India's Cooperative Federalism During Covid-19 Pandemic
India's Cooperative Federalism During Covid-19 Pandemic
Abstract
The role of cooperative federalism in India in dealing with the challenges of
the Covid-19 pandemic and its effects such as economic crisis and large-scale
human migration, among others, is put to test. The initial stages of the pan-
demic response highlighted the unitary tilt in the Indian federal structure. At
the later stages of this crisis, cooperative federalism also appears to be visible.
Nevertheless, the lack of cooperation between the States, and the Centre’s fail-
ure to facilitate horizontal federalism without invoking any intergovernmental
agency for the purpose has made the lives of migrant workers miserable. An
intergovernmental institution such as Inter-Sate Council (ISC) could have been
used as a common forum for the Centre and the States for the purpose of both
vertical and horizontal cooperative federalism. The pandemic has also brought
to the fore the importance of India’s grassroots level of government, though,
unfortunately, their potential remains underutilised.
Keywords
Covid-19, cooperative federalism, local government
Introduction
Ideally, the relations between the Centre and the States should be guided by the
spirit of cooperative federalism, on the one hand, among different States, and on
the other, between the States and the Panchayati Raj Institutions and the Urban
Local Bodies. It is ironic that States in India are very possessive of their constitu-
tional rights protected under the Seventh Schedule of the Constitution and are
often heard invoking the principle of federalism in case of central intrusion in
1
School of Law, SVKM’s NMIMS (Deemed to be) University, Hyderabad Campus, Telangana, India.
Corresponding author:
Prakash Chandra Jha, School of Law, SVKM’s NMIMS (deemed to be) University, Hyderabad Campus,
Plot No. B4, Green Industrial Park, Polepally SEZ, TSIIC, Jadcherla, Mahbubnagar, Telangana 509301,
India.
E-mail: [email protected]
2 Indian Journal of Public Administration
their domain. But when it comes to sharing power with local governments, States
forget all principles of federalism. In fact, State–local governments’ relations in
India are devolutionary and are not based on the principle of federalism. There is
hence the need for research pertaining to interstate relations and State–local rela-
tions. Oommen (2020) notes:
The Constitution also provides for functional decentralisation of public services like
drinking water, primary healthcare, primary education, and link roads, amongst many
others. Partly due to the neglect by the union and mainly because of the deliberate
refusal of several states to carry forward the mandated functional, financial, and admin-
istrative decentralisation during the last quarter century, the much-needed democratic
process for deepening local democracy has suffered a grievous setback. Except in a
few states like Kerala, the progress of local democracy has been halting and haphazard.
Constitutional Context
The Seventh Schedule of the Constitution of India lists legislative and executive
powers between the Union and the States. The Central government has exclusive
power over the subjects in the Union List, and the State over subjects in the
State List. Both the Centre and the States have jurisdiction over subjects in
the Concurrent List. Public health and sanitation are in the State List. The Union
List includes railways, shipping and navigation, and airways—all of which affect
economic activities including the movement of people across State boundaries. In
areas such as education/training, both the Centre and the States/UTs have the
authority to make laws. However, in case of conflicts, the law made by the Centre
would prevail over the States. The Centre for Disease Control and the Indian
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Council of Medical Research are central institutions that also play important
roles. Some of the legislations such as the colonial-era Epidemic Disease Act
(1897) and the National Disaster Management Act (2005) strengthen the hands of
the Central government in times of crisis (James, 2020).
As far as epidemics are concerned, several subjects across the three lists are
potentially relevant. These include the Union List subjects on port quarantine and
on interstate migration and quarantine, the State List subject on public health and
the Concurrent List subject on the spread of infectious diseases from one State to
another/other State/s.
Following the 73rd and 74th Constitutional Amendments in 1992, States are also
expected to strengthen the third-tier governments on a range of matters including
health (although this is not a mandatory requirement). This is reflected, for instance,
in specific State municipal laws that empower the Municipal Commissioner to
address the spread of epidemic diseases. It can be argued that our Constitution
envisages a role for all the three tiers of government to address Covid-19. With
public health being a State List subject, and the aforesaid Union List and Concurrent
List subjects referring only to ports and interstate matters, a law that gives a primary
role to States and a coordinating role to the Centre would likely reflect the
constitutional scheme most accurately. States manage public health and sanitation
matters, including developing and implementing public health strategies such as
containment (surveillance and contact tracing, and quarantining) and mitigation
efforts. In most States, as part of the administration, a Central government employee,
the health secretary, is responsible for coordinating anti-Covid-19 activities.
