Satyam Thesis 1
Satyam Thesis 1
agriculture sector
A Thesis submitted
of the degree
Of
MASTER OF TECHNOLOGY
In
Production Engineering
by
Satyam Bhardwaj
(Reg. No. 2020PR17)
I, Satyam Bhardwaj, hereby put up the thesis, as approved by the thesis supervisor Dr. Manish
of Technology Allahabad. I hereby declare that the presented work in this thesis of the title
is a genuine work achieved by me in the course of August 2021 – July 2022. I have carefully
read and understood the Institute’s guidelines and rules referring to the thesis, inventions,
innovations, and other work and agree to be bound by them. I additionally state that, to the best
of my knowledge and belief, this work has now no longer been submitted in advance for the
award of some other degree. In case, if this undertaking is found inappropriate and achieved
CERTIFICATE
of IoT in the Indian agriculture sector”, submitted by Mr. Satyam Bhardwaj in partial
fulfillment of the requirement for the award of the degree of Master of Technology in
Prayagraj India is a record of student’s own work carried out under our supervision and
guidance.
To the best of my knowledge, neither a partial nor a complete copy of this thesis has ever been
submitted to another university or academic organization for the purpose of conferring a degree.
It is further recognized that by signing this certificate, the undersigned does not support or agree
with any assertion made, viewpoint stated, or conclusion drawn therein, but rather merely approves
The present work will remain incomplete If I do not express my gratitude to a number of people
I would like to express my sincere gratitude to Dr. Manish Gupta, Associate Professor
in the Mechanical Engineering Department at the Motilal Nehru National Institute of Technology
(MNNIT) in Allahabad, for his guidance in writing this report and for sharing his wisdom,
experiences, and insight with me throughout the process. I am incredibly appreciative of all the
Additionally, I appreciate the help and advice I received from Dr. N. R. Rawal of Civil
engineering department, MNNIT and Prof. Rakesh Narain & Prof. A. K. Dubey of Mechanical
Engineering Department, MNNIT, respectively. I'd want to thank my friends, fellow classmates,
seniors, and juniors for their assistance with this thesis paper.
I would like to thank Prof. K. N. Pandey, Professor and Head of the Mechanical
Engineering Department at MNNIT, Allahabad, for his assistance in helping me complete this
study.
Without the scholarship, it would have been challenging for me to effectively pursue post-
graduation.
Finally, I want to thank my parents for their unwavering and generous support of my
IV
ABSTRACT
With increasing population and declining workforce, the Indian agriculture sector is facing a downfall in
terms of productivity. To increase the declining productivity, adaptation of automation technologies i.e.
IoT, cloud computing etc. are must. In recent times IoT (Internet of things) has made its impact on every
major industry. The global Agriculture sector is already incorporating smart methods to improve
productivity, reduce waste and control overall management of farming related tasks. But India is far
behind from nationwide implementation of these smart technologies, this is due to the presence of various
challenges. This study's objective is to determine the implementation barriers and the contextual
interactions among them in the order of importance. In this study, barriers are identified through literature
reviews and expert opinion and the methodology selected for this is a combined ISM-DEMATEL
approach.
V
TABLE OF CONTENTS
Undertaking ................................................................................................................................. II
Certificate.................................................................................................................................... III
Acknowledgment ........................................................................................................................ IV
Abstract .................................................................................................................................. V
Contents ...................................................................................................................................... VI
3.2 DEMATEL…………………………………………………………………………..15-17
VI
Chapter 4: Results ................................................................................................................. 18-20
VII
LIST OF FIGURES
Figure 1. ISM-DEMATEL framework ...............................................................................................................................7
VIII
LIST OF TABLES
IX
LIST OF ABBREVIATIONS
NM Normalize Matrix
X
Chapter 1: Introduction
The IoT is perceived as one of the significant areas of future innovation and is acquiring huge
consideration from a great many ventures [1]. By definition The Internet of Things (IoT), is a network
of physical devices (things) which are connected over the internet in order to collect and exchange data
with each other. Application of IoT offers efficient and reliable solutions to several domains like smart
city, smart home, healthcare sector, supply chain and logistics, smart agriculture etc.[2]. One of the major
advantages of IoT implementation is that it controls and continuously monitors operations with zero or
The backbone of India's economy is agriculture, which contributes between 65 and 70 percent
of the country's GDP. 19.9 percent of the GDP is produced from the 60.3 percent of agricultural land.
