Journal of Electronic & Information Systems - Vol.5, Iss.1 October 2023
Journal of Electronic & Information Systems - Vol.5, Iss.1 October 2023
Journal of
Electronic & Information
Systems
Editor-in-Chief
Prof. Xinggang Yan
Volume 5 | Issue 1 | April 2023 | Page1-66
Journal of Electronic & Information Systems
Contents
Articles
Short Communication
ARTICLE
ABSTRACT
Besides the need for low-cost instruments for air pollution measurement and detection, nowadays there are many
concerns about air pollution due to the fast changes and used technologies. This research was applied using an MQ2
gas detector, and microcontroller/Arduino-Uno. The design steps included bonding and connecting readymade sensors,
coding, and finally testing the device. Testing has been conducted in Environment and Pollution Engineering Department
laboratories, at the Technical Engineering College of Kirkuk. This study proposed the use of an MQ2 sensor for multi-gas
rate detection which can exist indoors. The system uses also a DHT22 sensor for measuring environment temperature and
humidity. The sensors are connected to Arduino and LCD to present data on LCD by powering the system with external
power. Overall, the testing was conducted, and the device served as a measuring tool for indoor air as an accurate multi-
gas rate detector.
Keywords: MQ2 sensor; Arduino Uno; Indoor air quality (IAQ); Multi gas; DHT22
*CORRESPONDING AUTHOR:
Huda Jamal Jumaah, Department of Environment and Pollution Engineering, Technical Engineering College-Kirkuk, Northern Technical Univer-
sity, Kirkuk, 36001, Iraq; Email: [email protected]
ARTICLE INFO
Received: 6 January 2023 | Revised: 10 February 2023 | Accepted: 15 February 2023 | Published Online: 24 February 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5390
CITATION
Saleh, S.A.R., Jumaah, H.J., Khalaf, Z.A., et al., 2023.Design of Multi-gas Monitoring Device for Indoor Air Quality. Journal of Electronic & In-
formation Systems. 5(1): 1-9. DOI: https://doi.org/10.30564/jeis.v5i1.5390
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
monitor environmental air quality which may affect electrochemical detector that reacts with a range of
human health [1]. It stances a serious health threat to gases, It’s used to detect some toxin gases and radi-
humans [3-5]. Particularly for children and, persons ations in case of any poisonous gases or radiation in
who spend much time indoors [6]. Besides, the var- industrial and living areas [18]. In spite of their limi-
ious health problems faced by workers in modern tations, the MQ sensor is used in many applications
closed office buildings [7], where, levels of some and Arduino-based projects. For instance, based on
pollutants are greater indoors than outdoor levels, air quality we can turn a fan off, or make an alarm
and the personal exposures cannot be characterized system to warn us about smoke [15]. Typically, the Ar-
sufficiently by outdoor measurements (for some con- duino-based project needs slight information about
taminants) [1]. programming or little knowledge of electronics
Also, the dependency on solid fuels and incompe- theories and code usage. This may involve indoor
tent stoves has other, far-reaching concerns of health, and outdoor air quality monitoring using wireless
environment, and economic development [6]. So, pre- applications [19]. According to the US Environmental
sented studies specify that Indoor Air Pollution (IAP) Protection Agency, people’s exposure to indoor pol-
produced from cooking and heating causes notable lutants can on occasion be higher than outdoor pol-
health impacts in addition to penetrated outdoor pol- lutants exposure due to interior buildings accumulat-
lution [8]. Therefore, a comprehensive strategy for the ing and concentrating contaminants that result from
detection of indoor pollution, health impacts, control furnishings, and the activity of these building’s occu-
methods, and policy alternatives must be provided [1]. pants. In effect, indoor pollutants were considered a
To evaluate the air quality it required an air pol- serious environmental risk to human health and most
lutant concentration is introduced from a model or a importantly, if we take into account that most public
monitoring tool [9]. In air quality monitoring aspects, currently spends higher than 80% of their time in an
the commercial availability of micro-sensors technol- artificial environment [2].
ogy is allowing the adoption of low-cost sensors [10-12]. Indoor air quality is subject to pollution with chemi-
cals, or any toxins that impact human health, as internal
Indoor Air Quality (IAQ) is considered an important
air contaminants are related to numerous health risks,
feature to be monitored and controlled for health
such as asthma. In recent years it has been confirmed
aspects and comfort [2]. Various conventional devic-
that interior air quality indoors is rather contaminated
es are presented to monitor contaminants to detect
than in open air or outdoors. Actually, air types indoors
indoor air quality, most of these tools are expensive
are rather hazardous than outdoor air types. Quality
and inadequate in providing high-resolution spa-
of indoor air methods analysis involves air sampling,
tial-temporal measurements, which are necessary to
building surface samples, and indoor airflow modeling.
identify the peak exposure concentrations and detect
The process of analyzing indoor air helps in under-
the sources responsible for the indoor pollution [4].
standing the causes of contamination, then can control
Moreover, risky gases like methane and propane are
it or remove undesirable materials from the air. Ideal
combustible so cause explosions when restricted in
air-type measuring systems involve expensive instru-
a closed place [13]. Studies on the early detection of
ment usage. The essential purpose of this paper was to
fires were applied by using sensors [14]. The sensor
presen t an instrument for measuring the indoor qual-
MQ2 detects gas leakages in small or large places
ity of air along with room temperature and humidity,
and is a protective system against explosions and
where it was tested in a laboratory/building in a college
fires [15]. Generally, gas sensors are categorized by
set-up.
their operational system, the most common are ther-
mal, electrochemical, ampere-metric, potentiometric,
and optical sensors [16]. MQ2 sensors detect harmful
2. System design
gases [17]. Where, it has a small heater along with an The project in the main is based on Arduino run
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
by a power supply provided for the system via USB. mesh is bonded to the body of the sensor with a
The used sensor for detecting multi gases rates is the clamping ring plated by copper as shown in Figure 1.
MQ2 sensor which will be set up and bonded to the Table 1. The technical specifications of the used MQ2 sensor
Arduino with humidity and temperature sensor. To module [23].
sense the existence of any gas, and measure the tem- Sensor details Specifications
perature of ambient and relative humidity a signal Sensor operating voltage 5 Volt
will be sent to the Arduino, then based on program- Electrical load resistance 20 Kilo ohm (KΩ)
ming the data will be collected. Heat resistance 33Ω ± 5%
The upcoming explanation involves the details of Heat consumption <800 mw
the system and its components. Sensing resistance 10 KΩ-60 KΩ
Concentration measure range 200-10000 ppm
2.1 Gas sensor MQ2 As well, works by filtering out the suspended par-
ticles to ensure only gaseous pollutants pass into the
Data acquirement related to gaseous contami-
chamber in addition to protecting the sensor. Figure
nants, and air quality is extensive [20]. The portable
2 represents the internal structure of the MQ2 sensor
air pollution sensing instruments enable the determi-
when an outer part is set aside. It seems like a star-
nation of exposure to air pollutants [21]. The sensor
shaped structure consisting of an element of sensing
MQ2 is used to measure the smoke and combustible
and connecting legs. Beyond the leads, two of them
gasses [13,19,22-25], such as propane, methane gas, hy-
(H) work to heat the sensor and are bonded by a
drogen gas, alcohol, and carbon monoxide [19,23-27]. It
conductive alloy (Nickel-Chromium coil). The oth-
is useful for detecting leakage of gases inside build-
er four leads (A) and (B) responsible for the output
ings as an indoor air quality detector [19,22]. It is a
signal are bonded by platinum wires. The wires are
metal oxide semiconductor kind of sensor (chemire-
bonded to the element of sensing and transfer little
sistor), which contains a voltage divider network that
changes in the current that goes through the sensing
measures released gas concentration with the ability
element. The element of sensing is a tubular shape
to detect 200-10000 ppm gas concentration range,
and manufactured as (Al2O3) Aluminum Oxide based
working on 5 Volt DC [22-24].
ceramic and also coated by Tin Dioxide (SnO2). This
Figure 1 represents the used MQ2 sensor module.
material (SnO2) is the most sensitive part of flamma-
Furthermore, the technical specifications of the used
ble gases. However, the ceramic is heating the sensor
MQ2 sensor module are described in Table 1.
area constantly at working temperature and is only
increasing the heating efficiency.
The sensor provides an analog output voltage
that changes proportionally with the smoke or gas
concentration. A higher gas concentration results in
high output voltage, while a lower gas concentration
results in a lesser output voltage [23].
Moreover, Figure 3 represents the sensor MQ2
pinout, where VCC supplies power for the module
Figure 1. The used MQ2 sensor module [23].
and it could be connected to 5 volt output from the
The MQ2 sensor is circumfluent by two layers of Arduino. GND: The ground pin must be connected
a fine mesh made of stainless steel named an anti-ex- to the Arduino GND pin. DO presents a digital form
plosion network. Because MQ 2 senses flammable of the existence of flammable gases. AO presents
gases, this network will prevent the heater element an analog output voltage that is proportionate to the
from causing an explosion inside the sensor. This smoke or gas concentration [23,28].
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
Since the MQ2 is a heater-driven sensor, the sen- ature and humidity. The occupied high temperature
sor calibration may drift if you leave it for a long is + 80 °C and the low temperature of –40 °C while
time. For the first usage after being left in storage for humidity ranges from 0-100%. The measuring accu-
one month or more, for example, you should fully racy is 0.5 °C for temperature, and 2% for humidity
heat it for one or two days to achieve high accuracy accuracy. DHT22 is a digital sensor comprising a
in measuring. While if it recently has been utilized, temperature measurement called a thermistor and an-
the sensor only takes five to ten minutes to fully other sensor called a capacitive sensor to determine
heat. Over the heating time, the MQ2 sensor typically the humidity. This sensor constituents 4 pins: Pin 1
measures high but gradually becomes low and de- represents the power pin, pin 2 represents the data
creases until measurements are stabilized [23]. pin, pin 3 represents the NULL pine, and pin 4 rep-
resents the ground pine. It needs a voltage supply be-
tween 3.3-6 volts. This module DHT22 has the best
specifications which consider the highest expensive
type. Though it has high accuracy and workability at
a higher rate of temperature [29]. Figure 4 represents
the DHT22 sensor module. Furthermore, the techni-
cal specifications of the DHT22 sensor module are
described in Table 2.
The DHT22 sensor deals with both room temper- Interchangeability Fully
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
Moreover, Figure 5 represents the DHT22 sensor beginning with electronics, programming, and cod-
Pinout, where VCC: Supplies the power to the mod- ing. The Uno is highly robust that can be used most-
ule, and it is recommended 5 V. Data pin: To com- ly. The Arduino Uno is a highly-rated used one and
municate the sensor with the microcontroller. NC: the standard board in the entire Arduino family. The
Will not be connected. GND: Will be connected to board functional voltage is almost 5, and can be run
the Arduino ground. Like the DH11 temperature sen- using a laptop or PC by a USB connector besides an
sor, it is easy to bond the DHT22 sensor to Arduino. AD-to-DC electric plug or battery operated by an ex-
It has quite a long 0.1”-pitch pin so it can simply be ternal power supply, here used a battery provides 9 V.
attached to any board. After powering the sensor by
5 V and connecting ground to ground then, bond the
data pin with digital pin #2 [29].
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
2.5 Power supply form, then it starts displaying the data on the screen
and shows the results as numbers. Our designed de-
In order to run the board a power supply (6-20 V), vice will detect air quality based on butane, propane,
the power source must be set to turn on the board. hydrogen, smoke, methane, alcohol, and carbon
The range set is 7-12 V. 9 V functions excellently monoxide, which will be displayed as a rate of mul-
can be used. Also, Arduino can be organized by a ti-gases values.
USB link to the computer. Nevertheless, you need
to collect outlines that will be self-governing and or-
ganized by a battery. It’s best for controlling Arduino
definitely with a battery instead of voltage control-
lers which need additional power.
3. Procedure
The study procedure included two steps: Design
and testing. To design the presented device for in-
door air testing we used Arduino, an MQ2 sensor,
DH22 humidity, and temperature sensor. The repre-
sentative form of the suggested system is shown in
Figure 8, which represents the MQ2 gas detection
circuit diagram.
In this design, and based on Figure 8 the MQ2 Figure 8. The MQ2 gas detection circuit diagram.
gas detection circuit diagram, the procedure involved
connecting the gas sensor MQ 2 and DHT22 tem-
perature and humidity sensor on the Arduino board
beside the supplementary apparatuses. The Arduino
Uno is programmed using the software of Arduino
(IDE) version 1.8.9.
Primarily, each sensor was linked with the Ardui-
no, later we uploaded all codes. After the experiment
and the success of the obtained results of inde-
pendently applied codes other sensors with supple-
Figure 9. The operating Arduino software with uploaded codes.
mentary components of the system were linked with
Arduino. We similarly combined all the codes and To test the device four testing areas have been
applied them with the display type on an Lcd mon- selected inside the building. To ensure the workabil-
itor. Consequently, the obtained results will appear ity of the system it was tested at different periods.
as the MQ2 gas value PPM, temperature value in °C The measurements were conducted from February to
and humidity value in %. April 2021. The data were collected at four educa-
Moreover, Figure 9 represents the operating Ar- tional laboratories. The range of MQ2 was within 301
duino software with uploaded codes. PPM to 807 PPM which was programmed to appear
To call the tools from the Arduino library, first the as Smoke on the LCD.
libraries are defined inside the Arduino. The second The collected data appeared different readings.
step involves defining the sensor type and defining The highest values were detected in the Chemistry
the inputs for the sensors. Here, it starts displaying and Water Pollution laboratories at the Technical En-
the temperature and humidity values in fractional gineering College of Kirkuk.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
Maximum humidity was 95% detected in Feb- Where Figure 10(a) represents apparatuses of the
ruary 2021. While the minimum humidity was 10% MQ2 multi-gas monitoring system, involving all com-
detected in April 2021. Moreover, the maximum ponents required for starting the sampling of indoor air.
temperature was 35 °C in April 2021, and the mini- While Figure 10(b) represents output results, which it
mum temperature was 16 °C in February 2021. displayed on Lcd as Smoke, value in PPM for MQ2 gas
as a multi-gas rate, Temp. for temperature value in °C
4. Experimental and practical results and Humi. for humidity value in %.
The data collected by the device were compared
We have been engaged in the design of a portable with other data for the purpose of verifying the accu-
air quality monitor (MQ2 gas monitoring) with low- racy of the readings. The results were identical and
cost and useful, using the Arduino platform. somewhat equal to the readings and measurements.
