Pavlenko & Blackledge - Negociattion of Identities
Pavlenko & Blackledge - Negociattion of Identities
Introduction
Negotiation of identities in
multilingual contexts
Adrian Blackledge and Aneta Pavlenko
University of Birmingham Temple University
1 Overview
The focus of this special issue is on negotiation of identities in multilingual contexts, and the
papers selected discuss various aspects of negotiation of identities by linguistic minority
speakers. The authors argue that these interactions are always subject to societal power
relations, which include, inter alia, gender, class, race, ethnicity, and sexuality. Crucial
aspects of the ongoing construction, negotiation and renegotiation of identities in multilingual
settings are beliefs about, and practices of, language use. If the dominant, majority group in a
society, nation, nation-state or community considers that the ideal model of society is
monolingual, monoethnic, monoreligious, and monoideological (Blommaert & Verschueren,
1998), we immediately encounter questions such as “who is in?” and “who is out?” A
dominant ideology of homogeneity in heterogeneous societies raises questions of social
justice, as such an ideology potentially excludes and discriminates against those who are
either unable or unwilling to fit the norm. The study of language ideologies provides a
theoretical framework in which the authors of the papers in this collection explore negotiation
of identities in multilingual settings.
While the use of the notions “ideology,” “identity,” and “negotiation” in interpreting
language behaviors is certainly not new in the field of bilingualism, we see this special issue as
distinct and innovative in four important ways. These four aspects include: (1) the use of a
poststructuralist approach to identity, (2) the use of a common theoretical framework, which
underscores the importance of considering language ideologies and power relations in context,
(3) a clarification of the meaning of “negotiation of identities,” and (4) an emphasis on social
significance and social justice. These four features will be discussed in the present introduction.
1.1
Views of “identity” in different theoretical frameworks
To begin with, we will consider how the relationship between language and identity is viewed
in different paradigms which attempt to account for various language contact phenomena by
invoking bi- and multilinguals’ identities. While the notion of “identity” is by no means new
for the field of bilingualism, its meanings have shifted numerous times over the years with the
changes in theoretical paradigms and deserve additional clarification. One paradigm that pays
attention to the relationship between language and identity is commonly known as variationist
sociolinguistics. Explanation of language variation in this framework is predicated on the
assumption that “for the most part, people sound the way you would expect them to sound
given the facts about their class, sex, age, and region” (Chambers, 1995, pp. 100 –101). Thus
people are taken to express — rather than negotiate — identities. Over the years, several
scholars, including Cameron (1990), Johnstone (1996), Tannen (1993), and Williams (1992),
criticized this and related assumptions for considering identity simply as an explanatory
concept and for seeing linguistic phenomena, including phonology, as fixed, rather than fluid
and skillfully deployed by individual speakers. These scholars pointed out that, first of all,
multiple identities are constructed and negotiated through language and are themselves in
need of explanation, and that, secondly, linguistic forms and strategies have multiple
functions and cannot be directly linked to particular identities outside of interactional
contexts. Finally, several studies, most recently Cutler (1999), Lo (1999), and Rampton
(1995, 1999c), persuasively demonstrated that on many occasions people do not at all sound
the way they are expected to given the basic demographic facts and thus researchers need to
pay more attention to local and constructed— rather than expressed — aspects of identity.
A number of intergroup theories in the sociopsychological paradigm attempted to
theorize identity, negotiation of identity, and language contact outcomes, drawing on Tajfel’s
(1974, 1981) view of social identity as based on group membership (cf. Ting-Toomey, 1999).
In this approach, when individuals view their present social identity as less than satisfactory,
they may attempt— at times successfully, at times not — to change their group membership in
order to view themselves more positively. Negotiation in this perspective is defined as a trans-
actional interaction process, in which individuals attempt to evoke, assert, define, modify,
challenge and/or support their own and others’ desired self-images (Ting-Toomey, 1999,
p. 40). Identity, in turn, is viewed as reflective self-images constructed, experienced, and
communicated by individuals within a culture and within the context of a particular interaction
(Ting-Toomey, 1999, p. 39). Eight identity domains are seen as crucial for everyday interac-
tions, including cultural, ethnic, gender, personal, role, relational, facework, and symbolic
interaction identities. It is posited that individuals experience identity, security and emotional
safety in a culturally familiar environment. In contrast, in a culturally unfamiliar environment,
individuals may experience identity vulnerability or insecurity because of a perceived threat or
fear. Satisfactory identity negotiation outcomes in conversational interaction include the
feelings of being understood, valued, supported, and respected, despite the intercultural
differences that may surface in the process.
