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eon Row Guopat Foumiede Beoroey
Peeletal eds.)
4 “Modern” industrial
fisheries and the crisis
of overfishing
Becky Mansfield
Until late in the twentieth century, many people thought that the world’s oceans
were so big and fish so numerous that human activity could never have any
substantial impact. What is clear now is that people have profoundly affected the
‘world’s oceans both directly and indirectly. This chapter focuses on how people's
efforts to capture fish and shellfish have caused rapid declines all over the world
in the abundance of many species and in the mix of species. For example, fisheries
scientists recently estimated that over the past 50 years the global biomass of large
predatory fish ~ such as tuna and swordfish —has declined by 90 percent, and that
the diversity of these fish has declined 10-50 percent (Myers and Worm 2003;
Worm ef al. 2005). The decline of fish populations is often particularly hard on
poor coastal communities in both the global North and South — where many people
depend on fishing (and fishing related industries, such as boat building and fish
processing) for food and employment. The crisis of overfishing, then, has both
environmental and socio-economic dimensions: overfishing is a problem for fish,
their ecosystems, and people that depend on them.
‘After defining overfishing, the heart of the chapter explains why overfishing
happens, arguing that it is caused by industrialization of fisheries for economic
development, While every casc is somewhat different — the decline of Pacific
salmon is different from the decline of Atlantic cod, for example (Weber 2002) —
it is clear that the main cause of overfishing is the rapid growth of fishing and
seafood processing since World War Il. The chapter discusses five features of the
industrialization of fisheries. First is the huge scale of much fishing today: large
vessels, staggering nets and fishing lines, advanced fish-finding technology, and
very large seafood firms. Second, there are now global commodity chains that
provide relatively wealthy consumers of the global North with a vast array of fresh
fish. Third, government policies have encouraged industrialization of fisheries, in
the name of economic development and modemization, From the US to Ghana to
the World Bank, individual governments and intergovernmental agencies have
not only treated fish primarily as economic resources, but have urged fishers to
catch and sell more fish, and enticed them to do so with financial incentives,
technical assistance, and the like. Fourth, industrial fisheries have tended to displace
small-scale and artisanal fisheries, which tend to be more equitable and environ-
mental friendly, Fifth is that, asa capital-intensive industry, the fish industry facesFisheries and overfishing 85
an inherent “contradiction” that arises because firms depend on the environment
to provide necessary resources (the fish!), but - especially with competitive pres-
sures to reduce costs ~ they actively avoid paying the full costs of protecting the
environment on which they depend. In sum, harmful industrial fishing is the
purposeful outcome of ongoing efforts to foster a western, capitalist model of
development, and this capitalist model of development brings with itnew pressures
to continue to expand fishing effort even if this leads to degrading the very resource
‘on which the industry depends.
The chapter also shows that the dominant explanation for overfishing is
misleading and, in fact, is part of the problem, because it encourages further
industrialization as the solution. The dominant explanation pivots on the seemingly
apolitical idea of “the tragedy of the commons,” which suggests that degradation
in fisheries is inevitable as long as fisheries are treated as a “commons” rather than
as private property, because in a commons no one has the incentive to conserve.
This explanation ignores a host of important features of contemporary fisheries,
including the vast differences between small-scale and industrial fishing, the many
examples of successfull management of fishing commons, and the numerous factors
that influence fishing decisions. These factors indicate that individual rationality
in specific property regimes is not the underlying problem, Policies based on this
dominant explanation encourage capital-intensive fisheries (as opposed to labor-
intensive ones), consolidated among fewer and fewer firms ~ in the name of
efficiency, modern economic development, and market incentives. In other words,
policies based on the dominant explanation tend to encourage increased industrial-
ization of fisheries. Therefore, these policies are part of the problem — for both
‘ocean ecosystems and poor people — not the solution. This also shows that even
while dominant explanations appear apolitical they are highly political, in that they
lend support to certain outcomes and groups of people over others.
