Assmann Axial Breakthroughs 2005
Assmann Axial Breakthroughs 2005
), Axial Civilizations
and World History (Jerusalem Studies in Religion and Culture 4), Leiden 2005, S. 133-156
AXIAL “BREAKTHROUGHS”
AND SEMANTIC “RELOCATIONS”
IN ANCIENT EGYPT AND ISRAEL
JAN ASSMANN
1. Introductory Remarks
The theory of the Axial Age was formulated around the time of
World War II, between 1935 and 1956. It was developed by three
thinkers, the sociologist Alfred Weber, whose Kultursoziologie appeared
in 1935, the philosopher Karl Jaspers, whose Vom Ursprung und yjel
der Geschichte followed in 1949, and the political philosopher Eric
Voegelin, who started publishing his monumental Order and History
in 1956. Although they never formed a school of thought, there is
little doubt about their intellectual connection. Voegelin spent a year
at Heidelberg (1929) and studied with Alfred Weber and Karl Jas
pers. Further, we can also assume that both Jaspers and Voegelin
were significandy influenced by Alfred Weber even though they didn’t
do much to acknowledge their debt to him.1
In all three accounts of the transition from a “pre-axial” to an
“axial” age, the common element was the opposition between, on
the one side, the “pre-axial” civilizations of the Ancient Near East,
Egypt and Mesopotamia, and, on the other, the “axial” civilizations
of Greece and Israel. This does not mean that reference to other
civilizations was lacking. Weber and Jaspers extended the scope of
their work to the Far East, by including India and China, while
Voegelin devoted several chapters to Zoroastrianism and to China.
However, as far as the “pre-axial” world was concerned, Egypt and
Mesopotamia constituted its only representatives—and rightly so,
given that these are the only civilizations where the written evidence
1 In this respect, the meaning of the long and rather critical endnote, where
Karl Jaspers discusses the points of connection and difference between Alfred Weber’s
approach and his own (Jaspers (1955) 265; n. 5), is not entirely clear.
134 JAN ASSMANN
reaches back until the beginning of the third millennium bce. And
yet, this very world was closed to Weber and Jaspers. Neither of them
was able to reach a closer understanding of its cultural heritage.
Voegelin was the first to study the ancient documents in a more in-
depth way. Unable to read the texts in their original languages him
self, he had nonetheless the good fortune to get into contact with
leading Assyriologists and Egyptologists, most of them emigrants like
him, who fled from Germany and other parts of Nazi-occupied
Europe. After what must have been years of study of Assyriological
and Egyptological literature, Voegelin was able to draw a convinc
ing picture of the “pre-axial” world, for which he coined the term
“cosmological”. In the first part of the first volume of Order and History,
titled “The Cosmological Order of the Ancient Near East”, the first
sentence reads:
The societies of the ancient Near East were ordered in the form of the
cosmological myth. By the time of Alexander, however, mankind had
moved, through Israel, to existence in the presence under God and,
through Hellas, to existence in love of the unseen measure of all be
ing. And this movement beyond existence in an embracing cosmic order
entailed a progress from the compact form of the myth to the differ
entiated forms of history and philosophy.2
these cultures “lived” from beginning to end within the frame of the
“cosmological myth”, while the breakthrough into a new world-vi^w
was solely the achievement of Israel and Greece. Despite three
decades of intensive research and discussion, the restatement of the
Axial Age theory by S. N. Eisenstadt3 in the mid-eighties remains
open to similar criticisms. As its critics argue, the theory places too
much emphasis on the relatively uniform pattern of transformation,
while the historical diversity of interpretative frameworks is not
adequately addressed.
Of course, it is true that neither Mesopotamia nor Egypt invented
philosophy or monotheism in the Greek and Jewish sense. It is also
equally true that the relation between these “pre-axial”, or “cosmo
logical”, societies and Israel and Greece can only be theorized in
terms of revolutionary transformations. Yet, notwithstanding this
general impression, in Egypt (but surely the same holds for Meso
potamia), several lesser “breakthroughs” seem to be pointing in the
direction of the sort of transformation which would come to full
fruition later in Israel and Greece. Seen in this broader perspective,
the idea of the Axial Age loses much of its dramatic character. The
revolutionary breakthroughs occurring between 800 and 200 bce fall
into line with similar, if lesser, steps in the intellectual history of the
Ancient Near East. In this paper, my point of focus is Ancient Egypt
and the changes that announced the “axial” transformations in Is
rael, rather than Greece. The first part looks at three such changes
(that is, transformations within the intellectual and religious history
of ancient Egypt, which led to considerable changes, though not to
what could be called an “axial transformation”); while the second
part deals with the “Mosaic distinction” and the “axial transforma
tion” that took place in the slow transition from the “cosmological
immanence” of the oriental civilizations to the transcendental mono
theism of Israel.
