli’s contributions to the developing design in Glen Paulen’s office.
10. It’s interesting, albeit incidental, to note here that Eero recruited Paulsen personally to join the
Saarinen office. Paulsen’s first projects included working with Eliel Saarinen, but later
transitioned to joining Eero on his work. Paulsen, notably, became the third president of
Cranbrook, after Eliel Saarinen and Zoltan Sepeshy. He was interviewed in November 2008
for a developing book on Saarinen (of which this paper will form a part) in November 2009.
11. Marc Coir made this observation in his presentation with Susan Saarinen at the Minneapolis
Institute of Art in September 2008.
References
Art: The Maturing Modern. 1956. Time Magazine, July 2, 1956.
CHRIST-JANER, Albert. 1979. Eliel Saarinen: Finnish-American Architect and Educator. Chicago:
University of Chicago Press.
CLARK, Robert Judson, and Andrea P.A. BELLOLI. 1984. Design in America: The Cranbrook
Vision, 1925-1950. New York: Harry N. Abrams Publishers.
HAAS, Philip and David HOCKNEY. 1989. A Day on the Grand Canal with the Emperor of China
or: Surface is Illusion but so is Depth. Directed by Phillip Haas and written by David
Hockney. Documentary film.
GOLDBERGER, Paul. 1981. Eliel and Eero Saarinen. In Three Centuries of Notable American
Architects, Joseph J. Thorndike, Jr., ed. New York: American Heritage Publishing Company.
LOUCHEIM, Aline. 1953. Now Saarinen The Son. New York Times, April 26, 1953.
ROMÀN, Antonio. 2003. Eero Saarinen: An Architecture of Multiplicity. New York: Princeton
Architectural Press, 2003.
SAARINEN, Eliel. 1948a. The Search for Form in Art and Architecture. Rpt. 1985, New York:
Dover Publications.
———. 1948b. The Search for Form: A Fundamental Approach to Architecture. New York:
Reinhold Publishing.
About the author
Ozayr Saloojee is an Assistant Professor of Architecture at the University of Minnesota’s College of
Design. He joined the faculty in 2005, after teaching and practicing architecture in Ottawa,
Canada, where he completed his B.Arch and M.Arch degrees at Carleton University’s School of
Architecture. Born and raised in Johannesburg, South Africa and in Canada, Professor Saloojee’s
current academic areas include questions of tradition and modernity in Islamic Architecture, and
research interests in contested landscapes, and the political agency of the architect in these conflict
terrains. He participated with the Walker Art Center (Minneapolis) and Minneapolis Institute of
Art (Minneapolis) with the hosting of the Eero Saarinen retrospective “Shaping the Future” in
2008 (as a co-organizer and invited presenter of a related symposium). He also collaborated on the
exhibit “Christ Church Lutheran: Three Photographic Visions” with VJAA (Minneapolis) Site
Assembly (St. Paul). The exhibit design was awarded an American Institute of Architects Honor
Award in 2009. Professor Saloojee is currently completing a monograph on Eliel and Eero
Saarinen’s Christ Church Lutheran.
Introduction
The buildings designed by Eero Saarinen are constituted by continuous forms that
have the particular characteristic of unifying the internal and external spaces. The
equilibrium of the compositions is achieved by the relationship between the visual spaces
and the existent movement between them.
Here we discuss Saarinen’s Kresge Auditorium at MIT, the Ingalls Rink at Yale
University, and the TWA Flight Center at JFK International Airport in terms of
morphocontinuity. The thin shell structures are interpreted as continuous forms and
these forms appear mathematically as the membranes of cells [Consiglieri and Consiglieri
2009]. These new forms supersede discrete processes such as breaking up and scattering.
Rather, they are characterised by fluidity and unity. Moreover, the architectural design
flows into vaster urban areas than mere buildings. This development coincides with our
concept of morphocontinuity. The movement and complexity transmitted by the
surfaces have a new meaning. The main achievement is then that the building is no
longer a closed object but is now an open one. The symbiosis between cities and nature is
achieved when no boundaries exist between private and public domains, and between
interior and exterior spaces. The form can give rise to a multitude of effects which offer
light and sound behaviors in a wide variety of potential directions. The inner spaces,
which flow one into one another, are becoming a concern in the reconfiguration of cities.
The process of production of the buildings is the result of the interaction between
organization and material.
Morphocontinuity is correlated with the morphologic rhythm. It is the four-
dimensional framework due to the self-organized life process of a cell [Consiglieri and
Consiglieri 2006]. The mathematical cell is a 4D element reflecting cyberspaces.
Actually, when we move about in a city, whether inside or outside the buildings, the act
of moving brings the fourth dimension into the behavior. This new organization provides
the input for the ongoing existence of cities. With the morphologic rhythm, the cell and
its correspondent form provide the dynamism for the human living in the different
environments.
The present study uses mathematical mappings as a means of analysis. Moreover,
their graphical representation shows the visual contrasts of fullness/emptiness and
brightness/darkness. Although not all of Saarinen’s projects include Euclidean forms, the
architectural forms have such differentiability properties that equilibrium is reached.
Finally, the aesthetic value of the object is determined by the continuity of the forms and
the relationship between inside and outside.
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DOI 10.1007/s00004-010-0026-4; published online 5 May 2010
© 2010 Kim Williams Books, Turin
The mathematical framework
In this section, we introduce some definitions for a fixed positive time parameter,
T>0.
Definition 1. We say that a set C is a cell if it is defined by
f(x, y; t) |x | t 2 /2-3t/2 2
| (2t 1)y - 5t 2 |t
2
/2-3t/2 2
/(1 t(t -1)) .
Fig. 1. (a) Euclidean rhythm: translation and juxtaposition; (b) interpenetration of congruent
objects; (c) self-organized life cell; (d) movement and shape change
where BR (0) denotes an open ball centered at the origin (0,0,0) with radius R>0.
The above examples take one ball in 2D as a motif (see [Consiglieri and Consiglieri
2006] for 3D examples) under a rigid body motion where the transformation is such that
the two balls act as the unique set (1) that has a free parameter denoting the time. In
order to represent the juxtaposition (fig. 1a), choosing t=0 we get the initial ball and
choosing t=2 it represents the translated ball. If we choose smaller instant of time, for
instance t=1, we obtain an interpenetration of the congruent ball (fig. 1b).
The self-life of a cell may be clarified as follows. If we take the circle of radius one, its
shape can freely change maintaining the quality of its boundary, the circumference, in
separating its interior from its exterior, e.g., becoming a square (cf. fig. 1c). Moreover,
the morphologic rhythm can have the following interpretation: the ball can even perform
motion and shape changes simultaneously (cf. fig. 1d).
Definition 3. We define a form as the subpart of the boundary of the cell given by
F : {( x, y, z) A u IR IR 3 : z h( x, y; t )} ,
where h is a continuous mapping defined in A depending on a time parameter
t [0,f] (for details, see [Consiglieri and Consiglieri 2009]).
The mathematical space is the infinite set of points given in reference to the three
dimensional Cartesian coordinate system. However, the architectonic space can be
understood as an urban space given by the continuum 3D-space plus the time which are
embedded in the 4D (space-time) coordinate system (see fig. 2).
Fig. 2. The graphical representation of a form using A [2,2]2 \ ^ (0,0)`, for the time parameter
t>0 and h(x, y; t)
x 4 y4 : (a) t==2; (b) t=3.
(x 2 y 4 ) t
F {( x, y, z) IR 3 : x, y t 0, z R2 x 2 y2 } ,
where the constant R>0 denotes the radius. The cell correspondent to the auditorium is
not 1/8 of a sphere, but is rather the set
C {(x, y, z) IR 3 : x, y, z t 0, x y z t R, x 2 y 2 z 2 d R 2 } .
This cell represents the closed set constituted by the inner space surrounded by the
(1/8 of the) sphere and the planar section (fig. 4) and its boundary, namely the portions
of the sphere and the plane. In order to identify the set C with the auditorium in
accordance with Definition 1, the set C is rotated such that the triangle becomes the
ground floor, i.e., xy-plane (z=0), under the rotation over the axis located at (x,R-x,0), for
all real x. The projection of the boundary of the spherical surface is no longer the triangle
after rotation, but is rather the union of three arcs of ellipses.
At a first interpretation, the spherical structure separates the inner from the outer
spaces. However, the internal environment changes in accordance with different
situations of the two systems: doors and windows. The sensation of space-time depends
on the location of the doors, and the communication with exterior depends on the
dimensions of the windows. Besides, the interconnection of the interior with the exterior
Fig. 5. Eero Saarinen, Ingalls Rink, Yale University. Drawing by Teotónio Agostinho
Given the couple composed of the rectangular rink and the seats that surround it,
which forms the basis for the architectural object, the principal facade is surprisingly
constituted by an awning with the boundary edge measuring 73.0 m (fig. 5). The main
purpose of this shell is to funnel the audience from outside into inside through the
mediating point, which is the entrance. This entrance, which faces onto and
simultaneously ends at the lateral walls, flows into the walls of the parking and the
external arrangements. The axis of symmetry of the suspended vault coincides with the
axis of the rink and the corresponding lateral seats, establishing the unity of the inside
with the outside. Thus we can say that the building is constituted by two twin cells, each
of which is highlighted by a form under the continuous mapping:
Victor Consiglieri received a B.S. degree in architecture from Escola Superior das Belas-Artes de
Lisboa (ESBAL) in 1956, and a Ph.D. degree in morphology of architecture from Faculty of
Architecture of Technical University of Lisbon in 1993. He was in Paris 1964-65 on a scholarship
from Centre Scientifique et Technique du Bâtiment (CSTB). He was in Camâra Municipal de
Lisboa 1956-62, Ministério do Ultramar 1962-66, Caixa da Previdência 1966-76, Faculty of
Architecture of Technical University of Lisbon 1976-97 and as invited professor in University of
Évora 2004-05. He realized many projects for public buildings such as kindergartens, elementary
schools, institutions for youth, and centres for the elderly. He was member of Associação dos
Arquitectos and of Ordem dos Arquitectos 1956-2004. His current interest is the contemporary
aesthetic.
Introduction
In the years following World War II, modern architecture was a facing a cross-roads.1
Many architects were skeptical of the ability of the dominant “International Style”2 to
respond to social, humanistic demands – a sentiment magnified by the loss of life during
the war – and were searching for a new direction forward. The self-justified rational
architecture did not engage the richness of human experience. Multiple calls for
“expression” and “monumentality” in architecture revealed a need for more human
engagement than the International Style was providing [Barr 1948].
Thus post-war modernist architects had to make a choice: maintain the rigid
obedience to “functionalist” architecture, or search for a new means of expression. They
were consciously engaged in re-thinking what architecture should be, interested in
recasting modern architecture to suit an altered social landscape; they wanted to make
architecture more appealing, but didn’t want to abandon industrial efficiency. They
sought to re-place architecture in the minds of citizens, but felt the “immaturity of
modern architecture”, and the need to “grow up”.3 Modernism had not failed, but it
needed revision.
One architect who engaged in this discussion and would prove influential in altering
its course was Matthew Nowicki. His untimely death in an airplane crash in the fall of
1950 cut his budding career short, but not before he had written a few influential articles
and designed one seminal work, the Livestock Pavilion in Raleigh, North Carolina.
Nowicki’s work suggested a new direction for architecture in the post-war world – ideas
that would fatefully remain unrealized by him, but would be picked up and extended
other like-minded architects.
During his life, he befriended the architect Eero Saarinen at the Cranbrook Academy
and was succeeded as Chair of the School of Design at North Carolina College of Design
by Eduardo Catalano.4 Through the subsequent work of these two men, Nowicki’s
influence – his personality, his inventiveness, his ideas about architecture – can be seen.
Themes of function, structure and humanism resonated differently in each man, striking
different chords in their work. Together, these three interconnected individuals, with
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DOI 10.1007/s00004-010-0033-5; published online 6 May 2010
© 2010 Kim Williams Books, Turin
great similarities and vast differences, were engaged in the same intellectual milieu, each
manifesting his own architecture in a unique yet contextual way. Their combined
endeavors, physical and intellectual, stand as evidence of the shifting understanding of
what modern architecture was about.
Matthew Nowicki
Matthew Nowicki was born in 1910, into a Polish noble family, the son of a
politically active Consul to the Polish State. He traveled extensively as a child, spending
much time in Chicago, and learning English before enrolling in architectural studies at
the Warsaw Polytechnic in 1928. Here he quickly demonstrated an incredible drawing
ability, a talent that would provide his most lasting legacy in his striking sketches that
remain. Instruction at the Polytechnic also strove to “teach him to see things as
structures. To this end a drawing was built, with skeletons of structural lines exposed”
[Mumford 1954a: 142]. Drawing for Nowicki was not just symbolic representation, but
an intellectual process of architectural and structural synthesis. Engineering and geometry
would always go hand-in-hand with his formal, architectural explorations. Nowicki also
met his wife, Sasha, while in school; a fellow architecture student, she was by all measures
his equal in drawing and design.
Inspired by Le Corbusier and Wright, Nowicki began his own professional practice in
Warsaw after graduation, also accepting a position as associate professor at the
Polytechnic. He built a number of churches, homes and sports arenas in Poland before
the German invasion in September 1939. The darkness of the war descended on Warsaw
as the mass destruction increased, and Nowicki and his family were forced to escape to
the distant mountain regions. After the war, Nowicki was involved in the planning to
rebuild Warsaw, but when the Polish government was taken over by Communist powers,
he decided to come to the United States [Brook 2005: 37]. He served as Cultural Attache
to the Polish Consulate in Chicago, was a visiting critic at the Pratt Institute, and served
a formative role as the Polish representative to the committee for the United Nations
Building.5
The wartime experience drastically effected Nowicki’s outlook on life, and revised his
approach toward architecture. After the war he wrote:
The study of the well-being of contemporary man, which has been
introduced into the language of architecture, continues to be the
inspiration for our work but this time the quality is differently analyzed. It
is no longer ‘the machine to live in’ that stirs our imagination. It is the
eternal feeling of a shelter to which we subordinate our creative ideas
[Mumford 1954: 148].
Nowicki invokes a more humanist approach to architecture, one that is sensitive to
emotional feelings as well as function.
His technical education at the Warsaw Polytechnic also rooted his architectural
theories in structural realities. Advancing technologies, as they changed over time, were a
crucial part of creating effective architecture. He stated:
...we now rely in our expression of the potentialities of materials and
structures. This interest in structure and material may find within the
building medium decorative qualities of ornament that are much too
involved for the purist of yesterday. The symbolic meaning of a support
250 Tyler Sprague – Eero Saarinen, Eduardo Catalano and the Influence of Matthew Nowicki: A Challenge ...
has been rediscovered, and a steel column is frankly used as a symbol of
structure, even when it is not part of the structure itself [Nowicki 1951:
279].
For Nowicki, structure had become expression and he embraced the new potential
that emerging technologies suggest.6 A new type of expression was emerging from an
awareness of material and structure, one that was not rooted in a singular, formal
prescription but rather encouraged multiple investigations. He states, “Art may be one,
but it has a thousand aspects. We must face the dangers of the crystalizing style... trying
to enrich its scope by opening new roads for investigation and future refinement”
[Nowicki 1951: 279].
In an article titled “Origins and Trends in Modern Architecture,” Nowicki clearly
stated what many architects had begun to feel regarding functionalist architecture:
In the growing maturity and self-consciousness of our century, we can not
avoid the recognition ... that the overwhelming majority of modern design
form follows form and not function. And even when a form results from a
functional analysis, this analysis follows a pattern that leads to a discover of
the same function, whether in a factory or a museum [Nowicki 1951:
273].
Striking to the heart of the proclaimed objectivity of pre-war modern architecture,
Nowicki’s statements resonated with many architects of his generation. From Paul
Rudolph [1986: 153] to Colin Rowe [1976: 130], Nowicki’s statements provided a
springboard for a new line of architectural thinking, causing, in 1962, the critic Allan
Temko to call Nowicki the “spokesman for young Modernists” [Temko 1963: 43]. For
the emerging generation of architects, function influenced but did not dictate form. For
Nowicki, Catalano and Saarinen, post-war architecture would engage the mutual
dependence of function and form.
