Ecosystem Partners Handbook for UIDAI
Ecosystem Partners Handbook for UIDAI
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Contents
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
PREFACE
This training manual introduces Unique Identification Authority of India (UIDAI) and Aadhaar.
The module is meant to give all readers a firm grounding on UIDAI and Aadhaar and is created for the Target
Audience mentioned below:-
Enrolment Operators/Supervisor
Introducers
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Chapter 1
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
UIDAI was functioning as an attached office of the Planning Commission, which is NITI Aayog now, vide its Gazette
th
Notification No.-A-43011/02/2009-Admn.I) dated 28 January 2009.
The Government revised the Allocation of Business Rules to attach the UIDAI to the Department of Electronics and
Information Technology (DeitY) of the Ministry of Communications and Information Technology on 12th September
2015.
UIDAI is responsible for Aadhaar Enrolment and Authentication under the Aadhaar Act 2016. The responsibilities
include:
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Important Definitions
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Facebook: https://www.facebook.com/AadhaarOfficial/
Twitter: https ://twitter.com/aadhaarindia?lang=en
Instagram: https://www.instagram.com/aadhaar_official/?hl=en
Youtube: https ://www.youtube.com/user/AadhaarUID
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
We value integrity
We are committed to inclusive nation building
We pursue a collaborative approach and value our partners
We will strive towards excellence in services to residents
and service providers
We will always focus on continuous learning and quality
improvements
We are driven by innovation and provide a platform for our
partners to innovate
We believe in a transparent and open organisation
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Features of Aadhaar
Aadhaar:
Enables universal identity infrastructure that any ID-based application like ration
card, passport and so on can use
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Enrolment Ecosystem
Residents
Empanelment
UIDAI
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Chapter 2
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Appointment of Registrars
3. Registrars shall be responsible for field level execution, monitoring and audit.
4. Registrars shall allow the Authority reasonable access to the premises occupied by it or by any other person
on its behalf and also extend reasonable facility for examining any books, records, documents and computer
data in the possession of the Registrar or any other person on their behalf and also provide copies of the
document or other materials which, in the opinion of the Authority are
relevant for the purpose of audit.
7. Registrars shall ensure that any agency and/ or person employed or appointed by them to conduct the
enrolment and update operations is fit and proper and otherwise qualified to act, in the capacity so employed
or appointed including having relevant professional training or experience.
8. Registrars shall not permit sub-contracting of enrolment functions by enrolling agencies to third parties.
Registrars may permit field level manpower to be hired through third parties provided the enrolling agencies
furnishes details of the entities from which such manpower is sought to be hired.
9. Registrars shall at all times abide by the Code of Conduct as specified in Appendix B.
10. Registrars shall adhere to the processes, policies and guidelines, checklists, forms and templates issued by
the Authority from time to time and shall also ensure compliance by the enrolling agencies of such
procedures, etc.
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Enrolling Agencies
4. The enrolling agency shall allow the Authority reasonable access to the premises occupied by it or by any
other person on its behalf and also extend reasonable facility for examining any books, records, documents
and computer data in the possession of enrolling agency or any other person on their behalf and also provide
copies of the document or other materials which, in the opinion of the Authority are relevant for the purpose of
audit.
5. The enrolling agencies shall not use the information collected during enrolment for any purpose other than
uploading information to the CIDR.
6. Enrolling agencies shall ensure that any agency and/ or person employed or appointed by them to conduct
the enrolment and update operations is fit and proper and otherwise qualified to act, in the capacity so
employed or appointed including having relevant professional training or experience.
7. The enrolling agencies shall at all times abide by the Code of Conduct for service providers as specified in
Appendix B.
8. The enrolling agencies shall adhere to the various process, policies and guidelines, checklists, forms and
templates issued by the Authority from time to time.
Supervisor
For Aadhaar Seva Kendra operated by UIDAI, the qualification can be 10 + 2 pass or preferably
graduation
The person should be of age 18 years and above
The person shall be 10+2 pass and should preferably be a graduate
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
The person should have been enrolled for Aadhaar and his/her Aadhaar number should have been
generated
The person should have a good understanding and experience of using a computer and should be
comfortable with local language keyboard and transliteration
The person should have read the complete Training Material on Aadhaar Enrolment/Update available on
Authority’s website before giving the certification exam
The person should have obtained “Supervisor Certificate” from a Testing and Certification Agency
appointed by Authority
Note: Obtaining a “Supervisor Certificate” does not entitle the candidate to start the
Enrolment/Update without engagement with Authority’s empanelled Enrolment Agencies
After taking the certification and before starting work as EA’s Supervisor:
Site Readiness
Supervisor is responsible for setting up of the laptop/desktop with Aadhaar client installed and tested, attached
with all devices like STQC Certified Biometric Capture Devices, GPS Device and Printer-cum-Scanners and
ensure all equipment are in working condition to start Aadhaar Enrolments/Update process
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Ensure that the enrolment centre premises are neat and clean, hygienic, well maintained and safe from
electric/fire hazards
Ensure that basic enrolment centre information as given below is displayed mandatorily at each enrolment
station (in local language and English):
– Name of Registrar and Contact Number
– Name of Enrolment Agency and Contact Number
– Name, Code, and contact number of EA Supervisor at enrolment centres
– Escalation Matrix for Raising Complaint against the Supervisor
– Working hours and Holidays of the Enrolment Centre
– UIDAI Help Line Number: 1947 and email id: [email protected]
– List of Documents required for Aadhaar Enrolment/Update
– Rate List for all the Aadhaar related services
Supervisor will also make sure that the Aadhaar IEC material provided by the Registrar/Authority is properly
displayed at the centre, as per UIDAI guidelines
Ensure that the behaviour of Operator and other staff at the enrolment centre is courteous towards the resident
and take charge where Operator is not able to handle dissatisfied residents to prevent unpleasant situations
Where uniforms are provided, make sure that staff wears uniform at enrolment centre so that if residents need
help they can easily identify employees by their attire
Do not undertake enrolment operations at any location without valid agreement with the Registrars/Authority
Enrolled User means user’s biometric details verification at Authority is successfully completed and stored in
local database at the enrolment station
Supervisor must make sure that all the “Operators” are also on-boarded at the stations for local authentication
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Supervisor must ensure that the residents who have come for Fresh
Enrolment have never enrolled for Aadhaar by using “Find Aadhaar
Facility” provided in the Enrolment Client
Supervisor must ensure that the resident is well informed that his/her
biometric will only be used for Aadhaar Enrolment/Update
Supervisor must ensure that the resident has filled the prescribed form
for Aadhaar Enrolment/Update correctly and has brought all the Original
Supporting documents for scanning
Supervisor must ensure that only the required items are checked in case of any update, not the complete
information to avoid duplicity of data collected e.g. if Address has to be updated only the Address Check Box
should be selected
Supervisor is required to “Sign off” every enrolment on Aadhaar client, where resident has a
“biometric exception”
Supervisor must ensure that every Operator is aware of and has a print copy of the critical points to be
reviewed at the station during Resident’s review of enrolment data
Supervisor must ensure that the Operator diligently reviews the data captured from resident for every
enrolment/update and makes corrections when pointed out by the resident
Supervisor must ensure that the Operator provides his/her biometric confirmation after every Aadhaar
enrolment/update
Supervisor must ensure that Acknowledgement is being printed after every enrolment and duly signed by the
resident
Supervisor must ensure that the Original Documents used as Proof of identity/Proof of Relationship/Proof of
Address/Proof of Birth and Signed Acknowledgement Slip is scanned for every enrolment
Supervisor can hold End of Day meeting at the centre for sharing learning of the day and issues faced
Supervisor must take stock of the centre at the end of the day and make arrangements for replacement of
faulty devices, hardware and other logistics for smooth enrolments the next day
Check devices periodically for scratches, out of focus images, only partial images getting captured. In case
any such problem is noticed, it should be reported to the concerned Enrolment Agency Manager/HQ and a
change of equipment should be requested
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Ensure all devices and computers are shut down and power is off to avoid accidents
Specific End-of-Day Reports are available on the client, for selected time period, to facilitate EA Operations.