Healthcare services are delivered through State hospitals and clinics (James, 2020).
Moreover, under Article 242 of the Constitution of India, local governments
are authorised to conduct several functions in urban areas—one of these is public
health, but the specific functions of local governments are determined by State-
level legislation. Thus, local governments are an integral part of the effort to
combat Covid-19, although the degree of autonomy they possess varies from
State to State (James, 2020).
Thus, the Indian Constitution provides for a cooperative federal model. At the
time of the first lockdown, the situation of migrant workers and fiscal issues
associated with the pandemic has called into question the meaning of cooperative
federalism. However, since the second phase of the lockdown, the Centre, to some
extent, understood the sensitivity of States, and the autonomy of States in terms of
taking measures against the epidemic was restored. Before discussing the
challenges of cooperative federalism, the next section throws some light on
cooperative federalism during the Covid 19 pandemic.
and large-scale and human migration is put to test. The initial stages of the
Covid-19 response highlighted the unitary tilt in the Indian federal structure. At
later stages, cooperative federalism was also visible at the vertical level. At the
horizontal level, the lack of cooperation and coordination among the States made
the lives of migrant workers miserable. The Centre’s role as a facilitator of hori-
zontal federalism was also questionable.
Without the cooperation of the Centre, States and local governments, it would
not have been possible to take on the outbreak in the world’s second-highest
populated country—with high density, where social, religious and political
gatherings is a norm of life and where there is large-scale interstate migration.
India defied the fears of the world’s topmost experts in this regard. When the
Covid-19 outbreak started spreading by the middle of March, Centre and State
governments took several measures to contain the outbreak. Many State
governments moved with imposing partial lockdowns and closing their borders.
On 24 March 2020, the Centre announced a three-week nationwide lockdown,
thereby restricting the movement of the entire 1.35 billion people in India.
Surprisingly, the national lockdown was imposed with only four hours’ notice,
leaving most States unprepared. This led to a chaotic situation for migrant workers
who were forced to return to their home States. However, the unprecedented
action by the Central government, which would have created a major political
flashpoint in normal times, was not opposed by State governments. Throughout
May, June and July, subsequent lockdowns with varying degrees of restriction
were imposed by the Centre and State governments (Sahoo, 2020).
Rekha Saxena argues:
A key feature of India’s response to the Covid-19 outbreak has been the close col-
laboration and cooperation between the Union (Central) and State governments. The
pandemic has underlined the necessity for strengthening cooperative federalism since
no single jurisdiction or level of government has the capability to deal with the crisis
on its own. (Saxena, 2020)
Though the Covid-19 outbreak was an apt opportunity for a true display of this
cooperative nature of federalism, unfortunately, this was not the case during the
initial phases of the lockdown. Rather, a top-down approach seemed to have been
followed. The Central government, in fact, faced considerable criticism for this
move. Later on, however, things changed a bit. The PM began holding consulta-
tions with the chief ministers of various States, before issuing orders for extension
of lockdown. States got more and more say in decision-making. It was finally up
to the State governments to decide which area would be declared a containment
zone and which would not be.
