Principles of Energy Conversion: Part 11A. Solar Energy Insolation
Principles of Energy Conversion: Part 11A. Solar Energy Insolation
19 Solar Radiation 3
19.1 Overview and Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
19.2 Solar Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
19.3 Terrestrial Insolation & Solar Angles . . . . . . . . . . . . . . . . . . . . . . . . 11
19.4 Beam Normal Insolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
19.5 Diffuse-Scattered Insolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
19.6 Reflected Insolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
19.7 Total Insolation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
19.8 Shading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
19.9 Solar Constants for Northern Latitudes [1] . . . . . . . . . . . . . . . . . . . . 23
References 24
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Article 19 Solar Radiation
The nomenclature used in solar engineering vary widely with no accepted standard
for symbols and units. The nomenclature used in these notes is not the same as in the
HVAC textbook. Translation of symbols with those used in the textbook are periodically
located throughout the notes.
Shape Factor; angle between surface and Fss ≡ Fws Configuration Factor; angle between sur-
sky for diffusion radiation face and sky for diffusion radiation
Angle Factor; angle between surface and Fsg ≡ Fwg Configuration Factor; angle between sur-
ground for ground-reflected radiation face and ground for ground-reflected
radiation
4
19.1 Overview and Background
Azimuth Angle of Surface Normal relative α2 ≡ ψ Surface Azimuth Angle relative to North;
to South, angles east of south are negative ψ = α2 + 180; as with φ, the definition of
ψ should be relative to South
γ surface solar azimuth; γ = ∣φ − ψ∣
Local Standard Time; depends upon time EST ≡ EST Local Standard Time
zone of interest, EST: eastern standard
time
Daylight Savings Time; depends upon EDT ≡ DST Daylight Savings Time
time zone of interest, EDT: eastern day-
light time
Mean Solar Time; constant velocity solar MST ≡ LCT Local Civil Time
time, based on location relative to local
meridian;
Apparent Solar Time; corrected solar AST ≡ LST Local Solar Time; LST = LCT + EOT
time for variation in velocity of Earth;
AST = MST + EOT
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Article 19 Solar Radiation
Solar energy received by the Earth does not cover the entire spectrum shown in
Figure 19.1. The variation of extraterrestrial solar energy with wavelength is shown
in Figure 19.2. The higher energy is now on the left side of the plot; the wavelength
axis is opposite that shown in Figure 19.1. The energy flux per wavelength shown in
Figure 19.2 is the wavelength-specific energy flux impinging on the atmosphere of the
earth. The flux of solar energy [energy/area] is known by a variety of terms: irradiance,
radiance, irradiation, insolation, and energy flux.
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19.2 Solar Energy
l
l
l
l
Figure 19.2. Extraterrestrial solar spectra. Data from ASTM E-490-00 Standard Extraterres-
trial Reference [4].
All of the solar energy lies in a narrow band of the electromagnetic spectrum; from
approximately 0.2 µm to 2.5 µm. The total extraterrestrial solar energy flux is found by
integrating under the wavelength-specific energy flux curve; which is known as the solar
constant S.
There is no consensus on the value of the
solar constant. The annual average value of
the solar constant reported by NASA is S =
1353 ± 1.6% W/m2 ; other values reported are
1367 W/m2 and 1377 W/m2 [2, 3].
Extraterrestrial solar insolation, AS , varies by
approximately ±3.3% during the year as a result
of the Earth’s elliptical orbit around the Sun.
Sunspots and solar bursts also result in vari-
ations in extraterrestrial solar insolation. Fig-
ure 19.3 plots the average variation in extrater-
restrial solar energy with time of year. Tabulated
Figure 19.3. Variation in the solar con-
values of AS are available. Alternatively, a sim-
stant with time of year [5].
ple engineering relationship for the variation in
extraterrestrial solar insolation is:
360n
AS (n) = S [1 + 0.034 cos( )] , (19.3)
365
where As is the daily extraterrestrial solar insolation and n is the day of the year begin-
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Culp: Principles of Energy 2. Principal Fuels for Text © The McGraw−Hill 539
Conversion, Second Edition Energy Conversion Companies, 1991
The next step is to determine how much of the extraterrestrial solar energy gets to
the Earth’s surface. As the electromagnetic energy (radiation) passes through the at-
mosphere a portion of the energy is scattered or absorbed by particles or water drops.