Supervisor can make use of these reports in managing day-to-day operations at the centre
Supervisor must ensure that staff at the centre observes the highest standards of ethics during the execution
of Aadhaar Enrolment/Update and do not ask for any additional money except for the prescribed fee
Supervisor is also responsible for maintaining the confidentiality and security of the data collected during
Aadhaar enrolments
Performance Monitoring
The Supervisor cooperates with the Authority/Registrar in performing monitoring and audit functions at the
enrolment centre and answers their questions to the best of his/her knowledge. Supervisor records the details
during the performance and also signs on the performance monitoring sheet
Supervisor ensures that audit feedback, if any, is incorporated in the process for continuous improvement of
enrolment operations and data quality
Operator
The person should have been enrolled for Aadhaar and his/her Aadhaar number should have been generated
The person should have a basic understanding of operating a computer and should be comfortable with local
language keyboard and transliteration
The person should have obtained “Operator Certificate” from a Testing and Certification Agency appointed by
Authority
Note: Obtaining a “ Operator Certificate” does not entitle the candidate to start the Enrolment/Update
without engagement with Authority’s empanelled Enrolment Agencies
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
The person must be engaged and activated by any Enrolment Agency in accordance with
Authority’s guidelines prior to commencing enrolments
The person should have read the complete Training Material on Aadhaar
Enrolment/Update available on Authority’s website before giving the certification exam
The person should be comfortable with local language keyboard and transliteration
Onboarding of Operator
Operator must submit his/her “Onboarding Form” along with the required documents to the Enrolment Agency which in
turn submits the form to concerned “Authority’s Regional Offices” for verification. After verification, Regional Offices will
approve/reject the onboarding with the respective Enrolment Agency.
Enrolment Agency will then add the Operator by taking his/her biometrics in the Aadhaar client software and provide a
User Name and Password to operate the Enrolment Machine. Enrolled User means that the user’s biometric details
verification at UIDAI is successfully completed and stored in local database at the enrolment station.
Make sure to Login with your own Operator ID in Aadhaar client, for undertaking enrolments, and log off
the application when going away from the seat so that no one else can use your login window for
enrolments
Make sure that the resident has never enrolled for Aadhaar before doing a fresh enrolment using the “Find
Aadhaar Facility” provided in the client
Though it is not mandatory, ensure that the resident enters the Mobile Number for future communication
and other uses like OTP-based Authentication, online Aadhaar Update facility and Aadhaar based eKYC
verification
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
The person should have been enrolled for Aadhaar and his/her Aadhaar number should have been generated
The person should have a basic understanding of operating Smart Phone with Android OS/computer and
should be comfortable with local language keyboard and transliteration
The person should have obtained “CELC Operator Certificate” from a Testing and Certification Agency
appointed by Authority
Note: Obtaining a “CELC Operator Certificate” does not entitle the candidate to start the
Enrolment/Update without engagement with Authority’s empanelled Enrolment Agencies
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
The person must be engaged and activated by any Enrolment Agency in accordance with Authority’s
guidelines prior to commencing enrolments
The person should have undergone Training Session conducted by Regional Offices/Enrolment Agency on
Child Enrolment Processes and CELC Tablet used during Child enrolment
The person should have read the complete Training Material on Child Enrolment available on Authority’s
website before giving the certification exam
CELC Operator must submit his/her “Onboarding Form” along with the required documents to the Enrolment
Agency which in turn submits the form to concerned “UIDAI Regional Offices” for verification. After verification
Regional Offices will approve/reject the onboarding with the respective Enrolment Agency
Enrolment Agency will then add the CELC Operator by taking his/her biometrics in the Aadhaar client
software and provide a User Name and Password to operate the CELC Tablet
Enrolled User means that the user’s biometric details verification at UIDAI is successfully completed and
stored in local database at the enrolment station
Verifier
When the resident comes to enrol for Aadhaar to an Enrolment Centre, demographic information will be
entered from documents that the resident provides
The authentication of documents submitted by the resident is duly verified by the officials authorised to verify
the documents. Such officials are termed as verifiers
The verifier present at the Enrolment Centre will verify the documents submitted by the resident against the
enrolment/update form filled by the resident
The services of the retired government officials who are generally well acquainted with such verification
procedures should be utilised by the Registrars in case they are unable to spare serving officials for document
verification
Any serving /retired official both from Government (including Armed forces and CPMFs) and PSUs including
Banks not below the rank of Group ‘C’/ class III employees may be allowed to be deployed as Verifiers. In the
areas, like big cities and Metros, where registrar is unable to avail the services of such Retired/Serving
government officials, services of an outsourced vendor can be availed of to provide verifiers with the approval
from Authority’s Regional Office
The verifiers in an enrolment centre cannot be from the same vendor, hired as enrolment agency. Registrar
needs to ensure that verifiers are appropriately trained before being put in the field. The Registrar may appoint
more than one Verifier in a centre, if and where required
The list of all Verifiers must be notified, by designation, by the Registrar before commencement of the
enrolments and the list should be shared with the Regional office concerned
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What are the UIDAI Guidelines for Verification that the Verifier must keep in mind while verifying the
Documents?
Make sure that the resident has original documents for verification
The documents produced by the resident for Aadhaar enrolment/Update must be in the list of UIDAI approved
documents only
The format is for certificate to be issued by officials/ institutions (only those that are recognised in the UIDAI’s
valid list of documents) for Proof of Identity, Proof of Address, Proof of Relationship, Proof of Date of Birth is as
per Appendix D
Verifiers can refuse verification, if they suspect forged/altered documents. In cases where Verifier refuses
verification of the documents produced, reasons should be recorded in brief by the Verifier on the Enrolment
Form
In case the Verifier refuses verification with reasons or turns the resident back without recording any reasons,
the resident can approach a designated Authority created by the Registrar for Grievance Redressal
Verify Name, Date of Birth, Address, and Relationship Details against PoI, DoB, PoA, PoR, respectively
– Name
– PoI requires a document containing the resident’s name and photograph. Verify that supporting
document has both name and photograph of the resident
– If any of the PoI documents submitted does not contain the photograph of the resident, then it will not
be accepted as a valid PoI. In order to be inclusive and free of harassment, documents with older
photographs are acceptable
Confirm the name in the document by asking the resident his/her name. This is to ensure that the resident is
providing own documents
The name of the person should be entered in full. It should not include salutations or titles like Mr., Miss, Mrs.,
Major, Retd., Dr. etc.
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Wrong usage
(with salutation)
Wrong usage
(without salutation)
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
a. It is very important to write the person’s name very carefully and correctly. For example, the respondent may
tell that his name is V. Vijayan whereas his full name may be Venkatraman Vijayan. Similarly the full name of R.
K. Srivastava may actually be Ramesh Kumar Srivastava. Similarly, a female enrolee may tell her name as K.
S. K. Durga while her full name may be Kalluri Surya Kanaka Durga. Ascertain from her/him the expansion of
her/his initials and check the same in the documentary evidence produced.
POI
b. In case of difference in the name declared and the one in document (PoI) is limited to spelling and/or
sequence of first, middle and last name, the name as declared by the resident may be recorded.
Voter ID Card is used as a Proof of Identity Bank Passbook is used as a Proof of Address
(POI) (POA)
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c. If two documentary proofs produced by the enrolee have variation in the same name (i.e., with initials and full
name), the enrolee’s full name should be recorded.
d. Sometimes, infants or children may not have been named yet. Try to ascertain the intended name for the child
by explaining to the enrolee the importance of capturing the name of the individual for allotting EID. In case of
non-availability of supporting documents for PoI, the name should be recorded with the assistance of the
Introducer.
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Example 1 Below is the screenshot of Aadhaar Data Update Form of Aadhaar Holder. Here the Aadhaar holder is
updating his demographic details without Head of Family (HOF). The original documents will be verified
to update the details.
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To update the details, the relevant POI and POB have to be verified. Here are a few original documents that are
required to verify the identity of the Aadhaar holder.
PAN Card is used as a Proof of Marks Sheet (Issued by Government Board or University)
Identity (POI) is used as a Proof of Date of Birth (PoB)
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
The details of the Aadhaar holder are verified against the original documents (Birth certificate in this case).
Other Proof of Identity documents are: Other Proof of DOB (PoB) documents
are:
• Passport
• PAN Card
• PAN Card
• Birth Certificate
• Voter ID
• Passport
• Driving License
• Certificate of Date of Birth issued
• Government Photo ID Cards/ service photo identity
by Group A Gazetted Officer on
card issued by PSU
Letterhead
• NREGS Job Card
• Central/State Pension Payment
• Photo ID issued by Recognised Educational Institution Order
• Arms License
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UIDAI has released a notification regarding the updation of Name, Gender and Date of Birth in the Aadhaar records.