Global overfishing: definitions and evidence
‘What is overfishing, and what evidence shows that it exists? For this chapter, the
term “overfishing” refers to a situation in which fishing substantially reduces the
abundance of a population of fish; this then causes a variety of broader ecological
and socio-economic changes. Fishing can reduce a population not just by killing
‘many fish, but by reducing the abundance of breeding adults, so thatthey are unable
to reproduce quickly enough to replenish the population. Overfishing can lead to
changes in a local or regional ecosystem; for example when predatory fish are
removed, smaller herbivorous fish may increase in abundance, restructuring the
entire food web and making recovery of the predatory species less likely (Frank
etal, 2005). Overfishing of some species can also reduce marine biodiversity, which
undermines the resilience of marine ecosystems and can lead to collapse of
additional fish populations (Worm et al, 2006). All of these biological and
ecological changes have socio-economic dimensions as well; for example, it may
take more effort (time, technology) to catch the same quantity of fish, fish may
become more expensive, or desired fish may no longer be available.86 Becky Mansfield
One set of evidence for overfishing is the collapse of a variety of individual
fisheries around the world. Such “crashes” occur when catch levels in a fishery
decline due to changes in the abundance of the fish (rather than because people
stopped trying to catch them); in other words, erashes occur when fishing is halted
or dramatically reduced because there is no longer enough fish to sustain catch at
previous levels. One of the most well-known examples is the collapse of the cod
fisheries on the Georges and Grand Banks in the Atlantic Ocean off the coasts of
Canada and the United States (Kurlansky 1997; Pauly and Maclean 2003; Weber
2002). Atlantic cod are infamous for their former abundance — so thick early
colonists claimed they blocked ships ~ but in the late 1980s and early 1990s, these
fisheries were declared severely overfished and were closed by both the US and
Canadian governments, Closure of the Grand Banks fishery was especially
devastating in Newfoundland, where 30,000 people were put outof work all at once
in 1992. These fisheries have not recovered — even as some fishers (at the urging
of local and national governments) have moved on to fish for other species, such
asmonktish (a deep sea fish), that were formerly undesirable but now are themselves
overfished. Itis important to note that crashes such as that in the cod fishery suggest
that overfishing had been occurring for a long time. In the short fo medium term,
‘overfishing can be masked by increased effort or improved fish finding technology
that allow fishing to continue even as abundance of fish plummets.
Information about global fisheries suggests that overfishing is not just a series
of isolated events, butis quite widespread. The Food and Agriculture Organization
of the United Nations (FAO) is the main intergovernmental organization that
collects information on fisheries and provides fishery development assistance
around the world. The FAO now concludes that almost one third of fish stocks
today are overfished (the FAO refers to them as overexploited, depleted, or
recovering), while half of fish stocks are fully exploited, meaning that any expansion
‘would lead to overfishing (FAO 20086). In other words, all told, 80 percent of fish
stocks globally are fully or over exploited. Fisheries researchers have also noted
the extent to which fishing activity bas expanded spatially in the past fifty years,
Fisheries for large ocean-going predators (e.g. tuna, billfish) covered most of the
oceans by the 1980s (leading to the reductions noted in the chapter’s introduction),
and fisheries that target bottom-dwelling fish e.g. cods, flatfish, lobster) now cover,
‘the world’s continental shelves to a depth of 200 meters (Myers and Worm 2003;
Pauly e¢ al. 2003; Worm et al. 2005).
This information indicates the extent of the overfishing problem, and the limited
options for a quick economic fix. Were overfishing limited to a few isolated cases,
these would be localized ecological and socio-economic tragedies of environmental
degradation and local hardship. For the fishing industry overall ~ and especially
larger, more mobile firms ~ such localized problems would not constitute a larger
ctisi, for they could simply move on to other places and other species. What current
data suggest, however, is that this isno longer possible. Fisheries that are not already
overfished ate fully exploited; the global fishing industry has already moved from
place to place and from species to species. This situation is reflected in FAO
information regarding global fish production, which shows that today peopleFisheries and overfishing 87
globally produce around 140 million metric tons (over 300 billion pounds) of
seafood a year — seven times as much as they did in 1950, when total global
production was just 20 million metric tons; further, total production continues to
climb every year (FAO 2008b), This information might seem to suggest that, in
fact, fisheries are quite healthy: they are large and still growing. What these
aggregate numbers mask, however, is that after rising for decades, the global fish
caich leveled off in the late 1980s and early 1990s, at around 90-95 million metric
tons per year (FAO 1998, 2000, 20086). Capture fisheries are not growing —
although, in aggregate, neither have they declined.
‘The remainder of global production ~ and al growth in production comes from
‘aquaculture (also known as fish farming) in which fish are raised instead of captured.