Scattering occurs due to air molecules, water vapor, water drops and dust. The absorp-
tion and scattering is wavelength dependent.
The spectral transmittance of solar energy through the atmosphere can be seen Fig-
ure 19.5. Absorption of solar radiation is due primarily to ozone (O3 ) in the ultraviolet
(0.3 - 0.4 µm). Below 0.29 µm there is nearly complete absorption by ozone. Water
vapor and carbon dioxide absorb energy in the infrared portion of the spectrum. Water
has very strong absorption at 1.0, 1.4, and 1.8 µm.
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19.2 Solar Energy
Figure 19.5. Solar irradiance attenuation in Earth’s atmosphere. (A) Extraterrestrial spectral
energy flux [1353 W/m2 ]. (B) Terrestrial spectral energy flux with ma = 1 [924.9 W/m2 ] (C)
Terrestrial with ma = 4 [528.9 W/m2 ], (D) Terrestrial ma = 10 [234.5 W/m2 ]. Curves computed
for 20-mm water vapor, 3.4-mm ozone, and clear atmosphere. [6]
19.2.4 Transmittance
Multiple curves are shown in Figure 19.5 corresponding to different air mass ratios,
which is the thickness of the atmosphere that the solar energy passes through. At solar
noon, the Sun is directly south and the atmospheric thickness will be at the minimum
for that day. In the early morning and late afternoon the Sun is low on the east and
west horizons, respectively, and the thickness of the atmosphere that the solar radiation
passes through is at a maximum because of the angle between the Sun’s rays and the
normal to the Earth’s surface. An air mass ratio equal to 1 corresponds to solar noon.
The ratio of solar radiation that passes through the atmosphere to the total extrater-
restrial available is known as the Transmittance.
Iterrestrial
T= (19.4)
I0,extraterrestrial
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Article 19 Solar Radiation
The amount of solar energy flux lost due to reflection, scattering and absorption is
proportional to the extraterrestrial solar energy flux and the thickness of the air.
Ilost ∼ I0 ∆x (19.5)
At some wavelengths, such as 1.4 µm, virtually no energy gets through while at other
wavelengths nearly all of the energy gets through. Therefore, the amount of energy flux
lost is expressed in terms of spectral (wavelength dependent) values.
dIλ
= −kλ dx Ô⇒ Iλ (x) = I0,λ e−kλ x (19.7)
Iλ
Equation 19.7 is known as the Beer-Lambert law. The monochromatic transmittance
is
Tλ = e−kλ x (19.8)
The total transmittance is found by integrating over all wavelengths.
λ
T = ∫ Tλ dλ (19.9)
0
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19.3 Terrestrial Insolation & Solar Angles
All three components are related to the terrestrial beam insolation IB ; i.e., the solar
irradiation that made it through the atmosphere. The first step in determining Itotal is
to calculate IB .
Beam Insolation, IB , is the amount of direct solar radiation received through the at-
mosphere. IB is determined using the Beer-Lambert law (equation 19.7), IB = AS e−Bs ma
once three parameters are established.
1. Extraterrestrial solar insolation, AS , which varies with day of the year due to the
elliptical orbit of the earth and cyclic variations in solar activity. Values of AS are
tabulated in §19.9. Alternatively, equation 19.3 can be used to approximate AS .
2. Extinction coefficient, BS , which varies with seasonal changes in water content
in the atmosphere. For the purposes here, the extinction coefficient has been
integrated across all wavelengths in the solar spectrum. Values of BS are tabulated
in §19.9.
3. Atmospheric path length through which the solar radiation must pass. The at-
mospheric path length, ma , will vary from dawn to dusk on each day and has to
be computed for a specific time.
On any given day the minimum thickness of the atmosphere through which solar radi-
ation passes occurs at solar noon. At this time the air mass ratio is one ma = 1. In the
morning and evening, the atmospheric thickness is relatively large (ma > 1) resulting in
greater attenuation of solar irradiation.