The used sensors and Arduino are commercially The major advantages of this indoor monitoring
available in the market. Where the device is operated device can be described as a simple design consist-
either from the power provided by the computer or ing of readymade apparatuses the calibration can
from an external supply as a 9-volt battery, and the be made easily, obtainable sensors, and open source
result appears as a measure of indoor air pollution codes, the device can be extended by programming
on the display screen in units Part Per Million PPM additional sensors, besides its lightweight, it is port-
which refers to the rate of multi gases values, with able and it easily samples the data, and design cost is
the room temperature and rate of relative humidity low in comparison to other instruments.
displayed during the measurement period. Nowadays, getting indoor air quality and pollutants
Figure 10 displays the comprehensive experi- data by means of Arduino-based projects has become
mental progress. popular and useful. Sensor gathering for air quality
measurements demonstrates the prospect and potential
for many monitoring purposes and sensing [11].
5. Conclusions
In this presented paper, a monitoring instrument
for IAQ monitoring applications was designed. The
system is established utilizing a low-cost gas sensor
MQ2 that is commercially available in the market
in addition to temperature and humidity sensors.
Relying on the open-source microcontroller devel-
opment platform using Arduino the device has been
developed. The measuring ability of the system was
achieved by testing in different locations and peri-
ods. Such a device is very useful in monitoring air
quality conditions inside buildings to better under-
stand the current status of air quality as well as to
study the long-term impacts of bad and polluted air
on public health. Furthermore, the developed device
based on the MQ2 sensor has potential applications
Figure 10. The comprehensive experimental progress: (a) Appa- in many aspects that required the detection of some
ratuses of MQ2 multi-gas monitoring device, (b) output results. harmful gas levels in the air.
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315-318. Available from: http://c3.icvl.eu/pa- ing system using IoT. Mukt Shabd Journal. 9(5),
pers2018/icvl/documente/pdf/section2/section2_ 915-920.
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national Scholars Conference. 6(1), 160. doi: com/an-introduction-to-mq2-gas-sensor/.
10.35974/isc.v6i1.1243. [25] Krishnamoorthy, R., Krishnan, K., Bharatiraja,
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[22] Thamaraiselvi, D., 2020. Envionment monitor- duino-tutorial/.
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ARTICLE
Integrated Electronic Systems Lab Co. Ltd., Jinan, Shandong, 250100, China
ABSTRACT
According to the norm of identifying truth in this theory, and Newton’s first law as a basis that can look at the overall
situation, and by virtue of the electron storage ring as an experimental fact, it is pointed out: Only in reality can there
be inertia. Inertia represents the continuity of the development of things. As the speed gradually approaches the c, the
particle’s mass also approaches zero along with its static mass due to the impact of electromagnetic radiation, which
is exactly the root where the energy shrinkage effect of high-speed particles comes from, and also the primary factor
causing the spectrum redshift. Therefore, the Big Bang theory is wrong. All photons are produced from high-density
particles through electromagnetic radiation. Wherever there is fluctuation, there must be mass, and vice versa. This is the
correct understanding of “wave-particle duality”. No matter whether the high-speed electrons or the photons produced
by them all have different static masses, their charge-mass ratio is always the same physical constant, and not affected
by relativistic effects and electromagnetic radiations. This is the true internal mechanism to constitute the uncertainty
principle, and conforms to the experimental facts related to it. It can be proved that in a constant magnetic field, the high-
speed electron or photon having a relatively large curvature radius has a high moving speed and less mass, energy and
wave frequency. Since Einstein used the absolute space-time established by Newton as the criterion and came to the
conclusion that the relative space-time was curved, then he should no longer make circular arguments, that was, used the
relative space-time as the criterion, to change the unit length and time established by the absolute space-time.
Keywords: Mechanics; Relativity; Electron; Photon; Electromagnetic radiation; Energy shrinkage
*CORRESPONDING AUTHOR:
Jian Ding, Integrated Electronic Systems Lab Co. Ltd., Jinan, Shandong, 250100, China; Email: [email protected]
ARTICLE INFO
Received: 16 March 2023 | Revised: 23 March 2023 | Accepted: 28 March 2023 | Published Online: 6 April 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5548
CITATION
Ding, J., 2023. The Theory on Thing’s Limits. Part 2: A Brief Analysis of the New Knowledge of Newton’s First Law. Journal of Electronic &
Information Systems. 5(1): 10-19. DOI: https://doi.org/10.30564/jeis.v5i1.5548
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
in real space can inertia exist. Inertia represents fluctuated, and the velocity also becomes uneven. So
the continuity of the development of things. It can using Newton’s absolute space-time as the criterion,
be inferred from this that as long as in reality, be- you will feel that the relative space-time is curved,
tween any two things a direct or indirect causality is or the density uneven. And for this, various concepts
bound to find through continuity. Next, use again the such as mass, density, inertia, temperature, pressure,
above-mentioned ideas, methods and norms to give speed, frequency, wavelength, momentum, energy,
a further discussion of several concepts involved in etc., have been defined.
this law. That is to say, as a truth, Newton’s first law has
First of all, the “right line” defined in the law, told us that when bidirectional reasoning is carried
which is an absolutely straight line, does not exist in out between it and objective things, these concepts
reality and belongs to the category of metaphysics. constitute our macro-cognitions of the different
There is an error between any straight line in reality states in the reasoning processes. By virtue of the
and this absolute straight line. But there must be a continuity of the objective things associated with
straight line in reality, and the error between it and them, there are causalities among these macro-cog-
this absolute straight line can be an arbitrarily small nitions, so that we can understand a certain objective
value. Obviously, using this straight line in reality to thing more comprehensively, and would not produce
standardize space-time is the most accurate, but there the wrong cognitions that use one-sided view to treat
is still an error after all. Therefore, the main use of the overall problem, such as “Blind Men and the El-
this straight line is to abstract Newton’s that absolute ephant” [6].
error-free straight line.
So by the definition, the straight-line distance S 3. A particular case of Newton’s first
is equal to the velocity V of uniform linear motion law
times the time spent T (S = VT). The coordinate This particular case has been mentioned in P1,
system thus established describes the absolute time which is the value c of light speed in vacuum. In the
and absolute space of Newtonian mechanics, which absence of any external force, the photon always
are referred to as absolute space-time for short. Only keeps moving along a straight line at a uniform ve-
with this as the criterion, can we start from the con- locity of c = 299792458 (m/sec). This is the limit
sensus of absolute no error to understand the changes value of the speed in the universe, which is just high-
of objective things in reality. er an arbitrarily small value than the highest light
Einstein since used absolute space-time as the speed in reality. This is an absolute motion and also
criterion and came to the conclusion that the rela- an absolute frame of reference. A coordinate system
tive space-time (i.e., the space-time in reality) was which is admitted in mechanics is called as an “iner-
curved, he should no longer use the relative space- tial system”. Based on this, all inertial systems can
time as the criterion to change the unit length and be defined in reality, including the so-called station-
unit time established by the absolute space-time. ary inertial systems. Just like the absolute point po-
This kind of circular argument confused right and sitions of natural numbers on the number axis in P1,
wrong, which was a logical fallacy, and even would the abstractions of these inertial systems do not exist
deduce to turn back in time, so would not muddle in reality, and belong to the absolute space-time view
through certainly in the face of truth [3]. established by Newton.
So why is the relative space-time curved? It is Therefore, in this particular case and therein the
because of the existence of matter in there. With photon in uniform linear motion does not exist in
matter, there must be the interactions of forces reality. Such a photon is defined only to show that it
among them. According to Newton’s first law, due to has continuity with the photon whose speed is clos-
inertia, the matter’s linear motion has been bent or est to the c in reality. From this, it can be seen that
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
tions among matters are the necessary condition for photons that have no mass but energy, such a para-
us to perceive the above-mentioned physical phe- dox that confuses the two domains of definition, no
nomena. On the contrary, as long as you find any- one will be to believe it anymore.
thing related to these physical phenomena, it must be In fact, the problem is not so simple. Take random
related to mass. electromagnetic radiation as an example. According
As far as the photon is concerned, it is a high- to formulas (4) and (5), the energy that every one
speed particle that has been produced by electromag- of radiated photons has will take away a part of the
netic radiation from a high-density particle, such as static mass (that is, a certain amount of matter). In
an electron, proton, neutron, or atomic nucleus, etc. this regard, there has been no consensus. And this is
Einstein defined it as the quantum of light, and later exactly the objective fact that modern physics must
it has been called the photon for short. According to face, any so-called authoritative statements that have
the kinetic energy formula of his special relativity [8], attempted to circumvent it vaguely, will certainly
Ek =E − E0 =m0 c 2 (γ − 1) (3) come back here again, and reconfirm. Otherwise,
modern physics will be fettered here and difficult to
the word “quantum” contains indivisibility between
make great progress.
matter and energy, while the word “light” is focused
In 1927, German physicist Werner Karl Heisen-
on electromagnetic radiation. That is to say, all high-
berg first pointed out that the more precisely the
speed particles that are produced from high-density
position of some particle was determined, the less
particles through electromagnetic radiation, should
precisely its momentum could be known, and vice
be belonged to the category of photons.
versa. The principle can also be expressed as: When
The formula (3) also contains the mass-energy
the momentum p is determined, the speed v (or po-
formula (4) and mass-speed formula (5) of his spe-
sition) cannot be determined; when the speed v (or
cial relativity.
position) is determined, the momentum p cannot be
E = mc 2 or ∆E =∆mc 2 (4)
determined.
m = m0γ (5) In Heisenberg’s time, physicists generally be-
Among them, E0 = m0 c 2 is the static energy and E lieved that an electron would not be further broken
the total energy. Both are aimed at the same moving down. For a low-speed moving in a non-relativistic
object or particle. And the mass-speed formula (5) state, the charge, (static) mass, and the charge-mass
reveals that the concept of mass is divided into two ratio of each electron all were considered to be phys-
parts along with the moving speed v of objects (in- ical constants, which was a consensus that people
cluding various high-density particles) changes. In formed one hundred years ago. And now we must re-
the above formulas, m is the mass to represent iner- alize that the charge and static mass of each electron
tia, m0 is the static mass to represent the quantity of have been no longer constants due to the impact of
matter,
= γ 1/ 1 − v 2 / c 2 is the expansion factor, and c electromagnetic radiation.
is the value of light speed in a vacuum. For the electrons with different static masses,
As far as photons are concerned, since you can their charge-mass ratio e/m 0 is always the same
perceive their fluctuations and energy, so according physical constant. When they are moving at different
to the previous analysis of Newton’s first law, and speeds, the momentums or energies can be the same.
the formulas (1) and (2), should know that they have So the phenomenon presented is “When the momen-
inertia and mass. This is the correct understanding tum p is determined, the speed v (or position) cannot
of “wave-particle duality”. If a consensus can be be determined.” Conversely, when they are moving
reached on this, will people be the sake of whether at the same speed, the momentums or energies can
light exactly is a wave or a particle to be a state of be various. So the phenomenon presented is “When
endless debate and each air his own views? As for the speed v (or position) is determined, the momen-
14
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
tum p cannot be determined.” This is precisely the lated by formula (7) that the speed v of every moving
internal mechanism of the uncertainty principle. In electron therein is also a given value, and has noth-
other words, the uncertainty principle and a large ing to do with its mass.
number of experimental data related to it have prov- e 2
( )
en that the charge and static mass of electrons both v m0
β= = (7)
are not constants [9]. c (
e 2
) +(
c 2
)
m0 BR
5. The energy shrinkage effect of As a result, these high-speed electrons with dif-
high-speed particles ferent static masses can move along the circular or-
bit to do cyclotron motion at a given speed v in the
Now we must realize that if continue to insist on tubular vacuum chamber of the storage ring. Under
the static mass of every electron as a constant, the normal circumstances, the electron beam lifetime in
continuities among them will be lost. Only by aban- the storage ring can even last for more than a dozen
doning this wrong view can we ensure that the un- hours. Once this period of time has passed, the elec-
certainty principle will not offend Newton’s first law. tron beam intensity will quickly decay to zero. The
That is to say, regarding whether an electron will be reason is that during this period of time most of the
broken down further, it should be verified carefully.
static mass ∑ ∆m0 belonged originally to each elec-
In reality, along with the moving speed v of a high- tron itself has been gradually lost as electromagnetic
speed particle (electron or photon) gradually approach- radiation turned into photons. At this time, the static
ing the c, the same particle exhibits two effects: On the mass m0 of each electron in the storage ring has be-
one hand, according to the formula (5) its mass m keeps come very small. As a result, when a photon radiat-
getting bigger; and on the other hand, its static mass m0 ed, its impulse has been transferred to the electron
keeps getting smaller due to the loss caused by elec- and enough pushes the electron to the inner wall of
tromagnetic radiation. The result of the final synthesis the tubular vacuum chamber of the storage ring [13].
shows that its mass gradually approaches zero along The above example, by virtue of the widely used
with its static mass. This is the energy shrinkage effect electron storage ring as an experimental fact, has
of high-speed particles [10]. proved that due to electromagnetic radiation, the
For example, the electron storage rings widely in charge e of a high-speed electron will follow along
use at present, are large-scale scientific facilities for with its static mass m 0 to be lost synchronously,
studying high-energy physics [11]. In the storage ring, and its charge-mass ratio e/m0 always remains un-
an electron momentum [12], changed. This is the energy shrinkage effect of high-
p m=
= v eBR (6) speed electrons. The nature of this matter is serious
can be obtained directly from the equation of the and of great significance, in order to be cautious,
centripetal force mv 2 / R and Lorentz force eBv . In which should be verified to facilitate consensus.
formula (6), e is the charge of an electron, B is the The behavior of any attempt to circumvent or mud-
magnetic induction intensity, and R is the curvature dle through, may deduce the wrong conclusion, or
radius of the moving electron in the ring. cause the loss of research direction. In fact, it is not
For high-speed electrons, the relativistic effects difficult to verify. As long as you do interference
should be considered. By formulas (5) and (6), the or diffraction experiments on the electron beam in
relative speed (7) of an electron can be deduced. In the storage ring before and after this period of time
view of the fact that the magnetic induction intensity separately, and no need to quantify, just compare the
B and curvature radius R in the storage ring have wavelengths of the two qualitatively to distinguish
been designed to the given values, and the electron them.
charge-mass ratio e/m0 is a constant, it can be calcu- The experimental facts have also revealed that
15
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
the electron mass M0 and elementary charge e0 in the broken down further, and disturbed by the uncertainty
fundamental physical constants only refer in particu- principle, which has not caused enough attention. This
lar to the statistical values of low-speed electrons primary factor causing the spectrum redshift has ac-
when just reach the status where they can leave the tually been replaced by the Doppler Effect, and trans-
atoms. The ratio of the two is the charge-mass ratio formed into that celestial bodies are moving away
e0 / M 0 in the fundamental physical constants. Due from us. A minimal deviation may result in a wide
to the existence of energy shrinkage effect of every divergence. But now, the cosmological redshift seems
high-speed electron, in general, its static mass and to have been judged as a correct theory while thinking
charge are in the state of synchronous reduction, but carefully, a little worry involuntarily... [14].
the charge-mass ratio (8) has remained unchanged. That is to say, just like the moral in the story
Therefore, it must be emphasized that the charge- “Blind Men and the Elephant”, the well-known Big
mass ratio e/m0 of an electron refers to the ratio of its Bang theory is a cognitive error that has been used
charge to the quantity of matter, which is not affected by a one-sided view to treat the overall problem. The
by relativistic effects and electromagnetic radiation. reason for such an error, if traced to the source, is
By the same token, this conclusion also applies to still because it has offended the most fundamental
every photon that has been radiated by the electrons truth in physics, that is, Newton’s first law. What
in the storage ring. on earth has been offended? It is inertia, that is, the
e / m0 = e0 / M 0 (8) continuity of the development of things. Only in
real space can inertia exist. In other words, any two
things between them in reality, a direct or indirect
6. A minimal error or deviation may causality is bound to find through continuity. Other-
result in wide divergence wise, it would be beyond the scope of real space. It
Then, these photons must follow the law of mo- should be noted here that only mathematics has the
tion determined by formula (7). That is to say, under possibility to run through two different domains of
the premise of the given magnetic induction intensity definition, that is, both continuity and discontinuity
B, the photon with a relatively large curvature radius can exist in that.