‘Aquaculture is now the fastest growing animal food sector in the world, growing
at an annual rate of almost 7 percent since 1970, so that now aquaculture provides
‘more than a third of total volume of fish (and almost a half of fish produced for
human consumption) (FAO 2008). Farming fish represents a potential fix for ish
firms looking for a way out of the crisis of overfishing — yet it is important to note
that aquaculture also contributes to the crisis in a variety of ways (Mansfield
forthcoming). For example, intensive aquaculture depends on wild fisheries to
provide feed for farmed fish. It may destroy or pollute local habitats, and it drives
down prices for key species such as salmon and shrimp (thus deepening the crisis
for fishers trying to make a living on the wild versions of these species), and in
some cases it introduces new chemicals into fish that may be harmful to human
health. It seems then, that while aquaculture is becoming increasingly important
in the global seafood business, itis notin itself a solution to widespread problems
in fisheries.
Explaining overfishing: industrialization of fisheries for
modern economic development
Today’s crisis of overfishing is caused by industrialization of fisheries, since the
1950s, as an engine for capitalist economic development. This section discusses
five features of industralization that together explain why overfishing is happening
on the scale it is today: first, the massive scale of fisheries today, second, the flow
of fish from South to North, third, government policies for modernizing fisheries,
fourth, the threat industrial fisheries pose to small-scale fisheries, and fifth, pressures
to overfish faced by capitalist, industrial fishing,
Big boats and big business
One of the most striking features of contemporary fisheries is the staggering size
and sophistication of available technology. Itis this industrial revolution that fueled
the incredible growth in the global catch of fisheries from the 1950s to the 1980s
—when, as discussed above, catch leveled off. While the FAO (20088) defines as
“industrial” any fishing vessel over about 24 meters (75 feet) in length, a vessel
that size would appear small compared to the largest vessels, which are over 13088 Becky Mansfield
‘meters (400 feet) long and can stay at sea for over a year (FAO 2008a). There is a
variety of industrial fishing methods, including trawling (using a long net pulled
behind a vessel), purse-seining (using a net to surround a school of fish), and
Jonglines (fishing lines up to tens of kilometers long with thousands of hooks) (FAO
2009), Iconic of industrialization are the factory vessels that not only capture fish
but have processing facilities on board. These factory vessels were invented in the
early 1950s by European countries (led by the United Kingdom) as part ofa strategy
of development for war recovery (Standal 2008). These vessels were widely adopted
in the 1960s by many major fishing nation-states, such as Norway, Japan, and the
Soviet Union, and in the 1970s by the United States. Today industrial vessels (as,
defined by the FAO) are found in countries of all regions of the world, though
they comprise a higher proportion of the vessels in Europe, North America, and
Latin America than in Asia or Africa (FAO 2008b). Further, industrial vessels are
only possible because of a range of other technological developments, including,
advanced refrigeration, hydraulic machinery to haul gigantic nets and lines, and
fish-finding technologies such as sonar and satellite guidance systems (FAO 2008).
“Another key dimension of industrialization is that seafood — fishing, processing,
marketing, etc, — is now big business. This is true not just because of the volume
of fish that is caught, or its total value, which is over US$90 billion (FAO 2008).
Itis also true because a few, large fishing firms from countries such as Japan, Russia,
Norway, Thailand, and the United States dominate the world of commercial
seafood. For example, the world’s largest fishery for human consumption is that
for Alaska pollock, which is found across the northern Pacific Ocean (other fisheries
are for fish meal and oil used in animal feed and fertilizer), Annual catch of Alaska
pollock is close to 3 million tons (FAO 2008b), about half of which is caught in
US waters off Alaska (NMFS 2007). This entire amount, around 1.5 million tons,
is caught by about 120 vessels, including 21 factory trawlers owned by just five
‘ims (e.g, Trident Seafood); the other 100 vessels deliver their catch to just eight
“onshore processors, Which are largely owned either by the same companies that
‘own the factory trawlers or by large Japanese fish firms (e.g. UniSea, which is
‘owned by Nippon Suisan Kaisha) (NMFS 2009; Mansfield 2004b). This fish is then
‘used in a variety of industrial preparations — you will almost never see pollock on
the menu as itself, Instead, pollock is one of the main species used in the fish sticks
and fried fish fillets that are ubiquitous in grocery store freezer aisles and fast food
restaurants; pollock is also one of the main species used in “surimi,” a fish paste
used to make imitation crab legs and other imitation products (Mansfield 2003).
