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Reagdfo lead
Novel Drug Delivery
System
LESTE T ts | BUCO eye y a]
PORE en ry)
LUCKNow
eR a Pres | Ganpati Katedeshmukh1.
Contents
Chapter 1: Controlled Drug Delivery Systems
Controlled Drug Delivery Systems
Introduction
Terminologies/Definitions
Rationale
Advantages
Disadvantages
Differences Between Conventional, Sustained Release, and Controlled 20
Release Dosage Forms
Selection of Drug Candidates 20
. Properties of Drugs Relevant to Controlled Release Formulations 21
.1, Physicochemical Properties 21
. Biological Properties 23
Approaches to Design Controlled Release Formulations 26
Introduction 26
._ Rate-Programmed Drug Delivery System 26
. Dissolution-Controlled Drug Delivery System 26
. Diffusion-Controlled Drug Delivery System 27
.3, Erosion-Controlled Drug Delivery System 28
. Dissolution, Diffusion and/or Erosion-Controlled Drug Delivery 29
System
Activated Modulated Drug Delivery System 30
. Activation by Physical Processes 31
. Activation by Chemical Processes 33
Activation by Biological Processes 34
Feedback Regulated Drug Delivery System 35,
Site Targeting Drug Delivery System 36
Summary 36
Exercise 38
Chapter 2: Polymers
24. Polymers 39
2.1.1. Introduction 39
2.1.2. Classification 39
2.1.2.1. Based on the Source 39
2.1.2.2, Based on the Type of Polymerisation 40
2.1.2.3. Based on the Degradability 41
2.1.2.4. Based on the Nature of Polymer-Water Interaction 41
2.1.2.5. Based on the Structure of Polymers 41
2.1.2.6. Based on the Molecular Forces 42
2.1.2.7. Based on the Types of Monomer 43
2.1.2.8, Based on the Morphology 43
2.1.2.9. Based on the Tacticity
2.1.3. Properties
2.1.4. Advantages
21.5. Disadvantages @F utureP
4B
harmacisty
Telegram2.1.6.
2.2.
23.
31.
3.L1.
3.1.2.
3.13.
3.1.4.
3.14.1,
3.1.4.2
3.1.4.3,
3.1.4.4.
3.13.
3.1.6.
3.1.6.1.
3.1.6.2.
3.1.6.3.
3.1.64.
3.1.6.5.
3.1.6.6.
3.1.6.7,
3.1.6.8.
3.1.6.9.
“8.
Appl
ante ms
Summary
Exercise
Chapter 3: Microencapsulation
Microencapsulation
Introduction and Definition
Advantages
Disadvantages
Microparticles
Advantages
Disadvantages
Microspheres
Microcapsules
Formulation
Methods of Microencapsulation
Air Suspension Technique
Coacervation-Phase Separation Method
Multiorifice-Centrifugal Process
Pan Coating
Spray Drying and Spray Congealing
Fluidised-Bed Technology
Solvent Evaporation
Polymerisation
Rapid Expansion of Supercritical Fluids
3.1.6.10. Salting-Out Process
3.1.6.11
3.1.7.
3.1.8.
3.1.9.
3.2.
3.3,
41,
Mee
Complex Emulsion-Based Method
Evaluation
Applications
Examples of Some Microencapsulated Drugs
Summary
Exercise
Chapter 4: Mucosal D: i
: rug Delivery System
Mucosal Drug Delivery System ™
Introduction
Advantages
Disadvantages
Principles and Concey i i
inc Concepts of Bioadh
ples of Bioadhesion onNscoaeson
ies of Bioadhesion
ee of Mucoadhesion
‘ors Affecting Mucosal Adhesi
Pasmucsal Permeability esi
ulation Considerations of i
hen ‘ons of Buccal Delivery Systems
Evaluation © Methods of Buccal Patches
Summary
Exercise
cation of Polymers in Formulation of Controlled Release Dry
S
PSSSRRALSSSLSS9URRKeLSSees
R-9-
Chapter 5: Implantable Drug Delivery System
Implantable Drug Delivery System (IDDS) °
Introduction
Advantages
Disadvantages
Mechanism of Drug Release from Implantable Therapeutic System
Concept of Implants
- Non-Degradable Systems
. Biodegradable Systems
Applications
Osmotic Pump Drug Delivery System
Introduction
Advantages
Disadvantages
Principle of Osmosis
Basic Components of Osmotic Pumps
Classification
DUROS Technology
. ALZET Osmotic Pumps
. Rose and Nelson Pump
. Higuchi-Leeper Pump
. Higuchi-Theeuwes Pump
.6. Mini Osmotic Pumps
. Elementary Osmotic Pump (EOP)
. Osmotic Pump with Non-Expanding Second Chamber
. Push-Pull Osmotic Pump (PPOP)
. Controlled Porosity Osmotic Pump (CPOP)
- Osmotic Pump for Insoluble Drugs
. Multi-Particulate Delayed Release Osmotic System
. Monolithic Osmotic System
. Colon Targeting Oral Osmotic System (OROS-CT)
. Sandwiched Osmotic Tablets (SOTS)
. Liquid Oral Osmotic System (L-OROS)
. Osmotic Matrix Tablet (OSMAT)
Evaluation
Summary
Exercise
Chapter 6: Transdermal Drug Delivery System
Transdermal Drug Delivery System (TDDS)
Introduction
Advantages
Disadvantages
Permeation Through Skin
Factors Affecting Permeation
Basic Components of TDDS
. Polymer Matrix/Drug Reservoir
. Membrane
. Drug
ill
11
lit
13
14
14
114
115
11s
17
119
119
120
120Permeation
Pressure-Set
lo-
Enhancers
nsitive Adhesives (PSAs)
Backing Laminates
Release Lin
er
“e8. Other Excipients
Evaluation