[3]. Agriculture supports 60% of people's jobs. But the report explains that one of the major reasons
responsible for the higher poverty levels in rural India’s populations is the strong dependency of most
rural populations on agriculture to sustain their livelihoods, exceeding 50% of the total population
affected. The main cause of the large percentage of poverty in rural people is the heavy dependency on
agriculture for livelihood support [4]. The agricultural sector is dealing with a lot of issues;
— Farm employees are migrating as a result of rapid urbanization. (Expected to decline to about
The Ministry of Agriculture's studies have indicated a connection between farm mechanization and
increased crop output. This will result in greater savings on agricultural inputs like seeds and fertilizer,
Considering these challenges, the adoption of IoT in agriculture is inevitable in every aspect. IoT
can minimize the need of the workforce by replacing them with smart sensors and actuators. Smart
irrigation system deployed by IoT prevents water wastage and supplies an adequate amount of water
required by crops, this is achieved by different sensors (humidity sensor, temperature sensor etc.) and
1
climate forecast data. One more benefit of IoT enabled farming is that farmers do not have to be in farm
facing harsh environmental conditions, almost everything can be monitored and controlled remotely. In
terms of business aspect, IoT is eventually changing business processes to provide more accurate
visibility to the flow of resources and products that too in real time, which consequently benefits farmers,
Although IoT proves beneficial to the agriculture sector there are some challenges being faced
during implementing these technologies, so addressing those barriers is important. In order to determine
each barrier's importance on the system, this study tries to identify the main implementation barriers and
develop contextual relationships between them. With the aid of pre-existing literature, industrial papers,
and industry specialists, barriers are identified. To analyze identified barriers further ISM methodology
is used to prioritize selected barriers and then followed by DEMATEL approach to strengthen the results
• building contextual interconnections between these barriers that have been recognized;
• addressing the barriers which can be used by relevant stakeholders for generating effective solutions.
2
Chapter 2: Literature Review
The Internet of Things can be considered as a network of things which allows the data collection and
exchange among human and things [6]. Term “Things” refers to electronic devices and sensors.
IoT offers a wide range of tools to counter various challenges countered by the farmer in traditional
farming, in a way it is helping reshape the agriculture sector. To monitor the farm wireless camera,
wireless sensor networks are used with the interface of smartphones (or other smart devices), to which
they can connect from anywhere at any time. To manage farming processes such as irrigation, nutrient
management etc. are regulated through dedicated sensors and actuators [7]. When it comes down to
water management and conservation, energy (mainly electricity) management, remote access, manpower
requirements, etc., the current traditional methods of irrigation are not very effective. The capacity to
effectively regulate the irrigation process is something that the IoT can provide[6]. There are still
significant difficulties and constraints in IoT-based agricultural systems, even though they offer useful
information on farm-related physical factors that may be used to enhance conventional cultivation
methods and overall productivity. The main challenges in implementing IoT-based agriculture are
concerned with physical challenges, market challenges and challenges which are inherent to IoT
In India, more than 50% of the population is highly dependent on agriculture which predominantly
consists of small farmers. According to the 2010-11 Agriculture Census, almost 85 percent of farmers
are in marginal & small farm categories who have less than 2 hectare of farm land. These small farms,
though operating only on 44 per cent of land under cultivation, are the main providers of food and
nutritional security to the nation, but have limited access to technology, inputs, credit, capital and
markets[3]. The farm lands are also experiencing challenges such as climate change, degrading land
3
In such alarming conditions implementing current automation technologies in the agriculture sector
would be the right step to take. Though India has started adopting these technologies but at a very slow
pace that is why barriers, which are slowing down the adoption rate, need to be addressed.
