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The Role of Therapist Training

This review examines the literature on training therapists in psychosocial treatments and offers recommendations. The review found that multi-component trainings have been studied most often and produced the most positive outcomes compared to other training methods like reading or workshops alone. Little is known about train-the-trainer methods. Methodological issues and factors influencing training outcomes are also discussed to advance the field. The goal is to understand effective strategies for disseminating evidence-based treatments given their underutilization in community settings where most receive care.

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0% found this document useful (0 votes)
94 views41 pages

The Role of Therapist Training

This review examines the literature on training therapists in psychosocial treatments and offers recommendations. The review found that multi-component trainings have been studied most often and produced the most positive outcomes compared to other training methods like reading or workshops alone. Little is known about train-the-trainer methods. Methodological issues and factors influencing training outcomes are also discussed to advance the field. The goal is to understand effective strategies for disseminating evidence-based treatments given their underutilization in community settings where most receive care.

Uploaded by

Melwyn N
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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NIH Public Access

Author Manuscript
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.
Published in final edited form as:
NIH-PA Author Manuscript

Clin Psychol Rev. 2010 June ; 30(4): 448–466. doi:10.1016/j.cpr.2010.02.005.

The Role of Therapist Training in the Implementation of


Psychosocial Treatments: A Review and Critique with
Recommendations

Amy D. Herschella, David J. Kolkoa, Barbara L. Baumanna, and Abigail C. Davisb


Amy D. Herschell: [email protected]; David J. Kolko: [email protected]; Barbara L. Baumann:
[email protected]; Abigail C. Davis: [email protected]
aWestern Psychiatric Institute and Clinic, University of Pittsburgh School of Medicine, 3811 O’Hara
Street, Pittsburgh, PA 15213
bDepartment of Psychology, Carnegie Mellon University, Baker Hall 342c, 5000 Forbes Avenue,
Pittsburgh, PA 15213
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Abstract
Evidence-based treatments (EBT) are underutilized in community settings, where consumers are
often seen for treatment. Underutilization of EBTs may be related to a lack of empirically informed
and supported training strategies. The goals of this review are to understand the state of the literature
for training therapists in psychotherapy skills and to offer recommendations to improve research in
this area. Results of this review of 55 studies evaluating six training methods indicate that multi-
component trainings have been studied most often and have most consistently demonstrated positive
training outcomes relative to other training methods. Studies evaluating utility of reading, self-
directed trainings, and workshops have documented that these methods do not routinely produce
positive outcomes. Workshop follow-ups help to sustain outcomes. Little is known about the impact
of train-the-trainer methods. Methodological flaws and factors that may influence training outcome
and future directions are also reviewed.

Keywords
therapist training; implementation; dissemination; psychosocial treatments
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The hope that mental health problems can be successfully ameliorated is supported by the
availability of an increasing number of psychosocial treatment approaches with established
efficacy (e.g., Silverman & Hinshaw, 2008). For example, efficacious treatment programs have
been reported to address developmental disorders, behavioral and emotional disorders,
substance abuse, eating disorders, personality disorders, and psychotic disorders, among others
(e.g., Eyberg, Nelson, & Boggs, 2008; Scogin, Welsh, Hanson, Stump, & Coates, 2005).
However, these approaches continue to be underutilized in community settings (Street,
Niederehe, & Lebowitz, 2000) where millions of consumers receive mental health services

Corresponding Author: Amy D. Herschell, Ph.D., Child & Adolescent Psychiatry, Western Psychiatric Institute & Clinic, University of
Pittsburgh School of Medicine, 3811 O’Hara Street - 537 Bellefield Towers, Pittsburgh, PA 15213, 412-246-5897 (phone), 412-246-5341
(fax), [email protected].
Publisher's Disclaimer: This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers
we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting
proof before it is published in its final citable form. Please note that during the production process errors may be discovered which could
affect the content, and all legal disclaimers that apply to the journal pertain.
Herschell et al. Page 2

each year (National Advisory Mental Health Council, 2001[NAMHC]; Ringel & Sturm,
2001).
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Recognition of underutilization has led expert groups and professional organizations to


advocate for the dissemination, implementation, and testing of evidence-based treatments
(EBT) in community settings (e.g., NAMHC, 2001). Several clinical initiatives have been
launched and substantial federal funding has been invested to disseminate EBTs (e.g., National
Registry of Evidence-Based Programs and Practices, http://www.nrepp.samhsa.gov/, National
Child Traumatic Stress Network, www.NCTSNet.org). Some have even encouraged or
mandated the use of EBTs within state Medicaid programs (Reed & Eisman, 2006). Advances
in technology have made training protocols easily available online (e.g.,
http://www.behavioraltech.com/ol/; http://tfcbt.musc.edu/). States also have invested funding
and resources to disseminate EBTs to community therapists. For example, the state of
California established a clearinghouse of EBTs
(http://www.cachildwelfareclearinghouse.org/) and the New York State Office of Mental
Health has launched an initiative to train therapists in cognitive behavioral therapy
(http://www.omh.state.ny.us/omhweb/ebp/). Within these implementation efforts training has
been extensively conducted across various treatment modalities, settings, and therapist1 groups
(McHugh & Barlow, 2010).

The field’s current focus on EBT dissemination has highlighted both the need for effective
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implementation strategies, and the lack of data on knowledge transfer and implementation
topics (Fixsen, Naoom, Blase, Friedman, & Wallace, 2005; Gotham, 2004). In general,
significant implementation difficulties and a lack of demonstrated clinical success have been
reported in transitioning treatments from university to community settings (National Institute
of Mental Health, 1998; President’s New Freedom Commission on Mental Health, 2003).
Ironically, the field lacks comprehensive empirical guidelines to support the transfer of EBTs
to community therapists. Little empirical attention has been paid to those who provide
community care and how to most effectively train them to implement psychosocial
interventions, including EBTs (Carroll, 2001; Luborsky, McLellan, Diguer, Woody, &
Seligman, 1997).

Scope and Definitions of Evidence-Based Treatment


More than 10 years ago, the American Psychological Associations’ Division 12’s (Clinical
Psychology) Task Force on Promotion and Dissemination of Psychological Procedures
(1995) offered recommendations to promote efforts to define, study and evaluate, teach, and
disseminate EBTs (then labeled empirically validated treatments and renamed empirically
supported treatments; Chambless et al., 1998; Chambless et al., 1996). These recommendations
included increasing the availability of empirically supported interventions, enforcing
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guidelines for their documentation, and distributing information about effective services to
professionals, the public, and the media. The Division 12 Task Force spurred a movement
toward EBT, which has included enthusiasm, controversy and concern. Notable were concerns
related to a possible over-focus on manualized treatments and under-appreciation of common
factors and patient diversity. More recently, and perhaps in response, the American
Psychological Association’s Presidential Task Force on Evidence-based Practice (American
Psychological Association Presidential Task Force on Evidence-based Practice, 2006)
broadened the conceptualization of this topic and offered the following definition: “Evidence-
based practice in psychology (EBPP) is the integration of best available research with clinical
expertise in the context of patient characteristics, culture, and preferences.” (p. 273). Even

1The term “therapist” is used broadly and is meant to include professionals who provide psychological services to populations with
clinically-significant mental or behavioral health difficulties. It is meant to include counselors, clinical social workers, psychologists,
psychiatrists, and all other mental or behavior health clinicians.

Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.


Herschell et al. Page 3

more recently Kazdin (2008) defined EBTs as interventions or techniques that have “produced
therapeutic change in controlled trials” (p. 147), and evidence-based practice (EBP) as a
broader term referring to “clinical practice that is informed by evidence about interventions,
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clinical expertise, and patient needs, values, and preferences, and their integration in decision-
making about individual care” (p. 147). These definitions extend prior descriptions that
emphasize related concepts, but also incorporate alternative approaches and guidelines (Spring,
2007). The breadth of definitions reported is apparent in several recent studies and reviews
(Luongo, 2007; Schoenwald, Kelleher, & Weisz, 2008) and just what constitutes an EBT is
still a matter of debate.

A common thread to the debate is that regardless of exactly what constitutes an EBPP, EPT,
or EBP, there is a continuing need to transfer science into practice, which will require effective
and efficient methods for transferring to therapists the skills and knowledge needed to conduct
empirically informed psychotherapies (Fixsen et al., 2005; Gotham, 2004). Similarly, all
psychotherapies are “soft technologies” (Hemmelgarn, Glisson, & James, 2006), meaning that
they are malleable and rely extensively on people (therapists), which further complicates their
implementation.

Models for Dissemination of EBT


In conjunction with refinements in these definitions, models or conceptual frameworks for the
dissemination and implementation of EBTs have been proposed to guide efforts to change
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existing service systems and enhance overall outcomes for consumers of mental health
services. The National Institute of Mental Health (2002) has defined dissemination as “the
targeted distribution of information to a specific audience,” and has defined implementation
as “the use of strategies to introduce or adapt evidence-based mental health interventions within
specific settings” (PA-02-131; p. 1). These concepts have been examined and incorporated in
models designed to guide the communication of new technologies using various methods or
strategies (e.g., Berwick, 2003; Gotham, 2004; Greenhalgh, Robert, MacFarlane, Bate, &
Kyriakidou, 2004). All of these models acknowledge the importance of understanding and
enhancing the methods by which new knowledge can be conveyed and incorporated for routine
application.

Researchers within industrial organizational psychology have offered conceptual frameworks


for transferring knowledge, which vary in their complexity (for an overview see Machin,
2002), though many summarize the transfer process into three time frames: what happens
before, during, and after training. Ford and colleagues maintain that three factors impact
learning, retention, generalization, and maintenance of skills: trainee characteristics (before),
training design (during), and work environment or organizational setting (after; Baldwin &
Ford, 1988;J. K. Ford & Weissbein, 1997). Trainee characteristics include factors such as
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previous knowledge and skill, ability, motivation, self-efficacy, and personality. Training
design factors are the focus of this review and include the structure and format of training,
incorporation of learning principles into training, sequencing of training, and the job relevance
of training content. Work environment factors include constraints and opportunities to use the
trained skills, support from supervisors and peers, and organizational culture and climate.
Successful transfer of training to the work setting is not solely determined by any one factor.
Instead, transfer of training is a complex, multi-level process. This review will focus on training
design as one part of a larger process because the successful transfer of psychosocial
innovations, including EBTs from university or research clinics to community clinics, will
require an understanding of the effectiveness of current training methods for assisting post-
graduate professionals to implement new treatment approaches.

Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.