The number of updates is prescribed as:
Date of birth of resident can be updated once in a lifetime subject to condition that the present status of DOB is
declared or approximate
The POB document which was submitted while enrolment cannot be used again for POB updates in Aadhaar.
a. Date of birth of Resident must indicate day, month and year in the relevant field.
b. If the Resident provides documentary evidence of Date of Birth, then the Date of Birth is considered as
“Verified”. When resident declares the DoB without any documentary evidence, then date of birth is
considered as “Declared”.
c. When the resident is unable to give exact date of birth and only age is mentioned by the resident or
approximated by the verifier, then only age is recorded. The software will automatically calculate year of
birth in such case.
d. The Verifier should check the entry in the Enrolment/Update Form and ensure that the resident has
correctly indicated the date of birth as “Verified” / “declared” or has filled his/her age.
e. Updation of more than the approved limit needs to be done through an exception handling process. This
requires the resident to visit Regional Office.
f. Resident is required to submit any of the prescribed documents as a proof of date of birth.
g. Update request received from residents for change in Date of Birth from Declared/Approximate to be
verified will be allowed once in life time, irrespective of range or limit of change.
h. Update request received from residents for change of DOB whose date of birth is already verified will may
require to visit Regional Office of the UIDAI.
Residential Address
a. Verify that the PoA contains the name and address. The Verifier should ensure that the name in the PoA
document matches with the name in the PoI document. A difference in the name in PoI and PoA document
is acceptable if the difference is only in spelling and/or sequence of first, middle and last name.
b. The “Care of” person’s name, if any, is usually captured for children and old age people living with parents
and children, respectively. If not available, one can leave this Address line blank.
c. Enhancement of address is allowed. The resident may be allowed to add minor fields, such as House No.,
Lane No., Street Name, correcting typographical errors, minor changes/ corrections to PIN code etc. to the
address listed in the PoA as long as these additions/modifications do not alter the base address
mentioned in the PoA document.
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Landmark added
d. If the changes requested in Address Enhancement are substantial and change the base address that is
listed in the PoA, the resident will be required to produce an alternate PoA or enrol through an Introducer.
Change in House
Number
Relationship Details:
a. In the case of children below 5 years, “Name” and “Aadhaar Number” of one of the parents or guardian is
mandatory. Parent/Guardian must produce their Aadhaar letter when enrolling children (or they can be
enrolled together).
b. In the case of an adult, no verification will be done for the information on parent or spouse. They are
recorded for internal purposes only.
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a. Verify that the PoR document establishes relation between the Head of Family and the family member.
Only those family members can be enrolled based on the relationship document (PoR), whose names are
recorded in relationship document.
b. Head of Family must always accompany the family member when the family member is getting enrolled.
c. The verifier must also check the HoF details in the Enrolment/ Update Form in case of HoF based
verification. HoF’s Name and Aadhaar Number in the form should be verified against the Aadhaar letter.
d. Ensure that in case of HoF based enrolments, the relationship details mentioned in the form are of the
HoF only.
a. Advise the importance of mobile number for the purpose of eKYC through OTP and ensure the resident
provides his/her mobile number, though it is not mandatory.
b. Also advise the resident to provide his/her email address only to add an extra security if all types of
authentication fail and also information to residents can be shared through email.
c. Inform the resident that the mobile number can only be updated in the Aadhaar Enrolment centres and
cannot be done online.
Introducer
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Handbook for Ecosystem Partners (Registrars/Enrolment Agencies (EAs)/Supervisors/Verifiers/Introducers
Who is an Introducer?
a. Introducers are individuals (for example, Registrar’s employees, elected local body members, members of local
administrative bodies, postmen, influencers such as teachers, health workers and doctors, Anganwadi / ASHA
workers, representative of local NGO’s etc.) identified by a Registrar and registered in UIDAI’s CIDR as
“Introducers”.
b. In certain cases, the UIDAI Regional Office may itself take the initiative to identify a pool of Introducers for the
convenience of Registrars.
c. Introducer must be above the age of 18 years and Introducer must not have a criminal record.
d. Introducers will be linked to a Registrar. The same Introducer may be used by more than one Registrar as long
as they are identified by the Registrar concerned and registered in UIDAI’s CIDR as “Introducers” for the
particular Registrar. Therefore, the Introducer can only introduce people within the Registrar’s jurisdiction. In
addition, a Registrar can further limit the operations of an Introducer by administrative boundaries (State,
district level).
a. Once the Registrar identifies introducers region-wise (District/State in which the Introducer is authorised to
work), he will notify the Introducers.
b. The Introducers must attend the Aadhaar Awareness Workshop organised by the Registrar and UIDAI to
acquaint themselves with the Aadhaar programme and understand Introducer’s responsibilities and liabilities.
c. If the identified Introducer is ready to work as an Introducer, he/she will have to give a written consent
(prescribed Performa attached as “Appendix E”) to being an Introducer for the purpose of enabling Aadhaar
enrolments and to follow the guidelines and procedures laid down for the Introducers by the Unique
Identification Authority of India (UIDAI) and the Registrar.
d. Introducers need to be enrolled and must have received their Aadhaar numbers and signed the consent forms
before they start introducing residents in the field.
e. They must ensure that the Registrar has registered and activated them as an Introducer at UIDAI.
f. Introducers must keep themselves informed on the Enrolment Schedules, Enrolment Centre locations and
operational hours of the Enrolment Centres in their assigned territory.
g. They must ensure that their contact information is correctly displayed at the Enrolment Centre. In case of no
display/incorrect information, ask the Enrolment Centre supervisor to display/correct the details.
i. The Introducers must check the Resident’s Name and Address on the Enrolment form for correctness and
completeness. Introducer should also check his/her own details in the form and then provide his/her
signature/thumbprint on the Enrolment Form space provided.
j. Introducers should make themselves available during the working hours of the EC for endorsing residents. In
case, they are not available during the operational hours, they can visit the Enrolment Centre at the End of the
Day and check the list of residents pending for their endorsement.
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k. Introducer must carefully check the name and address details of the Resident and provide their
Approval/Rejection.
l. Introducers have to provide their biometric on Aadhaar client to endorse a resident’s enrolment.
m. The Introducer also signs/provides thumbprint on the consent for enrolment where consent print requires the
same.
n. Introducers confirm the identity and address of the resident they are introducing.
o. Introducer must only introduce residents who do not have documentary proof of identity or address.
p. Introducers are not obliged to introduce every person who approaches them.
q. Introducer cannot charge fees for introducing residents. However, Registrars can prescribe an honorarium to
be paid to them for this work.
a. Introducer must not collude with a person to impersonate another person (dead or alive) at the time of
enrolment.
b. Introducer must not help an Aadhaar holder to deliberately take on the identity of another person by changing
demographic information or even colluding to provide false biometric information.
c. Strict action will be taken against the Introducer for violation of guidelines.
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Chapter 3
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GPS Sync of
Enrolment Device
IMPORTANT
EA staff must ensure that the Enrolment Device must be attached to the GPS device
EA staff must ensure that the device is fully functional at the time of login into the enrolment client
EA staff must ensure that the device coordinates are captured with each enrolment
In cases where the device GPS coordinates are not available in the enrolment packet, the enrolment gets rejected
and the Operator will be BLACKLISTED or further legal action will be taken against the operator/supervisor
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Chapter 4
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There are other modes of enrolment for the resident who do not have any Proof of Identity and Proof of
Address documents i.e. through Introducer based enrolment or Head of the Family based enrolment.
Any resident who has resided in India for a period or periods amounting in all to one hundred and eighty-two
days (182 days) or more in the twelve months immediately preceding the date of application for enrolment is
eligible for Aadhaar Enrolment.
Resident needs to enrol only once, as multiple enrolments will result in rejections unless it is advised by the
Authority.
The waiting time for Aadhaar generation may vary up to 90 days after receipt of resident data packets in CIDR.
Note: In case of omission of Aadhaar number for reasons other than multiple Aadhaar numbers having been
issued, residents shall be required to re-enrol. The reasons for omission of Aadhaar Number are specified in
Appendix G.