Several critics object to intergroup sociopsychological approaches for creating abstract
and rigid categories that do not allow consideration of characteristics in which various groups
— and individuals within these groups — may differ, and for using explanatory constructs
which are themselves in need of explanation (Hamers & Blanc, 2000; Husband & Saifullah-
Khan, 1982; Pavlenko, in press; Syed & Burnett, 1999). To begin with, the monolingual and
monocultural bias underlying sociopsychological approaches leads them to conceptualize the
world as consisting of homogeneous, and, most of the time, monolingual cultures or in- and
out-groups, and of individuals as moving from one group to another. This monolingual bias is
most evident in the unidirectional perspective which posits the necessity to abandon one’s first
language and culture in order to learn the second language and acculturate to the target
The International Journal of Bilingualism
Introduction 245
identity options and to examine ways in which language practices are bound up in relations of
authority and power and larger socioeconomic and sociopolitical processes.
1.2
Language ideologies and identities
The study of language ideologies developed in paradigms of linguistic anthropology, language
shift, language planning, and ethnography of speaking, as a means of interpreting cultural
conceptions of language, and of analyzing collective linguistic behavior. Early research in
these paradigms tended to equate a language with a people, essentializing links between
national or regional groups and linguistic practices. Recent studies, however, have taken a
more nuanced approach, recognizing the social positioning, partiality, contestability,
instability, and mutability of the ways in which language uses and beliefs are linked to
relations of power and political arrangements in societies (Blommaert, 1999; Blommaert &
Verschueren, 1998; Gal, 1998; Gal & Woolard, 1995; Kroskrity, 1998; Woolard, 1998). Gal
and Woolard (1995) make the point that ideologies that appear to be about language are often
about political systems, while ideologies that seem to be about political theory are often
implicitly about linguistic practices and beliefs. Ideologies of language are therefore not about
language alone (Woolard, 1998), but are always socially situated and tied to questions of
identity and power in societies. Related to the essential equation of one language with one
“people” is an insistence on the significance of the “mother tongue” as the only authentic
language of a speaker, as if only the language learned at the mother’s knee could convey the
true self of the speaker. The essentialized links between language ideology and speakers’
identities are plain here: if you are a speaker of language X, you must be an X sort of person.
These links become clearer yet when we examine the moral values attributed to language
varieties and their speakers.
While modern linguists may regard all languages and language varieties as equal in
value, political and popular discourse often comes to regard official languages and standard
varieties as essentially superior to unofficial languages and nonstandard varieties (Collins,
1999). This culture of standardization (Silverstein, 1996) comes into being through an
ideology which implies that clarity, logic and unity depend on the adoption of a monoglot
standard variety in public discourse. Lippi-Green (1994) notes that standard language
ideology extends as far as discrimination against those whose accent differs from the norm,
particularly those accents associated with racial, ethnic, or cultural minorities. She suggests
that the ultimate goal of such ideologies is the suppression of language variation of all kinds,
and the promotion of an abstracted, homogeneous, spoken language which is modeled on a
standard written language. Speakers of the British prestige speech form known as Received
Pronunciation may be regarded not only as members of a socially privileged sector of society,
but also as persons of greater intellectual and personal worth (Woolard, 1998). Woolard
further makes the point that when a linguistic form such as Received Pronunciation is ideolog-
ically linked to a group or type of people, it is often misrecognized (Bourdieu, 1977, 1991) as
being symbolically linked to speakers’ social, political, intellectual, or moral character.
Bourdieu’s analysis makes it clear that the power of speakers of standard French was misrec-
ognized and perceived as being rooted in (rather than simply indexed by) their use of the
standard variety (Gal & Woolard, 1995). Bourdieu’s model of the symbolic value of one
language or language variety above others rests on his notion that a symbolically dominated
The International Journal of Bilingualism
Introduction 247
Thus, although penalizing a student for being African American may be illegal,
penalizing a student for speaking African American Vernacular English is not. Where discrim-
ination against Asian Americans in job promotion is illegal, passing over or dismissing an
Asian American because of an “accent” that others claim is difficult to understand is not.
However, Woolard argues that simply stating that language ideologies are really about racism
and other forms of discrimination is not an adequate analysis.
The process of misrecognition often contributes to the indexical linking of a language
with character types and cultural traits. Gal and Irvine (1995) note that ideologies often
identify linguistic varieties with “typical” persons and activities and account for the differen-
tiation among them. In these processes the linguistic behaviors of others are simplified and are
seen as deriving from speakers’ character or moral virtue, rather than from historical accident.