Summary
Exercise
Classification of TDDS
. Rate-Progral
Physical Sti
Formulation Approaches
:mmed Transdermal DSS/Transdermal Patches
muli-Activated Transdermal DDS
Chapter 7: Gastroretentive Drug Delivery System
Gastroretentive Drug Delivery System (GRDDS)
Introduction
Advantages
Disadvantages
Factors Affecting Gastric Retention Time of the Dosage Form
Applications
Approaches for GRDDS
Introduction
Low Density or Floating Drug Delivery System
. Mechanism
of Floating Drug Delivery System
Classification of Floating Drug Delivery System
Effervescent System
Non-Effervescent System
High Density (Sinking) or Non-Floating Drug Delivery System
Modified Shape or Unfolding System
Bioadhesive or Mucoadhesive or Gastroadhesive Drug Delivery 144
System
Super-Porous Hydrogel System
Magnetic System
Summary
Exercise
Chapter 8: Nasopulmonary Drug Deli System
Nasal Routes of Drug Delivery initial
Introduction
Advantages
Disadvantages
Mechanism of
Drug Absorption from Nose
Factors Influencin;
: ig Nasal Dru; corn
Barriers to Nasal Absorption © SPO
Strategies to
Applications
Pulmonary
Introduction
Advantages
Improve Nasal Absorption
Routes of Drug Delivery
135
136
136
136
137
137
138
138
141
143
144
145
145
145
1478.4.
91.
9.1.1.
9.1.2.
9.1.3.
9.1.4.
9.1.5.
9.1.6.
9.2.
9.2.1.
9.2.2.
9.2.3.
9.2.4.
9.2.5.
9.2.6.
9.2.7.
9.2.8.
93.
9.3.1.
9.3.2.
93.3.
93.4.
9.3.5.
9.3.6.
937.
9.3.8.
94.
9.4.1.
9.4.2.
9.4.3.
9.4.4,
9.45.
9.4.6.
9.4.7.
“Jil
Disadvantages
Principal Mechanisms of Respiratory Deposition
Formulation of Nasal Products
Introduction
Inhalers
Nebulisers
Squeezed Bottle
Metered Dose Pump Sprays
Dry Powders
Pressurised MDIs
Nasal Sprays
Nasal Gels
Summary
Exercise
Chapter 9: Targeted Drug Delivery System
‘Targeted Drug Delivery System
Introduction
Concept
Approaches of Drug Targeting
Components of Drug Targeting
Advantages
Disadvantages
Liposomes
Introduction
Structure
Types
Methods of Preparation
Evaluation
Applications
Introduction
Structure
Types
Methods of Preparation
Evaluation
Applications
Advantages
Disadvantages
Nanoparticles
Introduction
Structure
Methods of Preparation
Evaluation
Applications
Advantages
Disadvantages
157
157
158
158
160
160
160
161
161
161
162
162
163
164
165
165
165
166
167
168
168
169
169
169
169
170
170
171
172
172
172
172
173
173
173
174
175
177
177
177
177
177
178
180
181
181
182~12-
Monoclonal Antibodies
Introduction
Methods of Preparation
Applications
Summary
Exercise
Chapter 10: Ocular Drug Delivery System
Ocular Drug Delivery System
Introduction
Advantages
Disadvantages
Ocular Drug Delivery Routes
Intraocular Barriers
Methods To Overcome- Preliminary Study
Ocular Formulations
Ocuserts
Introduction
Characteristics
Approach
Classification
Insoluble Ocular Inserts
Soluble Ocular Inserts
Bioerodible Ocular Inserts
Formulation Methods
Evaluation
Advantages
Disadvantages
Summary
Exercise
Chapter 11: Intrauterine Drug Delivery System
Intrauterine Drug Delivery System
Introduction
Advantages
Disadvantages
Types of Intrauterine Devices
Mechanism of Action
Development of Intrauterine Devices q@uDs)
Applications
Summary
Exercise
Ig)
1)
las
186
185
187
187
187
188
189
19
193
193
194
194
195
195
197
198
199
200
202
202
206
206
207
207
209
209
2
2
23Controlled Drug Delivery Systems (Chapter 1) 3
amr,
CHAPTER Controlled Drug
TT a Ay
1 CONTROLLED DRUG DELIVERY SYSTEMS
1.1.1. Introduction
Controlled drug delivery system maintains suitable and desired drug release over
an extended time period. A controlled dosage form is formulated using
hydrophilic polymer matrix. An ideal controlled drug delivery system releases
adequate amount of drug at regular time intervals and at the target site of action
to maintain therapeutic levels of drug in blood plasma.
The oral controlled drug delivery system offers potential advantages of
controlled release rate and dose maintenance in plasma. The controlled release
formulations are incorporated with swelling polymers or waxes or both for
controlling the drug release rate. Reservoir system also provides the desired
controlling release rate.
Controlled release drug delivery system aims to reduce the dosing frequency.
reduce the dose, and deliver the drug uniformly. Thus, controlled release dosage
form releases the drugs continuously at a predetermined rate for a fixed time
period, either systemically or locally to the target organ. Controlled release
dosage forms provide better control of plasma drug levels, less dosage frequency,
less side effects, increased efficacy, and constant delivery.