Nowicki’s theories can be seen in his sketches for the State Fair Livestock Judging
Pavilion (later the Dorton Arena) in Raleigh, North Carolina. His death during the
design process left architect William Henley Deitrick, working with engineers Severud-
Elsted-Kreuger, to complete the project. Despite the intent to do everything “as Matthew
would have wanted it” [Parabolic Pavilion 1952: 137], substantial design changes due to
budget and construction issues altered the building to the point where some questioned if
Nowicki would have been pleased with it (North Carolina Dean Henry Kamphoefner
quoted in [A radical settles down in Raleigh, NC 1980]. But Nowicki’s intent is
evidenced through his sketches, and is indicated in the built work.
The sketches (and the building itself; fig. 1) are structurally bold, consisting of two
intersecting parabolic arches. The sweeping, mathematically-driven forms are angled to
the horizon, and on this account, trace the plan of the arena in the area between them.
The roof consists of draped cables strung between the two arches. The cables’
dependence on the geometry of the arches, coupled with their own catenary behavior,
creates a warped roof surface displaying a curvature in both lateral and longitudinal
directions. This is clearly a geometrical investigation of shapes in space, a mixing of
elevation and plan, but it is also underlined by a structural logic.
The two parabolic arches were made of concrete, and act in pure compression, with
the roof cables hung in pure tension. The force-imbalance of the canted arches was to be
ideally counteracted by the thrust of the roof cables, freeing up the curtain wall below to
provide only stability. In the final building, construction methods had not advanced
Fig. 1. Matthew Nowicki’s State Fair Livestock Judging Pavilion (later the Dorton
Arena) in Raleigh, North Carolina. Photograph by Yoshito Isono, reproduced
courtesy of Nicholas Janberg and Structurae
These structural forms also provided an expression of the function of the building
and shaped the space within. As a “single great room” the livestock show floor and
surrounding grandstands mirror the structure above, providing axiality and a center of
focus (Paul Rudolph quoted in [The great Livestock Pavilion complete 1954]).
Architectural Forum stated:
Nowicki was seeking first of all not for a unique structure but for a unique
space. The remarkable warping of the space upward, the exact reverse of a
dome, would guarantee maximum daylight admitted from the two sides to
the central arena. This labile kind of curvature of enclosed space marks a
new epoch in architecture [Parabolic Pavilion 1952].
The innovative, three-dimensional aspects of the Pavilion indicated a different means
of enclosing human experience, a new spatial relationship within architecture. The roof
provided shelter and also engaged the questioning mind.
Nowicki’s theories of humanist expression through structure are in play here. He is
demonstrating a navigated position between the human experience, structural rationality
and the functional demands of the building. Although not without shortcomings,7 in this
single work he has embodied many different strands of the architectural discourse of the
time. Paul Rudolph described a sublime experience, and stated that this new space
“helped man forget something of his troubles.” He also claimed that it satisfied “our need
for more expressiveness to emphasize our places of worship, meeting places of governing
bodies, and centers of recreation” [The Great Livestock Pavilion Complete 1954: 132]. It
embodied a “basic soundness and high spirited boldness” that indicated a new direction
for modern architecture [The Great Livestock Pavilion Complete 1954: 134].
252 Tyler Sprague – Eero Saarinen, Eduardo Catalano and the Influence of Matthew Nowicki: A Challenge ...
Eduardo Catalano
After Nowicki’s death, his position as chair of the North Carolina State College,
School of Design was soon filled by Dean Henry Kamphoefner, with Eduardo Catalano.
Catalano, an Argentinian-born architect who trained at both the University of
Pennsylvania and under Walter Gropius at the Harvard Graduate School of Design, was
keenly interested in advanced geometrical forms in architecture. Prior to coming to
North Carolina, he had co-written a book on the mathematics of geometrical forms and
the use of perspective [Crivelli, Nery and Catalano 1940]. His un-built auditorium
project in Buenos Aires used a thin shell structure to enhance acoustics, and he entered
several competitions for pre-fabricated housing solutions, utilizing a modular approach to
building [Arts and Architecture’s Second Annual Competition 1945].
But it all appears to come together for Catalano once he arrives in Raleigh. Along
with the continuing construction of the Livestock Pavilion, Nowicki’s presence was still
felt through the curriculum and education system he had initiated. His pedagogical
approach to teaching architecture emphasized a merge of the technical requirements with
a humanistic awareness. Influenced by Le Corbusier’s “Modulor”, Nowicki emphasized
designing around “Man” as the “unchanging module of of scale and proportion” and the
role of technology and structure as a means to satisfy changing human demands
[Mumford 1954b]. This legacy is digested and synthesized by Catalano, filtered through
his own experiences and disposition, in a unique way.
Catalano’s work focused on geometrically advanced forms, investigating new means
of spanning space. He worked primarily with hyperbolic paraboloids, investigating
geometrical surfaces with curvature in two longitudinal directions (e.g., saddle shapes) –
forms like Nowicki’s Livestock Pavilion roof. But Catalano extended this form, coming
up with a modular system to create these shapes using individual, linear elements.
Drawing on his experience with advanced geometry, Catalano developed a system where
new shapes could be generated by simply modifying parameters of the design. His project
Structures of Warped Surfaces explored various combinations of hyperbolic paraboloid
forms with a variety of supports, searching for new ways to provide an over-head surface
[Catalano Gubitosi Izzo 1978: 55-70]. In 1953, three years after Nowicki’s death,
Catalano was quoted stating:
Following the research begun by Nowicki, our work at North Carolina has
gone far beyond the Raleigh Pavilion in the study of both space structures
and repetitive spatial structural systems ... these have led to interesting
structures (comment by Eduardo Catalano, in [Is this Tomorrow’s
Structure? 1953: 160]).
Catalano also utilized war-related technologies of aluminum and plywood in
experiments with these forms, stressing innovation tied to industrial production.
His work at North Carolina State College culminated in the construction of his own
house in the woods outside Raleigh. Known simply as the “Catalano House” (1953-55,
fig. 2) it consisted of a single hyperbolic paraboloid, made up of three layers of laminated
timber. Spanning 90 feet between supports with a total thickness just over two inches,
this house was celebrated as “a structure that is all skin and no bones,” reflecting “the
most advanced engineering know-how” of the time “[Why are People Talking about this
House? 1955]. The functions of house take place then beneath the shell, with full height
glass curtain walls defining the interior space.
254 Tyler Sprague – Eero Saarinen, Eduardo Catalano and the Influence of Matthew Nowicki: A Challenge ...
architecture as profoundly as he inspired his friends” [Mumford 1950]. Through these
statements, we can see that Nowicki had a profoundly different effect on Saarinen than
on Catalano.
After his experience with Nowicki, Saarinen’s work is defined by his formal
expression, in such work as the MIT Chapel and Kresge Auditorium, and the TWA
Flight Center and Dulles Airport Terminals [Serraino Saarinen and Gössel 2005]. The
structural logic of his architecture is often complicated by his attempts to create a
meaningful form, one that communicates as well as functions [Pelkonen 2006]. Inspired
by seeing Nowicki as a poet-philosopher of form, Saarinen was not interested in pure
structure or engineering, like Catalano, but in linking architectural form to context and
broader, humanist theories. Geometry alone was not enough; it needed energizing if it
“was to serve the spatial-structural-spiritual totality” that he wished to express [Temko
1962: 43]. This is architecture that engages Nowicki’s ideas of the multiplicity of art.
Fig. 3. Eero Saarinen’s David S. Ingalls Ice Rink at Yale University, New Haven, CT. Photograph
by Yoshito Isono, reproduced courtesy of Nicholas Janberg and Structurae
Nowicki’s influence is most clearly seen at Saarinen’s Ingalls Ice Rink (fig. 3). With a
program similar to the Livestock Pavilion, Saarinen gives expression to the Ice Rink as a
“single room” with a central rink surrounded by grandstand seating. A single, long
concrete arch swoops over the long axis of the rink, with catenary cables running
perpendicular to either side, forming the roof surface. But in an artistic and functional
move, Saarinen does not terminate the main arch at its support, but reverses its curvature
and cantilevers an additional portion to serve as an awning over the building entrance.
This extended curve gives the building an undulating quality, making it a graceful active
presence on the north side of the Yale University campus [Yale’s Hockey Rink 1958].
Exposed on the interior, the smooth concrete arch contrasts with the wood plank finish
of the roof, coming to its peak over the hockey rink below. Commonly called the
“dinosaur” or likened to a Viking ship [Yale’s Viking Vessel 1958], the building has
“personality” and engages people spatially and intellectually.
256 Tyler Sprague – Eero Saarinen, Eduardo Catalano and the Influence of Matthew Nowicki: A Challenge ...
8. They were both invited to the “What Is Happening to Modern Architecture” symposium at
the Museum of Modern Art, organized by Alfred H. Barr and Henry-Russell Hitchcock.
Cranbrook position cited in [Nowicki and Schafer 1973: xi].
9. Quote from Robert Venturi in “Appreciations by Former Collaborators Panel Discussion” in
[Saarinen, Pelkonen, Albrecht 2006: 361].
References
A New Way to Span Space. 1955. Architectural Forum 103 (November 1955): 170-177.
A radical settles down in Raleigh, NC. 1980. AIA Journal 69, 11 (September 1980): 54-61.
Arts and Architecture’s Second Annual Competition for the Design of a Small House. 1945. Arts
and Architecture 62 (Feb. 1945): 28-41.
BARR, Alfred H. 1948. What Is Happening to Modern Architecture?: A Symposium at the
Museum of Modern Art. MOMA Bulletin XV, 3. New York: Museum of Modern Art.
BROOK, David Louis Sterrett. 2005. Henry Leveke Kamphoefner, the Modernist: Dean of the
North Carolina State University School of Design, 1948-1972. Master’s Thesis, Norrth
Carolina State University. http://www.lib.ncsu.edu/theses/available/etd-07252005-
164332/unrestricted/etd.pdf.
CATALANO, Eduardo, Camillo GUBITOSI, and Alberto IZZO. 1978. Eduardo Catalano: buildings
and projects. Rome: Officina.
CATALANO, Eduardo. 2009. Interview by the author. 9 December 2009.
CRIVELLI, Oscar F., Rene NERY, and Eduardo Fernando CATALANO. 1940. Teoria de las sombras y
trazados de perspectiva. Buenos Aires: Francisco A. Colombo.
GOLDHAGEN, Sarah Williams and Réjean LEGAULT. 2000. Anxious Modernisms: Experimentation
in Postwar Architectural Culture. Montréal: Canadian Centre for Architecture.
HITCHCOCK, Henry-Russell, and Philip JOHNSON. 1932. The International Style: Architecture
since 1922. New York: W. W. Norton & Company. Rpt. 1995, New York: Norton.
KAHN, Louis. 1944. Monumentality. Pp. 570-579 in The New Architecture and City Planning,
Paul Zucker, ed. New York: New York Philosophical Library.
MERKEL, Jayne. 2005. Eero Saarinen. London: Phaidon.
Is this Tomorrow’s Structure? Architectural Forum 90 (February 1953): 150-160.
MUMFORD, Lewis. 1950. From the legacy of Matthew Nowicki. Architectural Forum October
1950: 200-201.
———. 1954a. The Life, Teaching and Architecture of Matthew Nowicki. Architectural Record
115 (June 1954): 129-139.
———. 1954b. Matthew Nowicki as an Educator. Architectural Record 116 (July 1954): 128-
135.
NOWICKI, Matthew. 1951. Origins and Trends in Modern Architecture. Magazine of Art 44
(November 1951): 273-79.
NOWICKI, Matthew, and Bruce Harold SCHAFER. 1973. The Writings and Sketches of Matthew
Nowicki. Charlottesville: University Press of Virginia.
OTTO, Frei. 1954. Das hängende Dach (The Hanging Roof). Berlin: Bauwelt Verlag der Ullstein.
Parabolic Pavilion. 1952. Architectural Forum 97 (October 1952): 134-139.
PELKONEN, Eeva-Liisa 2006. The Search for Communicative Form. Pp. 83-07 in Eero Saarinen:
Shaping the Future. Eero Saarinen, Eeva-Liisa Pelkonen, and Donald Albrecht. New Haven:
Yale University Press.
ROWE, Colin. 1976. Mathematics of An Ideal Villa and Other Essays. Cambridge MA: MIT Press.
RUDOLPH, Paul. 1956. The Six Determinates of Architectural Form. Architectural Record 120
(October 1956): 183.
SAARINEN, Eero, Eeva-Liisa PELKONEN, and Donald ALBRECHT. 2006. Eero Saarinen: Shaping the
Future. New Haven: Yale University Press.
SERRAINO, Pierluigi, Eero SAARINEN, and Peter GÖSSEL. 2005. Eero Saarinen, 1910-1961: A
Structural Expressionist. Köln: Taschen.
TEMKO, Allan. 1962. Eero Saarinen. Makers of contemporary architecture. New York: G. Braziller.
The Great Livestock Pavilion Complete. 1954. Architectural Forum 100 (April 1954): 130-134.
258 Tyler Sprague – Eero Saarinen, Eduardo Catalano and the Influence of Matthew Nowicki: A Challenge ...
Rachel Fletcher Research
113 Division St. Eero Saarinen’s North Christian
Great Barrington, MA
01230 USA Church in Columbus, Indiana
[email protected]
Abstract. Eero Saarinen’s North Christian Church, an
Keywords: Eero Saarinen, North important contribution to post-war liturgical church
Christian Church, descriptive architecture, serves a community of Disciples of Christ in
geometry Columbus, Indiana. Early design sketches illustrate
elementary geometric shapes and symbols – triangle, square,
cross, hexagon, and octagon – whose proportions appear in
the plan and section of the completed structure.
Introduction
…they should feel they are all in unity and harmony in a special and
appropriate spiritual atmosphere.
Eero Saarinen, on North Christian Church (1960) [Saarinen 1962: 88]
An important contribution to postwar liturgical church architecture, Eero Saarinen’s
North Christian Church serves a northern residential suburb of Columbus, Indiana.
Designed between 1959 and 1961 and completed in 1964, the central plan church
accommodates greater participation and more intimate and democratic congregational
involvement.
Saarinen desired a simple structure that would support the liturgical needs of its
members and “clearly and logically express the form and character of the church” (on
North Christian Church (1960) [Saarinen 1962: 88]). Its open structure, facilitated by
new advances in steel construction, dissolves the traditional distinction between officiate
and congregant, while recognizing communion and baptism as important liturgical
sacraments.1
Exterior
Saarinen designed the church at the request of J. Irwin Miller, following the
architect’s design for Miller’s private residence (1953-57).2 In 1955, forty-three members
of First Christian Church broke away to organize a more liberal institution affiliated with
the Disciples of Christ. In 1958, with Miller’s assistance, the group purchased a five and
a half acre tract of land and met in various locations until Saarinen’s church was
completed.3
The whole thing, all the planes, would grow up organically into the spire
– on North Christian Church (1960) [Saarinen 1962: 90]
The main level of the two story structure rests on a massive concrete base. The lower
level nestles into a landscaped berm held back to expose a moat-like light well. The
building is hexagonal in plan, elongated on the east-west axis. Six steel legs clad in lead-
coated copper secure a pyramidal slate roof, then converge at an apex, rise to a tapered
192-foot central spire and terminate at a five-foot gold-leaf cross (fig. 1) [Knight 2008:
163; Thayer 1999: 4].
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DOI 10.1007/s00004-010-0034-4; published online 18 May 2010
© 2010 Kim Williams Books, Turin
Fig. 1. North Christian Church, Columbus, Indiana. Transverse section. Image:
Eero Saarinen, Collection Manuscripts & Archives, Yale University
(Image No. 9733)
…put only the sanctuary above ground and make it the significant visual
and architectural thing.
– on North Christian Church (1960) [Saarinen 1962: 88]
Only the main sanctuary and a small baptismal chapel, both surrounded by an
ambulatory, remain above ground. Support facilities consolidate within a single unit
hollowed out in the basement below. The surrounding six-foot high berm conceals from
view everything but the roof and entrance. The result is a simple and distinctly singular
structure that appears to hover lightly above the ground, an illusion enhanced by recessed
exterior glass walls set back some twelve feet from the roof’s edge [Thayer 1999: 4].
Interior
...you should have to work for it and it should be a special thing.
– on North Christian Church (1960) [Saarinen 1962: 88]
Acts of entry and passage simulate a spiritual journey to another world. From the
parking area, one ascends, and then descends before reaching the building at ground
level. Once inside, steeper steps lead to the sanctuary.