Gal and Irvine offer the example of nineteenth-century Macedonia, which was unusually
multilingual, with language use not falling within expected ethnic boundaries. Outsiders thus
positioned Macedonians as untrustworthy, as apparently shifting linguistic allegiances were
construed as shifting political allegiances and unreliable moral commitments. A number of
studies have demonstrated that the official language, or standard variety, often comes to be
misrecognized as having greater moral, aesthetic and/or intellectual worth than contesting
languages or varieties (Bokhorst-Heng, 1999; Heller, 1999; Jaffe, 1999; Schieffelin &
Doucet, 1998; Spitulnik, 1998; Watts, 1999). A corollary of such language ideologies is that
speakers of official languages or standard varieties may be regarded as having greater moral
and intellectual worth than speakers of unofficial languages or nonstandard varieties. In
Bourdieu’s terms, those who are not speakers of the official language or standard variety are
subject to symbolic domination, as they believe in the legitimacy of that language or variety,
and “Symbolic power is misrecognized as (and therefore transformed into) legitimate power”
(1991, p. 170). Bourdieu suggests that we have to be able to discover power in places where it
is least visible, because symbolic power “is that invisible power which can be exercised only
with the complicity of those who do not want to know that they are subject to it or even that
they themselves exercise it” (1991, p. 163). The papers presented here are located in more-or-
less liberal, democratic, multilingual societies (Germany, Britain, Canada, and the United
The International Journal of Bilingualism
248 A. Blackledge and A. Pavlenko
States) which apparently tolerate or promote linguistic heterogeneity. What unites the studies
is that they make visible the hidden symbolic power which underpins an ideological drive
towards homogeneity, a drive which potentially marginalizes or excludes those who either
refuse, or are unwilling, to conform. In Britain Bangladeshi women are required to either
learn English or accept that they will not gain access to information about their children’s
schooling (Blackledge); in Germany citizenship applicants must attain a required level of
proficiency to succeed (Piller); in Canada Italian-heritage young people linguistically perform
their range of “hyphenated” identities differently in different peer-group settings (Giampapa);
and in the U.S. bilingual writers who strive to explore their own linguistic struggles, multi-
lingualism, and multiculturalism, are nevertheless writing their autobiographical narratives in
standard English (Pavlenko).
Bourdieu’s notion of misrecognition and symbolic domination is consistent with the
Gramscian notion of hegemony (Gal, 1998), which emphasizes that dominant ideas are partic-
ularly powerful because they are the assumed, implicit aspects of a more explicit ideology.
Gramsci proposed that state control could not be sustained over time without the consent of the
polity through ideological persuasion; that is, through hegemony (Philips, 1998). Although
Gramsci did not insist that such persuasion was necessarily implicit more than explicit, in
post-Gramscian writings the term hegemony has come to mean the taken-for-granted, almost
invisible discourse practices of symbolic domination. However, while hegemony is a recog-
nizable process, it is neither stable nor monolithic. Rather, it is constantly shifting, being
made and remade, characterized by contradiction and ambiguity, productive of opposing
consciousnesses and identities in subordinate populations, and always exposed to the
possibility of alternative counterhegemonies (Blommaert, 1999; Gal, 1998; Williams, 1977).
Furthermore, it is not always the State that is the main actor, nor are hegemonic discourses
always aimed at exerting control over the populace. In an increasingly globalized
environment, where the power of multinational corporations is consistently increasing, the old
politics of State and polity are called into question (Heller, 1999). The achievement of
domination through hegemony is always complex and problematic, usually only partially
achieved, and often fragile. While Gramsci’s notion of hegemony has much in common with
Bourdieu’s model of symbolic domination, it is in the idea of “counterhegemony” or
resistance that the possibility of alternatives to the dominant ideology may come into being.
That is, subordinated groups may not always accept the symbolic power of the dominant
group, but may symbolically resist that power by adopting linguistic practices which are
counter to those of the dominant group. In the papers collected here groups and individuals in
multilingual settings (re)negotiate their identities in response to hegemonic language
ideologies which demand homogeneity. The different ways in which they do so exemplify the
complexity involved in attempts to “negotiate” identities in multilingual states which are
underpinned by implicit monolingual ideologies.
1.3
Negotiation of identities
What does “negotiation” involve in the perspective assumed here? What linguistic
phenomena are implicated in the negotiation process and what is the range of identities that
may be negotiable? As argued above, poststructuralist inquiry reinterprets the notion of
identity (which will be used in the present collection as synonymous with subject position).