1.1.2. Terminologies/Definitions
The related terminologies for controlled drug delivery or modified release
delivery systems are as follows:
1) Controlled-Release Formulation: The controlled release system maintains
aconstant supply of the drug at zero-order rate by continuously releas
drug for a certain time period in amount equivalent to that elimin; y
body. An ideal controlled drug delivery system delivers the
drugs either locally or systematically at a predetermined rate for a specific
time period.
2) Repeat Action Preparation: A drug dose, equivalent to a single dose of the
conventional drug formulation, is initially released immediatly a’
administration. After a certain time period, a second single dose i 1
Tn some preparations, a third single dose is also released after a vertain time.
3) Extended-Release Formulation: This dosage form allows two-fold
reduction in dosage frequency in comparison to the immediate-release
(conventional) dosage form. Examples of extended-release dosage forms
include controlled-release, sustained-release, and long-acting drug products.ion: is 2 form releases a gi
-Release Preparation: This dosage : disc
Dee of drug at a time or at specific time intervals afier administrag, te
sithough one portion may be released immediately after administration, 9
at ample of delayed-release dosage form is enteric-coated dosage form, |
+ Thi: form releases drug a
eted-Release Drug Product: This dosage f at oF p
a Ae tnenaed physiological site of action. These dosage forms may
either immediate or extended-release characteristics.
Site-Specific Targeting System: This system targets a drug directly to a cer
biological location. The target is adjacent to or in the diseased organ or tissue,
7) Receptor Targeting System: This system targets a drug directly 10 a certain
biological location. The target is the particular receptor fora drug in an organ g,
tissue, Site-specific targeting and receptor targeting systems satisfy the spat. al
aspect of drug delivery and are considered as controlled drug delivery systems,
Controlled Action System: This system provides a prolonged duration op
drug release with predictability and reproducibility of drug release kinetics
The drug absorption rate is equal to the drug removal rate from the body,
Sustained Action System: This system initially provides a sufficien
amount of drug to the body to produce the desired pharmacological action,
The remaining drug amount is released periodically and maintains the
maximum initial pharmacological activity for a desirable time period in
excess of time expected from usual single dose.
10) Prolonged Action System: This system releases the drug over an extended
time period during which pharmacological response is obtained, but it does
not maintain the constant blood level.
1.1.3. Rationale
The basic rationale for controlled drug delivery is to alter the pharmacokinetics
and pharmacodynamics of pharmacologically active moieties by using novel
drug delivery systems or by modifying the molecular structure and/or
physiological parameters essential in a selected administration route. Thus, for
designing optimum controlled release systems, a thorough understanding of the
pharmacokinetics and pharmacodynamics of drug is required,
4)
have
6)
s
9
However, if the doses are not administered at scheduled time, the resulting peaks
and valleys reflect less than optimum drug therapy. For example, if a drug
administered at frequent doses, it will reach its Minimum Toxic Concentratios
(MTC) and will also result in toxic side effects. If doses are missed, periods of
Sub-therapeutic drug blood levels or those below the Minimum Effectiv®
Concentration (MEC) will result, with no patient benefit.
The medical rationale for the develo
important for the following aspects:
1) Reduced Dosing Frequency:
frequency of dosing,
pment of controlled drug delivery system *
‘Use of conventional drug therapy vied the
‘ ie., a chance of skipping a dose; this problem
resolved with the development of controlled release dosage form th#
‘leases the drug over an extended time period and maintains the desi"
drug concentration in blood.Controlled Drug Delivery Systems (Chapter 1) 15
3)
4)
By increasing the time interval between the doses, the number of doses can
be reduced from 3-4 times to 1-2 times, Proteins and peptides can be
delivered into the body using a controlled release system. Tumour therapies
can also be improved with enhanced targeting. Therapeutic efficacy and
safety of drugs are improved by targeting the drugs in the body in a more
precise manner, and by reducing the dosing frequency.
Reduced Drug Exposure to the Biological Environment: The CRDDS
alters either the pharmacokinetic or pharmacodynamic profile of the active
metabolites. Designing of such a system involves a property of rate
controlling and achieving better plasma concentration. The CRDDS system
controls the drug concentration in cells and tissues of the target sites.
A drug is released in a controlled manner by either temporal control or
distribution control. The temporal control allows the system to deliver the
drug over an extended time period at specific intervals within the treatment
regimen. This approach is useful for the drugs having a fast metabolism rate.
Conversely, the distribution control allows the system to deliver the drug at
the target sites within the body. Drugs like steroids, antibiotics, and
hormones can be delivered using either of these approaches.
Minimised Plasma Concentration Fluctuations: With the use of
conventional tablets or capsules, only a single and transient type of burst
occurs, when the drug effect is above minimum effective concentration. The
response is observed pharmacologically, but a problem arises when the
response is narrow; in this case, CRDDS is used to reduce the fluctuations in
plasma levels by retarding the absorption rate, accompanied by slower drug
release.
The drug formulation is modified to reduce the fluctuations during the dosing
interval. This approach is beneficial for the drugs having short half-lives and
low therapeutic indices, for which maintenance of therapeutic drug
concentrations is mandatory. Formulating such drugs (e.g., procainamide and
quinidine) in CRDDS improves patient compliance and reduces the chances
of toxicity.
