COPD Exacerbations - Clinical Manifestations and Evaluation - UpToDate
COPD Exacerbations - Clinical Manifestations and Evaluation - UpToDate
www.uptodate.com
© 2021 UpToDate, Inc. and/or its affiliates. All Rights Reserved.
All topics are updated as new evidence becomes available and our peer review process is complete.
Literature review current through: Jul 2021. | This topic last updated: Jan 14, 2021.
INTRODUCTION
The Global Initiative for Chronic Obstructive Lung Disease (GOLD), a report produced by the
National Heart, Lung, and Blood Institute (NHLBI) and the World Health Organization (WHO),
defines an exacerbation of chronic obstructive pulmonary disease (COPD) as "an acute event
characterized by a worsening of the patient's respiratory symptoms that is beyond normal
day-to-day variations and leads to a change in medication" [1]. This generally includes an
acute change in one or more of the following cardinal symptoms:
The clinical manifestations and evaluation of patients with exacerbations of COPD are
discussed in detail here. A table to assist with emergency management of severe acute
exacerbations of COPD is provided ( table 1). The diagnosis and treatment of stable COPD
and the treatment, risk factors, prognosis, and prevention of exacerbations of COPD are
discussed separately. (See "Chronic obstructive pulmonary disease: Definition, clinical
manifestations, diagnosis, and staging" and "Stable COPD: Overview of management" and
"COPD exacerbations: Management" and "COPD exacerbations: Prognosis, discharge
planning, and prevention".)
EPIDEMIOLOGY
Among patients with COPD, the frequency of exacerbation varies with the severity of
disease, and some patients have more frequent exacerbations than others independent of
other measures of disease severity [1,2].
● Among almost 100,000 patients with COPD, the number of exacerbations in a baseline
year of observation predicted the rate over the subsequent 10 years [3]. Approximately,
25 percent did not have an exacerbation; those with one baseline exacerbation were
likely to have another (hazard ratio [HR] 1.71; 95% CI 1.66-1.77); and those with ≥5
events were even more likely to have future events (HR 3.41; 95% CI 3.27-3.56).
● In a separate survey of more than 1000 patients, 21 percent of those who reported a
COPD exacerbation required hospitalization [6].
● Advanced age
● Productive cough
● Longer duration of COPD
● History of antibiotic therapy
● COPD-related hospitalization within the previous year
● Chronic mucous hypersecretion
● Peripheral blood eosinophil count >0.34 x 109 cells/L (340 cells/microL)
● Theophylline therapy
● Presence of one or more comorbidities (eg, ischemic heart disease, heart failure, or
diabetes mellitus)
Women are slightly more likely to experience a COPD exacerbation than men [12,13]. In
general, worsening airflow limitation (lower forced expiratory volume in one second [FEV1])
is associated with an increasing risk of COPD exacerbation, although airflow limitation alone
does not provide a good assessment of exacerbation risk [1].
• High risk: Typically GOLD 3 or 4 (severe or very severe airflow limitation) and/or ≥2
exacerbations per year or ≥1 hospitalization due to an exacerbation
The full COPD staging system used in the GOLD guidelines incorporates information
about the severity of symptoms (based on instruments such as the COPD Assessment
Test [CAT] and the modified Medical Research Council Dyspnea Scale), the degree of
airflow limitation (based on the FEV1), and the frequency of prior COPD exacerbations
and is discussed separately [1]. (See "Chronic obstructive pulmonary disease: Definition,
clinical manifestations, diagnosis, and staging", section on 'Staging'.)
In a database study, hospitalizations for COPD exacerbation were associated with exposure
to poor outdoor air quality, such as higher levels of ozone, carbon monoxide, particulate
matter (up to 10 microns), and nitrogen dioxide [25]. Increased ambient levels of fine
particulate matter [≤2.5 microns] are associated with an increase in hospitalization and
mortality in COPD [26].
As dyspnea and cough are nonspecific symptoms, COPD exacerbations of unknown etiology
may be actually related to other medical conditions, such as myocardial ischemia, heart
failure, aspiration, or pulmonary embolism [1,27].