The pandemic brought two arch-rivals on the political field: Home Minister Amit
Shah and Delhi Chief Minister Arvind Kejriwal who had meetings more than once
to discuss and check the spread of Covid-19. After meeting with Shah, Kejriwal
tweeted: ‘Extremely productive meeting between Delhi government and Central
government. Many key decisions were taken. We will fight against corona together’
(The Hindustan Times, 2020a). Even a Congress-ruled State like Rajasthan
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appreciated the effort made by the Centre. This is evident from the letter written by
Rajasthan chief minister Ashok Gehlot to Prime Minister Modi:
In such a difficult and challenging time you had meaningful dialogue with the Chief
Ministers of the states through video conferencing in the last few months, which is
commendable. Along with the ideals of collaborative federalism, such dialogues help in
exchange of knowledge, knowledge of better strategies being adopted in various states
and establishing mutual coordination. (The Hindustan Times, 2020b)
country throws up surprising results. Even Jharkhand, Bihar and Madhya Pradesh,
which are considered lower income States, have managed to improve their
infrastructure and established Covid-19 labs in every district. Now India is
undertaking about twelve lakhs tests a day. As against the death rate of 749
individuals per million in the United States and over 750 per million in European
nations such as the United Kingdom, Italy and Spain, the rate of fatalities in India
is 93. (Worldometer, 2020) Lauding India’s efforts in fighting the pandemic, the
World Health Organization (WHO) noted:
Over a period of five months, the number of laboratories in the country rose from 14 in
February to more than 1596 in August. The testing rate has been ramped up significantly
over the last few months with the introduction of the rapid antigen detection test in addi-
tion to the molecular tests, which remain the mainstay of diagnosis. (WHO, 2020)
By and large, there was cooperation at all levels of government. But there were
exceptions: a notable one was the announcement of the nationwide lockdown on
24 March 2020 with little advance consultation or notice. State/UT and local
governments were trying to contain the virus while simultaneously dealing with
the economic consequences of the lockdown. The Central government eventually
stepped in after several weeks. The lockdowns, the situation of migrant workers
and the fiscal issues associated with the pandemic also called into question the
very meaning of ‘cooperative federalism’. The next section will delineate these
issues in some detail.
Even with regard to interstate travel, accusations kept flying about restrictions
over entry at the States’ borders. For instance, in May, the Uttar Pradesh
Government did not allow buses from Rajasthan and Haryana to enter its borders.
Karnataka prevented the entry of people from Gujarat, Maharashtra and Tamil
Nadu. Thus, interstate restriction in the wake of lockdowns resulted in agony to
the passengers. The need for a robust and responsive system of co-ordination
amongst the States and the role of the Centre in facilitating such coordination at
the grassroots level cannot be emphasised enough (Agarwal, 2020).
As Assam’s Covid-19 cases rose, the State government pointed a finger at
Rajasthan. The spat started after 6 May, when a bus packed with forty-three
passengers returned from Rajasthan’s Ajmer Sharif, which was a red zone,
bringing five more cases to Assam (Kalita, 2020).
While West Bengal Chief Minister Mamta Banerjee declared on 23 April that it
would do everything to bring back the lakhs of migrant workers stuck across the
country, the State reportedly did little to make good on this promise. Despite the
Centre’s notification, Bengal, which has shown a high fatality rate for the virus, was
slow to open up its borders (Ghosh et al., 2020). Both Maharashtra and Karnataka,
host to a large number of workers from Bengal, complained that the State was
refusing to give consent for trains ferrying them home. The Gujarat government
fumed about a communication breakdown, alleging that Bengal officials did not
even respond to its requests to accept migrant trains. Buses from Jharkhand were
turned back at the Bengal border, with the latter claiming it had no standard operating
procedure to receive migrants (Mukesh, 2020). Kerala sought urgent help from the
Centre when Karnataka closed its border, cutting off essential supplies of food and
medicine for the people of North Kerala (Smitha, 2020).
The matter of who was to foot the transport bill of migrant workers also caused
tension among States. Delhi and Bihar got into a heated exchange after the former
demanded reimbursement for sending migrants on a special Shramik train to
Muzaffarpur. Delhi claimed that the Bihar government must reimburse it for
buying tickets in bulk for returning migrants. The Bihar government shot back
that migrants would be compensated for train fare at the quarantine centres once
they returned (Chakravarty, 2020).
The political war of words over the movement of migrant workers on Shramik
special trains continued as the Union Railways Minister Piyush Goyal (BJP)
accused the governments of West Bengal, Jharkhand, Chhattisgarh and
Rajasthan—all Opposition-ruled States—of not giving permission to receive the
trains, drawing strong rebuttals from the States (Dastidar, 2020).