Determining ma is traditionally based on the Ptolemaic view that the sun moves
relative to a fixed coordinate system based on the observer’s location. The sun’s position
is measured relative the horizontal plane at the observer’s location. This angle is known
as the Altitude Angle denoted as β1 . Using analytical geometry the air mass ratio can
be related to the altitude angle; ma = 1/ sin β1 . The resulting expression for terrestrial
beam insolation is
IB = AS e−Bs / sin β1 (19.11)
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Article 19 Solar Radiation
The altitude angle β1 is the angle between the sun’s rays and horizontal at the
observer’s location. In addition to time of day, this angle varies with location and day
of year. For example, at 2:00 eastern standard time the angle between the sun’s rays
in Houghton, Michigan is not the same as the angle in Chicago, Illinois due to the
curvature of the earth. The tilt of Earth’s axis relative to the sun changes from January
to July which results in the daily altitude angle varying. Therefore, three new angles
are necessary to calculate β1 . These three angles, illustrated in Figure 19.7, are
Declination Angle, δ: angle between the earth’s equatorial plane and the sun’s rays.
Latitude Angle, L: angle between location and earth’s equatorial plane. This angle is
the Latitude of the location.
Hour Angle, H: angle between sun’s rays projected on a horizontal plane and due south.
In the morning when the sun is east of due south the hour angle is negative. When
the sun is west of due south the hour angle is positive.
The geometric relationship between these three angles and the altitude angle is:
sin β1 = cos L cos δ cos H + sin L sin δ (19.12)
Figure 19.6. Altitude Angle, β1 . Figure 19.7. Declination, Latitude and Hour Angles.
The declination angle is the angle between the sun’s rays and the equatorial plane
of the earth. Due to the tilt of the earth’s axis and the elliptical orbit, the declination
angle varies between ±23.45○ . The value of the declination angle is tabulated by date
in §19.9. A simple engineering approximation is
360
δ = 23.45○ sin [ (284 + n)] (19.13)
365
where 1 ≤ n ≤ 365.
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19.3 Terrestrial Insolation & Solar Angles
The hour angle H is measured relative to solar noon; that is when the sun is at the
zenith for that particular day. When the sun is east of solar noon the hour angle is
negative. In the afternoon when the sun is west of solar noon the hour angle is positive.
Modern society works on time measured relative to meridians or time zones and not
solar position relative to the zenith. Therefore, local time (i.e., clock time) will need to
be converted into solar time.
The earth revolves 360 degrees in a 24-hour pe-
riod. Each hour increment of rotation is equivalent US Time Zone Meridians
to 15 degrees, which is used to define meridians. Atlantic 60○ W longitude
Meridians are imaginary lines running from pole Eastern US 75○ W
to pole around the earth’s surface on 15 degree Central US 90○ W
increments in longitude. Meridians are used to Mountain 105○ W
define time zones and are nominally in the center Pacific 120○ W
of the geographic time zone. The standard merid- Yukon 135○ W
ian runs from the north pole through Greenwich, Alaska-Hawaii 150○ W
England to the south pole and defines Greenwich
Mean Time (GMT), which is now known as Coordinated Universal Time (UTC). 1
The relation between mean solar time (MST) and local standard time is based on
the difference in location and meridian longitudes. There are 4 minutes for each degree
of longitude. Thus,
⎧
⎪ ⎫ ⎧ standard ⎫
⎪ local ⎪⎪ ⎛ 4 min ⎞ ⎪ ⎪ local ⎪ ⎪
MST = ⎨standard⎬ + ○ ⎨ meridian − ⎬ (19.14)
⎪
⎪ ⎪
⎪ ⎝ longitude ⎠ ⎪
⎪ longitude ⎪
⎪
⎩ time ⎭ ⎩ longitude ⎭
During Daylight Savings Time clocks are advanced by one hour so the local standard
time must be adjusted.