In other words, pollock is very much an industrial product: it is caught in vast
quantities by a small number of vessels owned by very large firms, and itis mass-
produced and sold by large food chains,
‘Consumption in the global north
art of what makes seafood so profitable for these large firms is that fish are world
travelers: much of the fish caught in industrial fisheries is consumed not by the
poor, but by relatively wealthy consumers of the global North. The volume ofFisheries and overfishing 89
seafood traded internationally is large and growing ~ and the majority of tis ending
up in North America, Japan, and the European Union. Almost 40 percent of seafood
production, worth almost US$90 billion, enters into international trade (data in
this paragraph from FAO 2008), Even adjusted for inflation, this is more than
double the volume and value of seafood traded twenty years earlier, in the mid-
1980s, The top ten exporting (producing) countries include countries from the global
Notth and South, while in contrast, the top ten importers (consumers) are all in the
‘North except for China ~ which imports many fish to process and re-export them
to the North. Looking beyond these “top ten,” in terms of value about 75 percent
of fish exports from the South are destined for the North, and about 80 percent of
‘imports in the North are from the South; indeed, Japan, the USA, and the EU account
for 72 percent of total import value. In addition, the South provides 70 percent of
world exports of non-food fish ~ that is, the fish meal and oil that are used in animal
feed (for farmed fish, livestock, pets) and fertilizer.
“What all this means is that seafood is coming to be like many other products
from timber to toys: it is produced in the South and consumed in the North, It
remains true that fish is an important source of protein for poor people in coastal
communities around the world; for example, recent estimates suggest that fish
provides about 20 percent of protein in developing countries (Béné et al. 2007).
But these data on trade contradict common claims that demand for fish is driven
by “population growth” (e.g. FAO 2008b; 164), which locates the problem in the
global South (where the populations of many countries are still rising). Rather, the
flow of fish from the South to the North contains a simple lesson: blame for
overfishing cannot be divided equally among all people or all places. Just as itis
important to understand differences between industrial and small scale fisheries,
it is important to understand differences in who benefits from industrial fishing. A
disproportionate share of the world’s fish catch is ultimately destined for wealthy
countries of the global North.
Industrial fisherie
Explaining the rise of industrial fishing is impossible without understanding the
role of fisheries development policy. While industrialization might seem to be the
inevitable outcome of a seemingly natural process of economic development, in
fact industrialization had to be both envisioned and fostered. Fisheries have been
targeted by both national and international governmental bodies (e.g. the FAO,
‘World Bank) as an engine for regional or national economic development ~ for
example as a resource for isolated regions with few economic options, or as a source
of foreign exchange earings for poor countries, But it is not any and all fishing
that is encouraged for economic development. Rather, fisheries development has
followed the model of “modernization” applied in other areas as well, such as
agriculture and manufacturing. In this model, small-scale, labor-intensive fishing
for subsistence and local markets is seen as irrational and inefficient, and therefore
as part of the problem. Development means replacing these fisheries with “modern,”
capital-intensive industrial fishing that can generate the highest profits.
“modern economic development”90 Becky Mansfield
‘The most prominent form of government fisheries development assistance is
subsidies, o funds for governments used for everything from building and outfitting
vessels to port development to marketing fish. Even today, governments worldwide
contribute about US$16 billion to increasing fishing capacity, and another USS4-8
billion in fuel subsidies (Sumaila and Pauly 2006). But governments have not just
provided funds for fisheries development, they also have been central to envisioning
fisheries as capital-intensive enterprises that can fuel economic development. One
illustration of this larger role of government policy is the development of the
fisheries along the west coast of the United States, including the fishery for pollock
discussed eatlier (Mansfield 2001b, 2001). Historically, fishers in this region
targeted near-shore species such as salmon and crab. In the 1960s, Japanese and
Soviet factory trawlers started to target offshore species such as pollock. Then in
the 1970s US government decided to embark on a program of what it called
“Americanization” of these “underutilized” species, by which it meant developing
a new industrial US fishery to capture these fish “for the benefit of the nation.”
Subsidies were part of this fisheries development program, but it also involved a
complex mix of new laws, nation-to-nation negotiations, new business models, and
even cultural work to make Americanization a more general goal and to make new
fish products desirable to consumers. The result of this comprehensive “modem-
ization” program is a fleet of large trawlers and factory trawiers that targets not
only pollock but a variety of other offshore species. Despite the fact that these
fisheries have been tightly managed, by the late 1980s these fisheries were
considered to be at capacity (both ecologically and economically), and several
species (not including pollock) have been overfished,
‘Another, very different illustration of the role of fisheries development policy
is provided by the many countries of the South that invite distant water fishing fleets
from countries ofthe North into their waters in exchange for financial compensation
and bilateral aid. These arrangements are quite prevalent in some parts of the world.