Voegelin described this process of conceptual transformation as
a “breakthrough” from “compactness” to “differentiation”. Israel and
Greece were able to recognize differences and to draw distinctions
where the oriental societies used “compact” concepts, which blurred
these differences in a systematic way. The Egyptian evidence con
firms this approach, especially with regard to the distinction between
the political and the religious sphere, or what I have called elsewhere,
“Herrschaft” and “Heil”.4 In particular, the specific axial transfor
mation, which the Bible represents as the exodus (from Egypt) and
the entrance into a new form of religious and political order, involves
primarily the distinction between religion and politics and, as such,
it must be reconstructed and interpreted in terms of political theol
ogy. At the same time, historical experiences in the political sphere,
that is, breakdowns and disappointments of a rather traumatic char
acter, may also be identified as the decisive factors in the emergence
of the Egyptian forerunners of axiality. It is to them that I now turn.
8 Stele London UC 14333, ed. Goedicke (1962), 26; cf. W. Schenkel (1964),
Ilf.
9 For this interpretation, cf. Assmann (1990), ch. 5.
10 The German term is “Umbuchung”, see Assmann, 2000, passim. The En
glish word, “relocation”, has been suggested by Johann Arnason.
AXIAL “BREAKTHROUGHS” IN ANCIENT EGYPT AND ISRAEL 139
would invest all their means into the erection of monumental tombs,
which they considered absolute guarantees of immortality. By means
of such a tomb, they hoped to continue their existence in the vicin
ity of their lord, the pharaoh, and in the memory of future genera
tions. The breakdown of the Old Kingdom along with the
disappearance of kingship and the pilloring and destruction of the
tombs showed these hopes to be illusory. Longing for safer warrants
of immortality, people turned elsewhere, beyond the social sphere.
The “break-fifozwz” in the order of the political caused a '‘\)rcak-through”
towards “meta-political” foundations of order.
15 Riesman (1950).
Il> Miriam Lichtheim, very aptly, interprets this process as a veritable “discov
ery of the self1: The new attitudes of self-reliance and self-reflection are mirrored
in a vocabulary which continued to grow as man discovered his “self’ and began
to formulate its manifestations (Lichtheim (1988), 142).
17 Louvre C 26: K. Sethe (1961), 974f.; Assmann (1987), 225f.
142 JAN ASSMANN
between the king and his officials, wherein the actions of the latter
would be directed by their “hearts” (that is, an inner core of
“uncommanded” loyalty, motivation, virtue and responsibility). After
the Amarna revolution, this attitude, which we call “loyalism”, was
transferred to the divine sphere and served to describe the relation
between god and man more generally. Typical of the rhetoric of
“loyalism” is the opposition of wrath and mercy, the formulae of heart
and water, and especially the stylistic device called “macarism” or
“beautitude” (“Happy the man who ...”, “blessed is the man who”),
known to all of us as the beginning of the Book of Psalms. The
rhetoric of “loyalism” had also an important revival in the Amarna
age, and often sentences from that period read like the following:
Blessed the man who puts you into his heart,
For he will spend his old age in perfection.2i
At this point, let me briefly explain a few things about the Amarna
period, a period known as an age of religious revolution,23 24 when
Akhenaten replaced the countless traditional cults with the cult of
the one and only Aten, the god of light and time. What was crucial
in this move was not so much the replacement of the many by the
One, but the terms in which this took place. That is to say, for
Akhenaten, the fact that the totality of reality could be reduced to
the workings of light and time made all the other deities appear as
inert, superfluous, fictitious, and false, with nothing to contribute to
the explanation of the world. Akhenaten was thus the first in the
history of mankind to apply the distinction between true and false
to religion—that is, the same distinction which later, in the form of
biblical monotheism, led to a transformation of “axial” dimensions.
At the same time, although Akhenaten radically changed traditional
Egyptian cosmology, he did not break with it. His god, the sun, was
a cosmic energy also, the source of light and time, without any
personal and ethical traits. Further, and more importantly, his in
tervention left untouched the “compact” unity of religion and poli
tics. In fact, it seems that Akhenaten did everything to cement this
“undifferentiated” rapport between the two and counteract the
beginnings of “personal piety”, as if sensing its revolutionary potential.
