ANNAS An Introduction To Plato's Republic
ANNAS An Introduction To Plato's Republic
rights which all have equally, j ust because we are all equally p ai n breaks up the city's unity, whereas if all think of the same
human, and which are not gained or lost by virtue ofrationality th in gs as ' mine' all will be happy or sad together (462c,
or moral goodness or social contri bution. There are some things 463c-464a) . The best city is the one most closely resembling
that cannot be done to people, however wicked or useless, an i ndividual, which suffers when one of i ts members does, j ust
because humans are 'ends in themselves ' , in Kant's phrase, as th e whole person suffers pain when his or her finger h urts .
and not things to manipulate. Human beings have a special (46 2c-d) .
kind of value which all have equally j ust because i t does not These statements, especially the last, have led many to
vary wi th talent or excellence. Such ideas are no doubt vague, as cri be to Plato an 'organic theory of the state' : the idea that
but we h ave a clear enough notion of them and their import to the state is i tself a kind of organic entity, a super-individual,
worry at their total absence in Plato's state . Even if we believed, w hile individual people are merely i ts parts with no genuine
with Plato, that there is no need to worry about what the sep arate life of their own . This often goes with claims that
Guardians will do to the others, still i t is disturbing that i n the Plato's state foreshadows certain kinds of totalitarianism and
state there are no rights which antecedently limit what may be fascism which regard individuals as incomplete parts of a
done to people in the interests of producing either efficiency or higher unity, the state, in serving which they find their only true
morality. self-fulfilment.
But again we must make distinctions before rushing into
FRAT E R N I T Y AND U N ITY condemnation . Plato does undeniably subordinate individual
Plato offends us by the extreme divisions in the state ; ironically, interests to the common good ; but this is not an enti ty over and
he also offends us by h is insistence on the degree of unity the above the varying kinds of goodness of the varying kinds of
state must have . The difficulty here is resolved by the fact that, people. The state is nothing over and above the people making
especially in Book 5 , the extraordinary measures to create unity it up, or rather i t is the context i n which different kinds of
apply only to the Guardian class ; the state's unity depends on people can attain the excellence appropriate to them. Similarly
the unity of this class ( 465b, 545d-e) . the city's happiness is j ust the happiness of all the citizens.
Unity has already been stressed (pp. r n3-5) ; in Book 5 When Plato contrasts the h appiness of the whole city with
unity is s tressed, not as a contingent advantage, nor, explicitly, other happiness, the contrast is always the happiness of one
as constitutive of what a state is, but as a city's greatest good class in it, not the happiness of all the citizens (4 1 9e-42 1 c) .
(462a-b ) . In fact, it is so great a good that to ensure it the I ndeed, he thinks that if all the citizens were m ade happy in an
Guardians are denied nuclear fa milies and private lives. They inappropriate way, then so would the city be (42oe) . Later
live, eat, and train communally ; at i ntervals they m ate ( this ( s 1 9e-520a) i t is repeated that the happiness of the city ( as
seems the best word for it) and the children are brought up in opposed to that of one class) precisely consists in all the
communal creches and nurseries. These measures do not citizens' m utually sharing the benefits they can bring.
spring from modern preoccupations with the tensions of the But has not Plato's whole argument in the long parallel
nuclear family ( though cf. 465b-c ) . With optimism about the tr eatm ent of s tate and soul assumed that the city has its
possibilities of human nature so extreme as to be impressive , c ha racteristics and virtues in its own right - that ' the city is
Plato j ustifies them as increasing the whole state's unity. b rave' precisely does not reduce to ' there are brave citizens in
Guardians will regard all contemporaries as siblings, and all i t ' , but is a fact about the ciry and its internal structure ?