Types of Enrolment
Introducers include:
Registrars’ own employees
Elected local body members
Members of local administrative bodies
Postman
Influencers such as teachers
Health workers
Introducer-based Doctors
Enrolment Anganwadis/ Asha workers
Representatives of local NGOs
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Child Enrolment The address and mobile number of child will be the
(below five years same as that of the linked parent/ guardian
of age) Note:
The change or update in Address cannot be
done simultaneously in the child and parent/
guardian
The parent/ guardian must first update his/ her
address before enrolling the child
After he/ she receives the Aadhaar, the child can
then be enrolled using the parent’s/ guardian’s
Aadhaar
Convenience Charge: Fresh enrolment and Mandatory Biometric Update for Child after obtaining 5 / 15
years in age is FREE OF COST. Operator/ supervisor asking money such activities will be BLACKLISTED
and further legal action will be taken against them. Complete Details of Charges that can be collected from
the Resident is mentioned in Appendix I.
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Biometric information required for enrolment from all individuals except for children below 5 years of age.
Biometric information namely - all ten fingers and Iris is not required for enrolment of children below 5 years of age.
Facial photograph is captured for the children below 5 years in age.
The demographic information shall not include race, religion, caste, tribe, ethnicity, language, record of entitlement,
income or medical history of the resident.
Enrolment of residents with biometric exceptions such as missing finger/missing eye etc., the following information
needs to be captured:
Exception photograph
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Step 1: Enrolment/Update
Step 3: Rejection
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Aadhaar number holder may seek alteration of his demographic information or biometric information in cases
mentioned below through the Aadhaar Update Process specified by the Authority.
In case any demographic information of an Aadhaar number holder is incorrect or changes subsequently, the
Aadhaar number holder shall request the Authority to alter such demographic information in his record in the
CIDR
In case any biometric information of Aadhaar number holder is lost or changes subsequently for any reason,
the Aadhaar number holder shall request the Authority to make necessary alteration in his record in CIDR
Mandatory Update: The biometric information of children has to be mandatorily updated upon attaining five
years of age and fifteen years of age
In case of deactivation, an Aadhaar number holder or resident is required to update his or her identity
information partly or fully
No identity information in the Central Identities Data Repository shall be altered/updated without the resident’s
consent or request. The reasons for deactivation of Aadhaar Number is specified in Appendix J
Mode of Updates
Link:
https://appointments.uidai.gov.in/bookappointment.as
px
The resident shall be assigned an update ID for tracking the status update, and the revised Aadhaar letter
may be made available to the resident in physical or electronic form.
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Chapter 5
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a. Enter the Demographic details of the resident from the verified Enrolment/Update Form.
b. In case of Aadhaar Update, only the fields which need to be updated should be marked and filled.
c. Ensure that the resident has provided his/her mobile number in the form. In addition to this encourage resident
to email ID in the form, for UIDAI to get in touch with the resident using these details, if required, like in case of
returned letters.
d. Pay attention to Data Aesthetics during demographic data capture. Avoid improper use of spaces, punctuation
marks, capital and small letters during data capture.
f. Leave those non-mandatory fields blank where no data is provided by resident. Do not enter N/A, NA etc. in
fields where Resident has not provided any data.
g. Filling Father / Mother / Husband / Wife / Guardian field is not mandatory for residents above the age of 5
years in case the adult is not in a position or does not want to disclose. Then select checkbox “Not Given” in
“Relationship to Resident”.
h. In case of children below the age of 5 years, one of the parents’ or guardian’s name and Aadhaar Number shall
be mandatorily recorded.
i. It is not compulsory for only father’s name to be recorded against the ‘parent’s name.’ Mother’s name can
alone be recorded for the ‘parent’s/ guardian’s’ name if so desired by the parent.
j. Enrolment of the parent is mandatory prior to the child. If the child’s father /mother / guardian has not enrolled
or does not possess Aadhaar Number at the time of enrolment, the enrolment of that child cannot be done.
k. For Head of Family (HoF) based verification Name, Aadhaar Number of HoF and Relationship Details of the
family member to HoF are mandatory details to be entered.
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Then, you will see a welcome pop-up of the set-up on the screen. Click Next button to allow
the set-up installation process.
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OTA Client has installed successfully. Now enter credentials Operation ID, Operator Name
and Password and then click Login for further processing.
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Step
Login to latest ECMP client using your login credentials.
01
Step
Select the Resident Type. Type the required details in the Personal Details section.
02
[email protected] https://uidai.gov.in/ Toll free: 1947
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Step
Fill all the Demographic Details and Contact Details including Mobile Number and email, if the
03 resident is willing to share. It is not mandatory to collect the mobile number and email.
Step Click References tab and select a document from Proof of Date of Birth (PoB) dropdown menu, if
you have checked the Verified box in the Demographics window. Otherwise, do not select the
04 document.
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Step
Now, select the documents submitted by the resident as Proof of Address (PoA) and Proof of Identity
05 (PoI) and choose the relevant documents from the dropdown menus.
Step Note: Fill the Head of the Family Details (for HoF enrolment only).
Enter the No. of Supporting Documents based on the type of Enrolment.
06 In case of Child Enrolment STEP 6 & 7 are not applicable.
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Step
Click Photograph tab and click the photograph of the resident.
07
Step
Go to Fingerprints tab. Capture the left hand figure impression then right hand fingers impression
08 followed by both Thumbs impressions using the biometric device.
Step
Click Iris tab.
09 Capture the both Iris impressions using the Iris scanner.
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Step Finally, click Review tab and confirm the details with the resident.
10 In case of any errors, go back to the relevant tab and correct the same. Click Confirm.
Step
You should give your thumb impression in the biometric slot and click Save.
11
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Step
Printing of Acknowledgement Slip and getting it signed by the resident.
12
Step
Mandatory Scanning of Supporting Documents, Acknowledgement Slip and Aadhaar Enrolment Form.
13 Click Print icon.
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Step
The Document preview window opens to preview the scanned documents. Also, you can check the
14 filled-in Aadhaar Update Form. After checking the details, click Close to close the window.
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Step
Click Print Receipt to take a printout.
15
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Select YES and enter the BRN/BAN Number, in case the Birth Registration Number is
available.
By entering the registration number, client will display the Name, DOB and Gender of the
Child.
Select NO in case the Birth Registration Number is not available.
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Select the document submitted and capture the photo of the document.
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Next, take the finger impression of the parent whose Aadhaar number is mentioned.
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After parent’s authentication, then the operator details have to be provided and click
Complete Enrolment.
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Once the enrolment is completed, the enrolled child’s parent will receive an SMS with the
enrolment number.
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Operator has to enter the resident’s mobile number in order to generate OTP.
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Operator has to enter Resident’s Aadhaar, Operator Aadhaar and OTP received on the
Mobile. Then operator has to take the resident’s biometric for authentication and check
Resident Disclosure.
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After all the steps are successfully saved, Operator has to click “OK” for final confirmation.
EID for the Mobile Update is generated and resident can track the status using the
Update EID.
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Select Life Cycle Changes menu. Click Update Resident information details.
In the Personal Details section, enter Aadhaar Number, Date of Birth and Gender of the
resident. Then, select Update biometric details checkbox.
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Go to References tab.
In the Relatives Details section, check ‘Not Given’ checkbox.
Enter the number of Documents as “2” i.e. Update Form and Acknowledgement Slip.
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Capture the all fingerprints and both thumb impression of the resident.
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Review the details and get confirmation from the resident. Click Confirm.
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Mandatory Scanning of Signed Acknowledgement Slip and Update Form. Click Print icon.
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The Document preview window opens. Here, you can check the filled-in Aadhaar Update
Form. After checking the details, click Close to close the window.
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Select Life Cycle Changes menu. Click Update Resident information details.
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Fill in the Resident Name, Aadhaar number, and fields Marked by the resident for Updation
(as per the Update Form) Click Next.
Go to References tab.
Please select the supporting documents based on the update request.
Enter the number of Documents based on the update request and click Next.
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Take resident’s picture and any one Biometric Attribute and click Next.
Review the details entered and get the confirmation from the resident. Click Save.
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The operator should give his/her thumb impression and click Save.
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The Document preview window opens. Here, you can check the filled-in Aadhaar Update
Form.
After checking the details, click Close to close the window.
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In the ‘Demographics’ page, enter the updated information as per the Update Form and
click Next.
Based on the update request, supporting documents are selected from the drop down and
number of the documents is mentioned accordingly.
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Capture Biometric confirmation of the Operator and the Resident and click Verify.
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Enter the resident’s Aadhaar Number and take his/her biometrics and click Fetch
Resident Details.