Literature search, published expert interviews, and industry reports were used to assess the barriers to
1. Interoperability (IO): This consists of technical & syntactic (related to IoT systems),
involves hardware and software, attaining effective standards is a challenge because the IoT
data of field parameters. Humans can interpret the same information differently, that is why
2. IoT security and privacy (ISP): Application of IoT system brings challenges which are
inherent to it. Security and privacy challenges are still a major concern. IoT ecosystems are
vulnerable to Security breach cases such as Denial of service (DoS), Data Theft, Device
capture attack, SQL Injection attack, etc. at different layers. The perception layer is
vulnerable to external attack which can be physical or virtual in nature, securing network
layer and application layer from unauthorized access of data, is a major challenge[11], [12].
3. Cost (CST): Cost usually consists of setup cost and running cost of IoT system in farming
application. Our agriculture sector is already facing low profitability, Therefore, there is a
4
things enabling technologies. Implementation cost of IoT is usually high and since most of
our farmers live in rural areas, this could be a barrier for IoT adoption[2].
4. Lack of awareness and knowledge (LAK): For farmers in rural areas, the farmer’s failure
to use knowledge for utilizing beneficial government schemes and advanced technologies in
in the Indian agriculture sector are far from ready. Internet connectivity and electricity
supply seem to be major challenges for IoT adoption. Further, supporting IT infrastructure
number of IoT devices. The IoT ecosystem is expanding at an explosive rate, thus
maintaining all the devices, user specific features and processing capability, is quite a
challenging task, that too while maintaining a certain level of quality of service[14].
7. Regulatory challenges and government policies (RGP): Regulatory policies and legal
frameworks concerned with the ownership of farm related data between farmers and data
propagation losses due to open agricultural surroundings etc. majorly influence affects the
9. Choice of technology (COT): some of the IoT technologies are still in immature phase,
choosing the right technologies while considering the scale of farm, cost related factors,
IoT software, IoT Hardware and IoT connectivity, with these categories there are multiple
5
10. Reliability (RB): The IoT devices (sensors) are supposed to be installed in harsh outdoor
moisture, rain, hurricane etc., this may lead to degradation in sensor’s capabilities over time
6
Chapter 3: Methodology
This study's primary goal is to create a structural framework for barriers. In which integrated ISM-
DEMATEL approach will be utilized. It starts with identification of barriers based on pre-existing
literature then data related to pair wise relationship among barriers, is collected. Based on this data ISM
& DEMATEL analysis is done in order to obtain ISM model & Cause/Effect relationship.
Literature Review
Results
Conclusions
7
3.1 ISM:
Determining the connection between barriers ISM (interpretive structural modelling), will be employed.
ISM is a well-known technique for creating a hierarchy out of the intricate interactions between
enablers.[16]. The ISM is a qualitative technique used to simplify complex structures so that they are
more easily understood and can be used to build structural models based on the expert's assessment.[17].
Step 1: It starts with identification of barriers based on study of the literature. The identified barriers are
shown in
Step 2: A pairwise comparison is done between barriers in order to establish contextual relationships
among barriers.
Step 3: Structural Self-Interaction Matrix construction to show pairwise relationships between variables
(SSIM). The V, A, O, and X are used to symbolize the matrix. These symbols were used to determine
8
(3) X: Factors A and B both affects/reaches to each other (Relation in both directions).
Based on steps described in this step, matrix has been developed as given Table 2