For example, on the basis of these longstanding arrangements Western Africa has
been called “the fish basket” of Europe (Alder and Sumaila 2004). And the world’s
largest and most valuable tuna fishery is located in the westem and central Pacific
Ocean, where itis caught not by fleets from Pacific Island countries, but by fleets
from Japan, the USA, the EU, and Australia Petersen 2002, 2003). The foes paid
for these rights to access fish are often very low, often because the receiving
countries ate not able to bargain effectively, given their dependence on aid from
the countries doing the fishing, People studying these colonial-style arrangements
have concluded that distant water fishing — which is itself subsidized in the home
country ~ competes with local fisheries, contributes to overfishing, undermines
local fishery development, exposes poorer countries to financial risk, and, ulti~
‘mately, hinders economic development while increasing environmental degradation
(Alder and Sumaila 2004; Petersen 2002, 2003). It seems then, that these distant
water fishing arrangements are exemplary of how industrial fishing has been
encouraged in the name of economic development (and consumption by the
wealthy) — and of how such industrial economic development leads to further
economic marginalization of the poor and degradation of the natural environment.Fisheries and overfishing 91
Industrial vs, small-scale fishing
In the name of modernization and economic development, policy makers have
encouraged industrial fishing to replace small-scale and artisanal fishing. Yet,
evidence suggests that it is small-scale fisheries that appeat to offer a variety of
environmental and economic benefits. There are currently just over two million
motorized vessels worldwide; of these only 10 percent are longer than 12 meters
in length, and less than 25 thousand (just over | percent) are industrial vessels (FAO
2008b). Because many people fish with non-motorized vessels such as canoes,
this means that industrial vessels (again, those over 24 meters) account for much
Jess than Ipercent of total vessels worldwide. From these numbers, it might be casy
to conclude that itis small vessels that are “overpopulated,” and that poor fishers
‘with small boats must be the culpritin overfishing. This is implied in the commonly
repeated phrase that “too many boats are chasing too few fish.” But this attention
to simple numbers ignores vast differences among kinds of fishing, such as those
compiled by Daniel Pauly, a fisheries biologist who has become famous for tolling
the warning bell regarding industrial overfishing. While he does not provide a
precise definition of “large scale” and “small scale,” his comparison is quite
informative (Pauly 2006):
1. Catch: Large-scale fisheries capture half the annual catch for human con-
sumption (30 million tons annually) but almost all the fish caught for fishmeal
and oil (20-30 million tons). Large-scale fisheries also produce somewhere
between cight and 20 million tons of “bycatch” (bycatch is unwanted fish that
are then discarded dead), Small-scale fisheries, on the other hand, account for
the other half of annual catch for human consumption, with almost no catch
for industrial uses or bycatch.
2. Employment: While capturing about half of fish catch for human consumption,
small-scale fisheries employ 24 times as many people as do large-scale fisheries
(12 million vs. ahalf million), For each US$1 million invested in vessels, large-
scale fisheries employ only 5-30 people, while small-scale fisheries employ
500-4000.
3. Fuel Use: Large-scale fishing uses almost 40 million tons of fuel, while small-
scale fishing uses just 5 million tons. Looked at in terms of how much fish
you get for your fuel, large-scale fisheries catch just one to two tons of fish for
every ton of fuel, whereas small-scale fisheries catch four to eight tons of fish,
for the same ton of fuel
Information such as this cautions us to ask more questions when faced with raw
numbers regarding “too many” of anything, whether people or fishing vessels. We
must be careful to ask not just “how many,” but “what are the differences among
them.” Even a simple distinction between large- and small-scale fisheries (which
ignores large differences within these categories) suggests that labor-intensive,
small-scale fishing can make important contributions to providing food and
‘employment to coastal regions worldwide, and can do so with much less fuel and
Jess intensive technology than does capital-intensive, industrial fishing.92 Becky Mansfield
‘This information aligns with new research on small-scale fisheries, which
reverses two common assumptions, The first erroneous assumption is that poor
fishers are poor because they are fishers; this assumption leads to recommendations
that these people should be something else (like factory workers) and that fishing
should be entirely industrial. Instead, it tums out that people fish because they are
poor —in other words, fishing provides unique opportunities for alleviating poverty
(rather than maiking it worse), and small-scale fisheries should be encouraged rather
than undermined (Allison and Horemans 2006; Béné 2003; Béné er al. 2007).