In the time of Ramses II, a man called Kiki, a follower of the god
dess Mut, who donated all his property to her temple, wrote in his
tomb “autobiography”:
He bethought himself
That he should find a patron:
And he found Mut at the head of the gods,
Fate and fortune in her hand,
Lifetime and breath of life are hers to command.
(...) I have not chosen a protector among men,
I have not sought myself a patron among the great.
(...) My heart is filled with my mistress.
I have no fear of anyone.
I spend the night in quiet sleep,
because I have a protector.28
The triggering factor for this kind of “relocation” seems obvious. It
involves the political trauma of the Amarna revolution and the mon
strous spectacle of a kingship turning sinful and criminal towards its
own gods. Thus, the breakdown of a politics stressing the religious
monopoly of the state, led, on the one hand, to the loss of this mo
nopoly on the part of the state, and, on the other, to the prolifera
tion of personal forms of religiosity.
Further, the upsurge and spread of “personal piety” meant a new
chapter in the “history of the heart”. The ideal of the “heart-directed
man” of the Middle and early New Kingdoms now changed into
the ideal of the “god-directed heart”. In the tomb of the Vezir Pasiara
from the time of Seti I (ca. 1300 bce), a short invocation of Amun
is put in the mouth of the sculptor:
Amun the steering oar
for him who puts him into his heart.29
This idea finds its most explicit, and as it were “classical” expres
sion, in a famous passage in the teaching of Amenemope:
Keep firm (dns “make heavy”) your heart, steady your heart.
Do not steer with your tongue.
If a man’s tongue is the boat’s rudder,
the Lord of All is yet its pilot.30
mediating role between god and man, and, even after the Amarna
period, in the “age of personal piety”; what was broken was only its
monopoly of that role. In Egypt, the state always acted as a kind of
church, being, as it were, the only institutionalized instance of reli
gion. Thus, the separation of politics and religion, “Herrschaft” and
“Heil”, the mundane and the transcendental, was exclusively the
achievement of Israel; an achievement, which, in the biblical account,
is connected with the name of Moses and with the legend of the
exodus from Egypt.36
The political meaning of the “Mosaic distinction” becomes evi
dent in the Exodus tradition. By leaving Egypt, Israel separates it
self from a political system, which is denounced as false, oppressive,
and humiliating. Seen from the view-point of the biblical texts and
in the narrative enactment of the Exodus, monotheism appears both
as a political movement of liberation from pharaonic oppression and
as the foundation of an alternative way of life, where humans are
no longer subject to human rule but freely consent to enter into an
alliance with God and adopt the stipulations of divine law.37 In this
context, Egypt appears, as the symbol, not so much of “false reli
gion” (i.e., paganism and idolatry), but, above all, of “false politics”,
as the “house of serfdom”, and the significance of the Exodus lies
in the double move, which, signals, on the one hand, leaving be
hind the “house of oppression” and, on the other, entering the realm
of freedom. “Freedom”, to be sure, is not a biblical word and does
not occur in this context. It is obvious nonetheless, that the alliance,
or “covenant”, established with God at Mt Sinai is presented in the
narrative as a liberation from the serfdom of human rule. Further,
entering into an alliance with God and accepting His Law did not
simply mean the founding of yet another state. Insofar as Egypt
appears as the paradigmatic “state” representing both political and
divine power and order, it also meant a radical break with the ori
ental principle of rulership and the establishment of a different kind
of polity altogether, a polity, that is, where the principle of kingship
3(i As has been shown by Rodney Needham and Louis Dumont, a similar
distinction underlies the Indian system of “dual sovereignty”, which involves, on
the one hand, a religious (Brahmin), and, on the other, a political (Kshatriya)
authority. In fact, the duality of religious and military leadership seems rather
widespread even among tribal societies and has little to do with what I describe
as the political implications and consequences of the “Mosaic distinction”.
17 For details and bibliography, see Assmann (2000), 46-52.
150 JAN ASSMANN
38 For the theory of the weak state, see Malamat (1990), 65-77; and Handel
(1981). For the concept of “counter-society” (or “Kontrastgesellschaft”), see Lohfink
(1987a), 33-86, esp. at 44. A similar concept is put forward in Clastres (1974). Lohfink
also applies the concept of “Kontrastgesellschaft” to early Israelite society, in Lohfink
(1987b), 106-136, esp. 119ff.
39 The events, that is, not in the historical sense of “what really happened”,
but in the narratological sense of related time.
40 Otto (1999); and Steymans (1995).
41 Baltzer (1964).
AXIAL “BREAKTHROUGHS” IN ANCIENT EGYPT AND ISRAEL 151
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