1 s2.0 S2092678223000195 Main
1 s2.0 S2092678223000195 Main
a r t i c l e i n f o a b s t r a c t
Article history: As the reduction of greenhouse gas emissions has become an important issue, measures and devices to
Received 24 January 2023 reduce energy consumption are in increasing demand. In this study, the potential energy saving due to
Received in revised form the application of air lubrication technology in merchant ships is analyzed. We propose a simplified
12 April 2023
empirical model, covering three different air lubrication technologies, based on the experimental results
Accepted 15 April 2023
and assumptions taken in the existing studies. The bottom surface area covered with air is important for
Available online 1 May 2023
the efficiency of the air lubrication system, according to the sensitivity analysis. From the global fleet
analysis, net-percentage power saving varies according to the operational profile as well as the tech-
Keywords:
Air lubrication system
nology. Net-percentage power savings of 2e5% from air bubble, 8e14% from air layer, and 16e22% from
Drag reduction air cavity technology were obtained assuming calm-water conditions. The methodology can be adopted
Energy saving in early design stage and fleet-wide analyses of various energy-saving measures.
Fleet-level analysis © 2023 Society of Naval Architects of Korea. Production and hosting by Elsevier B.V. This is an open
Ship transportation access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
1. Introduction wetted surface area of the vessel through lubrication between the
water flow and the hull surface.
Along with the acceleration of global warming, the international Mitsubishi Heavy Industry first installed its air lubrication system
community is paying keen attention to greenhouse gas emissions. (MALS) on a newly built ship and showed up to 12% net energy
The International Maritime Organization (IMO) released an initial savings in a sea trial of a module carrier (Mizokami et al., 2010). As
strategy, which aims to reduce greenhouse gas emissions by at least the nominal thickness of the air layer that forms on the bottom of the
50% in shipping by 2050 compared to 2008 levels and reduces hull increases, it has also been confirmed that net energy savings
emissions in stages as soon as possible, at Marine Environment increase as well. In a subsequent study, Kawabuchi et al. (2011)
Protection Committee (MEPC 72) in 2018 (IMO, 2018). In addition, analyzed the distribution of air bubbles on the hull surface and its
IMO adopted EEXI (Energy Efficiency eXisting Ship Index) and CII effect on propeller performance using CFD. Silverstream developed
(Carbon Intensity Indicator) as direct and short-term measures for an air carpet technology that covers the entire bottom of the ship by
this (IMO, 2021). In response to this international trend, various injecting micro bubbles from air release units, and it was confirmed
types of energy-saving devices and measures have been studied that a net energy reduction of about 4% could be achieved from
and applied to ships (Bouman et al., 2017; Zhang et al., 2021). actual operations of 40 k DWT tanker (Silberschmidt et al., 2016). In
Air Lubrication Systems (ALS) have been proposed as a prom- Lee et al. (2017), they observed results from model tests, sea trials,
ising energy-saving technology that can effectively lower fuel and in-service data from two ships fitted with air-lubrication sys-
consumption and greenhouse gas emissions from ships. Frictional tems (SAVER) made by Samsung Heavy Industry (SHI). As a result, in
resistance generally accounts for the largest portion of a ship's total the case of a heavy cargo carrier, power savings of 8.8% were esti-
resistance, especially in slow-moving ships, where it can account mated in the sea trial results, and on the basis of long-term trip data,
for more than 80% of the total. Air supplied from ALS to the bottom power savings of roughly 4e5% were recorded for a LNG carrier. In
of the hull can reduce frictional resistance by reducing the effective the meantime, Damen group unveiled the Air Chamber Energy
Saving (ACES) system, which uses a chamber-shaped design on the
bottom of the hull to create a cavity where air is supplied to prevent
water from coming into contact with the lower hull surface (Pavlov
* Corresponding author.
et al., 2020). According to several investigations (ABS, 2019; Gebraad
E-mail address: [email protected] (Y.-R. Kim).
Peer review under responsibility of The Society of Naval Architects of Korea. et al., 2021), there have been about 50 ships with air lubrication
https://doi.org/10.1016/j.ijnaoe.2023.100530
2092-6782/© 2023 Society of Naval Architects of Korea. Production and hosting by Elsevier B.V. This is an open access article under the CC BY license (http://
creativecommons.org/licenses/by/4.0/).
Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
systems installed by 2021, including some test cases, and interest in stress. At the same time, the effective viscosity is reduced due to an
the technology continues to increase considering recent orders. increase in void fraction, which consequently serves to suppress the
Many previous studies have looked at the applicability and turbulence of the flow and reduce skin friction (Park and Lee, 2018;
performance of air-lubrication systems for certain ship cases based ABS, 2019). As the injected air flux increases from this state, a
on model tests, sea trials, or CFD. On the other hand, some studies transition occurs in which the air bubbles and the air layer coalesce
have suggested a simplified method for estimating energy savings with each other in the gas-liquid mixture. When sufficient air is
in the air lubrication system. Ma €kiharju and Ceccio (2011), and injected into the near wall region of the turbulent boundary layer,
Ma €kiharju et al. (2012) established a method of calculating the the air is aggregated with each other to form a continuous air layer
energy economy of the air lubrication system using experimental separating the hull surface from the water flow. It was found that
data and presented the energy-saving results based on the such a developed air layer, so-called ALDR can significantly reduce
assumption of various situations for the U.S. Great Lakes vessel. frictional resistance compared to bubbly flow (Ceccio, 2010; Elbing
Comer et al. (2019) applied a similar method to perform an analysis et al., 2013). PCDR reduces frictional resistance by injecting air into
on route-based fuel and emission reduction of the three ships a recess or cavity at the bottom of the hull to separate the lower part
installed with ALS. of the hull from water (Lay et al., 2010). A typical hull design for
In this study, a simplified model, capable of applying different PCDR consists of a slightly downward sloping closure downstream
types of ALS considering various ship types and profiles, is pre- from the starting wall of the cavity into which air is injected, which
sented. Through the suggested model, this study aims to assess the forms a partial cavity to trap the air. This drag reduction effect by
impact of ALS on different ship types and obtain knowledge to help the cavity air layer is associated with the design of the bottom
reduce maritime emissions. The suggested model is intended for cavity and the continuous injection of air to maintain a stable air
early-design estimations, fleet-wide studies, and similar applica- layer (Wu and Ou, 2019).
tions where quick calculations requiring limited input are desired. To analyze the impact of an air lubrication system on the speed-
The underlying idea for the simplified method is that the layer of air power performance of a ship and to get insight into the optimal hull
produced by the air lubrication system reduces frictional resistance design and arrangement of the air lubrication system, several
by covering a portion of the hull's surface area with air, or air methods such as a model test, full-scale measurements, and CFD
bubbles. In order to enable the evaluation of the effectiveness of air computation are typically used. Fig. 1 presents the net-percentage
lubrication technology for ships with different design characteris- power savings of each air lubrication system collected from these
tics and operating profiles, the aforementioned simplified empirical studies as a horizontal box plot, along with a scatter plot of the
approach is adopted. The model has been established based on collected data. Several studies have used various metrics such as fuel
previously published experimental results and various information consumption, gas emission, drag reduction, and power saving, but
found in open literature, and throughout this paper, the calculation since net-percentage power savings defined in Eq. (1) will be used as
process and basic assumptions are explained. It includes three a performance metric of ALS throughout this study, only the results
types of air lubrication: air bubble, air layer, and air cavity. that can estimate such value are presented here, and the detailed
In Chapter 2, the general concepts and different types of air sources are presented in Table A.1 in appendix A. Although each
lubrication systems are presented, and relevant studies used to experiment was classified and listed by ALS type, some experiments
develop the simplified method are also introduced. In the following may correspond to a transitional region depending on the injected
chapter, the background of the various formulas employed in the airflow. According to the 25%e75% quartile ranges corresponding to
model to calculate the potential savings of an air lubricating system both ends of the box, BDR indicates a net-percentage power saving of
is discussed. Additionally, by comparing the results of the model about 3e6%, ALDR of 4e12%, and PCDR of 16e22%. It is clear that
with those of other studies, the overall properties and performance there are scatters in any type of air lubrication because the effec-
are demonstrated. Chapter 4 presents the research outcomes based tiveness of power savings is highly dependent on the operational
on the model that has been established. Here, parametric studies are profiles of the ship, the details of the air lubrication arrangement,
performed on the main factors of an air lubrication system, and and the experimental setup.
potential power savings for the global fleet in calm water and a
specific vessel in the real sea are evaluated. The last chapter presents
the conclusions obtained from the study and proposes future works.
2. Background
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
RT V
PB ¼ (2)
hT 3.1.2. Power saving by the air lubrication
The air lubricating device serves to reduce the resistance of the
where PN is net-percentage power saving, Psave is power saved by air area covered with air on the bottom surface among the frictional
lubrication system; it can be replaced by Psave,wc if there is an in- resistance generated from the fluid surrounding the hull during
fluence of weather, Pcons is power consumed by air compressor, Pnet ship operation. Therefore, the power that can be saved from the air
is net power saving by air lubrication system, PB is total brake po- lubrication can be calculated by simply taking into account the
wer, RT is total resistance in real sea conditions, hT is overall effi- power due to the frictional resistance generated by the wetted
ciency, and V is ship speed. surface area, the proportion of the air covered area to the total
The total resistance in real sea conditions can be simply wetted surface, and the drag reduction achieved by the air covered
expressed as Eq. (3), and it is considered as the sum of the calm area, as shown in Eq. (4).
water resistance and the additional resistance caused by wind and
waves. Here, it is possible to estimate each of the resistance com- Aa
Psave ¼ PF DR (4)
ponents that make up the ship's total resistance using established Aw
empirical methods, and the methods used in this study are listed in
Table 1. where PF is the power required to overcome the frictional drag, DR is
frictional drag reduction fraction due to air lubrication, Aa is air
RT ¼ RCalm þ RWind þ RWave (3) covered area at the bottom surface, and Aw is wetted surface area.
As in Eq. (5), the power needed to overcome the frictional drag
where RCalm is total resistance in calm water conditions, RWind is can be obtained by multiplying the total brake power by the
Table 1
Estimation of resistance components using empirical methods used in the study.