Second, people assume that because of their poverty, poor fishers have no other
choice but to deplete fisheries to the point of overfishing. Instead, small-scale
fisheries are turning out to be an important model for the future of fishing, because
overall they are more efficient and less degrading than industrial fishing, and poople
in these fisheries are often very effective at managing their resources (Allison and
Ellis 2001; Dyer and McGoodwin 1994; Pauly 2007), While it is certainly true
that small-scale fisheries can dograde local environments under some conditions,
it seems that blaming them for the majority of depletion is a diversion. Rather,
industrial fisheries (and intensive fish farming) often compete directly with small-
scale fisheries, for example by catching the same fish, disrupting ecological
dynamics, or degrading habitats in ways that undermine local fisheries. In other
‘words, what al this information suggests is that it is nt poor fishers with their small
boats who cause the majority of overfishing, but rather that these fishers are harmed
by depletion they do not themselves create.
Contradictions of capitalism
So far, this chapter has explained overfishing as the outcome of industrial fishing
happening the world over for the enjoyment of Northern consumers, all of which
isenvisioned and encouraged by governments in the name of fisheries development
and foreign exchange earnings. It is crucial to recognize, then, that capitalist
industrialization brings constant pressures for individual firms (big or small) to
keep down costs. One of the main ways firms do this is by “externalizing” the
costs of their impacts (including environmental, social, and health impacts), which
‘means making the costs external to the firm itself — in other words, finding a way
to make someone else pay those costs. In fisheries, this means that firms benefit
from the environment - they profit from the fish — but they do not pay the full
costs of the fisheries. Certainly this is the case when there are subsidies, but it is
also so in less obvious ways. For example, fishing firms do not pay the full costs
of fisheries management or for recovery when an area has been overfished. They
do not pay when they destroy habitat or release pollutants. Industrial fleets do not
pay when they undermine small-scale fisheries. Certainly this is unfair, and it is
essential to understand the unequal distribution of who gets the benefits and who
bears the costs when evaluating the suocesses and failures of a particular fishery
(or fisheries in general).
Beyond immediate questions of faimess, itis also important to recognize the
‘ways that this process of passing off the costs — of gaining benefits from fisheriesFisheries and overfishing 93
‘without paying the full costs ~represents what some scholars have called an inherent
contradiction of capitalism (O'Connor 1998; for one discussion and application
of this idea, see Bakker 2003). On the one hand capitalist firms depend on the
environment to provide goods and services firms themselves cannot produce; on
the other hand to profit and continue to grow they are under constant pressure to
Gestroy (by extemalizing costs) the very environment on which they depend. For
fisheries this means that firms fundamentally depend on environmental resources
they did not create ~not just the fish, but the healthy ecosystems that support the
fish at the same time that they actively undermine those same environmental
resources by removing fish and degrading habitats (Mansfield forthcoming).
‘And once firms have made substantial financial investments, they have strong
pressures to keep fishing, even if so doing is destructive. There are numerous ways
firms, and even whole sectors, might try to overcome this contradiction. For
example, they might try to apply more technology so they can find and catch fish
even while they are declining — but this makes fish more expensive and leads to
less profit and more overfishing. Or they might lobby for increased government
subsidy — but not only does this represent a direct externalization of costs, it also
leads to more rather than less overfishing. Or, as many seafood companies are doing,
they might switch from fishing to fish farming - but this comes with its own
pressures to extemalize costs of pollution, habitat degradation, and so on. In other
words, all of these efforts to escape the contradiction only exacerbate it: external-
ization of the problems of fisheries undermines the very resources on which fisheries
depend.
Insum
Overfishing is caused by the dynamics among industrial technology, consumer
markets, models of development, and capitalist relations to nature. Overfishing is
the result ofthe massive industrialization of fisheries since the 1950s, which vastly
expanded global capacity to catch fish. But technology alone is not the ultimate
‘cause; father fishing technology is part of a broader political ~ and cultural
economy of fishing that since the 1950s has focused on “modernizing” fisheries
across the world. During this time, capital-intensive fishing that generates profits
and foreign earnings by feeding Northern consumers has been prioritized over
“traditional” small-seale and artisanal fishing for subsistence, local markets, and
poverty alleviation. Overfishing, then, is not simply the result of technological
capacity, but is also explained by the need to profit by externalizing costs — even
if this means undermining the resources on which fisheries depend.