1 80 Plato's State Plato 's State 1 8 1
Two points are relevant here . Firstly, even if the state is a Pl ato does not sacrifice individuals to a reified State. But we
brave, wise, etc. entity, this does not make i t an organic entity. ha ve seen that he does not hesitate to sacrifice the needs and
City and person are structurally similar, which is why it is i nte res ts of actual people to those of the ideal i ndividuals of his
illuminating to compare the city to a person ( cf. 462 c-d ) . We t h e ory of human nature . He began by setting up the state as a
may fault the comparison and think that i t misleads Plato ( as me ch a nism for bringing it about that all the natural needs of
Aris totle does, at Politics I I , 1 -6 , in complaining that Plato hu man nature, in its different forms, would be harmoniously
aims at a degree of unity inappropriate for a s tate and proper fu l filled . But he ends u p imposing on people demands that
only to an individual ) . But a state that can be effectively mo st of them will see as externally sanctioned and not fulfilling
compared to a person is not being thought of as itself a kind of th eir nature as they see it. We have gon e from an attractive
person ; the comparison would fall through for lack of two picture of the co-operative fulfilment of joint needs to a much
different kinds of thing to compare . darker picture in which all are compelled to joih in fulfilling
Secondly, although Plato does insist that t h e state i s brave, needs which most of them do not recognize as their actual needs.
wise, etc. in its own righ t, and can legi timately be a subject for The villain here seems to be Plato's belief that only a few have
such predications, this commits him neither to the substantive t h e qualities necessary for excellence, so that rational
metaphysical claim that the state is an entity distinct from the attainment of excellence will i nvolve forcing mos t people to go
citizens making it up, nor to the substan tive political claim that along whether they like i t or not.
the city as a whole has interests that take precedence over the
WOME N ' S P LA C E
interests of the citizens . Modern political theories have debated
both these issues extensively, but Plato does not raise them, and The most shocking suggestion i n Book 5 t o Plato's
does not even seem aware of them. He clearly subordinates contemporaries ( and to Plato scholars until very recently) is
individual desires and interests to the common good , bu t the the proposal that women should be Guardians . This is not
common good is j ust the collective harmonization of the desires j ust a product of the 'community of wives and children' , which
and interests that individuals ought to have, those they would would have been entirely possible without m aking the women
have if they were 'doing their own' . There is nofurther common G uardians ; and i t is often thought to be a feminist proposal
good imposed on the citizens once all are doing their own. ahead of i ts time, an affirmation of women's righ ts, and a
And , while he raises questions about whether there are entities protest against their subordination, not to be taken up until
distinct from anything we can experience ( the Forms) , he does Mill's The Subjection ef Women . In fact it is not : if we look at the
not suggest anywhere that the city might be such an entity. proposals we see illustrations of the points discussed above, for
There is no room i n Plato's metaphysics for the city as an entity Pla to' s i nterest is neither in women's rights nor in their
distinct from all the citizens. preferences as they see them, but rather with production of the
We may well find a gap here. I f the state's moral q uali ties common good , and a state where all contri b u te the best they
belong to it in i ts own righ t, and are not red ucible to those of its can according to their aptitude. This, he thinks, will best fulfil
citizens, then there surely is a genuine problem about its women 's natures - but not their natures as they perceive them .
metaphysical status. Plato does not want the state to be a Form, Athenian women i n Plato's day led suppressed and powerless
that is, one of the en tities he does think are distinct from what we l iv es . They were not legal persons ; an heiress, for example,
experience. But if it is not a Form , and yet not j ust a collection p ass ed with the property to her nearest male relative, who was
of individuals (since i t has qualities in its own right) , what is the ex pect ed to marry her to preserve the family estate. Respectable
state ? We can easily see how the Republic suggests a theory of women were kept i n a separate part of the house, and never
the state as an entity distinct from the ci tizens, and perhaps an went out ( even shopping was done by men) except on festivals .
organic enti ty. All the same, it does not contain such a theory . They saw no men other than their nearest male relatives, and
1 82 Plato's State Plato's Sta te 1 83
husbands ; they had virtually no interaction with the social, I t i s o bvious from the references to women in his writings that
political , and romantic life of men . Women were not even he has a low opinion of women as they are, and thinks them
men's primary sex-obj ects ; what we think of as a man's 'love c a pa ble neither of liberating themselves nor of having opinions
life ' and 'sex-life' centred on young boys, whose social and worth considering.