Herschell et al. Page 4

The Role of Training in EBTs


Community therapists and administrators have acknowledged a need for initial training as well
as ongoing support, consultation, and supervision in EBT, but, at the same time, acknowledge
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the lack of time, support, and opportunities for learning new skills (Essock et al., 2003;
Herschell, Kogan, Celedonia, Gavin, & Stein, 2009). Concerns have also been raised about the
relevance and utility of existing educational programs for professional psychologists (see
Sharkin & Plageman, 2003). Recent guidelines for training practitioners in the use of EBTs
emphasize the importance of using specialized techniques designed to engage, train, and
support practitioners in their use of new technologies, such as a review of treatment manuals,
exposure to intensive didactic training workshops, and participation in closely supervised
training cases (Bruns et al., 2008; Hyde, Falls, Morris, & Schoenwald, 2003). To further our
understanding of this objective, the goals of this review are to understand the state of the
literature for training therapists in psychotherapy and to offer recommendations to improve
research in this area.

Previous Reviews and Context for Present Review


Previous reviews of therapist training studies have indicated that there is little empirical
evidence to confirm that training improves therapist skills to a level that results in competent
administration of treatment (e.g., Alberts & Edelstein, 1990;J. D. Ford, 1979). Instead, skill
acquisition is assumed rather than confirmed (Alberts & Edelstein, 1990;J. D. Ford, 1979).
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Just as Alberts and Edelstein (1990) who reviewed studies from 1979 to 1990 picked up where
Ford left off (reviewed 1960 to 1978), the current review begins where Alberts and Edelstein
left off (1990) and continues through February 2010.

Alberts and Edelstein’s review (1990) included studies divided into two clusters, training in
“traditional,” process-related skills (e.g., empathy, attending, open-ended questions) and
training in “complex verbal skill repertoires” (e.g., clinical assessment, case
conceptualization). Participants most often were graduate students in clinical, counseling, or
school psychology and techniques were studied within the context of the larger graduate
training program. Reviewed studies focused on training discrete skills. A combination of
didactic instruction, modeling, feedback, and practice (rehearsal) were important for skill
acquisition. Methodological flaws originally noted by Ford (1979), continued to be mentioned
as problematic in the Alberts and Edelstein review (1990), which included a lack of validated
dependent variables and control groups, as well as little attention devoted to interactions among
therapist characteristics, target behaviors, training techniques, and instructor’s credentials.
Additional concerns included use of single-method measurement strategies, lack of in vivo
skills assessments, limited external validity of skill assessments, and no follow-up evaluations
to assess maintenance.
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More specific reviews will be highlighted as they apply to specific areas of this review. For
example, Miller and Binder (2002) completed a review focused on training issues related to
the use of treatment manuals, and Vandecreek and colleagues (1990) completed a review of
psychology continuing education. Stein and Lambert (1995) reviewed literature related to the
impact of graduate training in psychotherapy on therapist behavior and patient outcome. In
that same year (1995) Holloway and Neufeldt reviewed research related to clinical supervision.
Similar to Alberts and Edelstein (1990), this review is meant to provide a more comprehensive
evaluation of the broad therapist training literature. Just as treatment techniques have advanced
in the last 15 years, training strategies have expanded, which likely is due, in part, to the
increased interest in dissemination of EBT to community settings. This expansion is reflected
in the current review by the inclusion of studies that include community-based clinicians rather
than graduate-level trainees as Alberts and Edelstein included (1990).

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Herschell et al. Page 5

Methods
Search Strategy
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Relevant studies were identified by using four computer-assisted searches: Psychological


Abstracts (PsycINFO), Educational Resources Information Center (ERIC) database, Social
Science Citation Index (SSCI), and Medline. Several keywords and authors were used as search
terms such as adherence, community, community clinician, community therapist, continuing
education, dissemination, empirically supported, evidence-based, evidence-based treatment,
fidelity, implementation, interventions, mental health, psychotherapy training, substance
abuse, training, transporting, and workshop. Broad terms were used in an effort to be as
inclusive as possible. Similar to Greenhalgh, Robert, MacFarlane, Bate, and Kyriakidou
(2004), a snowball method (searching references of included articles) produced a large number
of valuable citations that were not obtained by other search mechanisms. Multiple studies were
identified within specific areas using the snowball method such as substance abuse, training
community psychiatric nurses to deliver psychosocial interventions for patients with
schizophrenia and their families, residential care facilities for persons with mental retardation,
and motivational interviewing. Extreme care was taken to be as thorough as possible; however,
it is possible that some studies were missed, in part, because of the lack of consistency in terms
used to describe training-related constructs and the diversity of training studies. For example,
some studies included in this review were part of a larger implementation effort so that training-
related hypotheses were one of multiple questions addressed (e.g., Hunter et al., 2005; Squires,
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Gumbley, & Storti, 2008). Also, training studies were found across a variety of treatment areas
(e.g., child, adult, substance abuse, mental health), which complicated the search.

Inclusion and Exclusion Criteria


Given that the aim of this review was to understand therapist training within the mental health
field from 1990 (publication date of Alberts & Edelstein review article) through February 2010,
we included studies that focused on training mental health providers (e.g., social worker,
psychologist, psychiatrist, nurse, support staff) in a mental health intervention (e.g., Cognitive
Behavior Therapy [CBT], Dialectical Behavior Therapy [DBT], psychoeducation) for a
clinical population (e.g., DSM-IV diagnosis, substance abuse\addictions, child maltreatment)
within the time frame of 1990 to February 2010. Studies focused on training other professionals
to apply mental health techniques to a general population were excluded (e.g., teacher training
in problem solving to help general classroom). Similarly, given the focus on skill-building,
studies that focused on training directed towards mental health policies and practices in schools
(e.g., in-service training to facilitate classroom inclusion; Johnson & Knight, 2000) were
excluded. Studies that included only medical residents, primary care physicians, or graduate
students also were excluded given that the intent was to characterize the training of community-
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based mental health providers. Considering that the focus of this review was on training (not
treatment) we included studies that implemented any psychosocial treatment, regardless of its
evidence base. Finally, we included only published empirical studies. Unpublished
dissertations, conceptual articles, and recommendation papers were excluded.

Classification Criteria—To provide a measure of methodological rigor, studies in this


review have been classified according to Nathan and Gorman’s (2002, 2007) criteria, similar
to a special section in the Journal of Clinical Child and Adolescent Psychology (2008, Volume
37, Number 1). Nathan and Gorman developed these criteria as a tool for evaluating the
methodological rigor of research studies. Studies are classified as one of six types.

Type 1 studies are the most rigorous. They involve a randomized, prospective clinical trial.
These studies use comparison groups, random assignment, blind assessments, clear inclusion
and exclusion criteria, state-of-the-art diagnostic methods, sufficient sample size and power,

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Herschell et al. Page 6

and clearly described statistical methods. Type 2 studies are clinical trials in which an
intervention is made, but some aspects of the Type 1 study requirement are missing. They have
some significant flaws (e.g., no blind assessment, lack of random assignment, short period of
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observation) but are not necessarily fatally flawed. Type 2 studies do not merit the same
consideration as Type 1 studies, but often do provide useful information. Type 3 studies are
clearly methodologically limited. This group includes studies that are uncontrolled; use pre-
post designs, and retrospective designs. Type 3 studies are often aimed at providing pilot data
and include case-control studies, open treatment studies, and retrospective data collection.
Type 4 studies include reviews with secondary data analysis such as meta-analysis. Type 5
studies are those that are reviews without secondary data analysis. Type 6 studies include case
studies, essays, and opinion papers (Nathan & Gorman, 2002, 2007). Only Types 1 through 3
were included in this review.

To ensure accuracy of classifications, 2 independent raters coded each study. Classification


agreement was noted for 89% of the studies (49 out of 55). When an inconsistency was noted
(in 6 of the 55 studies; 11%) or questions arose, each was reviewed, discussed, and consensus
was obtained with a third rater in order to correctly classify the study. Similarly, to ensure
accuracy of information presented in the tables, each study was reviewed and coded by the
primary author. Afterward, a second, independent rater checked 100% of the table information.
When inconsistencies were noted, each was reviewed, discussed, and consensus was obtained.
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Results
Summary of the Literature: Designs and Types of Investigations
Fifty-five studies evaluating training techniques or methods were identified. Methodologies of
these studies were diverse, and included both quantitative and qualitative designs that range
from single-subject designs to randomized control trials. As is demonstrated in Tables 1
through 6, each of which includes studies of different training methods (i.e., written materials
[Table 1], self-directed training techniques [Table 2], workshops [Table 3], workshop follow-
ups [Table 4], pyramid training [Table 5], multicomponent training packages [Table 6]), only
a few of the 55 studies incorporated what would be considered rigorous methodologies. For
example, 14 (25%) studies used a group comparison, 29 (53%) used a pre/post, 5 (10%) used
a single-subject, and 5 (10%) used a survey design. Two (4%) studies used alternative designs
(e.g., time series). Nine of the 14 (64%) comparison studies used random assignment. Of all
the included studies, 19 (35%) included a follow-up, 24 (44%) utilized a multi-method
assessment strategy, and 26 (47%) included standardized measures. In addition, study sample
sizes range from 6 to 3,558 depending on the methodology employed (e.g., single subject versus
survey research) and typically were small for group comparison studies (i.e., approximately
20 per group). According to Nathan and Gorman’s (2002,2007) classification system, only 6
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(11%) studies were considered Type 1 studies; 20 (36%) were considered Type 2, and 29 (53%)
were considered Type 3 studies. Similar to problems noted in previous reviews (e.g., Alberts
& Edelstein, 1990;J. D. Ford, 1979), these studies suffer from several limitations including: a)
a lack of control groups, b) no measurement of training integrity, c) poor measurement methods,
d) short follow-ups, and e) lack of in-vivo assessments. Additional methodological limitations
included a lack of random assignment, standardized measurement, follow-up assessments, and
patient-level data. Consistent with our focus on training community therapists to use an EBT,
diverse treatment approaches are included that focused, for example, on substance abuse
treatment for adults, motivational interviewing, residential care for persons with mental
retardation, psychosocial and CBT interventions for patients with schizophrenia and their
families, and time-limited dynamic psychodynamic therapy.

Investigators have evaluated a variety of different training approaches, methods, and issues.
Some have investigated the utility of specific training techniques such as workshops and

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Herschell et al. Page 7

computer-assisted training (e.g., S. E. Anderson & Youngson, 1990; Byington, Fischer,


Walker, & Freedman, 1997; Caspar, Berger, & Hautle, 2004). Others have investigated the
effectiveness of extended training curriculums with multiple components (e.g., Bein,
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Anderson, Strupp, Henry, Sachacht et al., 2000; Brooker & Butterworth, 1993; Henry, Strupp,
Butler, Schacht, & Binder, 1993). Investigators also have examined whether individuals with
diverse training backgrounds can implement mental health techniques (e.g., Brooker et al.,
1994; Hawkins & Sinha, 1998) and the importance of treatment adherence and competence
(e.g., Barber, Crits-Christoph, & Luborsky, 1996; Huppert et al., 2001; Multon, Kivliighan, &
Gold, 1996).

