Forensic Speaker Identification: A Review of Literature and Reflection On Future
Forensic Speaker Identification: A Review of Literature and Reflection On Future
Neelu, Ph.D.
GNDU, Amritsar
[email protected]
Forensic speaker identification is a branch of forensic phonetics which falls within the
scope of applied phonetics. It is a decision-making process that uses some features of the
speech signal to determine if a particular person is the speaker of a given utterance. But
unlike fingerprints, the conclusion or the outcome in the process of FSI is not absolute, it is
always probable. The aim of FSI is, ‘to identify an unknown voice as one or none of a set of
known voices’ (Naik, 1994, pp. 31-8). There are unknown speech samples available from the
crime scene which are matched against the known samples of suspects. The purpose is to
determine whether the utterance in the unknown sample is produced by one of the suspects in
the known sample or not.(Nolan, 1983).
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Forensic Speaker Identification: A Review of Literature and Reflection on Future 163
In a number of cases of threat calls, bribery, kidnapping, terrorist activities, etc., audio
tapes play a vital role in the judgment process. These audio samples help in identifying the
person involved in the case concerned and can be very useful either in determining the crime
of the criminal or proving the innocence of the suspect. This can be done by acoustically
analyzing the recorded speech sample using the sound spectrogram. Then there is a visual
comparison of graphic patterns between the question sample and suspect sample. The
spectrographic analysis is the primary tool used in FSI while, the visual comparison of
spectrograms helps in giving a subjective judgment about the identity of a speaker. As
opinions from forensic experts are increasingly sought in courtrooms, FSI proves to be an
effective tool in both conviction and acquittal of suspects.
There are differences in the speech of the same speaker as well, known as within
speaker or intra-speaker variation. For FSI to work effectively, these variations in speech
have to be evaluated correctly. These differences are mostly audible, and always measurable
and quantifiable. FSI involves being able to tell whether the inevitable differences between
samples are more likely to be within-speaker differences or between-speaker differences. In
this review paper, we have shared the history of speaker identification and current
developments in the recent years. By presenting a comprehensive overview of research
studies in the area of Forensic speaker identification, the paper helps in identifying the gaps
pertaining to research in this area.
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However, there is a close connection between the way speech of an individual is
analyzed and the way a person’s voice is analyzed. Even as newborns, we follow the same
technique for analyzing speech and voice (DeCasper & Spence, 1986). Therefore, it is
important to separate the inherent co-analysis of speech and voice.
The kind of voice/ speaker identification we do in our daily lives is considered naïve
speaker identification process. In many experiments, it has been seen that this type of speaker
identification process varies depending upon how different listeners respond to different
signals in different situations (Ramos, Franco-Pedroso, & Gonzalez-Rodriguez, 2011).
But evidence from such listeners is no more accepted in courtrooms unless they are
supported by an expert in speaker identification. An expert in FSI is someone who is well
educated on the various parameters that describe speech and voice features and their
variability in a structured manner (Schwarz et al., 2011).
In earlier times, along with many other kinds of evidence, voice and speech evidence
was also considered reliable depending on upon who the witness was and how he gave the
testimony. One such example where voice and speech evidence was used in a legal system is
the trial of William Hulet in 1660 (Erikkson, 2005).
One of the witnesses had heard the voice of the person who executed King Charles I
and declared that he recognized that speech to be of Hulet. The witness had known Hulet
very well in the past so he could easily identify that the voice of the executioner and that of
Hulet was same. As a result, Hulet was sentenced to death. But he was acquitted later as the
real executioner, a hangman, confessed his offence. Such misidentifications were not
uncommon in those times and probably happen today as well. This is just one of the
examples which shows inaccuracy and unreliability of naive speaker identification. Other
issues associated with naïve speaker identification arose because of the absence of recorded
speech. Witnesses had to depend solely on their memory to identify the speaker. But with the
delay in time, the memory of the witnesses would wear out, leading to misidentifications.
Speaker identification made by experts did not begin until speech recorders were
invented. Even after the invention, it was not practical to carry recorder to every possible
crime scene to record voices. But when the usage of telephones became more frequent,
crimes committed over the network also became regular. It was around this time that the idea
of visualization of recorded speech for its analysis floated in the world of Acoustic Phonetics.