Better Patient Compliance: Development of any dosage form aims to
provide better patient compatibility. Designing a dosage regimen for a drug
influences its duration of action, bioavailability, absorption rate, and
elimination rate. These factors in turn influence the therapeutic response of
the dosage form. The CRDDS are ideal for delivering the drug at the target
site of the body over an extended time period, and thus for maintaining
relationship between the plasma concentration levels and the therapeutic
Tesponse, and for improving patient compliance.
Some drugs are unstable on oral administration, and thus are administered
through a different route to improve the drug bioavailability and therapeutic
Tesponse in the body, e.g., nitroglycerine. The CRDDS is more sophisticated
than just delaying the release and delivering the drug with controlled release
Tates within the specific time period. This system maintains the drug levels
Within the required range with only few administrations.Novel Dr i
ia 1 Drug Delivery Syqq,
5) Lower Adverse/Side Effects: The dose and dosing intervals of each ry
designed as conventional dosage form are varied. Each drug Produces +
different therapeutic response in plasma concentrations, the unbalan
response results in improper therapeutic effect or undesirable side effects,
rate-controlled dosage forms, the dosing intervals are increased
fluctuations in plasma levels are reduced to minimise the risk of undesirabjy
side effects. Incidences of side effects is a part of plasma concentration, 4
can be minimised by handling plasma drug concentration at a particular time,
For example, by administering levodopa in the form of CRDDS, the risk of
dyskinesis that the drug may cause is reduced. The CRDDS reduce the tisk
of side effects in the GIT and produce effective results. For example,
potassium chloride and ferrous sulphate cause GIT irritation, which can be
reduced by slowing the drug release.
6) Augmented Efficacy: For designing an ideal drug delivery system, two
prerequisites should be fulfilled. Firstly, the drug should be delivered at g
rate that a body requires over a time period. Secondly, the action should be at
the specific site at specific receptors. These goals can be achieved by using
CRDDS.
This system is biologically irresponsive to the external environment. The
prolonged release dosage form slows down the absorption rate due to the
slow release rate of the drug by small bursts over time, which improves the
efficacy of CRDDS. By increasing the time interval between the doses, the
total number of doses is reduced, thereby reducing the dosing frequency, and
thus improving patient compliance.
The biological rationale for the development of controlled drug delivery system
is important for the following aspects:
1) Absorption: The extent and rate of drug absorption should be considered
while developing a CRDDS. Drugs having a very slow absorption rate show
poor bioavailability, and thus are not suitable candidates to be formulated
into CRDDS. Drugs having rapid absorption rate, however, can be
formulated into successful controlled release products. Absorption window
also affects the bioavailability of drugs administered orally. It can ever
hinder the development of CRDDS as some drugs undergo absorption in #
specific region of GIT, which after absorption in the absorption window ca!
go waste.
Drug release is a rate-limiting step in CRDDS; therefore, fast drug absorption
is required from a dosage form in terms of extent and rate of drug absorption
especially for drugs administered orally. The amount of drug absorbed frot
Conventional dosage forms is lower than that absorbed from CRDDS beca'S*
of drug degradation due to metabolism or physical loss. For example
Pilocarpine gets absorbed in the comea in 1% ratio of applied dose, # !
fuffers loss due to drainage and absorption in non-specific tissues: a
bicavar ena oarvine into controlled release dosage form improves
desired time. and maintains a constant level in specific tissuesControlled Drug Delivery Systems (Chapter 1) 7
Protein Binding: It is a reversible process. If the drug concentration in
2) aoe is decreased, ihe drug-protein complex dissociates and leaves free drug
to maintain balance. This reversible process of drug-protein binding
maintains the drug level in the blobd for an extended time period. Binding of
drug with protein can function as a drug store for generating long-term
action. For example, blood proteins recirculate in the body and are not
eliminated; they act as a depot for drugs having controlled release profile;
Quaternary ammonium compounds bind with mucin in the GIT, and the
resultant complex then acts as a depot and enhances the absorption.
3) Distribution: Drug distribution in body is an important criterion to
determine the overall elimination kinetics of the drug. Drugs whose volume
of distribution (Vd) is higher than the real volume of distribution have a
lesser half-life. While designing CRDDS, volume of distribution plays an
important role as it affects the amount of drug in systemic circulation or
reaching the target. The effect is not easy to determine because the volume of
distribution is unpredictable.
Designing of CRDDS demands knowledge of drug disposition, but the fate is
decided on the basis of pharmacokinetic parameters, like the volume of
distribution. It affects the drug concentration in blood, and also the
elimination kinetics of a drug. A drug’s distribution property is described by
volume of distribution by cither extent of distribution in the body or by
relative distribution of the drug in compartments.
These two parameters are independent of each other; for example, the
relative distribution of procainamide is 10 times that of pentobarbital;
however, both the drugs have same volume of distribution. Similarly, the
relative distribution for procainamide is much larger than that of digoxin, and
its volume of distribution at steady state is lower than that of digoxin.
4) Elimination: Every biological response parameter is beneficial in designing
CRDDS. Most of the drugs undergo elimination within 20 hours of their
administration. The zero-order rate of release is directly proportional to the
elimination rate and is given by the biological half-lives. The drugs having
short half-lives require frequent dosing, thus are suitable to be: formulated
into CRDDS; while the drugs having long half-lives do not require frequent
dosing, thus are considered poor candidates to be formulated into CRDDS.
Drugs having half-lives < 1 hour (e.g. ampicillin and penicillin) and > 8
hours (e.g., digitoxin and digoxin) are also considered poor candidates to be
formulated into CRDDS.
