QUESTION REVIEWS - FINANCIAL SERVICES

(FROM APRIL 2015 TO TILL APRIL 2021)

2 MARK QUESTIONS - UNIT 1
Apr-21 What is financial market?
Apr-21 Give any two components of financial services.
Apr-21 Define interest rate.
Apr-20 Define financial services.
Apr-20 What is financial system?
Apr-20 Give any two players in financial market.
Apr-19 What are the financial instruments?
Apr-19 How interest rate is to be determined?
Apr-18 State the meaning of financial system
Apr-18 Who are the players of financial markets?
Apr-17 Name any two components of financial services
Apr-17 Mention any two players in financial service sector
Apr-16 What is meant by Financial Services?
Apr-15 What are asset management companies?
Apr-15 What is a financial services market?

2 MARK QUESTIONS - UNIT 2

Apr-21 4. What does ‘public issue management’ mean?
Apr-21 5. Who are merchant bankers?
Apr-21 6. What is issue management?
Apr-20 5. What is New Issue Market?
Apr-20 6. Give the meaning of right issue.
Apr-19 State any two functions of Underwriters.
Apr-19 What is merchant banking?
Apr-18 Define merchant banking
Apr-18 What do you mean by underwriting?
Apr-17 What is IPO?
Apr-16 What is Merchant banking?
Apr-16 Explain the meaning of issue management
Apr-15 Who are merchant bankers?
Apr-15 What is underwriting?

2 MARK QUESTIONS - UNIT 3

Apr-21 7. Who are brokers?
Apr-21 8. What is screen based trading?
Apr-20 7. Define stock exchange.
Apr-20 8. Expand the terms SEBI and NSE.
Apr-19 What is money market?
Apr-19 Expand the terms IPO and IRDA
Apr-18 Define a depository
Apr-17 What is capital market?
Apr-16 Define Primary Market.
Apr-16 What is right issue?
Apr-15 What is Stock Exchange?
 QUESTION REVIEWS - FINANCIAL SERVICES
2 MARK QUESTIONS - UNIT 4
Apr-21 9. Define leasing.
Apr-21 10. State the meaning of consumer finance.
Apr-20 4. What is corporate counselling?
Apr-20 9. Who are the parties to a leasing contract?
Apr-20 10. What is net lease?
Apr-19 What do you mean by Hire Purchase?
Apr-19 Who is called as a lessor?
Apr-19 What is International Lease?
Apr-19 Write down the meaning of Factoring
Apr-18 What is hire purchase
Apr-18 Give the meaning of leasing
Apr-18 Write down the meaning of factoring
Apr-18 What do you mean by consumer finance?
Apr-18 Who is called consumer?
Apr-17 What is meant by factoring?
Apr-17 Define lease financing
Apr-17 Who are the parties to the Hire-Purchase Contract?
Apr-17 What is consumer finance?
Apr-16 State any two benefits involved in Hire-Purchase transactions.
Apr-16 What is factoring?
Apr-16 What is meant by financial lease?
Apr-16 Give the meaning of Hypothecation.
Apr-15 State the meaning of a revolving credit.
Apr-15 Give the meaning of a financial lease.
Apr-15 What do you mean by factoring?
Apr-15 Define hire purchase.

2 MARK QUESTIONS - UNIT 5

Apr-21 11. Expand the terms CRISIL and IRDA.
Apr-21 12. Mention any two types of mutual funds.
Apr-20 11. Stat the meaning of venture capital.
Apr-20 12. What is credit rating?
Apr-19 State the meaning of pension fund
Apr-18 Define venture capital
Apr-18 Expand the terms CRISIL and IRDA Define insurance
Apr-17 Explain the meaning of credit rating?
Apr-17 State the meaning of mutual fund
Apr-17 What is an investment company?
Apr-17 Mention any two benefits of mutual fund from the point of view of promoter
Apr-16 What is Venture Capital?
Apr-16 Expand CRISIL.
Apr-16 What is meant by Mutual Fund?
Apr-16 Mention any two specific scheme of UTI.
Apr-15 How is venture capital defined?
Apr-15 What is ‘CARE’?
Apr-15 What is an open ended scheme of mutual fund?
Apr-15 What is a mutual fund?
 QUESTION REVIEWS - FINANCIAL SERVICES
(FROM APRIL 2015 TO TILL APRIL 2021)

5 MARK QUESTIONS - UNIT 1

Apr-21 Explain the objectives of financial services.
Apr-21 State the role of financial system in the economic development of a country.
Apr-20 How is interest rate determined? Illustrate.
Apr-20 State the challenges to be faced by the financial service sector.
Apr-19 What are the objectives of financial services
Apr-19 Who are the main players of financial markets?
Apr-18 What are the significance of financial system?
Apr-17 Discuss the features of financial services
Apr-16 Who are the players in the financial services?
Apr-15 What are the constituent of a financial service market?