⎧
⎪ ⎫ ⎧ ⎫ ⎧ ⎫
⎪ local ⎪⎪ ⎪ ⎪ local daylight ⎪
⎪ ⎪ ⎪ ⎪
⎪
⎨standard⎬ = ⎨ ⎬ − ⎨ 1 hour ⎬ (19.15)
⎪
⎪ ⎪
⎪ ⎪
⎪ savings time ⎪⎪ ⎪
⎪ ⎪
⎪
⎩ time ⎭ ⎩ ⎭ ⎩ ⎭
Mean Solar Time (MST) is based on the average velocity of the earth around the
sun, but the earth’s velocity is not constant due to the orbit and the “wobble” of the
earth’s axis. A correction to the MST must be applied that provides the Apparent Solar
Time (AST). The correction is known as the Equation of Time (EOT).
The correction (EOT) varies from +16.3 minutes in November to -14.4 minutes in
February. Daily variation in EOT is tabulated in multiple sources. Engineering approxi-
mations are also available [3].
1 Houghton,Michigan is part of the Eastern US time zone with longitude 88.57○ W, very close the
Central US Meridian.
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Article 19 Solar Radiation
1 hr
AST = MST + EOT = 10 ∶ 09 am + 1.5 min ( ) = 10.065 am = 10 ∶ 04 am
60 min
Solar noon occurs two hours before noon local daylight savings time.
19.3.4.2 Example: Hour Angle
Calculate the Hour Angle for the example in §19.3.4.1. The apparent solar time (AST) is
10:04 am, which is -116 minutes before east of zenith. The hour angle will be negative.
deg. long.
H = −116 min ( ) = −28.5○
4 min
19.3.4.3 Example: Altitude Angle
Calculate the Altitude Angle for the example in §19.3.4.1.
Latitude Angle: L = 47.90○ (Houghton, MI)
Hour Angle: H = −28.5○ (noon EDT, June 21)
Declination Angle: δ = +23.45○ (June 21, table lookup)
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19.4 Beam Normal Insolation
The angle θ between the beam insolation (sun’s rays) and the surface normal is Incident
Angle.
In order to determine the incident angle four angles will need to be calculate. Two of
the angles, α1 and α2 , are related to the orientation with respect to zenith of the sun’s
rays and surface normal, respectfully. The other two angles, β1 and β2 , are related to
the orientation relative to the horizontal plane of the sun and the surface, respectfully.
The altitude angle of the sun β1 has already been defined in Figure 19.6 and §19.3.2.
Using analytical geometry, the incident angle is related to these four angles as
The Tilt Angle β2 is the angle between the surface and horizontal as shown in
Figure 19.9. Equivalently, β2 is also the angle between the surface normal and vertical.
When the surface is horizontal β2 = 0○ and cos θ = sin β1 . This orientation is equivalent
to θ = 90 − β1 .
The sun’s position is measured relative to the zenith, which can be measured by
projecting the sun’s rays onto a horizontal plane at the observer’s location. The angle
between this projection and due south is the Solar Azimuth Angle, illustrated in Fig-
ure 19.9 as α1 . This angle can be computed using either of the following relationships.
cos δ sin H
sin α1 = (19.19)
cos β1
sin δ cos L − cos δ sin L cos H
cos α1 = (19.20)
cos β1
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Article 19 Solar Radiation
The angle between the sun’s zenith (due south) and the projection of the surface
normal onto the horizontal plane is the Surface Azimuth Angle denoted as α2 . A south-
facing wall would have a surface azimuth angle of 0○ . Azimuth angles east of south
are negative while west of south are positive. The slanted roof shown in Figure 19.9 is
pointed towards the southeast which results in α2 = −45○ . When the surface is vertical
and facing south then β2 = 90○ and α1 = α2 resulting in cos θ = cos β1 or θ = β1 .
Figure 19.9. Solar angles. Top: Side view. Middle: Birds-eye view. Bottom: Global view.
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19.4 Beam Normal Insolation
To find the hour angle, first determine the mean solar time MST. The nearest standard
meridian is 60○ so we will assume this building is in the Atlantic time zone. On July 7,
the location is assumed to be in daylight savings time.