…communion is a very important act and the congregation participates in it.
– on North Christian Church (1960) [Saarinen 1962: 88]
Each building level follows the same hexagonal plan. Above, the main east entrance
leads through a spacious vestibule to a large bowl-shaped sanctuary placed at the center
and elevated to emphasize its liturgical importance. At the very center, beneath an oculus
and raised on a dais, a communion table, containing twelve places arranged in two rows
260 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
with a taller place at one end, represents Christ and His twelve disciples. The dais can be
rotated and repositioned on other occasions.
…everyone feels equal and joined together.
– on North Christian Church (1960) [Saarinen 1962: 88]
Surrounding the communion table on five sides, mahogany benches bring
congregants close to the service. Organ, choir benches and pulpit complete the round on
the sixth side.
…immersion should be given more dignity…viewed only by family and
close friends.
– on North Christian Church (1960) [Saarinen 1962: 90]
Free-standing walls on diagonal axes frame a secondary baptistery chapel at the west
end, where immersion baptism is performed in a small hexagonal pool of white tile set
into the floor. Seating faces inward toward the center. On other occasions, the pool is
covered.
…put all that activity downstairs. Maybe underground, hidden away…
– on North Christian Church (1960) [Saarinen 1962: 88]
Underground perimeter classrooms, offices and other support facilities face the berm,
lit by ambulatory windows at the base of the church. In the center, an auditorium is
placed directly below the sanctuary.
The primary element to create the right spiritual atmosphere would, of
course, be light.
– on North Christian Church (1960) [Saarinen 1962: 90]
Theatrical light sources lend mystery to the sanctuary experience. A hexagonal
skylight at the base of the spire focuses natural light on the communion table, an effect
augmented by recessed can lights in the ceiling nearby. Along the sanctuary’s perimeter,
indirect natural light from ambulatory windows reflects angled ceiling surfaces, causing
the roof to appear to float [Merkel 2005: 160; Thayer 1999: 5; Miller 2006: 65].
Geometric symbolism
…the total concept is carried down to the smallest detail.
– On Interior Design (1960) [Saarinen 1962: 11]
More than decoration or ornament, abstract geometric symbols convey spiritual
experience and meaning. Hexagonal figures represent the Star of David, or Magen David,
recognized universally as the symbol of Judaism (cf. [Fletcher 2005: 142-145]). The spire
represents for the architect “a marvelous symbol of reaching upward to God,”
commanding the landscape in its function as axis mundi. The cross at its apex represents
Christianity’s emergence from Judaic origins through Christ’s sacrifice [Miller 2006: 65].
Early design sketches contain a variety of elementary geometric shapes and symbols—
triangle, cross, square, hexagon and octagon—that contribute to the finished church plan
and section (fig. 2).
Fig. 3. North Christian Church. Transverse section with geometric overlay. Base
image as in fig. 1; geometric overlay: Rachel Fletcher
262 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
Fig. 4. North Christian Church. Transverse section with geometric overlay. Base
image as in fig. 1; geometric overlay: Rachel Fletcher
Geometric analysis
Section
In section, the spire and roof converge along three equally spaced axes. In fig. 3, a
regular hexagon, hexagram (or Star of David), and equilateral triangle are drawn on these
axes. Roof lines coincide with two equal sides of a 120o isosceles triangle.
In fig. 4, a 45° isosceles triangle is drawn on the same base as the 120° isosceles
triangle. Its apex coincides with the gold-leaf cross at the top of the spire. From the apex
is drawn a circle, as shown, that encloses a regular octagon and an eight-faceted figure
composed of two squares. The two squares intersect along the plane of the oculus.
Fig. 5. North Christian Church, Columbus, Indiana. Plan of main level. Image:
Courtesy Cranbrook Archives, Maurice Allen papers. Also Eero Saarinen,
Collection Manuscripts & Archives, Yale University (Image No. 9734)
Forty-five degree isosceles triangles locate the short sides of the hexagon on the east
and west (fig. 6).
Three axes, as shown, situate the extent of the hexagon and suggest the three-
dimensional frame of the cube (fig. 7).
The outer hexagonal footprint derives from the root-two proportions of a regular
octagon and an inscribed eight-faceted figure composed of two squares. The hexagon’s
short east-west sides coincide with two edges of the octagon. Its long north-south sides
are equal in length to the radius of the octagon’s circumscribing circle and follow the
edges of the squares (fig. 8).
Saarinen’s early sketches include squares and octagonal figures of a similar nature
(fig. 9).
264 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
Fig. 6. North Christian Church. Plan of main level with geometric overlay. Base
image as in fig. 5; geometric overlay: Rachel Fletcher
Fig. 7. North Christian Church. Plan of main level with geometric overlay. Base
image as in fig. 5; geometric overlay: Rachel Fletcher
Fig. 9. Sketches of North Xian Church, 1950s / Eero Saarinen, artist, graphite; 20
x 32 cm. Courtesy of the Aline and Eero Saarinen papers, 1906-1977, Archives of
American Art, Smithsonian Institution
266 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
…in any design problem, one should seek the solution in terms of the next
largest thing…
– On Relationships in Design (1958) [Saarinen 1962: 11]
Within the plan, the outline of the building proper repeats and relates proportionally
to the outer hexagonal footprint. Its shape follows a smaller, eight-faceted figure whose
circumscribing circle inscribes the original eight-faceted figure (fig. 10).
Fig. 10. North Christian Church. Plan of main level with geometric overlay. Base
image as in fig. 5; geometric overlay: Rachel Fletcher
Landscape
…a building grows from its site…
– On Architecture (1959) [Saarinen 1962: 6]
Saarinen’s partnership with Dan Kiley, a leading landscape architect of the modern
era, ensured a seamless integration of building and setting. Kiley proposed to transform
the flat treeless lot by surrounding the church with dense groupings of trees. A plot plan
published in Architectural Record projects the building’s proportions beyond the walls of
the church (cf. [Saarinen’s Church 1964: 187]).
The landscape plan for North Christian Church developed over several years and
never materialized fully. But thickets of magnolia trees were planted along the north and
south, and dwarf crabapple trees at the east and west entrances [Olivarez 2006: 274;
Thayer 1999: 6, 10]. In Saarinen’s early sketches, geometric lines and proportions extend
beyond the church structure (cf. [Aline and Eero Saarinen Papers 1906-1977, (Image
No. 5) AAA_saaralin_284659]). In the finished plan, geometric lines that delineate
Fig. 11. North Christian Church. Plan of main level with geometric overlay. Base
image as in fig. 5; geometric overlay: Rachel Fletcher
Saarinen’s last building
Solving the total design of North Christian Church did not come easily to Saarinen
and after two years the client grew impatient with the length of his process.4 In April
1961, the architect responded:
We have finally to solve this church so that it can become a great
building…so that as an architect when I face St. Peter I am able to say that
out of the buildings I did during my lifetime, one of the best was this little
church, because it has in it a real spirit that speaks forth to all Christians as
a witness to their faith [Saarinen 1962: 90].
In July 1961 Saarinen wrote that “we have finally solved the Columbus church”
[Saarinen 1962: 90]. Weeks later, shortly after being diagnosed with a brain tumor, he
died on the first of September.
268 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
Conclusion
…organic unity is the ideal.
– On Interior Design (1960) [Saarinen 1962: 11]
It is not certain that Saarinen composed the spaces of North Christian Church by
adopting these proportions and techniques. Nor do we know if he merged hexagon and
square to symbolize the Star of David united with the Cross.
Saarinen recognized the merits of geometric proportion, but in unpublished notes
warned against adopting a singe canon or allowing one’s sense of proportion to “to be
frozen by rules and regulations” or confined to “divine and indisputable laws.” Good
design, he maintained, is an “integrated package” that incorporates “space, use, structure,
material, texture, proportions, and last but not least, the spirit of our time” (Saarinen,
“Golden Proportions,” unpublished notes for a lecture, 1953 [Pelkonen 2006: 342-
343]). Intuition, he proposed, is the best vehicle for capturing the total picture, more
than any single element.
Intuition can be nurtured by a working knowledge of proportional techniques. These
should serve a program’s spiritual, social and functional requirements, and respond
appropriately and organically to the situation at hand. The sublime beauty of North
Christian Church demonstrates this ethic to perfection.
Notes
1. According to Jennifer Komar Olivarez, the liturgical revival begun in late nineteenth century
Europe evolved through the influences of the 1938 treatise The Church Incarnate by German
architect Rudolf Schwarz; postwar modern churches of Schwarz and German contemporary
Dominikus Böhm; the 1947 German Liturgical Commission, and in the Catholic Church,
Second Vatican (Vatican II) reforms adopted in 1965 [Olivarez 2006: 267-268]; see also [Ray
2005: 3].
2. Miller represented the new church, acting as chair of the search committee that selected the
architect among several nationally known candidates.
3. [Knight 2008: 45; Merkel 2005: 158-159]. Architect Eliel Saarinen, Eero’s father, designed
First Christian Church (1939) in collaboration with his son. The National Historic Landmark
Nomination locates North Christian Church near the west end of a 13.5 acre property [Thayer
1999: 4].
4. By late January 1961, Saarinen had neither resolved the lantern nor related the interior and
exterior to his satisfaction [Saarinen 1962: 90].
References
Aline and Eero Saarinen Papers, 1906-1977. Archives of American Art, Smithsonian Institution.
Box 2 Folder 3 Sketches of North Xian Church, Eero Saarinen 1950s.
http://www.aaa.si.edu/collectionsonline/saaralin/container37465.htm
Eero Saarinen Collection. 1880-2004 (inclusive), 1938-1962 (bulk). Collection Manuscripts &
Archives. Digital Images Database. New Haven: Yale University.
http://images.library.yale.edu/madid/
FLETCHER, RACHEL. 2005. Six + One. Nexus Network Journal 7, 1 (Spring 2005): 141–160.
KNIGHT, RICHARD. 2008. Saarinen’s Quest: A Memoir. San Francisco: William Stout Publishers.
MERKEL, JAYNE. 2005. Eero Saarinen. London: Phaidon Press Limited.
MILLER, Will. 2006. Eero and Irwin: Praiseworthy Competition with One’s Ancestors. Pp. 57-67
in Eero Saarinen: Shaping the Future, Eeva-Liisa Pelkonen and Donald Albrecht, eds. New
Haven: Yale University Press.
270 Rachel Fletcher – Eero Saarinen’s North Christian Church in Columbus, Indiana
R. Balasubramaniam Research
Department of Materials and On the Modular Design of Mughal
Metallurgical Engineering
Indian Institute of Technology Riverfront Funerary Gardens
Kanpur 208 016, INDIA
Abstract. The modular designs of two significant funerary
[email protected]
gardens of the Mughal period, the Humayun’s tomb and Taj
Keywords : Humayun’s tomb, Mahal complexes, have been analyzed. The inherent
Taj Mahal, modular design, symmetry in the designs is made evident through an analysis
Arthasastra, Indian architecture, of the dimensions in terms of units mentioned in the
Mughal period, metrology Arthasastra, in particular the dhanus (D) measuring 108
angulams and vitasti (V) measuring 12 angulams, with each
angulam taken as 1.763 cm. The low percentage of errors
between predicted and actual dimensions has confirmed, for
the first time, that the modular designs of these Mughal
funerary gardens were based on Arthasastra units. A novel
mathematical canon to analyze the dimensions of Mughal
architecture has been set forth.
Introduction
There is great interest in understanding technical aspects of Islamic architecture in
India, with particular emphasis on the mathematical systems used in the design and
planning of Islamic structures. The geometry of the multiple axes as well as the geometry
of ratios that were used in the design is of interest. Basic to all these, is the understanding
of the units of measure to which Islamic structures of the subcontinent were designed
and finally constructed. The Mughal period, extending for about 200 years from 1526
A.D., is a significant period of the Indian subcontinent. In this present paper attention
will be focused on Mughal architecture, because presumably the elements of earlier
Islamic architecture of India were well reflected in significant Mughal structures.
Most Mughal architectural designs of palace and tomb complexes follow certain
patterns [Asher 1992: 19-251; Koch 2006]. The plans and designs of several Mughal
structures are known [Nath 1982-2005].
The basic aim of this article is to analyze the modular architectural design of two
important Mughal structures, the Humayun’s tomb complex in New Delhi [Misra and
Misra 2003: 15-70] and the Taj Mahal complex in Agra [Koch 2006], in order to
understand the measurement units to which these structures were conceived and
constructed. Ideas about metrology of Mughal structures can be only gleaned from actual
structures because there are no technical manuals on architecture and building art form
in the Islamic literature of the Mughal period [Koch 2006].
The two complexes chosen for this present study are good examples of the classical
form of well-planned riverfront funerary gardens of the Mughal period. There is one
basic inherent difference in the overall designs of these complexes, especially the relative
placing of the tomb with respect to the garden. While the tomb structure is centrally
located in the garden of Humayun’s tomb complex, the Taj Mahal mausoleum is placed
on a riverfront terrace that is located to the north of the garden. A brief introduction to
the garden types of the Mughal period will provide the background about the
significance of these two complexes.
Nexus Network Journal 12 (2010) 271–285 Nexus Network Journal – Vol.12, No. 2, 2010 271
DOI 10.1007/s00004-010-0014-8; published online 9 February 2010
© 2010 Kim Williams Books, Turin
Mughal gardens
The first type of Mughal garden is the terrace garden, like the ones the Mughals
developed at Kabul and Kashmir. This was a Central Asian concept, wherein the garden
was laid out on a slope, blending with the landscape of the region. The main buildings
were arranged on ascending terraces, placed symmetrically with respect to the central axis.
This axis was usually defined by a channel sunk in a paved walkway through which
collected water from a spring flowed. These individual terraces sometimes contained the
canonical four-part garden, as in the case of Shalimar garden of Kashmir.
The second type of Mughal garden is the traditional charbag garden. The chahar
bagh (meaning, in Persian, “four garden”) or its abbreviated form charbag designated a
cross-axial four-part garden. This kind of garden was in vogue in South Asia from even
much earlier times. For example, the large royal gardens of Sigiriya in Sri Lanka were laid
out in the fifth century A.D. in a cross-axial pattern [Bandaranayake 2000: 1-36].
An important point is the location of the built structure within the garden complex.
The tombs were usually centrally located. This type of modular design with a centrally
located tomb in the charbag garden finds the greatest expression at the great imperial
mausoleums of Humauyn (1530-1539 A.D. and 1555-1556 A.D.) at New Delhi, Akbar
(1556-1605 A.D.) at Agra and Jehagir (1605-1628 A.D.) at Lahore. While all these
structures form part of funerary garden complexes, the Humayun’s tomb complex will be
taken up for detailed analysis because this is a riverfront complex. The plan of
Humayun’s tomb complex is shown in fig. 1.
Fig. 1. Dimensions of overall complex of Humayun’s tomb at New Delhi. The vitasti (V) equals 12
angulams and each angulam measures 1.763 cm.
Fig. 2. Dimensions of overall complex of Taj Mahal in Agra. The vitasti (V) equals 12 angulams
and each angulam measures 1.763 cm.
Fig. 5. Proposed modular plan and predicted dimensions of the central platform on which stands
the Humayun’s tomb. The vitasti (V) equals 12 angulams and each angulam measures 1.763 cm.
In a similar manner, the positioning of the Taj mausoleum in the riverfront terrace is
as shown in fig. 6. The relative dimensions of the platform and the plinth of the Taj, and
their relation to the N-S length of the riverfront terrace (540V) are noteworthy. The
length and breadth of the marble platform is 450V, while the length and breadth of the
plinth of the mausoleum equals 270V (see fig. 6). The match between predicted and
Fig. 6. Proposed modular plan and predicted dimensions of the riverfront terrace containing the
marble platform on which rests the plinth of Taj Mahal. The vitasti (V) equals 12 angulams and
each angulam measures 1.763 cm.
The low percentage of errors between the predicted and actual measures of platforms
of these complexes (tables 3 and 4) offers firm proof of the fact that the designs of these
complexes were based on Arthasastra units. It must be emphasized that logical numbers
do not result when the designs are expressed in Mughal length units listed in table 1. The
novel proposal of measurement units of Mughal structures, presented in this paper for
the first time, will now be used to analyze the design of the two tomb structures in these
two complexes
Modular design of mausoleums
The favorite Mughal form for mausoleums is a centrally planned building known in
Persian as hasht bihisht or eight paradises [Koch 2002: 45-50]. The hasht bihisht design
appears dramatically in the Humayun’s tomb (see fig. 7) and Taj Mahal mausoleum (see
fig. 8). In both the tombs, four radially planned hasth bihist elements can be noted. Both
the cross-axial pattern as well as a diagonal axis pattern is evident. The modular designs
can be better appreciated by discussing the metrology of these structures individually.
