Finacle 10.x 24x7 EOD BOD Updated
Finacle 10.x 24x7 EOD BOD Updated
INFOSYS LIMITED
Bangalore
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Electronic City, 3rd Cross
Bangalore 560 100
India.
Telephone: (91) (80)28520 261-270
Fax: (91) (80) 8520 362
Website: http://www.infosys.com
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Project Details
· Project(s) involved : China Banking Corporation, Philippines
· H/W Platform : IBM AIX
· S/W Environment : Finacle 10x
· Application Type : Package Application
· Project Type : Package Implementation
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Keywords
Finacle EOD BOD, Sol Date Change, Bank Date Change, Batch Job Configuration
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Introduction
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Introduction
• The End of day/Beginning of Day operations (EOD/BOD) are performed in
Finacle to mark the logical end-of-day for a branch level operations as well as
the bank and mark the beginning of the next working day.
• Finacle ensures that the bank can function on a 24 X 7 X 365 basis from a
branch as well as delivery channels, and support all application-related
functionalities. Finacle solution supports transaction processing round the
clock. Delivery channels including branches can access Finacle services even
when the EOD is running.
• For the branches, the business date is the business date of the branch from
where the transaction is originating whereas as for channels, the business
date is the business date of the data center.
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Key Challenges in Finacle 7.x EOD BOD
• A single business date for all SOLs of the Bank.
• End of Day operations for all SOLs should be completed before the End of Day
for the Bank (and business date changes) is initiated.
• Only one user (the EOD Operator) is allowed to login during CEOD and CBOD.
• Business date change process is tightly linked to user log-in, specific batch
jobs and transaction processing capabilities.
• EOD BOD Operations are to be manually initiated. Such operations cannot be
triggered using external schedulers.
• Certain functional batch jobs are tightly coupled with the EOD Stages ( e.g.
FFD is opened as part of ABH, SI Carry Forward Batch Job is executed as part
of CSOLOP).
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Finacle 10.x 24x7 EOD BOD
Key Benefits with 24x7 EOD BOD Model are as below.
• Every SOL has its own business date, different from the business
date of the Bank. Each SOL can operate on its own independent
business date.
• User Operations can continue during the EOD BOD window, thereby
permitting 24x7 availability.
• EOD BOD Operations can be initiated through external schedulers.
• Batch Jobs can be configured at any stage of the EOD BOD based on
business requirements.
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Steps in 10x EOD/BOD
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Finacle 10.x 24x7 EOD BOD
SOL 1 SOL 1
SOL 1 Date
Closure Closure of
Change
Operations Last Day
SOL 2 SOL 2
SOL 2 Date
Closure Closure of
Change
Operations Last Day
SOL 3 SOL 3
SOL 3 Date
Closure Closure of
Change
Operations Last Day
Bank Bank
Bank Date
Closure Closure of
Change
Operations Last Day
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SOL Date Change Operations
Initiate SOL SOL SOL SOL SOL
Change of Change Of Change Of Closure Closure Of
Day Date Date Operations Last Day
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Bank Date Change Operations
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EOD/BOD Process
• There are 8 Steps (6 Mandatory and 2 Optional steps) in Finacle 10x for completion of
EOD/BOD Process.
They are as below:-
The order of execution of above stages can be modified as per the requirements of the bank.
The different types of orders/sequences can be:-
1. HSCOD -> HSOLCOP -> HSCOLD -> HBKOD -> HBKCOP -> HBKOLD
2. HSCOD ->HBKOD -> HSOLCOP -> HSCOLD -> HBKCOP -> HBKOLD
3. HSCOD -> HBKOD -> HSOLCOP -> HBKCOP -> HSCOLD -> HBKOLD
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Initiate SOL Date Change (HISCOD)
•Initiate SOL Change Operating Date.
•Send an alert to the users indicating the commencement of date
HISCOD change operations.
•This menu will not actually start the Date Change Operations but will
just alert the users about the start of operations in near future.
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SOL Change of Date (HSCOD)
• Pre Date Change Batch Jobs (Job Group – PRSCD)
HSCOD
• Sack other Online Users Logged in the SOL
• Change SOL BOD Date
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Bank Change of Date (HBKOD)
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Bank Change of Date (HBKOD)
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SOL Closure Operations (HSOLCOP)
• Execution of batch jobs as on a previous date, after date change, allows the
batch job execution to be disassociated from the date change event.
• The most essential batch jobs can be executed before date change.
• Immediately after date change, business operations on the new date can be
started.