What follows is a summary of the key details and results of studies that have been conducted
to examine six different training methods. A summary of the specific details of the studies in
each section is shown in Tables 1–6. A study was included in multiple tables if the study’s
aims addressed more than one topic area. For example, Sholomskas et al. (2005) evaluated the
effectiveness of written materials (Table 1), self-directed training (Table 2), and workshop
follow-ups as training techniques (Table 4); therefore, this study was included in each of the
three mentioned tables. The discussion section more definitively reviews the overall findings,
key limitations, and practice and research implications of this literature.

Treatment Manuals and Written Materials


Description of Studies—Five studies were reviewed that focused on the utility of simply
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reading materials (e.g., a treatment manual, see Table 1). One of these studies was considered
a Type 1 study; two were considered Type 2 studies, and two were considered Type 3 studies.
Three of these studies were group comparisons in which sample sizes ranged from 74 to 174
(M = 109), of which two included random assignment. One study used a pre-post comparison
and the fourth study used a single-subject design. Four of the five studies included follow-up
assessments after training (Dimeff et al., 2009;Ducharme & Feldman, 1992;Kelly et al.,
2000;Sholomskas et al., 2005). Studies examined a variety of assessment domains (e.g.,
knowledge, skills) using behavior observation (3 of 5 studies) and self-report (4 of 5 studies)
methods. Two studies included standardized assessment measures that had acceptable
psychometric ratings.

Summary of Findings—Despite variations in study quality, findings were consistent in


demonstrating that reading treatment manuals and materials may be necessary, but not
sufficient, for skill acquisition and adoption of a psychosocial treatment (e.g., Dimeff et al.,
2009; Ducharme & Feldman, 1992; Kelly et al., 2000; Rubel, Sobell, & Miller, 2000). That is,
these studies found that reading often resulted in knowledge changes, but the changes were
short-lived and smaller than those of therapists participating in more intensive trainings (e.g.,
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Sholomskas et al., 2005). Reading may be used as a “first step” to introduce information about
a psychosocial treatment, but reading alone does not result in significant changes in skills or
treatment mastery, as indicated in Table 1.

Limitations of Studies Reviewed—In the two (Type 2) group comparison studies, reading
a manual was compared with training programs that differed both in the modality and number
of hours in training, with additional hours being spent in more intensive trainings compared to
reading (Kelly et al., 2000; Sholomskas et al., 2005). This pairing makes it difficult to tease
out whether group differences were related to the modality or intensity (increased dose) of
training. These studies also are limited in that participating therapists were often taking part in
larger implementation efforts (e.g., Sholomskas et al., 2005), so it is not known if findings
would generalize to other groups of therapists in potentially less innovative settings.

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Self-Directed Training Techniques


Description of Studies—This category included seven studies that focused on an
individual’s ability to acquire information or skills by independently interacting with training
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materials (e.g., computer, videotape review; see Table 2). Three studies were considered Type
1 studies; one was considered a Type 2 study, and three were considered Type 3 studies. Study
sample sizes ranged from 6 (single-subject design) to 3,558 (survey design). Four studies
included a group comparison (three with random assignment); one study included pre- and
post- testing; one study included only post- testing; and the final study was a single subject,
multiple baseline design. Four of the seven studies included follow-up assessments (Dimeff et
al., 2009;W. R. Miller, Yahne, Moyers, Martinez, & Pirritano, 2004;Sholomskas et al.,
2005). Assessment primarily focused on knowledge and skill using behavior observation and
standardized, self-report methods.

Summary of Findings—As shown in Table 2, self-management strategies were rated


favorably by learners (Worrall & Fruzzetti, 2009) and found to be a cost-effective method to
increase knowledge (e.g., National Crime Victims Research & Treatment Center,
2007;Sholomskas et al., 2005). However, when stringent assessment methods were used, self-
management was found to work only for some therapists (e.g., Suda & Miltenberger, 1993)
and was only slightly more effective than reading written materials at improving knowledge
(W. R. Miller et al., 2004;Sholomskas et al., 2005). One study that reported substantial
knowledge increases (National Crime Victims Research & Treatment Center, 2007) also has
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substantial methodological flaws. The study relied on one, study-developed knowledge


questionnaire administered during the web-based instruction. No comparison, randomization,
follow-up, or multi-method assessment was completed. Also, of the 9,149 people who began
the web-based training, only 3,558 (39%) completed the training; therefore, results should be
interpreted cautiously. In contrast, Dimeff and colleagues’ (2009) findings favored online
training for highest effect sizes in knowledge, competence, and adherence at post and 90-day
follow-up in comparison to written materials or workshop training, which was partially
attributed to the sophistication of the online training methods. Despite variations in
methodological rigor, each of these studies demonstrated some improvements in discrete
knowledge or skills; however, many acknowledged that these improvements were slight (e.g.,
Miller, Yahne et al., 2004) and that self-management strategies can not be used as a solitary
training technique. Instead, they are better used within a larger training curriculum that involves
expert consultation (Dimeff et al., 2009).

Limitations of Studies Reviewed—While the focus of these studies was similar (i.e., self-
directed and motivated instruction), the specific training techniques differed. Dimeff and
colleagues (2009) reported on an interactive online training experience for Dialectical Behavior
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Therapy. Miller and colleagues (2004) focused on the use of reading a treatment manual
supplemented with videotape review. The National Crime Victims Research and Treatment
Center (2007) focused on the utility of a web-based training program for Trauma-Focused
Cognitive Behavioral Therapy. Sholomskas et al (2005) focused on the utility of a web-based
training program for Cognitive Behavioral Therapy, and Suda and Miltenberger (1993) studied
the impact of instruction, goal setting, self-monitoring, self-evaluation and self-praise on
positive staff interactions with consumers. Worrall and Fruzzetti (2009) focused on participants
viewing and rating mock Dialectical Behavior Therapy sessions. This variation allows for few
conclusions about any one of these methods (e.g., web-based training, manual and videotape
review) because there are not enough studies on any one of these topics to draw conclusions.
Representativeness of studies also is questionable in that one study in particular (W. R. Miller
et al., 2004) intended to determine if training could change therapist behavior under optimal
conditions, thus therapists were well motivated and perhaps less representative of a larger group
of therapists. Only one of these studies included patients (Suda & Miltenberger, 1993), and

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only four included follow-ups (Dimeff et al., 2009;W. R. Miller et al., 2004; Moyers et al.,
2008; Sholomskas et al., 2005). The length of time between post-assessment and follow-ups
was short (1, 3, 4, 8, or 12 months). The inclusion of client outcome as well as longer follow-
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ups would strengthen the methodology of these studies and any conclusions that could be drawn
from them.

Workshops
Description of Studies—Nineteen studies were reviewed that included an examination of
the effectiveness of workshops as a sole training technique (see Table 3). Four studies were
considered Type 1 studies, two studies were considered Type 2 studies, and the remaining 13
studies were Type 3. Study sample size ranged from 12 to 3,315 (median = 50). Eleven studies
included pre- and post-workshop testing. Another study included a post-test only with
retrospective reporting of a pre-assessment. Each of the six group comparison studies randomly
assigned participants to different training methods or to a control group. The final study relied
on a clinician survey at the end of training as well as review of patient charts. Eight of the
nineteen studies (42%) included a follow-up assessment varying from 1 month to up to 5 years
after training. Studies examined a variety of assessment domains (e.g., attitudes, knowledge,
organizational readiness practice, satisfaction) using predominantly self-report methods, many
of which were not standardized (n = 8). Seven studies supplemented self-report with behavior
observation measures; one study supplemented self-report with chart review. Interestingly,
some of the studies that used behavior observation methods used simulated clients as part of
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their assessment strategy (Baer, Rosengren, Dunn, Wells, & Ogle, 2004;Baer et al.,
2009;DeViva, 2006;Dimeff et al., 2009;Freeman & Morris, 1999;W. R. Miller & Mount,
2001b;W. R. Miller et al., 2004). Each study had participants interact with a simulated client
(typically an actor); those interactions were audio- or video-recorded and later coded. This
assessment strategy offers a practical, yet methodologically rigorous, method for behavior
observation assessment of potentially knowledge and skill acquisition as well as treatment
adherence (Russell, Silver, Rogers, & Darnell, 2007). Another study included work samples
(Moyers et al., 2008).

Summary of Findings—Similar to the research focused on medical and psychology


continuing education (Davis et al., 1999; Davis, Thomson, Oxman, & Haynes, 1992), the
studies reviewed herein demonstrated that workshop training formats generally do little to
change behavior (Saitz, Sullivan, & Samet, 2000). Most often, workshop attendance resulted
in increased knowledge, but not significant changes in attitude, application of knowledge, or
clinical skills assessed via behavior observation (S. E. Anderson & Youngson, 1990; Byington
et al., 1997; Freeman & Morris, 1999; McVey et al., 2005; Rubel et al., 2000). Two studies
(both Type 3) found that therapists reported improvements in practice (i.e., case worker
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assessment of substance abuse, assessment and treatment of suicidal behavior, Gregorie,


1994; Oordt, Jobes, Fonseca, & Schmidt, 2009). Other studies, using more stringent assessment
methods, behavior observation (Miller & Mount, 2001) and chart review (Jensen-Doss,
Cusack, & de Arellano, 2007), found that training did not impact patient response or provider
behavior, respectively. Well-controlled studies by Miller, Yahne and colleagues (Type 1,
2004), Moyer and colleagues (Type 1, 2008) and Chagnon et al (Type 2, 2007) found initial
improvements in therapist skill (e.g., increase in motivational interviewing statements) after
completion of a workshop; however, over time, skills decreased and were comparable to those
in the untrained therapist group four months post training (Table 3). Similarly, Baer and
colleagues (2009) found that even though workshop participant’s gains were significantly
better than a context tailored training group at post, the groups were equivalent at follow-up.

Length of workshop training varied considerably, and there may be a relation between training
time and training outcome. For example, Neff et al. (1999) found that one to three hour trainings

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were insufficient to produce changes in knowledge, practice, or attitude. Instead, longer


trainings produced change, though four-hour sessions yielded the same benefit as a full day
training (Neff, 1999), suggesting a possible saturation point for participants. DeViva (2006)
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found no differences in 3 and 6 hour trainings on the same topic. Some have spent as many as
10 to 15 hours in workshop training with no change in behavior (Byington et al., 1997; Jensen-
Doss et al., 2007). Recent training studies (e.g., W. R. Miller et al., 2004; Sholomskas et al.,
2005) have shown that increases in skill and knowledge of motivational interviewing
techniques may be present immediately following the workshop, but that without ongoing
support (e.g., individualized feedback, continued consultation), gains can be reversed (Baer et
al., 2009; W. R. Miller et al., 2004).