1. If cell (i,j) in SSIM is “V” then cell (i,j) is replaced by 1 and cell (j,i) is replaced by 0.
2. If cell (i,j) in SSIM is “A” then cell (i,j) is replaced by 0 and cell (j,i) is replaced by 1.
3. If cell (i,j) in SSIM is “X” then cell (i,j) is replaced by 1 and cell (j,i) is replaced by 1.
4. If cell (i,j) in SSIM is “O” then cell (i,j) is replaced by 0 and cell (j,i) is replaced by 0
9
Step 5: The transitivity rule is then taken into account to produce the final reachability matrix, which
states that if element X influences element Y and element Y affects element Z, then element X will also
Interoperability (IO) 1 1 1 0 0 1* 0 1* 0 1 6
IoT privacy & security (ISP) 0 1 1 0 1* 1* 0 1* 1* 1 7
Cost (CST) 1* 1 1 0 0 1* 0 1 1 1* 7
Lack of awareness &
1 1 1* 1 1 1* 1 1* 1* 1* 10
Knowledge (LAK)
Infrastructure (IFS) 1* 1* 1* 0 1 1 0 1 1 1 8
Scalability (SLB) 1 1 1* 0 1* 1 0 0 1* 0 6
Regulatory challenges(RGP) 1* 1 1 0 1 1* 1 1* 1* 1* 9
Networking challenges (NC) 0 1 1* 0 1* 1* 0 1 1* 1 7
Choice of Technology (COT) 1 1 1* 0 1* 1 0 1 1 1 8
Reliability (RB) 1* 1* 1 0 1* 1* 0 1* 1* 1 8
Dependence 8 10 10 1 8 10 2 9 9 9
Step 6: The level partitioning of final reachability matrix is done into different levels. Level partitioning
of barriers is shown in Table 5. Using reachability set (RS) and antecedent set (AS) level partitioning is
achieved, reachability set (RS) of an element consists of all the element which are having “1” in its row,
and antecedent set of an element consists of all the elements which are having “1” in its column.
Intersection of both set is called Intersection set. If any element is having exact same elements in
intersection set and reachability set, then that element is given level 1 and removed from the table. Same
Step 7: After level partitioning, transitivity linkages are eliminated and a digraph is drawn. A final
digraph is produced after the indirect relationships have been eliminated. Following this procedure,
diagram is changed into an ISM-model. MICMAC can then be used to further categorize the elements
10
Table 5. Iteration_01
Barriers RS AS IS Level
LAK 1,2,3,4,5,6,7,8,9,10 4 4
Table 6. Iteration_02
Barriers RS AS IS Level
LAK 1,4,5,7,8,9,10 4 4
Table 7. Iteration_03
Barriers RS AS IS Level
IO 1 1,4,5,7,9 1 Level-Ⅲ
LAK 1,4,5,7,9 4 4
11
IFS 1,5,9 4,5,7,9 5,9
Table 8. Iteration_04
Barriers RS AS IS Level
LAK 4,5,7,9 4 4
Table 9. Iteration_05
Barriers RS AS IS Level
LAK 4,7 4 4
Barriers RS AS IS Level
LAK 4 4 4 Level-Ⅵ
Driving Power and Dependence in final reachability matrix will help us to classify the factors into
different categories.
a) Autonomous Factors: These factors involve weak driving and weak dependency influences. Both
the system and these factors have no impact on one another. The system is unaffected by the barriers in
b) Linkage Factors: These elements possess both strong driving and strong dependency forces. These
12
variables are not constant, hence any changes to these variables could have an impact on the system. This
group of barriers are unstable since any movement on them could have an impact on the system.
c) Dependent Factors: These factors exhibit both weak dependence and weak driving power.
d) Independent Factors: These elements, often known as "key factors," have a low dependency power
3.2 DEMATEL
The Geneva Research Center of the Battelle Memorial Institute created the Decision-Making Trial and
Evaluation Laboratory (DEMATEL) technique in order to visualize the structure of complex causal
interactions using matrices or digraphs.[18]. The DEMATEL method simplifies complicated problem
13
structures and determines criteria which need more attention. The steps required for DEMATEL method
1. After identification of dimensions, a pairwise comparison of criteria is done in order to obtain direct
established with the help of a five-point linguistic scale as shown in following table.;