R must have a relatively high moving speed and rela- Take the uncertainty principle as an example.
tively less mass, energy and wave frequency. This is This is a research conclusion that has been drawn
consistent with the experiment of decomposing sun- from a large number of experimental facts and
light with a triangular prism, and indicating that the reached a consensus. If continue to insist the static
visible light is also composed of charged particles of mass of every electron is a constant, the price paid is
different sizes. In other words, compared with purple that the continuity among them has been lost, that is,
light, the photons of red light have relatively high offending Newton’s first law. Therefore, such a para-
moving speeds, which should be an objective fact dox that celestial bodies were moving away from us,
that Newton’s first law has tacitly approved. would be deduced. This means that the conclusion
Therefore, it is emphasized again that the energy drawn can only be the static mass of every electron
shrinkage effect of high-density particles caused by being different. Yes, it not only conforms to a large
electromagnetic radiation is an objective reality that number of experimental facts, but also gets the ac-
must be faced in modern physics. Combined with quiescence of Newton’s first law, and everything be-
formulas (1) and (2), it can be seen that this is exact- comes harmonious.
ly the primary factor causing the spectrum redshift. It was because they did not stand on this basis
However, in view of the fact that most mainstream that could look at the overall situation, so these phys-
thinking has been still restricted to the cognition that icists would have ignored the objective fact around
an elementary particle (electron or photon) will not be themselves. That was, electromagnetic radiation
16
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
could cause an electron to be broken down further. things between them in reality, a direct or indirect
From the two conceptual ambiguities for inertia and causality is bound to find through continuity. Other-
charge-to-mass ratio, to the uncertainty principle wise, in the whole reasoning process, there must be a
by muddling through, and even the photon that had fault beyond the real space, which is to offend New-
no mass but with energy, and so on, various similar ton’s first law.
“authoritative theories” have wandered in modern 2) Now that Einstein used the absolute space-time
physics. And once confronted with the judgement of established by Newton as the criterion and came to
truth, the behavior of any attempt to circumvent or the conclusion that the relative space-time (i.e., the
muddle through, will inevitably become the victim space-time in reality) was curved, then he should no
of one’s own mistake. Although this process may be longer use the relative space-time as the criterion to
long, it is insignificant compared to eternal truth. change the unit length and unit time established by
Incidentally, as a light source of electromagnetic the absolute space-time. This kind of circular argu-
radiation, the speed of moving electrons in the stor- ment confused right and wrong, which was a logical
age ring, v > 0.99c , which is sufficient to prove that fallacy, so would not muddle through certainly.
the value c of light speed in vacuum is independent 3) There are matters in space-time in reality, so
of the state of motion of the emitting body. On the there must be interactions of forces among them.
contrary, it also proves that photons in reality must According to Newton’s first law, due to inertia, the
have static mass, and their size and moving speed linear motion of matter has become fluctuations.
are all different. Because according to Newton’s first Therefore, wherever there are fluctuations, there
law, as the speed of moving photon in reality grad- must be matter and mass, and vice versa. As far as
ually approaches the c, its mass will also gradually photons are concerned, now that we perceive their
approach zero along with its static mass. fluctuations and energy, should know that they have
inertia and mass. This is the correct understanding of
7. Conclusions “wave-particle duality”.
This article is according to the ideas and methods 4) The value c of light speed in a vacuum is a
for the formation of “The theory on thing’s limits”, particular case of Newton’s first law. Based on this,
in P1, as well as the norm of identifying truth, its it can be deduced that in reality, a photon with a rela-
characteristic is based on Newton’s first law, which tively high moving speed should have less mass, en-
is equivalent to standing in a position that can look ergy, and wave frequency than another photon with a
at the overall situation. Thereby getting rid of the relatively low moving speed. This is consistent with
dilemma of placing oneself in the midst of events, the objective facts we have seen. Because every one
which is difficult to grasp the correct direction of of the photons that have been radiated by the elec-
research and always using a one-sided view to treat tron in the storage ring, has the same charge-mass ra-
the overall problem. The theory is applicable to all tio as an electron, but their static masses are different
academic categories, and can be combined with from one another. Then, these photons must follow
objective practices. In terms of testing authoritative the law of motion determined by formula (7). That
theories, clarifying chaos, and deriving new knowl- is to say, under the premise of the given magnetic
edge, etc., there are the following conclusions: induction intensity B, the photon with a relatively
1) Newton’s first law is called the law of inertia, large curvature radius R must have a relatively high
which precisely emphasizes that objects in reality moving speed. This is consistent with the experiment
have inertia. Where there is inertia, there must be of decomposing sunlight with a triangular prism, that
matter and mass, and vice versa. Inertia, represents is, compared with the purple light, the photons of red
the continuity of the development of things. Only in light have a relatively high moving speed.
reality can there be inertia. In other words, any two 5) The photons in reality, are high-speed particles
17
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
18
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
scheme of the cyclotron radiation from a single [12] Wu, S.C., Wang, Z.Q., 1995. Jin Dai Wu Li Shi
electron. Physics & Astronomy International Yan (Chinese) [Modern physics experiment].
Journal. 4(2), 60-64. Peking University Press: Beijing. pp. 151.
DOI: https://doi.org/10.15406/paij.2020.04.00202 [13] Ding, J., Hu, X.Q., 2014. The electro-ultimate
[10] Ding, J., Hu, X.Q., 2018. Piercing the veil of
particles and a new method for detecting the
modern physics: Part 1 & basics. Physics & As-
photon static mass. International Journal of
tronomy International Journal. 2(2), 128-134.
DOI: https://doi.org/10.15406/paij.2018.02.00074 Modern Physics and Application. 1(1), 1-8.
[11] Jin, Y.M., 2001. Dian Zi Chu Cun Huan Wu Li [14] Hawking, S.W., 1996. Shi Jian Jian Shi (Chi-
(Chinese) [Electron storage ring physics]. USTC nese) [A brief history of time]. Hunan Science &
Press: Hefei. pp. 1. Technology Press: Changsha. p. 46-67.
19
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
SHORT COMMUNICATION
ABSTRACT
This paper presents a Doppler passive location method for moving targets with fixed single station using the Doppler
frequency shift and time difference information. First, based on the relationship between frequency shift and path
difference, the virtual path difference is calculated from the measured value of Doppler frequency shift by means of
mean value correction. Then, under the assumption that the target is moving at a constant speed along a straight line, two
coaxial virtual double base arrays are constructed by using the moving track of the moving target based on the method of
fixed period time difference. On this basis, the moving distance of the moving target can be calculated by using the ratio
relationship between the frequency difference and the radial distance between the two adjacent detection points in the
middle of the array, and the linear solution of the two double base path difference positioning equations. At this point, the
relative coordinate position of the moving target can be obtained by directly using the linear solution of the double base
path difference positioning equation again.
Keywords: Fixed single station; Passive location; Doppler frequency; Doppler frequency change rate; Frequency shift-
path difference equation; Virtual path difference
*CORRESPONDING AUTHOR:
Yu Tao, China Academy of Management Science, Beijing, 101100, China; Email: [email protected]
ARTICLE INFO
Received: 24 February 2023 | Revised: 29 March 2023 | Accepted: 31 March 2023 | Published Online: 11 April 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5496
CITATION
Tao, Y., 2023. A Doppler Location Method Based on Virtual Path Difference. Journal of Electronic & Information Systems. 5(1): 20-25. DOI:
https://doi.org/10.30564/jeis.v5i1.5496
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
passive location technology based on the Doppler fre- 2. Path difference-frequency shift
quency shift has great development potential. However, equation
due to the higher complexity of the nonlinear equation
formed by Doppler frequency shift and target state 2.1 Differential processing
compared with other positioning methods, this will not
According to the relationship between Doppler
only lead to difficulties in analyzing the mathematical
frequency shift and radial range change rate:
model, but also lead to the complexity of system design
in practical engineering, so that the original advantag- ∂r (t )
= vr = v cos β = λf d (1)
es may be lost at last. At the same time, because the ∂t
positioning system based on Doppler measurement is where r (t ) is the radial distance; vr is the radial ve-
a nonlinear system, it is usually necessary to study the locity; v is the moving speed of the target; f d is the
observability of positioning [8-10]. Doppler frequency shift; λ is the wavelength; β is
The author recently proposed a method that can the leading angle.
directly convert the nonlinear Doppler frequency For radial velocity, assuming that the change of
shift function into a linear solution in the research of time is short, the differential of distance to time can
the Doppler passive location of fixed targets by the be converted into the ratio of path difference and
motion detection station [11]. The new method obtains time difference by using the difference calculation
the relationship between the Doppler frequency shift method:
and the radial path difference by differential process- ∂r (t ) ∆r
≈ (2)
ing of the radial velocity, so that the virtual path dif- ∂t ∆t
ference can be constructed according to the detected where ∆r is the path difference; ∆t is the time dif-
value of the Doppler frequency shift, and then the ference.
position of the target can be directly obtained by us- The geometric model corresponding to the math-
ing the linear solution of the double-base path differ- ematical model is shown in Figure 1. Substitute
ence positioning equation. The new method not only formula (2) for formula (1) to obtain the virtual path
has unique results, but also has very simple forms. difference expression based on Doppler frequency
The analysis complexity of passive location based on shift measurement:
the Doppler frequency shift is effectively reduced. ∆r = λf d ∆t (3)
Different from the application scenario of doc-
ument [11], which is a way to detect fixed targets us- Target movement direction
2
ing motion detection stations, this paper studies the
d β2
detection of moving target by fixed single station.
1
Its difficulty is that the moving speed or moving dis- ∆r
tance of moving target is unknown. Obviously, its r2
analysis is relatively more difficult. In this regard, r1
the innovative method proposed by the author is: On
the one hand, two coaxial virtual dual-basis arrays
are constructed by using the moving track of the
moving target, on the other hand, the moving dis- S
tance of the moving target is calculated by using the Figure 1. Geometric model of single motion station.
linear solution of the two dual-basis path difference
positioning equations according to the ratio relation-
2.2 Mean value correction
ship between the frequency difference and the radial
distance between the adjacent detection points. If the Doppler frequency shift measurement value
21
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
of the moving target at position 1 is used, the expres- On this basis, if the average value of Doppler fre-
sion of virtual path difference is: quency shifts at two positions is used to calculate the
∆r f 1 = λf d 1∆t (4) virtual path difference:
0
Based on the Doppler frequency shift measure-
-2.5 ment, three virtual path differences can be obtained:
-5 ∆r1 = 0.5λ ( f d 1 + f d 2 )∆t (8)
-10
Leading-anglel β / (°)
2
22
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
fd 3 = t3
(14)
λ r3 After sorting, there are:
• •
( ∆r1 − ∆r2 ) 2
where f d 2 and f d 3 are Doppler change rates; λ is 3
q
( ∆r2 − ∆r3 )
( 2d − ∆r22 − ∆=
r32 ) ( 2d 2 − ∆r12 − ∆r22 ) (21)
the wavelength. r2 and r3 are radial distances; vt 2
and vt 3 are tangential velocities. Finally, it can be solved as follows:
The ratio of the Doppler frequency shift change
rate between these two adjacent detection points is: d=
( ∆r 1
2
+ ∆r22 ) − A ( ∆r22 + ∆r32 )
(22)
2 (1 − A )
•
fd 3 r2 vt23
= (15) including:
•
fd 2 r3 vt22
( ∆r1 − ∆r2 )
A= 3 q
According to the sine theorem, the ratio between ( ∆r2 − ∆r3 )
the radial distances of the two adjacent detection
points is:
5. Location of the target
r2 sin β 3 v sin β 3 vt 3
= = = (16)
r3 sin β 2 v sin β 2 vt 2 5.1 Distance
where β1 and β 2 are leading angles.
After the moving distance of the moving target is
Replace it with formula (15) to get:
obtained, the distance between the detection station
•
fd 3 r23 and the moving target can be obtained from the dou-
= (17)
•
fd 2 r33 ble base path difference solution again:
2d 2 − ∆r12 − ∆r22
r2 = (23)
4.2 Frequency difference ratio 2(∆r1 − ∆r2 )
Figure 4 shows the relative calculation error of
Use differential processing: the ranging solution at a different radial distances
• ∆f d and different motion distances. It can be seen that
fd = (18)
∆t the longer the radial distance, the shorter the moving
23
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
distance of the target, and the smaller the relative speed of the target can be directly solved by Doppler
calculation error. Divergence will occur when it ap- frequency shift:
proaches 90 degrees. λf d 2
v= (25)
10
cos β 2
d = 5 km, r = 300 km
d = 5 km, r = 600 km
8 2
r
d = 15 km, r
2
= 300 km Or the moving speed of the target in the detection
6 d = 15 km, r
2
= 600 km
time can be approximately obtained from the moving
distance and detection time of the target:
Relative calculation error ε
v=
1 ( ∆r
1
2
+ ∆r22 ) − A ( ∆r22 + ∆r32 )
(26)
2 (1 − A )
2
∆t
0
0 10 20 30 40 50 60 70 80 90
Leading-anglel β
2
/ (°)
6. Conclusions
Figure 4. Relative calculation error of ranging solution.
