LRFD For Large-Diameter Bored Piles in Egypt
LRFD For Large-Diameter Bored Piles in Egypt
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1
Assistant Professor and Program Director, Civil Engineering Dep’t, Faculty of
Engineering, the British University in Egypt, Cairo-Suez Road, Al-Sherouk City,
Egypt, 11837. E-mail: [email protected]
2
Research Assistant, Civil Engineering Dep’t, El-Mataria Faculty of Engineering,
Helwan University, Cairo, Egypt, 11790. Email: [email protected]
ABSTRACT: The main goal of this study is to implement the Load and Resistance
Factors Design (LRFD) approach for large-diameter bored piles considering the use
of various static analysis methods available in the AASHTO specifications and the
Egyptian code of practice. Exclusively, reliability-based LRFD resistance factors
were calibrated for the O’Neill and Reese (1999), the ECDF (2001), and the Brown et
al. (2010) methods using a wide range of soil types –knowing that these design
methods are used in the current AASHTO specifications, the 2001 Egyptian code, and
the 2010 FHWA design manual for deep foundations, respectively. The analysis was
based on a newly developed national electronic database that consists of information
from more than 90 static load tests. From the main findings, the values of the
resistance factors for the 2001 ECDF method ranged from 0.86 to 0.41. However, the
2010 FHWA method generally provided higher efficiency compared with the 2007
AASHTO method as well as the 2001 ECDF in sand, clay, and mixed soils.
INTRODUCTION
Bored pile (or drilled shaft) foundations are frequently used in Egypt and the
Middle east to support bridge structures and their capacity is typically estimated using
static and dynamic analysis methods. For a selected static method, the pile design
may be achieved using the Working Stress Design (WSD) approach, Limit State
Design (LSD), or the Load and Resistance Factor Design (LRFD) approach.
Generally, engineers assumed the Factor of Safety (FS) of the WSD based on
different levels of control in the design and construction stages. Particularly for deep
foundations, experience and subjective judgment are greatly important for selecting
the appropriate FS (Paikowsky et al., 2004). However, it has long been recognized
that pile designs based on the WSD approach cannot ensure consistent and reliable
performance of substructures (Goble, 1999). This major drawback of the WSD stems
from ignoring various sources and levels of uncertainties associated with loads and
capacities of deep foundations, causing highly conservative FS to be used (Paikowsky
et al., 2004). As stated by Becker and Devata (2005), loads and capacities are
probabilistic and not deterministic in nature. Thus, artificial FS should be replaced by
a probability-based design approach such as the LRFD which better deals with
geotechnical designs.
With the trend toward the increased use of LRFD, codes in America and Europe
have included the implementation of limit state approach for geotechnical designs
over the past several years. In the United States (U.S.), significant efforts have been
directed towards development and application of the LRFD approach in geotechnical
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Qs = ∑ fs As
where fs represents the pile ultimate shaft friction as shown in Table 1 and related to a
corresponding value of settlement of about 5 mm to 10 mm regardless of the pile
diameter; and As is the pile shaft surface area, which is calculated by neglecting a
distance D, which represents the pile diameter, above the pile tip. For the total end-
bearing resistance, Qb, the amount of load can be calculated as:
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Qb = fb Ab
where fb represents the pile ultimate base resistance as shown in Table 2 and related
to a corresponding settlement corresponding to 5% of the pile diameter; and Ab is the
pile cross-sectional area at the tip.
Table 1. Skin friction using the 2001 ECDF Method
Soil type N-value Depth (m) fs (kPa)
< 10 n/a n/a
0 to 2 0
10 to 20 2 to 5 30
> 5 50
Cohesionless 0 to 2 0
soils 20 to 30 2 to 7.5 45
> 7.5 75
0 to 2 0
> 30 2 to 10 60
> 10 100
Su fs (kPa)
25 25
Cohesive soils
100 40
200 50
Table 3 presents the general design equations used to estimate the tip and side
resistance of drilled shafts for different soil conditions. Details of application of these
equations in the 2007 AASHTO and the 2010 FHWA methods can be found in
O’Neill and Reese (1999) and Brown et al. (2010), respectively. Regarding the format
of the design equations, there is no difference between the 2007 AASHTO and the
2010 FHWA methods. The differences between the two design methods lie in the
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way to evaluate the parameters in these design equations, which are summarized in
Table 3. The major change in the 2010 FHWA method is the estimation of side
resistance coefficient β in cohesionless soil. In the 2007 AASHTO method, the β is
solely depth dependent and it neglects the influence of soil type and stress history;
while the β in the 2010 FHWA method is able to account for soil strength and in-situ
state of stress and thus allow a foundation engineer to design a drilled shaft on the
basis of site-specific ground conditions. Yu et al. (2012) developed resistance factors
for FHWA method within the range of 0.6.