Most of the States, including major Opposition-led States such as Maharashtra,
Punjab, Rajasthan, Kerala, Andhra Pradesh, Delhi, Telangana and West Bengal,
found it difficult to fund basic relief measures in this crisis and requested the Centre
to release the money urgently. Many States faced a financial crunch because they
were not able to get their due share from the GST revenue collected by the Centre.
Some observers question centralising the motives of the Centre culminating into
the ToRs of the FC where, among other things, the FC was asked to examine whether
revenue deficit grants should be provided at all for the State governments (ToR 5),
and to recommend measures for controlling ‘populist measures by the States’
(ToR 7 (viii)). Such mandates not only compel the FC to go beyond its constitutional
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mandate but also reveal how non-elected bodies are being misused to constrain the
fiscal space of the States. This not only weakens the foundations of fiscal federalism
but also runs against the tenets of cooperative federalism (K.S. Ghosh, 2020).
Further, even as States were then being granted more powers to shape their
own Covid-19 approach, the impact of the top-down approach adopted during the
early stages of the lockdown has hampered their ability to successfully formulate
their own policies. For instance, during the early stages of the outbreak, the Centre
adopted a policy that allowed the Centre’s disaster management funds to benefit
from corporate social responsibility contributions. However, this same privilege
was denied to the States.
The Centre and the States must understand the huge potential of local self-
government to fight the Covid-19 pandemic and restore India’s economic health.
There are about thirty-two lakh elected representatives in the panchayats and
about two lakh more in the municipalities. About ten–twelve lakh are drawn from
the SCs and STs. They are the ones in touch with the neediest, the most destitute
in every village and town. Then, there are some fourteen lakh women leaders in
villages. They constitute the largest body of democratically elected women in the
world (Aiyar, 2020).
Covid-19 has brought home sharply the significance and need of the local government,
the gram sabha, and all the participatory institutions that the 73rd/74th Constitutional
Amendments, 1992, have given to the people of India. These amendments have
endowed the panchayats and municipalities with such authority and power to deliver
economic development and social justice at the local level. (Articles 243G and 243W)
In their recent study, Acharya and Porwal have found that despite the Indian gov-
ernment’s efforts to contain the disease in the affected districts, cases have been
reported in 627 (98%) of 640 districts. They have underlined the need for devising
a tool for district-level planning and prioritisation and for effective allocation of
resources (Acharya & Porwal, 2020).
Dutta and Fischer made the case for the critical role of local governance in
coordinating pandemic response by examining how State authorities have
attempted to bridge the gap between the need for a rapid, vigorous response to the
pandemic and the local realities in three Indian States—Rajasthan, Odisha and
Kerala. Through a combination of interviews with mid-and low-level bureaucrats
and a review of policy documents, they show how the urgency of Covid-19
response galvanised new kinds of cross-sectoral and multi-scalar interactions
between administrative units involved in coordinating responses, as local
governments assumed crucial responsibility in the implementation of disease
control and social security mechanisms.
The Centre increasingly accepted the fact that without States’ cooperation,
Covid-19 problems could not be dealt with. Repeated teleconferences between
the prime minister and the chief ministers were testimony to the fact. Thus, a
notable acknowledgment of the need to evolve solutions through a consultative
process involving the States and offering flexibility to States to adapt guidelines
to their respective circumstances, and the States accepting the need for guidelines
from the Centre to meet the challenges from the pandemic were good signs of
cooperative federalism. Central leadership must understand that the ‘more
powerful the states became, the lesser would be the governance problems for the
nation as a whole’. As Varshney has argued, ‘This binary—that a strong Centre
requires weak States and vice versa—is conceptually flawed’ (Varshney, 2013).
States should be seen by the Centre as drivers of India’s growth. A great deal
of understanding should be developed between the Centre and the States over the
introduction of GST and the creation of a common market. As for the recent
controversy over GST, the Centre needs to respect the commitment made to the
States with regard to the payment of their due GST compensation. New challenges
emanating from Covid-19 infection call for new intergovernmental institutions or
operationalisation of such dormant institutions contemplated in the Constitution.
Concluding Observations
India is fighting a war at several fronts: the Covid-19 pandemic, an economic
downturn made worse by the lockdown, a migrant workers’ crisis and China
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Funding
The author received no financial support for the research, authorship and/or publication of
this article.
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