14
3. A Normalize Matrix (NM), Y is developed with the help of direct relationship Matrix.
Interoperability (IO) 0.00 0.05 0.05 0.00 0.00 0.10 0.00 0.00 0.00 0.00
IoT privacy & security (ISP) 0.05 0.00 0.14 0.00 0.00 0.14 0.00 0.00 0.00 0.00
Cost (CST) 0.05 0.19 0.00 0.00 0.05 0.05 0.00 0.10 0.05 0.05
Lack of awareness & 0.14 0.14 0.19 0.00 0.00 0.14 0.19 0.10 0.00 0.10
Knowledge (LAK)
Infrastructure (IFS) 0.00 0.10 0.10 0.00 0.00 0.00 0.00 0.10 0.05 0.00
Scalability (SLB) 0.00 0.05 0.14 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Regulatory challenges (RGP) 0.05 0.05 0.14 0.19 0.00 0.14 0.00 0.00 0.10 0.10
Networking challenges (NC) 0.00 0.10 0.10 0.00 0.00 0.10 0.00 0.00 0.00 0.14
Choice of Technology (COT) 0.05 0.10 0.10 0.00 0.10 0.05 0.00 0.00 0.00 0.05
Reliability (RB) 0.00 0.14 0.10 0.00 0.00 0.10 0.00 0.00 0.00 0.00
4. Using the formula below, the final Total Relation Matrix (TRM), T is constructed.
T = Y(I − Y)−1
Then sum of rows is calculated and represented as Ri, and sum of columns is calculated and
represented as Ci
15
Table 13. Total Relationship matrix
IO ISP CST LAK IFS SLB RGP NC COT RB Ri
Interoperability (IO) 0.01 0.07 0.08 0.00 0.00 0.11 0.00 0.01 0.00 0.00 0.28
IoT privacy & security 0.06 0.05 0.18 0.00 0.01 0.17 0.00 0.02 0.01 0.01 0.51
(ISP)
Cost (CST) 0.07 0.25 0.08 0.00 0.06 0.11 0.00 0.11 0.05 0.07 0.79
Lack of awareness & 0.19 0.29 0.35 0.04 0.02 0.28 0.20 0.13 0.04 0.16 1.69
Knowledge (LAK)
Infrastructure (IFS) 0.02 0.15 0.14 0.00 0.01 0.04 0.00 0.11 0.05 0.03 0.55
Scalability (SLB) 0.01 0.09 0.16 0.00 0.01 0.02 0.00 0.02 0.01 0.01 0.33
Regulatory challenges 0.11 0.19 0.28 0.20 0.02 0.25 0.04 0.05 0.11 0.14 1.39
(RGP)
Networking challenges 0.02 0.16 0.16 0.00 0.01 0.14 0.00 0.02 0.01 0.15 0.66
(NC)
Choice of Technology 0.06 0.15 0.15 0.00 0.10 0.09 0.00 0.02 0.01 0.06 0.66
(COT)
Reliability (RB) 0.02 0.18 0.14 0.00 0.01 0.13 0.00 0.01 0.01 0.01 0.51
Ci 0.55 1.56 1.73 0.24 0.25 1.36 0.24 0.50 0.31 0.64
5. After Total Relation Matrix, an Influential Relation Map (IRM) is created to find the cause-and-effect dimensions
IoT privacy & security (ISP) 0.51 1.56 2.07 -1.05 Effect
16
6. Then the causal diagraph is created to see the effectiveness of dimensions. For this purpose, Ri and Ci
7. Conceptual inconsistency is checked and necessary modifications are made in the Final DEMATEL
model.
17
Chapter 4: Results
The developed ISM model (as shown in Figure 3) indicates that with high driving power ‘Lack of
awareness & Knowledge’ (LAK), ‘Regulatory Challenges & Government Policies’ (RGP),
‘Infrastructure’ (IFS) are the most influential barriers which hinder in adoption of IoT in agriculture,
these require more focus to avoid implementation obstacles. With high dependence, ‘IoT Privacy and
Security’ (ISP), ‘Cost’ (CST) and ‘Interoperability’ (IO) are the most influenced barriers.
.