Based on the innovative results of the basic ap-
plication theory of passive location technology [3],
5.2 Orientation of the target the Doppler location method using virtual path dif-
ference presented in this paper greatly simplifies
Using two virtual path differences, the included the system design. In fact, the author’s research
angle between the moving direction of the target and has shown that the path difference-frequency shift
the radial distance can be directly obtained from the equation will help to construct new passive location
double base path difference DF solution [12]: methods.
cos β 2 =
(d 2
− ∆r12 ) ∆r2 + ( d 2 − ∆r22 ) ∆r1 The existing mathematical description of the
(24) Doppler frequency shift is basically carried out in
d ( 2d 2 − ∆r12 − ∆r22 )
one-dimensional space. The author’s earlier research
Figure 5 shows the relative calculation error of proved that when the azimuth between the wave
the DF solution at different radial distances and dif- source and the observer changes with time, the Dop-
ferent motion distances. pler shift should be a function on the two-dimen-
3
sional plane [13]. The Doppler frequency shift on the
d = 5 km, r = 300 km two-dimensional plane can always be decomposed
/ (%)
= 300 km
lated to the radial velocity, and the other is related to
d = 15 km, r
2 2
d = 15 km, r = 600 km
1.5
2
the radial acceleration. In addition, the given formula
includes two Doppler frequency shifts at different
Relative calculation error ε
1
times, which provides a mathematical method for
0.5 obtaining the Doppler frequency shift value at the
current time by using the Doppler frequency recur-
0
0 10 20 30 40 50 60 70 80 90 rence at the previous time.
Leading-anglel β
2
/ (°)
The recent research results [11] show the relation-
Figure 5. Relative calculation error of DF solution. ship between path difference and frequency shift,
which provides a new solution for determining the
position of the target directly using Doppler frequen-
5.3 Target’s movement speed
cy shift. The frequency shift-path difference equation
After the azimuth angle is obtained, the moving obtained by mean value correction is the analysis
24
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
basis of the new method proposed in this paper. It is passive location method. Guidance & Fuze.
based on the modified frequency shift-path differ- 33(1), 16-18,32.
ence equation with a small relative calculation error DOI: https://doi.org/10.3969/j.issn.1671-0576.
that can directly use the double base path difference 2012.01.004
positioning theory to obtain the results with good [6] Zhou, Zh., Wang, G.Ch., 2008. Passive location
calculation accuracy. and tracking of maneuvering targets by airborne
With regard to the relationship between frequen- single station. Electronics Optics & Control.
cy shift and path difference, the author’s current con- 15(3), 60-63.
cern is: Can we derive a more rigorous mathematical DOI: https://doi.org/10.3969/j.issn.1671-637X.
formula? Can it rise to the height of a physical equa- 2008.03.016
tion? [7] Liu, C.F., 2011. Wu Yuan Ding Wei Yu Gen Zong
(Chinese) [Passive Location and Tracking]. Xid-
Conflict of Interest ian University Press: Xi’an.
[8] Xiang, F.H., Wang, J.G., 2021. Observability
There is no conflict of interest.
and simulation analysis of fixed single observer
passive location. Modern Defense Technology.
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2011.03.018 Computer Science. Scientific Research Publish-
[5] Tao, Y., 2012. A moving single station Doppler ing: USA. p. 1-4.
25
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
ARTICLE
Electronics and Communication Engineering, Sri Vasavi Engineering College, AP, 534101, India
ABSTRACT
Recent digital applications will require highly efficient and high-speed gadgets and it is related to the minimum delay
and power consumption. The proposed work deals with a low-power clock pulsed data flip-flop (D flip-flop) using a
transmission gate. To accomplish a power-efficient pulsed D flip-flop, clock gating is proposed. The gated clock reduces
the unnecessary switching of the transistors in the circuit and thus reduces the dynamic power consumption. The clock
gating approach is employed by using an AND gate to disrupt the clock input to the circuit as per the control signal called
Enable. Due to this process, the clock gets turned off to reduce power consumption when there is no change in the output.
The proposed transmission gate-based pulsed D flip-flop’s performance with clock gating and without clock gating circuit
is analyzed. The proposed pulsed D flip-flop power consumption is 1.586 µw less than the without clock gated flip-flop.
Also, the authors have designed a 3-bit serial-in and parallel-out shift register using the proposed D flip-flop and analyzed
the performance. Tanner Electronic Design Automation tool is used to simulate all the circuits with 45 nm technology.
Keywords: Pulsed D flip-flop; Clock gating; Low power; Shift register; Transmission gate
*CORRESPONDING AUTHOR:
M.Thamarai, Electronics and Communication Engineering, Sri Vasavi Engineering College, AP, 534101, India; Email: thamarai.muthusamy@
srivasaviengg.ac.in
ARTICLE INFO
Received: 26 March 2023 | Revised: 7 April 2023 | Accepted: 10 April 2023 | Published Online: 14 April 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5574
CITATION
Thamarai, M., Syamala, B., 2023. An Improved Power Efficient Clock Pulsed D Flip-flop Using Transmission Gate. Journal of Electronic & In-
formation Systems. 5(1): 26-35 DOI: https://doi.org/10.30564/jeis.v5i1.5574
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
26
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
cantly reduce the power consumption of digital D flip-flops in logic circuits. The positive D latch using
systems [5]. Any circuit’s overall power consump- the transmission gate is shown in Figure 2.
tion will include both static and dynamic power.
In VLSI circuits, power gating, clock gating, ad-
iabatic method, and other approaches are utilized
to reduce static and dynamic power consumption.
One of the most common strategies for power op-
timization in CMOS devices is clock gating [1].
Almost 50% of the dynamic power is consumed
by the clock distribution network in processors and
clock gating can be used at several levels of the hi- Figure 1. Transmission gate.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
design is also area efficient, since the number of with a current mode signaling transmitter, which re-
transistors used is less when compared to the other duces the power consumption of clock distribution
pulse triggered flip-flop schemes. An explicit type networks more than the voltage mode distribution of
double edge pulse-triggered flip-flop is designed clock signal.
by Singh et al. [7]. The author used Exor gate based Clock gating is one of the efficient methods in
pulse generator to obtain a short pulse at the rising clock power reduction while the input signal switch-
edge and falling edge of the clock signal. The de- ing activity is low [18,19]. John K et al. discussed the
signed flip-flop has less power delay product and is effect of clock gating on conditional pulsed flip-
more suitable for high speed applications. Phyu et al. flops and analyzed in their work [20]. Sharma, D. K
designed the pulse triggered flip-flop using static designed and analyzed different clock gating circuits
latch and dynamic pulse generator [8]. The author used such as latch based, flip-flop based and gate based [21].
explicit type double edge triggering approach. Amee- The author analyzed the circuits in terms of delay,
na et al. proposed another explicit type pulse trig- power and area and proved that gate based clock
gered flip-flop based on data feed through scheme [9]. gating circuits are more power efficient [21]. A latch-
The proposed data feed through scheme reduces the based clock gating technique is used in the design of
long discharge path in conventional explicit pulse SRAM and sequential counter and verified the power
triggered flip-flops and is also suitable for high reduction in the work [22].
speed applications. John K. [10] proposed an implicit
type pulse triggered flip-flop by making conditional 3. Proposed work
enhancement in width and height of the triggering
pulses by using an additional pmos transistor in the 3.1 Clock gating
structure for high speed applications. J.F.Lin et al. [11] The static (leakage) power grows dramatically
proposed an explicit type pulsed flip-flop by using with each generation of technology, dynamic power
True single-phase clock latch based on a signal feed- still dominates the total power dissipation of gener-
through scheme. al-purpose microprocessors [2]. The reduction in tran-
Karimni [12] proposed an ultra low pulse triggered sistor size, interconnect optimization, applying gated
flip-flop with optimized leakage power. The author clock, applying variable threshold voltages, and the
used transmission gate to control the input data and management of dynamic supply voltage are all ef-
the leakage power. Also, the Pulse Generator (PG) is fective circuit strategies for reducing dynamic power
modified to reduce the number of required transistors usage. Clock gating is one of the efficient methods in
and the clock pulse delay. Panahifar, E. & Hassan- clock power reduction when the input signal switch-
zadeh designed a signal feed-through flip-flop that ing activity is low.
uses a pass transistor to feed input data directly to The clock gating approach needs an additional
the output and minimizes the dynamic power [13]. An- logic circuit to generate a clock enabling signal [19,21,23].
other efficient high speed conditional feed through The logic circuit compares the input and output of
pulsed flip-flop was proposed by Pan.D et al. [14]. the latch and if there is any change in the output,
Pulsed flip-flop using a transmission gate is proposed which will be enabled only when the need for output
by Prakalya et al. [15]. They used current mode distri- changes to logic 0 or 1 value according to the circuit
bution of clock pulses than the conventional voltage design. The clock gating approach is used to prevent
mode operation. Consoli, E. et al. designed a modi- unnecessary clock pulses from being sent to the cir-
fied transmission gate based Master Slave Flip-Flop cuit when there is no need for output change. For
(MS F/F) to minimize the delay in the classical trans- example, already flip-flop has output 1, if the next
mission gate based approach [16]. Islam R. et al. [17] input bit is 1 ten no need to apply the clock pulse
proposed a current mode pulsed flip-flop combined to the flip-flop. This will reduce the unnecessary
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
switching of the circuit capacitance and thus reduces transition period from high to low, when enabling
the dynamic power consumption. Moreover, the tog- pin = 1, the counter in negative edge triggering type
gling nature of the clock consumes more power in increments by one count. When the enable pin = 1
registers. during the positive edge of the clock, there is a long
In flip-flops, the switching activity is increased fall time, which results tiny glitches (short duration
due to the transition from 0 to 1 and 1 to 0, and they clock pulses) and the circuit produces output with
require more power. The first step in implementing an error. The AND gate is mostly used for activating
clock gating is to identify the location (module) negative edge triggering circuits.
which consumes large power. The next step is to There are two inputs, Enable and Clock are given
study the switching activity of the module and based
to the AND gate. The circuit operation is as follows.
on that designing of a control logic circuit that pro-
When the Enable is low and the Clock is low then the
duces the enable signal. The enable signal is used to
transistor T1, T4, and T6 are in ON condition and the
turn off and on the clock signal which is going to be
T2, T3, T5 are in OFF, so the output is low. When the
applied at that location. When there is no change in
Enable is low and the Clock is high the transistors T1,
the output of a particular register or flip-flop, then
T3, and T6 are in ON condition the transistor T2, T4,
that unit does not require a clock pulse, since the unit
is going to maintain the same output. The clock gat- and T5 are in OFF condition, so the output is low. Sim-
ing approach cuts the clock pulse to that particular ilarly, when the Enable is high and the Clock is low, the
register or flip-flop and thus in turn saves the dynam- transistors T2, T4, and T6 are in ON condition and the
ic power dissipation. In a sequential circuit, the sim- transistor T1, T3, and T5 are in OFF condition and the
ple solution is to cut the clock pulses which are not output is low. When the Enable is high and the Clock is
going to change the output state of the circuit. This high the transistor T2, T3, and T5 are in ON condition
reduces power consumption. The clock gating to the and the transistors T1, T4, and T6 are in OFF condition
flip-flop block diagram is shown in Figure 3. and the output is high. The clock gating circuit output is
shown in Figure 6. Whenever the Enable and the Clock
both are set to HIGH then the output is HIGH and the
gated clock is given to the proposed D flip-flop.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
30
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
cause of the AND clock gating logic. The transistors 4. Serial in parallel out shift register
T1 and T2 combined to form a transmission gate i.e., using proposed D flip-flop
TG1. The transistors T5 and T6 combined to form a
A 3-bit serial-in and parallel-out shift register is
transmission gate i.e., TG2 and the transistors T9 and
designed using the proposed pulsed transmission
T10 combined to form a transmission gate named
gate based D flip-flop with clock gating. Shift regis-
TG3. The transistors T13 and T14 form transmission
ters consist of three proposed D flip-flops. Each flip-
gate, named TG4. If D input is High and the clock is
flop module is with clock gating circuit. Clock puls-
High, then the gated clock output will be one. That
es and enable signal are applied to all the flip-flops
is Clk = 1 and Clkb = 0. Now, the TG1 and TG4
and the data stored in the flip-flops are moved based
will be in on condition and TG2 and TG3 will be in
on the gated clock output. The gated clock becomes
off condition. The input D is transmitted to the first
high (logic ‘1’), when both the Clk and enable input
latch and the output is the data stored in the second
are high. The shift register circuit is shown in Figure
latch. When the gated clock is zero, that is Clk = 0
11. The inputs D and EN (Enable) and CK (Clk) are
and Clkb = 1, then the TG1 and TG4 will be in off
given as follows.
condition and TG2 and TG3 will be in on condition
input D: 1 1 1 0 1 1 1 0 1 1
and the data in the first latch is moved to the second
input EN: 1 1 0 0 1 1 0 0 1 1.
latch, and whenever clock one, the data will be made
Clock: 0 1 0 1 0 1 0 1 0 1
available at the output.
Gated clock output: 0 1 0 0 0 1 0 0 0 1
The data shifting with the gated clock condition
(En=1 & Clk=1) is shown in Figure 12.
As shown Figure 12, V(3) becomes ‘1’ during
the first gated clock pulse and V(2), V(1) becomes ‘1’
during the second and third gated clock pulses.
Figure 11. Schematic of three bit shift register with clock gating.
Figure 10. Waveforms of TG-based D flip-flop with AND clock gating. Figure 12. Waveforms of three-bit shift register.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
5. Implementation results in tanner condition then only the output data are transferred
tool otherwise the output remains in the same condition.
This reduces power consumption. The first wave-
The proposed transmission gate based D flip-flop form shows the Enable input and the second one is
with clock gating circuit and shift register circuits the clock input. The gated clock input is shown in
discussed in Sections 3 and 4 are simulated and their the third waveform. The D input and flip-flop outputs
performance is measured using tanner tool with 45 are shown in waveforms 4 and 5 respectively.
nm technology.
Figure 13. Schematic of AND clock gating in tool. The inputs and obtained output values are given
Figure 13 shows the AND gate clock gating below.
circuit implementation of the schematic shown in Enable: 0 0 0 0 1 1 1 1 0 0 (input)
Figure 5. In the circuit, the input terminal A refers Clk: 0 1 0 1 0 1 0 1 0 1 (input)
to the enable input and B refers the clock input. The gated clock: 0 0 0 0 0 1 0 1 0 0 (output based on
proposed transmission gate based D flip-flop with clock gating)
clock gating schematic in tool is shown in Figure D input: 1 0 1 1 1 0 1 1 1 0 (input)
14, which is the same as the circuit in Figure 9. Vout: 0 0 0 0 0 0 0 1 1 1 (flip-flop output)
The flip-flop output is zero for the first five D
inputs, since the gated clock is zero. The output re-
mains in its previous condition (0 value). Next gated
clock becomes 1 and the D value is 0 and is stored
in the flip-flop (output becomes 0). It is maintained
until the gated clock becomes 1. The gated clock be-
comes 1, the D input is also 1 (8th bit), the flip- flop
output changes to 1.