psychological life he could share, whereas he would share Nor is Plato concerned with women's rights ; as we have seen,
virtually no in terests with his wife . Seldom have the sexes been he lacks the notions of equal human worth and dignity that
so segregated in every aspect of life, or women relegated to such st a nd behind theories of human rights. H e sees women merely
a marginal and passive role. Plato's proposal that the sexes as a hu ge untapped pool of resources : here are half the citizens
share the same way of life is truly revolu tionary . I t is the point sitting at home wasting effort doing identical trivial jobs ! The
at which he goes furthest in claiming that ideal j ustice would state will benefit if women do public, not private jobs (if this
req uire society to be unimaginably different from the existing does not flout nature, as it does not) . Benefit to the state is the
society . Yet Plato's proposals are not aimed at relieving the sole, frequen tly repeated ground for the proposals (456c,
misery and humiliation of women forced to live such an 457 a,b,c, 452d-e) .
appalling life . The present set-up is said to be 'contrary to This is important, since it means that the proposals have
nature' not because i t is thought of as intolerably warping no thing to do with women's freedom to choose their own way
people's lives, but because women could, in Plato's view, of life . Plato would feel j ustified in com pelling them to serve
contribute to the common good as men do, even though as t h e state, rather than their families, even against their will ( the
things are they achieve little . Plato's whole argument depends issue does not arise in the Republic, but i t is admitted at Laws
on the claim that the nature of women does not demand that 78oa-c) . And if the state could for any reason no longer be
women have different occupations from men (453e-455a) . benefited by the con tribution of women , there would be no
Socrates reminds his hearers that they had accepted that each reason not to push them back into the home. (Again, this does
person should do the job they are fi tted for by nature. But the not arise in the Republic, but later, in the Laws, where Plato no
only natural differences between men and women are biological longer thinks that mryone can serve the common good dis
(454d-e) : the male begets, the female gives birth . And this is interestedly, as is demanded of the Guardians, he shows no
not a relevant difference for determining occupation, any more compunction in submitting women to all but a few con
than baldness is relevant to whether someone should become a temporary modes of repression ; see Laws 780-7 8 1 , 80 4-6,
cobbler. 8 1 3- 1 4. ) Moreover, we should notice that even in the Republic
This is an admirable argument as far as i t goes ; for Plato has the proposals are limited to Guardian women ; Plato sees no
removed any possibility of treating women as inferior as a class, need to improve the lives of the prod ucer-class women, who
and for disregarding the merits of an individual j ust because can make no distinctively useful contribution to the common
she is a wom an . But the argument suffers from being too good . And he sneers at the prospect of equality between the
generally stated . What does coun t as a relevant difference in sexes i n any actual society as corrupting the natural hierarchy
nature ? We are entitled to ask this, since so much hangs on it, (536b ) . He does not, then, think that it is wrong in itself for
and since biological differences have been honestly thought women to be subj ected to men, only that under ideal conditions
relevan t to aptitude for doing some jobs . But it is not clear what it co nstitutes an irrational waste of resources. No feminist could
Plato would answer ; he is relying on a very general and a priori be happy with an argu ment implying that there is nothing
theory of human nature rather than respecting actual facts wro ng with any actual society that oppresses women.
about people . He never points to the unhappiness caused by And the proposals have two further d efects .