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In the ‘Demographics’ page, select “Photo Update” Check Box and click next.
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Click Review tab and check the updated details in confirmation with the resident.
Finally, click Save.
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Steps for Packet Synch and Operator Sync (UCL and ECMP Client)
After logging in to the client for the first time Synchronising of Operators Details is compulsory, for which
operator/supervisor needs to have Mobile number registered compulsory with Aadhaar.
Note: If operator/supervisor doesn’t login for 10 days than synchronise operators details need to be done again
Synchronise Operator Details (Operator/Supervisor must have registered mobile number for Sync & if Operator
doesn’t Login after 10 days sync needs to done again)
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Click on “Operator Sync” and wait for the syncing process to start
Once the process is complete click OK
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For Head of the Family (HoF) based Enrolment- Name, Aadhaar Number/EID
of HoF and Original Proof of Relationship (PoR) with the resident has to be
verified and dully mentioned in the Aadhaar Enrolment / Correction Form
In case of a child below 5 years, POI and POA document for verification is
not required, whereas Original Proof of Date of Birth, Aadhaar Number/EID of
either of the parents has to be verified and dully mentioned in the Aadhaar
Enrolment / Correction Form
For Introducer-based Enrolment, Name and Aadhaar Number of the Introducer have to be recorded in
the Aadhaar Enrolment / Correction Form. The Introducer details must be available in the Enrolment Client
Full name
Verify the Original Proof of identity documents (PoI) produced by the resident
before recording the name in case of Document based enrolment.
Follow the guidelines given below when recording the resident’s name:
– Enter the full name - Ascertain from her/him the expansion of her/his initials
and record the same. For example, resident may tell that his name is
V. Vijayan but his full name is Venkatraman Vijayan
– Do not include salutation or titles like Mr., Miss, Mrs., Major, Retd., Dr.
– Sometimes the infants and children may not have been name mentioned in Date of Birth Proof. In
such case please try to ascertain the intended name for the child by explaining to the resident the
importance of capturing the name of the individual and use the name mentioned in the Enrolment
Form
– In case of child below 5 years, POI/POA is not required whereas Original Date of Birth Proof and
Aadhaar Number of either of the parent as mentioned in the DoB Proof
Gender
M for Male
F for Female
T for Transgender
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Record Date of Birth (DoB) of Resident, indicating day, month and year in the
relevant field
If the resident does not have any documentary evidence (DoB Proof), record
date of birth and check the “Declared” box
When the resident is unable to provide exact date of birth and only mentions
his/her age, Operator should only record age in the field provided. The
software will automatically calculate year of birth
The local language transliterations may be incorrect due to phonetics and other reasons, and therefore it
may need manual correction and confirmed by the resident
If document furnished is not available in the drop down list of PoA, then it is not an acceptable PoA
document and resident may be asked to produce only the allowed PoA. For such cases the Enrolment
should not be performed till the time the resident produce the allowed documents.
Resident’s mobile number must be added in the Enrolment/ Update Form. In addition to this,
resident may be encouraged to provide e-Mail ID for status update and using various
Aadhaar-based services
In case the adult does not want to disclose, then select checkbox “Not
Given” in “Relationship to Resident”
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Disclosure
Disclosure under Section 3(2) of THE AADHAAR (TARGETED DELIVERY OF FINANCIAL AND OTHER
SUBSIDIES, BENEFITS AND SERVICES) ACT, 2016:
Ensure that the resident has provided his signature/ thumb print against this disclosure
Operator must read out critical fields to the resident before the Operator
finishes the Enrolment. The Operator must reconfirm the fields given below:
– email ID (optional)
Operator must ensure that no such text like NA, N/A or ND is entered in fields that do not have any
information
Leave those non-mandatory fields blank where no data is provided by resident in the Form
Confirmation from the resident must be taken on the complete information mentioned in the enrolment
application and Local language translation must be verified by the resident before finalising the
enrolment
For a child below 5 years, the biometric confirmation of linked parent/relative has
to be captured
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Operator needs to take out the print of Acknowledgement Slip containing EID
(Enrolment ID)
Resident has to sign the counter slip and provide it to the Operator for
scanning
Mandatory Scanning
All the documents are returned to the resident and should not be retained by
the Operator
Enrolment Agencies must use Biometric Devices certified by STQC for capturing Biometric data namely, Finger
print and Iris capture devices. The list of certified biometric devices is available at STQC website
http://www.stqc.nic.in/
Fingerprint Capture
Use a lint free cloth periodically to clean the platen of the Biometric Device
Check devices periodically for scratches, out of focus images or if partial images are getting captured
Fingerprints cut off, wet/smudged fingerprints, very light prints due to insufficient pressure will result in poor
quality
The resident’s hands should be clean (no mud, oil etc.). Ask resident to wash hands with water and soap, if
necessary
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The Resident should be requested to place all four fingers of the left hand/right hand/two thumbs on the
fingerprint scanner for the four-finger capture to ensure good contact and maximise the area of the captured
fingerprints
Ensure that the fingers are placed flat and till the top joint of the finger is placed well on the fingerprint
scanner
If automatic capture does not happen, the operator should force the capture 4 times till all the lights on the
device turn green
The operator should check the actionable feedback when capture fails. Some actionable feedbacks provided
by software are:
Number of fingers present does not match with expected number of fingers
– Excessive dryness
In case of additional fingers, ignore the additional finger and capture the main five fingers
In case of missing finger select the missing finger and follow the Biometric Exception Handling Mechanism
Iris Capture
Ensure correct alignment of left and right eyes and allows for more
accurate estimation of roll angle
The Resident will be required to sit in a fixed position, like taking a portrait
photograph
The software is able to measure the iris image quality. An initial image
quality assessment would be done to provide feedback to the operator
during the capture procedure. The software alerts the operator with
actionable feedbacks, if the captured iris image is of insufficient quality.
Some actionable feedbacks provided by software are:
– Occlusion (significant part of iris is not visible)
– Iris not in focus
– Gaze incorrect (resident looking away)
– Pupil dilation
The iris capture procedure is sensitive to ambient light. No direct or artificial light should directly reflect off the
Resident’s eyes
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The device should be held steady. In case device requires to be held by resident, the enrolment
operator/supervisor may help the resident to hold the device steady
Table light used for facial image capture should be switched off during iris capture
Direct sunlight or any other bright light shining on resident’s eye will create reflections and result in poor
quality image
Operator must instruct the resident to look straight into the camera, open eyes wide open, do not blink and to
be stationary during iris capture
If resident is having trouble during Iris scan and recapture is required, then the operator may navigate to the
next screen to capture other details and then return to Iris capture. This will relax the resident from constant
pressure to keep eyes wide open during iris capture
The Operator needs to be patient during capture and wait for the device response instead of scrolling,
navigating back and forth on screen
In case the Iris is not captured as required, Operator must try capturing the iris 4 times
Eye Glasses: If the person normally wears glasses, it is recommended that the photograph be taken
without glasses.
Accessories: Use of accessories that cover any region of the face is not permitted. Further, accessories like
turban are also allowed as religious, traditional practices
Operators need to be trained to obtain the best possible face images that satisfy requirements of the
software
For children, it is acceptable that the child sits on parent’s lap, but it needs to be ensured that parent’s face is
not captured along with child’s face
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Actionable feedback needs to be checked for captures that fail. Some of the actionable feedbacks in software
are:
– No face found
– Resident too far (eye distance in input image is less than 90)
– Resident too close (eye distance in input image is greater than one third of image width)
– Insufficient lighting
– Very low face confidence (faceness, object not identified as human face)
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Chapter 6
Exception Handling
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Exceptions in Handling
Problem Suggestions
Fingerprint Image Capture
Exceptions in Handling
Problem Suggestions
Fingerprint Image Capture
Exceptions in Handling
Problem Suggestions
Fingerprint Image Capture
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Chapter 7
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The enrolment operator/supervisor should follow the quality parameters as advised by the Authority and
should capture demographic and biometric details correctly
They must avoid the errors described below to avoid any financial implication and blacklisting from the
Authority
The errors made during enrolment/update may result in blacklisting of operator and he will not be able
perform any enrolment/update
Enrolment operator should verify and match the name carefully against the Proof
Document submitted by the resident.
Do not include any junk value or use any un parliamentary language, this may lead
Name to blacklisting of operator.
The name should not include any salutation like Mr. Ms. Smt. Dr. etc., else, such
enrolments will get rejected.