Figure 16 shows the serial in parallel out shift
register using the proposed D flip-flop with clock
gating. The register accepts serial input (one bit at a
Figure 14. Schematic of proposed TG-based D flip-flop with
time through a single data line) and generates paral-
clock gating in tool.
lel output. The circuit consists of three connected D
Figure 15 shows the output of the proposed flip-flops [21]. All three of the flip flops are coupled
transmission gate based D flip-flop with clock gat- with the clock signal and the enable signal and D
ing. Whenever the Enable and the Clock is in high input signal. The first flip-flop output is given to the
32
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
33
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
et al., 2015. Power reduction by clock gating Intelligent Systems. 15(2), 32-38.
technique. Procedia Technology. 21, 631-635. [23] Shinde, J., Salankar, S.S., 2011. Clock gating—
[20] John, K., RS, V.K., Kumar, S.S., 2019. Effect of A power optimizing technique for VLSI circuits.
clock gating in conditional pulse enhancement 2011 Annual IEEE India Conference; 2011 Dec
flip-flop for low power applications. Indonesian 16-18. Hyderabad. New York: IEEE. p. 1-4.
Journal of Electrical Engineering and Informat- [24] Wang, X., Robinson, W.H., 2010. A low-power
ics (IJEEI). 7(2), 357-365. double edge-triggered flip-flop with transmis-
[21] Sharma, D.K., 2012. Effects of different clock sion gates and clock gating. 2010 53rd IEEE In-
gating techniques on design. International Jour- ternational Midwest Symposium on Circuits and
nal of Scientific & Engineering Research. 3(5), Systems; 2010 Aug 01-04. Seattle. New York:
1-4. IEEE. p. 205-208.
[22] Kumar, C.A., Madhavi, B.K., Kishore, K.L., [25] Pal, S., Gupta, V., Islam, A., 2021. Variation re-
2021. Enhanced clock gating technique for pow- silient low-power memristor-based synchronous
er optimization in SRAM and sequential circuit. flip-flops: Design and analysis. Microsystem
Journal of Automation, Mobile Robotics and Technologies. 27(2), 525-538.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
ARTICLE
ABSTRACT
In recent years, enhancement of underwater images is a challenging task, which is gaining priority since the human
eye cannot perceive images under water. The significant details underwater are not clearly captured using the conventional
image acquisition techniques, and also they are expensive. Hence, the quality of the image processing algorithms can be
enhanced in the absence of costly and reliable acquisition techniques. Traditional algorithms have certain limitations in
the case of these images with varying degrees of fuzziness and color deviation. In the proposed model, the authors used a
deep learning model for underwater image enhancement. First, the original image is pre-processed by the white balance
algorithm for colour correction and the contrast of the image is improved using the contrast enhancement technique. Next,
the pre-processed image is given to the MIRNet for enhancement. MIRNet is a deep learning framework that can be used
to enhance the low-light level images. The enhanced image quality is measured using peak signal-to-noise ratio (PSNR),
root mean square error (RMSE), and structural similarity index (SSIM) parameters.
Keywords: Underwater; Deep learning; MIRNet; Peak signal-to-noise ratio; Structural similarity index
1. Introduction
it. Nowadays, image processing is growing rapidly
Image processing can be used to perform some in the core research area within engineering, medi-
operations on an image to extract some useful infor- cine and other disciplines too [1].
mation from it. It is one branch of signal processing In image processing, underwater image enhance-
where the input is a 2-D signal (image) and the out- ment plays a crucial role and vision applications over
put may be an image or an attribute associated with the past few years. The images taken underwater
*CORRESPONDING AUTHOR:
M.Thamarai, Sri Vasavi Engineering College, Pedatadepalli, Andhra Pradesh, 534101, India; Email: [email protected]
ARTICLE INFO
Received: 26 March 2023 | Revised: 19 April 2023 | Accepted: 20 April 2023 | Published Online: 24 April 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5600
CITATION
Thamarai, M., Aruna, S.P., Sonti, K., et al., 2023. Underwater Image Enhancement Using MIRNet. Journal of Electronic & Information Systems.
5(1): 36-44. DOI: https://doi.org/10.30564/jeis.v5i1.5600
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
36
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
are affected by various lighting and environmental The rest of the paper is organized as follows:
conditions; hence the quality of the image is degrad- Section 2 reviews the literature on image processing
ed. The underwater image suffers from degradation underwater. Section 3 presents a new method for
due to scattering and absorption. The scattering and enhancing the quality of underwater image. Section
absorption process of light in water influences the 4 discusses the simulation results obtained by using
overall performance of the systems underwater [2]. our model and comprehensive analysis of the model
Forward scattering leads to blurring of the image by evaluating various metrics. Finally, Section 5 de-
features, and backward scattering limits the con- scribes the conclusion of the work.
trast of the image. Similar is the color fading issue,
whereby colors like red and yellow almost disappear 2. Literature survey
with increasing depths, which is the reason for the Schettini et al. [4] review the enhancement and
domination of either the blue or the green color. The restoration methods for underwater image process-
underwater images are specified by their poor visibil- ing. They discussed light propagation in water, im-
ity since light is exponentially attenuated as it travels age color correction, lightning problems, and various
in water and the scenes result poorly contrasted and quality assessment models.
hazy as shown in Figure 1(a-c). Hence, it is neces- Boudhane et al. [5] proposed a method for pre-pro-
sary to enhance the underwater images for analyzing cessing and fish localization in underwater images by
its quality, and to prepare the image for further pro- using a mean-shift algorithm for image segmentation
cessing [3]. and the Poisson-Gauss mixture algorithm for noise
reduction, and tested their model under different un-
derwater conditions.
Ancuti et al. [2] performed a fusion of two images
(color compensated and white balance version) and
then transforms the edges and color contrast to the
output images.
(a) Underwater Fish image
Daway et al. [6] performed underwater image en-
hancement by changing the color content in the im-
age from RGB to YCbCr space. They used Rayleigh
distribution along with an integrated color model and
calculated no-reference-image quality metrics.
Li et al. [7] created an underwater image enhance-
ment benchmark with 950 raw images, 890 reference
images, and 60 challenging images. They also pro-
(b) Coral reef image vided an underwater image enhancement network
named Water-Net and made the dataset public.
Han et al. [8] proposed a convolution neural net-
work (CNN) based method by combining the max-
RGB method and the shades of grey method for
detecting the underwater objects.
Wang et al. [9] proposed an underwater image
enhancement CNN using two color spaces that in-
tegrate RGB color space and HSV color space and
(c) Under water image with light scattering
evaluate their method with qualitative and quantita-
Figure 1. Sample underwater images. tive comparisons on both synthetic and raw images.
37
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
Zheng et al. [10] proposed a CNN-based network photos and recordings may appear to have a certain
for enhancing the underwater images using an hue cast over the image. In underwater the percep-
end-to-end defogging module. They also added a tion of color is highly correlated with the depth, and
cross-layer connection, and pooling pyramid module an important problem is the green-bluish appearance
to improve the defogging network’s ability to extract that needs to be rectified. As the light penetrates the
the required information. water, the attenuation process affects selectively the
wavelength spectrum, thus affecting the intensity
3. Proposed work and the appearance of a colour surface. Since the
scattering attenuates more the long wavelengths than
This section discusses the proposed methodology
the short ones, the color perception is affected down
for enhancing the quality of underwater images.
in deeper water. In practice, the attenuation and
the loss of color also depend on the total distance
3.1 Block diagram
between the observer and the scene. Despite white
The proposed enhancement process of the model balance being crucial to recover the color, using this
is shown in Figure 2. The first step is the acquisition correction step is not sufficient to solve the dehaz-
of RGB images from the dataset. The input image is ing problem since the edges and details of the scene
pre-processed by the White-Balance algorithm for have been affected by the scattering.
colour correction and the contrast of the image is The White-Balance algorithm has three types.
improved using the contrast enhancement technique. They are the White Patch algorithm, Gray World
White-Balance aims at improving the image aspect, algorithm, and Ground Truth algorithm. From these
primarily by removing the undesired color castings three algorithms for selecting the best algorithm, we
due to various illumination or medium attenuation applied the histogram plots on output images of three
properties [11]. White-Balance discusses the visible methods. We found that the Ground Truth algorithm
color white under specific lighting conditions affects is the best one as compared to the remaining algo-
the hue of all other colors. rithms.
Ground truth algorithm for white-balance
Ground Truth is a term used in statistics and ma-
chine learning that means checking the results of
machine learning for accuracy against the real world.
The term is borrowed from meteorology, where
“Ground Truth” refers to information obtained on-
site. The term implies a kind of reality checks for
machine learning algorithms. The Ground Truth of a
satellite image means the collection of information
at a particular location. It allows satellite image data
Figure 2. Proposed enhancement process.
to be related to real features and materials on the
White balance algorithm ground. This information is frequently used for the
White-Balance process aims at improving the calibration of remote sensing data and compares the
image aspect, primarily by removing the undesired result with Ground Truth. So far, we have made as-
color castings due to various illumination or medium sumptions about how the color spaces behave in our
attenuation properties. White-Balance defines what images. Instead of making assumptions for enhanc-
the color white looks like in specific lighting condi- ing our images, we select a patch (portion of an im-
tions, which also affects the hue of all other colors. age) and use that patch to recreate our desired image.
Therefore, when the White-Balance is off, the digital Having selected the patch, we proceed to enhance
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
our image. For this purpose, we can do it two ways: 1) spatial resolution. This recursive residual design pro-
MAX method—normalize each channel of the orig- gressively breaks down the input signal to simplify
inal image to the maximum value of each channel of the overall learning process and allows the construc-
the region, 2) MEAN method—normalize each chan- tion of a deep neural network as shown in Figure 3.
nel of the original image to the mean value of each
channel of the region. The output is slightly closer
to the white patch output but the latter is brighter. It
also emphasized the color of the lily, but instead of
highlighting the color of the pads, it only brightened
it. For the Ground Truth algorithm, the output image
depends greatly on the choice of the patch image.
So, the patch is chosen wisely by visualizing the en-
hanced image based on the type of application.
Next, the colour corrected image can be passed
through contrast enhancement. This step aims to
increase image perception by the human eye. This
technique plays a major role to bring out the existing
information within the low dynamic range of that Figure 3. MIRNet architecture.
grey level image [12]. It is required to perform the
Selective kernel feature fusion (SKFF)
operations like contrast enhancement and reduction
The SKFF module can perform the dynamic ad-
or removal of noise to improve the image quality.
justment of receptive fields via i) Fuse and ii) Select
Adaptive Histogram Equalization is used for con-
operations. The first operator will generate the global
trast enhancement of the image. Adaptive Histogram
feature descriptors by summing the information from
Equalization is different from Histogram Equaliza-
multi-resolution streams. The second operator uses
tion in that it computes multiple histograms for each
the descriptors for feature maps recalibration fol-
individual part of the image and uses them to spread
lowed by aggregation as shown in Figure 4.
the image’s brightness levels. As a result, it is appro-
priate for enhancing local contrast in images.
Next, the pre-processed image can be passed
through the MIRNet for enhancement [13]. MIRNet
is a deep learning framework which can be used to
enhance the given image at a low light level.
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
by two mechanisms: Channel and Spatial Atten- gramming language [14]. The libraries include:
tions as shown in Figure 5. • Numpy
• Keras
• Matplotlib
• Scikit-learn
4. Simulation results
Figure 5. Structure of DAU. In this section, the simulation results carried out
in our work are presented which follows the compar-
Multi scale residual block (MRB)
ison of results.
The MRB can receive rich contextual information
from low-resolutions and generate a spatially-precise
4.1 Dataset used
output by maintaining high-resolution representa-
tions. It consists of multiple (three in this paper) ful- The dataset used in our implementation is the un-
ly-convolution streams which are parallel connected. derwater image enhancement benchmark (UIEB) da-
The MIRNet employs a recursive residual design taset [7], which includes 890 raw underwater images
(with skip connections) to ease the flow of infor- and corresponding reference images.
mation during the learning process. To maintain the
residual nature of our architecture, down sampling 4.2 Performance metrics
and up sampling operations are performed between
residual resizing modules as shown in Figure 6(a-b). The performance metrics used in our implementa-
tion include peak signal-to-noise ratio (PSNR), mean
square error (MSE), root mean square error (RMSE),
and structural similarity index (SSIM) which are de-
fined as:
2552
PSNR = 10.log10
MSE
(a) Down sampling module in MRB 1 M N
∑∑ [ I (i, j ) − I ′(i, j )]
2
=MSE
MN =i 1 =j 1
1 n
∑ ( yi − yˆi )
2
RMSE
=
n i =1
(2 µ x µ y + c1 )(2σ xy + c2 )
SSIM ( x, y ) =
( µ12 + µ22 + c1 )(σ 12 + σ 22 + c 2 )
Figure 6. Structure of MRB. From the UIEB dataset, different raw images are
taken as inputs and applied the proposed algorithm
and obtained the white balanced image, contrast
3.3 Software requirements
enhanced image, MIRNet output image, and corre-
The software used in our implementation is Py- sponding histograms for each image. In this paper,
thon. Python is an object-oriented, high-level lan- the input and output images and corresponding histo-
guage, interpreted, dynamic and multipurpose pro- gram plots for four different raw images are present-
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
ed and are shown in Figures 7-10 respectively. Raw image-2: Image size 768 × 1024
Raw image-1: Image size 208 × 319
(i) (ii)
(i) (ii) Figure 8(a). (i) Input image-2 and (ii) histogram of input image-2.
Figure 7(a). (i) Input image-1 and (ii) histogram of input im-
age-1.
(i) (ii)
Figure 8(b). (i) White balanced output for image-2 and (ii) his-
(i) (ii)
togram of white balanced output for image-2.
Figure 7(b). (i) White balanced output for image-1 and (ii) his-
togram of white balanced output image-1.
(i) (ii)
(i) (ii)
Figure 8(c). (i) Contrast enhanced output for image-2 and (ii)
Figure 7(c). (i) Contrast enhanced output for image-1 and (ii) histogram of contrast enhanced output image-2.
histogram of contrast enhanced output image-1.