the low status of women in his d ay ( he thinks of the effect of F irstly, Plato com bines his argument with a belief that even
freeing women from seclusion as liberating the man, 465b-c) . u nd er ideal conditions women are not as good as men. At
1 84 Plato's State
455a-d he argues that there are no occupations for which on l
women are fitted, because men are better at them all, eve
·
�• Plato's State 1 85
low sta tus) . What Plato should be arguing for is what he once
re cogn iz es at 54oc : sex is irrelevant to the highest intellectual
women's traditional preserves like cooking. Men are bet te , a nd m oral studies, and women can take their rightful place as
equipped mentally and physically, and can beat women in a l E equ als with men in a society where virtue and all excellence is
fields ( 455a) . (He does allow that not all men are better than al� a tta in ed in challenging and co-operative study and there is no
women . ) This is an insulting way to claim that there are nq p re miu m on aggression and pushiness. I n most of Book 5 Plato
specifically female competences. And Plato never even argue! di sap poi ntingly forgets this, and spends his time claiming,
that there are no specifically male competences, though h� irre le va ntly and grotesquely, that women can engage in
claims this (455d ) . The argument is incomplete : it is left op en fi gh tin g and other 'macho' pursuits nearly as well as men.
for an opponent to claim that even if men and women c an
naturally do the same things, men are always better at the m ,: IS THE IDEAL ST ATE POSSIBLE ?
so that in a state with such a premium on excellence men wiU The discussion of the more outrageous proposals brings to the
still take all the front-rank positions, and women, while they surface, at 4 7 1 e, the issue that can no longer be postponed : can
will not always come bottom, will bring up the rear. This is no � the ideal state be realized in practice ? Opinions differ about
an argument that springs from serious consideration of ·
this perhaps more violently than about any other issue. The
women's talents and capacities. Republic was ' meant by its author not so much as a theoretical
I f we take into account the previous argument against treatise, but as a topical manifesto' - Popper, The Open Sociery
j udging all women inferior as a class j ust because they are and its Enemies, vol i, p . 1 5 3 . 'These are not so much the
women, then Plato might be envisaging a few exceptional machinations of a totalitarian monster as the dreams of an
females even if most women are inferior to men in intelligence, impractical theorist . ' - Guthrie, Histo ry ef Greek Philosophy,
character, and tastes ( and Plato believes this ; he accepts and. vol. iv, p . 469 .
even exaggerates offensive contemporary sexist stereotypes. Cf. Plato does waver on this issue ; but that is because the
469d , 43 r b-c, 563 b, 55 7 c ; Cratylus 392 b-d ; Timaeus 42 b-e, Republic does not have a single aim. It answers the question,
90-9 1 a . ) But in fact Plato does not stress this possibility . He. whether j ustice is worth my while ; but i t also pictures the ideally
does once later ( 54oc) include women amongs t the front rank j ust state . Doing the latter seems pointless if it is avowedly
of Guardians, and twice (454d, 455e) suggests that they could impracticable ; but an ideal of j ustice is none the worse for
�
be doctors. O therwise he envisages them only in traditiona� being non-realizable in practice if i ts purpose is to inspire the
nurturing roles (46ob) and as soldiers. By far the bulk of hi� individual person to be as j ust as he or she can be. At 4 72a-e,
references to women Guardians concern fighting and athlet · and right at the end of Book g , the end of the main argument,
�
training (45 2 a-b, 453a, 458d, 466c-d, 467a, 468d-e) . I n th" Socrates says that i t does not matter if the j ust society is an
he is following the initial metaphor of watchdogs that intr . ·· unattainable ideal, as long as it does serve as an ideal for the
duced the discussion (45 r d ) : female dogs live like the male · just person to try to realize in his or her life . None the less,
except for breaks for giving birth ; why is this not the case wit throughout Books 5 and 6 , he argues at length that the j ust
humans ? Aristotle obj ects in the Politics that the analogy is no. society could come about - cf. 502c : it is hard but not impossible .
apt because animals don ' t have to do housework ; but we nee Evidently he thinks that his political ideal is discredited,
�
not go that far to find something unsatisfactory with thei whatever its value fo r personal virtue, if i t can be shown to be
metaphor ( see pp. 80-2 ) . Plato is confused . As with the: hopelessly impracticable. Plato wants us to read the Republic
eugenic proposals, he argues vigorously, but for the wro �ot as an enjoyable fantasy, but as something to affect how we
thing. Physical training is not what distinguishes the Guardia •. hve, and for this he has to show that the j ust city, the society of
(in the Laws women train, but this m akes no impact on the· · good p eople, is not impossible in principle. He does not have to
1 86 Plato's State Plato's State 1 8 7
show more than that ; it is not, for example, necessary for him b y su pposing him to have an actual person like Alcibiades in
to have detailed advice as to how to go about it. m in d . as some romantically suppose) .