The transliteration in local language should match with the name in English.
Date of birth of the resident should be captured correctly as per the proof document
Age
submitted in case of verified case.
Enrolment operator should verify and match the Address carefully against the Proof
Document submitted by the resident.
Do not include any junk value or use any un parliamentary language, this may lead
Address to blacklisting of operator.
The transliteration in local language should match with the address in English.
The address should be captured in full and should include details like house
no/name, locality, street, City/Town/Village, Pin Code etc.
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Process Errors
Process Description
Enrolment Operator/Supervisor should make sure that photo is not taken from:
Hard copy of photo (passport photo etc.)
Photo on a monitor
Capturing Resident
Photograph Photo on a mobile device
The photograph should be clear and not blurred. There should be sufficient light
while capturing the photograph.
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Most of the enrolments are getting rejected due to Invalid Documents submitted by the residents.
Reviewers at Enrolment Centre need to be more vigilant in checking the document before Enrolment. Some
common rejections under Invalid Document category are mentioned below.
There are different types of document errors that the Enrolment Operator must be aware of. These document errors
are:
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Missing Document
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Fraudulent Document
Note: Refer to Appendix P - Quality Instruction Set for Enrolment Operators for the Quality Checklist.
Here are some common errors committed by enrolment operators. Each operator should be careful in avoiding them.
Enrolment
Slip/Aadhaar Card is Enrolment operator should not attach Enrolment Slip/Aadhaar as Proof of
attached as Identity/Address/Date of Birth. This is not a valid proof and will be rejected during
POI/POA/POR/DOB: Quality check. The operator may also get blacklisted for uploading incorrect
This will be rejected in document.
QC as Invalid
Document.
Invalid Document: During enrolment, the Enrolment operator should ensure that the document being
Aadhaar Letter is not accepted and scanned as POI/POA/POR/DOB is valid as per the UIDAI list of
valid as POI/POA/POR aproved documents. The operator should also ensure that the document is valid as
and will be rejected on date before accepting any document. Accepting invalid document will attract
under Invalid penalty on the operator and the may lead to BLACKLISTING of the opertor.
Documents.
Invalid Document:
Scanned copy of only
one side of Voter ID is A common error committed by enrolment operator, which has been noticed in
considered as invalid Quality check is that while accepting Voter ID as POA, operator should ensure, both
document. An operator sides of the documents is scanned.The enrolment will get rejected if both sides of
should ensure that Voter ID is not scanned.
both the sides of Voter
ID are scanned.
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Invalid Document:
Certificate issued by When accepting cerificate issued by Village head/Principal on letter head as
Principal/Village head POI/POA , the enrolment operator need to ensure the photo of resident is attested
without Name and on the certificate with stamp and signature of the issuing authority. If the photo graph
photo of resident is is missing in the certiicate, then the certificate is considered invalid and will be
considered as invalid rejected.
document.
Transliteration Error: Operators have to pay attention while entering the demographic details of the
Demographic Details resident. If the CAPS LOCK is ON, then attention need to be paid to the
in English does not transliteration. The operator need to ensure that the Demographic details entered in
match with Local English is matching with the local language as well, other wise the enrolment will be
Language rejected.
Operators have to pay attention that while accepting POI documents, the resident
POI: Resident name name should not have ‘urf’ , ‘alias’ in the Proof of Identifty document submitted. Such
having ‘urf’ , alias in document will be rejected during Qaulity Check. The POI document submitted
POI should have only a single name as entered in the enrolment form. Resident name
with ‘urf’ , ‘alias’.
Age-Photo Mismatch:
When the DoB is declared, care must be taken to verify the year of birth of the
Age and the photo of
resident. Especially in case of children, the year of birth should be verified with the
the resident should
parents while entering declared DoB.
match
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Chapter 8
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Offence Penalty
Offence Penalty
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Offence Penalty
Offence Penalty
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Offence Penalty
Offence Penalty
General penalty
Offence Penalty
Offences by companies
Offence Penalty
Where an offence under this Act has been Notwithstanding anything contained in
committed by a company, every person sub-section (1), where any offence
who at the time the offence was committed under this Act has been committed by
was in charge of, and was responsible to, a company and it is proved that the
the company for the conduct of the offence has been committed with the
[email protected] https://uidai.gov.in/ Toll free: 1947
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Offence Penalty
No penalty imposed under this Act shall prevent the imposition of any other penalty
or punishment under any other law for the time being in force.
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Cognizance of offences
1. No court shall take cognizance of any offence punishable under this Act, save on
a complaint made by the Authority or any officer or person authorised by it.
2. No court inferior to that of a Chief Metropolitan Magistrate or a Chief Judicial
Magistrate shall try any offence punishable under this Act.
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Unparliamentarily Language
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Review
Gross violation of the stipulated Rs. 50,000 per incident and suspension of
guidelines without potential intent to Operator for a year.
fraud - Overcharging resident for UIDAI
services / involved in corrupt practices
and for running unauthorised PEC found
during inspections.
Gross violation of the stipulated Rs. 100,000 per machine and suspension
guidelines with potential intent of fraud - of Operator for 5 years.
tampering with UIDAI’s software
(BYPASS of operator/supervisor
BIOMETRICS)
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* Capping on the total financial disincentive: Will be capped @ 50% of the total
payment in each monthly payment cycle
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Chapter 9
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:
Centre Address
EA Name and Code : :
Operator Name and Contact Number : :
Supervisor Name and Contact Number : :
:
EA (Nodal Officer) Name and Contact Number :
:
Registrar (Nodal Officer) name and Contact
Number :
***Operator should give priority treatment to senior citizens and differently-abled residents.
Operator should try to capture all the Biometrics i.e., 10 Operator should mark that specific exception only in the
Finger Prints, 2 Iris and Photograph. software and capture all other Biometrics.
In case Biometric Device is unable to detect Biometrics Operator has to capture exception photograph with
of senior citizens, operator should try the force capture clearly depicting the exception.
option.
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Responsibility
DOs DON'Ts
Enrolment Agency Ensure a standard procedure of Use one password for multiple
operator/supervisor on-boarding: Enrol sets of Operator IDs
operator/supervisor, Train and Certify
operator/supervisor, Register and Activate No two Operators should have
operator in EA Admin portal the same Operator ID (User
code)
Ensure proper training of operators
including device-specific training with the Avoid force capture of
help of device vendors/UIDAI Regional biometrics of operators or
Office supervisors at the time of
onboarding
Facilitate proper seating to ensure recording
of quality data by operator Uncertified operator/supervisor
should not be deployed
Set up 'Help Desk' to ensure crowd and time
management and address residents' Do not compromise on the
queries standard of equipment
deployed at enrolment stations
Make available at least one laptop back-up
at each enrolment centre
Collect and clean Pre-enrolment data to
save enrolment time at centre
Deploy only UIDAI approved biometric
devices. Ensure that all the equipment
required for enrolment is provided at the
enrolment centres
Sensitise the Supervisor /operator on the
importance of capturing their finger prints
clearly at the end of each enrolment
Rate Card is pasted at each Enrolment
Centre
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EA Staff- Ensure proper layout of the enrolment Do not demand extra money
Operator/Supervisor Station, such as height of table, positioning of other than prescribed by the
devices, position of the resident vis-à-vis the Authority for any kind of
operator, lighting and position and tautness Aadhaar update
of the white background
Do not deny any resident for
enrolment in case of Biometrics
Brief the enrolment procedure to resident
exception and poor quality
before and during enrolment to put the
finger prints
resident at ease and facilitate data capture
Do not speak rudely with
Read out if Resident is not able to read. residents
Make sure spellings of name, gender,
Do not re-enrol residents
address, relationship details are correct
without checking status of
earlier enrolments of resident
Be patient during enrolment and be
courteous to residents Do not enter N/A,NA etc. in
fields where Resident has not
Ensure that resident mobile number is provided any data
entered in the system
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Responsibility
DOs DON'Ts
EA Staff- Log in with your own Operator ID in Aadhaar Do not try to tamper the
Operator/Supervisor client and log off the application when leaving Enrolment client/machine
the seat so that no one else can use your
login window for enrolment Take Photo of a Photograph to
enrol a resident, take Photo of
Change your login password frequently Deity (GOD), Objects, Animal/s
is taken in place of Resident
Perform Operator sync activity regularly Photo and Use
Follow the standard operating procedure Un-parliamentary language in
prescribed by the Authority Resident Demographic details
Use the prescribed POI/POA only Attempt to enrol an adult as a
child to avoid taking Biometrics
Inform Authority proactively in case any fraud OR Attempt to enrol an child
is noticed by other EA Staff below 5 year in age as Adult
File, back up and store enrolment data as per Acts as a guardian or parent of
UIDAI guidelines a child only for the purpose of
Sign off all biometric exception cases after Enrolment
due diligence Upload incorrect document in
Ensure that GPS coordinates of all the support of any enrolment like
Enrolment machines are captured every day scan copy of any newspaper
before the start of any enrolment/update Use your mobile number and
email ID in residents Aadhaar
Attempt to mix biometrics of
resident while enrolment
Sign for enrolment done by any
other operator
Accept a photocopy, scanned
document or any document
form other than the original
POI/POA
Keep a copy of resident
POI/POA (hard copy or in
electronic form)
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Aadhaar Generation: Normally, it takes maximum up to 90 days from the day of receipt of enrolment packet
by UIDAI from the Enrolment Agency and is subject to passing all the verification processes
Delivery of Aadhaar: Normally, it takes up to 90 days from the day of receipt of enrolment packet by UIDAI's
CIDR to deliver Aadhaar to the address
Mode of Delivery: Sent across to the address by India Post, Downloaded from the UIDAI website using
registered mobile number or download M-Aadhaar using the registered mobile number
Status of Letters: Some letters either are lost in transit or residents have relocate
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Enter Aadhaar
UID EAADHAAR < Aadhaar > < email Id > < PIN code >
e-Aadhaar
Using any of the above methods, the resident can download an
electronic copy of the Aadhaar
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A resident can raise a request to reprint his/her Aadhaar in case they have not received original Aadhaar letter
or misplace/loss of original Aadhaar letter
In case if resident’s mobile number has not registered, check the box
‘My mobile number is not registered’. Then enter non-registered mobile number to receive OTP
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Chapter 10
Appendix(s)
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1. Service Providers shall make best efforts to protect the interests of residents.
