SWAGAT S.
SAWANT
A-003, Gr. Floor, B- 33, Nilgiri, RMG Unit No.3 CHS,
Gen. A K Vaidya Marg, Gokuldham, Goregaon (East), Mumbai 400-063
Mobile: (+91) 9223355473
Email: [email protected]
PROFILE SUMMARY
• Offering over 12+ years of post-qualification experience as CHIEF FINANCIAL OFFICER/ ASSISTANT VICE
PRESIDENT / DEPUTY MANAGER / ASSISTANT MANAGER / INCHARGE
• Possess extensive knowledge of handling Accounting system, Audit and filling returns
• Plays an active role in administration of all the departments
• Experience in preparing reports and handling complete backend activities smoothly
• Experience in assisting and supporting day to day operations for the organization
• Experience in leading Finance and Accounts Function of Non-deposit taking Systemically Important Non-Banking
Finance Company (NDSI- NBFC)
• Planning and conducting statutory audits and tax audits for clients from financial services sector including Non-
Banking Financial Companies (NBFCs), Broking Companies, Mutual Fund units Distributor, Private Equity Fund,
Private Equity Fund Advisory, Asset Management Companies (AMCs)
• Planning and conducting statutory audits for clients from non-financial services sector including Catering &
Housekeeping Services, Cable TV Services, Manufacturers of Automated Teller Machines (ATMs), Reseller of
Automated Teller Machines (ATMs), Poultry Industry, Advertising Agency, etc.
• Experience in handling complete Accounts and financial process for CA Firm
• Possess motivational management style with a record of being able to deliver positive results independently &
under pressure
CAREER OBJECTIVE:
I am looking ahead to work in a professional, growth oriented organization, where in one can make significant contribution
to the success of the organization. Seeking a position that involves creativity, challenges and that provides me, an
opportunity to constantly strive to explore, innovate & excel in attaining organizational and my individual goals. A
consistently dependable team player, I can thrive in a high-pressure environment, enjoy the challenges of meeting
deadlines and lead a team successfully.
STRENGTH & SKILLS:
Good analytical, interpersonal, communication & listening skills coupled with dedication and sincerity towards the assigned
job.
EDUCATION BACKGROUND:
Course / Degree Institute / Board Year of Passing
Chartered Accountant ICAI 2010
Cost and Management Accountant (All India 28th Rank) ICMAI 2009
B.Com Mumbai University 2004
H.S.C Mumbai Board 2001
S.S.C Mumbai Board 1999
EXTRA QUALIFICATIONS
* Completed Financial Management Model of MS Navision (ERP Package) with V-Serve Consultants Pvt. Ltd.
* Completed successfully MS Office – Basic Computer Course (MS Word, MS Excel, MS Power Point & Internet)
* Full knowledge of Tally ERP 9
EXPERIENCE
• Presently working as “Assistant Vice President” at BOB Financial Solution Limited (NBFC- NDSI) since 04
January 2022 till date.
Key Responsibilities
* Overall in-charge of Finance and Accounts Function for Ind AS Financials and Partnership business segment with direct
reporting to CFO
* Overall in-charge of 5 years Business Projections model, preparation of Review document for Management for Plan v/s
actuals as well as actualization of result in plan for determination of Equity capital and Tier II
* Overall management and review of work of Finance and Accounts Function
* Review of Financial Statements prepared (Ind AS and I GAAP) and Returns filed with RBI on Monthly and Quarterly
basis
* Preparation and presentation of necessary MIS reports and analysis to the Management
* Co-ordination with Statutory Auditors, Internal Auditors, Consultant for Internal Financial Controls over Financial
Reporting (IFC) and Consultant for Statutory Compliances
• Worked as “Chief Financial Officer” at SICOM Limited (NBFC- NDSI) since October 2018 till 03 January 2022,
joinedSICOM Limited as “Deputy Manager” in December 2016.