5) Dose-Dependent Bioavailability: Effect of dose is another factor that
influences the designing of CRDDS. For example, bioavailability of
Propoxyphene is dose-dependent, thereby restricting its use in CRDDs,
because of the rate at which CRDDS should be able to achieve reproducible
bioavailability, Bioavailability is another important factor that should be
taken into account while formulating CRDDS. The CRDDS formulation
Should be able to present about 80% of bioavailability ii
conventional dosage form.Novel Drug Delivery Sy,
my
6) Duration of Drug Residence within the Therapeutic Window: Duration
7
8
drug residence and the drug's half-life should be taken into considerag,
while designing CRDDS. Most of the marketed drugs exhibit half-lives of |
20 hours. Drugs having short half-lives require frequent dosing to mainga;,
the desired drug plasma concentrations, thus such drugs are formulated jg,
CRDDS.
‘A drug's pharmacokinetic profile in a steady state concentration indicate,
that the release rate of the drug is directly proportional to its elimination rate
Drugs showing linear kinetics have a constant half-life and do not follow ,
change. Metabolism, distribution, and elimination are the factors influencin
the half-life of drugs. The limit of half-life for CRDDS is not yet defined ang
the exact half-life value for a good CRDDS is not known.
The drug candidate with this half-life value has a ratio value of sustainin,
dose to immediate dose of 2, if it shows release up to 12 hours. The
controlled release product in this case can be developed for 1gm amount with
the drug having a dose of 325mg. For example, due to its dose,
procainamide is administered after every 3 hours to reduce fluctuations in
plasma drug concentration. The CRDDS of procainamide maintains plasma
level for 8 hours.
Better Safety Margin: Therapeutic Index (TI) is the most common approach
used for defining the safety margin of drugs by the following equation:
(1)
TI = Median toxic dose/Median effective dose
This ratio provides a rough estimate of the relative safety of drugs; the drug
candidate is considered safe if its TI value is > 10. Larger the ratio, safer
the drug. This approach plays an important role in monitoring a drug
therapy, especially for drugs having either narrow therapeutic index ot
narrow therapeutic concentration, e.g., antiarrhythmic drugs, like digoxin and
digitoxin.
Individualisation in a Diseased Condition: The diseased state of a body is
an important part in consideration of drug candidate for CRDDS. For
example, aspirin is still used in the treatment of rheumatoid arthritis, but due
to its biological half-life (6 hours), it is not considered a good candidate for
formulation into CRDDS. Whereas, a controlled release dosage form tends 0
maintain a therapeutic concentration and provides release for up to 10 hours,
which is more than non-controlled formulation. Safety margin of the drug
can be made out using TI of the drug, along with its plasma concentratiot
value. t0 make it therapeutically effective. This approach is valuable fo
drugs having a narrow absorption window and a narrow therapeutic rang
concentration,
The drug release pattern should be precise to achieve safe therapeutic rang"
other factors, like drug accumulation due to frequent dosing and variability #
Patients, can alter plasma level. By controlling the TI, the drug concentratio®
can be controlled. 7Controlled Drug Delivery Systems (Chapter 1)
1.1.4. Advantages
Controlled drug delivery system has the following advantages over a
conventional dosage form:
1) Itimproves patient convenience and compliance by reducing the dosing frequency.
2) It reduces fluctuation in steady-state levels, and provides better control of
disease condition and reduced intensity of local or systemic side effects.
It increases the safety margin of highly potent drugs due to better control of
plasma levels.
It allows maximum utilisation of drug, thereby reducing the total amount of
dose administered.
It reduces the healthcare costs through improved therapy, shorter treatment
period, reduced dosing frequency, and reduction in personnel time to
dispense, administer and monitor patients.
6) It maintains the drug levels within the desired range.
7) It offers slow release of water-soluble drugs and fast release of low solubility
drugs.
8) Iteliminates the incidences of over- or under-dosing.
9) It improves the efficiency of treatment.
10) It obtains less potentiation or deduction in drug activity with chronic use.
11) It reduces drug accumulation with chronic dosing.
12) It improves bioavailability of drugs.
13) It maintains the required drug concentration in plasma, and thus eliminates
failure of drug therapy and improves the efficiency of treatments.
14) Itis a suitable delivery system for drugs having a short biological half-life (3-
4 hours) and for drugs that undergo rapid elimination from the body.
1.1.5. Disadvantages
Controlled drug delivery system has the following disadvantages:
1) It decreases systemic availability (in comparison to immediate release
conventional dosage forms) due to incomplete release, increased first-pass
metabolism, increased instability, insufficient residence time for complete
release, site-specific absorption, pH-dependent solubility, etc.
2) It shows a poor in vitro-in vivo correlation.
It may give rise to dose dumping due to food, physiologic or formulation
variables, or chewing of oral formulations by the patients, and thus, increases
the risk of toxicity.
Retrieval of drug is difficult in case of toxicity, poisoning, or hypersensitivity
reactions.
4
5) It reduces the potential for dosage adjustment of drugs administered in
varying strengths.
6) Its formulation cost is high.
7) Its drug release period is influenced and limited by GI residence time.
8) It shows poor patient compliance as drugs having short half-lives require
frequent administration, and some patients may miss the dose.20
9) The unavoidable fluctuations of drug concentration may result in unde, ®
over-medication in narrow therapeutic index drug.
10) It gives a typical peak-valley plasma concentration-time profile due to Whig
attainment of steady state condition is impossible.