The idea that someone could be identified through his/her voice came over hundred
years ago to Alexander Melville Bell (father to Alexander Graham Bell). He developed a
visual representation of how a word would look like which was based on pronunciation. He
showed that there were very subtle differences among people who spoke same things. In
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1941, a sound spectrograph was developed in the laboratories of Bell telephone which could
map voice on a graph. It could analyze sound waves and produce a visual record of voice
patterns based on frequency, intensity, and time. It was classified as a war project until the
end of World War II. As a result, unfortunately not much was published on this innovative
technology (Potter, 1945). The prime motive for the development of this technology was to
progress research on speech and acoustic speech patterns. Another purpose was to implement
this spectrographic technique in different applications for the hearing impaired. During the
World War II, it was used by acoustic scientists to identify voices of the enemies on
telephones and radios. However, with the end of the war, the urgency for this technology
diminished and little came of it until later.
Closed set speaker identification: In this case, there is a given set of unknown
speakers and a questioned sample. The questioned sample is matched with all the samples in
the unknown speakers’ set. The template from the unknown set which shows maximum
similarity with that of the questioned sample is obtained. It is then assumed that the speaker
of the questioned sample and the speaker from the unknown set who had a matching template
are the same. Hence, in a closed set speaker identification system, one is forced to arrive at a
decision by choosing the best matching template from the given database.
On the other hand, in an open set system, there is a questioned sample but there is no
set of unknown speakers available to match the template. In the absence of a set of unknown
speakers, the identification process becomes long and tedious.
A speaker identification process can also be classified into text-dependent and text-
independent. The text-dependent system can also be called the constrained mode while the
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text-independent system can be called as the unconstrained mode. In a system that uses text-
dependent speech, individuals know the words and phrases beforehand. They just have to
repeat the same utterances provided to them or as prompted by an expert. These utterances
are then later on analyzed for the identification process. Text-independent identification
shows a better performance with cooperative users. However, there are cases when suspects
refuse to utter same phrases or disguise their voice purposely.
Some researchers believe that the reliability of Speaker Identification has been
overestimated. The complexity of spoken communication makes Speaker Identification a
difficult task; hence its forensic application must proceed cautiously. Since the beginning,
both objective and subjective methods have been used in voice identification.
1. Objective methods relied mostly on equipment which made all decisions. These
methods used automatic pattern matching of voice patterns. In one such study
conducted on ten speakers, the average spectral patterns of all the speakers were
obtained. These spectral patterns were stored in a computer. Later, a new pattern was
obtained from each of the speakers and these spectral patterns were matched with the
patterns that were already stored in the computer. The study showed almost 10
percent identification error.
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one speaker by matching them against the spectrograms in a catalogue of speakers
who have uttered the same token word.
In the earlier history of FSI, primarily, two approaches were employed; the auditory
approach and the acoustic approach. The differences between the two methods owed to three
radically different positions. All of these three positions are encountered during the
presentation of evidence in Forensic Speaker Identification.
• The auditory analysis is sufficient on its own. (Baldwin & French, 1990)
• That auditory analysis is not necessary at all. It can all be done with acoustics.
• That auditory analysis must be combined with other that is an acoustic method
(Kunzel, Sprechererkennung: Grundzüge forensischer Sprachverarbeitung, 2002);
(French, ‘An overview of forensic phonetics with particular reference to speaker
identification, 1994, pp. 173-174)
The third approach was a hybrid of the first two approaches and is more accepted
today. It is known as the phonetic-acoustic approach. The strengths of the first two
approaches are rather complimentary than being used as a substitute for one another in an
investigation in FSI. However, the collaborative procedure depends upon the quality of the
sample and the information they carry. (Nolan, Speaker Recognition and Forensic Phonetics,
1997, p. 765). These days, the joint acoustic-phonetic approach is recommended by more and
more professional bodies, internationally (French, 1994). Given the indispensability of both
the approaches, there is a general consensus on the usage of the hybrid approach to FSI where
auditory approach must logically precede acoustic analysis.