Fig. 8. Proposed modular plan and predicted dimensions of Taj Mahal mausoleum. The vitasti (V)
equals 12 angulams and each angulam measures 1.763 cm. Notice the different manner in which
the length of each side of the structures has been divided.
1 Introduction
It has generally been recognized that domes whether as single domical buildings or in
large complexes of buildings, have played significant role in Islamic architecture. They
are different considerably in sizes and types. The double-shell domes included the
majority of Islamic domes and had gradually developed from the early Islamic epochs
through to the late Islamic era. An Islamic or eastern double-shell dome, which is defined
as the dome whose two shells have noticeable distances, is the matter of this paper.
The developed four-centered profile with newly geometric constitution, including the
variances in angles, divisions, which have been relied on the al-Kashi geometrical
essences, presents a novel method for deriving the diverse typologies and geometries of
discontinuous double-shell domes. Using this method, geometric properties and
compositions of the eastern domes can widely be considered.
The discontinuous double-shell domes increasingly demonstrate the high level of
development of the Islamic dome architecture in the Middle East and central Asia. They
display a formal language encompassing geometric concepts, typologies variations, and
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DOI 10.1007/s00004-010-0013-9; published online 5 February 2010
© 2010 Kim Williams Books, Turin
morphological constitutions. These possess the specific geometric entities of the domical
formations that represent the physical link between practical mathematic and their
architectural expressions in order to emphasis the meaning of ‘centrality’ in the Islamic
architecture. The typological structure underlines the diversities of the discontinuous
double-shell domes that can be geometrically analyzed and syntactically systematized for
formulating a comprehensive compositional language. It also helps understand the styles
and aesthetic principles of these domes in Islamic architecture.
Despite several existing studies about the Islamic domes and their relative meanings,
the discontinuous double-shell domes still do not have completely known architectural
morphology, typology, geometrical context, and even associated terminologies.
The study of characteristics of the discontinuous double-shell domes and geometric
thoughts can be manipulated to give contemporary meanings to the traditional designs
and principles of the Islamic dome styles. Also, the developed geometric method has the
potential to be used analogically in analyzing and understanding the essences of different
sorts of the eastern domes.
This present paper contains the following parts: 1) a brief outline of the origin and
development of the discontinuous double-shell dome in historical architecture; 2) a brief
elaboration of the Islamic mathematician’s contributions and the al-Kashi geometry
essences; 3) an exposition of derived morphologies of the discontinuous double-shell
domes; 4) derivations of their typologies, geometric designs, and associated drawings of
such domes according to the developed geometrical method; and 5) a brief discussion on
their common construction methods and techniques.
2 Background
2.1 Historical outline of the origin and development of the discontinuous double-shell
domes in historical architecture
Generally in Islamic architecture, the regional terminologies used to name the distinct
building functions include qubbat (in Arabic), gunbad (in Iran and Afghanistan),
gumbaz (in Uzbekistan), and kumbett (in Turkey). They are normally referred to the
most distinguished forms of these domes in the Middle East and Central Asia.
After the introduction of the wooden domes in the near East, such as Sion church
(456-460 A.D.) in Jerusalem and the dome of Rock (621 A.D.) before and after the
coming of Islam [Smith 1971], thousands of masonry domes were built in this realm.
The absence of sufficient literature and meanings to assess the existing evidences had
regularly frustrated investigations about the Islamic domical styles and their architectural
configurations divorcing from their ancient and pre-Islamic origins. Nevertheless, the
Islamic domes certainly influenced on the Western domical architecture in the
nineteenth century [Grabar 1963; 2006].
Morphologically, in the construction of the eastern domes, the shell(s) can be put
together in three different ways (fig.1). These include one shell (the earliest type of the
eastern domes: (OS-Type 1 and OS-Type 2), two shells and three shells [Hejazi 1997].
However, few samples of these triple shells that emerged in comparison to large numbers
of the other sorts can thus verify its origin from the double-shell domes [Grangler 2004].
Regarding the double-shell types, two subdivision groups have been defined based on
how these two shells are composed together. They are the continuous and the
discontinuous groups.
288 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
In the continuous double-shell domes, sometimes, there exists no considerable
distance between the shells (CD-Type 1), or they are connected by brick connectors
(CD-Type 2), but very often the distance between these shells are small (CD-Type 3)
[Hejazi 1997]. It could thus be said that the continuous two shells domes are called
‘evolving’ from the one shell domes to the two shells domes in the Islamic dome
architecture development. The constructions of the one shell dome were continued up
to the late Islamic era [Stierlin 2002].
In the discontinuous double-shell domes, there are considerable distances between the
two shells. The discontinuity may start either from the base (DD-Type 3) or from the
top of the drum (DD-Type 1 and 2) [Hejazi 1997]. This is considered higher than the
other types of the Islamic domical typologies (DD-Type 2; TS-Type 1).
Fig. 1. Illustration of the Islamic dome typologies according to the composition of their shell(s),
after [Hejazi 1997]
One of the main advantages of discontinuous double-shell domes’ structure is the
separation the weathering surface from the internal shell and thereby, substantially giving
improved weather protection [Mainstone 2001]. Structurally, the weight of a given
overall breath of construction is reduced when using the light shells. In fact, its
construction method was also extremely successful, despite the seismic conditions in the
Middle East and central Asia [Hejazi 2003; Farshad 1977].Architecturally, it permitted
an increase in the external size and height of the dome thereby making it more imposing
without the necessary increase in its internal height which improved its aesthetical
meanings and splendors [Hillenbrand 1994; Michell 1978]. Mechanically, the internal
shell boost sound-reflected compared to the other types of the eastern domes. Any
whisper on one side of the domical chamber is easily heard because of its specific shape.
This principle is also applied to all forms of energy under the internal shell [Irfan 2002].
Overall speaking, the discontinuous double-shell domes as a vast group of Islamic
domes, in retrospect, resulted in the fairly continuous developments of generous
Fig. 2. Various types of Seljuks mausoleums: a) Döner Kümbet, Kayseri, Tuerkey [Hoag 2004];
b) Mausoleum of Fakhreddin Razi, Kunya Urgench, Turkmanistan [Source:
www.advantour.com/turkmenistan/dashoguz/il-arslan.htm]; c) Gunbad-i Surkh (Red tomb),
Maragha, Iran [Source: www. archnet. org, photographers: Sheila Blair and Jonathan Bloom 1984]
Fig. 3. The discontinuous double-shell domes placed over tomb towers, Kharraqan, Iran [Photo:
Seherr-Thoss 1968; Crosse-section after the Iranian Ministry of the Cultural Heritage (ICHO)]
In the conical roof (shell) cases, stone slabs or brick layers rested on the lower roof
(shell) with some internal voids for reducing the weight and protecting the lower parts
[Mainstone 2001]. In some cases, the tomb towers are topped with pointed shells. The
earliest known of such discontinuous double-shell domes were a couple of eleventh
century Iranian tomb towers (fig. 3). Both the internal and external masonry shells have
290 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
similar thickness and profiles as well as were composed without internal connections and
interconnecting wooden struts [Mainstone 2001]. Nevertheless, these tomb towers
demonstrated primary efforts in designing a conflict between the external appearance of
the domes and its aesthetic interior space in this period.
Another typical building typology, which showed considerable development under
the Seljuk patronage and were exceedingly used by Mongols later, is the domed
mausoleums were regionally built based on the developed architectonic configurations in
Greater Khorasan (now divided between Iran, Afghanistan, Tajikistan, Uzbekistan, and
Turkmenistan countries; see fig 4). Their structures consist of two cube-shaped stories
topped with huge dissimilar two shells domes [Pope 1971]. Study of the damaged
external shells of these pointed samples demonstrated the lacks of structural knowledge
and information of the proportional design.
Fig. 4. Two stories Seljuks mausoleums; a) Anonymous mausoleum, Khorasan, Iran [Memarian
1988]; b) Mausoleum of Sultan Sanjar (before conservation), Merv, Turkmenistan [Hoag 2004]
After the severe architecture degeneration, which was caused by the Mongol’s
invasions and their successor’s, Timur (that produced a gap in the dome construction
evolution), the material culture of the Middle East and central Asia flourished again
through Ilkhanids (in Iran) and Timurids (in Uzbekistan) [Stierlin 2002]. Architects and
artists from Asia Minor, Azerbaijan, the Caucasus, India, Iran, and elsewhere were
compelled to help the constructions of the often colossal state buildings for both sacred
and secular purposes [Michell 1978]. Subsequently, these were characterized by the
resemblance a huge of monumental discontinuous double-shell domes throughout this
realm. While the Ilkhanids domes were extensively built for the funerary usages, but the
Timurids domes were regularly attached to madrasa (religious school) and were often in
pairs instead of erecting on freestanding mausoleums and mosques [Hillenbrand 1994].
In this regard, the dome over the Sultan Bakht Aqa mausoleum in Isfahan (1351-52
A.D.) was the earliest known example of the discontinuous double-shell dome where the
external and internal shells substantially exhibited in different profiles with radial
stiffeners, as shown in fig. 5 [O’Kane 1998]. The dome of Sultaniya complex in Cairo
which were likely erected by Sultan Hasan about thirteen century, believed that is the
origin of formation of the Sultan Bakht Aqa tomb. Nevertheless, the use of internal
stiffeners between its two shells can be demonstrated its Persian origin [O’Kane 1998].
Consequently, the dome architectures were rapidly incorporated and altered into
local styles after the Timurids epoch by appearing three specific local dynasties
[Hillenbrand 1999] including: the Safavids in Iran (1501-1732 A.D.), the Shaybanids in
Central Asia (1503- ca. 1800 A.D.), and the Mongols in India (1525-1858 A.D., out of
scope of this paper).
Fig. 6. Uniform style of Timurid domes a) Bibi Khanum mosque, 1398/1405 A.D., Samarkand,
Uzbekistan, [Source: www.archnet. org; photographer: Hatice Yazar, 1990]; b) Khawaja Abu Nasr
Parsa mausoleum, 1460/1598 A.D., Balkh, Afghanistan [Source: www.archnet. org; photographer:
Stephen Shucart 2005]
292 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
They were dominated by the skilful use of diverse building materials (vernacular
architecture) and well-developed construction techniques which existed in each region
(fig.7) [Michell 1978]. At last, the application of innovative approaches in the Islamic
domical constructions became less important in the Middle East and Central Asia in the
middle of the late Islamic era. The constructions of Mongolian domes, however, survived
longer up to the end of late Islamic era in India [Stierlin 2002].
The most common prototype of discontinuous double-shell domes consists of the
external shell (the most importance component and the most visible part of dome), high
drum, internal shell, and radial stiffeners within the wooden struts. The latter was used to
fill the space between shells as well as integrating the whole components (fig. 8).
Fig. 7. The last generations of Islamic domes a) Tilla Kari madrasa, 1746/1660 A.D.(Shaybanids),
Samarkand, Uzbekistan [Source: www.archnet.org, photographer: Arul Rewal 1990]; b) Khawaja
Rabi mausoleum, 1617-22 A.D. (Safavids), Mashhad, Iran [Source: Authors]
Fig. 8. The distinct configurations of the discontinuous double-shell domes; a) Turabek Khanum
tomb, Seljuks, Uzbekistan. After [Hillenbrand 1994]; b) Gur-e Amir Timur, Timurids,
Uzbekistan. After [Hillenbrand 1994]; c) Shah mosque ( Masjid-e Imam), Safavids, Iran. After
[Stierlin 2002]
294 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
nor the related information was mentioned in this book, his particular geometric
methods have helped solve problems by simply using a ruler and a fixed compass [Jazbi
1997]. The long absence of developments during ca. 1000 until ca. 1400 was the result
of the genocide of scientists by Mongols and Timur troops [Stierlin 2002].
The Buzjani method was developed by the celebrated al-Kashi mathematician (1390-
1450 A.D.) to create the practical geometry for a variety of dome constitutions. Ghiyath
al-Din Jamshid Mas’ud Kashani (al-Kashi) ranks among the greatest mathematicians and
astronomers in the Islamic world. By far his extensive book is Key of Arithmetic (Book
IV), on “Measurements” where the last chapter, ‘measuring structures and building’, was
written for practical purposes by using geometry as tools for his calculations [Dold-
Samplonius, 1992, see fig. 10b].
Fig. 10. Traditional approaches for designing dome’s external shell: a) some geometrical shapes
from Suhayl al-Quhi’s book Fî istihraci mesaha al-muhassama al-maqafî or Risala-i abu Sahl
[Suleymaniya library, Ayasofya- 4832]; b) a page of al-Kashi book, IV Manuscripts [Memarian
1988]; c) Dold-Samplonius re-drawing of the al-Kashi method [Dold-Samplonius 2000]
Dold-Samplonius has discussed the several aspects of the al-Kashi calculation
principles. They include his good specific methods in approximating the surface areas
and the volume of the shell forming of the qubba (the dome). She elaborated his five
methods for drawing the “profile” of an arch from the al-Kashi’ s Key of Arithmetic (fig.
11) [Hogendijk and Sabra 2003; Dold-Samplonius 1992].
The first and second approaches addressed the design of a three-centered profile
(centre points o, p, and q) according to the divisions of the circle into six parts
(approach 1) and eight parts (fig.11, approach 2);
296 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Fig. 12. Illustrations of the profile generation and its geometrical properties [Source: Authors]
Fig. 13. Illustrations of the four-centered initial profile and essences of its geometrical parameters [Source: Authors]
298 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
On the other view, the frame work of the four-centered profile can be developed as ‘a
general initial shape’ of the dome context. It is defined to provide the flexibility in its
shape (or small arcs’ curvatures) through the application of the following essential
definitions (fig. 13):
1. The lower arcs: are the loci of the points whose centres are located on the two
vertices of rectangle iigg constructed above the span line. Values of its lengths
mi
and widths are gained based on the exact proportions of the span: s, (fig. 13a);
ni
2. The upper arcs: are the loci of the points whose centres are always set on the two
vertices of the rectangle ppqq constructed under the span line. Values of its
mic
lengths and widths are obtained based on the fractions of the span s (fig.13b);
nic
and
3. The Breaking points: are the couple of points a and b used for changing the
profile curvatures through two considered options; firstly, it can occur by crossing
the perpendicular lines aa and bb from the points a and b which are marked
mcc
from the end points of the span line based on the fraction of span s. Secondly,
ncc
the points a and b are gained from the certain values of the springing angles:
=25, 30 and 45.
In fact, the general initial profile (fig. 13c) contains the whole essential geometric
properties which are necessary in derivations of the typologies geometric prototypes and
their geometric designs. To facilitate presenting and setting of its geometrical indications,
a system is proposed {[R1],(B),[ R2]} = {Rectangular1, (Breaking point), Rectangular2}
whilst all values are calculated from the middle point of the span, O (0, 0). Where
ab=SSpan, and i=1, 2…5, then:
R1: includes, respectively, values of a length and a width of the rectangle iigg
constructed above the span line. Two vertices of this rectangle are centre points of
the lower part arcs with the variable values as:
ª m1 º
«ig i' g ' ab
« n1 »
».
« m2 »
«ii ' gg ' ab »
«¬ n2 ¼
When ii=gg=0, then the centre points are located on the span line.
B: shows two possible options of the breaking points either as the exact angular
values O=25°, 30° and 45°, or the coordinates values of points which are
symmetrically positioned form the end points of span line as
(aa=bb=m3/n3ab,0);
R2: describes, respectively, the values of a length and a width of rectangle pqpq
constructed under the span line. Two vertices of this rectangle are the centre
points of the upper arcs as follows:
Fig. 14. Eastern dome chronology and the specific periods of the discontinuous double-shell domes
4.2 Common morphological features of the discontinuous double-shell domes
In general, the discontinuous double-shell domes expose logical designs, with
dynamic articulations of distinct proportional components. They were extensively erected
in the mausoleum buildings rather than whether the mosques or madrasas which are
increasingly typical buildings of the late Islamic era.