Figure 7(d). (i) Enhanced output for image-1 using MIRNet and Figure 8(d). (i) Enhanced output for image-2 and (ii) histogram
(ii) histogram of enhanced output image-1. of enhanced output image-2.
41
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
(i) (ii)
(i) (ii) Figure 10(b). (i) White balanced output for image-4 and (ii)
histogram of white balanced output image-4.
Figure 9(a). (i) Input image-3 and (ii) histogram of input image-3.
(i) (ii)
(i) (ii)
Figure 10(c). (i) Contrast enhanced output for image-4 and (ii)
Figure 9(b). (i) White balanced output for image-3 and (ii) his-
histogram of enhanced image-4.
togram of white balanced output image-3.
Figure 10(a). (i) Input image-3 and (ii) histogram of input image-3. SSIM (0.3,0.4) (0.8,0.8)
42
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
43
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
fogging. Electronics. 11(1), 150. Learning enriched features for fast image res-
[11] Thai, B., Deng, G., Ross, R., 2017. A fast white toration and enhancement. IEEE Transactions
balance algorithm based on pixel greyness. Sig- on Pattern Analysis and Machine Intelligence.
nal, Image and Video Processing. 11, 525-532.
45(2), 1934-1948.
[12] Hashemi, S., Kiani, S., Noroozi, N., et al., 2010.
[14] Dey, S., 2018. Hands-on image processing with
An image contrast enhancement method based
on genetic algorithm. Pattern Recognition Let- Python: Expert techniques for advanced image
ters. 31(13), 1816-1824. analysis and effective interpretation of image
[13] Zamir, S.W., Arora, A., Khan, S., et al., 2022. data. Packt Publishing Ltd: Birmingham.
44
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
ARTICLE
ABSTRACT
The effective earth radius factor (k-factor) has a refractive propagation effect on transmitted radio signals thus making
its study necessary for the proper planning of terrestrial radio links and power budget. This study was carried out over
the city of Lokoja, Nigeria, using ten years (2011 to 2020) atmospheric data of temperature, pressure and humidity both
at the surface (12 m) and at 100 m AGL. The data were retrieved from European Centre for Medium-Range Weather
Forecasts (ECMWF) ERA5. The k-factor yearly variation follows the same trend with minimum and maximum values
obtained during dry and wet season months respectively. In addition, the highest mean value of 1.00042 was recorded in
the month of August while the lowest value of 1.00040 was recorded in the month of January with an overall mean value
of 1.0003. This value is less than the recommended standard of 1.33 by ITU-R. The propagation effect corresponding
to k < 1.33 is sub-refractive. The implication of this on radio wave propagation, especially terrestrial communications is
that transmitted wireless signal is prone to losses. This can be mitigated through an effective power budget: Choice of
transmitting antenna’s height and gain, so as to improve the Quality of Service over the study area.
Keywords: Effective earth radius factor (k-factor); Refractive effect; Terrestrial radio link; Radio signal; Power budget
*CORRESPONDING AUTHOR:
Akinsanmi Akinbolati, Department of Physics, Federal University Dutsin-Ma, 821101, Nigeria; Email: [email protected]
ARTICLE INFO
Received: 21 March 2023 | Revised: 20 April 2023 | Accepted: 21 April 2023 | Published Online: 28 April 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5583
CITATION
Akinbolati, A., Ikechiamaka, F.N., Isaiah, A.O., 2023. The Refractive Effect of k-Factor on Radio Propagation over Lokoja, Nigeria. Journal of
Electronic & Information Systems. 5(1): 45-50. DOI: https://doi.org/10.30564/jeis.v5i1.5583
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
45
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
radio communication industries [3]. Radio scientists where N1 and N2 are the refractivity values at heights
and engineers need knowledge of the effective earth h1 and h2 respectively. In this study h1 and h2 are at
radius factor (k-factor) in a local environment for the the surface (12 m) and 100 m Above Ground Level
proper planning of terrestrial radio links and power (AGL) respectively. The k-factor can be expressed as
budget. If the troposphere is homogenous and turbu- indicated in Equations (3)-(4) [4,5].
lent free, any wave propagated into the troposphere
parallel to the earth’s surface will follow the earth’s (3)
curvature [4] and be maximally received. However,
where a is the radius of the earth (a = 6371 km = 344
due to the inhomogeneity of the troposphere, radio
mni) and dN/dh is the rate of change of refractivity
wave propagated undergoes bending depending on
the tropospheric condition which also depends on the indices with height.
interaction of the radio climatic factors in the envi- k-factor can also be expressed as indicated in
ronment [5]. Equation (4), which was used for k-factor computa-
The k-factor is useful in the prediction of local tions in this work.
radio wave propagation conditions. Typically, a de-
sign value of k = 1.33 is often assigned in locations (4)
where the values are not known. Studies have also
shown that its value is location based and should
not be assumed constant for all environments [4]. 2. Review of related work
Since k-factor is weather and climate dependent, it
Transmission of a radio signal in the lower atmos-
is therefore imperative for regular studies to be car-
phere is affected by many processes which include
ried out using up-to-date data in order to capture the
variations in air temperature, pressure, and humidity.
effects of climate change. It also represents a spatial
These variations in weather parameters often result
average, which can only otherwise be obtained from
in refractivity changes [9]. These changes can result
simultaneous meteorological surroundings along
in abrupt changes in the propagation direction of a
the propagation path. The k-factor is the radius of a
radio signal resulting in signal loss. Based on this
hypothetical spherical Earth, without an atmosphere,
premise, studies on the effect of radio climatic fac-
for which propagation paths follow straight lines [6].
tors on propagated signals have become imperative
for the planning of a reliable radio link in a region.
1.1 Radio refractivity
Adediji and Ajewole [8] studied the vertical refractiv-
The radio refractivity N can be expressed as: ity gradient in Akure, Nigeria by measuring atmos-
77.6 e pheric variables using integrated sensor suits (ISS) at
N= P+4810 ( N -units ) (1)
T T different heights above ground level. Results show
It depends on atmospheric parameters of pressure that propagation conditions have varying degrees of
P (hPa), temperature T (K) and water vapour pres- occurrence. Oyedum et al. [10] worked on reduced sea
sure e (hPa) [7,8]. level refractivity in Minna, Central Nigeria. Ayantun-
ji et al. [11] studied the seasonal and diurnal variation
1.2 k-factor of surface radio refractivity in Akure, Nsuka, Minna,
Sokoto and Jos (in Nigeria). The result of the work
The k-factor can be obtained using two refractivi- revealed higher values of surface refractivity during
ty values as: the wet season in Nigeria compared to the dry sea-
dN N 2 − N1 son months. Propagation of radio signal in the trop-
= (2)
dh h2 − h1 osphere is affected by the interaction of signal with
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
some primary (air temperature, pressure, and humid- (1)-(4) were used to determine the k-factor values for
ity) and secondary (radio refractivity, refractivity the years under study. The mean annual values were
gradient, k-factor, etc.) radio-climatic factors. Many used for analysis to enhance the reliability of the re-
works have been done locally and internationally, sults.
but due to climate change it is necessary that studies Data analysis and ITU-R recommendation on k-factor
employ up-to-date data to ensure the high reliability Necessary analyses such as sorting, calculation of
of findings. mean values and plotting of graphs were carried out
A design value of 1.33 is often assigned for k-fac- using Excel. The ITU-R Recommendation on k-factor
tor in line of sight link especially where information standards on refractive conditions of the atmosphere
about the actual value of k-factor for that location is and the subsequent attenuation effect was equally
not available [7,4]. P. E. Okpani et al. [12] investigated used at achieving the set objectives. The ITU-R Rec-
the effect of radio climatic variables on signal prop- ommendation on k-factor and associated propagation
agation over Nsukka, Nigeria. Results have shown effects are presented in Table 1. The determined
that k-factor values ranged from 1.555-1.652. Ojo values of k-factor obtained for the years and seasons
et al. [4] worked on the characterization of secondary were compared with ITU-R standard in order to pre-
radio-climatic variables for microwave and milli- dict the refractive propagation effects over the study
meter wave link design in Nigeria, using five years
areas.
of data (2009-2013). The study location included Table 1. ITU-R standards on k-factor and the associated propa-
Akure, Enugu, Minna, Jos, and Sokoto cities. Results gation effects [5,7,14].
revealed average values of 1.476, 1.940, 1.860 and
k-factor’s
1.287 respectively in Akure, Minna, Jos and Sokoto
range of Propagation effect on radio communications
respectively. Ukhurebor and Odesanya [5] investi- values
gated k-factor over Auchi area of Edo State, South- k = 1.33 In this case, radio signals are transmitted along
South, Nigeria. The work determined k-factor mean standard a straight line part on the earth’s surface and go
atmosphere into space unimpeded.
value of 1.470 over Auchi which is slightly greater
Here, a portion of the radio wave (signal)
than ITU-R standard. Abu-Almal and Al-Ansari [6] 1.33 > k > 0
propagates abnormally away from the earth
Sub-
calculated the k-factor and point refractivity gradient surface, resulting to interference and coverage
refraction
in United Arab Emirates (UAE). Fourteen years of limitation.
radiosonde meteorological data were employed. Re- Here, the radio wave signals (e. g microware
link, GSM, satellite) spread irregularly toward
sults revealed k-factor monthly variation from 1.43 > k > 1.33 the earth’s surface thus, surface extending the
to 3.17. Super- radio horizon and merge the path clearance
refraction giving rise to irregular huge waves above the
line of view due to multiple reflection.
3. Methodology
Here, there will be ducting which will make
This study was carried out in the city of Lokoja. <k<0
the radio waves to bend downwards with a
Ducting
Lokoja is the state capital of Kogi State, in North curvature greater than the earth’s.
Central, Nigeria. Secondary atmospheric data of
temperature, pressure and humidity both at the
4. Results
surface (12 m) and at 100 m AGL for Lokoja were
retrieved from ECMWF ERA5 in December 2021. Figure 1 presents the yearly variation of k-factor
The data are high-resolution satellite-data with high covering 2011 to 2020 over Lokoja. The variation
reliability covering 2011-2020. ECMWF is an inde- follows the same trend for the ten years under study
pendent intergovernmental organization, which was with minimum and maximum values obtained dur-
established in 1975. They produced global numerical ing dry and wet season months respectively. Figure
weather forecasts for worldwide users [13]. Equations 2 presents the mean variation of k-factor over the
47
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
months of the years under study using mean values during the wet season months of April to September.
for the ten years in Lokoja. Observation from the Tables 2 and 3 present the determined correlation
figures shows lower values were obtained during coefficient(s) between k-factor and atmospheric pa-
the dry season months of January-March and Oc- rameters at the surface (12 m) and at 100 m respec-
tober-December while higher values were obtained tively.
Figure 1. Yearly variation of k-factor covering the ten years (2011-2020) under study over Lokoja.
Figure 2. The mean monthly variation of k-factor for the ten years under study over Lokoja.
Table 2. Correlation coefficient between k-factor and atmospheric parameters at surface (12 m, AGL).
Temp (C) Humidity (%R.H) Press. (hPa) Ammount Rainfall (mm) k-factor
Temp 1
Humidity –0.846 1
Press. 0.923 –0.676 1
Rainfall –0.756 0.840 –0.590 1
k-factor –0.872 0.955 –0.724 0.784 1
48
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
ARTICLE
Introduction to Thermo-Photo-Electronics
Stanislav Ordin
ABSTRACT
Building the foundations of Thermo-Photo-Electronics became possible only after the correction of thermodynamic
errors in the traditional theory of semiconductor Electronics and Photo-Electronics. It is these errors that determined
the output of the asymptotics of the operating parameters of semiconductor electronic devices, in particular, both the
saturation of the limiting clock frequency of processors, and the saturation of the efficiency of both thermoelectric
and photoelectric converters. But in semiconductors, although these thermodynamic errors manifested themselves not
only in the instrumental, but also in the technological aspect, they could not prohibit semiconductor Electronics itself,
unlike Electronics based on other materials. It’s just that a number of qualitative mistakes were made in the theory of
semiconductor devices and photo devices. In this work, it is shown that the energy band diagram of semiconductor
contacts itself was constructed with a significant omission—without taking into account the temperature force on
the contact. At the same time, because of the incorrect calculation of currents according to the outdated formulas of
Richardson-Langmuir-Deshman, there were also PROHIBITIONS. So the practitioners compensated for the errors of the
theory with “empirical corrections”. So electronics engineers often made devices not according to a strict theory (which
simply did not exist until now), but on a hunch and according to empirical local laws. And only the correction of the
historical mistakes made it possible to expand the phenomenology of the description of processes in a Solid Body, on the
basis of which it is possible to make calculations of highly efficient elements of Photo-Thermo-Electronics.
Keywords: Phenomenology; Potential barriers; P-n-junction; Prigogine local entropy production; Richardson-
Langmuir models; Local thermo-EMF
*CORRESPONDING AUTHOR:
Stanislav Ordin, The Russian Academy of Sciences, Saint Petersburg, 119991, Russia; Email: [email protected]
ARTICLE INFO
Received: 21 March 2023 | Revised: 18 April 2023 | Accepted: 20 April 2023 | Published Online: 11 May 2023
DOI: https://doi.org/10.30564/jeis.v5i1.5580
CITATION
Ordin, S., 2023. Introduction to Thermo-Photo-Electronics. Journal of Electronic & Information Systems. 5(1): 51-66. DOI: https://doi.
org/10.30564/jeis.v5i1.5580
COPYRIGHT
Copyright © 2023 by the author(s). Published by Bilingual Publishing Group. This is an open access article under the Creative Commons Attribu-
tion-NonCommercial 4.0 International (CC BY-NC 4.0) License. (https://creativecommons.org/licenses/by-nc/4.0/).