The International Journal of Bilingualism
Introduction 249
national identity narratives, but rather representations produced and reproduced in institu-
tional contexts which result in a particular “habitus,” internalized through “national”
socialization. They also emphasize that within the same nation state different political and
ideological orientations provide different identity options: while off icial discourses
emphasize state-based nationalism, semiofficial and quasi-private discourses allow for
cultural/linguistic nationalism. Potential conflict between the two positions makes it rather
difficult for some of the study participants, such as, for instance, a German-speaking
Carinthian Slovene woman, to represent themselves in unproblematic and homogeneous
ways. Both aspects of this recent work are taken up in the present collection: while Piller’s
paper, for instance, depicts construction of national identities through naturalization laws and
language testing practices, Giampapa illuminates how participants draw on different aspects
of their ethnic identities in different contexts.
The view of negotiation as the interplay between two types of positioning also allows us
to pinpoint limitations of the notion of “negotiation of identities.” First of all, in many
contexts, certain identities may not be negotiable because people may be positioned in
powerful ways which they are unable to resist. For instance, in Nazi Germany, individuals may
have disagreed with being identified as Jews because of a maternal grandmother, but their
opinions did not matter much in the process of extermination. Similarly, in Stalinist Russia
particular individuals who were identified as “enemies of the people” based on their parents’
social and class origins, may have disagreed with such positioning but were unable to resist
this identification and the resulting repercussions. It appears that how much room for
resistance to particular positioning individuals have depends on each particular situation and
the balance of power relations between the groups or individuals in question. As will be
demonstrated in Blackledge’s paper, certain identities may be non-negotiable not only under
totalitarian regimes, but also in everyday, familiar contexts. Secondly, in full agreement with
Hill’s (1999) call for attention to the historical perspective, we also view “negotiation of
identities” as a sociohistoric phenomenon. This view could also potentially limit its scope, as
it is quite possible that in certain historic periods or in certain contexts negotiation was not
conceivable and identities were not subject to contestation or change. Third, it is possible that
the notion of “identity,” predicated on the individualistic view of the self, may not even be a
relevant concept for analysis of interaction in multilingual contexts in societies where selves
are viewed as relational constructs. In short, we argue that for future scholarship it is important
to recognize the limitations of the notion of “negotiation of identities” and to distinguish
between instances of positioning where the power differential is such that resistance is
impossible, instances of positioning which evoke resistance, and instances of negotiation
where the interlocutors or the negotiating parties may enjoy a relatively equal power balance.
If any kind of negotiation takes place, what are the means through which identities can
be negotiated? As studies in cultural psychology, anthropology, and sociology demonstrate,
these means embrace verbal and nonverbal behaviors and may include a wide range of objects,
clothing, or spatial arrangements (cf. Cerulo, 1997). What is of interest to the field of bilin-
gualism, however, is an array of linguistic means which can be implicated in such negotiation.
Traditionally, the key linguistic means of negotiation of identities discussed in the bilin-
gualism literature were codeswitching, or code-alternation, codemixing and language choice
(Auer, 1998; Bailey, 2000; Heller, 1988; Milroy & Muysken, 1995; Myers-Scotton, 1983).
We believe that Auer’s (1998) collection does justice to this research and thus deliberately
The International Journal of Bilingualism
Introduction 251
chose not to include any studies that dealt with code-alternation per se. Instead we opted to
expand the term “negotiation” and to demonstrate other ways in which individuals may be
positioned, and position and reposition themselves. Thus, Piller and Blackledge illuminate
discursive practices through which ideologies of language and nationhood may position
immigrant and minority language users. In contrast, Giampapa’s and Pavlenko’s papers focus
on reflective positioning aspects of negotiation. Giampapa’s paper illustrates ways in which
ethnic identities may be negotiated and renegotiated in conversation, with and without the use
of codeswitching. Pavlenko’s paper examines ways in which adult second language users
reposition themselves with regard to their new communities of practice in writing, creating
effective counterdiscourses to the ideology of monolingual native-speakerness.
The present collection also presents a wide range of identities implicated in negotiation,
following Le Page and Tabouret-Keller(1985) who pioneered the deconstruction of equations
such as race = culture = language or ethnicity = language. Poststructuralist scholars flag
multiple discontinuities and hybridities at the interstices of linguistic and cultural contact,
pointing out that linguistic groups are not necessarily isomorphous with culturally- or
socially-conceived ethnic groups. In this view, ethnic identities, previously viewed as stable
ascriptive categories, determining behavior of ethnic group members, may be up for grabs.