The task is all the same hard , for the j ust state is not brought The more Plato stresses ( as he does in Book 6 ) the philosopher
about by progressive legal reform, but only by a total change in ru ler' s unique blend of all possible intellectual and moral gifts,
people's hearts and minds, such as needs a long training to devel oped to their fullest pitch (484-48 7 ) , the less plausible i t is
produce. Because Plato downgrades so much the role of th at he or she could exist anywhere but as a result of upbringing
institutions in producing a j ust state, and emphasises exclusively in the ideal state. Plato can show only that it is possible in
the need for the rulers to have characters of a certain kind , he p ri nc iple, though practically unlikely, to break into the circle.
is in a bind . The j ust state can only be brought about by just The j ust state remains more effective as an ideal to s timulate
people, but j us t people are the products only of a j ust state, such virtue in individuals than as a blueprint for any real society.
as nowhere actually exists . ( This is brought out even more by We find here, unnoticed explicitly by Plato, a divergence
the insistence that the j ust ruler must be a philosopher, even between j ustice in the state and j ustice in the individual - a
though we have yet to see quite how unusual a philosopher respect in which the uniform account he wants breaks down.
would be. ) For while perfectly j ust people can exist only in the ideally j ust
One reasonable response to this would be gradualism : we, state, and the ideally j ust state can exist only when people are
being products of an imperfect s tate, cannot produce a perfectly perfectly j ust, the effect of this is not the same on social and
j ust state, but we can try to improve what we have and hand on individual justice. Plato seems on the whole reconciled to
our reforms to a progressively better educated generation. leaving the just state as an ideal, whereas he wants individuals
Plato rej ects this move entirely. The j ust man in a bad society, actually to improve by reading the Republic and using it as an
he thinks, can only save his own soul (496a-49 7a) ; he is not ideal to which to conform themselves. This suggests that while
called on to improve the lot of others . Plato never argues for for him justice in the state is an all-or-nothing affair, individual
this . Presumably he thinks that his reforms are so drastic that justice is a matter of degree : one can be more or less j ust, and can
tinkering will never produce them, and might produce more improve gradually. In allowing this Plato is making another
harm than good . He rests his hope on breaking into the circle : concession to common sense, which holds that j ustice, and
perhaps somewhere, some time, a j us t man might arise even in goodness, in people is a matter of degree. I t was left for the
an unj ust society ( 502a-c) and have the power to stop tinkering Stoics, bolder than Plato, to insist that j ustice in the person too
and start afresh ( 5ooe-50 1 c ) , even if this means the desperate is an all-or-nothing affair : either you are perfectly j ust or you
step of taking over only the under-tens, to bring them up under are not j ust at all .
an education that will make them j ust (54 i a) . It is sometimes One final important point. The knowledge required in the
thought that Plato had in mind, in his picture of the philosopher ruler, absence of which makes existing states go
miraculously virtuous tyrant, a particular ruler who decided badly, is practical knowledge . The ruler is like a skilled pilot
to become a philosopher, Dionysius I I of Syracuse ( at least in (488a-489a) or a doctor (489b-c ; cf. 382c-d ; 389b-d ) as
the very tainted tradi tion that comes to us in the pseudo op posed to current rulers who are like an animal-keeper who
Platonic Letters) . But this is highly unlikely, and would spoi l has learned only through experience how to cope with his
the point : Plato h as at most to show that the philosopher ruler animal's moods (493a-e ) . Now a pilot or doctor needs
is possible in principle, not that one will shortly come along. In intelligence and rationality, but theirs are practical skills
fact he does not think i t likely that any will come along in the developed in experience. The analogies suggest ( plausibly
foreseeable fu ture, since the truly j ust and intelligent person is enough ) that the rulers will be people with practical wisdom
the most likely to be corrupted by society (494a-495b ; again and experience. When we turn to Plato's account of what their
Plato is talking about what is likely, and nothing at all is gained knowledge is, we are in for a surprise.