Component Method
RCalm Holtrop-Mennen (Holtrop and Mennen, 1982), Hollenbach (Hollenbach, 1998), Guldhammer (Guldhammer and Harvald, 1974; Kristensen and Lützen, 2012),
Oortmerssen (Van Oortmerssen, 1971; Helmore, 2008)
RWind Blendermann (Blendermann, 1996), Fujiwara (Fujiwara, 2006), STAJIP (ISO, 2015)
RWave Combined Method (Kim et al., 2022b)
hT Kristensen (Oosterveld and Van Oossanen, 1975; Kristensen and Lützen, 2012), Birk (Birk, 2019)
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
RF
PF ¼ PB (5)
RT
1
RF ¼ rw Aw CF V 2 (6)
2
0:075
CF ¼ (7)
ðlog 10 Rn 2Þ2
surface of LNG carriers or cruise ships was less than 0.5% of the
total. In this study, the influence of appendages for all ALS types is 8
ignored for simplicity, and in the case of PCDR, it is assumed that >
> 0:8227Cb 0:201 T=Td ¼ 1:0
<
there is a newly built ship with proper design alterations for the Ab 0:8449Cb 0:1927 T=Td ¼ 0:9
¼ (9)
cavity form. By ignoring appendage drag for the ALS, it is in fact Aw > > 0:871Cb 0:1834 T=Td ¼ 0:8
:
assumed that great care has been taken to design the ALS in a 0:8942Cb 0:1698 T=Td ¼ 0:7
careful way.
Among the wetted surface areas under the waterline of a ship, where Ab is bottom surface area of a ship, Cb is block coefficient, T is
the air covered area, which can be expected to reduce frictional sailing draught, and Td is design draught.
resistance by the air lubrication system, is expressed in the form of Meanwhile, the arrangement of the air release device and the
Aa/Aw as shown in the following Eq. (8) to facilitate calculation in hull bottom design of the specific ship may affect the air covered
this study. Here, wetted surface area, bottom area, and air covered area. Kim et al. (2021) found that the reduction rate of frictional
area are defined as shown in Fig. 2. The area that can be covered resistance gradually increased as the air injection holes were placed
with air bubbles or layers increases as the flat bottom surface of the wider in the width direction, and Park and Lee (2018) reported that
hull increases. This implies that the potential energy saving from it was more effective to inject air distributedly in multiple locations
the air lubrication grows. than in a single injection location. In this regard, it is important to
The bottom area of a ship can be estimated from the particular appropriately arrange the injectors to increase the covering area of
hull shape of the ship, but as it is nearly impossible to get air at the bottom of the hull as much as possible. Based on the result
comprehensive hull shape data for ships at the fleet level, this study in Wu and Ou (2019), 0.84 was used as a ratio of air covered area to
proposed regression equations to estimate the bottom area of a ship the bottom area (Aa/Ab) in this study. However, this value can be
(refer to Eq. (9)). They have been developed based on 22 ships with changed as needed depending on each ship's ALS configurations.
various hull shapes (refer to Table A.2 in appendix A), and presented Fig. 4 depicts the boundaries for three drag reduction regions
the ratio of bottom surface area to wetted surface area (Ab/Aw) ac- based on flow rate in the air bubble injection experiment on the flat
cording to draught ratio (T/Td) and block coefficient (Cb) as illus- plate as given in Elbing et al. (2008). According to the flow rate, I
trated in Fig. 3. Here, Cb is based on the design draught of the ship. It represents the BDR region, II the transitional region between the BDR
is obvious that the Ab/Aw rises as Cb increases, and the Ab/Aw of the and ALDR, and III the ALDR region. The transitional gas injection rate
ballast condition is higher than that of the laden condition. For bulk for BDR (qtrans) and the critical gas injection rate for ALDR (qcrit) are
carrier and tankers with normally blunt hull shapes, the flat bottom indicated by the vertical lines in the figure. In region I, when air is
area tends to be bigger, whereas, for container ships and ferries injected into the bottom surface of the hull, the flow of air-liquid
with typically slender hull shapes, it tends to be smaller. mixture predominates at the turbulent boundary. As the air flux
gradually increases, some air bubbles are combined to form a partial
air layer, and a transition in which the mixed flow and the air layer
Aa A Aa
¼ b (8) coexist occurs (qtrans). Here, in region II, as the air flux increases, the
Aw Aw Ab
frictional drag reduction starts to rapidly increase from 20% to 80%.
When the air flux exceeds the critical value (qcrit), a continuous air
layer is completely developed, and the drag reduction is 80% or more.