Limitations of Studies Reviewed—Each study examined the impact of workshop


training; however, the techniques that were integrated into the workshop format varied (e.g.,
didactic vs. roleplay) and the length of each training varied from 1 hour (Neff, 1999) to 15
hours (Byington et al., 1997; W. R. Miller & Mount, 2001a), complicating comparisons across
studies. Similar to the other categories of studies, results were compromised due to knowledge
tests with unknown psychometric properties and ceiling effects (e.g., S. E. Anderson &
Youngson, 1990), low response rates (S. E. Anderson & Youngson, 1990), and a lack of focus
on the impact of training on consumers, with two notable exceptions (W. R. Miller & Mount,
2001b; Russell et al., 2007). Another study suffered methodologically from combining
instrument development and assessment of knowledge and practice within the same study and
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reporting on both simultaneously (Byington et al., 1997).

Workshop Supplements (observation, feedback, consultation, coaching)


Description of Studies—Ten studies were reviewed that focused on the effectiveness of
workshop follow-ups (see Table 4). Two studies were considered Type 1 studies, four studies
were considered Type 2 studies, and four studies were considered Type 3 studies. Five studies
used a group comparison method; two studies used a single-subject design, two studies used
a pre-post test design; and one study used a pre-post with an interrupted time series design.
Three of the 5 group comparison studies included random assignment. Five of the 10 studies
included a follow-up assessment, which varied in duration from 2 (Milne, Westerman, &
Hanner, 2002) to 12 months (Kelly et al., 2000). Studies examined a variety of assessment
domains (e.g., knowledge, attitudes, practice, satisfaction) by means of behavior observation
and predominantly non-standardized, self-report methods. In many cases, researchers took care
to evaluate knowledge, skill, and practice using a multi-method strategy including videotaped
role-plays that were coded for skill acquisition (Sholomskas et al., 2005) and actual therapy
sessions (Moyers et al., 2008;Schoener, Madeja, Henderson, Ondersma, & Janisse, 2006).
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Summary of Findings—Highlighted in Table 4, active, behaviorally-oriented training


techniques like those employed in these studies (e.g., feedback, behavioral rehearsal/role-play,
supervision) were found to be effective, particularly when used in combination (e.g., Miller et
al., 2004). In two well-designed studies comparing workshops to workshops with additional
consultation, the additional consultation resulted in more frequent adoption of an innovation
(Type 2, Kelly et al., 2000) and improved retention of skill proficiency (Type 1, W. R. Miller
et al., 2004). In contrast, Moyers and colleagues found no additional benefit to providing
feedback and up to six consultation calls after providers had participated in a two-day workshop
(2008).

Ducharme and Feldman (Type 2, 1992) found that a “general case” training strategy, in which
multiple examples are chosen and reviewed that represent nearly all possible client responses,
produced criterion levels of generalization even without the use of other strategies. Timing
also is important in that Hawkins and Sinha (Type 3, 1998) found that expert consultation

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became more important as therapists had a reasonable amount of knowledge. Parsons and Reid
(Type 2, 1995) found that supervisor feedback enhanced maintenance of staff members’
teaching skills. Milne, Westerman, and Hanner (Type 2, 2002) examined the utility of a relapse
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prevention module and found that in comparison to a group receiving standard training, the
relapse prevention group demonstrated greater knowledge and generalization of training across
behaviors and clients.

Limitations of Studies Reviewed—Many of the studies included in this category were


designed with treatment implementation challenges in mind. Accordingly, they focused on
inclusion of ‘real world’ therapists and compared various practical training methods. One
caveat is that the included ‘real world’ therapists may not be representative of a more general
therapist group because those included in these studies were reportedly highly motivated to
learn the treatment. For example, in order to participate in the Miller, Yahne, and colleagues
study (2004) and learn motivational interviewing, therapists had to travel to Albuquerque, New
Mexico for an initial training and then submit work samples of actual client counseling sessions.
These study inclusion/exclusion criteria may have excluded more representative community
therapists.

Pyramid Training (Cascade, Train-the-trainers)


Description of Studies—Training only supervisors or a select group of staff who then train
other staff has been studied by different names including the “Pyramid” (e.g., Demchak &
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Browder, 1990), “train the trainer” and “Cascading” models (e.g., S. E. Anderson & Youngson,
1990). Three studies focused on this method as is shown in Table 5, all of which were
considered Type 3 studies, using single subject, multiple baseline designs and pre- and post-
comparisons of training knowledge (n = 40) without random assignment. None of these studies
included follow-up assessments. The pre- and post-training study utilized non-standardized
self-report measures to assess attitudes and knowledge (S. E. Anderson & Youngson, 1990).
In contrast, the single-subject design studies used behavior observation methods to assess skills
(Demchak & Browder, 1990; Shore, Iwata, Vollmer, Lerman, & Zarcone, 1995).

Summary of Findings—In a single-subject design study, Demchak and Browder (1990)


evaluated the utility of training supervisors who were told to replicate training with their staff.
Both supervisors and staff improved their skills and patient improvement was evident for both
supervisors and staff; however, staff did not evidence as many gains as did their supervisors.
In another single subject design study, Shore and colleagues (1995) noticed improvements in
staff skill and decreases in client self-injurious behavior following a pyramidal training
intervention with supervisors. They also concluded that training supervisors in addition to staff
improves staff performance (Shore et al., 1995). Anderson and Youngson (1990) demonstrated
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increases in staff knowledge about sexual abuse after implementing a cascade training. Studies
with large sample sizes and scientifically rigorous designs are needed to determine if the
benefits of training only supervisors results in effective training for a broader group of
practitioners and their clients.

Limitations of Studies Reviewed—Training a small number of staff seems to be a fairly


common “real-world” practice, particularly considering how time- and cost-effective it can be;
however, there currently are few data to support its use. Each of the 3 studies reviewed in this
category should be considered preliminary or pilot studies. They were either single-subject
design studies (Demchak & Browder, 1990; Shore et al., 1995) or extremely methodologically
flawed (S. E. Anderson & Youngson, 1990). Available data depicted in Table 5 suggest that
there may be improvements in therapist knowledge (S. E. Anderson & Youngson, 1990) as
well as client behavior (Shore et al., 1995); however, Demchak & Browder (1990) found better
outcomes for supervisors than their staff which lead them to comment that it seemed as if the

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training effect was “watered down” from supervisor to staff. Larger, more representative and
methologically rigorous replications that include follow-up assessments are needed to confirm
study results and the utility of this training method.
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Multi-component Training Packages


Description of Studies—Twenty-one studies focused on the effectiveness of
multicomponent training packages (see Table 6) consisting of several training methods in one
protocol. Components often include: 1) a treatment manual, 2) multiple days of intensive
workshop training, 3) expert consultation, 4) live or taped review of client sessions, 5)
supervisor trainings, 6) booster training sessions, and 7) completion of one or more training
cases. The studies reported widely different sample sizes (10 to 221). Two studies were
considered Type 1 studies, five were considered Type 2 studies, and 14 studies were considered
Type 3 studies. Five studies were group comparisons, three of which randomized participants;
twelve studies included pre- and post- testing; three studies involved surveys; and one study
frequently assessed practitioners and used pre- and post- testing for patients. Four studies
included follow-up assessments from 3 months to 2 years after training. Studies examined a
variety of assessment domains (e.g., knowledge, attitudes, practice, satisfaction) using
predominantly self-report and behavior observation methods.

Summary of Findings—Nineteen of the 21 studies reviewed demonstrated improvements


in measured outcomes as is indicated in Table 6. However, it is difficult to generalize study
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findings given that each study included different training protocols (with different components
and timelines) and assessed different constructs. For example, Morgenstern et al. (Type 1,
2001) found that counselors responded well to the CBT content and manualized format of the
training and that adequate skill levels were reached. Henry, Strupp, et al., (1993) found that
their year-long training program successfully changed therapists’ technical skills in Time-
Limited Dynamic Psychotherapy: increases were observed in emphasis on the expression of
in-session affect, exploration of the therapeutic relationship, improved participant-observer
stance, and open-ended questions. Similarly, Lochman and colleagues (2009) found that their
more intensive training condition resulted in substantial treatment benefits for children treated
by trained school counselors in comparison to less intensely trained counselors and a
comparison condition. The two studies that showed little to no gains were Type 3 studies
(Bein, Anderson, Strupp, Henry, Schacht et al., 2000;Brooker & Butterworth, 1993). In a year-
long training with multiple components (reading, 100 hours of seminars, small group
supervision, audio- and video-tape review) for Time-Limited Dynamic Psychotherapy the
majority of therapists did not achieve basic competence in the model (56% did not conduct a
case with at least minimal skill; Bein, Anderson, Strupp, Henry, Sachacht et al., 2000). In
another study, community psychiatric nurses completing a six-month training evidenced little
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change in their attitudes about schizophrenia and their preference for behavior therapy over
time (Brooker & Butterworth, 1993).

Limitations of Studies Reviewed—Only five of the 21 studies reviewed were group


comparisons. The others (including pre-post testing and single subject designs) do not control
for therapist maturation effects, which might partly account for better post-training outcomes.
Assessment time also might be important. Of those that conducted follow-up assessments, the
longest length of a follow-up was one year post training, which limits our understanding of
maintenance of training gains and treatment sustainability. Similarly, it is unclear how long or
how many cases might be needed for skills to be consolidated. Similar to other groups of
studies, many of these have limited generalizability in that only therapists who were
experienced and interested in the approach to be trained were included. For example, in one
study (Crits-Christoph et al., 1998) therapists were selected to participate by supervisors on
the basis of background education and training, letters of reference, and audiotaped samples

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of their work, which were rated for quality. Of those who applied for specific treatment
trainings, as few as 50% were accepted.
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Discussion
This empirical review of 55 studies evaluating six therapist training methods has found that
there are differences in the number of studies for specific training methods and their respective
effectiveness. Multiple studies have been conducted on multi-component treatment packages
(20), workshops (19), and workshop follow-ups (9). Fewer studies have been completed on
the utility of pyramid (train-the-trainer) models (3), reading (5), and self-directed trainings (7).
Not only have multi-component treatment packages been studied most often, they also have
most consistently demonstrated positive training outcomes relative to other training methods.
Conversely, studies evaluating the utility of reading, self-directed trainings, and workshops
have documented that these methods do not routinely produce positive outcomes. Workshop
follow-ups help to sustain outcomes. Little is known about the impact of pyramid or train-the-
trainer methods.

The literature is limited by a lack of methodological rigor and multiple “pilot” studies
characterized by small sample sizes, limited power, and absent comparison groups, random
assignment, standardized assessment measures, and routine follow-up assessments. The
inclusion of therapists who may not be representative of those providing services in community
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agencies also has compromised conclusions that can be drawn within this area of investigation.
Few follow-ups have been conducted, and those that have been conducted are generally of
short duration. Patient outcomes also are rarely included in studies. Therefore, we are unable
to understand treatment sustainability or the impact of training on patient outcomes. Despite
significant methodological flaws, what follows is a brief summary of some key lessons learned
from this research, including: a) the level of effectiveness for a variety of training methods, b)
factors that appear to influence training outcome, c) methodological concerns, and d)
recommendations for therapist training and training research.