Validation of Methods
Despite the methods being used in a structured way, validation of voice identification
methods was always demanded by scientists. Speaker identification based on voice patterns
was not considered reliable because even the small-scale matching experiments did not show
hundred percent identification results. Also, even though the experimental methods were
explicitly described, they would differ when practically applied in identifying an individual
on the sole basis of his/her voice patterns.
Identification by experts was questioned because they lacked explicit knowledge and
procedures. So, their opinions were not accepted as reliable. It was believed that the
possibility of human eye and brain to identify a speaker on the basis of voice patterns was
there, but it could not be assumed without proof. A number of suggestions followed to make
the results of speaker identification valid. One of the suggestions was to develop explicit
procedures based on specifications of voice features useful for identification. Another one
was to develop statistically valid models for the subjective experiments. It was said that test
formats should be such that they yield information about the probabilities of missed
identification as well as false identification. They should also give information about the
effect of various factors such as the size of the population, context of speech token, changes
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Forensic Speaker Identification: A Review of Literature and Reflection on Future 168
in voice pattern due to noise, disguised voice etc. (Bolt, Cooper, David, Denes, Pickett, &
Stevens, 1969).
Earlier, auditory parameters were used to describe and compare voices depending
upon how a voices sound to an observer. These observers were trained in recognizing and
transcribing auditory features.
Acoustic parameters, on the other hand, are self-explanatory. After the invention of
the spectrograph, acoustic parameters started being considered for comparing voice samples.
Today, comparing voice samples with respect to their acoustic properties extracted by
computer is perhaps what first comes to mind when one thinks of FSI.
The FBI protocol states that examiners make spectral pattern comparison between the
two voice samples by comparing beginning mean, and end formant frequencies, formant
shaping, pitch timing, etc of each individual word.
In the past 50 years, speaker and speech recognition technology has made very
noteworthy progress. Some of the changes that took place during this progress have been
cited here. Speaker recognition began with template matching and now it has moved on to
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corpus-based statistical modelling, maximum likelihood to discriminative approach, small
vocabulary to large vocabulary recognition, isolated word to continuous speech recognition,
from clean speech to noisy/telephone speech recognition, text-dependent to text-independent
recognition, single modality (audio signal only) to multi-modal (audio/visual) speech
recognition, no commercial application to many practical commercial applications. The
majority of transformations have been directed towards increasing robustness of speaker and
speech recognition.
It can be understood by the above review that parameters of voice play a significant
role in speaker identification process. The present research tries to figure out which of them
are more crucial in the process of identification.
It has been proved that in speaker identification, the accuracy of the analysis increases
when both auditory and acoustic parameters are used in a combination. The auditory analysis
always precedes the acoustic analysis.
It must be noted that the pitch shows high speaker variability when the lower range of
f0 of speakers is compared. (Neelu, 2012, p. 72). It shows a high frequency of occurrence in
speech samples. It is also easily extractable and measurable as we use a lot of vowels in our
speech and we can easily extract and measure pitch from vowels through many software.
Since f0 is a parameter of voice at the source level; it is also maximally independent of other
acquired parameters.
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learned/acquired parameters and physiological/inherent parameters can be considered as both
robust and easily extractable.
It has also been shown in an experiment that, in backward speech, the important
features of voice that are retained are pitch and pitch range. (Lancker, Kreiman, & Emmorey,
1985, pp. 19-35). The results of this experiment reported that f0 and f0 contour are primary
cues to familiar speaker recognition. In the backward presentation of speech, most of the
articulatory and sequential characteristics get distorted. It is only f0 which is retained along
with some other features such as speech rate, voice quality and vowel quality.
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In another study, the weight of fundamental frequency as a discriminatory parameter
for sex identification has been stressed upon. The study has been conducted on transsexual
voice where it becomes difficult to categorize a transsexual into male voice or female voice.