Not the “tragedy of the commons”
‘The explanation of overfishing in this chapter focuses on fisheries development as
a political process. That is, fisheries development imposes a particular, culturally
specific vision of what natuce is, who should control it, how people should use it,
and who should benefit. By industrializing fisheries following this Western model94 Becky Mansfield
of modernity, fisheries development not only leads to overfishing, but it also
intensifies socio-economic inequality. It benefits some groups of people, in
particular wealthier fishers and fishing firms with access to capital for building
and outfitting large vessels, as well as relatively well-off Norther consumers. And
itmakes things worse for others, especially poorer fishers (of the North as well as
the South) who lose access to fisheries due to increasing costs and environmental
degradation, In other words, modemized, industrial fisheries lead to both degrada-
tion and marginalization, each of which exacerbates the other.
‘The rest of this section shows that the dominant, mainstream, and seemingly
apolitical explanation for overfishing conveniently overlooks all of this (sce
also Mansfield 2001a, 2004a, 2006). The dominant approach ignores all of these
dynamics, instead explaining overfishing simply in terms of “the tragedy of the
commons,” which is based on the idea that individual decisions are determined by
property rights (Gordon 1954; Hardin 1968). In this view, ifindividuals do not own
aa resource (such as fish) they have no interest in protecting it. This is not because
they don’t care, but because it is not profitable for them to do so: the individual
cannot be sure that s/he will be the one to benefit, because, without ownership,
someone else might come along and take whatever has been conserved. In other
words, “rational” individuals are those who maximize their profits. The inverse
argument is that ownership gives individuals control over access to resources, which
ensures that the owner will be the one to benefit from conservation. In this view,
then, private property provides incentives that match individual rationality to
conservation goals, While this general argument has been applied to a wide range
of resources (from trees to the intemet), there is no arena in which the tragedy of
the commons is more popular than in fisheries. References to “the tragedy of the
commons” or to “incentives” and “rights-based” approaches, which are based on
these underlying ideas about property and conservation, are ubiquitous in discus-
sion of fisheries today. Long the view of mainstream fisheries economists (Gordon
1954; Hannesson 2004), examples also abound in the popular media (e.g.
Easterbrook 2009; The Economist 2009: 17), in public policy from the Obama
administration to the World Bank (NOAA 2009; World Bank 2009), and in leading
scientific journals (Beddington ef al. 2007; Costello et al, 2008). In this view, a
lack of property rights is the problem and implementation of property rights is the
solution. The most commonly referenced property right in fisheries today is some
form of “catch share” or “transferable quota” system in which fishers own access
to a specified share of the total fishery.
‘There are many things wrong with this explanation and the “solutions” to over-
fishing based on it. First, case study research around the world shows conclusively
that the commons can be a benefitto conservation rather than the root of the problem
(Berkes eral. 1989; Dyer and MeGoodwin 1994; McCay and Acheson 1987; Rowe
2008). People can communicate with each other, cooperate, and have all sorts of
explicit and implicit rules limiting who can use resources, when, in what ways,
and so on, By showing that the commons is indeed a kind of property, not the
same as open access, this evidence offers an important counter-balance to simplistic
notions about common vs. private property.Fisheries and overfishing 95
Second, property-based explanations ignore the politics of fisheries develop-
‘ment over the past 60 or so years. That is, these explanations ignore the political
and cultural dimensions of fisheries development in which industrialization is a
purposeful project based on Wester notions of modernity and capitalist rela-
tions, as outlined in the previons section of the chapter. Instead, property-based
explanations pretend that the explosion in fishing capacity in the late twentieth
century “just happened” as the result of rational individual decision-making in an
open-access situation (perhaps one that was encouraged by goverament policy,
which is seen as distorting — rather than encouraging — capitalist markets). This
assessment of the situation not only ignores a whole host of historical facts of the
sort addressed in this chapter, but, given that it supposes a universal process, it
also fails to explain why the explosion in capacity happened when and how it dd.
‘The explosion of fisheries in the twentieth century isnot due to a particular property
regime, but rather to the imposition of industrialization as a model of development.