The relationship between COPD exacerbation and pulmonary embolism was illustrated by a
meta-analysis of five observational studies [28]. Among the 550 patients having a COPD
exacerbation, the prevalence of pulmonary embolism was 20 percent. The prevalence was
even higher (25 percent) among those hospitalized. An important limitation of the meta-
analysis was its inability to determine whether the pulmonary embolism was the cause of
the COPD exacerbation, a result of the COPD exacerbation, or a mere bystander.
CLINICAL MANIFESTATIONS
The clinical manifestations of exacerbations of COPD range from a mild increase in dyspnea,
cough that is productive or nonproductive to respiratory failure with acute respiratory
acidosis and/or hypoxemia.
Medical history — By definition, patients present with the acute onset or worsening of
respiratory symptoms, such as dyspnea, cough, and/or sputum production, over several
hours to days [1,29]. These symptoms should be characterized further in terms of the
following features:
Patients should be asked if they currently smoke cigarettes or use vaping products. The past
history of exacerbations should be ascertained: number of prior exacerbations, courses of
systemic glucocorticoids, antibiotic therapy in the preceding three months, prior
exacerbations requiring hospitalization or ventilatory support, and response to therapy of
previous exacerbations.
If present, decreased mental status could reflect hypercapnia or hypoxemia and asterixis
could indicate hypercapnia.
Attention should also be paid to other physical findings, such as fever, hypotension, bibasilar
fine crackles and peripheral edema, which might suggest a comorbidity or alternate
diagnosis.
The goals of the evaluation of a suspected exacerbation of COPD are to confirm the
diagnosis, identify the cause (when possible), assess the severity of respiratory impairment
and contribution from comorbidities, and exclude alternate diagnostic possibilities. A rapid
overview for the evaluation and management of severe exacerbations of COPD is provided in
the table ( table 1).
Initial evaluation — The choice of specific tests is guided by the severity of the exacerbation
and the particular associated clinical findings. (See 'Clinical manifestations' above.)
For patients with a mild exacerbation (absence of resting dyspnea or respiratory distress,
preserved ability to perform activities of daily living), who do not require emergency
department treatment, the evaluation may be limited to clinical assessment and possibly
pulse oxygen saturation.
For patients who require emergency department care, the evaluation should generally
include the following ( table 1):
We do not use procalcitonin or C-reactive protein to determine the need for antibiotics in
COPD exacerbations, as study results do not clearly and consistently demonstrate that either
assay adds value to clinical judgment alone. (See "Evaluation for infection in exacerbations of
chronic obstructive pulmonary disease", section on 'Procalcitonin and C-reactive protein'.)
● Plasma brain natriuretic peptide (BNP) or NT-proBNP can help to exclude heart failure,
as indicated by features such as crackles on chest auscultation, peripheral edema,
suggestive chest radiographic findings (eg, vascular congestion, pleural effusion). If the
clinical picture is unclear, an echocardiogram should be obtained. (See "Approach to
diagnosis and evaluation of acute decompensated heart failure in adults".)
● D-dimer to assess for thromboembolic disease if the patient has risk factors for
thromboembolism. (See 'Differential diagnosis' below and "Clinical presentation,
evaluation, and diagnosis of the nonpregnant adult with suspected acute pulmonary
embolism".)
● Sputum Gram stain and culture are not obtained for most exacerbations of COPD.
However, sputum Gram stain and culture can be useful in patients at risk for a poor
outcome or increased risk of infection with Pseudomonas ( table 4 and table 5).
Sputum culture may be helpful in patients who are strongly suspected of having a
bacterial infection but fail to respond to initial antibiotic therapy. (See "Evaluation for
infection in exacerbations of chronic obstructive pulmonary disease", section on 'When
to obtain sputum studies'.)