• The remaining batch jobs can later be executed as on a previous day as part of
HSOLCOP.
• These jobs are executed as of the previous working date because by this time,
date is already changed to new working date.
• Jobs configured to run in HSOLCOP should be configured in HPDBJM to enable
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SOL Closure Operations (HSOLCOP)
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Bank Closure Operations (HBKCOP)
• Login as on Previous Date (only in the current context)
• Execute Bank Closure Operation Batch Jobs (Job Group –
HBKCOP
BKCOP)
• Revert Login to the Current Date
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SOL Closure for Last Day (HSCOLD)
• Execute Validations configured in HSVAM for SOL Closure
HSCOLD • Execute SOL Closure of Last Day Batch Jobs (Job Group –
SCOLD)
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SOL Closure for Last Day (HSCOLD)
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Bank Closure for Last Day (HBKOLD)
• Validations of DC Status
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Bank Closure for Last Day (HBKOLD)
• Execute Validations configured in HSVAM for Bank Closure
• Check for logins as on previous date
• Update DC Stat Code to X
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Bank Closure for Last Day (HBKOLD)
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HBJE (Batch Job Executioner)
• This is an optional stage.
• This stage runs the jobs where Job_Group is configured as
“RPT”.
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CHECKING OF EOD/BOD STATUS
IN DIFFERENT STAGES
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SOL LEVEL STATUS DURING VARIOUS STAGES OF EOD/BOD
In Database Level, Flags and Fields will be as below during various stages of EOD/BOD :-
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SOL LEVEL STATUS DURING VARIOUS STAGES OF EOD/BOD
In Front End, In HSSI Menu Option, Flags and Fields will be as below during various stages of EOD/BOD :-
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BANK LEVEL STATUS DURING VARIOUS STAGES OF EOD/BOD
In Database Level, Flags and Fields will be as below during various stages of EOD/BOD :-
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BANK LEVEL STATUS DURING VARIOUS STAGES OF EOD/BOD
In Front End, In HBSI Menu Option, Flags and Fields will be as below during various stages of EOD/BOD :-
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SET UP FOR EOD/BOD
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Previous Day Batch Job Maintenance (HPDBJM)
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Job Event Maintenance (HJEM)
• Closure Event IDs are pre defined in the system, indicating the various
stages of End of Day Operations.
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Job Event Maintenance (HJEM)
Menu Event Closure Event Job Group
ID
HSCOD SOL Pre Date Change Event PRESCOD PRSCD
SOL Post Date Change Event POSTSCOD PSSCD
HSOLCOP SOL Closure Operation SOLCOP SLCOP
HSCOLD SOL Closure Of Last Day POSTSCOLD SCOLD
HBKOD Bank Pre Date Change Event PREBKOD PRBKD
Bank Post Date Change Event POSTBKOD PSBKD
HBKCOP Bank Closure Operation BKCOP BKCOP
HBKOLD Bank Closure Of Last Day POSTBKOLD BKOLD
Closure Event
EOD Menu Job Group Batch Job
ID
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System Controlling Batch Jobs
Pre SOL Date Post SOL Date SOL Closure SOL Closure
Change Change Operations of Last Day
(PRSCD) (PSSCD) (SLCOP) (SCOLD)
Status
Other Other
PRSL1 Change
Batch Jobs Batch Jobs
(Implicit)
Other
PSSL1 PSSL1 Batch Jobs
Batch Jobs
PRSL2
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System Controlling Batch Jobs
Pre Bank Date Post Bank Bank Closure Bank Closure
Change Date Change Operations of Last Day
(PRDCD) (PSDCD) (DCCOP) (DCOLD)
Status
Other Other
PRDC1 Change
Batch Jobs Batch Jobs
(Implicit)
Other
PSDC1 DCCP1 Batch Jobs
Batch Jobs
PRDC2
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System Controlling Batch Jobs
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System Controlling Batch Jobs
Job Next
Job Job Job Parameter Job
Job ID Job Description Holiday Execution
Group Priority Area Frequency
Status Date
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Maintain SOL Validations (HSVAM)
• Business and System validations, required to be executed prior to certain
important EOD stages, can be configured in menu HSVAM.
• Examples :-
• All transactions should be posted before SOL Change of Date
• All table spaces should have adequate free space before DC Change of
Date
• SOL Caution Holidays for the next working day should assessed before
SOL Change of Date
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Maintain SOL Validations (HSVAM) (HSVALRPT)
• Validations can be configured for four execution modes :- SOL Date Change,
SOL Closure, Bank Date Change, Bank Closure
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Maintain SOL Validations (HSVAM) (HSVALRPT)
• For a Blocking validation, in case of failure the system will not allow the EOD-
BOD process to pass that particular stage.