The drag reduction values shown in Fig. 4 were measured at a
location of 6.05 m in the streamwise direction from the air injector
at the bottom of the plate, which is approximately half the length of
the entire plate. In fact, as the bubbles move toward the down-
stream direction, the sizes of the bubbles change due to the co-
alescences and splits or the bubbles escape from the near wall
boundary layer, thereby reducing the drag reduction effect
Fig. 2. Bottom-up view showing air covered area, bottom area, and wetted surface area (Kodama et al., 2005; Elbing et al., 2008; Verschoof et al., 2016). In
of a ship. some studies, endplates were installed along the entire length to
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
n1 !
m_ g n P2 n
Pcomp ¼ P 1 (11)
hc r1 1 n 1 P1
Fig. 5. The volumetric air flux per unit span required for different air lubrication techniques according to the flow speed. The figure is adapted from M€akiharju et al. (2012) with
minor modifications.
fully developed. It can be confirmed that the rough surface requires at the transition gas injection rate of BDR, and the gas flux neces-
additional gas flux to achieve the same extent of frictional drag sary to accomplish ALDR and PCDR was then applied as demon-
reduction as on the smooth surface. In the case of PCDR, it is strated in the study of Ma€kiharju et al. (2012). Here, the gas flux of
separated into the gas flow necessary to establish or maintain the ALDR was selected using the regression equation of the rough plate
cavity, and the required airflow of them is significantly different assuming that the surface of the hull would be somewhat rough
(Ma€kiharju et al., 2013). Since the gas flux needed to maintain the rather than completely smooth. Instead of using the establishment
cavity is less than half that needed to generate it and is almost gas flux of PCDR, maintenance was employed since it was assumed
identical to the gas flux needed for the BDR, hence the power used that keeping a cavity using an air lubricating system during the
by the compressor for the PCDR is actually very little. voyage would be more common. In this model, it is assumed that
According to Makiharju et al. (2010), in the flat plate experi- the air lubrication system is automatically controlled, such as the
ment, the air cavity did not easily reach the beach (end of the volume gas flux according to the flow speed shown in Fig. 5, and
closure) at a lower flow speed, and the flow in the cavitation tunnel that the system automatically shuts off if the compressor consumes
fluctuated with overshooting the beach at a higher speed. There- more power than the saving power or if it is outside the operating
fore, the corresponding study used a range of flow speeds showing speed range.
a stable flow rate change while the closure area can be completely The curve fits for volumetric air flux per unit span (q) for BDR at
filled with air, and this limited range is also applied in this study as the transitional gas injection rate are as follows:
shown in Fig. 5. Similar experimental results can be found in other
studies. More power was required to maintain the air cavity than qBDR ¼ 0:008V 0:0405 5:5 < V < 12:5 (15)
not lubricating in some low-speed conditions, and if the flow is too The curve fits for volumetric air flux per unit span for ALDR on a
low, the water might re-attach too close to the cavity step (Pavlov rough surface, and the curve fits for maintaining PCDR are
et al., 2020). In addition, according to Butterworth et al. (2015), expressed:
the efficiency of the air cavity decreases as the speed increases. If it
is too high, the bubbles may escape from the side of the cavity, qALDR ¼ 0:00126V 2 0:00755V þ 0:0391 5:5 < V < 12:5
resulting in negative net savings. However, the effect of reducing
(16)
drag on the air layer and the leakage of air from the bottom of the
hull is greatly influenced by the design characteristics of the bottom
cavity (Slyozkin et al., 2014; Butterworth et al., 2015). If the air flow qPCDR ¼ 0:00701V 2 0:0866V þ 0:277 5:5 < V < 7:5 (17)
rate is optimized and the hull is properly designed for the PCDR,
Table 2 shows the specifications and power of the compressor
considering the ship's operating characteristics, the air lubrication
used for air lubrication systems reported in several studies. Here,
system may also be functional in various speed ranges (Pavlov et al.,
main dimensions without accurate information from the references
2020). From the review of previous work summarized in the pre-
are obtained through a similar ship or simple estimation method
ceding discussion, it might be concluded that air cavity is an
(Kim et al., 2022a). By substituting the given information into Eqs.
immature type of ALS, requiring further research. However, we still
(10)-(13), the compressor powers of the various ships listed in the
chose to include it in this study.
table are estimated, and they are compared in Fig. 6. As the oper-
To determine the amount of air required for each ALS, the model
ating conditions and information of the vessel and ALS compressor
uses regression equations based on experimental data on the flat
shown in the table do not exactly match the setting used in this
plate as shown in Eqs. (15)-(17). At sufficiently high Reynolds
model, it may be a rather rough estimate. However, as shown in the
numbers, the dependence of gas flux on Reynolds number can be
figure, estimates are quite well correlated with the reported data.
weakened (Lay et al., 2010), and in experiments with different size
scales of comparable shape, the normalized gas flux for air lubri-
cation may be in the same range (Makiharju et al., 2010; Ma €kiharju 3.1.4. Weather correction for the efficiency of air lubrication system
et al., 2012). Thus, this study used the results of these model scales Depending on the environment the vessel is operating in, the ALS
to estimate the actual gas flow rate on a full-scale ship. A curve performance may change. According to the sea-trial results for a
fitting equation was developed based on the experimental results cruise ship from Foreship (Pavlov et al., 2020), a relatively small
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
Table 2
Compressor specifications for air lubrication of ships from reported data. The asterisk symbol in the table represents the estimated value.
Ship type L [m] B [m] T [m] Speed [knots] Air flow [m3/min] Compressor power [kW] References
Table 3
Weather correction factor for the efficiency of air lubrication system according to the
sea-state.