As a result of the analytical analysis of the case studies, the common identical
components of this type of the Islamic domes are morphologically addressed and listed as
follows:
External shell: this is what appeared from the outside of the dome buildings. It is
the only architectural item which was conceptually found in synonymous during
the several Islamic epochs. Its thickness is proportionally reduced from its base to
the tip at either 25° or 30° angles;
300 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Fig. 15. Classification of selected samples based on the dynasties studied
Internal shell: this covered the internal domical chamber and has a simple
geometric formation compared to the external shell. In fact, it is necessary that its
geometric shape fully conformed with the external shell for transferring forces
from the upper components to the transition tier in order to stabilize the dome
structure.
Drum: Considerable thoughts and efforts were often given by the designers to
make the building as high as possible using the tall drum. In fact, the
discontinuous double-shell domes are considered as one of the highest samples of
the eastern domes, with an average height of 30-35 meters from the ground. Its
thickness must be sufficiently massive in order to transfer and neutralize the
vertical thrust of the external shell to the lower items, especially, the internal shell;
Internal stiffeners with the wooden struts: these are architecturally specific
characteristics of such domes (except for the conical samples) called, ‘the
composition of the radial brick walls with the wooden struts’.
304 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Fig. 18. Systematic geometric analysis of the conical typology samples. Cross-sections after:
[Hillenbrand 1994]; [Stierlin 2002]; [Pope 1971]; [Memarian 1988]; [The Iranian cultural
heritage organization documentation centre, (ICHO)]
306 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Depending on the design requirements and preferences, the forms of the internal
shell showed variations, even more than the pointed and bulbous examples such as, semi-
circular (case 6), saucer (cases 2, 4, and 7), and several shapes of the pointed form with
distinct geometrical properties including, the two-centered (cases 3, 5) and the four-
centered (case 1) forms. In the pointed cases, the geometric parameters of profiles are
systematically formulated based on the proposed system, which can facilitate their
drawing steps, as follows:
°ª1 / 3ab º ªab º ½°
Case 1: ®« », 45, « » ¾ ;
°̄¬0 ¼ ¬ab ¼ °¿
° ª1 / 2ab º ½°
Case 3: ®0,0, « »¾ ;
°̄ ¬1 / 8ab ¼ °¿
° ª1 / 2ab º ½°
Case 5: ®0,0, « »¾ ;
°̄ ¬1 / 2ab ¼ °¿
°ª2 / 6ab º ½°
Case 9: ®« »,0,0¾ .
°̄¬ 0 ¼ °¿
The drawings of the conical external shell profiles are limited to the designation of
triangles and rectangle, while the drawing steps of their internal shells with the pointed
profiles fully conformed to the pointed typology that would be comprehensively
elaborated in the next section.
No specific developments were discovered following the considerations of geometries
and the architectonic compositions of the Seljuks mausoleums, except for the domical
buildings which were partially reconstructed in the Timurids era.
5.3 Pointed Typology and Geometry
Historically, the pointed typology contained most number of the discontinuous
double-shell domes in the Middle East and central Asia. In the primary stage, using the
shape-pattern definition of this typology, if samples’ lower arcs (primary and secondary)
are tangent to the two vertical lines passing from the end of span, then the generated
profile is categorized in this group.
To embrace such a property, the centre points of the lower arcs (first and second arcs)
m1
have to be set on the span line, meaning that gg=ii= s=0. In addition, since the
n1
m3
proportions of the breaking points ( s) on the span line do not show clear values, the
n3
exact angles (such as, 25°, 30°, and 45°) have thus been proposed for determining the
breaking points.
In the second stage, as the results of the geometrical analysis of the examples, three
subsets of the pointed profiles have been recognized and configured according to the
number of their centre points (fig. 20):
308 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Two-centered profile: The case 11 was analyzed based on the al-Kashi method
and organized using the parameters of the new system:
°ª2 / 8ab º ½°
®« »,0,0¾ .
°̄¬0 ¼ °¿
Three-centered profile: It is only identified in the case 19 according to the
following geometrical parameters:
°ª0º ª2 / 4abº ½°
®« » , 30, « »¾ .
°̄¬0¼ ¬1 / 3ab ¼ °¿
Four-centered profiles: The majority of the cases 10, 13, 14, 15, and 20 are
categorized in this group based on the distinct geometrical indications:
°ª4 / 8abº ª2 / 8ab º ½°
Case 10: ®« » , 25, « »¾ ;
°̄¬0 ¼ ¬5 / 16ab ¼ °¿
°ª2 / 8abº ª6 / 8ab º ½°
Cases 13, 14, 20: ®« », 30, « »¾ ;
°̄¬0 ¼ ¬7 / 16ab ¼ °¿
°ª2 / 6ab º ªab º ½°
and Case 15: ®« », 45, « »¾ .
°̄¬0 ¼ ¬2 / 6ab ¼ °¿
In the third stage, the common geometric prototype of the pointed typology is
systematically generated based on the geometrical indications through this system
{[R1],B,[R2]}, where its common geometrical parameters are presented as follows (see
fig. 21):
ª m2 º½
°ª m1 u abº « n u ab » °
°« » , B, « 2 » °¾ , ab=span, B =25°, 30°, 45°, m is an integer digit and is
®« n1 » i
° «0 « m »
¬ »
¼ «
3
u ab » °
° ¬ n3 ¼ °¿
¯
greater than zero, ( mi d ni ); ni= 3, 4, 6, 8, 16, and i=1, 2, 3.
Fig. 21. Common geometric prototype of the Fig. 22. Classification of the pointed typology
pointed typology based on the variety of rises
310 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Fig. 23. Illustrations of geometrical drawing steps of the pointed profile typology
In the third stage, the common geometric prototype of the bulbous profile is
consequently devised based on this system {[R1], (B), [R2]}, and its common geometric
parameters are shown as follows ( fig. 25):
ª m1 º ª m4 º½
°« u ab » « n u ab» °
°« 1n
», m3 / n3 u ab,0 , « 4 » °¾ ,
®
° « m » « m »
2
u ab» «
5
u ab » °
°«¬ n2 ¼ n
¬ 5 ¼ °¿
¯
where mi is an integer digit (it is possible that m4 > n4) and is greater than zero,
ni=6,8,10,12,16,32 (only in n3), ab= span, and i=1, 2…5.
312 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
Fig. 24. Systematic geometric analysis of the bulbous typology samples. Cross-sections after:
[Stierlin 2002]; [Memarian 1988]; [The Iranian cultural heritage organization documentation
centre, (ICHO)]; [The Ministry of culture & Youth Affair in Afghanistan]
Fig. 26. Classification of the bulbous typology based on the variety of rises
Architecturally, the internal shell formations have been found that resemble the
pointed typology in most cases, such as the saucer (case 8), semi-elliptical (cases 12 and
18), and semi-circular (cases 16 and 21) forms. However, bulbous geometric attributes
(case 17) did not show the developing configuration compared to either the conical or
pointed typologies. The geometric parameters of this sample can be set out as follows:
° ªab º ½°
®0,0, « »¾ .
°̄ ¬5 / 8 ab ¼ °¿
314 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
°ª2 / 16ab º ª8 / 16ab º ½°
®« » , 1 / 16ab,0 , « »¾
°̄¬1 / 16ab ¼ ¬2 / 16ab ¼ °¿
Fig. 27. Illustrations of geometrical drawing steps of the bulbous profile typology
Fig. 28. a, b )Illustrations of the brick rows arrangements in the constructions of both shells of the
discontinuous double-shell domes; c) Sayyidun tomb, Ilkhanids, Abarquh, Iran ; d) Domes of
Darb-i Imam shrine, Safavids, Isfahan, Iran. [Photos: www.archnet.org, photographers: Sheila Blair
and Jonathan Bloom 1984]
316 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
The common method for erecting the discontinuous double-shell dome involves the
building of half of the internal shell within the main roof. The drum and the stiffeners
were then built together on the lower components. The last task is to close the external
shell and to set the wooden struts in the devised holes between the radial walls (fig. 28d).
Nevertheless, it was impossible to continue using the same construction method near the
apse of both the shells where the empty oculi were remained. Therefore, the rows of
bricks were arranged vertically (fig. 28c) at these parts. The oculus of the internal shell is
the last task of construction. The construction techniques for arranging the brick layers
varied depending on the eastern domical types.
In bulbous and pointed typologies, the directions of the bricks’ rows are almost
always perpendicular to the generated curve of the dome surface (fig. 28b) in both the
external and internal shells. The thicknesses of both shells were also gradually reduced at
whether 22.5 or 25 angles for decreasing weights of the shells (except for the external
shell of conical samples). In the conical external shells, bricks rows are arranged with their
horizontal directions in such a way that the bricks in the upper row are precisely laid on
the half part of those in the lower row (fig. 28a). Similarly, the construction techniques
of internal shell of the conical typology fully conformed to that of curvature’s typologies.
Conclusion
The discontinuous double-shell dome is defined as the dome whose shells have
considerable distances. The discontinuous double-shell domes presented the high level of
design and configuration in the Islamic dome architecture in the Middle East and
Central Asia. They also included the majority of typologies of the Islamic domes from
the early Islamic era through to the late Islamic epoch.
The present research involved a new frame work that, not only identified
systematically morphological features and typologies variations of the discontinuous
double-shell domes, but also offered the analytical understanding of their geometrical
prototypes and related parameters which can be appeared in the designs of the Islamic
dome architecture during various eras.
Based on the essences of the al-Kashi geometric approach, a theoretical frame work
was geometrically developed in order to exhibit the geometric principles of compositions
of the discontinuous double-shell domes. By using the developed initial profile with its
defined parameters, the formal language for the discontinuous double-shell domes has
systematically been specified. It included: redefinitions of identified typologies,
classifications of the typologies subsets according to their heights variations, derivations
of internal shell forms and their geometric indications. Twenty-one samples of the
discontinuous double-shell domes, which were built in the Middle East and central Asian
countries, were subjects of this analysis.
Four main components morphologically recognized such as, the external shell, the
internal shell, the drum, and the internal stiffeners. Three main typologies of such domes
have geometrically derived and redefined including, conical, pointed, and bulbous. Three
subsets for the pointed and bulbous typologies have commonly derived based on their
external shells heights such as, shallow, medium, and sharp.
The biggest challenge was the creation of flexibility in configuring the initial profile,
especially, in locations of its breaking points that allowed the possibilities of covering
various dome designs. The results geometrically included two optional characters for the
breaking points.
318 Maryam Ashkan – Discontinuous Double-shell Domes through Islamic eras in the Middle East and Central Asia:
O’CONNER J. J. and ROBERTSON E. F. 1999. Abu Sahl Waijan ibn Rustam al-Quhi. In School of
Mathematics and Statistics, University of St Andrews, Scotland. (http://www-history.mcs.st-
andrews.ac.uk/Biographies/Al-Quhi.html, accessed 12 April 2009).
O’KANE, B. 1998. Dome in Iranian Architecture. In Iranian Art and Architecture.
(http://www.cais-soas.com/CAIS/Architecture/dome.htm, accessed 22 June 2008).
ÖZDURAL, A. 1995. Omar Khayyam, Mathematicians, and “Conversazioni” with Artisans. Journal
of the Society of Architectural Historians 54, 1: 54-71.
———. 2000. Mathematics and Arts: Connections between Theory and Practice in the medieval
Islamic world. The Journal of Historia Mathematica 27, 2:171-201.
POPE, A.U. 1971. Introducing Persian Architecture. London: Oxford University Press.
———. 1976. Introducing Persian Architecture. In Survey of Persian Art, A. U. Pope and P.
Ackerman (eds). Tehran: Soroush Press.
SAUD, R. 2003. Muslim Architecture under Seljuk Patronage (1038-1327). Foundation for
Science, Technology, and Civilization (FSTC).
(http://www.muslimheritage.com/features/default.cfm?ArticleID=347, accessed 3 Feb 2009).
SEHERR-THOSS, S. P. 1968. Design and Color in Islamic Architecture: Afghanistan, Iran, Turkey.
Washington, D.C.: Smithsonian Institution Press.
SMITH, E. B. 1971. The dome: A study in the History of Ideas. New Jersey: Princeton Press.
STIERLIN, H. 2002. Islamic art and Architecture: From Isfahan to the Taj Mahal. London: Thames
and Hudson.
1 Introduction
This paper analyzes one of the most beautiful and enigmatic achievements ever
accomplished anywhere in the world by architecture. It is an ancient Andean town whose
original name is unknown; it is famous with the name Machu Picchu. Although it may
seem strange at a first glance for such a renowned archaeological site, the reason why the
town was built, the date at which it was built, the ruler who ordered its construction, the
reason why it was abandoned, in a word, the interpretation of this place, are unknown.
For reasons we do not know, Machu Picchu was abandoned and forgotten; it was
brought again to the attention of the world only with the famous expedition of Hiram
Bingham in 1911 (see [Bingham 1952] or [Salazar-Burger 2004] for an up-to-date
account). Immediately after its “re-discovery” the site was enveloped by a halo of
mystery. Bingham himself thought it to be the “lost capital” of the last Inca reign,
Vilcabamba, an interpretation that we know to be untenable today; various errors and
misunderstandings further contributed to the confusion, such as, for instance, an
exaggeratedly high estimate of the percentage of female bones found in the burials, which
led to the hypothesis that Machu Picchu may have been a sanctuary inhabited by Inca’s
“Virgins of the Sun”. Today, this as well as other, even more unsound theories have been
canceled by modern archaeological research (for instance, the true excess of female with
respect to male bones is around 1.46 to 1). Modern research also helped, for instance, to
clarify the day-to-day life of the inhabitants (see [Burger 2004] and references therein).
However, contemporary with such important developments, nothing has really come out
that helps to explain why and when the Incas built the town (or at least, this is the
opinion of the present author, to be substantiated in what follows).
Living without interpretative schemes is extremely difficult in any science (e.g.,
physics) and archaeology is no exception. Therefore, archaeologists have adopted a
scheme, a sort of dogma, about the true meaning of the town: the idea that Machu
Picchu is to be identified as one of the "royal estates" of the Inca Pachacuti [Rowe 1990].
Nexus Network Journal 12 (2010) 321–341 Nexus Network Journal – Vol.12, No. 2, 2010 321
DOI 10.1007/s00004-010-0028-2; published online 4 May 2010
© 2010 Kim Williams Books, Turin
Fig. 1a. Map of Machu Picchu highlighting the sites discussed in the text (north on top)
322 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
Fig. 1b. Machu Picchu. Photograph by the author
What is today customarily called an Inca “royal estate” was a land property,
nominally owned by the king and managed by his family clan. A royal estate was
typically composed of agricultural lands and “palaces” intended to serve as residences for
the ruler and the elite. Such places were used for amusement (such as hunting) and
perhaps also for dealing with state affairs. A good example of royal estates is Chincero,
property of Topa Inca, described in detail by the chronicler Betanzos as a property
“where to go for recreation” and thoroughly analyzed by Niles [1999]. Other important
Inca sites have been interpreted as royal estates as well, in particular Pisac and
Ollantaytambo. To the best of the present author’s knowledge, however, there is no
textual evidence whatsoever showing that Pisac was a royal estate (Pisac is never
mentioned in the Spanish chronicles). More convincing is the case of Ollantaytambo
[Protzen 1993]. This place is in fact associated with the ruler Pachacuti in some Spanish
accounts and, in particular, Sarmiento de Gamboa says that the king “took as his own the
valley…where he erected some magnificent buildings”. As far as Machu Picchu is
concerned, it is easy to get the impression from most of the scholarly work that there
exist firm textual evidence that this town too was one of Pachacuti’s royal estates.
However, as discussed in full detail here in Appendix 1, this is not the case. It is the aim
of the present paper to propose a completely different theory regarding the conception
and construction of the town. To “make room” for such an interpretation I am going to
use a scientific instrument which is typical of a physicist’s way of thinking: Occam’s
razor. According to this principle, what is unproved and unnecessary not only can, but
should be cut away from any scientific approach to a problem. I thus attempt to show
(Appendix 1) that actually there is no proof whatsoever, either textual or archaeological,
that Machu Picchu was built as a private estate for Pachacuti (or, for that matter, for any
other Inca ruler). The interpretation as a royal estate therefore is both unproved and
324 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
aqueduct which brings water from a spring located higher on the north flank of Machu
Picchu mountain.