● Respiratory virus panel in selected patients – The majority of COPD exacerbations are
caused by viral infections, predominantly adenovirus. While not necessary in most
patients, PCR diagnostic panels can detect multiple respiratory viruses simultaneously
(eg, influenza, adenovirus, parainfluenza virus, respiratory syncytial virus, human
metapneumovirus, coronavirus, and rhinovirus). These studies are more frequently
obtained in patients with community-acquired pneumonia, and the exact indications for
their use in COPD exacerbations are not clear. (See "Clinical evaluation and diagnostic
testing for community-acquired pneumonia in adults", section on 'Other respiratory
viruses'.)
of medication needed to treat the exacerbation [1], but other classifications use a symptom-
based severity metric [29]:
● Mild – Only one of three cardinal symptoms (increased dyspnea, increased sputum
volume, or increased sputum purulence) are present. Treatment with short-acting
bronchodilators is sufficient.
DIFFERENTIAL DIAGNOSIS
Patients with COPD who present to the hospital with acute worsening of dyspnea should be
evaluated for potential alternative diagnoses, such as heart failure, cardiac arrhythmia,
pneumonia, pulmonary embolism, and pneumothorax [1,30,31]. A chest radiograph will
differentiate among several of these possibilities (eg, heart failure, pneumonia,
pneumothorax); a clear chest radiograph may be a clue to pulmonary embolism, especially
when dyspnea and hypoxemia are more prominent than cough or sputum production.
The importance of considering these alternate diagnoses was illustrated in an autopsy study
of 43 patients with COPD who died within 24 hours of admission for a COPD exacerbation
[30]. The primary causes of death were heart failure, pneumonia, pulmonary
thromboembolism, and COPD in 37, 28, 21, and 14 percent, respectively.
● Pneumonia – Pneumonia can present with acute shortness of breath, hypoxemia, and
an inconclusive pulmonary examination. Chest radiograph findings may differ, but some
cases of bibasilar pneumonia may be similar to HF, although evidence of upper zone
redistribution is not present with pneumonia. Fever and leukocytosis may suggest an
infectious process. (See "Clinical evaluation and diagnostic testing for community-
acquired pneumonia in adults".)
● Pulmonary embolism – The sudden onset of symptoms such as dyspnea, pleuritic chest
pain, and cough may be caused by a pulmonary embolism. The suspicion for pulmonary
embolism rises in the absence of purulent sputum production, history of an upper
respiratory infection, or pneumothorax [27,28,32-34]. The frequency of pulmonary
embolism among patients admitted to the hospital with an exacerbation of COPD varies
across studies, with a systematic review (7 studies, 880 patients) finding a pooled
prevalence of 16 percent [34]. In a subsequent, prospective study of 740 patients with
COPD who were admitted to the hospital with acute worsening of respiratory symptoms,
pulmonary embolism was identified in 6 percent in the first 48 hours following with a
predetermined algorithm [35]. Depending on the likelihood of pulmonary embolism (eg,
Wells score, Modified Geneva score), testing may include a blood D-dimer test, lower
extremity compression ultrasonography with Doppler, and CT pulmonary angiogram.
(See "Clinical presentation, evaluation, and diagnosis of the nonpregnant adult with
suspected acute pulmonary embolism".)
Links to society and government-sponsored guidelines from selected countries and regions
around the world are provided separately. (See "Society guideline links: Chronic obstructive
pulmonary disease".)
● A rapid overview for the evaluation and management of severe exacerbations of chronic
obstructive pulmonary disease (COPD) in the emergency department is provided in the
table ( table 1).
● Risk factors for exacerbations of COPD include advanced age, productive cough,
duration of COPD, history of antibiotic therapy, COPD-related hospitalization within the
previous year, chronic mucous hypersecretion, blood eosinophil count >0.34 x 109 cells/L
(340 cells/microL), and comorbid disease. The single best predictor of exacerbations is a
history of prior exacerbations. (See 'Risk factors and triggers' above and "COPD
exacerbations: Prognosis, discharge planning, and prevention", section on 'Prognosis
after an exacerbation'.)