4 min
MST = {9:00 am − 1 hr} + ( ) [60○ − 67○ ] = 7 ∶ 32 am
deg
On this date the equation of time correction is EOT = −4.7 min per §19.9. The apparent
solar time is:
AST = MST + EOT = 7:27 am
The hour angle H is the number of degrees relative to the zenith. The number of
minutes before zenith are:
∆t = 7 ∶ 27 am − 12 ∶ 00 = −273 min
cos δ sin H
sin α1 = = −0.9945 Ô⇒ α1 = −84○
cos β1
The azimuth and tilt angles of the roof are:
The incidence angle between the sun’s rays and this surface at this time is:
Thus, the angle between the sun’s rays and the surface normal is 45.7○ .
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Article 19 Solar Radiation
The total insolation on a surface is the sum of the beam normal, diffuse-scatted and
reflected insolation.
Itotal = IBN + IDS + IR (19.25)
All three components are dependent on the beam insolation IB . Combining equa-
tions 19.11, 19.22, and 19.23:
1 1
Itotal = IB {cos θ [CS (1 + cos β2 ) + ρg (1 − cos β2 )] + CS ρg sin2 β2 } (19.26)
2 4
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19.7 Total Insolation
First, determine the beam insolation. The solar constants for July 7 are (see §19.9):
Extraterrestrial Insolation: AS = 1086.6 W/m2
Extinction Coefficient: BS = 0.206
Clearness Number: CS = 0.135
1 + cos β2
The shape factor for the surface-to-sky view is Fss = = 0.97.
2
Diffuse-Scattered Insolation: IDS = IB CS Fss = 94.6 W/m2
Iabsorbed = αItotal ,
where α is the absorptivity. For most surfaces, the absorptivity α is the same as the
emissivity . These values are tabulated in numerous sources. For dirty, galvanized iron
the emissivity is between 0.87 and 0.91 [1]. Using a value of = 0.89, the total energy
flux absorbed (rate of energy accumulation) by the roof is 537.9 W/m2 .
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Article 19 Solar Radiation
19.8 Shading
An old practice for managing heating loads on buildings is to design the roof overhang
such that the windows are blocked from the Sun’s rays during summer months, but allow
the sunlight to enter in the winter due to the smaller altitude angle. The portion of
the window that is shaded depends on the altitude and azimuthal angles. Based on the
schematic shown in Figure 19.10a, the vertical distanced shaded is:
tan β1
y =b (19.27)
cos(α1 − α2 )
Similarly, if the window is inset with side blockages similar to the overhang, then the
horizontal distance shaded is:
x = b tan(α1 − α2 ) (19.28)
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19.8 Shading
cos δ sin H
solar azimuth, α1 : sin α1 = = 0 (solar noon)
cos β1
surface tilt: β2 = 90○ (vertical surface)
(b) The vertical shaded distance is 90% of the window, which corresponds to:
y = 2 ft + 0.90 ⋅ 5 ft = 7.5 ft
tan β1
y =b Ô⇒ b = 2.6 ft
cos(α1 − α2 )
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Article 19 Solar Radiation
(c) The total insolation is the sum of the beam normal, diffuse scattered, and reflected
components:
beam, IB :
IB = AS e−Bs / sin β1 = 872.0 W/m2
reflected, IR :
1 1
IR = (IB + IDS ) ρg Fsg and Fsg = (1 − cos β2 ) = Ô⇒ IR = 162.8 W/m2
2 2
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19.9 Solar Constants for Northern Latitudes [1]
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Bibliography
[1] Archie Culp, Jr. Principles of Energy Conversion, 2nd ed. The McGraw-Hill Companies,
Inc., 1991.
[2] Faye C. McQuiston, Jerald D. Parker, and Jeffrey D Spitler. Heating, Ventilating, and Air
Conditioning. John Wiley & Sons, Inc., 6th edition, 2005.
[3] D. Y. Goswami, F. Kreith, and J. F. Kreider. Principles of Solar Engineering. Taylor &
Francis, 2000.
[5] J. A. Duffie and W. A. Beckman. Solar Engineering of Thermal Processes. John Wiley &
Sons, Inc., 2006.
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