The town was abandoned when this huge building program was near to completion,
so that some elements – such as for instance the area of the Temple of the Three
Windows – were left unfinished, as it was, probably, another magnificent architectural
project of the Incas, namely the Sacsahuaman “fortress” in Cusco [Protzen 2004]. It is of
course difficult to estimate the length of time employed to bring the site to the present
almost-finished state (to the best of my knowledge, nobody has ever tried to figure out
how long this took). In any case, it is hard to believe that from the beginning of the
planning to the state visible today – with the inclusion of hundreds of agricultural
terraces – it could have taken less than, say, a number of decades (decidedly a long time
to wait for a private estate to be ready).
Fig. 2. Comparison between maps of Machu Picchu and Huanuco Pampa (north
on top in both, but maps are not at the same scale)
The rigorous, unitary project inspiring the construction of the town remained fully
unaltered after the conquest, contrary to what happened to the other Inca settlements.
There is, however, a notable exception: the provincial site called Huanuco Pampa
[Morris & Thompson 1985]. This town was created by the Incas as an administrative
center, and as such it has nothing to do with Machu Picchu from a functional point of
view. However, it is very useful as a term of comparison in order to gain a better
understanding of the inspiring principles of Inca town planning [Hyslop 1990].
Huanuco was founded in the central highlands of Chinchaysuyu, at 3700 m. above sea
level. The Spaniards rapidly gave up the idea of living at such an unfriendly altitude, and
therefore the place was soon abandoned (fig. 2, right). It exhibits four main “quarters”
326 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
Fig. 3. The proposed “quadripartition” of Machu Picchu; see text for details
3 Machu Picchu and the landscape
Machu Picchu is wonderfully integrated into the landscape; this is so in a quite
“global” sense, including not only the earthly landscape, but also the sky at the time of
construction. The word “landscape” is therefore meant here in the broad sense which is
commonly used today in archaeoastronomy (see e.g. [Magli 2009]).
To describe the relationship between the town and the landscape, it is worth starting
from the analysis given by Reinhard [2007] of the position of the town with respect to
the surrounding mountains. Indeed, as is well known, the mountains were a fundamental
part of the Inca’s huacas (shrines).
To visualize the position of Machu Picchu we can draw a cardinally oriented cross
with the town at the center, and then follow the four cardinal directions (fig. 4). In this
way we meet four important peaks of the region. First of all, north is identified by the
“proprietary” mountain Huayna Picchu, which is, in a sense, a part of the town itself.
The summit (2720 m) was – and is – accessed via a spectacular path, essentially a steep
flight of steps partly carved into the rock which circles the hill on the west. On the top
there are features clearly connected with ritual activities. In particular, a building has its
windows looking out toward the Aobamba-Santa Teresa ridge and the recently restudied
site of Llactapata, where a corresponding construction focuses the view on Huayna
Picchu [Ziegler, Thomson and Malville 2003]. The highest point is shaped as a sort of
arrow which points due south. In this direction of the cardinal cross, the sight at the
horizon is blocked by the Salcantay peak, one of the highest mountain of the region of
Cusco (6271 m). Salcantay was certainly revered already in Inca times and is today
perceived as the brother of the (slightly higher) Ausangate, the highest peak of the Inca
heartland, located east of Cusco.
328 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
window which allows a quite precise measurement of the sun rising at the
summer solstice [Dearborn, Schreiber and White 1987]
4) A general “solstitial” planning of the whole “royal” sector.
People living in the residential sectors had therefore access to devices aimed at
following the timing of the solstices with good precision. Vice-versa, only a generic,
rather symbolic interest in the sky is recognizable in the ceremonial sector. Actually, and
in spite of several existing claims (regarding for example the astronomical function of the
Intihuatana stone) to the best of this author’s knowledge no clear interest in precise
astronomical measurements has ever been convincingly documented here. It is therefore
interesting that astronomical sightings were aimed at the rising of the sun and/or other
celestial bodies, while the likely zone where rites were carried out seems to be suited for
“popular” observations of phenomena at setting. In particular, from the Intihuatana the
highest summit of Pumasillo roughly corresponds to the azimuth of the setting sun at the
December solstice while the sun at the equinoxes is seen as setting at the northern end of
the same range.
Finally, to the possible astronomical observations carried on from Machu Picchu we
should add (as noted by Reinhard [2007]) the fact that, since the culmination of the sun
between the two zenith passages and that of all the stars of the southern portion of the
sky obviously occurs due south, the imposing mountain of Salcantay could be used as a
useful, distant foresight.
The place were Machu Picchu was built therefore seems to have been chosen because
it satisfied an impressive number of geographical/symbolical requirements. It is, of
course, possible – although unlikely – to think that such relationships are due to chance,
or that they were ancillary and are not a fundamental key to explain the choice of the site.
However, the position of Machu Picchu also exhibits another interesting feature. To
discuss it, we observe that, together with the cardinal directions, the directions
characterized by a relatively thin “void” of azimuths between 135° and 155° degrees (as
measured from Cusco) are of tantamount importance in understanding the complex
connections between religion, astronomy, cosmology, and sacred geography among the
Incas [Urton 1978; Zuidema 1982a; Magli 2005].
First of all, it must of course be observed that this “void” characterizes the “preferred”
direction of the orography of the geographical region of interest here, which spans some
500 km. starting from Tiahuanaco, following Lake Titicaca and the course of the rivers
up to the Viracocha temple in Ratqui, then Cusco (the Inca heartland) and, finally,
bends slightly west to follow the Urubamba valley. Machu Picchu stands, in a sense, at
the ideal end of this corridor since the river makes a complete turn around its ridge.
As we shall explain in detail later on, this “void” – clearly not by chance – also
characterized the “ideal direction” of the Inca cosmological myth. These two aspects
merge with yet another very important one, namely, the fact that the “void” happens to
be connected with orientation. Indeed, in the southern hemisphere a “pole star” is never
available (since precession never brings the south celestial pole sufficiently close to a
bright star). As a consequence, the natural way to establish (roughly) the position of the
south pole is – and has always been – to follow a bright star or group of stars up to
culmination. The most natural choice at the Cusco latitudes is to follow those bright
stars of the Milky Way which culminate relatively near the pole, and indeed the principal
constellations of the Incas were located along the Milky Way. Among them, particularly
1) Pilgrims gathered at what is today Copacabana, and then sailed to the island
from the south.
2) Once landed they followed a path oriented – as the island – in a southeast-
northwest direction. The path ultimately brought them to the most sacred part,
which was enclosed by a (low) wall.
3) Apparently not all of the pilgrims were allowed to pass the entrance to the
330 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
northern part of the island; those not admitted could still have a look anyway at
the rites from terraces appositely leveled out of the wall.
4) After the wall, the sacred path passed by some other gates and “stations”. In
particular, near the building today called Mama Ojlia, the pilgrims could look
at the “footprints of the sun”, an area where the exposed bedrock contains
natural marks resembling huge footprints.
5) Finally, people gathered in the plaza in front of the Sacred Rock, where they
witnessed rites and, at the time of the winter solstice, the hierophany of the sun
setting between two pillars on a ridge to the northwest.
Fig. 5. Map of the Inca sanctuary on the Island of the Sun. The position of the
pillars used to observe the winter solstice sunset from the sanctuary area is
indicated. After [Bauer and Stanish 2001]
Bauer and Stanish describe the layout of the site as follows:
It is not by chance that the final destination of the pilgrims was on the
point of land farthest from the mainland, on the northwest side of the
island of the Sun. The sanctuary was, like many pilgrimage centers of the
world, situated in a remote location that served to emphasize its
otherworldliness [Bauer and Stanish 2001: 247].
Clearly, the very same words may be applied to Machu Picchu, which is located in a
similar way: it suffices to substitute the lake surrounding the Island of the Sun with the
three-sided gorge of the Urubamba River. Actually, as we shall see, the list of similarities
is much longer and more impressive than this. Let us, indeed, turn our attention to
Machu Picchu again.
332 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
It is in any case clear that the fencing wall was not meant for defensive purposes, since
it would have been exceedingly easy for any enemy to block the water channel (which
comes in the town from outside) with just a few stones and in Machu Picchu there are no
water reservoirs. The aim of the wall is therefore, as we said, to furnish a controlled access
and, consequently, to stress the separation of what is inside from what remains outside.
The visitors admitted perhaps left their ritual offerings just near the entrance wall,
since many peculiar stone pebbles (mainly of obsidian) have been recovered there. Then,
people were confronted by a corridor (service buildings such as stables and magazines are
located on the left of the entrance but are separated by a wall) with the imposing view of
the Huayna Picchu mountain, the likely final destination of the pilgrimage, just in front
of them.
Today, at this point most tourists turn right, visiting the “residential sectors” first.
However, in ancient times these sectors – which begin with the Royal residence – were
very likely closed to public; therefore, a person entering would have had by necessity to
proceed straight in the western sector encountering the sequence of structures we became
familiar with in the preceding section: first, the so-called quarry; second, the Temple of
the Three Windows and, finally, the Intihuatana platform. But why?
It is my aim here to maintain that sector IV in Machu Picchu, oriented and
“scheduled” towards north and Huayna Picchu, was conceived as an image, a replica of
the path followed by the first Incas in the cosmological myth. This myth has been
recounted, although sometimes with different details, in many chronicles. Is starts at the
Island of the Sun, from which the first Incas traveled underneath the earth following the
“void” (southeast-northwest) direction, emerging at a place called Tampu-tocco.
According to Sarmiento de Gamboa [1999] and Cobo [1983], this name means “the
house of windows” because “it is certain that in this hill there are three windows” and the
first Incas came out from one of these windows. Tampu-tocco is located south of Cusco:
the Incas now traveled therefore to the north, up to the summit of the Huanacauri hill,
where one of them was turned into stone, becoming a fundamental huaca of the future
empire before arriving in the Cusco valley.
There is, at least in my view, little doubt that the key elements of the myth find a
close correspondence in the structures of Sector IV. In fact, a newcomer encounters in
succession the three main elements of the myth, symbolized respectively by:
1) The quarry. Although it is a true quarrying area, it is also a zone intentionally
left in “disorder” located very near the “royal” and the “ceremonial” sectors. It
shows signs of ritual activities as well, such as carvings of serpents on the rocks.
It is thus tempting to associate it with Pachamama and to think that it was
somehow connected with an image of the underground travel of the first Incas.4
2) The sacred plaza. Here the Temple of the Three Windows is to be associated
with Tampu-Tocco.
3) The Intihuatana pyramid. This might have been conceived as a replica of the
Huanacauri hill, the Intihuatana itself resembling in shape the sacred mountain
Huayna Picchu located at the end of the path [Reinhard 2007] as well as the
sacred stone-huaca which was located on Huanacauri.
It should be noted that, inspired precisely by the Temple of the Three Windows,
Hiram Bingham proposed that the town had to be identified with Tampu-tocco. It is not
334 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
moon (hurin – thought of as representing the dark hours) were equilibrated having the
same “strength”; in this month sacrifices to Viracocha were made and, according to
ethnographical data, the full moon before the equinox was the time of a feast devoted to
the hanan dead, who were in turn associated with the summit of the mountains.
336 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
As a consequence, the position of the sun with respect to the Milky Way could be
used to estimate the times of the solstices, which were, in turn, fundamental dates among
the yearly Inca rituals.6 The bright arc of our galaxy in the sky was perceived as a
“celestial river” having a “terrestrial counterpart” in the Vilcanota River, which, in
Urton’s words, is “equated with the Milky Way”. This is, therefore, a hint to the
possibility that Machu Picchu, located in such a special position with respect to the
Vilcanota river, may have had a special significance connected with the sky as well.
Actually, written documentations of two Inca pilgrimages along the course of the
Vilcanota exists in the work of the chronicler Cristobal De Molina. The first (studied in
detail in [Zuidema 1982b]) moved south of east from Cusco and was connected with the
cosmological myth (this pilgrimage was in all likelihood a Capac-Cocha, namely, it
ended with a human sacrifice). It occurred at the winter solstice and was directed “toward
the place where the sun was born” (fig. 8). The final station was a huaca located on the
summit of the Vilcanota hill, some 150 km. as the crow flies from the capital at the
border between the Vilcanota and the Titicaca watershed. Coming back, the priests
followed the course of the river, bringing offerings to other huacas. The second
pilgrimage was instead directed north of west, i.e., in the opposite direction, and
occurred a few weeks after the summer solstice. During the night, illuminated by torches,
runners started from Cusco and reached a bridge in Ollantaytambo, where Coca leaves
were offered to the river.
In both cases, a fundamental role was played by three key elements: the opposite
solstice timing, the opposite “void” direction, and the Vilcanota river alongside it. The
two pilgrimages thus took place on the earth, along the terrestrial image of the Milky
Way, towards two “ends” which – due to the timing – were clearly connected with the
two “ends” of the sun’s path at the horizon, the journey of our star throughout the fixed
stars during the year. Of course, the path of the sun is the Ecliptic, not the Milky Way,
but the starting and ending points (the winter and the summer solstice) were both
located at the crossroads between the two. Interestingly, the southern pilgrimage ended at
the sources of the river, but still far from the “true” place of birth of the sun, the Island of
the Sun. Perhaps a similar role was played by Machu Picchu with respect to
Ollantaytambo in the case of the northern pilgrimage; actually, the “inter-cardinal”
position of the town with respect to the landscape also recalls the presence in the sky of
cruciform star-to-star Inca constellations, which were concentrated near the two solstitial
points (see again [Urton 1982] and fig. 7).
All in all, the hints of different nature and origin presented in this paper all seem to
point in the same direction. They suggest that Machu Picchu could have been conceived
and built as the ideal – hanan – counterpart of the Island of the Sun, in accordance with
the duality of the sacred which is typical of the Andean world.7
Machu Picchu was indeed located at the ideal, opposite crossroad between the
terrestrial and the celestial rivers: the other end of the sun’s path.
Acknowledgments
The ideas set forth in this paper benefited very much from several discussions with
my friends and colleagues Laura Laurencich Minelli, who taught me the concept of “Inca
space-time”, and Jean-Pierre Protzen, whose comments greatly improved a first draft of
the present work.
338 Giulio Magli – At the Other End of the Sun’s Path: A New Interpretation of Machu Picchu
of the royal estate of the king as well” ([Rowe 1990], my translation). Again, however,
even if admit the validity of this second implication – and of course, we are not obliged
to do this – the fact that the citadel was part of the royal properties does not show that it
was used as a personal estate of the Inca. This too is, therefore, an inference, and indeed
Rowe cautiously concludes “we can suppose [podemos suponer] that the Inca ruler
choose Machu Picchu as a personal estate and as a memorial of war campaigns in the
zone of Vitcos” (my translation). In spite of such correct prudence, this paper is
commonly considered (perhaps without its having been read) as giving conclusive proofs
for the interpretation of Machu Picchu as a royal estate of Pachacuti. Instead, it is clear
that this is only a sort of vague possibility based on as many as three interdependent
implications (Machu Picchu was called Picho -> Picho was a property of Pachacuti ->
Pachacuti built it as his personal royal estate), none of which is securely proved.
Of course, together with the written sources, it has to be ascertained if archaeological
evidence exists to support the theory. As far as the monumental architecture of the town
and its relationship with the landscape and the sky are concerned, this ascertainment is
fully developed in the main body of the present paper. Here I will instead mention some
recent studies which may be of relevance for the interpretation of the town (see [Burger
2004] and references therein). One is the re-analysis of the bones found by the Bingham
expedition. As already mentioned, the percentage of female bones was originally over-
estimated; however, a 3:2 excess of female bones remains. It is known that the Incas
established a group of women in the sanctuary of the Island of the Sun whose specific
role was to serve the sanctuary; perhaps the same might have happened in Machu Picchu.
The re-analysis of human remains has also shown that the inhabitants (which should
have numbered around 750) exhibited an high degree of population diversity. They
therefore came from the different parts of the empire; likewise, a significant part of the
pottery recovered in tombs comes from distant provinces. This is relevant for our
discussion because it is known that royal estates were staffed by mitima, retainers of
different ethnic groups removed from their original villages. However, although valid,
this observation cannot be used as a proof for the “royal estate” theory, since the very
same thing holds for many other Inca state projects and in particular, again, for the
sanctuary on the Island of the Sun. Finally, another relevant recent analysis is the
reconstruction of the ancient climate at Machu Picchu, which turned out to have been
quite similar to that of today: warmer than in Cusco, but also more rainy. It has to be
definitively excluded, therefore, that Machu Picchu could have been considered a more
pleasant place to stay than the capital during the rainy season (October to April), while a
relative improvement of the climate temperature might actually have been obtained by
moving to Machu Picchu in winter.