Effectiveness of Different Training Methods


To date, the most common way to train community therapists in new treatment approaches like
EBTs has been to ask them to read written materials (e.g., treatment manuals) or attend
workshops. There is little to no evidence that either of these approaches will result in positive,
sustained training outcomes (i.e., increases in skill and competence). The most positive result
of reading written materials was a slight increase in knowledge. Of the five studies reviewed
that examined the utility of reading, none demonstrated increases in significant behavior
change or competence. In fact, one study found no differences between those who read versus
did not read a treatment manual (Rubel et al., 2000). In terms of workshop attendance, this
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review confirms what others (e.g., Davis et al., 1999; VandeCreek et al., 1990; Walters, Matson,
Baer, & Ziedonis, 2005) have found: while workshop participants sometimes demonstrate
increases in skills and (more often) knowledge, workshops are not sufficient for enabling
therapists to master skills (Sholomskas et al., 2005), maintain skills over time (Baer et al.,
2004;W. R. Miller et al., 2004), or impact patient outcome (W. R. Miller & Mount, 2001a).

Additional information is needed on the effect of self-directed training methods on therapist


skills. For example, web-based trainings are cost-effective, convenient, and well liked by
participants (National Crime Victims Research & Treatment Center, 2007); however, there is
only a small amount of data to support their effectiveness (Dimeff et al., 2009). One study
found a 36.3% increase in knowledge after completing a web-based training (National Crime
Victims Research & Treatment Center, 2007); however, this finding is based on a Type 3 study
with significant methodological flaws. Using more rigorous methodology, Dimeff and
colleagues (2009; Type 1) demonstrated increases in knowledge, competence, and adherence

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at post and 90-day follow-up using a sophisticated online learning method. In contrast,
Sholomskas et al. (2005), a Type 2 study, found that web-based training was only slightly more
effective than reading a treatment manual. There simply is not yet enough evidence to draw a
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conclusion about the utility of this training technique. Additional information on the interactive
nature of the online method and other technologies (e.g., podcasts, archived webinars) will be
important to gather given their potential broad application.

Workshop follow-ups that included observation, feedback, consultation, and/or coaching have
improved adoption of the innovation (Type 2; Kelly et al., 2000), retention of proficiency (Type
1; W. R. Miller et al., 2004), and client outcome (Type 2; Parsons, Reid, & Green, 1993),
compared to workshops alone. Essentially, there does not seem to be a substitute for expert
consultation, supervision, and feedback for improving skills and increasing adoption. The
challenge is that these methods are resource intensive as they require the availability of expert
consultation, clinical supervisors, and therapist time, all of which are costly for community-
based mental health agencies. The implementation field needs to determine: a) how to sequence
learning activities to be cost-effective without compromising training and treatment outcome,
and b) how to use technology more effectively. Participants report liking web-based training
(e.g., National Crime Victims Research & Treatment Center, 2007); perhaps we can capitalize
on technology to increase the availability of expert consultation. Additionally, utilizing cost-
effective training methods initially might reduce the amount of expert consultation and
supervision needed later. Hawkins and Sinha (1998) found that consultations appeared to be
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more effective for therapists with a reasonable amount of pre-training knowledge, but this result
is tentative given that the methodological flaws of this Type 3 study. If results were replicated,
one strategy might be for therapists to complete a web-based training prior to attending a
workshop. Once competency knowledge and skill levels were met, that therapist could proceed
to participate in conference calls with an expert trainer and other therapists from different
agencies as a form of group supervision. Afterward, the therapist could receive individual
supervision and expert consultation on selected cases. This type of training approach might
minimize costs and maximize the potential for skill acquisition by sequencing training
activities, imposing competency standards, and utilizing internet technology.

Pyramid or train-the-trainer training methods also have the potential to be time- and cost-
effective; however, this method has received the least amount of rigorous examination, limited
to only three studies (S. E. Anderson & Youngson, 1990; Demchak & Browder, 1990; Shore
et al., 1995). The ultimate question that remains is that even if effects are watered down from
supervisors to therapists, are the improvements for consumers still clinically meaningful.
Chamberlain and colleagues currently are conducting a large-scale, prospective study to
examine the effects of using a cascading model to transfer components of Multidimensional
Treatment Foster Care (NIMH Grant # 060195) from a research setting (The Oregon Social
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Learning Center) to the foster care system in San Diego. Initially, the original developers of
the model will train and supervise staff in San Diego to implement the model. In the second
training iteration, the developers will have substantially less involvement. Similarly, Chaffin
and colleagues are examining the utility of a Cascading model for implementing in-home
family preservation/family reunification services. Providers from a well-trained, model, seed
program will serve as implementation agents for sequential implementations at other agencies.
(NIMH Grant #001334). Studies like these will contribute to a better understanding of the
utility of cascading models as a training technique.

The familiar tone of Bickman’s observations (Bickman, 1996) demonstrating that “more is not
always better” resonates in studies examining the effectiveness of multi-component training
packages as a training method. Of the twenty studies in this area, the large majority found
positive training outcomes. However, two (Bein, Anderson, Strupp, Henry, Sachacht et al.,
2000; Brooker & Butterworth, 1993) studies found that therapists did not achieve even basic

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competence in the treatment approach after extended (e.g., year-long) training initiatives. One
study (Crits-Christoph et al., 1998) found that only one of three therapies (CBT) demonstrated
learning that carried over from training case to training case. This is somewhat disappointing
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given the substantial resources invested; however, it highlights the need to understand the utility
of specific components of these training packages and the ease of training specific approaches.

Additional information is also needed on the methods in which therapists should be trained.
Chorpita and Weisz (e.g., Chorpita, Becker, & Daleiden, 2007) have focused on comparing
the benefits of training therapists in a modular based treatment versus individual EBTs, which
will help to inform this area. As these authors have suggested, perhaps training therapists in
one conceptual approach will have broader implications and be well received by therapists
rather than training them in multiple EBTs.

Influences on Training Outcome Not Included in this Review


This review focused on the training design component of Transfer of Training Models (Machin,
2002). Essentially the focus was on outcomes of what happens during training; however, the
two remaining components of the model, what happens before (therapist characteristics) and
after (organizational setting) training, are equally important, which has been highlighted by
those implementing EBTs (Chaffin, 2006). For example, Bruns and colleagues’ (2008)
maintain that a supportive organizational context and clinical supervisors who are trained to
supervise EBTs, are critical to the success of EBT implementation.
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Therapist Characteristics
Therapist characteristics are often mentioned as key factors in treatment implementation and
dissemination. After all, the characteristics of those who receive the training and provide the
treatment could affect implementation on multiple levels such as treatment competence
(Siqueland et al., 2000) and client outcomes (Vocisano et al., 2004). Most EBTs have been
developed by and for doctoral-level clinical professionals (e.g., clinical psychologists,
psychiatrists) within defined theoretical orientations (e.g., behavioral, cognitive-behavioral).
In contrast, community mental health centers employ primarily masters-level therapists to
provide most of the mental health therapy (Garland, Kruse, & Aarons, 2003; Weisz, Chu, &
Polo, 2004). Therapists report their theoretical orientation to be “eclectic” (e.g. Addis &
Krasnow, 2000; Kazdin, 2002; Weersing, Weisz, & Donenberg, 2002) and that they value the
quality of the therapeutic alliance over the use of specific techniques (Shirk & Saiz, 1992).

Small sample sizes and lack of random assignment hinder our ability to determine the degree
to which therapist characteristics are important and which characteristics in particular need to
be addressed by trainers. Therapists are a diverse group with different learning histories,
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training backgrounds, and preferences. Understanding more about how to tailor training to
maximize learning outcomes for diverse groups will be an important academic endeavor.
Studies that randomly assign therapists to different training conditions could control
characteristics that are common to research studies, such as high motivation and interest in the
treatment approach, while examining factors that could be addressed such as knowledge,
caseload size, and supervisor support, each of which has been raised as impacting training
results. Examining therapist characteristics seems to be a missed opportunity within the
existing research. Much more could be learned if researchers conducted studies of therapists
or at a minimum, included moderator analyses in their existing implementation studies.

Organizational Factors—Organizational difficulties are commonly cited in discussion


sections and conceptual papers as challenges that have to be overcome in order to implement
EBT (e.g., Bailey, Burbach, & Lea, 2003; Fadden, 1997); however, organizational factors are
seldom studied. When they are examined, it seems that they are sometimes included at the end

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of a study to potentially account for findings (e.g., post study interviews; W. R. Miller et al.,
2004; Schoener et al., 2006). Also missing in this literature are multiple studies on how
organizational interventions (Glisson & Schoenwald, 2005) could be used to enhance
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implementation successes. This may be an emerging area of study (e.g., Glisson et al., 2008;
Gotham, 2006; Schoenwald, Chapman et al., 2008).

Glisson and colleagues (Glisson, Dukes, & Green, 2006) developed the Availability,
Responsiveness, and Continuity (ARC) organizational intervention strategy to improve
services in child welfare and juvenile justice systems, which is now being used to support the
implementation of Multisystemic Therapy in rural Appalachia (Glisson & Schoenwald,
2005). Similarly, the Addiction Technology Transfer Center of New England has implemented
an organizational change strategy, Science to Service Laboratory, in 54 community-based
substance abuse treatment agencies in New England (Squires et al., 2008) since 2003.

Clinical Supervision—Finding appropriate training and supervision has been cited as a


primary barrier in dissemination of EBT (Conner-Smith & Weisz, 2003; Essock et al., 2003).
Extensive reviews have been completed on the methodological limitations of research on
clinical supervision (Ellis, Ladany, Krengel, & Schult, 1996) as well as the efficacy of
supervision in training therapists (Holloway & Neufeldt, 1995). The links between clinical
supervision and therapist efficacy and treatment adherence have rarely been studied (Ellis et
al., 1996; Lambert & Ogles, 1997), with a few notable exceptions (e.g., Henggeler, Melton,
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Brondino, Scherer, & Hanley, 1997; Henggeler, Schoenwald, Liao, Letourneau, & Edwards,
2002). These existing studies indicate that: a) training supervisors has been shown to facilitate
improvements in staff performance, b) supervision increases therapist knowledge and
proficiency with complex therapeutic procedures, c) supervisor expertise is positively
correlated with therapist treatment adherence, d) supervisor rigidity (over focus on the analytic
process and treatment principles) is associated with low therapist adherence, e) supervisor
feedback appeared to enhance the maintenance of staff members’ skills, and f) supervisors
benefit from receiving specific instruction on how to supervise others in addition to instruction
on treatment content. Even fewer studies have examined the relation of therapist performance
and client outcome to clinical supervision (Holloway & Neufeldt, 1995). A better
understanding of how supervisors should be trained and included in the implementation process
is needed.