1 88 Plato's State Plato's State 1 89
FURTHER READING
sh a ring virtually no act1v1t1es with men. See Dover, Greek
Popula r Morality in the time of Plato and Aristotle, and his excellent
Much has been written o n Plato's political theory, ofte n Greek Homosexuality, which gives a chilling picture of what we
intemperately . would call 'gender roles' in ancient Athens .
T h e earliest criticism is Aristotle, Politics I I , 1 -6 (often I ssues of eugenics and population policy are discussed in a
surprisingly crass and literal-minded , much below Aristotle's spe cial issue of Arethusa, vol . 8, no. 2 , Fall 1 9 75, including
best) . Mulh ern , ' Population and Plato's Republic' , and Fortenbaugh,
I n the twentieth century Plato has often been attacked as a ' Pl ato : Temperament and Eugenic Policy' .
precursor of totalitarianism . Cf. R ussell , ' Plato and Politics' ; Plato's readiness to sacrifice actual individuals' wants to their
Crossman, Plato Today ; and Popper, The Open Society and its i dea l , enlightened wants is illuminated by three excellent
Enemies, vol i . These 'liberal-democrats' are attacked, sometimes discussions of a related topic, Plato's conception of the
effectively, by R . Barrow in Plato, Utilitarianism and Education, individual as obj ect of certain attitudes oflove and attachment :
a vigorous but philosophically undisciplined defence of some of Vlastos, ' The I ndividual as Object of Love in Plato' , Platonic
Plato's ideas . Bambrough ( ed . ) , Plato, Popper and Politics is a Studies ; Kosman, ' Platonic Love' in Werkmeister ( ed . ) ,
collection of articles relevant to the Popper controversy . Facets of Plato's Philosophy, Phronesis Supplement 2 ; Nakhnikian,
A brief article by Versenyi, ' Plato and his Liberal 'Love in Human Reason' in Midwest Studies in Philosopky, vol.
Opponents ' , Philosophy 1 9 7 1 , distinguishes substantive issues lll.
of moral philosophy from disputes about cognitivism in ethics ;
the issues are confused i n much of the above literature.
The issue of Plato's alleged 'organic theory of the state' is
excellently discussed in J. Neu, ' Plato's Analogy of S tate and
I ndividual : The Republic and the Organic Theory of the State',
Philosophy 1 9 7 1 .
M uch the best d iscussion of Plato's theory ofj ustice ( to which
this chapter is very indebted ) is Vlastos, 'The Theory of Social
Justice in the Republic' , in H. North ( ed . ) , Interpretations of Plato,
and forthcoming as part of a larger work on Plato's theory of
j ustice.
Specific issues
Plato's proposals about women have prod uced m uch good
recent work, including Wender, ' Plato : M isogynist, Paedophile
and Feminist ' , Arethusa 1 9 7 3 ; Calvert, ' Plato on Women' ,
Phoenix 1 97 5 ; Okin, ' Philosopher Queens and Private Wives ' ,
Philosophy and Public Affairs 1 9 7 7 . My article, ' Plato's Republic
and Feminism ' , Philosophy 1 976, is helpfully criticized in Lesser,
' Plato's Feminism ' , Philosophy 1 9 78. My account of the position
of women in ancient Athens may be found controversial , but
there can be no doubt that, although working-class women
( perforce) led free lives, the ideal of female behaviour was a life