● Worsening airflow limitation (lower forced expiratory volume in one second [FEV1]) is
associated with an increasing risk of COPD exacerbation, although airflow limitation
alone does not provide a good assessment of exacerbation risk. (See 'Risk factors'
above.)
● The three cardinal symptoms of COPD exacerbation are dyspnea, cough, and/or sputum
production; they can occur alone or in combination. Exacerbations typically develop over
several hours to days. Symptoms such as fever, chills, night sweats, chest pain, or
peripheral edema suggest an alternate or comorbid diagnosis. (See 'Clinical
manifestations' above.)
● Physical findings associated with an exacerbation of COPD often include wheezing and
tachypnea and may include features of respiratory compromise. Patients should be
examined for physical findings, such as fever, hypotension, bibasilar fine crackles and
peripheral edema, which might suggest a comorbidity or alternate diagnosis. (See
'Physical examination' above.)
● For patients who require emergency department care, the evaluation should generally
include a pulse oxygen saturation, chest radiograph, complete blood count and
differential, and serum electrolytes and glucose ( table 1). Arterial blood gases are
obtained when acute or acute-on-chronic hypercapnia is suspected due to prior
elevation in arterial tension of carbon dioxide (PaCO2), an elevated serum bicarbonate,
or the presence of severe airflow obstruction (eg, FEV1 <50 percent predicted). (See
'Initial evaluation' above.)
● The most common processes in the differential diagnosis of a COPD exacerbation are
heart failure, cardiac arrhythmias, pulmonary embolism, pneumonia, and
pneumothorax. (See 'Differential diagnosis' above.)
REFERENCES
1. Global Initiative for Chronic Obstructive Lung Disease (GOLD). Global Strategy for the Di
agnosis, Management and Prevention of Chronic Obstructive Pulmonary Disease: 2020
Report. http://www.goldcopd.org (Accessed on January 29, 2020).
2. Seemungal TA, Donaldson GC, Paul EA, et al. Effect of exacerbation on quality of life in
patients with chronic obstructive pulmonary disease. Am J Respir Crit Care Med 1998;
157:1418.
3. Rothnie KJ, Müllerová H, Smeeth L, Quint JK. Natural History of Chronic Obstructive
Pulmonary Disease Exacerbations in a General Practice-based Population with Chronic
Obstructive Pulmonary Disease. Am J Respir Crit Care Med 2018; 198:464.
4. Lindenauer PK, Dharmarajan K, Qin L, et al. Risk Trajectories of Readmission and Death
in the First Year after Hospitalization for Chronic Obstructive Pulmonary Disease. Am J
Respir Crit Care Med 2018; 197:1009.
5. Landis SH, Muellerova H, Mannino DM, et al. Continuing to Confront COPD International
Patient Survey: methods, COPD prevalence, and disease burden in 2012-2013. Int J
Chron Obstruct Pulmon Dis 2014; 9:597.
9. Niewoehner DE, Lokhnygina Y, Rice K, et al. Risk indexes for exacerbations and
hospitalizations due to COPD. Chest 2007; 131:20.
10. Burgel PR, Nesme-Meyer P, Chanez P, et al. Cough and sputum production are
associated with frequent exacerbations and hospitalizations in COPD subjects. Chest
2009; 135:975.
11. Vedel-Krogh S, Nielsen SF, Lange P, et al. Blood Eosinophils and Exacerbations in Chronic
Obstructive Pulmonary Disease. The Copenhagen General Population Study. Am J Respir
Crit Care Med 2016; 193:965.
12. Oshagbemi OA, Keene SJ, Driessen JHM, et al. Trends in moderate and severe
exacerbations among COPD patients in the UK from 2005 to 2013. Respir Med 2018;
144:1.
13. Stolz D, Kostikas K, Loefroth E, et al. Differences in COPD Exacerbation Risk Between
Women and Men: Analysis From the UK Clinical Practice Research Datalink Data. Chest
2019; 156:674.
14. Hurst JR, Vestbo J, Anzueto A, et al. Susceptibility to exacerbation in chronic obstructive
pulmonary disease. N Engl J Med 2010; 363:1128.