Methodological Concerns
Lack of Theory to Drive Implementation Research—This emerging area of research
appears to be suffering from a lack of theory-driven studies. Researchers (Glisson &
Schoenwald, 2005; Gotham, 2004) have highlighted the value in understanding the complex
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environment of which these training efforts are a part. Despite these recommendations, there
remains a lack of systematic investigations tied together by a strong theoretical framework.
Perhaps there is value in looking to other disciplines with similar missions to understand
potentially relevant theoretical frameworks. For example, the medical field has tried to
implement evidence-based practices. The field of behavioral health may benefit from
incorporating organizational theories from this work such as complexity science adaptive
systems (R. A. Anderson, Crabtree, Steele, & McDaniel, 2005; Scott et al., 2005).

Uneven Implementation—This literature seems to be largely composed of a few significant


dissemination/implementation efforts within specific topic areas such as behavioral family
therapy for schizophrenia, substance abuse treatments including motivational interviewing,
DBT, and behavioral interventions for individuals with developmental disabilities in residential
treatment facilities. Considering that studies on these topics are dominant within a small
implementation literature, generalizations across treatment approaches are difficult and

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questionable. For example, it is unclear if results from training studies focused on implementing
family therapy for schizophrenia might be applicable to training studies focused on
implementing motivational interviewing. Perhaps the method and dose of training necessary
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for adequate skill acquisition (competence in a treatment) is specific to each treatment. More
intensive treatment approaches and/or those that require the use of significantly different skills
that a therapist’s current skill set may require more intensive training methods or doses than
less intensive treatment approaches and/or those that are similar to therapists existing skill sets.

Alternatively, our observation that the literature is dominated by a few significant


dissemination/implementation efforts may be due to the snowball search method employed.
The reference section for each identified article was reviewed for the possible inclusion of
referenced studies in this review. To guard against this potential bias, several keywords and
databases were used, as indicated in the methods section of this paper. Also, all relevant articles
reference sections were reviewed, even those that were not included in this review (e.g.,
reference sections of conceptual papers). Therefore, however plausible, it appears unlikely that
the snowball search method biased the selection of studies for inclusion in this review.

Measurement of too few constructs—As previously noted, trainers often seek to


improve knowledge and skill; however, knowledge acquisition appears to be easier to
demonstrate and is more commonly assessed in comparison to skill acquisition. A few studies
that have assessed both knowledge and skill have found that these constructs do not always
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increase at the same rate nor do they always positively correlate. Freeman and Morris (1999)
found statistical significance was demonstrated on a knowledge measure, but not on a clinical
vignette where the application of knowledge had to be demonstrated. Similarly, Byington et
al. (1997) found that knowledge improvements were evident, but improvements were not
evident on applying concepts. Reporting only knowledge can lead to a more optimistic or
skewed (Baer et al., 2009) view of training outcome than is possibly accurate.

Exclusive Reliance on Therapist Self-report—Therapist self-repot is commonly used


to evaluate response to training; however, studies that have examined the validity of therapist
self-report have found that therapist self-reports of their own behavior (e.g., clinical
proficiency) and patient improvements were more optimistic when compared with behavior
observations (Gregorie, 1994; W. R. Miller & Mount, 2001b;W. R. Miller et al., 2004).
Behavior observation ratings present challenges to studies (e.g., cost, time, sample adequacy),
but poor concordance between therapist and observer ratings suggest that therapist reports may
be a supplement to, but not substitute for, observer ratings (Carroll, Nich, & Rounsaville,
1998, p. 307). In one study by Carroll et al. (2000), 741 sessions were rated by a therapist and
an independent rater. For 71% of those sessions, therapists’ ratings were higher (more
optimistic) than the independent raters, 26% of ratings were identical, and 6% of ratings were
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higher for independent raters than therapists.

Lack of Rigor in Study Design and Scope—As mentioned previously, the multiple
methodological flaws limit the conclusions that can be drawn from these studies. There also
is significant heterogeneity among therapists, training methods, training protocols,
interventions trained, and constructs assessed. All of this variability combined with a lack of
methodological rigor in completed studies significantly complicates this area of inquiry. While
this review sought to organize the literature in a meaningful way by using an established
classification system (Nathan and Gorman, 2002, 2007), the categorization of studies should
not be treated as sacrosanct. Nathan and Gorman’s classification system is not the only system
available for classifying research methodologies (e.g., Bliss, Skinner, Hautau, & Carroli,
2008); however, it is the most comprehensive and widely disseminated system with regard to
rank ordering research methods by the degree of scientifically regarded rigor. For example,

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Herschell et al. Page 18

Bliss and colleagues (2008) describe different research methodologies, but do not rank order
them.
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Research Directions
We are just beginning to understand how to train community therapists in psychosocial
treatment skills. Thus far, some methods appear to more effective in changing knowledge and
skill (e.g., multi-component training packages, feedback, consultation, supervision) than others
(e.g., reading a treatment manual, attending workshops). The former methods are notable for
their individualized approach, although it should also be noted that these methods have other
requirements or limitations (e.g., time, cost, intensity). Few studies have directly compared
different methods, which may be one of the main directions for further work. One key question
is, what is the most efficient method in order to achieve initial therapist skill acquisition.
Perhaps an even more important question is whether it is necessary to administer ongoing
training and consultation (feedback) in order to achieve therapist adoption. An ongoing study
by Chaffin and colleagues (NIMH Grant #065667) is evaluating the role of ongoing fidelity
monitoring on the implementation of an EBT at the state level. Results may help to determine
whether this component is essential in maintaining good adherence to a treatment model and
ultimately improved client outcome. Similar research might also examine the benefits of
different training activities, such as supervisor training or use of live coaching/consultation.

Complex, but important questions originally proposed in the review by Ford (1979) continue
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to remain unanswered, including: a) What is the minimal therapist skill proficiency level that
could serve as a valid cutting point for predicting success or failure in training?, b) Are there
certain complex interpersonal skills that underlie treatment approaches that should be
considered prerequisites for training?, and c) Is there a way to match trainees with a training
method to produce better training outcomes?. However, even simpler questions remain such
as: d) What educational level (e.g., M.A./M.S., M.S.W., Ph.D.) is necessary to be able to benefit
from training?, e) What is the impact of therapist training on client outcomes?, f) How well do
trained skills generalize from training cases to ‘real-world’ clients?, g) Is the impact of training
transient or long-term?, and h) what program/agency or organizational mechanisms/structures/
resources are needed to maximize the likelihood of successful therapist acquisition and
adoption of a psychosocial treatment? To address some of these unanswered questions, Kolko
and colleagues are currently completing a randomized effectiveness trial (NIMH Grant #
074737) to understand the potential benefits of training therapists who are diverse in
background (BA vs. MA/MS/MSW) and service setting (in-home, family-based, outpatient)
in one EBT for child physical abuse, Alternatives for Families: A Cognitive Behavioral
Therapy. This same study will provide information on therapist knowledge, skills, attitudes,
real-world practices, and the impact of these factors on family outcomes. It also will provide
information on supervisor and organizational characteristics that impact implementation over
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time. Perhaps these efforts as well as some of those included in this review are reflective of a
shift toward applying increasing rigorous methods to the study of psychosocial treatment
implementation. Notable is that 5 of the 6 studies included in this review that were rated as a
Type 1 study were published after 2004 (Baer et al., 2009; Dimeff et al., 2009; Lochman et al.,
2009;W. R. Miller et al., 2004; Moyers et al., 2008).

In summary, surprisingly little research has been conducted to evaluate methods for training
therapists in implementing a broad array of psychotherapy techniques. Clearly, there is a need
to develop and test innovative and practical training methods. Research of training methods
should move beyond examinations of workshop training into developing and testing training
models that are innovative, practical, and resource effective. Large-scale, methodologically-
rigorous trials that include representative clinicians, patients, and follow-up assessments are
necessary to provide sufficient evidence of effective training methods and materials. Without

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Herschell et al. Page 19

such trials, the field will continue to try to disseminate evidence-based treatments without
evidence-based training strategies.
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Ultimately, the current national focus on dissemination requires researchers to examine two
issues together: 1) how well can community therapists be trained to effectively retain and
implement new psychotherapy skills and knowledge and 2) does the application of these new
skills and knowledge increase positive outcomes for clients when delivered in community
settings. Attention to the integration of these complementary objectives will hopefully promote
advances in training technologies that can play a significant role in promoting advancing the
mental health competencies of community therapists and enhancing the quality of care
delivered in everyday practice settings. Ultimately, just as “Evidence-based medicine should
be complimented by evidence-based implementation” (Grol, 1997), so too should evidence-
based psychosocial treatments by complimented by evidence-based implementation.

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Table 1
Summary of Studies Examining the Effectiveness of Written Materials (e.g., treatment manuals) as a Training Method

Herschell et al.
Nathan
&
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Comparison measures with


Type Random Assign Groups Follow-up Domain Type psychometrics

1 Dimeff et al. n = 174 drug Group Comparison Yes 3: 1 and 3 IA, C, S, BO, SR No 2>3>1
(2009) and mental 1. Manual months (30 Sat K, Relative to other
health 2. Online and 90 conditions, those who
treatment training days) reading the treatment
providers 3. Instructor manual had smaller
led 2-day improvements in
workshop knowledge, self-efficacy,
competence, and
adherence and lower
satisfaction
3 Ducharme & n = 9 direct Single-subject multiple baseline NA 0 6 months G, S BO No Written material had little
Feldman’s care staff effect on skill
(1992) study
1
2 Kelly et al. n = 74 AIDS Group comparison Yes 3: 6 and 12 O, P SR No Condition 1 resulted in the
(2000) Service 1. Manual, months least frequent adoption of
Organizations 2. Manual+2- the intervention;
directors day Condition 3 resulted in
workshop, more frequent adoption of
3. Manual+2- the intervention
day workshop 3>2>1
+ follow-up
consultation
3 Rubel et al. n = 44 Pre/Post No 0 None K, S SR Yes No differences in those
(2000) clinicians and who read versus did not
researchers read the treatment manual
2 Sholomskas n = 78 full- Group Comparison No 3: 3 months F, I, K, BO, SR Yes Slight improvements in
et al. (2005) time, 1. Manual, P, S knowledge, adherence,
substance 2. Manual + and skill after reading;
abuse website, improvements did not
counselors 3. Manual + near criterion mastery
didactic levels
seminar + 3>2>1
supervised
casework

Page 26
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Note. Measurement domains: A = Attitudes, C= Confidence, F = Treatment Fidelity or adherence; G = Generalization; I = Implementation Difficulty or Barrier – Anticipated or Actual; K = Knowledge, O =
Organizational Resources and Characteristics, P = Practices or techniques used, S = Skills/competence, Sat = satisfaction/acceptability; Measurement Types: BO = Behavior observation, SR = Self-report.