Notes
1. It is worth noting that trials have been made in the past to divide the plan of the town into the
two traditional moieties – the upper, or hanan, and the lower, or hurin – which are typical of
the organization of the Andean space. For instance, the capital Cusco was ideally divided
according to this principle. Contrary to Cusco, however, where this division is well
documented in the chronicles and essentially corresponds to the northern and the southern
parts respectively, at Machu Picchu the situation is unclear. In any case, the standard proposal
is to identify the hanan part as that including the “royal residence” and the quarry (sectors I
and IV in fig. 3).
2. The level of precision of such measurements has been the subject of much debate starting from
a paper by Dearborn and Schreiber [1986]. This topic is not of specific relevance here however;
the interested reader can consult the anthology recently edited by A. Aveni [2008].
3. The possible existence of other functions for the town (for instance, administrative) are not
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The Temple of Solomon, Babson Ms 0434 and ‘A Dissertation upon the Sacred
Cubit of the Jews’
When Newton died in 1727 he left hundreds of unpublished manuscripts, some
dating back to his early days in Cambridge in the 1660s. Newton’s heirs invited Thomas
Pellett to examine the manuscripts and report on their suitability for publication. After
just three days of examining these hundreds of manuscripts, Pellett dismissed the
majority of manuscripts as “not fit to be printed” [Gjertsen 1986: 426], “of no scientific
value” and as “loose and foul papers” [Manuel 1974: 14]. He only found two sets of
manuscripts suitable for publication. The first were two manuscripts on prophecies, and
although Pellet claimed that the text on prophecy was imperfect, they were nevertheless
worthy of publication. This was eventually prepared for press by Newton’s nephew
Benjamin Smith [Gjertsen 1986: 399] and published in 1733 as The Observations upon
the Prophecies of Daniel and the Apocalypse of St John. Observations proved to be one
of Newton’s best sellers in the eighteenth century and it was also translated into Latin
and German shortly after its first edition [Hall 1992: 372] .
The second was a set of manuscripts on chronology, which were compiled and
arranged by John Conduitt, husband of Newton’s niece Catherine, and published in
1728 as Chronology of Ancient Kingdoms Amended. The book cannot be considered a
success and is exceptionally dull. It is arranged in six chapters, five of which were
chronologies of the ancient empires of Greece; Egypt; Assyria; Babylon, and Persia. The
other chapter is a description of Solomon’s Temple, which is not only an intriguing
Nexus Network Journal 12 (2010) 343–352 Nexus Network Journal – Vol.12, No. 2, 2010 343
DOI 10.1007/s00004-010-0029-1; published online 6 May 2010
© 2010 Kim Williams Books, Turin
addition to a book on chronology of ancient kingdoms, but is curiously placed after the
chapter on the Babylonian Empire, which destroyed the Temple.1
The beginning of the chapter on the Temple is quite dismissive: “The Temple of
Solomon being destroyed by the Babylonians, it may not be amiss here to give a
description of that edifice” [Newton 1988: 332]. The chapter consists of a brief (barely
3,000-word long) description of its floor plan, with three illustrated floor plans. There is
no mention of the style of architecture, its splendour or its significance. The description
lacks any enthusiasm and is highly clinical. Its architectural description is problematic
and there are parts that do not make structural sense. For example in the Chronology
Newton claimed that:
The porch of the Temple was 120 cubits high, and its length from south
to north equaled the breadth of the House: the House was three stories
high, which made the height of the Holy Place three times thirty cubits,
and that of the Most Holy three times twenty [Newton 1988: 342-343].
Since the porch, the Holy Place and the Most Holy of Holies adjoined each other,
this description created a strange and confused stepped structure which appears to have
no precedents, Biblical or otherwise. The three illustrated floor plans are very detailed,
but that detail is not backed up by the text. Furthermore, both the text and the
illustrations include an external wall that surrounds the precinct wall, with four gates on
the western side, the Gate of Shallecheth, the Gate of Parbar, and the two Gates of
Assupim. But these were part of the Second Temple and not Solomon’s Temple [2
Samuel 6:11-12].
From this chapter it would be easy to conclude that Newton had no knowledge of
architecture and that his interest in Solomon’s Temple was only as a biblical symbol and,
with its destruction, an important historic event. However, the converse is true. Not only
did Newton have a good working knowledge of Vitruvian theory, he had a long running
interest in the Temple of Solomon that spanned over fifty years.
Over this fifty years Newton wrote many manuscripts that related to the Temple (for
example, [Newton undated(a), undated(c), ca. mid-1680s and ca. 1690s]). Two
manuscripts are of primary interest for this paper. The first was written in the mid-1680s
and was entitled by Newton “Introduction to the Lexicon of the Prophets, Part two:
About the appearance of the Jewish Temple”, more commonly known by its call number
Babson Ms 0434. The other is an earlier unpublished manuscript of the 1680s, an
appendix entitled “De magnitudine cubiti sacri” [Newton c1680s(b)], which is a part of a
draft on Solomon’s Temple that developed into Babson MS 0434. In 1737 this appendix
was translated from Latin into English and published as “A Dissertation upon the Sacred
Cubit of the Jews”, in Miscellaneous Works of John Greaves Professor of Geometry at
Oxford [Newton 1737].
“Dissertation” is a work of metrology. Newton examined the measurements taken by
John Greaves (1602-1652), Savilian Professor of Astronomy at the University of Oxford,
who conducted a survey of the Pyramids of Giza which resulted in the publication of
Pyramidographia in 1646. Greaves’s measurements in English feet, taken at the
Pyramids, were used to calculate the Royal cubit, Memphis cubit and the Egyptian cubit.
From Greaves’s calculations of the ancient cubits, Newton proceeded to calculate the
measurement of the Jewish sacred cubit, which was essential to understanding the
Temple structure.
344 Tessa Morrison – The Body, the Temple and the Newtonian Man Conundrum
Newton’s “Dissertation” begins: “To the description of the Temple belongs the
knowledge of the sacred cubit; to the understanding of which, the knowledge of the
cubits of the different nations will be conducive” [Newton 1737: 405]. Newton used
Greaves’s measurements of the Great Pyramid and systematically compared them with
measurements given by ancient sources such as Herodotus, Vitruvius, Strabo, Josephus,
Hesychius of Alexandria, Lucius Iunius Moderatus Columella, Philandrier, Gnaeus Julius
Agricola, Publius Clodius Thrasea Paetus, the Talmud and more contemporary writers
such as Willebrord Snellius, Samuel Purchas and Juan Bautista Villalpando. Newton also
cited Arabic sources, such as Ibn Abd Alhokm (321-405) [Newton 1737: 408].
In Babson Ms 0434 Newton systematically reconstructed the Temple of Solomon.
His primary source for his reconstruction was the Book of Ezekiel. However, Newton
examined the changes in the Temple over time. The building of the second Temple by
Zerubbabel followed the same foundations but with a great deal less grandeur. It had the
same dimensions and was a pragmatic house of worship, but its architecture was
mundane and it was nothing to look at [Newton c1680s(a) 5r]. Cyrus the Great ordered
the building of the Temple and the internal atrium but nothing else was added. This was
the sanctuary that was maintained up to the time of Alexander the Great, as reported by
the pagan writer Hecataeus. The Temple was further fortified under Simeon the Just,
until Herod built a more sumptuous building for the sanctuary. According to Newton,
“God, predicting all these things, thus he corrected them through the prophet Ezekiel”
[Newton 1680s(a): 7r]. But Ezekiel left out details of the building and the Angel who
revealed the Temple and its measurements to Ezekiel did not show him the entire
Temple. Thus by examining the architectural features through time and with the writing
of ancient writers, such as Philo, Hecataeus, Josephus, Maimonides, the Talmud and the
Septuaginta, Newton was able to reconstruct the Temple of Solomon, removing the
features that had been added by the later builders. He stated “we complete the
description of the Temple [of Solomon by] comparing all the Temples to each other and
supplying what Ezekiel omitted relative to the Temples of Solomon and of Herod”
[Newton c1680s(a): 59r]. From this description of the Temple, Newton claimed that it is
possible to distinguish the plan of the Temple of Solomon. Since Zerubbabel had built
on the foundations of the Temple of Solomon, everything that Zerubbabel and Herod
added, or anything that is irregular, must be rejected. Symmetry and harmony in the
design of the Temple were important factors in the layout of the Temple plan. He stated
that, “The structure is made valuable by such great simplicity and harmony of all its
proportions” [Newton c1680a: 65r].
Babson Ms 0434 is a working document; it is incomplete and it contains two
reconstructions, the second of which, the more detailed of the two descriptions, is a
refinement of the first. The illustration of the Temple precinct in Babson Ms 0434 is in
fact the first reconstruction and the second reconstruction is only verbally expressed but
in sufficient detail to reconstruct it. In both reconstructions, symmetry was of
paramount importance to the floor plan.
Newton’s knowledge of Vitruvius, the measurements of the body and the Jewish
cubit
In his reconstruction Newton not only outlined the structure of the Temple, he
examined the colonnades: the numbers of columns, their height, their thickness, their
intervals and their style. These he claimed were determined according to the proportions
of architecture. Newton revealed that he was familiar with the architectural theory of
346 Tessa Morrison – The Body, the Temple and the Newtonian Man Conundrum
quoted Vitruvius’s measurement of the Roman and Greek cubits as being one and a half
Roman feet [Newton 1737: 405; Vitruvius, 1960: III, i]. A Roman foot is 0.97 of an
English foot. Newton examined both the Roman and Greek cubits and feet; measuring
them in palms and digits, together with the Greek orgyiae, the span of the arms fully
outstretched, because these measurements were defined by the ancient authors. To
estimate their value Newton approached the problem of the variations in the
measurements of the ancient authors by assessing the limits of each and then comparing
them to each other.
Newton reasoned that the builders of the Great Pyramid would have used a uniform
unit of measurement in their design, which would have been the ancient measurement of
a cubit. In his calculations he claimed that one Greek orgyiae is equal to four Memphis
cubits. After converting the measurement of Greaves from English feet to Roman palms
and digits he then compared them with the measurements of the ancients. From this
Newton concluded, “And it is my opinion that the Pyramid was built throughout after
the measure of this (Memphis) cubit” [Newton 1737: 413]. Newton supported this
argument that the ancient buildings were built to a standard unit of measurement by
considering the measurement of Babylonians bricks. They were all uniform in size,
according to the measurements of sixteenth-century travel writer Samuel Purchas, their
length was one foot, the width was eight inches and the thickness was six inches. Thus
the combination of two brick lengths, three brick widths and four brick thicknesses
formed square cubits.
Newton claimed that all measurements which exceeded human proportions, such as
the Roman calamus, clima, scruplum, actus and many others, were deduced from the
multiples of human proportions. The ancient nations rounded off their large numbers
into even numbers of cubits – the cubit of man [Newton 1737: 416]. Newton derived
the length of many nations’ cubits: Memphis, Egyptian, Greek, Roman, Arabian and
Babylonian. Although the different lengths of these cubits conformed to the cubits of
man, with the exception of the Babylonian cubit which he estimated at two English feet
[Newton 1737: 414], this may be an error of inscription, since later in the paper he
referred to the Babylonian cubit as being two Roman feet, but both measurements are
larger that the human elbow; still, he continued to maintain that the Babylonians built in
cubits.
Greaves found that the modern Egyptian cubit was 1.824 English feet, exceeding that
of the ancient Egyptian cubit or Memphis cubit. “The measurements of feet and cubits
now exceed the proportion of the human members” [Newton 1737: 417]. According to
Greaves’s measurements of the Egyptian monuments, the human stature was the same as
it was in ancient times. The measurements had increased in length because of human and
instrument error.
Feet and cubits were first used (as a measurement) in every nation
according to the proportion of the members of a man, from which they
were taken. For the foot of a man is to the cubit or lower part of the arm
of the same man as about 5 to 9 [Newton 1737: 419].
Newton confirmed this ratio 5:9 between the foot and cubit with other ancient
measurements. He considered that the Jewish measurements were determined in the
same manner.
348 Tessa Morrison – The Body, the Temple and the Newtonian Man Conundrum
Newton gave two examples from ancient literature, where he further defined the
limits of the sacred cubit. In the first, Josephus wrote that the columns of the great court
of the Jewish Temple could be embraced by three men with their arms joined. Vitruvius
stated, “For if we measure the distance from the soles of the feet to the top of the head,
and then apply that measure to the outstretched arms, the breadth will be found to be the
same as the height” [Vitruvius 1960: III.i.3]. However, Newton claimed that although
the orgyia, or the length of the outstretched arms of a man, was supposed to be the same
as the height of a man, in fact it was a palm wider [Newton 1737: 422]. Newton
abandoned the traditional image of the Vitruvian man, which is circumscribed by the
circle and the square, by adding an extra palm to the length of a man’s outstretched arms,
giving a slightly more elliptical and rectangular image to the geometry of man (fig. 1).
The circumference of the columns, according to the Talmud and Josephus is eight cubits;
for Newton, this is equal to three times the height of a man plus three palms, i.e., greater
than 15.75 Roman feet and less than 18.75 Roman feet. This further defined the sacred
cubit as greater than two Roman feet and less than two and a third Roman feet.
In Newton’s second example of the use of the cubit from the ancient literature, the
Sabbath-day’s journey, in the opinion of what Newton called the ‘unanimous’ content of
the Talmud and all the Jews, was two thousand cubits. According to Josephus, this
measurement is not so consistent; in one place he claimed that the Sabbath-day’s journey
is five stades (three thousand Roman feet) and in another place, six stades (three
thousand-six hundred Rome feet) [Josephus 1963: V.2.3; XX.8.6]. Newton, who was
very familiar with the work of Josephus, used the reference from the Talmud instead and
claimed that instead of “cubits” the Jews sometimes substituted “paces”. Walking on the
Sabbath is not hurried but is of a moderated speed: “Now man of a middling stature, in
walking in this manner, go every step more than two Roman feet, and less that two and a
third. And within these limits was the sacred cubit circumscribed” [Newton 1737: 424].
Turning to Vitruvius for the correct architectural height of a step [Vitruvius 1960:
III.iv.4], Newton claimed that the middling proportion referred to by the Jews was about
13.5 unciæ and from this he calculated that a pace or sacred cubit was more that 24
unciæ and less than 27 unciæ. From the examples of the height of a man, the
circumference of the columns and the Sabbath-day’s walk, Newton defined the limits of
the sacred cubit and rejected “the erroneous opinions of other writers”. Newton
concluded that the vulgar cubit was five palms, the cubit of man was equal to 21.4 unciæ
or 1.717 English feet, while the sacred cubit was six palms [Newton 1737: 427], the
cubit of man plus a palm, was equal to 25.6 unciæ or 2.068 English feet.
The conundrum of the Newtonian man
Unlike many commentators of his time Newton does not directly include or refer to
any anthropomorphic element in his reconstruction of the Temple, where the figure of
man/God was reflected in the measurements and geometry of the Temple, which
prefigured the perfection of the mystical body of the Church. While Newton insisted on
exact architectural proportions, he moved away from the traditional proportions of the
Vitruvian man, which had been an important element in other contemporary
reconstructions. This poses an interesting conundrum: Newton accepted the Temple’s
architectural proportions as outlined in Vitruvius’ Book III yet he rejected the human
model Vitruvius used as the foundation of these proportions. At the same time, Newton
accepted that the human frame was the basis of all ancient measurements, and he
350 Tessa Morrison – The Body, the Temple and the Newtonian Man Conundrum
length of the Jewish cubit (for example [Leshem 2003: Popkin 1992; Westfall, 1980]), is a
neglected paper that has not been discussed in its own right.
2. Newton’s references to the Talmud are incorrect. His reference is Mishnaioth, Tract. De
Ghaburim, cap. 4; it should be Talmud, Erubin, 48a.
3. An unciæ is a Roman inch, 20 unciæ equals 1.612 English feet.
4. 24 unciæ equals 1.934 English feet.
5. William Whiston, former pupil and successor to Newton as Lucasian Professor at Cambridge,
also shared Newton’s beliefs. However, he made his beliefs public, which ended his career at
Cambridge. He was later charged with heresy and, although not convicted, he never held an
academic position again [Force 1985].