15. Terada K, Muro S, Sato S, et al. Impact of gastro-oesophageal reflux disease symptoms
on COPD exacerbation. Thorax 2008; 63:951.
16. Kim J, Lee JH, Kim Y, et al. Association between chronic obstructive pulmonary disease
and gastroesophageal reflux disease: a national cross-sectional cohort study. BMC Pulm
Med 2013; 13:51.
18. Wells JM, Washko GR, Han MK, et al. Pulmonary arterial enlargement and acute
exacerbations of COPD. N Engl J Med 2012; 367:913.
19. Sapey E, Bafadhel M, Bolton CE, et al. Building toolkits for COPD exacerbations: lessons
from the past and present. Thorax 2019; 74:898.
20. Sethi S, Murphy TF. Infection in the pathogenesis and course of chronic obstructive
pulmonary disease. N Engl J Med 2008; 359:2355.
21. Mohan A, Chandra S, Agarwal D, et al. Prevalence of viral infection detected by PCR and
RT-PCR in patients with acute exacerbation of COPD: a systematic review. Respirology
2010; 15:536.
22. Barnes PJ. Chronic obstructive pulmonary disease. N Engl J Med 2000; 343:269.
23. Sapey E, Stockley RA. COPD exacerbations . 2: aetiology. Thorax 2006; 61:250.
24. Gan WQ, FitzGerald JM, Carlsten C, et al. Associations of ambient air pollution with
chronic obstructive pulmonary disease hospitalization and mortality. Am J Respir Crit
Care Med 2013; 187:721.
26. Li MH, Fan LC, Mao B, et al. Short-term Exposure to Ambient Fine Particulate Matter
Increases Hospitalizations and Mortality in COPD: A Systematic Review and Meta-
analysis. Chest 2016; 149:447.
27. Tillie-Leblond I, Marquette CH, Perez T, et al. Pulmonary embolism in patients with
unexplained exacerbation of chronic obstructive pulmonary disease: prevalence and
risk factors. Ann Intern Med 2006; 144:390.
28. Rizkallah J, Man SFP, Sin DD. Prevalence of pulmonary embolism in acute exacerbations
of COPD: a systematic review and metaanalysis. Chest 2009; 135:786.
29. Anthonisen NR, Manfreda J, Warren CP, et al. Antibiotic therapy in exacerbations of
chronic obstructive pulmonary disease. Ann Intern Med 1987; 106:196.
30. Zvezdin B, Milutinov S, Kojicic M, et al. A postmortem analysis of major causes of early
death in patients hospitalized with COPD exacerbation. Chest 2009; 136:376.
31. Myint PK, Lowe D, Stone RA, et al. U.K. National COPD Resources and Outcomes Project
2008: patients with chronic obstructive pulmonary disease exacerbations who present
with radiological pneumonia have worse outcome compared to those with non-
pneumonic chronic obstructive pulmonary disease exacerbations. Respiration 2011;
82:320.
34. Aleva FE, Voets LWLM, Simons SO, et al. Prevalence and Localization of Pulmonary
Embolism in Unexplained Acute Exacerbations of COPD: A Systematic Review and Meta-
analysis. Chest 2017; 151:544.