11) Its major disadvantage is dumping, i.e., rapid release of a relatively |
quantity of drag from a controlled release formulation. This phenomenon
hazardous with potent drugs.
12) It is difficult to optimise the accurate dose and dosing interval.
13) Patient variability, like GI emptying rate, residential time, fasting or nop,
Novel Drug Delivery 5
4 Co)
fasting condition, etc., affects the drug release rate.
1.1.6.
Differences Between Conventional,
Sustaineg
Release, and Controlled Release Dosage Forms
Table 1.1 enlists the major differences between conventional, sustained release,
and controlled release dosage forms:
Table 1.1: Differences Between Conventional, Sustained Release, and Controlled
Release Dosage Forms
Conventional Dosage
Forms
Sustained Release
Dosage Forms
Controlled Release Dosage
Forms
The drug solubilises in the
gastric contents. These
dosage forms do not sustain
either their dissolution or
their absorption.
These dosage — forms
maintain the drug release
rate over a sustained
period.
These dosage forms lead to
predictable and constant plasma
concentrations, independent
of the biological environment of 3
the application site.
These dosage forms release
the drug in a single action
following a first-order
kinetics.
‘The dose in these dosage
|forms is of less
significance than the
release rate from the
| therapeutic system.
These dosage forms release te
drug in a pre-determined patten
over a fixed time _ peried
following zero-order kinetics.
These dosage forms are
related to all types of dosage
forms.
These dosage forms are
related to oral dosage
forms.
The dosage forms are related
oral, vaginal and transdermal
dosage forms. =
The time interval versus
drug plasma concentration
profile for these dosage
forms is short and show
{peak and valley effect.
The drug concentration
for these dosage forms is
maintained for a certain
time period and then
reduced. _
The uniform drug concentrate
for these dosage forms if
maintained for a pre-determine! S
time period without
fluctuations.
1.1.7,
should not be formulated
reduce their absorption rate,
to an active metabolite. Conversely,
drugs having a long biological half-life
in a controlled release formulation, sin
development of a controlled release fo:
patient and improves patient compliance.
Selection of Drug Candidates
Selection of drug candidates for cont
important. Drugs that under;
in
unless j
trolled release dosage forms is vital!
‘go or may undergo hepatic first-pass metabolist
a controlled release dosage form, because this ¥!!
justified by the fact that this process gives "™
a little medical justification exists for
(ie., > 12 hours) and are to be formulate!
ce these drugs are long-acting, unless
mulation offers some convenience (0 "Controlled Drug Delivery Systems (Chapter 1) u
Ideal Properties of a Drug Suitable for Sustained Release Drug Delivery
System (SRDDS)
1) Wshould get effectively absorbed on oral administration and should remain
stable in gastrointestinal fluid
2) It should have a short half-life (2-4 hours),
sulphate, etc.
fy captopril, salbutamol
3) Its dose should not be less than .5em and its maximum dose for designing
SRDDS should be 1.0gm, e.g, metronidazole.
4) It should have a wide therapeutic range so that any variation in drug release
does not result in concentration beyond the minimum toxic levels.
Compounds that are Unsuitable for Controlled Release Drug Delivery
System (CRDDS)
Certain drug candidates are not considered suitable to be formulated in controlled
release dosage forms owing to some of their properties. For example, drugs with
an elimination half-life < 2 hours, or drugs having large doses to administer
within the body, or drugs having a half-life > 8 hours are not required to be
formulated as controlled release dosage form.
Thus, drugs with the following properties are considered inappropriate for
designing CRDDS:
1) Drugs with a short and long half-life,
2) Drugs undergoing hepatic first pass metabolism,
3) Drugs with a low solubility, and
4) Drugs requiring to be administered in a large number of doses.
1.1.8. Properties of Drugs Relevant to Controlled Release
Formulations
The release rate of drugs from controlled drug delivery system are affected by the
following two major factors:
1) Physicochemical factors, and 2) Biological factors.
1.1.8.1. | Physicochemical Properties
The following physicochemical properties of the drugs should be considered while
selecting drug candidates for controlled and sustained release dosage forms:
1) Molecular Size and Diffusivity: Drugs formulated in sustained release
dosage forms should diffuse through various biological membranes and also
through a rate controlling membrane or matrix. Diffusivity is a drug’s ability
to pass through membranes, and it is a function of its molecular size or
weight. Molecular size of the diffusing species has a significant influence on
the diffusivity value (D) of polymers. Thus, the value of D is related to the
size and shape of the cavities and of the drugs.
The diffusion coefficient values of drugs having intermediate molecular
weight (150-400), through flexible polymers, range from 10” to 10%cm*/sec;
and the values in 10 order are the most common. The diffusion coefficient
values of drugs having molecular weight >500 are so small (ie., < 10-i ificatio
12cm’/sec) that their quanti }
molecular weight should display very slo
h polym
release devices where diffusion through poly!
release mechanism.
2) Aqueous Solubility
formulated into sustained rele:
Drugs are mostly weal
nis difficult. Thus, drugs hay,
Novel Drug Delivery, '
ing
ww release kinetics in Sus
eric membrane or Matrix ing
k acids or weak bases. p,
i ‘ gs
ase dosage forms with very difficulty ify
te
ility i ile, it is difficult to delay the dissolution rat
solubility is low. While, it is di Ene x
ai big 4 high water solubility and rapid aeoo) ution rae Drs hav
a high water solubility readily dissolve in water or gas! inal fluid,
released in a burst, are quickly absorbed,
and thus their Concentration
rn i
blood is more than the drugs having low wate noi ‘ncorpratn
highly water-soluble drug in the dosage form and re ar ra eg Tee
is a difficult task, especially when the drug dose is high. The PH depen
solubility in physiological pH range is another problem “ sustained rel
dosage forms due to the variation in pH of GIT and in dissolution rate,
3) pH and pKa: Highly ionised drugs are poor candidates for Oral sustaings
release formulations. Unionised drugs undergo appropriate absorption, whi
the ionised drugs undergo negligible permeation as their absorption Fate is 3.