2. Service Providers shall maintain high standards of ethics, integrity, dignity and fairness in the conduct of Aadhaar
enrolment and update of residents.
3. Service Providers shall fulfil their obligations in a prompt, ethical and professional manner.
4. Service Providers shall at all times exercise due diligence, ensure proper care and exercise independent
professional judgment.
5. Service Providers shall not divulge to anybody either orally or in writing, directly or indirectly, any confidential
information about the residents which has come to their knowledge, except where such disclosures are required
to be made in compliance with the Act or any other law for the time being in force.
7. Service Providers shall ensure that grievances of residents are redressed in a timely and appropriate manner.
8. Service Providers shall make reasonable efforts to avoid misrepresentation and ensure that the information
provided to the residents is not misleading.
9. Service Providers shall abide by the provisions of the Act and the rules, regulations issued by the Government
and the Authority, from time to time, as may be applicable.
10. Service Providers shall not make untrue statements or suppress any material fact in any documents, reports,
papers or information furnished to the Authority.
11. Service Providers shall ensure that the Authority is promptly informed about any action, legal proceeding, etc.,
initiated against it in respect of any material breach or non-compliance by it, of any law, rules, regulations and
directions of the Authority or of any other regulatory body.
12. Service Providers shall be responsible for the acts or omissions of their agencies and employees in respect of the
conduct of their enrolment and update services.
13. Service Providers should have adequately trained staff and arrangements to render fair, prompt and competence
services to residents.
14. Service Providers shall develop their own internal code of conduct for governing internal operations and laying
down standards of appropriate conduct for their agencies, employees and officers in the carrying out of their
duties. Such a code may extend to the maintenance of professional excellence and standards, integrity,
confidentiality, objectivity, and avoidance of conflict of interests.
15. Service Providers shall follow maker-checker concept in their activities to ensure accuracy of enrolment and
update data.
16. Service Providers shall not indulge in manipulative, fraudulent practices in the process of enrolment and updation.
17. Service Providers shall ensure security and protection of all data (demographic/biometric) collected from
residents in accordance with policies and processes as may be specified by the Authority for this purpose.
18. Service Providers shall enforce the decision of Authority regarding suspension/debarment/dis-empanelment of
enrolling agencies, operators, supervisors etc., as applicable.
19. Service Providers shall follow the standards for data fields, data verification and biometric fields specified by the
Authority.
20. Where required, Service Providers shall use only those devices and IT systems whose specifications have been
approved by the Authority.
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21. Service Providers shall follow the protocols prescribed by the Authority for record keeping and maintenance.
22. Service Providers shall follow the process and systems specified by the Authority for transmission of the data
collected.
23. Service Providers shall follow the confidentiality, privacy and security protocols as may be specified by the
Authority.
24. Service Providers shall follow protocols as may be specified by the Authority for spreading and communicating
the message, content and intent of the Aadhaar project. Since the Aadhaar logo and brand name are properties of
the Authority, the Authority will specify the manner and limits of the use of the Authority logo, brand name, brand
design and other communication and awareness materials.
25. Service Providers shall follow protocols, processes and standards specified by the Authority for the
implementation of the Aadhaar processes.
26. Service Providers shall submit periodic reports of enrolment to the Authority in the form and manner as may be
specified by the Authority.
27. Service Providers shall provide information related to the Aadhaar processes from time to time as requested by
the Authority.
Registrar: _______________________________________________________
Enrolment Agency: _______________________________________________
Enrolment Center Location: Complete Address_________________________
______________________________________________________________
______________________________________________________________
Enrolment Station Codes: All Stations________________________________
______________________________________________________________
Enrolment Agency Supervisor Name: ________________________________
Enrolment
S.
Checkpoints Agency
No.
Supervisor
Mandatory Requirements
A Station
A.1 Please check the latest specifications with UIDAI. Laptop/Desktop available USB hub for
connecting biometric and other devices; (Always Check with [email protected] for
latest requirements).
For ECMP version 3.3.4.2
3.2 Ghz base frequency quad core or higher (desktop ) or 1.9 GHz Base Frequency,
Quad Core or higher (laptop)
4GB RAM or higher
500GB HDD
Dedicated USB 2.0 Port(minimum 5 ports required
Note: (Windows Vista/any 64 bit Operating System is not supported)
A.2 UIDAI software installed, tested, configured and registered with CIDR as per installation and
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Enrolment
S.
Checkpoints Agency
No.
Supervisor
configuration manual. A new version must be installed latest within one month of release on
all registered laptops. VDM installed and services for the devices are running.
A.5 Digital Camera (Record Make & Model) must conform to UIDAI’s specifications.
A.6 White back ground screen, non-reflecting, opaque, ~3ft wide, and with stand ,available for
taking photographs
A.7 Extra monitor for residents to verify their data (15-16" with a resolution above 1024x768)
A.8 All devices necessary for enrolment must conform to UIDAI’s specifications
A.10 Memory Stick for data transfer (4 GB pen drive sufficient for 1 centre/day i.e. ~5 stations.
Enrolment Centre should maintain a stock of 20 days )
A.11 Printer ( A4 laser printer; must print photo with good quality receipt)
A.14 Data Card /Internet connectivity for Enrolment Client. Client synch is mandatory every 5
days.
A.15 All Operators and Supervisors enrolled into AADHAAR ,registered with CIDR, Certified and
Activated
A.16 All Operators and Supervisors on-boarded into Aadhaar Client for local authentication.
A.17 The pre-enrolment data from the Registrars, if used, is available for import on laptops
A.18 If Registrar has additional fields to be captured , then the KYR+ software for capturing the
KYR+ fields is configured and tested
A.21 Hardware keys for Enrolment Stations for security reason (may be prescribed after October
2012)
A.22 Scanner for scanning documents during enrolment, where scanning is being used
(pre-scanned documents can also be attached)
B Centre
B.1 Backup power supply (generator) of 2 KVA capacity for every five enrolment stations kept in
a centre
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Enrolment
S.
Checkpoints Agency
No.
Supervisor
B.4 Bubble packed, water-resistant, envelopes (CD mailer) for transferring pen drives/ hard
disks to CIDR (2 Envelopes/day/centre. Enrolment Centre should maintain a minimum stock
of 20 days)
B.5 Download and install latest version of Aadhaar SFTP client if using online mode for data
transfer to CIDR. All packets need to be uploaded within 20 days of enrolment. The
enrolment client will freeze if packet pending for uploads exceed 1000 on the station.