GRAPHICS
Clinical features
Features of COPD exacerbation: Diffuse wheezing, distant breath sounds, barrel-shaped chest, tachypnea, tachycardia,
smoking >20 pack years
Features of severe respiratory insufficiency: Use of accessory muscles; brief, fragmented speech; inability to lie supine;
profound diaphoresis; agitation; asynchrony between chest and abdominal motion with respiration; failure to improve
with initial emergency treatment
Features of impending respiratory arrest: Inability to maintain respiratory effort, cyanosis, hemodynamic instability, and
depressed mental status
Features of cor pulmonale: Jugular venous distension, prominent left parasternal heave, peripheral edema
Severe respiratory distress in a patient with known or presumed COPD can be due to an exacerbation of COPD or a
comorbid process, such as acute coronary syndrome, decompensated heart failure, pulmonary embolism, pneumonia,
pneumothorax, sepsis
Management
Provide supplemental oxygen to target a pulse oxygen saturation of 88 to 92% or PaO 2 of 60 to 70 mmHg (7.98 to 9.31
kPa); Venturi mask can be useful for titrating FiO 2 ; high FiO 2 usually not needed and can contribute to hypercapnia (high
FiO 2 requirement should prompt consideration of alternative diagnosis [eg, PE])
Determine patient preferences regarding intubation based on direct questioning or advance directive whenever possible
Provide combination of aggressive bronchodilator therapy and ventilatory support (NIV or invasive ventilation)
Noninvasive ventilation (NIV): Appropriate for the majority of patients with severe exacerbations of COPD unless
immediate intubation is needed or NIV is otherwise contraindicated
Contraindications to NIV include: Severely impaired consciousness, inability to clear secretions or protect airway, high
aspiration risk
Initial settings for bilevel NIV: 8 cm H 2 O inspiratory pressure (may increase up to 15 cm H 2 O if needed to aid ventilation);
3 cm H 2 O expiratory pressure
Administer bronchodilators via nebulizer or MDI: Nebulizer usually requires interruption of NIV; MDIs can be delivered in
line using adaptor (see dosing below)
Obtain ABG after two hours of NIV and compare with baseline: Worsening or unimproved gas exchange and pH <7.25 are
indications for invasive ventilation
Tracheal intubation and mechanical ventilation: Indicated for patients with acute respiratory failure, hemodynamic
instability (eg, heart rate <50/minute, uncontrolled arrhythmia) and those in whom NIV is contraindicated or who fail to
improve with NIV and aggressive pharmacotherapy
Initial ventilator settings aim to maintain adequate oxygenation and ventilation while minimizing elevated airway
pressures: SIMV, tidal volume 6 to 8 mL/kg, respiratory rate 10 to 12/minute, inspiratory flow rate 60 to 80 L/min (increase
if needed to enable longer expiratory phase), PEEP 5 cm H 2 O. May need to tolerate elevated PaCO 2 to avoid barotrauma
(ie, permissive hypercapnia). In patients with chronic hypercapnia, aim for PaCO 2 close to baseline.
Administer inhaled bronchodilator therapy: Usually via MDI with in-line adaptor (see dosing below)
Diagnostic testing
ETCO 2 monitoring (capnography) has only moderate correlation with arterial PaCO 2 in COPD exacerbations
Do not assess peak expiratory flow or spirometry in acute severe COPD exacerbations as results are not accurate
Obtain portable chest radiograph: Look for signs of pneumonia, acute heart failure, pneumothorax
Obtain complete blood count, electrolytes (Na+, K+, Cl–, HCO3–), BUN, and creatinine; also obtain cardiac troponin, BNP, or
NT-proBNP, if diagnosis is uncertain
Pharmacotherapy
Inhaled beta agonist: Albuterol 2.5 mg diluted to 3 mL via nebulizer or 4 to 8 inhalations from MDI every hour, or more
frequently if needed
Short-acting muscarinic antagonist (anticholinergic agent): Ipratropium 500 micrograms via nebulizer or 2 to 4 inhalations
from MDI every four hours
Antibiotic therapy*: Appropriate for majority of severe COPD exacerbations; select antibiotic based on likelihood of
particular pathogens (eg, Pseudomonas risk factors ¶, prior sputum cultures, local patterns of resistance)
No Pseudomonas risk factor(s) ¶: Ceftriaxone 1 to 2 grams IV, OR cefotaxime 1 to 2 grams IV, OR levofloxacin 500 mg
IV or orally, OR moxifloxacin 400 mg IV or orally
Pseudomonas risk factor(s) ¶: Piperacillin-tazobactam 4.5 grams IV, OR cefepime 2 grams IV, OR ceftazidime 2 grams
IV
Antiviral therapy (influenza suspected)*: Oseltamivir 75 mg orally every 12 hours OR peramivir 600 mg IV once (for
patients unable to take oral medication)
Monitoring
Perform continual monitoring of oxygen saturation, blood pressure, heart rate, respiratory rate
Disposition
Patients with high-risk comorbidities (pneumonia, cardiac arrhythmia, heart failure, diabetes mellitus, renal failure,
liver failure)
Hemodynamic instability
COPD: chronic obstructive pulmonary disease; PaO 2 : arterial tension of oxygen; FiO 2 : fraction of inspired oxygen; PE: pulmonary
embolism; NIV: noninvasive ventilation; MDI: metered dose inhaler; ABG: arterial blood gas; SIMV: synchronized intermittent
mechanical ventilation; PEEP: positive end-expiratory pressure; PaCO 2 : arterial tension of carbon dioxide; ETCO 2 : end-tidal carbon
dioxide; BUN: blood urea nitrogen; BNP: brain natriuretic peptide; NT-ProBNP: N-terminal pro-BNP; ECG: electrocardiogram; IV:
intravenous; ICU: intensive care unit.