The User/admin has to find out the cause of the failure and resolve it so that during re-
execution of the event the validation will not fail.
• Some properties of validations:-
System and Bank Defined validations are by default added into core.
System validations are always BLOCKING. Only priority can be modified.
Bank defined validations are by default blocking. But both priority and blocking flag
can be modified.
Custom validation can be set by user in which all the fields are modifiable.
Custom validations require a script to be entered which is mandatory.
Each validation is associated by a VAL_ID, the corresponding entry of which is stored in
SMVT table.
When a validation is executed during any stage of EOD-BOD operations, the details of its
success/failure is recorded in a history table – SVHT. In case a validation gets executed,
the corresponding success/ failure entry will go in SVHT table.
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Batch Job Maintenance (HBJSTM)
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Batch Job Maintenance (HBJSTM)
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Environment Variables
• Certain environment variables are available to control different aspects of
processing of the EOD BOD and Batch Job Execution.
• Path :- /etc/b2k/$FINACLE_INSTALL_ID/FINCORE/com/commonenv.com
Environment Variable Purpose of the Variable
NBR_OF_PARALLEL_EODBODJOBS This variable decides the number of streams of an EOD BOD
job which can be executed in parallel.
NBR_OF_PARALLEL_DTDHTDJOBS How many sol’s DTD records will move to HTD at a time
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Environment Variables
Environment Variable Purpose of the Variable
BJS_NO_OF_PARALLEL_JOBS This variable decides the number of streams of an EOD BOD job which can be
executed in parallel for the Bank Date Change Operations (HBKOD) or Bank Closure
Operations (HBKCOP) or Bank Beginning of Day operations (HBKOLD)
It is because If the field 'No. of Parallel SOLs' for which value is auto-populated from
commonenv (NBR_OF_PARALLEL_EODBODJOBS) is getting over-ridden by user in
either HSCOD or HSOLCOP or HSCOLD, changed value takes precedence over the
commonenv variable value during DC level EOD/BOD jobs.
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Environment Variables
Environment Variable Purpose of the Variable
SKIP_ON_LOCK_UNAVAILABLE This variable is used by certain batch jobs to skip processing of the records for
(Y/N) which a lock could not be obtained for processing.
The other records are processed in this case, and the records which could not
be processed are dumped in the fatal_info.log file.
If the variable is not set, the system gives a fatal error if a lock could not be
obtained on any record for processing.
The following programs give fatal error depending upon the environment variable set, if
a resource (say, an account) is not available, even after waiting for a specified period of
time. In other words it has been locked by some other program :- ACINT, ACACCR,
LADSP
If this variable is set to Y, the process skips all the records for which processing is not
possible and proceeds processing other records.
If it is set to N or left unset, a fatal error occurs terminating the process after trying for
the number of times as set in the environmental variables.
This is introduced, so that if for any reason one particular record is busy because of a
hung process and so on., the user has the option to enable the program not to
terminate with a fatal error. However the records which were busy are left unprocessed.
Typically the number of such records are minimal.
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Non Business Parallelization (NBP)
• Non Business Parallelization can be used for optimum utilization of server
resources by implementing parallel execution of a batch job.
• Multiple threads of the same batch job can be executed in parallel, thereby
ensuring better performance in terms of execution time
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Non Business Parallelization (NBP)
• NUM_RECCOUNT variable specifies the maximum number of records which
are to be processed in a single process.
• SUM_LOG variable specifies whether a summary log for the NBP execution
should be created.
Example
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Non Business Parallelization (NBP)
Imp Notes :-
• Only some exe can be set for NBP. NBP cannot be enabled
for all batches.
• Heavy Parallelisation is not recommended. It can impact
resource management. (CPU Usage/ Memory Usage). It
should be set to some optimum value.
• NBP is applicable for only product exe. Customization
batches cannot be parallelised using these environment
variables.
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SOL and DC Restartability
• A mechanism is available to monitor and prevent the simultaneous
execution of a SOL Date Change Operation or a Bank Date Change
Operation.
• This is managed by two flags – one at SOL level and one at Bank Level
SOL Restartability Flag Bank Restartability Flag
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Sample Pre EOD/BOD Run Checklist
1. EOD Batch Job setup should be done for all active SOL Ids.
2. Holiday Calendar should be in sync for all working Sol ids.
3. Check in HCTM and HBCTM whether the next BOD you want is holiday. It
shouldn’t be a holiday, if it is a holiday, the date will be changed to the next
working day.