Key Responsibilities
* Overall in-charge of Finance and Accounts Function with direct reporting to Managing Director
* Overall in-charge of SICOM’s Ind AS implementation Team. Performed impact assessment with respect to following:
✓ ECL on existing Loan portfolio including Calculation PD and LGD
✓ EIR on Security deposit
✓ Classification and measurement of Investment portfolio in accordance with Ind AS 109
✓ Consolidation of subsidiaries within the group
* Overall management and review of work of Finance and Accounts Function
* Review of Financial Statements prepared and Returns filed with RBI on Monthly and Quarterly basis
* Preparation and presentation of necessary MIS reports and analysis to the Management
* Preparation and review of Statutory Compliances with respect to Income tax, TDS (Monthly payment and Quarterly
Returns) and GST payments and Monthly returns- GSTR 1, GSTR 3B, Annual Returns - GSTR 9 and Audit - GSTR 9C
* Preparation and submission of data/ details for Income tax assessments, providing requisite details to Consultants/
Advocates for Income tax Litigations at CIT (A) and ITAT
* Co-ordination with Statutory Auditors, Internal Auditors, Consultant for Internal Financial Controls over Financial
Reporting (IFC) and Consultant for Statutory Compliances
• Worked as “Assistant Manager” at B S R & Co. LLP (KPMG) from August 2010 to December 2016
Key Responsibilities
* Handling complete financial operations & providing supportive data analysis and presentation to the Management
for future strategies & decision making
* Lead and guide 6-8 team members to complete assignments in time and prepare high quality deliverables
* Planning and conducting statutory audits and tax audits for clients from financial services sector including Non-
Banking Financial Companies (NBFCs) with Retail customers- HDB Financial Services Limited, Rural Credit-
Sustainable Agro-commercial Finance Limited, Broking Companies- Sharekhan Limited, NBFC of Broking Company-
Sharekhan Financial Services Private Limited, Mutual Fund units Distributor- iFAST Financial India Private Limited,
Private Equity Fund- Axis India Fund Limited (Mauritian Entity), Axis India Infrastructure Holdings (Mauritian Entity)
and Axis Infrastructure Fund 1 (Indian Entity), Private Equity Fund Advisory- Advent India PE Advisors Private
Limited, Asset Management Companies (AMCs)- Reliance Capital Asset Management Limited
* Planning and conducting statutory audits for clients from non-financial services sector including Catering &
Housekeeping Services, Cable TV Services, Manufacturers of Automated Teller Machines (ATMs), Reseller of
Automated Teller Machines (ATMs), Poultry Industry, Advertising Agency, etc.
* Performed critical analysis on internal control procedures to identify weaknesses; procedures included interviewing
executive and business unit management, documenting process flow and job responsibilities and developing
corrective action plans during the course of Statutory Audits.
* Building and maintaining positive relationship with client
• Worked as “In-charge” at Vaishampayan & Associates (Chartered Accountants) from July 2001 to July 2010
Key Responsibilities
* Guided ~ 15 - 20 staff members to determine strengths, interests, and areas of development; assigned work tasks to
encourage development and hone skill
* Spearheaded financial statement audits of both public and private companies
* Planning and conducting statutory audits and Tax Audits for clients from non-financial services sector including
Poultry Industry, Advertising Agency, Trust, Manufacturer of Electronic Parts, Logistics, Civil Construction, Builders &
Developers, Textile & Garments and Consultancy, etc.
* Performed critical analyses on internal control procedures to identify weaknesses; procedures included interviewing
executive and business unit management, documenting process flow and job responsibilities and developing
corrective action plans
* Responsible for Statutory Audits and Tax Audit Assignments, MVAT Audit Assignments, Bank’s Concurrent Audits,
Statutory Compliances viz. Service Tax Computation and Returns & Income tax Returns, Scrutiny assessment cases,
Income tax appeal matters
COMPETENCIES
• Quick learner & adapts well to changes and pressure in work place
• Managing relationships & working efficiently with diverse groups of people
• Committed to meeting deadlines and schedules
• Leadership skills to lead projects & handle work independently
LANGUAGES KNOWN
English, Hindi, Marathi (Speak, Read, Write)
DATE OF BIRTH
3rd September 1983
REFERENCE
Available on request
Mumbai