B.6 Photocopier for Xerox of resident's PoI, PoA documents (or provisions as per contract).
B.7 Data Backup of each station at least twice a day on an external hard disk (backup should be
maintained for a minimum period of 60 days).
B.8 Adequate lighting, fans and power points for plugging various biometric devices available
B.12 Posters depicting enrolment process in English & the local language present in visible
places
B.13 Grievance handling Helpline Number and other important numbers displayed prominently
inside/outside the enrolment centre
B.14 The User Manual of the software available for ready reference & operators aware of the
same
B.15 Ink pad for taking thumb impressions on consent where resident/introducer is unable to sign
B.17 Mobile phone/ Land phone/Internet available for immediate communication with UIDAI
/Registrars etc.
Desired
C Other Logistics
C.4 Sufficient number of tables and chairs for enrolment station operators
C.6 Hall / room spacious & furniture organised to minimise movement of enrollee while capturing
biometric information
C.7 At least one station is suitable for physically challenged, pregnant women, women with
infants and elderly enrollees. This station is clearly marked with a visible banner. Enrolment
centre is preferably setup in ground floor.
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Enrolment
S.
Checkpoints Agency
No.
Supervisor
C.9 Material for cleaning biometric instruments and laptops as specified by device
manufacturers
C.11 Sufficient no. of operators available for job rotation & preventing operator fatigue
C.13 Security arrangement in place to stop enrollees from carrying bags / suitcases or any other
material into the enrolment centres
C.14 A ramp is provided for disabled and old age people; It is recommended that the centre
should be setup in the ground floor of the building
D.2 All wiring on the floor or along the walls properly insulated
D.3 Wiring required for the generator backup and for connecting the various devices used for
enrolment neatly organized
D.4 Fuel for generator or any other inflammable material stored away from the enrolment area
D.6 Power generator kept sufficiently away from the enrolment stations
D.7 Local Emergency Help numbers available at the center & operators aware of the same
__________________________ ________
Date Sign
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The Aadhaar number of an Aadhaar number holder shall be cancelled in the following circumstances:
a. If it is established that more than one Aadhaar number have been issued to the same person, then the
Aadhaar number assigned from the earlier enrolment shall be retained, and all subsequent Aadhaar
numbers shall be cancelled .
b. Where the Aadhaar number has been generated in violation of the prescribed guidelines:
i. “Photo on Photo” case where core biometric information is not available: Where an existing
photograph is used for enrolment instead of capturing a new photograph at the enrolment
centre, and where core biometric information has not been captured during enrolment, the
resident’s Aadhaar number shall be cancelled
ii. “False Biometric Exception” cases: Where the enrolment has been wrongly carried out as a
‘biometric exception’ case, the Aadhaar number shall be cancelled.
iii. Where an adult has been enrolled as a child below five years of age to avoid capturing of
biometric information, Aadhaar number shall be cancelled.
iv. Any other case requiring cancellation owing to the enrolment appearing fraudulent to the
Authority
Upon cancellation, services that are provided by the Authority to the Aadhaar number holder shall be disabled
permanently.
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1. The Aadhaar number of an Aadhaar number holder shall be deactivated in the following circumstances:
a. “Photo on Photo” and core biometric information is available: Where an existing photograph is used
instead of capturing a fresh photograph at the enrolment centre, and where core biometric information of
the resident has been captured, the Aadhaar number shall be deactivated, and the resident will be asked
to update his photograph. Upon successful update of his photograph, the Aadhaar number may be
reactivated.
b. “False Partial Biometric Exception” cases: Where certain attributes constituting biometric information
have not been captured despite the resident being in a position to provide them, the Aadhaar number
shall be deactivated.
c. Where it is found at a later stage that enrolment has been carried out without valid supporting documents,
the Aadhaar number shall be deactivated till it is updated by the Aadhaar number holder after furnishing
valid supporting documents.
d. Where the information captured has been flagged as having bad data and requiring update (such as
mixed/anomalous biometrics information, abusive/expletive words and un-parliamentary language in
resident demographics, multiple names in single name using ‘urf’ or ‘Alias’), the Aadhaar number shall
be deactivated till it is updated by Aadhaar holder.
e. Where a child having attained the age of five or fifteen years of age fails to update his or her biometric
information within two years of attaining such age, the Aadhaar number shall be deactivated. In cases
where such update has not been carried out at the expiry of one year after deactivation, the Aadhaar
number shall be omitted.
2. Upon deactivation, services that are provided by the Authority to the Aadhaar number holder shall be
discontinued temporarily till such time the Aadhaar number holder updates or rectifies the information, owing
to which his or her Aadhaar number has been deactivated by the Authority.
1. Any case reported or identified as a possible case requiring omission or deactivation may require field inquiry,
which may include hearing the persons whose Aadhaar number is sought to be omitted or deactivated.
2. An agency nominated by the Authority shall examine/inquire and submit a report to the Authority as per the
procedures as may be specified by the Authority for this purpose.
3. The Authority may initiate necessary action upon receiving the report and the decision to omit or deactivate
an Aadhaar number shall lie with the Authority.
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Enrolment Agencies must download latest ECMP Client from the path specified by the Authority. After downloading the
client and during the usage, Operator/Supervisor faces multiple issues/challenges as mentioned below. Resolution to
be adopted by the staff to resolve such issues is provided against each error for reference and following the instructions
mentioned-
1. Error- Operator
Authentication Failed
Resolution –
Check Bio-Lock (in Portal
/ M-Aadhaar)
Aadhaar is Suspended
(required bio update)
Auth template
re-extraction > Contact
UIDAI Tech Support
Resolution –
Please check network
connectivity (link / speed)
If network is fine, then
please re-on-board
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Resolution –
• Provide the entire
Pincode Data (Number,
District, Sub-District,
VTC)
• Download & Import the
latest “Master-data” file
(in ECMP / UCL)
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Resolution –
Process -> Export
Enrolment Data ->
Synchronise Operator
Details -> Synchonise
Packet States (enable full
sync)
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Resolution –
The Operator has not
been properly
on-boarded. Please
on-board again
Few System
file(s)/folder(s) are edited
Resolution –
After starting system wait
for some time and then
start the client,
if issue still persist then
we need to go services->
restart Aadhaar
Multiplatform Device
Manager & Aadhaar
QQSSITV Service
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Resolution - Installation of
client machine was not done
properly-> uninstall all client
software restart your
system-> start installation
process again
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Weightage
S. No. Nature of Deficiency/ Error
Point
1 Gross violation of the stipulated guidelines with potential intent of fraud-tampering 2000
of UIDAI’s software (BYPASS of operator/supervisor Biometrics)
2 Gross violation of the stipulated guidelines with potential intent of fraud- 1000
I. Overcharging resident for UIDAI services/involved in corrupt practices.
II. For running unauthorized enrolment center found during inspections
III. Found involved in corrupt practices based on the outbound dialer survey
3 Biometric Error I (BE-I) 200
I. Full finger prints or full iris incorrectly recorded as missing
II. Photo of photo with in a Biometric exception
III. Exception photo of a different person
IV. Exception photo of an object
4 Photo of photo (POP) 200
I. When a photo is of other photograph /or Non-Human
5 Use of unparliamentarily language/abusive language in residents demographics 20
6 Document Error (DOE I) 200
I. Fraudulent document
II. Missing document
7 Document Error (DOE II) 0.5
I. Poor quality document
II. Invalid document
III. Demographic data mismatch
8 Delay in upload of enrolment packet after 20 days from date of enrolment 1
9 Sync but not uploaded upto 30 days from date of enrolment is deemed to be lost 1
packet
10 Delay in upload of enrolment packet after 10 days from date of enrolment 0.5
11 Biometric Error II (BE-II) 0.5
I. Bad quality photo in exception photo
II. Exception not visible in exception photo
12 Biometric Error III (BE-III) 0.5
I. Photo not as per guidelines
13 Demographic Error (DE) 0.5
I. Gender/Photo mismatch
II. Age/Photo mismatch
III. Error in Name/incomplete Address
IV. Relationship mismatch
Total Error Weighatge Sum of Above
The Performance indicator in percentage is = 100*(Aadhaar Generation – total error Weightage)/Total Aadhaar Generation
Example Aadhaar Generation =100000 , Total error Weightage =500
Total The Performance indicator in percentage = 100*(100000-500)/100000 = 99.5%
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