4 times less than that of the unionised drugs. An acidic drug with py.
sensitive ionisation has a pKa range around
3.0-7.5; while a basic drug with
PH-sensitive ionisation has a pKa range around 7.0-11.0; and such drugs ae
ideal for optimum positive absorption. The
site to an extent 0.1-5,0%.
4) Partition Coefficient:
adjacent aqueous phase, Partition coefficient
drug should be unionised at the
is the fraction of drug in an oil phase to that ina
t (K) influences drug permeation
across the biological membranes, and also drug diffusion across the ra
controlling membrane or matrix between the drug admini
drug elimination time, The drug should di
membranes that act as lipid-like barriers,
coefficient is the major
Permeability (i.e. its ability to penetrate
expressed as:
C. = Equilibrium concentration of
all forms of drug in an organic
phase at equilibrium,
Cy= Equilibrium Concentration of all
forms of drug in an aqueous phase,
Generally, the drugs having a high K value
Partition into the
n Membranes, Hansch cori
between tissue Permeation and Pattition
correlation de:
: cribes @ parabolic relati
Partition coefficient (figure 1.1), a
evaluation criterion. of
ration time and
ffuse through various biologicd
Apparent oil or water partition
the drug's membrane
these fipid membranes), and is
Figure 1.1: Relationship betwee
Drug Action and Partition Coefficient
are highly oil-soluble and read!
Telation defines the relationsh?
Coefficient for the drug. Tm
ip between the logarithms of !
«Controlled Drug Delivery Systems (Chapter 1) 2B
5) Permeability: Log P, expressed lipophilicity, and molecular size of the drug are
the three drug properties that influence the drug’s permeability for passive
transport across intestinal epithelium. Another important factor that determines
the drug permeability is the polarity of drug, which is measured by the number
of H-bond acceptors and H-bond donors on the drug molecule,
Mechanism and Site of Absorption: Drugs to be absorbed by carrier-
mediated transport are not suitable to be formulated as controlled release
systems. For exampl min B,» (a water-soluble vitamin) is required for
several metabolic reactions and for preventing medical problems, especially
hematopoietic conditions and spinal cord related nevropathies. Vitamin Bo,
ingested in its free or non-protein bound form, will bind to a carrier protein,
namely R-binders or trans-cobalamin I, that is secreted by the salivary glands
in oropharynx and by the gastric mucosal cells in stomach.
Drug Stability: Loss of drug through acid hydrolysis and/or metabolism in GIT
is an important factor for oral dosage forms. A solid drug degrades at a much
slower rate than a drug in suspension or solution form; thus, the relative
bioavailability of a drug that is unstable in stomach can be improved. The most
appropriate controlling unit for the drugs that are unstable in intestine is the one
ses its contents only in the stomach; therefore, drugs with stability
problems in any particular part of the GIT are considered as poor candidates to
be incorporated into controlled release systems that deliver their content
uniformly throughout the length of GIT. In controlled drug delivery systems, the
drugs are protected from enzymatic degradation as they are incorporated into a
polymeric matrix; thus, these systems are beneficial for highly unstable drugs.
6
7
1.1.8.2. Biological Properties
The following biological properties of the drugs should be considered while
selecting drug candidates for controlled- and sustained-release dosage forms:
1) Absorption: Rate, extent and uniformity of drug absorption are the factors
that should be taken into account for a drug to be formulated into « sustained
release dosage form. Drug release from a dosage form (and not absorption) is
the rate-limiting step in drug delivery from a sustained rel ystem; thus,
rapid rate of drug absorption relative to its release is essential for sn efficient
system. In controlled release dosage forms, Kr <<< Ka, and this is critical in
case of oral administration. If a drug’s transit time through the absorption
half-life is 4 hours, a minimum absorption rate constant (Ka) of 0.17-0.23
hour is necessary for a drug to undergo 80-95% absorption over a transit time
of 9-12 hours. A drug having a rapid absorption rate (ie., Ka >> 0.23-1 hour)
has the first-order release rate constant (Kr) < 0.17-1 hour, and this results in
poor bioavailability in many patients. Therefore, slowly absorbed drugs are
difficult to formulate as controlled release dosage forms, in which the drugs
should essentially meet the Kr <<< Ka criteria.
2) Distribution: Drug distribution in tissues and cells lowers the concentration of
circulating drug and can also be rate-limiting in its equilibrium with blood and
extravascular tissue, thus it majorly affects the drug elimination kinetics.
Distribution involves binding of a drug to the tissues and blood proteins.
Protein-bound drug molecules are inactive and cannot permeate the biological3)
5)
6)
Novel Drug Delivery ¢
Sy
=i ding results in pp . ;
of protein binding Pron
1e of vetribution (an important param, Re
‘ in binding in the bog, ."!