* When influenza is suspected, therapy should not be delayed while awaiting results of testing. Doses shown are for patients with
normal renal function. Some agents require dose adjustment for renal impairment; refer to separate UpToDate algorithms of
antibiotic treatment of exacerbations of COPD.
¶ Pseudomonas infection risk factors: Broad spectrum antibiotic use in the past 3 months; chronic colonization or previous isolation
of Pseudomonas aeruginosa from sputum (particularly in past 12 months); very severe underlying COPD (FE V 1 <30 percent
predicted); chronic systemic glucocorticoid use.
GOLD "ABCD" grading: Assessment of symptoms and risk of exacerbations for initiation of COPD
therapy
0 or 1 exacerbations without A B
hospitalization
≥2 exacerbations or ≥1 hospitalization C D
GOLD 2 Moderate 50 to 79
GOLD 3 Severe 30 to 49
COPD: chronic obstructive pulmonary disease; GOLD: Global Initiative for Chronic Obstructive Lung Disease; mMRC: modified
Medical Research Council dyspnea scale; CAT: COPD Assessment Test; FEV 1 : forced expiratory volume in one second; FVC: forced
vital capacity.
¶ http://www.catestonline.org.
Δ The GOLD guidelines (www.goldcopd.org) prefer the threshold of <0.7 to the alternative of the fifth percentile lower limit of
normal (LLN) for FEV 1 /FVC.
From the Global Strategy for the Diagnosis, Management and Prevention of COPD 2017, © Global Initiative for Chronic Obstructive Lung
Disease (GOLD), www.goldcopd.org. Adapted with permission. The content within this table is still current as of the 2019 GOLD report.
Haemophilus influenzae 13 to 50
Moraxella catarrhalis 9 to 21
Streptococcus pneumoniae 7 to 26
Pseudomonas aeruginosa 1 to 13
* Enterobacteriaceae have been isolated from the respiratory tract of 3 to 19 percent of patients with chronic obstructive pulmonary
disease (COPD) exacerbations and Staphylococcus aureus has been isolated from the respiratory tract of 1 to 20 percent of patients
with COPD exacerbations, but their pathogenic significance in this setting has not been defined. Haemophilus parainfluenzae has
been isolated from the respiratory tract of 2 to 32 percent of patients with COPD exacerbations, but these organisms are unlikely to
cause COPD exacerbations.
Modified with permission from the American Thoracic Society. Copyright © 2004 American Thoracic Society. Sethi S. Bacteria in
exacerbations of chronic obstructive pulmonary disease. Proceedings of the American Thoracic Society 2004; 1:109. Official Journal of the
American Thoracic Society.
Risk factors for poor outcomes in patients with acute COPD exacerbations
Patients with greater underlying COPD severity are at higher risk for poor outcomes if initial antibiotic therapy is
inadequate. We thus use a broader empiric regimen for such patients.
COPD: chronic obstructive pulmonary disease; FEV 1 : forced expiratory volume in 1 second.
* Older age (eg, age ≥65 years) is also associated with poorer outcomes and/or risk of infection with drug-resistant pathogens.