1 0.1 1
2 0.5 1
3 1.25 1
4 2.5 1
5 4 0.8
6 6 0.6
7 9 0.1
8 e 0
Fig. 6. Comparison of estimated compressor power from the model and the reported
This section examines the validity of the model by comparing the
compressor power in Table 2.
results obtained from several experiments such as model tests, CFD,
and full-scale measurements with the estimates of the model pro-
tendency of net power saving due to air bubbles according to ALS on- posed in Section 3.1. Fig. 7(a) shows the results of CFD analysis for the
off was seen for Beaufort scale 6 and above compared to less than 320 m cruise ship from Foreship (Pavlov et al., 2020). Here, the ship's
Beaufort scale 4. According to the model test of a tanker by speed changed from 14 knots to 22 knots, and net-percentage power
Borusevich et al. (2017), as the sea-state (ss) increased, cavity savings for four different air flow rates were shown. According to
instability due to waves occurred in PCDR. As a result, the power CFD calculations, the power saved by air bubbles tends to drop
saving efficiency of the air cavity system dropped by 20% in ss5, 40% constantly as ship speed increases at relatively low flow rates of
in ss6, and 90% in ss7, and was hardly functional above. The extreme 2.3e7.3 kg/s, however, at 10 kg/s, the saving rises until 19 knots and
pitch motion of the ship in the rough sea is found to have the po- then declines. BDR estimations from the proposed model reflect a
tential to seriously disturb the air layer on the bottom of the hull. As a trend where savings gradually decrease as speed increases, while the
result, the drag reduction from the air layer system is reduced, and ALDR estimates gradually grow with speed and then gradually fall
more air is needed to keep the air lubrication at its calm water level. beyond 18 knots. Although the figures do not exactly match, it seems
It has been challenging to evaluate the effect of waves on the air to capture the saving trend of ALS according to the speed and flow
lubrication system because the majority of ALS research has used rate of the ship. Compared to the CFD results, the volatility of net-
model experiments in towing tanks or sea trials in relatively calm percentage power saving with speed seems small, but comparing
water conditions. As a result, this study used the findings of the model tests and full-scale measurements in Fig. 7(b), it can be
Borusevich et al. (2016) to roughly represent the effects of weather seen that the volatility may not be so large.
in the model. As indicated in Eq. (18), in order to estimate the po- The net-percentage power savings achieved by the air lubrica-
wer saving reflecting the weather effect, the power savings esti- tion system during the laden voyage of a LNG ship are shown in
mated by Eq. (4) is multiplied by the correction factor as shown in Fig. 7(b). In the Model test, about 5e6% saving is attainable, and the
Table 3. Although it is cautiously expected that the air cavity system optimal performance can be achieved near the ship's service speed,
will have a greater loss due to ship motion than air bubble or air which is similar to the trend of ALDR predictions from the proposed
layer on the bottom surface, the coefficient is identically given to all model. In this experiment, two rows of air injectors in the forward
ALS kinds and ship types. Nevertheless, further tests and full-scale and one in the aft were arranged at the bottom of the ship model,
observations are required to fully understand how weather affects and the nominal thickness of the air layer was formed 2, 3, and
ALS performance in relation to the sea state and ship design. A 5 mm, respectively, which is presumed to correspond to transi-
comparison of ALS performance according to the application of tional air layer drag reduction. The results show net-percentage
actual sea conditions and weather correction factors is further power savings of roughly 4e5% from the ship's real operations,
discussed in Section 4.4. and they tend to decline slightly as speed increases, which is similar
to the BDR predictions made by our model.
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
Fig. 7. Comparison of estimates of the proposed model with previous experimental results (a) Cruise ship (Pavlov et al., 2020), (b) LNG carrier (Lee et al., 2017), (c) Container ship A
(Borusevich et al., 2017) and Container ship B (Pavlov et al., 2020). The figures are adapted from the referenced papers with minor modifications.
Fig. 7(c) shows the results of PCDR analysis of two container accordance with various ship operating and design conditions.
ships. As shown in the figure, it was not possible to collect the Here, a supramax-class general cargo ship was selected for the case
power consumption of the compressor according to speed from the study and had the dimensions shown in Table 4. The settings for
relevant research (Borusevich et al., 2017; Pavlov et al., 2020), they each simulation case were specified as shown in Table 5, and the
were compared in terms of power saving by ALS, without cor- findings thereof are depicted in Fig. 8; the upper graph displays the
recting for compressor power. Looking at the predicted results, it net-percentage power saving, while the lower graph displays the
can be seen that it is in quite good agreement with the results of net power saving. To investigate the influence of block coefficient in
two ships within the computable area. Case 4, it is assumed that the hull shape design has been modified,
The BDR estimates in this model tended to be somewhat smaller i.e., that the air lubrication system has been installed on different
than the results of other studies, apparently because the BDR was ships (85e100% Cb).
calculated based on the transitional gas injection rate. Some of the In Fig. 8(a), the net power saving increases for all ALS types as ship
studies related to the air bubble system may have progressed beyond speed rises. While, the net-percentage power saving gradually de-
the area where only air bubbles exist to the transitional region where clines in BDR, and for ALDR and PCDR, it is gradually increased to a
air bubbles and air layers coexist through the adjustment of air flux. certain speed and then decreased. In principle, it is advantageous for
Overall, the ALDR has a tendency to overestimate, which is probably ships to operate at a low service speed because the frictional resis-
because this model assumes that a completely continuous air layer tance is predominant at low speeds, while at high speeds, the wave-
has been formed. In the case of PCDR, it tends to be almost similar to making resistance contributes more to the total resistance. However,
the experimental results within the application range. Fig. 7 shows since the air flux required by the compressor varies for each ALS type
that the prediction method presented in Section 3.1 gives fairly good as illustrated in Fig. 5, the speed conditions at which the maximum
estimates, seen in the light of the simplicity of the model and the saving could be achieved from the ALS could be slightly different.