Instead, another group was included in the analysis which combined all the available
35 SLTs for large-diameter bored piles in EGYPT database, and namely “All piles” –
since the database variations in terms of soil and pile conditions are limited.
Table 3. Design equations of the 2007 AASHTO and the 2010 FHWA methods
Soil type Sort Equations 2007 AASHTO method 2010 FHWA method
z (ft); coeff. is limited to 0.25 ≤ β ≤ 1.2 σ
β = (1 − sinϕ ) tanϕ
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In EGYPT database, the ultimate load capacity (Qult) of all the bored piles was
defined from the measured load-displacement curve using the Chin’s method (Chin,
1970). In Chin’s method, shown in Figure 1, a straight line between ∆/Qva and ∆ is
plotted where ∆ is the displacement and Qva is the corresponding load. Then, the Qult
is equal to 1/C1, where C1 is explained in the figure. This method was selected herein
because it was indicated by Abdelrahman et al. (2003) that the most convenient
methods for the local practices, which give reasonable results, are Chin’s, Decourt’s,
and Hansen’s methods (more details on the methods in Bengt, 1980). This is due to
the fact that such methods use regression analysis for predicting the failure load, and
can reach results without loading the test piles to failure – which is a repeated case in
Egypt when dealing with large-diameter bored piles due to their large capacity.
However, other methods such as Davisson’s (see Bengt, 1980) need the pile to be
loaded to failure or the load-displacement curve should be extrapolated.
Calibration Method
The FOSM was selected to develop the resistance factors for the design of large-
diameter bored piles in Egypt. Knowing that the available FOSM equation is based on
the assumption of lognormal distribution for the Probability Density Functions
(PDFs) of loads and resistances, it was important to first examine the PDFs of
different data groups in EGYPT database to make sure that they follow the lognormal
distribution. In this study, the Anderson-Darling (AD) with 95% Confidence Interval
(95% CI) statistical test was used to check the log-normality of the PDFs.
Goodness-of-Fit
Each data set (or PDF) is represented by the mean bias ratio between the measured
and calculated resistances (Ksx) obtained for the bored piles embedded in the three
main soil groups (i.e., sand, clay, and mixed) as well as the All piles group, where the
calculated resistance was found from a chosen static method out of the three methods
addressed in this study. As indicated in Figure 2, the AD and the 95% CI tests
confirmed by providing lower AD coefficient and higher p-value that the lognormal
distribution best-fits the probability distribution for the resistances of 35 piles
calculated using the 2001 ECDF method in the All piles group. The AD test was
conducted and summarized in Table 1 for probability distributions obtained from
resistances calculated using other static analysis methods in sand, clay, mixed
profiles, as well as the All piles group. From Table 1, it can be seen that the lognormal
distribution best-fits all the PDFs. Furthermore, Figure 3 shows the normal and
lognormal frequency distributions for all the PDFs representing the piles resistances
calculated using the three static methods for the All piles group. As seen from the
lognormal distributions in the figure, the 2010 FHWA method provides the closest
conservative mean to unity, while the 2007 AASHTO method provides the smallest
standard deviation in comparison to other static methods. Also, 2001 ECDF method
provided a relatively high scatter and standard deviation.