Third, the problem is not just that the property-based explanations focus entirely
on individual rationality while ignoring the politics of westem, capitalist develop-
ment, Rather, itis that by ignoring this politics mainstream analysts can pretend
that “individual rationality” (defined as profit maximization) is a trait of human
nature, In property-based explanations, individuals are assumed to be just like
capitalist firms, in which profit is the primary motivating force. Closer attention
shows that it is through this politics of western, capitalist development that many
people are forced to be profit maximizing, For example, fishers forced into debt
to keep their fishing operations alive must focus on profits. Indeed, while
development specialists might pretend that being profit motivated is simply human
nature, at the same time any sign of a lack of profit motive among resource users
(fishers, but also farmers, hunters and gatherers, etc.) is seen as a sign of irrationality
and “backwardness,” and as something to be fixed. This is, in large part, what
modernization entails — encouraging people to become the profit-maximizing
individuals that help drive capitalist markets worldwide (Bames 1988; Davis 1991;
Feeny et al. 1996).
Finally, property-based approaches are a problem not just because they
misdiagnose the problem, but because they propose solutions — such as “individual
‘transferable quotas” or other sorts of “catch share” programs — that exacerbate the
problems. Quota or share programs are a way of creating property rights not to the
fish themselves (Which is particularly difficult), but instead rights to access the fish;
‘they generally take the form of providing some guaranteed right to a percentage
of the total fishery. The first thing to note is that it is not clear that these property
rights have any direct effect on how much fish is caught. Rather, itisa govemment
authority that determines what the total catch will be (along with seasons and
other regulatory measures), while the quota determines simply who will catch
the fish (Mansfield 2004b, 2007). In other words, any environmental protection
still comes from government authority, rather than from individual incentives to
conserve provided by property rights. At the same time, by determining who will
catch the fish, property rights in fisheries lead to increased inequality and increased
industrialization of fisheries — the very thing that has caused problems in fisheries96 Becky Mansfield
today (problems including overexploitation, ecological degradation, and decline
of small-scale fisheries). The whole idea of property rights regimes in fisheries is
to give some people access while excluding others. Quota programs can be designed
to benefit different groups of people over time, but this does not negate the fact
that (unless they aren't working as intended!) property-rights approaches provide
the resource to some and take it away from others. Because quota permits become
another expensive item that fishers must own in order to fish ~ the boat, the gear,
and now the quota permit ~ in most cases those who are already better off will
benefit the most (e.g. Mansfield 2007; Palsson and Helgason 1995). Those with
access to capital will be able to buy quota permits and expand their operations,
and those without will reduce the amount they fish, or stop altogether. Privatized
quotas on their own do nothing to prevent overfishing, while they do much to
encourage further consolidation of fishing into the hands of the wealthy, and
therefore to increase inequality. In other words, quota programs encourage the
further demise of small-scale fishing and intensification of industrial fishing, and
do so in the name of conservation!
Conclusion
In conclusion, property-based explanations and solutions to the problem of
overfishing should be seen as new chapter in the ongoing story of the politics of
fisheries development that has been the focus of this chapter. In the mainstream
view, the lack of private property in fisheries is seen as a sign that fisheries are
‘traditional and backward (much as a lack of profit-maximization is a sign that small-
scale fishers are irrational and backward). Using quota programs to enclose the
oceans as private property isthe latest means for turning fisheries into the modem,
capitalist, industrial enterprise that has been envisioned and encouraged for decades.
Because quota programs are rooted in notions of individual rationality and the
necessity of private property, they are not only completely consistent with this
vision of capitalist economic development, but in fact extend it in new ways.
But there is a fundamental problem with this vision, which is that dominant
approaches to fisheries are only exacerbating the underlying problems driving
overfishing today. This chapter has documented that the cause of overfishing is
not a lack of property rights, but the massive and very purposeful industrialization
of fisheries as a driver of capitalist economic development, which then leads to
contradictory pressures to degrade the very environment on which fisheries depend.
By encouraging consolidation of capital-intensive fisheries, property-based
approaches to fisheries management only intensify the very sort of fishing that has
created problems in the first place.
Despite these fatal problems, the tragedy of the commons remains popular as
an explanatory framework. This is because it is so simple and because it blames
all people equally. In so doing, it allows us to avoid thomy political questions,
such as about who gets to make decisions, whose lives matter more, and who
benefits from both using and conserving fish and the ecosystems that produce them.
But by avoiding these political issues, property-based approaches show themselvesFisheries and overfishing 97
to be highly political. They are part of a western, capitalist model of development
that ignores history and politics by naturalizing overfishing as a problem of human
nature that can be solved through capitalist markets. In the end they promote
privatization as a way of further intensifying the market-clation in fisheries, and
through that encourage increased industrial control of fishing. A better approach
would be to promote the many small-scale fisheries that appear to be more equitable
and environmentally friendly.
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