Sometimes they also try to disguise or modulate their voices. The study explains that when a
female vocal fundamental is modulated by a male, the vocal tract retains some of the male
qualities to which listeners are perceptually sensitive. This is because the fundamental
frequency can be changed but since vocal cords have fixed dimensions, it is difficult to
completely wipe out the maleness in the voice quality. (Coleman, 1983) (Trollinger, 2003)
It was indicated in a speech science research concerned with the vocalizations of pre-
language infants that they tend to experiment with their vocalizations via trial and error. The
research suggests that initially the sounds used in vocal experimentation are reflexive, but
later on the child develops vocal patterns that are appropriate to his or her culture. This
happens gradually via imitation and learning (Andrews, 1999; Kuehn, 1985).
A number of studies have suggested that boys' and girls' speaking voices are similar in
fundamental frequency before the onset of puberty (Bennett, 1983; Bennett & Weinberg,
1979; Kahane, 1975; Kent, 1976, Wilson, 1987, Titze, 1992).
There have been studies which have drawn a relationship between the fundamental
frequency of voice and cognitive speaker identification. It is a common knowledge that we
can decode speech into language independently of who is speaking, and we can also
recognize who is speaking independently of what he/she is speaking. According to the
cognitive and connectionist models, this efficiency depends upon the ability of our speech
perception and speaker identification systems to extract relevant features from the sensory
input and to form efficient abstract representations.
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However, it remains unclear how a speech form turns into a speaker’s identity.
Results of functional magnetic resonance adaptation suggest that there is an area specialized
for voice identification in the right anterior superior temporal sulcus.
These results provide empirical support for cognitive models of speech and voice
processing postulating the existence of intermediate computational entities resulting from the
transformation of relevant acoustic features of vowels and F0 for speakers and the
suppression of the irrelevant ones. This is an important revelation where fundamental
frequency of speaker aids in cognitive voice processing and speaker identification.
(Formisano, De Martino, Bonte, & Goebel, 2008)
The individual variations in F0 are often described through long-term distribution
measures such as standard deviation, long-term fundamental frequency and arithmetic mean
(Rose, 2002). These measures depend on the duration of an utterance. There is, however, no
common consensus on minimum duration of an utterance required to yield reliable outcomes.
Using traditional measures such as mean and median values of fundamental frequency have
been believed to produce misleading results. This may possibly happen because the mean F0
has a roughly normal distribution across the population (Lindh, 2006). Hence, its forensic
value is inherently limited and could only offer any contribution in FSI when extreme values
are present.
Conclusion
It has been found that, so far, the pitch has been studied extensively and proved to be
a robust parameter in speaker identification. The intensity or vocal energy, on the other hand,
has been paid little attention. Studies have suggested that in different speech styles, intensity
seems to make a contribution in speaker identification (Kraayeveld, 1997). Although vocal
intensity has been recognized as an identification feature, it has not been extensively
investigated. Therefore, we do not have a good understanding of its general nature and
whether it can be termed as a speaker-specific parameter or not. The little information that we
have about vocal intensity suggests that it is not a robust parameter for identifying speakers.
This reason behind it is vocal intensity can fluctuate with even a little variation in the external
environment. Having said that, it is nevertheless a noticeable feature that people talk at
varying intensity and they also modulate it depending on the context. Therefore, it can be
theorized that if the processing of vocal energy can be controlled, the evaluation of this
parameter can prove to be useful in identification of speakers (Hollien F., 2002).
Besides this, the present review of literature, aimed at exploring several aspects of
pitch and intensity parameters has helped in finding research gaps with respect to the use of
parameters that remain stable even with the change in the linguistic and non-linguistic
environment and provide useful insights when speakers of different genders are involved.
Even though a number of studies, conducted previously have shown that pitch proves to be
the most robust parameter in speaker identification, we could further investigate the
components of the pitch, including F0, concerning how robust their results remain as
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speakers switch languages. Using existing voice analysis tools like Praat and MDVP, various
aspects of pitch in combination with amplitude may be investigated to obtain the properties of
f0 and intensity which are minimally influenced by internal and external variations but are
maximally discriminatory in nature. Future studies can, therefore, focus on various aspects of
pitch and intensity such as jitter, shimmer, mean fundamental frequency along with duration
etc. Insights from these studies will make the exercise of speaker identification far more
reliable.
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