* distribution and protein bin ody,
the drugs) is the magnitude of Se ang concentration to the total ae iy
the proportionality constant of pl i ie sustained release system,
of drug in the body. Thus, Pret 10 TAT disposition. » Oe
should gather information regarding " -
s bind to plasma proteins and show relay
Protein Binding: Many drugs Drug bound to blood proteins“!
effects on the duration of drug action. Timinated). Drug bound to na
mostly re-circulated (rather than getting elimunatee Plasn,
7 for a prolonged release of drug. The rate
proteins serve as a drug depot for a pt by theidrile-interact ang
extent of oral absorption of drug is also affected Ny 8 interaction ay;
the binding period with mucin-like protein. :
Metabolism: Drug metabolism involves either inactivation of an active dry
or conversion of an inactive drug into an active metabolite. It Occurs ig
various tissues, containing more enzymes. Drugs that get metabolised before
absorption, either in the lumen or in the intestinal tissues, are Teleased aty
slower rate, and thus result in reduced bioavailability. The intestinal wa
enzyme systems are mostly saturable. As the drug is released to these regions
at a slower rate, less total drug is presented to the enzymatic Process during «
specific period, and thus the drug completely converts into its metabolite
Formulating these enzymatically-susceptible compounds as prodrugs is
another feasible solution.
Drugs that can induce or inhibit enzyme synthesis are considered as poot ‘
candidates for sustained release delivery systems as they cannot maintain
uniform blood levels. Also drugs whose bioavailability varies due to hepatic
Ng
first-pass metabolism or intestinal metabolism are not considered suitable
candidates for sustained release delivery systems.
Elimination or Biological Half-Life: An oral sustained release product aims
to maintain therapeutic blood levels for an extended time period. For this, the
drug should enter the blood circulation at a rate similar to its elimination rat '
(quantitatively described by the half-life), Each drug has its owl
characteristic elimination rate, which is the sum of all elimination processes,
ie., metabolism, urinary excretion, and the processes that eliminate the dr
from blood circulation. Drugs having a short half-life are considered the bes!
for sustained release delivery systems, as this reduces the dosage frequens}
However, drugs having a very short biological half-life have limited use ®
extremely large amounts of drug are required in each dosage unit in ordet ®
maintain the sustained effect, thereby maki ieniting Jt
In other words, drugs having a half he nine he dosage form limiting
alf-life < 2 hours are considered unsuitib®
cS rar deen Systems. Drugs having a long half-life, ie»?
, considered unsuitabl i ie
as their effect is already Sustained, © Rev uiainel lease einen 9
Duration of Action: The drug’ i
i i g's dura
the formulation of controlled release
metabolism, and elimination of the drs
of action. Half-life of the dra; a
membranes. Also, a high degree
therapeutic action. Apparent volum
in
action plays a significant ree
delivery system. Distribut®
ia ag UUB however, affect the drugs’ du"
5 18 ils residence time in the body. Drugs h#™Controlled Drug Delivery Systems (Chapter 1) 25
higher elimination half-lives (> 8 hours) are already sustained in the body,
and thus are not formulated as controlled release dosage forms. On the other
hand, drugs having shorter half-lives (< 2 hours) are also not formulated as
controlled release dosage forms as it may require large amounts of drug.
7) First-Pass Metabolism: It is the intestinal and hepatic degradation or
alteration of an orally administered drug, after its absorption, removing some
of the active substances from the blood before it enters the systemic
circulation. Liver is the major site of first-pass metabolism of an orally
administered drug; however, GIT, blood, vascular endothelium, lungs, and
the arm from which venous samples are taken are other potential sites.
Amitriptyline, 5-fluorouracil, hydralazine, isoprenaline _ lignocaine,
lorcainide, pethidine, metoprolol, morphine, neostigmine, nifedipine,
pentazocine, and propranolol are the examples of drugs that undergo first-
pass metabolism.
Drugs undergoing extensive hepatic first-pass metabolism when administered
in controlled release forms are not delivered to the body in desired
concentrations. Drugs whose bioavailability varies due to first-pass
metabolism cannot be easily formulated as controlled release systems as the
problem of drug loss would be dose-dependent, and this will reduce the
bioavailability if the drug is slowly released over an extended time period. If
a drug undergoes extensive first-pass metabolism, the blood concentration to
achieve the desired therapeutic effect is adversely affected.
8) Size of the Dose: For drugs to be administered orally, there is an upper limit
to the bulk size of the dose. A single dose of 0.5-1.0gm is generally
considered maximal for a conventional dosage form as well as for sustained
release dosage forms. Drugs requiring large dosing size can be given in
multiple amounts or formulated as liquid systems. The safety margin
involved in the administration of large amounts of a drug with narrow
therapeutic range is also considered.
9) Dosing Frequency: It is the number of times a drug dose is administered
within a specific time period. The dose frequency is reduced in well-designed
controlled release delivery systems. Also, such systems maintain the steady
drug concentration in blood and in target tissue cells. For example,
nanoformulation of natamycin suspension (5%) has reduced the dosing
frequency; the initial dosing frequency was one or two drop(s) hourly, and
this reduced to one drop in every 5 hours; this reduced the dose to one-fifth
of the initial one, prolonged the release of natamycin, and also improved
Patient compliance.
10) Margin of Safety/Therapeutic Index: It is the ratio of median toxic dose to
median effective dose.
Therapeutic index = LDso/EDso
11) A drug is considered to have a high safety margin if its therapeutic index is
more than 10; thus indicating that larger the ratio, more safe is the drug.
Safety margin of the drugs determined on the basis of therapeutic index is
the range of plasma concentration in which the drug is considered to be safe