Recent anthropological inquiry reinforces the notion that all identities may be negotiable in
certain contexts. For instance, Hensel’s (1996) ethnographic study demonstrates that in
Bethel, Alaska, ethnicity is not judged on the basis of genetic heritage but on the basis of
practice. His analysis of strategic talk about hunting, fishing, and processing suggests that the
informants in the study are significantly less concerned with the maintenance of “Yup’ik
Eskimo” and “non-native” identities, and much more with how native or non-native one is
within the context of a given activity. In contexts where many individuals are no longer
monocultural monolinguals, but belong to a number of different, often newly created, groups,
this flexible view allows us to investigate various identities as linked to particular contexts and
practices, rather than to predetermined overarching categories.
This approach is in agreement with Bourdieu’s (1977) view of “habitus” as ways of
being, or dispositions, learned interactively through participation in practices most typical for
members of a particular group or class. Accordingly, the papers in the present collection argue
that all identity options— including ethnic identities— may be available for renegotiation in
multilingual contexts. Giampapa’s study, for instance, demonstrates that ethnic identity is not
perceived as a homogenous and stable category by Italian Canadians, but rather as a flexible
construct, whereby self-ascription shifts from context to context. Piller’s study focuses on
national identities, analyzing ideologies of language and nationhood which inform natural-
ization language testing. Blackledge shifts the focus to social and gender identities and
examines how discourses of literacy, race and class conspire to construe immigrant mothers as
illiterate and incompetent parents. Pavlenko’s examination of written autobiographies of
bilingual writers suggests that memoirs represent a fertile space where individuals may use
their linguistic resources to reposition themselves, reimagining and refashioning their social,
ethnic, and gender identities.
1.4
Multilingualism, identity, and social justice in liberal democratic states
The notion of “imagination” plays an important role in the present collection. In his
influential volume, Anderson (1983) suggests that nations are imagined political
communities, imagined as both inherently limited and sovereign. They are imagined because
most of their members will never meet each other, “yet in the minds of each lives the image of
their communion” (p. 6). Anderson notes that the rise of print-languages at the same time as
the development of capitalism in Europe (between 1820 and 1920) demanded new literacies.
The ruling elites of Europe were required to decide which of the existing vernacular languages
would replace Latin and Greek as the languages of literacy (and therefore of education,
business, commerce, and state): “Thus English elbowed Gaelic out of Ireland, French pushed
aside Breton, and Castilian marginalized Catalan” (p. 78). Those who already spoke the
languages selected for national literacy were suddenly at an enormous advantage when
compared to those who spoke other vernaculars, and this hegemonic process allowed the
privileged, literate languages to become national languages. Now speakers of the huge variety
of Frenches, Englishes, or Spanishes, who previously found it difficult to understand each
other, could communicate through print. Thus the map of modern Europe is based on the
“imagined communities” which have developed from the adoption of state languages
following the interaction between the emergence of capitalism and print, and what Anderson
calls the essential “fatality of human linguistic diversity” (1983, p. 43). While this analysis is
helpful in identifying the ways in which administrative vernaculars came to be dominant
languages in the development of European nation-states, Anderson’s model does not
necessarily assume that communities, or nations, will be linguistically homogeneous, and
easily linked to named languages. In fact many European nation-states which are legally
and/or ideologically “monolingual” are linguistically heterogeneous. If Anderson’s analysis
seems to assume that languages are fixed and stable entities (Gal & Irvine, 1995), which
therefore come to represent more-or-less fixed and stable communities or nations, it is in their
written representation that they do so. Languages are not self-evident, natural facts (Gal,
1998), and contestation occurs around definitions of languages as much as around
communities. Languages are not permanent; instead, the concept of a permanent language
may be invented, developed through the imagining of the nation-state. If this is the case, then
language does not create nationalism, so much as nationalism creates language; or rather,
nationalist ideology creates a view that there are distinct languages (Billig, 1995). In fact
nations and nation-states are constantly developing, shifting, and changing, and are constantly
imagined and reimagined in diverse and complex ways by dominant and subordinate groups
and individuals whose identities are in a constant process of renegotiation. Grillo (1998)
points out that while modern nation-states were conceived as ideally homogeneous, seeking
from their citizens uniformity and loyalty, this ideology was constantly confronted with the
reality of social, cultural, and linguistic heterogeneity. This tension between a dominant
ideology of national homogeneity and actual heterogeneity has important implications for
multilingual identities and social justice in liberal democratic states. In Giampapa’s paper,
young Italian-heritage Canadians demonstrate that they negotiate identities which are more-
or-less Italian, more-or-less Canadian, in different social contexts. However, assumed notions
of “Canadian” or “Italian” are not necessarily the young people’s most salient dimensions of
belonging. And in Pavlenko’s paper, bilingual U.S. writers use the written medium not only to
The International Journal of Bilingualism
Introduction 253
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