90 90
Probability
Probability
C ulative Probability
Cumulative Probability
80 80
70 70
60 60
50 50
Cumulative
Cumulative
40 40
30 30 Goo dness of Fit Tes t
20 20 Normal
AD = 0.785
10 10 P-Value = 0.038
5 5 Lognormal
AD = 0.253
P-Value = 0.714
1 1
0 1 2 3 1 10
Ksx = SLT (Chin) / 2001 ECDF Ksx = SLT (Chin) / 2001 ECDF
Figure 2. Goodness-of-fit tests for the 2001 ECDF method in the All piles group
20 20
Normal
Variable Mean St. Dev N
2010 FHWA 1.10 0.41 35
15 2001 ECDF 1.44 0.65 35 15
2007 AASHTO 0.86 0.35 35
10 10
5 5
0 0
0 1 2 3 4 5 0 1 2 3 4 5
Ksx = SLT (Chin) / Static Method Ksx = SLT (Chin) / Static Method
Figure 3. Normal and lognormal PDFs for Ksx of methods in the All piles group
Table 4. Goodness-of-fit tests for all static methods in different soil groups
Anderson-Darling Normality Test
Soil
N Static Method P-value AD P-value AD
Type Normal Normal Lognormal Lognormal CV Best Fit
13 2010 FHWA 0.081 0.624 0.226 0.454 0.70 Lognormal
Sand 13 2001 ECDF 0.083 0.62 0.498 0.318 0.70 Lognormal
13 2007 AASHTO 0.012 0.943 0.103 0.585 0.70 Lognormal
10 2010 FHWA 0.375 0.359 0.335 0.378 0.69 Normal
Clay 10 2001 ECDF 0.762 0.223 0.804 0.21 0.69 Lognormal
10 2007 AASHTO 0.618 0.263 0.632 0.258 0.69 Lognormal
12 2010 FHWA 0.04 0.735 0.221 0.455 0.70 Lognormal
Mixed 12 2001 ECDF 0.309 0.398 0.778 0.222 0.70 Lognormal
12 2007 AASHTO 0.027 0.799 0.092 0.6 0.70 Lognormal
35 2010 FHWA <.005 1.184 0.277 0.439 0.73 Lognormal
All
35 2001 ECDF 0.038 0.785 0.714 0.253 0.73 Lognormal
piles
35 2007 AASHTO <.005 1.664 0.019 0.889 0.73 Lognormal
Resistance Factors
Table 2 summarizes the calibrated LRFD resistance factors for different pile design
methods in three soil types. The table includes the statistical parameters that were
used in the analysis such as the sample size (N), mean bias (λ), standard deviation (σ),
and the Coefficient of Variation (COV) for each data group. For redundant pile
groups, the results presented in Table 1 indicate that the highest resistance factor (φ)
7
Geo-Congress 2014 Technical Papers, GSP 234 © ASCE 2014 907
in sand soils was obtained for the 2010 FHWA method, followed by 2001 ECDF and
2007 AASHTO methods, with φ values equal to 0.53, 0.41, and 0.36, respectively. It
is also clear from Table 1 that the highest φ in clay soils was for the 2001 ECDF
method with a value equals to 0.86, followed by 2010 FHWA, and 2007 AASHTO, in
that order, with φ values equal to 0.54 and 0.48, respectively. For mixed soils, the
2001 ECDF was still providing the highest φ which corresponds to 0.70, and then
came the 2010 FHWA and 2007 AASHTO methods, in that order, with φ values
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equal to 0.59 and 0.42, respectively. Table 1 also summarizes the LRFD resistance
factors calculated for the All piles group (the data set that combines all the 35 load
tests). It can be noticed from Table 1 that the highest φ in the All piles group was for
the 2001 ECDF method which corresponds to 0.57, followed by the 2010 FHWA and
2007 AASHTO methods, in that order, with φ equal to 0.52 and 0.38, respectively.
For non-redundant pile groups, it was found that the resistance factors were reduced
by an average of 30%. Nevertheless, it is important to highlight the fact that higher
resistance factors do not provide a true indication of the efficiency and economy of
the design, as the different static methods lead to different nominal pile capacities. In
order to compare the efficiency of different static methods relative to the actual pile
behavior, the efficiency factors defined as φ/λ were calculated. The φ/λ factor ranges
from 0 to 1.0, where higher φ/λ correlates to higher efficiency methods. In Table 1,
the φ/λ factors are summarized and it was found that the 2010 FHWA method is most
efficient, followed by 2007 AASHTO and 2001 ECDF methods.