Herschell et al.
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Page 27
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Table 2
Summary of Studies Examining the Effectiveness of Self-directed Training Techniques (e.g., computer assisted, video review) as a Training Method

Herschell et al.
Nathan
&
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and Primary Standardized


Comparison measures with
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Type Random Assign Groups Follow-up Domain Type psychometrics

1 Dimeff et al. n = 174 drug Group Comparison Yes 3: 1 and 3 IA, C, K, BO, SR No 2>3>1
(2009) and mental 1. Manual months (30 S, Sat Though sometimes
health 2. Online and 90 comparable to other
treatment training days) conditions, findings
providers 3. Instructor favored online training for
led 2-day highest effect sizes in
workshop knowledge, competence,
and adherence at post and
90-day follow-up
1 Miller, n = 140 Group Comparison Yes 5: 4 and 8 K, P, S BO, SR Yes Manuals and videotape
Yahne et al. substance 1. Workshop, months insufficient for behavior
(2004) abuse 2. Workshop + change; ongoing support is
counselors practice necessary for maintenance
feedback, of gains
3. Workshop + 4>2>3>1>5
individual
coaching
sessions,
4. Workshop +
feedback +
coaching,
5. Waitlist
control of self-
guided training
1 Moyer et al. n=129 Group Comparison Yes 3: 4, 8, and 12 S BO Yes The addition of feedback
(2008) behavioral 1. Workshop months and consult calls to the
health 2. Workshop + workshop did not result in
providers feedback + greater performance; skills
consult calls declined by the 4 month
3. Waitlist follow-up; Self-directed
control of self- techniques did not result in
guided training skill improvement.
(1=2)>3
3 National n = 3,558 Pre/Post No 0 None K, Sat SR No 36.3% overall increase in
Crime mental health knowledge; high
Victims professionals satisfaction
Research and

Page 28
Treatment
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Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and Primary Standardized


Comparison measures with
Type Random Assign Groups Follow-up Domain Type psychometrics
Center
(2007)
2 Sholomskas n = 78 full- Group Comparison No 3: 3 months F, I, K, P, BO, SR Yes Website training offered a
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

et al. (2005) time, 1. Manual, S cost-effective strategy, but


substance 2. Manual + it was only slightly more
abuse website, effective than the manual
counselors 3. Manual + only condition
didactic 3>2>1
seminar +
supervised
casework
3 Suda & n = 6 group Single subject multiple NA Conditions: None F, G, Sat, BO, SR Yes Instruction and goal setting
Miltenberger home staff; baseline Baseline, insufficient; self-
(1993) 11 patients Instruction and management sufficient for
with goal setting, 4 staff whereas the
moderate to Self- remaining 2 staff needed
severe management, feedback
mental Self-
retardation management
and feedback
3 Worrall & N = 56 Post-training clinician survey No 0 None Sat SR No Participants were able to
Fruzzetti therapists use the technology and
(2009) reported high satisfaction
with its usefulness.

Note. Measurement domains: A = Attitudes, C = Confidence, F = Treatment Fidelity or adherence, G = Generalization, I = Implementation Difficulty or Barrier – Anticipated or Actual, K = Knowledge, S =
Skills/competence, Sat = satisfaction/acceptability; Measurement Types: BO = Behavior observation, SR = Self-report.

Page 29
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Table 3
Summary of Studies Examining the Effectiveness of Workshops as a Training Method

Herschell et al.
Nathan
&
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Comparison Measures with


Type Random Assign Group(s) Follow-up Domain Type psychometrics

3 Anderson, & n = 40 senior Pre/Post No 0 None A, K SR No Increased knowledge, no


Youngson clinical staff change in attitude
(1990) part 1
1 Baer et al. n = 144 Group Comparison Yes 2: 3 months K, OR, S, BO, SR Yes High attendance at
(2009) community 1. 2-day Sat, SP workshops; Few
counselors workshop differences in groups:
2. context equal skill improvement
tailored and satisfaction; 2-day
training workshop less costly.
3 Baer et al. n = 22 Pre/Post No 0 2 months S BO, SR Yes Statistically significant
(2004) clinicians gains in skill from pre to
post; some gains
maintained at follow-up
(not all); only 8 clinicians
considered proficient at
follow-up.
3 Byington, et al. n = 50 Pre/Post No 0 None K, S SR Yes Statistical significance
(1997) rehabilitation only on knowledge, not
and general application measures
counselors
2 Chagnon et al n = 78 helpers Group Comparison Yes 2: 6 months A, K, S SR Yes 15% gain in knowledge
(2007) serving youth 1. Training, and skills in training group
clientele 2. Control immediately post-
training; gains declined by
6 month follow-up
2 DeViva (2006) n = 60 mental Group Comparison Yes 2: None F, O, Sat BO, SR No No difference in 3-hour
health 1. 3-hour versus 6- hour workshop
professionals workshop, formats
and students 2. 6-hour Each associated with
workshop significant change in
participant behavior
assessed via role-play
immediately post training.

Page 30
1 Dimeff et al. n = 174 drug Group Comparison Yes 3: 1 and 3 IA, C, K, BO, SR No 2>3>1
(2009) and mental 1. Manual months (30 S, Sat A 2-day workshop
health resulted in self- efficacy,
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&
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Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison Measures with
Type Random Assign Group(s) Follow-up Domain Type psychometrics
treatment 2. Online and 90 satisfaction, and
providers training days) demonstrated skills
3. Instructor comparable to online
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

led 2-day training, though online


workshop training knowledge gains
were significantly higher
than workshop
3 Freeman & n = 12 CPS Pre/Post No 0 3 months K, S BO, SR No Training improved
Morris (1999) workers knowledge, but not skills
3 Gregoire (1994) n = 37 child Post-test w/retrospective No 0 None A, P SR No Positive impact on
welfare reporting for pre- attitudes and self-report
workers practice change
3 Jensen-Doss et n=66 mental Pre/Post No 0 3 months A, P SR, CH Yes Training improved
al. (2007) health therapist attitudes about
practitioners, the treatment, littlie
84 youth impact on behavior
3 McVey et al. n = 3,315 Pre/Post No 0 None C, K SR No Increases in perceived
(2005) health care knowledge and
practitioners confidence
and educators
3 Miller & Mount n = 24 Pre/Post No 0 4 months A, F, I, P, BO, SR Yes Training did not impact
(2001) counselors S patient response
1 Miller, Yahne et n = 140 Group Comparison Yes 5: 4 and 8 K, P, S BO, SR Yes Found initial
al. (2004) substance 1. Workshop, months improvements in clinician
abuse 2. Workshop + skill after workshop
counselors practice completion; skills
feedback, decreased and were
3. Workshop + comparable to the waitlist
individual control at 4 month follow-
coaching up
sessions, 4>2>3>1>5
4. Workshop +
feedback +
coaching,
5. Waitlist
control of self-
guided
training
1 Moyer et al. n=129 Group Comparison Yes 3: 4, 8, and 12 S BO Yes The addition of feedback

Page 31
(2008) behavioral 1. Workshop months and consult calls to the
workshop did not result in
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&
Gorman

Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison Measures with
Type Random Assign Group(s) Follow-up Domain Type psychometrics
health 2. Workshop + greater performance;
providers feedback + skills declined by the 4
consult calls month follow-up; Self-
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

3. Waitlist directed techniques did


control of self- not result in skill
guided improvement.
training (1=2)>3
3 Neff et al. (1999) n = 837 Pre/Post No 3: None A, K, P SR No Dose effect evidenced in
providers of 1. Full-day that longer trainings
medical, (N=514) produced change
psychiatric, 2. Half- day
nursing, and (N=209), and
social 3. Brief (1–3
services hrs) (N=114)
workshops
3 Oordt et al. n=82 mental Pre/Post No 0 6 months A, P SR No Increases in confidence
(2009) health and intent to change
professionals practice behavior were
reported
3 Rubel et al. n = 44 Pre/Post No 0 None K, S SR Yes Knowledge and
(2000) clinicians and motivational interviewing
researchers statements increased over
time
3 Russell et al. n = 175 Post-training clinician No 0 None P, Sat SR, Ch Yes – patient High satisfaction with the
(2007) Department survey; archival patient measures training was reported by
of Defense/ chart review clinicians
Depa rtment Statistically significant
of Veterans improvements were
Affairs reported for 4 of 4 patient
clinicians; 72 measures; chart review
clients was completed by 8
recruited by 8 clinicians who had
participating participated in training on
clinicians their own clients
3 Saitz et al. n = 87 Pre/Post; Follow-up survey No 0 Up to 5 A, C, K, SR No In the follow-up
(2000) clinicians years P, Sat interview, high levels of
confidence, satisfaction,
and desirable treatment
practices were reported. In
the pre/post comparisons,

Page 32
no changes evidence in
knowledge or confidence;
attitudes slightly higher
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&
Gorman

Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison Measures with
Type Random Assign Group(s) Follow-up Domain Type psychometrics
though no statistical test
was used
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Note. Measurement domains: A = Attitudes, C= Confidence, F = Treatment Fidelity or adherence, I = Implementation Difficulty or Barrier - Anticipated or Actual, K = Knowledge, O = openness to learning,
OR = Organizational Readiness for Change; P = Practices or techniques used, S = Skills/competence, Sat = satisfaction/acceptability; SP = Supportive practices; Measurement Types: BO = Behavior observation,
Ch = Chart Review, SR = Self-report.