4. Previous Day’s EOD/BOD logs are to be procedurally moved to other safe
directory before starting each day’s EOD/BOD operations.
5. Data backup needs to be taken before EOD/BOD start. This is to ensure
prevention of data corruption in case of errors in EOD/BOD.
6. There should not be any unbalanced transaction.
7. There should not be any unposted cash transaction.
8. There should not be any sol id which is not part of ALL set.
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Sample Pre EOD/BOD Run Checklist
9. There should not be any sol id which is not part of these Set ids :-
EODDEP1
EODDEP2
EODDEP3
EODWLN1
EODWLN2
10. All the relevant finacle services should be up and running :-
Finlistval in both node
Cores session in both nodes
Finrpt in both nodes
WAS in both nodes
11. CDCI directory should have sufficient space to generate logs inside the
directory. For 1 Day Run, Approximately 15-20 GB of free space is recommended.
12. Database level locks are to be checked. If it is there, needs to be released.
13. Next_Exec_Date (TBAADM.BJS) of all EOD/BOD jobs (Where job group is null)
should be correct and in sync. (Both system jobs and other jobs )
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Sample Pre EOD/BOD Run Checklist
14. In HSSI Menu Option, For Each Sol id the status will be like this before
EOD/BOD Starts :-
SOL Status: SOL Closure Done
Closure Date: Previous Working Date of that Sol Id
BOD Date: Present Working Date of that Sol id
Closure: Closed
EOD Event Status: EOD event not in progress
Sol Batch operating date: - Should have a valid date equal to or less
that the current BOD Date
Example: - If Present working Date is 31-Jul-2015 and Last Working Date was 31
Jul 2015
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Sample Pre EOD/BOD Run Checklist
Example: - If Present working Date is 31-Jul-2015 and Last Working Date was 30
Jul 2015
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Sample Pre EOD/BOD Run Checklist
15. In HBSI Menu Option, For Each bank id the status will be like this before
EOD/BOD Starts :-
Status: Bank Closure Done
Bank Closure Date: Previous Working Date of Bank
Bank BOD Date: Present Working Date of Bank
Bank Closure: Bank Closure Done
EOD Event Status: EOD event not in progress
Bank Batch operating date: - Should have a valid date equal to or less
that the current BOD Date
Example: - If Present working Date is 31-Jul-2015 and Last Working Date was 31
Jul 2015
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Sample Pre EOD/BOD Run Checklist
Example: - If Present working Date is 31-Jul-2015 and Last Working Date was 30
Jul 2015
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Sample Pre EOD/BOD Run Checklist
Example: - If Present working Date is 31-Jul-2015 and Last Working Date was 30
Jul 2015
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Useful Menu Options & Tables
For EOD/BOD
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Useful Menu Options List
Sl.No Menu Id Description
1 HSCOD Sol Change of Date
2 HSOLCOP Sol Closure Operations
3 HSCOLD Sol Closure of Last Day
4 HBKOD Bank change of Date
5 HBKCOP Bank Closure Operations
6 HBKOLD Bank Closure of Last Day
7 HBSI To Check Bank Status during EOD/BOD
8 HSSI To Check Sol Status during EOD/BOD
9 HBJMON To Check Batch Job Running Status
10 HBJSINQ TO Check Batch Job List for a given criteria
11 HBJSTI Inquire of Batch Job Set Up
12 HBJE To Invoke any batch job manually
13 HCCS To Change context Sol
14 HFTI To Inquire Financial Transaction
15 HTI To Inquire Financial Transaction
16 HSVALRPT To generate Sol Validation Report
17 HPR TO view generated report
18 HRRCDI To view HRRCDM parameters
19 HPDBJINQ To Check Previous Day Run enabled or not
20 HPDBJM Make Batch job enabled to run as on previous day
21 HPDBJDEL Delete Batch job from list of enabled to run as on previous day
22 HBJSTM Batch Job Set up Configuration
23 HSCOFF Mark SOL not to run EOD/BOD
24 HSVAM EOD/BOD validation Maintenance
25 HCTI Sol Level Calendar Table inquiry
26 HBCTM Bank Level Calendar Table Inquiry
27 HPPT Post/ Proxy Post Entered Transactions
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Summary of Tables
Table Name Purpose
SOL
GCT
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