51
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
52
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
next millennium. So please decide on my project.” now with the violation of the Onsager Principle, ad-
And INTEL answered: “Thank you for your patience mitted by an amateur physicist, watchmaker Peltier.
and humor” and was also afraid to move away from Moreover, she “passed” by Oleg Losev’s discovery
its traditional processor manufacturing technology, of a p-n junction, and past the discovery of “anom-
and tried to solve the problem incorrectly, but to alous thermo-EMFs” in it, and past Ilya Prigozhin’s
get around it due to multi-core. But this method of discovery of local entropy production. So it is not
increasing the number of elements, even then it was surprising that in the period when all the bureaucrat-
obvious, would not allow going beyond the logarith- ic science degenerated into the knowledge industry,
mic dependence of the speed of processors on the thermoelectricity, as science, simply ceased to claim
number of elements in them. scientific Fundamentality, and turned into a factory
My project “NANO-thermopowers” won the laboratory serving production with obsolete technol-
Samsung competition, but our Noble Zhores Alfer- ogies compared to electronics. That is why, in fact,
ov took the money from it for his heterostructures, there is no scientific thermoelectric journal, but only
which, as it has now become clear, he did WRONG. factory reports in the proceedings of the international
So, only local, my co-authors, professors Toru Mi- thermoelectric conference, in which my work was
yakawa, Wang Nang Wang and Satoru Yamoguchi, published only for decoration [18]. That is why ther-
helped me in conducting research on Local Effects. moelectricity was not even presented in international
And now those early qualitative results of mine have multidisciplinary scientific journals either, until the
received rigorous experimental and theoretical con- International Journal of Frontier Studies asked me to
firmation and have shown the need to expand not send my biography. To which I replied that I am no
only thermoelectricity, but all Electronics to Ther- longer a young man and I can tell a lot about myself.
mo-Photo-Electronics. But let me tell you the tragic History of Thermoelec-
tricity. And in response, I received an offer to publish
2. Electronics stagnation analysis this story of mine “Anomalous thermo-EMF is Local
thermo-EMF” [19]. And they published, free of charge,
2.1 Reasons for the stagnation of thermoelec- like all 70 of my scientific articles in the Open Ac-
tricity cess in recent years. So even the development of the
fundamental aspects of thermoelectricity—contact
Thermoelectric instruments and devices have phenomena, which I was instructed to study 40 years
been actively used since the middle of the last cen- ago by the last Coryphaeus of Thermoelectricity,
tury. But already at the end of the last century, both Lazar Solomonovich Stilbans, and which resulted in
by the demand for them and by the achievements of this eighth scientific book of mine, was not support-
their marginal efficiency, it became clear that after ed in any way by thermoelectric organizations after
reaching a certain level, no further progress was ob- the death of Stilbans. And although the technology
served. On the contrary, refrigerators began to return of some thermoelectric firms like Dexter has already
from thermoelectric to traditional, mechanical ones, been brought to the nano-level, traditional thermo-
and thermogenerators began to be used only if there electric concepts are still dominant for them. And
is a source of waste heat. And thermoelectricity itself the main interest in Local thermo-EMF is shown by
as a science actually degenerated into Materials Sci- electronics, which is reflected in the very title of my
ence [17]. new book “Thermo-Photo-Electronics”.
But historically, it was thermoelectricity that
allowed Onsager, based on the Curie theorem, to
2.2 Reasons for the stagnation of the Physics
formulate his Principle of Symmetry of Kinetic Co-
of Contact Phenomena
efficients [8]. But there was no feedback. The primi-
tive theory of Thermoelectricity has been built up to Physics jumped from the macroscopic description
53
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
of nature to the microscopic one, skipping a whole considered as unrelated phenomena [5,21,22]. And this
class of NANO-phenomena [20]. And the point is not led to the fact that in thermoelectricity, Peltier heat,
only that a very roughly constructed Quantum The- in violation of the Onsager Principle, continued to
ory [2,3] was used in the description of microscopic be attributed to the contact characteristic, and the
phenomena, but that at the same time, both in elec- contacts were actually considered to be infinitely
tronics and in optics, the model of the Ideal Infinitely thin. But precision measurements of the temperature
Thin Interface between two media was transferred. distribution near the contact gave on the “infinitely
Thus, in fact, not the contact of two media was de- thin” interface the inequality of asymptotics (Figure
scribed, but the consequences of its existence in con- 2).
jugate media. Initially, the length of contact was tak-
en into account in Optics. Both the very emergence
of modern Electrophysics of Contact Phenomena,
and the certainty in the very formulation of contact
experiments arose only when it was understood that
it had already been created, intuitively, the technolo-
gy of forming an extended (of a certain size) contact
with well-repeatable properties - this is a p-n junc-
tion [9-16].
Figure 2. Asymptotic discontinuity of the temperature distri-
The historical consideration of electronics without
bution at the interface between materials with different Fermi
taking into account heat flows has imposed a number electron energies.
of restrictions on the design of devices and devices
based on it. In addition, these restrictions led to a The experimentally observed temperature jump at
number of “theoretical” prohibitions on the existence the boundary of dissimilar media naturally follows
and possibility of registration, which was revealed from the production of the local Prigogine entropy
in the study of the Local thermo-EMF described in at the potential barrier when current flows through
previous works. However, an important clarifica- it: From the absorption of energy on one side of
tion needs to be made. Lack of understanding of the the barrier and its release after the electron passes
physics of Local thermodynamic effects not only through the barrier. In this case, the application of
imposed a ban on the Local Effects themselves, but thermal conductivity to the barrier is not formally
also led to a attribution (even in WIKIPEDIA) of a applicable—the energy recovery by phonons occurs
primitive device to a photo-thermoelectric converter, only partially (no more than half) and with a rela-
while it contains a simple photo-conversion of the tive delay determined by the ratio of the electron
thermal radiation flux. transit time over the barrier to the phonon transit
Similarly, under the sign “Thermo-transistor”, time through the barrier. So, the “anomalous” size
changes in the properties of a conventional transistor dependences of thermopower and resistance shown
from an average temperature were used, i.e. actually in Figure 1 are not anomalous, but simply not taken
Local effects did not even try to use. into account by the Theory of Contact Phenomena.
The main, phenomenological reason for the In addition, in Electronics, the Langmuir and
stagnation of the Theory of Contact Phenomena, in Richardson models [23,24] are still used to calculate
particular, the Theory of p-n junction and barrier currents through potential barriers. These models,
phenomena, is, of course, that the Temperature Force developed at the dawn of the last century, both on
has been completely thrown out of consideration. a spatial scale corresponding to the millimeter gap
So, even in adjacent sections of the same fundamen- between the electrodes the scale of currents corre-
tal book, thermoelectric and contact effects were sponding to the current of electrons from graphite
54
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
heated to 3000 degrees do not correspond in any Taking into account the polarity of the electron
way to the currents used in electronic devices. In dispersion law for a displaced barrier (Figure 3)
addition, the formulas obtained within these models allows a rigorous calculation of the ballistic current
are very non-rigorous—the Richardson and Desh- over potential barriers, the thickness of which is less
man formulas are only the first linear approximation than the mean free path of an electron, for electrons
for two special cases, giving the saturation current in the entire Brillouin zone. In this case, a strict
and a linear approximation in the region of reduced expression for the current over the barrier can be
voltages less than the average thermal energy [25]. So written as a standard expression for the Richardson
even in serious monographs on thermionic emission current with a correction factor:
these formulas are used only for decoration. And half
R ( eU ) J R ( eU ) ⋅ Κ ( eU ) (2)
⋅* * * 3D *
J=
a thousand pages are devoted to describing local pat-
terns that have nothing to do with these formulas [26]. where the correction factor is given by expression (3)
and essentially depends on the dimensionless stress
eU
3. Correction & extension of electronics reduced to thermal energy: eU * = kT .
electron densities at the emitter and collector above The resulting total ballistic current (2), even with-
the maximum of the potential barrier (i.e., part of out taking into account the temperature force (if the
the concentration force) that occurs when the field is temperatures of the emitter and collector are equal),
applied, multiplied by the average thermal electron shows that the Richardson formula describes, purely
velocity. qualitatively, only that part of it that determines its
55
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
output to the saturation current at reduced voltages the limit—by the Heisenberg Uncertainty Principle.
of the order of the average thermal energy (Figure But, in fact, the neglect in the p-n junction of cur-
4a). The linear decay, borrowed in all ABC books rents less than those corresponding to this voltage,
on the Physics of Semiconductor Devices from the which is a rough model limited the linear section of
Richardson formula, with a decrease in the reduced the current-voltage characteristic (theoretically, they
voltage below the average thermal energy of elec- were measured experimentally for a long time) and
trons, as can be seen from Figure 4, is not observed became one of the components of the PROHIBI-
almost to zero. This giant correction at very low TION of the existence of Local thermo-EMF.
voltages (Figure 4b) is the fundamental difference A significant, not only quantitative, but also
between the ballistic current and Ohm’s diffuse law, qualitative correction of the ballistic current was
which removes the Langmuir-Richardson prohibition obtained for the saturation current, for current and
on their measurability of currents at low voltages. A at voltages greater than the average thermal energy.
significant, not only quantitative, but also qualitative As can be seen from Figure 4b, at reduced voltages
correction for the ballistic current in terms of satura- greater than the thermal energy of electrons, an av-
tion current and at voltages is greater than the aver- alanche-like increase in current occurs—pre-break-
age thermal energy. down.
Honest experimenters carry out precision meas-
urements and trust their results, rather than theoreti-
cal prohibitions, which are canonized, but sometimes
reflect only some local patterns. But in Science, this
happens, unfortunately, often—the Ideas of its true
Creators are not fully understood, but are picked up
by opportunists (market players)—developers. So
these Ideas are actively promoted by developers, but
with distortions and errors. So it was, for example,
with many operating devices created by Geniuses:
Leonardo da Vinci, Nikola Tesla and Lev Theremin,
who could not reproduce later. And now, when the
fundamental sections of Physics have reached the
modern level, it has become clear that an entire in-
dustry has been formed—Electronics, the instrumen-
tal and technological problems of which are related
to the fact that the theory of the p-n transition is built
Figure 4. Dependence of the Richardson current and the total in violation of the laws of non-equilibrium thermo-
ballistic current (Richardson) on the reduced voltage: a—cur- dynamics and that this is largely determined by the
rents in relation to the Richardson saturation current, b—ballistic distortion of Ideas, which the founders of electronics,
correction factor to the Richardson current.
Losev and Tauc, came to purely intuitively (the No-
Of course, there are limitingly measurable cur- bel laureates for the transistor themselves called the
rents, but they are by no means limited to reduced creator of Losev’s resistance transformer his father).
voltages of the order of the average thermal energy So, it was with the p-n junction, first created in
of electrons, which characterizes only Ohm’s diffuse silicon carbide and described in the 30s of the last
law. The minimum measurable currents are deter- century by Oleg Losev. Losev himself immediately
mined by the signal-to-noise ratio, which depends on intuitively realized that this was a current device.
the registration time: kT= U ⋅ J ⋅ ∆tmeasurement , and in And he was able to use it almost immediately: He
56
Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
created on it an LED, a photodiode, and a resistance above, within the framework of a truncated concen-
transformer, which the Nobel laureates called in tration-electric phenomenology, it is necessary to use
short (in English) a transistor and even a transistor an extended phenomenology supplemented by a heat
receiver. But the physics of the p-n junction and the flux [11-16].
description of the operation of the listed devices
based on the p-n junction were built by analogy with
a radio tube, which, in principle, is a field device.
Thus, when solving various problems for semicon-
ductor devices in the p-n junction, the cause-current
and the effect-voltage were rearranged. And the
prominent physicist Abram Fedorovich Ioffe did not
fully understand Losev then, who was half a century
ahead of modern electronics. But academician Ioffe, Figure 5. The traditional scheme for the transformation of ener-
gy bands of semiconductors with different types of conductivity
not like the current “luminaries” of science, achieved
upon their contact and the opening of the p-n junction formed in
the assignment of a candidate of physics and mathe-
this case when the i-region is irradiated with light.
matics to him. And only after almost 100 years, the
return to Losev’s current circuit made it possible to From the balance of thermodynamic flows J,
significantly improve the characteristics of semicon- the equality of the concentration force FN and the
ductor devices. electric force FE in the p-n junction naturally fol-
Tauc is another, Czech Corypheus, ahead of his lows. But we will not dwell on this refinement of the
time. He was the first, immediately after the libera- description of the photoelectric effect for the time
tion of Prague by the Soviet troops, to establish the being. The analysis of thermoelectric and thermionic
production of point transistors in Prague (formerly effects showed that from the general phenomenolo-
of the Bell Company). And he immediately discov- gy, strictly corresponding to the Curie theorem and
ered thermoelectric effects in the p-n junction and the principle of symmetry of the Casimir-Onsager
honestly described them. But then (and even now) kinetic coefficients, in the description of the p-n
thermoelectricity itself was stuck at the macroscopic, transition and, thereby, the photoelectric effect, the
purely diffuse level of describing the phenomenon temperature force FT is excluded from consideration
and classified Tauc’s results as anomalies. of thermodynamic flows J (Table 1).
The description of the generation of photo-EMF Table 1. Three private phenomenologies, traditionally using
in the p-n junction was also carried out for a field only two thermodynamic forces in three different branches of
device. Photo-EMF, in principle, was correctly as- Physics.
sociated with a potential barrier and an electric field E-T phenomenology Thermoelectricity
in it, as a force, but balancing only the concentration J =σ E + σ (S ∆T )
E J L F +L F
= E EE E EN N
J= ∏ J + K ∆T
T E J L F +L F
= T ET E TT T
J L F +L F
= N EN E NN N
of the production of local entropy helped to restore Table 1 shows the Phenomenologies underlying
the correct description of the physics of the p-n the incomplete description of a number of effects as
junction. It made it possible to understand that in Fragments of the General Phenomenology (for ther-
the p-n junction, described for the reasons noted moelectricity, the system of equations, in addition to
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
the canonical form, is also written using traditional gradient, which was associated with an empirical
coefficients: electrical conductivity σ, thermal con- coefficient due to the imperfection of materials.
ductivity Κ, Seebeck S and Peltier Π). The potential difference across the transition plates
At the same time, the standard band structure of is equal in this case to half the band gap. And the
the junction itself is modified, taking into account equality of concentration potentials corresponds to
the temperature force, and the energy diagram of the the Local Thermo-EMF and occurs, of course, only
equilibrium p-n junction is modified, which, with- with a heat flow through the transition (Figure 6c).
out taking into account the temperature force, gave, In this case, the current-voltage characteristic
as shown in Figure 5, the potential barrier value (CVC) of the p-n junction, of course, depends on the
approximately equal to the band gap of the semicon- temperature difference on its plates, which is deter-
ductor. Taking into account the temperature force, mined by the heat flux through the p-n junction. If,
in the absence of heat flux, the value of the potential in accordance with Losev’s theory, we take into ac-
barrier turns out to be equal to half the band gap count the primacy of the current in the p-n junction,
(Figures 6a-6b). And when it turns on the heat flow, then the contribution of the temperature force gives a
the value of the potential barrier will increase until a shift in the CVC, described by the formula:
tunnel breakdown occurs (Figure 6c). ∆JTh/ Ph = kTh// Ph ⋅OTh/ Ph (4)
where OTh/ Ph the energy flow through the p-n junc-
tion, and kTh// Ph the current coupling coefficient
in the p-n junction from the heat or light flux (for
light—the quantum yield at a given wavelength of
light).