5 MARK QUESTIONS - UNIT 2

Apr-21 Distinguish between new issue market and secondary market.
Apr-20 How is right issue different from bonus issue?
Apr-20 What are the activities performed by merchant bankers as part of working capital financing?
Apr-19 Explain the role of Issue Manager
Apr-19 Write short note on growth of merchant banking in India
Apr-18 How SEBI has classified merchant bankers?
Apr-17 Explain the various distribution function of new issue market
Apr-16 What are the various advantages of underwriting?
Apr-15 What are the types of underwriting?

5 MARK QUESTIONS - UNIT 3

Apr-21 What are the functions of specialists on a stock exchange?
Apr-20 Describe the services rendered by the New Issue Market.
Apr-20 Explain the steps in stock trading.
Apr-19 What are the defects of Indian Money Market?
Apr-17 What are the various types of listing?
Apr-15 Differentiate between a primary issue market and a secondary market.
Apr-15 Write down the features of a Capital Market

5 MARK QUESTIONS - UNIT 4

Apr-21 Explain the mechanism of lease financing.
Apr-20 How is leasing contract benefited to the lessee?
Apr-20 What are the defects of Indian Money Market?
Apr-19 Distinguish between Hire Purchase and Instalment sale
Apr-18 Write down the various sources of consumer finance
Apr-18 Bring out the disadvantages of factoring
Apr-18 What are the basic advantages of leasing company?
Apr-17 List out the legal aspects involved in leasing
Apr-17 Write a note on tax benefits involved in Hire-Purchase transaction
Apr-16 Explain the Contents of Hire-purchase Agreement.
Apr-16 What are the different steps involved in factoring finance?
Apr-15 What are the rights of a hirer under the provisions of the Hire Purchase Act 1972?
Apr-15 Write a note on with Recourse factoring.
 QUESTION REVIEWS - FINANCIAL SERVICES
(FROM APRIL 2015 TO TILL APRIL 2021)

5 MARK QUESTIONS - UNIT 5

Apr-21 How are credit rating advantageous to investors?
Apr-20 Distinguish between venture capital and development capital.
Apr-18 Discuss the importance of venture capital
Apr-18 List out the various functions of IRDA
Apr-17 What are the different types of venture capital
How are the Open-ended schemes of mutual funds different from the close-ended schemes
Apr-17
of mutual funds
Apr-16 What are the characteristics features of venture capital?
Apr-16 Explain the advantages of Mutual Funds.
Apr-16 What are the main objectives of UTI?
Apr-15 Explain the types of credit facility available to consumers.
Apr-15 Discuss any five features of mutual funds.
 QUESTION REVIEWS - FINANCIAL SERVICES
(FROM APRIL 2015 TO TILL APRIL 2021)

10 MARK QUESTIONS - UNIT 1

Bring out the important role played by financial services in developing the
Apr-21
economic growth of a country.
Describe the forces that influence the dynamics of a financial services sector of a
Apr-20
country.
Apr-19 Describe the various functions of financial services
Apr-18 Explain various objectives of financial services
Bring out the important role played by financial services in developing the
Apr-17
economic growth of a country
Apr-16 Explain the various types of financial services

Apr-15 Elaborate on the new financial instruments launched by the Corporate in India

10 MARK QUESTIONS - UNIT 2

Discuss the different methods of marketing the issue of securities by a corporate
Apr-21
enterprise.
Apr-20 Discuss in detail the various functions performed by merchant bankers in India.
State the procedure to be followed by merchant banker while acting as a banker to
Apr-19
an issue
Apr-18 Explain the services rendered by merchant banks
Apr-16 What are the main functions of the New Issue Market?
Apr-15 Discuss in detail any 10 functions of Merchant Bankers in India.

10 MARK QUESTIONS - UNIT 3

Apr-21 Explain the various stock exchange traders.
Apr-20 Trace the history and the growth of Indian stock exchange.
Apr-19 Explain the various components of money market
Apr-18 Discuss the various functions of SEBI
Apr-17 List out the various powers of a recognized stock exchange
Apr-15 Discuss the objectives and powers of SEBI.
 QUESTION REVIEWS - FINANCIAL SERVICES
(FROM APRIL 2015 TO TILL APRIL 2021)
10 MARK QUESTIONS - UNIT 4
Apr-21 How are leases classified? Explain
Apr-20 Detail the functions of the various participants in a leasing contract.

Apr-19 Explain the role of factoring in India and mention the guideline laid down by SEBI

Apr-18 Distinguish between factoring and bill of exchange

Apr-17 What are the different types of loan available to a consumer
Apr-16 Distinguish between Hire-purchase and leasing
Apr-15 Explain the various advantages of lease financing

10 MARK QUESTIONS - UNIT 5

Apr-21 What are the major drawbacks connected with the credit rating system?
Apr-20 Discuss the different methods of evaluating venture capital investments.
Apr-19 What is meant by mutual fund? Explain its types
Apr-18 How life insurance in India is regulated by IRDA?
Apr-17 Describe the different functions of mutual fund
Apr-16 State the different types of credit rating based on different securities.
Apr-16 Explain the classification of mutual funds
Apr-15 Explain the benefits of mutual funds.