While not a strict indication for broadening antibiotic therapy, we consider older age as additive to the risk factors listed above.
References:
1. Balter MS, La Forge J, Low DE, et al. Canadian guidelines for the management of acute exacerbations of chronic bronchitis. Can
Respir J 2003; 10 Suppl B:3B.
2. Miravitlles M, Murio C, Guerrero T. Factors associated with relapse after ambulatory treatment of acute exacerbations of chronic
bronchitis. DAFNE Study Group. Eur Respir J 2001; 17:928.
3. Wilson R, Jones P, Schaberg T, et al. Antibiotic treatment and factors influencing short and long term outcomes of acute
exacerbations of chronic bronchitis. Thorax 2006; 61:337.
4. Garcia-Vidal C, Almagro P, Romaní V, et al. Pseudomonas aeruginosa in patients hospitalised for COPD exacerbation: a prospective
study. Eur Respir J 2009; 34:1072.
5. Parameswaran GI, Sethi S. Pseudomonas infection in chronic obstructive pulmonary disease. Future Microbiol 2012; 7:1129.
Risk factors for infection with Pseudomonas aeruginosa in patients with acute COPD
exacerbations
Chronic colonization or previous isolation of Pseudomonas aeruginosa from sputum (particularly in the past 12 months)
COPD: chronic obstructive pulmonary disease; FEV 1 : forced expiratory volume in 1 second.
References:
1. Garcia-Vidal C, Almagro P, Romaní V, et al. Pseudomonas aeruginosa in patients hospitalised for COPD exacerbation: a prospective
study. Eur Respir J 2009; 34:1072.
2. Parameswaran GI, Sethi S. Pseudomonas infection in chronic obstructive pulmonary disease. Future Microbiol 2012; 7:1129.
3. Gallego M, Pomares X, Espasa M, et al. Pseudomonas aeruginosa isolates in severe chronic obstructive pulmonary disease:
characterization and risk factors. BMC Pulm Med 2014; 14:103.
4. Boixeda R, Almagro P, Díez-Manglano J, et al. Bacterial flora in the sputum and comorbidity in patients with acute exacerbations of
COPD. Int J Chron Obstruct Pulmon Dis 2015; 10:2581.
Contributor Disclosures
James K Stoller, MD, MS Grant/Research/Clinical Trial Support: Alpha-1 Foundation [Alpha-1
antitrypsin detection]; Dicerna Pharmaceuticals [Alpha-1 antitrypsin deficiency]. Consultant/Advisory
Boards: CSL Behring [Alpha-1 antitrypsin detection]; Grifols [Alpha-1 antitrypsin detection]; Takeda
[Alpha-1 antitrypsin detection]; Arrowhead Pharmaceuticals [Alpha-1 antitrypsin deficiency]; Vertex
[Alpha-1 antitrypsin deficiency]; Inhibrx [Alpha-1 antitrypsin deficiency]; 23andMe [Alpha-1 antitrypsin
deficiency]; Alpha-1 Foundation [Member, Board of Directors]; American Respiratory Care Foundation
[Member, Board of Directors]; Insmed. Peter J Barnes, DM, DSc, FRCP, FRS Grant/Research/Clinical
Trial Support: AstraZeneca [Asthma, COPD]; Novartis [COPD]; Boehringer [COPD]; Chiesi [Asthma,
COPD]. Consultant/Advisory Board: AstraZeneca [Asthma, COPD]; Novartis [COPD]; Boehringer [COPD];
Teva [COPD]; Pieris [Asthma]. Speaker's Bureau: AstraZeneca [Asthma]; Novartis [COPD]; Boehringer
[COPD]; Chiesi [Asthma]. Helen Hollingsworth, MD Nothing to disclose
Contributor disclosures are reviewed for conflicts of interest by the editorial group. When found, these
are addressed by vetting through a multi-level review process, and through requirements for
references to be provided to support the content. Appropriately referenced content is required of all
authors and must conform to UpToDate standards of evidence.