complexity of the physics it attempts to represent. The comparison in The lower and upper limits of the net-percentage power saving
Fig. 7 is also a reminder that our model is not intended to be an are depicted in Fig. 8(b), which only changes the ratio of the air
accurate representation and not a replacement for model tests or covered area from 60% to 100% under the same conditions as in
detailed numerical studies. Case 1. Due to the hull structure and arrangement of air release
Due to the various assumptions and the settings of ALS in the units, it is practically impossible to completely cover the bottom
model, these comparison results were not accurately matched. This region with air; nonetheless, the range is assumed to be 60e100% to
model assumes that the air lubrication system is automatically examine the effect of the air covered area. Depending on the ALS
controlled to maintain the drag reduction level at a specific air flow type, this difference in the air covered area may lead to a significant
rate measured in the experiment. Moreover, an air layer is gener- difference in savings of 3e10%. In other words, it is clear that the
ated and maintained along the bottom of the hull without loss of configurations of the ALS installation, which decide how much air
bubbles, and the reduction in propulsive efficiency due to bubbles can cover the bottom region, can have a significant impact on
is ignored. In particular, during the actual operation of the ship, the performance in addition to the ship's flat bottom area.
drag reduction effect of the air layer may have been influenced by
several uncertain factors such as the ship's motion, environments,
and ship-specific conditions. As a result, it is difficult to replicate
Table 4
the precise conditions of tests undertaken in prior studies, hence Ship basic information.
this can only provide an approximation of the model's validity.
General cargo
Table 5
Parametric study of the air lubrication systems for the target ship. Sea-states are assumed to be calm water condition.
Fig. 8. Results of parametric study for the air lubrication systems: (a) speed, (b) ratio of air covered area to the bottom surface area, (c) draught, and (d) block coefficient.
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Case 3 demonstrates that the net saving of the air lubrication result of the preliminary analysis, the interaction between speed,
decreases as the draught increases. This is because the energy draught, and the ratio of air covered area to the bottom surface area
consumed by the compressor to supply air to the bottom of the ship was not significant, there was little difference between the total
is increasing with increasing draught. Additionally, the underwater index and the first index. Thus, only the first-order Sobol indices are
area increases along with the draught, increasing the hydrody- displayed in the figure. Within the parameter range defined in this
namic drag forces, which has the effect of increasing the overall research, the ratio of air covered area to the bottom surface area is
required power. the most influential as it accounts for about 46e85% of the total
Fig. 8(d) shows the parametric study results of the block co- variance. In BDR, speed is a relatively more important parameter
efficients. The bottom area of the ship generally tends to widen as than ALDR and PCDR, which is about 35e42% of the total. The
the block coefficient increases, thus even if it is assumed that the change in the Sobol index of various parameters according to block
same percentage of air is covering the hull bottom, it can be seen coefficient is not significant, but the influence of draught is rela-
that the amount of frictional resistance can be decreased. That is, tively greater in ships with a large block coefficient.
the efficiency of air lubrication system is high at a high block co-
efficient as can be observed from the figure.
4.3. Case study of global fleet in calm water condition
4.2. Global sensitivity analysis On about 48,710 global fleet registered in the Seaweb database,
performance analysis in calm sea conditions according to the
The Sobol method, a global sensitivity analysis method, was installation of the air lubrication system was carried out. Here, five
used to determine how each parameter affected the model's ship categories of bulk carrier, chemical tanker, general cargo,
output. The Sobol sensitivity index can be used to quantify each container ship, and oil tanker were examined, and ship type and
parameter's contribution to the variance of the model output. A low size were categorized in accordance with the IMO's fourth green-
Sobol index indicates that the variation of the output caused by a house gas study (IMO, 2020), as indicated in Table 6. The draught
change in the corresponding parameter is relatively small (Homma ratio for each ship type was used as given in Table 7 in order to
and Saltelli, 1996; Saltelli and Annoni, 2010). The first-order index is assume the laden and ballast voyage of the ship operation (Olmer
measuring the direct effect of each parameter on the variance of the et al., 2017). Here, ballast-only voyages are uncommon for
model. It can be expressed as Eq. (19), and it means an expected container ships unlike other ship types, thus the average draught
decrease in the variance of the model when Xi is fixed. The total ratio is applied for all voyage types. According to the study's
index, which includes both the first-order index, as well as the specified bin size, Fig. 10 depicts the composition of each type of
sensitivity due to the interaction between that parameter and all ship, and the distributions of ship parameters employed in this case
other parameters, can be expressed as Eq. (20). The larger the dif- study are shown in Fig. 11.
ference between the first and total index, the greater the effect of Fig. 12 displays the comparison of the global fleet's potential
sensitivity on variance due to the interaction. net-percentage power savings by type of air lubrication. The blue
and red boxes represent the case study assuming that there is no
Var½EðYjXi Þ environmental force when navigating at service speed under
Si ¼ (19)
VarðYÞ ballast and laden conditions.