Page 33
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Table 4
Summary of Studies Examining the Effectiveness of Workshop Follow-ups (observation, feedback, consultation, coaching) as a Training Method

Herschell et al.
Nathan
&
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Comparison measures with


Type Random Assign Groups Follow- up Domain Type psychometrics

3 Ducharme & n = 7 staff Single-subject multiple baseline NA 0 None G, S BO No General case training
Feldman members produced criterion levels
(1992) study of generalization
2
3 Hawkins & n = 109 Pre/Post No 0 None K SR No The best predictors of
Sinha (1998) clinicians knowledge were (highest
first): reading, peer
support/consultation,
study group attendance,
time spent applying the
treatment; expert
consultation became
more important as
training progressed
2 Kelly et al. n = 74 AIDS Group Comparison Yes 3: 6 and 12 P, O SR No Condition 3 resulted in
(2000) Service 1. Manual, months more frequent adoption of
Organizations 2. Manual+2- the intervention
directors day 3>2>1
workshop,
3. Manual+2-
day workshop
+ follow-up
consultation
1 Miller, n = 140 Group Comparison Yes 5: 4 and 8 K, P, S BO, SR Yes Addition of feedback and/
Yahne et al. substance 1. Workshop, months or coaching improved
(2004) abuse 2. Workshop retention of proficiency
counselors + practice 4>2>3>1>5
feedback,
3. Workshop
+ individual
coaching
sessions,
4. Workshop
+ feedback +
coaching,
5. Waitlist

Page 34
control of
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Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Type Random Assign Groups Follow- up Domain Type psychometrics
self- guided
training
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

2 Milne et al. n = 56 nurses, Group Comparison No 2: 2 months A, I, K SR No Relapse prevention group


(2002) case 1. Standard evidenced greater training
managers, training transfer than control
social (n=45), group
workers, 2. Relapse 2>1
occupational prevention
therapists (n=11)
1 Moyer et al. n=129 Group Comparison Yes 3: 4, 8, and 12 S BO Yes The addition of feedback
(2008) behavioral 1. Workshop months and consult calls to the
health 2. Workshop workshop did not result in
providers + feedback + greater performance;
consult calls skills declined by the 4
3. Waitlist month follow-up; Self-
control of directed techniques did
self- guided not result in skill
training improvement.
(1=2)>3
3 Parsons & n = 10 Single-subject multiple baseline NA 0 None A, S BO, SR No Supervisor feedback
Reid (1995) residential enhanced maintenance of
staff staff members’ teaching
supervisors skills
2 Parsons et al. n = 13 direct Pre/Post No 0 None K, S, Sat BO, SR No Improvement in
(1993) care staff knowledge with
observation and
feedback; Improvement
in skill will extended
feedback; When skills
applied within existing
client program, clients
made gains in skill
acquisition
3 Schoener et N = 10 Pre/Post with Multiple data No 0 None S BO Yes Increases in responses
al. (2006) community points – interrupted time series consistent with
clinicians; 28 design motivational
clients with interviewing; however,
co-occurring motivational interviewing
mental health proficiency was lower
and substance than in more controlled

Page 35
use disorders studies (Baer et al., 2004;
Miller et al., 2004)
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Nathan
&
Gorman

Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Type Random Assign Groups Follow- up Domain Type psychometrics
2 Sholomskas n = 78 full- Group Comparison No 3: 3 months F, I, K, P, BO, SR Yes 3>2>1
et al. (2005) time, 1. Manual, S
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

substance 2. Manual +
abuse website,
counselors 3. Manual +
didactic
seminar +
supervised
casework

Note. Measurement domains: A = Attitudes, F = Treatment Fidelity or adherence, G = Generalization, I = Implementation Difficulty or Barrier – Anticipated or Actual, K = Knowledge, O = Organizational
Resources and Characteristics; P = Practices or techniques used, S = Skills/competence, Sat = satisfaction/acceptability; Measurement Types: BO = Behavior observation, SR = Self-report.

Page 36
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Table 5
Summary of Studies Examining the Effectiveness of Pyramid Training as a Training Method

Herschell et al.
Nathan &
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Type Random Assign Follow-up Groups Domain Type psychometrics

3 Anderson, & n = 40 Pre/Post No None 0 A, K SR No Increased knowledge; no


Youngson managers change in attitude
(1990) part 2 and senior
staff
3 Demchak & n = 6 group Single subject multiple baseline NA None 0 S BO No Seems as if training effect
Browder home was “watered down”
(1990) supervisors from supervisor to staff
and aides; 6
residents
with
profound
mental
retardation
3 Shore et al. n=8 Single-subject multiple baseline NA None 0 S BO No Improvements noticed in
(1995) Supervisors client behavior following
and direct pyramidal training
care staff for intervention with
state supervisors
residential
facility for
persons with
MR; 6
patients

Note. Measurement domains: A = Attitudes, K = Knowledge, S = Skills/competence; Measurement Types: BO = Behavior observation, SR = Self-report.

Page 37
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Table 6
Summary of Studies Examining the Effectiveness of Multicomponent Training Packages as a Training Method

Herschell et al.
Nathan
&
Gorman
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

Comparison measures with


Type Random Assign Groups Follow-up Domain Type psychometrics

3 Bein et al. n = 16; Pre/Post No 0 None F BO Yes Majority of therapists did


(2000) psychiatrists not achieve basic
(8) & competence at TLDP
psychologists
(8)
3 Brooker & n = 10 Pre/Post No 0 None A, S BO, SR Yes No significant differences
Butterworth community
(1993) psychiatric
nurses
3 Classen et al. n = 24 Pre/Mid/Post No 0 None K SR No Improvement in written
(1997) therapists responses for all 4
from 10 dimensions of the model:
oncology affect, personalization,
centers and 2 coping, and group
university interaction
medical
centers
1 Crits- n = 65 Group Comparison Yes 3: None K, S BO, PR, SR Yes Adherence and
Christoph et therapists; 1. Cognitive competence increased for
al. (1998) 202 Patients Therapy, all groups
with cocaine 2. 1>2=3;
dependence Supportive- only cognitive therapy
Expressive demonstrated learning
Dynamic that carried over from
Therapy, training case to training
3. Individual case
Drug
Counseling
3 Gamble et n = 12 Pre/Mid/Post No 0 None A, K, S SR No Improvements in
al. (1994) community- knowledge of and
based mental attitudes towards family
health nurses work and schizophrenia
3 Henry, n = 16 Pre/Post No 0 None S, T BO Yes Increased adherence to
Strupp et al. psychiatrists technical intervention

Page 38
(1993) (8) and
psychologists
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Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Type Random Assign Groups Follow-up Domain Type psychometrics
(8); 84
patients
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

3 Hughes & n = 24 Survey No 0 None C, K SR No Overall had a greater


Halek psychiatric understanding of
(1991) nurses psychotherapy and greater
confidence that they were
competent with
individuals and groups
2 Hunter et al. n = 16 Pre/Post No 2: 1 year A, K, M, SR Yes Due to low n, statistical
(2005) substance 1. 3 Sat (with analyses were not
abuse intervention job) completed. Knowledge,
treatment sites, attitudes, job satisfaction,
staff 2. 2 and morale improved over
comparison time for the intervention,
sites selected but not the comparison
with similar group
client flow
rates
3 Hurley et al. n = 221 direct Pre/Post No 0 None F, K, P, S BO, SR No 79%of staff completed all
(2006) care staff training sessions and
scored 80% or higher on
knowledge and skill tests;
30% reduction in critical
incidents for youth post-
implementation
3 Jameson et n = 38 mental Survey No 0 None A, K, S, SR No Positive results for:
al. (2007) health Sat change in therapeutic
professionals practice (especially in
client-therapist
relationship and
intrapersonal dynamics)
Positive results also
reported for therapeutic
effectiveness; small
groups better promoted
skill development in
comparison to readings
and lectures
3 Lancashire n = 12 Ongoing assessment for No 0 None Cl, S BO, SR Yes Patients reported
et al. (1997) community nurses, Pre/Post for patients improvements in total

Page 39
psychiatric symptom ratings and in
positive and affective
symptoms. No change
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(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Type Random Assign Groups Follow-up Domain Type psychometrics
nurses, 33 was noted in negative
patients symptoms.
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

3 Leff & n = 43 Pre, 2 month, post No 0 None A, K SR Yes Nurses increased


Gamble community knowledge and positive
(1995) mental health attitudes about
nurses schizophrenia
1 Lochman et n = 49 school Group Comparison Yes 3: None Cl, I, BO, SR Yes The more intense clinician
al. (2009) counselors, 1. enhanced training, the better the
531 children training, outcome for children
2. basic treated by the trained
training school counselor
3. 1>2>3
comparison
3 Milne et al. n = 20 Pre/During/Post training No 0 None Cl, G, S BO, SR Yes Statistically significant
(1999) psychologists, (clinicians) and therapy increase in therapist
psychiatrists, (patients) competence following
and mental training and patient
health nurses; improvement in coping
20 patients
3 Milne et al. n = 48 mental Pre/Post 3-month follow-up No 0 3 months C, G, K, BO, SR Yes High satisfaction reported
(2000) health S, Sat with the workshop format;
practitioners skill and knowledge
improved from pre to post,
generalization across
clients, time, and setting
were reported by
participants.
2 Milne et al. n = 25 mental Group Comparison, Focus No 2: None G, I, K, S, BO, PR, SR Yes High satisfaction reported
(2003) health Group 1. Training Sat with training content,
professionals 2. Waitlist process, and trainers
control Significant improvement
Group in paper and pencil
knowledge test and video-
presented skill tests;
generalization 6–9
months after training
reported
2 Morgenstern n = 29 front- Group Comparison Yes 2: None A, C, F, BO, SR Yes Counselors responded
et al. (2001) line substance 1. CBT S, Sat well to the CBT content

Page 40
abuse Training, and manualized format of
counselors the training, Adequate
skill levels were reached
NIH-PA Author Manuscript NIH-PA Author Manuscript NIH-PA Author Manuscript

Nathan
&
Gorman

Herschell et al.
(2002)
Criteria Author(s) Sample Design Measurement Method Findings & Comments

# and
Primary Standardized
Comparison measures with
Type Random Assign Groups Follow-up Domain Type psychometrics
2. Control 1>2
group
Clin Psychol Rev. Author manuscript; available in PMC 2011 June 1.

3 Moss et al. n = 11 2-year Follow-up No 0 2 year F, S BO No Training gains maintained


(1991) therapists over 2 years.
2 Myles & n = 90 mental 3-month pre-training Pre/Post No 2: 3 month G, I, K, SR Yes High satisfaction reported
Milne health 1. CBT Sat with the acceptability and
(2004) professionals Training, effectiveness of training
2. Knowledge increased
Participants according to written and
served as video completed
their own assessments
controls by Maintained use of CBT
having techniques at 3 month
double follow-up
baseline
assessment
3 Ryan et al. n = 137 nurses Survey No 0 None K, P, S, SR No Experience of and
(2005) Sat satisfaction with the
course were rated high
Nurses reported
enhancement of general
and behavior therapy
skills
2 Strosahl et n = 18 Group Comparison No 2: None Cl, Sat, T PR, SR No Clients of trained
al. (1998) therapists, and 1. Training clinicians were more
321 patients 2. No likely to finish treatment,
training agree with the clinician
and report better clinical
outcomes

Note. Measurement domains: A = Attitudes, C = Confidence, Cl = Clinical Outcome, F = Treatment Fidelity or adherence, G = Generalization, I = Implementation Difficulty or Barrier – Anticipated or Actual;
K = Knowledge, M = Job Morale, OR = Organizational Readiness for Change P = Practices or techniques used, S = Skills/competence, Sat = satisfaction/acceptability, SP = Supportive practices; T = therapeutic
interaction/rapport/working alliance; Measurement Types: BO = Behavior observation, PR = Patient report of therapist behavior, SR = Self-report.

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