References
ANONYMOUS (Hermes Trismegist). 2002. Tabula Saragdina. Pg. 274 in The Janus Faces of
Genius, B. J. T. Dobbs, ed., Isaac Newton, trans. Cambridge: Cambridge University Press,
274.
BIRCH, Thomas. 1737. Miscellaneous Works of John Greaves. London: Printed by J.Hughs for J.
Brindley.
FORCE, James E. 1985. William Whiston. Cambridge: Cambridge University Press.
FAUR, Jose. 2004. Newton, Maimonidean. Review of Rabbinic Judaism 6, 2/3: 215-49.
GLAZEBROOK, Richard T. 1931. Standards of Measurement, Their History and Development. The
Proceedings of the Physical Society 43.
GJERTSEN, Derek. 1986. The Newton Handbook. London and New York: Routledge & Kegan
Paul.
GOLDISH, Matt. 1998. Judaism in the Theology of Sir Isaac Newton. London: Kluwer Academic
Publishers.
GREAVES, John. 1646. Pyramidographia: Or, a Description of the Pyramids in Aegypt. London.
HALL, A. Rupert. 1992. Isaac Newton: Adventurer in Thought. Cambridge: Cambridge University
Press.
JOSEPHUS. 1963. Jewish Antiquities. 9 vols. London: William Heinemann Ltd.
LESHEM, Ayval. 2003. Newton on Mathematics and Spiritual Purity. International Archives of the
History of Ideas, 183. Dordrecht and Boston: Kluwer Academic Publishers.
MANUEL, Frank E. 1974. The religion of Isaac Newton. Cambridge: Cambridge University Press.
MANDELBROTE, Scott. 1993. A Duty of the Greatest Moment: Isaac Newton and the Writing of
Biblical Criticism. The British Journal for the History of Science 26, 3: 281-302.
———. 2007. Isaac Newton and the exegesis of the Book of Daniel. Pp. 351-375 in Die
Geschichte der Daniel-Auslegung in Judentum, Christentum und Islam, K. Bracht and D.S.
du Toit, eds. Berlin: Walter de Gruyter.
NEWTON, Isaac. undated(a). Yahuda Ms 1.1 (unpublished manuscript). Jerusalem: Jewish National
and University Library.
———. undated(b). Irenicum (unpublished manuscript). Cambridge: King’s College.
———. undated(c). Notes from Ramon Lull (unpublished manuscript). Stanford: California,
Stanford University Library.
———. undated(d). Experimenta Raymundi (unpublished manuscript). Cambridge: King’s
College.
———. undated(e). Tabula Smaragdina and Hieroglyphica Planetarum (unpublished manuscript).
Cambridge: King’s College.
———. ca.1680s(a). Introduction to the Lexicon of the Prophets, Part two: About the appearance
of the Jewish Temple (unpublished manuscript). Babson Ms 0434. Wellesley, MA: Babson
College.
———. ca. 1680s(b). Drafts Concerning Solomon’s Temple and the Sacred Cubit (unpublished
manuscript). Yahuda Ms 2.4. Jerusalem: Jewish National and University Library.
———. ca. mid-1680s. The First Book Concerning the Language of the Prophets (unpublished
manuscript). Keynes Ms 5. Cambridge: King’s College.
———. 1690s. The Origins of Religions (unpublished manuscript). Yahuda Ms 41. Jerusalem:
Jewish National and University Library.
352 Tessa Morrison – The Body, the Temple and the Newtonian Man Conundrum
Book Review
Nigel Hiscock
The Symbol at Your Door: Number
and Geometry in Religious
Architecture of the Greek and Latin
Middle Ages
Aldershot: Ashgate, 2007
Reviewed by Areli Marina
Keywords: church, baptistery, School of Architecture
basilica, centrally-planned University of Illinois
building, chapter house, Middle 117 Temple Buell Hall, MC 621
Ages, meaning, symbolism, 611 Lorado Taft Drive
geometry, harmonic proportion, Champaign, IL 61820 USA
measurement, number, Platonic [email protected]
solids, sacred geometry, shapes
In his previous book, The Wise Master Builder: Platonic Geometry in Plans of
Medieval Abbeys and Cathedrals (Aldershot: Ashgate, 2000), Nigel Hiscock sought to
demonstrate that Platonic geometry underlay the ground plans of Western European
Romanesque cathedrals and abbey churches, but refrained from arguing that these
geometric and numerological foundations had symbolic meanings. In The Symbol at
Your Door, he sets out to prove that medieval church design is pervaded with numbers
and geometric forms that express metaphysical concepts central to Christian neo-
Platonism. In Hiscock’s view, this symbolism was deliberately inscribed into the
structures by the buildings’ designers at the behest of their patrons. He argues that
religious buildings that can be parsed into measures that correspond to Pythagorean
number theory and broken down into fragments that coincide with Platonic geometry
exist in such large numbers that the correspondences cannot be coincidental, but rather
must have been intended by either patrons or builders. Furthermore, because there is so
much evidence that well-educated medieval persons associated particular numbers, ratios,
and geometric forms with Christian significance (such as the association of the number
three with the Trinity, the square with the shape of the Holy Jerusalem, or the sphere
with heaven), Hiscock concludes that patrons and designers must have meant to elicit
those meanings in the mind of their viewers.
As the author acknowledges, this controversial hypothesis contradicts an influential
strain of medieval architectural historiography that asserts that medieval builders used
geometry and number purely for functional and not for representational purposes. This
school of thought is exemplified by the work of Lon R. Shelby, John Harvey, François
Bucher, or (more recently) Robert Bork, and emerges from the French nineteenth-
century rationalist tradition of Eugene Emmanuel Viollet-le-Duc. Hiscock positions
himself in a different genealogy, identifying his conceptual roots in the iconographic
investigations of Richard Krautheimer, Erwin Panofsky, and Paul Frankl, among others.
In fact, The Symbol at Your Door can be read as a prolonged meditation on questions
suggested by Frankl in “The Secrets of the Mediaeval Masons” in 1945 (Art Bulletin 27,
Nexus Network Journal 12 (2010) 353–355 Nexus Network Journal – Vol.12, No. 2, 2010 353
DOI 10.1007/s00004-010-0031-7; published online 6 May 2010
© 2010 Kim Williams Books, Turin
n. 1, pp. 46-60): What means did medieval builders use to develop their buildings’ plans,
elevations, and decoration? How were these ideas communicated in the workshop? Why
were the equilateral triangle and the square so important to medieval design practice?
How were the metaphysical concepts about shape and measure presented by Plato in the
Timaeus transmitted in the Middle Ages? What do these practices reveal about the
relationship between the underlying geometry, workshop practice, aesthetic pleasure, and
religious ideology? Although these are not new questions, most have never been
conclusively resolved, and Hiscock’s in-depth exploration of them is a welcome addition
to the discourse.
The author divides his investigation into four parts. In the substantial Prologue, he
examines the historiography of medieval architectural history and introduces the reader
to Pythagorean and Platonic thought, its transmission in the Middle Ages, and its impact
on architectural culture. This section digests material treated more fully in The Wise
Master Builder. It outlines the relationship between arithmetic and the numbers
perceived to be at the root of universal order (particularly 1, 2, 3, and 4) and the
meanings attributed to them by ancient philosophers and Christian theologians.
Chapters 1 and 2 constitute the second part of the book, in which the author explores the
significance of two solid geometric forms, the sphere and the cube, as well as their
deployment in cruciform churches. Chapters 3 through 6 are dedicated to the
architectural use and meaning of plane figures: the equilateral triangle and the numbers
derived from it (3, 6, 12); the square, square schematism, quadrature, and its associated
forms, including the 1:2 rectangle; the pentagon; and, in the last and longest chapter,
circles, octagons, and other polygons. The book closes with an Epilogue in which the
author summarizes his findings and considers their post-medieval implications.
To counter the arguments of the “rationalist school” and prove his hypothesis,
Hiscock surveys and presents two bodies of classical and medieval textual sources and
juxtaposes them with his analyses of medieval buildings. The first body of textual sources,
including citations from authors such as Augustine, Boethius, and Dionysus, the Pseudo-
Aeropagite, demonstrates that number and geometric form conveyed specific
metaphysical meaning to educated audiences. The second shows that when writing
ekphrases and other eulogistic texts on buildings, or using buildings as metaphors,
medieval authors such as Eusebius and William Durandus often adopted the same
numerological and geometric topoi. The range of sources cited by Hiscock is impressive;
the bibliography includes 157 citations of ancient and medieval works. Relatively few of
these writers, however, present direct evidence about a specific building at or around the
time of its construction, and Hiscock focuses on those examples only briefly (pp. 37-38).
He is most persuasive when discussing the abundance of evidence relating to a single
building structure, such as Hagia Sophia in Istanbul (Chapter 1), or when he introduces
new questions, such as why the expressive content of the stone tracery of stained glass
windows is seldom considered when discussing their iconographic programs (Chapter 6).
The book’s impressive breadth of scope is also its principal weakness. Hiscock
conjures so many examples, cites so many authors, and illustrates so many buildings to
prove his point that the vigor of his argument is dissipated in seemingly endless, often
redundant, and occasionally contradictory exposition. Even the author seems to get lost
in this thicket of evidence, suggesting, for example, that the burial and commemorative
function of English cathedral chapter houses did not account for the choice of a
polygonal plan on page 255, only to assert on page 257 that because chapter houses
functioned as memorial shrines, they often imitated the octagonal form of baptisteries,
354 Areli Marina – The Symbol at Your Door: Number and Geometry in Religious Architecture of the Greek and Latin...
mausolea, and martyria. Also, his persistent use of the passive voice obscures the agency
with which he wants to endow patrons, designers, and builders, and often obfuscates his
meaning. Judicious editorial pruning would have focused the narrative, and resulted in a
more legible and ultimately more convincing text.
In the end, Hiscock cannot quite dispel the lingering doubt that, although highly-
educated clerics and patrons may have been well-versed in the metaphysical aspects of
number and geometric form, there is little consistent proof that either designers, builders,
or audiences were equally familiar with them, much less across several centuries and from
the British Isles to Asia Minor. Indeed, in cases where texts directly addressing geometry
and number in relation to active workshops survive, such as the well-known debate
regarding the design of Milan cathedral, they are silent on the subject of meaning and
symbolic content (see especially pp. 366-370).
The philosopher Karl Popper has suggested that scientific theories cannot be proven
true; at best, scientists can only refute untrue hypotheses. The volume of evidence
amassed by Hiscock powerfully suggests, but does not prove, a strong causal relationship
between the existence of Pythagorean and Platonic numbers and figures in medieval
religious buildings and the symbolic interpretations of the buildings and building
components made by their contemporaries. As in Frankl’s day, the weak link remains the
connection between the mind of the patron and the builder’s hand (Frankl, 50). Insights
into this aspect of the problem may lie, not within the purview of architectural history,
but in the hands of our colleagues exploring the histories of medieval education and
science.
In sum, The Symbol at Your Door is an ambitious book that is not afraid to engage a
complex and controversial question. Hiscock’s introduction to the metaphysics of
number in the medieval period and the veritable anthology of medieval writings on
architecture that he has assembled will be useful launching pads for future studies of how
(or perhaps whether) the numbers and geometric forms embedded in specific medieval
religious buildings had symbolic meaning. The wide range of his analyses reminds us of
the richness and diversity of signification that architectural forms convey to their past and
present audiences.
Nexus Network Journal 12 (2010) 357–360 Nexus Network Journal – Vol.12, No. 2, 2010 357
DOI 10.1007/s00004-010-0036-2; published online 26 June 2010
© 2010 Kim Williams Books, Turin
Participants at the seminar to celebrate Professor emeritus Staale Sinding-Larsen’s
80th birthday: 1-Staale Sinding-Larsen; 2-Knut Einar Larsen; 3-Tore Haugen; 4-
Finn Hakonsen; 5-Sylvie Duvernoy ; 6- Fabian Scheurer; 7-Georg Glaeser; 8-Dag
Nilsen; 9-Sverre Smalø. (photos by Georg Glaeser)
Duvernoy presented a case study on the amphitheatre in Pompeii. The study is a part
of her comprehensive research of Roman amphitheatres, aimed at revealing the use of
geometric diagrams in their designs through measured surveys and mathematical analysis
of their curves. Around the beginning of the second century B.C the amphitheatre
358 Eir Grytli – Architecture and Mathematics. A seminar to celebrate Professor emeritus Staale...
appeared as an architectural novelty in Roman culture, and was characterized by a closed
elliptic shape that had never been previously adopted in architectural design. The period
of time corresponds to the culmination of the Golden Age of Greek mathematics. It may
be hypothesised that the necessity of designing a new building type provided theoretical
mathematics with a successful field of direct and immediate experimentation. In her
presentation, Duvernoy also called attention to how beauty is a related concept in
architecture and in mathematics/geometry.
Dag Nilsen presented research entitled A Mathematical Game. Studying ratios of
measures as a possible method in building archaeology? Dag Nilsen is trained as an
architect, educated at NTNU (former NTH). Nilsen is associate professor at the Faculty
of Architecture and Fine Art, NTNU, where he teaches architectural history and
conservation.
When trying to reveal the history of a building, written sources are rarely sufficient to
determine either its form and outline in earlier stages, or the intention of the builders.
Nilsen maintains that through examining the building itself, it may be possible to
develop a method to interpret specific questions encountered in building archaeology. By
analyzing ratios of measures in two Norwegian medieval churches, it appears to be
possible to explain previously unsolved problems of their design. In extensive studies of
vernacular Norwegian architecture, Nilsen has also found indications that
mathematical/geometrical tools have been used for design of building types not normally
associated with professional designers.
Finn Hakonsen gave a talk on the subject Ornament and Geometry – The case of
Tuse village church in Denmark. Finn Hakonsen is an architect trained at the Royal
Academy of Fine Art in Copenhagen. His teaching and his writing are mainly based on
the theories of the Tectonic Culture in Architecture.
The Tuse church at northern Seeland was built around the year 1200, in the
Romanesque period of the country, and is one of more than a thousand medieval stone
village churches in Denmark. The study presented is based on theories of architect
Mogens Koch and its point of departure was the typical consecration crosses (hjulkors)
found in the church, which appear as circular ornaments, usually associated with religious
symbolism. The presentation launched the theory that these ornaments also embody a
proportional system of the building. The study reveals correlations between the ornament
and the proportions of the built structure. This leads to the question of whether the
ornament, in addition to carrying religious meaning, also is a carrier of information for
the aesthetical and structural design, a recipe for the entire building process.
Georg Glaeser opened the afternoon session with a talk entitled The Infinite Variety
of Curved Surfaces. Georg Glaeser is a professor in mathematics and geometry at the
University of Applied Arts in Vienna. He is also the author of several books about
computer-based geometry. In the lecture, he presented the geometric programming
system “Open Geometry”. With the help of a C++ compiler, the user is able to create
images and animations with arbitrary geometric context. The system provides a large
library that makes it possible to carry out virtually any geometric task. It provides a
pedagogical approach to understanding how curved surfaces are described as a function
of mathematical formulas. His lecture was a fascinating demonstration of the possibilities
of simulating curved surfaces using computer-aided programming tools, as well as
illustrating how mathematics can also have an aesthetical dimension. The demonstration
did not focus specifically on architectural structures, but showed the possibilities of
360 Eir Grytli – Architecture and Mathematics. A seminar to celebrate Professor emeritus Staale...
Tomás Erratum
García-Salgado Erratum to:
National Autonomous University of
Mexico The Sunlight Effect of the Kukulcán
Palacio de Versalles 200
Col. Lomas Reforma MÉXICO
Pyramid or The History of a Line
D. F. C.P. 11930 Erratum to: Nexus Network Journal 12 (2010) 113-130
[email protected]
DOI 10.1007/s00004-010-0019-3
The present erratum corrects an error in fig. 12, p. 124 of
“The Sunlight Effect of the Kukulcán Pyramid or The
History of a Line”.
Original fig. 12
The online version of the original article can be found under doi:10.1007/s00004-010-0019-3.
Nexus Network Journal 12 (2010) 361 Nexus Network Journal – Vol.12, No. 2, 2010 361
DOI 10.1007/s00004-010-0037-1; published online 6 July 2010
© 2010 Kim Williams Books, Turin
NEXUS NETWORK JOURNAL Architecture and Mathematics