The saving of the air lubrication system during a ballast voyage
Var½EðYjXi Þ is higher than that of a laden voyage, as can be demonstrated in this
STi ¼ (20)
VarðYÞ plot. Container ships deliver the same results because their draught
is assumed to be the same. Inspecting the overall results for each
where, E(Y|Xi) stands for the predicted output value when Xi is ship type, bulk carriers and tankers with flat bottom shapes that
fixed, and Xi denotes all uncertain parameters except Xi. can hold more air bubbles in the hull bottom, i.e., generally asso-
Here, as shown in Fig. 9, global sensitivity was examined within ciated with high block coefficients, are advantageous. Referring to
the range (Vs: 10.5e15.5, T: 8.9e12.6, Aa/Ab: 0.6e1.0) that was taken Fig. 11, it can be seen that a ship with a relatively low operating
into account in the previous section. Within this range, it was speed compared to the size of the ship, that is, the Froude number,
assumed that the parameters were distributed uniformly. For each rather than the operating speed, has a more direct effect on power
sensitivity analysis group, different block coefficients were used of saving. The potential net-percentage power savings of BDR, ALDR,
0.68, 0.74, and 0.79 to support the assumption that the air lubri- and PCDR are 2e5%, 8e14%, and 16e22%, respectively, when the
cation system was installed on the different ships, respectively. As a results of the entire fleet of 25e75% quantile in ballast and laden
Fig. 9. Sensitivity analysis with Sobol's indices for each parameter according to different block coefficient. The bars in the figure represent the first order Sobol index using 10,000
random samples from the Monte Carlo method.
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Fig. 11. Distribution of ship parameters relevant to ALS according to the ship type used in the study.
Fig. 12. Comparison of potential net power saving of global fleet by air lubrication type.
assumed in which the ship sailed the route between Rotterdam, scenarios, respectively. The ship typically experiences headwinds at
Netherlands (NLRTM), and New York, USA (USNYC), at a constant the start of the voyage outside the Strait of Gibraltar, and in the
service speed of 15.5 knots, as indicated in Fig. 14. NLRTM-USNYC is North Atlantic Ocean, net-percentage power savings tend to decline
assumed as a laden voyage and in the opposite direction is ballast dramatically as a result of rather strong external environments,
voyage, and 50 waypoints were uniformly defined throughout the since the total resistance increases significantly, while the frictional
route. The histograms of the apparent wind speed, apparent wind resistance reduction by ALS is not influenced. In addition, seasonal
angle, significant wave height, and relative wave angle that the ship variations show that from June to August, there is an average saving
may experience while operating are presented in Fig. 15, which was of about 8%, while from December to February, the average saving
created using meteorological data from the appropriate route from in some areas drops to less than 4%. It is evident that there is a
the ECMWF reanalysis weather hindcast data for 2020 (In the significant variation in the performance efficiency of air lubrication
figure, 0 represents headwind and head wave). On average, the depending on the region and season. In Fig. 16(b), the difference in
ship encounters more headwinds from NLRTM to USNYC and net-percentage power saving according to the actual weather
following winds from USNYC to NLRTM during the voyage. conditions at sea can be confirmed. In calm sea conditions, the
Fig. 16 represents an example of ALDR in the ship's laden voyage savings of the ship is constant annually at all waypoints, but when
among the results of annual energy-saving simulations, and considering the weather profiles of the real sea, the net-percentage
Fig. 16(a) and Fig. 16(b) show seasonal changes and three different power saving changes geographically and seasonally, and there is a
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Fig. 13. Comparison of potential net power saving of global fleet in bin categories according to ship type: (a) bulk dry, (b): chemical, (c): container, (d): general cargo, (e) oil.
Fig. 14. (a) Yearly mean wind speed, (b) Yearly mean significant wave height at North Atlantic Ocean in 2020. Arrows in the figures represent the mean direction of the wind and
waves. Orange circle is route from NLRTM to USNYC and red diamond is from USNYC to NLRTM.
difference of about 30% on average. When the weather adjustment the ballast voyage and the laden voyage is also shown in Fig. 17,
factor proposed in this study is additionally applied, it tends to which is expected to be largely due to the meteorological charac-
decrease by about 5% more than that. Thus, the weather correction teristics of such a specified route, where the annual weather con-
factor itself is of minor importance compared to the increase of dition is much more severe in the laden voyage, as shown Fig. 15.
resistance and related power consumption due to wind and waves.
Fig. 17 shows the results of three scenarios for all ALS types and 5. Conclusions
voyage types at once. It can be seen that the overall energy-saving
effect decreases by roughly 15e35% compared to the calm water Most of the existing studies related to ALS have introduced ship-
conditions, taking into account the actual weather environment specific approaches such as model tests, CFD, and full-scale mea-
and weather correction effect. The difference in efficiency between surements, and few simplified models can be applied to various
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Fig. 15. Histograms of the actual weather conditions that ship encounters: (a) apparent wind speed, (b) apparent wind angle, (c) significant wave height, (d) relative wave angle.