Table 5. Summary of the resistance factors for static methods in all groups
Soil Static Analysis Mean St. β=2.33 β=3.00
N COV
Type Method (λ) Dev. φ1 φ/λ2 φ φ/λ
13 2010 FHWA 0.97 0.29 0.30 0.53 0.54 0.41 0.42
Sand 13 2001 ECDF 1.06 0.49 0.47 0.41 0.38 0.29 0.27
13 2007 AASHTO 0.68 0.21 0.32 0.36 0.53 0.28 0.41
10 2010 FHWA 1.05 0.34 0.32 0.54 0.52 0.42 0.40
Clay 10 2001 ECDF 1.58 0.47 0.30 0.86 0.55 0.67 0.43
10 2007 AASHTO 0.92 0.30 0.32 0.48 0.52 0.37 0.40
12 2010 FHWA 1.32 0.52 0.39 0.59 0.45 0.44 0.34
Mixed 12 2001 ECDF 1.73 0.76 0.44 0.70 0.40 0.51 0.29
12 2007 AASHTO 1.01 0.44 0.43 0.42 0.41 0.31 0.30
35 2010 FHWA 1.11 0.42 0.37 0.52 0.47 0.39 0.35
All
35 2001 ECDF 1.44 0.65 0.45 0.57 0.39 0.41 0.28
piles
35 2007 AASHTO 0.86 0.35 0.41 0.38 0.44 0.28 0.32
1
LRFD geotechnical resistance factor for EGYPT database; and 2 Corresponding efficiency factor.
analyses conducted for the piles in sand, clay, and mixed soils.
0.0 1.0 2.0 3.0 4.0 5.0 0.0 1.0 2.0 3.0 4.0 5.0
1.0 1.0
All Piles 2010 FHWA 2010 FHWA
All Piles
2001 ECDF 2001 ECDF
0.6 0.6
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0.4 0.4
0.2 0.2
2.33 2.33
0.0 0.0
0.0 1.0 2.0 3.0 4.0 5.0 0.0 1.0 2.0 3.0 4.0 5.0
Reliability Index (β) Reliability Index (β)
Figure 4. Resistance and efficiency for a wide range of β in All piles group
0.80 0.60
Mixed
0.60 0.55
0.40 0.50
2001 ECDF method Sand
0.20 Clay 0.45
(a) Mixed (b) 2001 ECDF method
0.00 0.40
1.5 2.0 2.5 3.0 3.5 4.0 0.3 0.5 0.7 0.9 1.1
DL/LL Ratio γDL/γLL Ratio
Figure 5. Resistance variation with changing the DL/LL and the γDL/γLL ratios
Although the AASHTO specifications provided values for the load factors, the
loads mean bias, and the loads standard deviation; however, the Egyptian code did
not indicate any of them except for the load factors (Egyptian code uses γDL = 1.4 and
γLL = 1.6). Hence, conducting a sensitivity analysis to determine the effect of
changing the aforementioned parameters that are needed in the FOSM equation, on
the resistance factors is believed to beneficial. The static method selected in this
analysis was the 2010 FHWA method, since it is the method which provided the
highest efficiency, and the change in the resistance factors with respect to changing
the ratio between the dead load factor and live load factor (γDL/γLL ratio) was plotted
using data groups in sand, clay, and mixed soils. The range of the γDL/γLL ratio was
determined to cover the AASHTO and the Egyptian codes. As shown in Figure 5(b),
it was found that changing the γDL/γLL ratio has significantly affected the resistance
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10
ACKNOWLEDGEMENTS
The study was conducted as part of an ongoing researches to development the
LRFD procedures for bridge deep foundations in Egypt. The authors express gratitude
for the support received by Prof. Dr. Fatma A. Baligh who helped in the data
collection process. Finally, thanks to SAAB EGYPT Engineering Consulting Office
(Prof. Dr. Sayed Abdel-Salam) for providing necessary funds for this research.
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