There is a current-voltage characteristic shift,
similar to the photo-effect shift, but of the opposite
sign EMF (Figure 7).
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a stabilized but modulated heat flux is applied, the flows through the p-n junction, an area of positive
shift of the transition by a constant stabilized current currents arises in its I-V characteristic in the upper
leads to a change in the frequency response with left quadrant at negative voltages at the p-n junction,
its passage, in accordance with “Experimental and which, in full accordance with the concepts of gener-
Theoretical Expansion of the Phenomenology of ators (the simplest is an electric battery), is the area
Thermoelectricity” [12], through the Gaussian thermo- of generation of electrical energy due to the flow of
electric resonance, which is determined by the phase heat flowing through the transition (Figure 10).
reversal of the thermal signal (Figures 9a, 9b, 9c).
Figure 8. Experimental current-voltage characteristics of a p-n Figure 10. Experimental thermo-generator characteristics of p-n
junction with stabilized different heat fluxes through it. junctions and optimally doped silicon (for silicon, the optimal
EMF—μV is three orders of magnitude lower than that of p-n
junctions—mV).
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
oped detectors based on Local Thermo-EMF in sili- three times, since the diffuse Seebeck effect is used,
con junctions, the volt-watt sensitivity of which was i.e. friction is used squared. In this regard, Local
obtained three orders of magnitude higher than that thermo-EMF, using not diffuse, but ballistic effects,
of detectors based on the traditional macroscopic eliminates the friction multiplication, thereby making
Seebeck effect. it possible to approach the Carnot cycle. But thermo-
At the same time, the extended phenomenology electricity itself also demonstrates the Reverse Pro-
shows that there can be complex, three-phase effects cess—the flow of electrical energy (into an external
in the p-n junction, which makes it possible to opti- circuit) from a thermogenerator can, in principle, be
mize, in particular, the combination of local thermo- opposed to the flow of heat from a thermoelectric re-
electric effects with photoelectric effects in it. frigerator.
And in this regard, there is nothing supernatural
4. Reversible effects in the fact that with the help of Local thermo-EMF
it is possible to generate electricity both due to the
Since what differs from the generally accepted
flow of the body, and to generate a heat flow due to
one often “does not fit in the head” and is perceived
electric energy.
as erroneous or mystical, an ELEMENTARY expla-
In considering Local thermo-emfs, we have al-
nation is required for the material shown in Figure
ready started from the band diagram and from the
11 and Figure 12.
current-voltage characteristics, similar to those used
Reversible Processes, forbidden by the Second
to describe the photo-effect. And for the photo effect,
Law of Thermodynamics, connected with the trans-
the reverse effect used in LEDs is also well known.
formation of Chaos into Harmony (the impossibility
of this transformation in inanimate Nature), we will In principle, these both effects are also the imple-
not consider here [32-35]. mentation of the Heat Engine, simply because of the
“The law of non-decreasing entropy, or the so- high light temperature, which acts as a hot temper-
called physical meaning of the second law of ther- ature in the Carnot formula, it is believed that their
modynamics, was discovered by Rudolf Clausius Carnot coefficient is close to unity and, at the same
(1865), and its theoretical justification was given by time, all energy processes in the p-n junction can be
Ludwig Boltzmann (1870s).” fully described by the change in the electron energy
But we will consider not just Reverse Process- in the transition diagram. In practice, this is far from
es, such as a change in the sign of a mechanical or the case, and in terms of efficiency, photocells only
electrical force with a corresponding change in the approach the efficiency of an internal combustion
sign of movement, as in the same linear Ohm’s Law, engine. And the LEDs heat up so much that they
but we will consider exactly the Reverse Processes, even burn out with improper cooling. And when in-
which, in principle, are not prohibited by the Sec- direct-gap semiconductors are used as a material for
ond Law of Thermodynamics, but simply limited in these diodes, the efficiency also decreases further
effectiveness. The simplest examples are the con- due to the fact that the transition of an electron from
version of mechanical or electrical energy into heat, one energy level to another is carried out not only
which the Heat Engine has long “learned” to convert due to a quantum of light, but also due to thermal vi-
back into mechanical or electrical energy. And the brations of phonon atoms.
limit of effectiveness of this Reverse Transformation, Nevertheless, their principles of operation in an
as follows from the Second Law of Thermodynam- ideal diode can be described in the “language” of
ics itself, is determined by the Carnot cycle. One of light-electron.
these Thermal Engines is a thermoelectric generator, For a photodiode, as shown in Figure 7, the light
the efficiency of which, in principle, is determined flux shifts the current-voltage characteristics of an
by the same Carnot cycle, but in reality it is less than ideal diode. At the same time, in the photo-quadrant
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
marked in yellow, the current and voltage are in in the p-n junction near the critical voltage, only in
antiphase and the corresponding power is negative the form of light. For a real diode, for the reasons
(Figure 13). noted above, only a part of the power will be re-
leased in the form of light, and, at high currents, the
light will be extinguished. All the electrical power
consumed by the diode will be released as heat. Such
a current analysis of the light effect makes it possible
to clarify the description of the direct photo effect as
well. As shown in Figure 5, the photo effect, due to
the smallness of the photon momentum, is associ-
ated precisely with vertical transitions of electrons.
But the critical voltage of the light of the diode is
Figure 13. Anti-phase current and voltages give negative (gener-
reached when the spatial transition of electrons be-
ator) power both with the photo effect (blue color) and with the comes possible (Figure 3), which, at the same time,
Local thermal effect. strictly corresponds to the law of conservation of
momentum and does not require the participation of
As shown in Figure 13, we obtain a similar neg-
phonons in direct-gap semiconductors.
ative power peak for the thermal quadrant, where the
current and voltage are in antiphase (in experimental
Figure 10, the corresponding thermal power peaks
are shown positive for convenience). It is like a bat-
tery delivering positive power to an external circuit,
the current and voltage inside it are also in antiphase,
which corresponds to the removal of this power from
the battery to transfer it to the external circuit.
The light effect, the reverse of the photo effect,
has been studied quite well. Therefore, we will begin Figure 14. Schematic diagram of the description of the forward
the analysis of Reverse Effects with him. As was and reverse branches of the I-V characteristics (shown by circles,
customary in all Electronics, and analyze the light blue for the light effect, red for the Local thermal effect in the p-n
junction) by the current bias of the I-V characteristics of an ideal
effect as a field effect, determined by the achieve-
diode.
ment of a certain critical voltage on the p-n junction
on the direct branch of the CVC. But if we take into When the ideal diode is displaced by the current
account the linear relationship of different flows in the shutoff direction, the electrical energy con-
(formula 4), then the experimental CVC of the direct sumed by the diode in the initial section of the I–V
branch of the LED corresponds to positive current characteristic (Figure 12) will in fact similarly turn
displacements of the direct branch of its CVC, which into a heat flux, which, as in the light effect, corre-
corresponds to the expansion of the phenomenology sponds to the displacement of the I–V characteristic
of the description of the p-n junction when taking of the ideal diode, but in terms of the shutoff current
into account the light flux (Figure 14, on the right). (Figure 14, left).
So, taking into account the primacy of the cur- And in both considered cases, in the initial sec-
rent, it is possible to construct a differential I-V char- tions of the CVC, the parameters of the p-n junction
acteristic of an ideal diode, displaced, as in the case plates will determine on which plate the release of
of the photo effect, by the opening (of a different po- light or heat will occur more. And with an increase
larity) current, determined by the emitted light flux. in currents above certain critical ones, heat will be
So for an ideal diode, we will get the power released released purely ohmic-isotropically. And this is the
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boundary between flows and isotropic selection. photo effects, to find the maximum efficiency, one
Strict, quantitative consideration requires, as can limit oneself to three simplified systems of
shown above (Figure 6), taking into account the equation (6) and analyze the three-dimensional ther-
“Maxwell’s demon” in the initial CVC, taking into mo-voltage-ampere surface (Figure 15).
account that the equilibrium state of the p-n junc-
tion corresponds to a small temperature difference
between its plates. But this temperature drop is as-
sociated with specific details of the p-n junction and
will not be considered here. We only note the main
thing - a strict phenological description, developed,
in principle, for any number of independent forces
(J) and flows (F), as shown by studies on the NA-
NO-scale, requires taking into account not three
(as shown in Table 1), but four pairs of forces and
flows: electrical, concentration, thermal and light.
J E = LEE FE + LET FT + LEN FN + LEPh FPh
J N = LNE FE + LNT FT + LNN FN + LNPh FPh
(5) Figure 15. CVC expansion takes into account the temperature
JT = LTE FE + LTT FT + LTN FN + LTPh FPh force.
J Ph = LPhE FE + LPhT FT + LPhN FN + LPhPh FPh
In the general case, it is necessary to analyze a
where L is the corresponding 16 kinetic coefficients 4-dimensional thermo-photo-voltage-ampere surface.
related to each other, as follows from the “reversibil-
ity”—the reversibility of effects (Figures 13-14), by
5. Conclusions
the Onsager symmetry principle, which reduces the
number of independent kinetic coefficients to 10: The registration of the Effects, which were classified
J E = LEE FE + LET FT + LEN FN + LEPh FPh as quantum, as if by itself, implied their measurability.
Additionally, this was supported by hastily made Quan-
J N = LEN FE + LNN FN + LNT FT + LNPh FPh
(6) tum Statistics, which, as it were, fenced off the meas-
JT = LET FE + LNT FN + LTT FT + LTPh FPh
urability of Quantum Effects from its limitations by
J Ph = LEPh FE + LTPh FT + LNPh FN + LPhPh FPh Classical Thermodynamics (how loosely this was done
By solving this system for any flow (force) and will be shown in the chapter of my future work “Quan-
using the boundary conditions, one can obtain the tum Extension of Classical Representations” [36]). But,
maximum efficiency of electric power and heat flux even without the macroscopic parameters calculated
generation [11-13], or the maximum efficiency of light from the mystical Schrödinger wave functions, simply
generation. Moreover, it is possible to achieve the from the analysis of Newton’s Elementary Particle, it
maximum efficiency of the transistor and thereby re- is possible to obtain both their measurable diffuse light
duce its own noise level and increase its speed. quanta flux, and the measurable wave of coherent laser
Only in this case it must be borne in mind that light.
these are Local Kinetic coefficients that characterize Local—missed between macroscopic and micro-
a non-homogeneous material, an artificially created scopic NANO-effects, in this regard, were less fortu-
“Maxwell’s demon”—an element of a working na- nate, because they directly adjoined, and in thermoe-
no-structure, in particular, the ideal diode described lectricity they were determined by Thermodynamics
by us. and its limitations simply forbade their measurabili-
In semiconductor devices with weak light and ty. And these restrictions-prohibitions were lifted by
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Journal of Electronic & Information Systems | Volume 05 | Issue 01 | April 2023
Research-Physics & Space Science (GJSFR-A). т.1 (Russian) [The thermoelectric phenomena.
18(1), 1-8. Semiconductors in a science and engineering,
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Advanced Research in Physical Science. 4(12), ids. Cambridge University Press: Cambridge.
5-9. [23] Sze, S.M., 1981. Physics of semiconductor de-
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Space Science (GJSFR-A). 18(2), 59-64. semiconductor devices, Second Edition]. NTL Pub-
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2017. Локальные термоэлектрические эффекты [25] Ordin S.V., 2014. Баллистическая модель
в широкозонных полупроводниках(Russian) движения электронов над потенциальным
[Local thermoelectric effects in wide-gap semicon- барьером, ФТИ им. А.Ф. Иоффе, Российской
ductors]. Semiconductors. 51, 883-886. Академии Наук, Санкт Петербург, Россия
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07.44643.29 electrons over potential hill, PHTI of A.F. Ioffe
[16] Ordin, S., 2023. Foundations of polymer ther- of the Russian Academy of Sciences, St.-Peters-
moelectronics. Journal of Materials and Polymer burg, Russia]. Interstate Conference: Thermo-
Science. 3(1), 1-5. electrics and Their Application. p. 199-203. [cit-
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термоэлектричества, опубликовано (Russian) org/pubs/articles/11583.htm
[Achievements and Problems of Thermoelec- [26] Moyzhes, B., Pikus, G., 1973. Термоионное
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volume property and optimization of working pp. 532.
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ICT’97, XVI International Conference on Ther- and cancellation of the Richardson-Langmuir
moelectrics; 1997 Aug 26-29; Hotel Art’otel ban. Non-Metallic Material Science. 3(1), 15-
Dresden. USE: IEEE. p. 96-97. 23.
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ity and reality are local Thermo-EMFs. Global Conference on Thermoelectrics; 2002 Aug 25-
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Space Science (GJSFR-A). 18(2), 59-64. IEEE.
[20] Ordin, S., 2012. НАНО или новый образ [29] Ordin, S.V., Sokolov, I.A., Zjuzin, A.J. (editors),
мышления, опубликовано (Russian) [NANO 2006. Термоэлектрические процессы в p-n
or a new way of thinking]. Nanotechnological переходах (Russian) [Thermoelectric processes
Society of Russia. Available from: http://rusnor. in p-n junctions]. Works of X Interstate Semi-
org/pubs/articles/7556.htm nar: Thermoelectrics and Their Application, A.F.
[21] Stilbans, L.S., 1957. Термоэлектрические Ioffe PhTI of the Russian Academy of Sciences;
явления. Полупроводники в науке и технике, 2006 Nov 14-15; St.-Petersburg. p. 41-47.
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[30] Ordin, S.V., 2020. Local (NANO) thermoelec- Society of Russia. Available from: http://rusnor.
tric effects. The Journal of Modern Technology org/network/social/user/10216/blog/3877/
and Engineering. 5(1), 107-109. [34] Ordin, S., 2022. Степени Гармонии Природы,
[31] O r d i n S . V. ( e d i t o r ) , 2 0 1 5 . О п т и ч е с ка я опубликовано (Russian) [Degrees of harmony
методика измерения локальных термо-ЭДС, of nature]. Nanotechnological Society of Russia.
ФТИ им. А.Ф.Иоффе Российской Академии Available from: http://rusnor.org/network/social/
Наук, Санкт Петербург, Россия (Russian) user/10216/blog/3894/
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mo-EMF, PHTI of A.F.Ioffe of the Russian ics. International Journal of Physics and Mathe-
Academy of Sciences, St.-Petersburg, Russia]. matics. 5(1), 15-19.
Interstate Conference: Thermoelectrics and DOI: https://doi.org/10.33545/26648636.2023.
Their Application. p. 234-237. v5.i1a.46
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models. Lambert: London. pp. 82. of quantum statistics. Science Set Journal of
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zation of the state of matter]. Nanotechnological cle1682576762.pdf
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