Fig. 16. Net power savings of a ship using ALDR at laden voyage (NLRTM-USNYC): (a) seasonal changes, (b) weather influences.
vessels with different operating profiles and evaluate energy-saving in relation to the configuration of ALS. The ratio of air covered area
trends. This study presents an easy-to-use tool that can be applied at to the bottom surface area could explain 46e85% of the total vari-
the global fleet level in order to assess the energy saving potential of ation of net-percentage power savings within the given parameter
air lubrication systems of different configurations. The tool might range in this study, according to a sensitivity analysis utilizing the
also be useful for early-design considerations of installation of air Sobol index. As higher draught increases the energy needed to
lubrication systems. The overall theoretical background underpin- overcome hydrodynamic drag forces and increases the energy of
ning the modeling, the estimation methods of several factors, and the compressor used to supply air, the savings are larger in ballast
the assumptions were addressed. On the basis of the established than in laden conditions.
model, parametric and sensitivity analyses were carried out, and According to the case study conducted under the assumption
insights on the variables influencing ALS performance were pro- that the entire global fleet would be equipped with ALS, the
vided. Additionally, potential energy reduction trends for each ship possible net-percentage power savings would be BDRs of 2e5%,
type were examined, and changes in performance according to the ALDRs of 8e14%, and PCDRs of 16e22%. The level of savings iden-
location and seasonal effects were discovered for specific waters. tified in the fleet-wide study agrees fairly well with the level of
Through the parametric study, despite air lubrication systems savings of the various studies of individual ships found in the
being more efficient for ships operating at low speeds, the para- literature. Overall, bulk carriers and tanker with blunt hulls and
metric study indicates that the ideal operating conditions may vary moderate running speeds showed larger savings than container
slightly depending on the type of air lubrication. The efficiency of ships with slender hulls and high operating speeds. The operation
ALS increases as the block coefficient rises because high block profile and hull features, however, can significantly affect perfor-
usually comes with large flat bottom area. Not only this, but it is mance even within the same ship class. Considering the actual
also important how much air can cover the bottom area of the ship weather environment and weather correction effect, it can be
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results. In fact, careful hull and system design suited to those systems
will be needed to achieve the same level of power reduction as the
results achieved from this work. The model would benefit from an
improved model of the effect of waves and ship motions on the ALS,
as well as the effect of ALS on the propulsive efficiency. Further study
of airflow at large scales and high Reynolds numbers, as well as
closer examination using full-scale measurements from ALS-
equipped ships, are necessary in order to close the gap between
model-scale and full-scale results and to more accurately capture the
impact of the air layer below the hull. In addition, BDR and ALDR can
be interconverted depending on the gas flow rate, and theoretically,
there is an optimal gas flow rate that can provide maximum energy
savings. This may vary depending on the design characteristics and
operational profile of the vessel and need be constantly controlled
during actual ALS operation. In a future study, it is planned to analyze
the energy saving and related emission reduction potential from the
optimized operation of air lubrication, taking into account the actual
operational pattern and environment, including the wave correction
on the air lubrication effectiveness.
Fig. 17. Comparison of average annual net power saving of ALS according to the
The authors declare that they have no known competing
application of weather effects.
financial interests or personal relationships that could have
appeared to influence the work reported in this paper.
observed that the effect decreases by about 15e35% compared to
the calm water conditions. Acknowledgements
The approach taken in this study can be applied to provide
preliminary performance estimates when considering the instal- This study is part of the research projects CLIMMS e Climate
lation of an air lubricating system during the ship's initial design change mitigation in the maritime sector (Research Council of
phase, and an evaluation of the anticipated performance of the Norway (RCN) project number 294771).
global fleet can also be taken into consideration. In the area of in-
ternational shipping, this will help to emphasize the potential of air Appendix A
lubrication technology to reduce emissions.
Nonetheless, it should be noted that some of the assumptions and
simplifications of the model might lead to somewhat optimistic
Table A.1
Relevant studies on the energy saving of air lubrication systems used in Fig. 1.
Table A.2
Dimension of ships used for the regression equations in Eq. (9)
Tanker 161e323 28e60 9e21 0.72e0.85 Pinkster (1980); Bunnik (1999); Larsson et al. (2013);
Park et al. (2019a); Hinostroza et al. (2019); Kim et al. (2019)
General cargo 60e194 15e32 3.2e12.6 0.56e0.80 Gupta et al. (2019); Gerritsma and Beukelman (1972);
Kracht (1984); Alamsyah et al. (2018)
Bulk carrier 192 36 11.2 0.85 Lee et al. (2019)
Container 119e355 19e51 6e14.5 0.58e0.76 El-Moctar et al. (2012); Van (1997); Simonsen et al. (2013);
Park et al. (2019b); Reguram et al. (2016); Liu et al. (2015)
Ro-Ro/Ferry 158e178 21e32 6.1e8.2 0.54e0.56 Tsujimoto et al. (2009); Surendran et al. (2005)
Total 60e355 15e60 3.2e21 0.55e0.85
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Y.-R. Kim and S. Steen International Journal of Naval Architecture and Ocean Engineering 15 (2023) 100530
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