IoT Privacy and
Cost (CST) Scalability (SLB)
Security (ISP)
Networking
Reliability (RB)
Challenges (NC)
Interoperability
(IO)
Infrastructure Choice of
(IFS) Technology
(COT)
18
Driving power vs Dependence plot obtained from MICMAC analysis show following results:
2. “Interoperability (IO)”, “IoT security & Privacy” (ISP), “Cost” (CST), “Scalability”
3. “Infrastructure” (IFS), “Choice of technology” (COT), “Reliability” (RB) fall into linkage
barrier category
0
0 0.5 1 1.5 2 2.5 3
SLB, 1.69, -1.03
CST, 2.52, -0.94
-0.5 IO, 0.83, -0.27
-1.5
Ri+Ci
19
Figure 4 shows cause and effect relationship, it can be seen ‘Lack of awareness & Knowledge’ (LAK),
‘Regulatory Challenges & Government Policies’ (RGP), ‘Infrastructure’ (IFS), ‘Choice of Technology’
(COT) & ‘Networking Challenges’ (NC) belongs to the ‘Cause’ group and ‘IoT privacy & security’
(ISP), ‘Cost’ (CST), ‘Interoperability’ (IO), ‘Scalability’ (SLB) & ‘Reliability’ (RB) belongs to the
‘Effect’ group. To solve the implementation problems barriers of the ‘Cause’ group needs more attention
Further, based on the outcome of both proposed methodologies, ranking of each barrier has been
CST Cost Ⅷ Ⅷ
IFS Infrastructure Ⅳ Ⅳ
SLB Scalability Ⅸ Ⅸ
NC Networking challenges Ⅵ Ⅴ
RB Reliability Ⅴ Ⅵ
20
Chapter 5: Discussion
IoT offers number of benefits to the Indian agriculture sector by enhancing agricultural productivity and
quality of life for small farmers. This study identified critical barriers which were influencing IoT
adoption in our country. These identified barriers were further analyzed using combined ISM-
DEMATEL approach, while complimenting each other’s results, both methodologies suggest most
critical barriers are ‘Lack of awareness & Knowledge’, ‘Regulatory Challenges & Government Policies’,
While “Cost”, “IoT privacy and security” & “Scalability” are barriers having most dependency on other
barriers.
Additionally, ISM model (Figure 3) and Cause effect diagram (Figure 4) was developed to
comprehend the results of this study. Further result was validated by expert’s opinion and past research
done in related area (references are mentioned in Table 16). According to the research presented in this
paper, in order to successfully adopt IoT in the Indian agriculture sector, these essential obstacles must
RGP Regulatory challenges and government policies Cause [5], [10], [24]
RB Reliability Effect -
21
From the result of MICMAC, ‘Lack of awareness & Knowledge’, ‘Regulatory Challenges &
Government Policies’ are the two barriers that fall into “Independent barrier” category. These barriers
are the most prominent considerations since they have a high driving power and a low dependency power.
22
Chapter 6. Conclusion
In this research, IoT and its advantages in the agriculture sector have been discussed. IoT has been
certainly the most influential technology in current industries. Our Agriculture industry can also gain
advantages from it. As discussed in this paper, there are certain obstacles which are restricting our
agriculture sector. This paper and previous literature suggests that government related factors play major
role in the implementation of these technologies. Government of India has already taken initiatives in
this area, but due lack of knowledge and awareness of the farmers are not able to properly utilize these
schemes and policies. Lack of Infrastructure is also a significant barrier in the adoption process, as there
are still not proper electricity and Internet connectivity in rural areas. These major factors need more
attention in order to implement automation technologies such as IoT in our country. Further research
and analysis still need to be done to know the implication of IoT in a better way.
23
Chapter 7. Limitation & Future Scope
To achieve the goals of this study, combined ISM-DEMATEL approach was used, but there some
limitations are with this approach and since data collections is generally dependent of literature reviews
and expert’s own judgement there could be some unknown variables which are not being highlighted in
the past researches but they are actually affecting the actual Implementation of IoT.
This study aims to identify critical barriers and significance & nature of each barriers. There is
a future scope for the research in the direction of individual barriers. There’s also prospects of the
research in the development of sustainable IoT ecosystem for implementation of IoT in Indian agriculture
sector.
24
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