SECOND DIVISION
[G.R. No. 126010. December 8, 1999.]
LUCITA ESTRELLA HERNANDEZ , petitioner, v s . COURT OF
APPEALS and MARIO C. HERNANDEZ, respondents.
Jimeno Jalandoni & Cope Law Offices for petitioner.
The Solicitor General for respondents.
SYLLABUS
1. CIVIL LAW; FAMILY CODE; PSYCHOLOGICAL INCAPACITY; THE
INTENDMENT OF THE LAW HAS BEEN TO CONFINE THE MEANING OF
PSYCHOLOGICAL INCAPACITY TO THE MOST SERIOUS CASES OF PERSONALITY
DISORDERS CLEARLY DEMONSTRATIVE OF AN UTTER INSENSITIVITY OR
INABILITY TO GIVE MEANING AND SIGNIFICANCE TO THE MARRIAGE. — In
Santos v. Court of Appeals, we held: "Psychological incapacity" should refer to
no less than a mental (not physical) incapacity that causes a party to be truly
incognitive of the basic marital covenants that concomitantly must be assumed
and discharged by the parties to the marriage which, as so expressed by Article
68 of the Family Code, include their mutual obligations to live together, observe
love, respect and fidelity and render help and support. There is hardly any
doubt that the intendment of the law has been to confine the meaning of
"psychological incapacity" to the most serious cases of personality disorders
clearly demonstrative of an utter insensitivity or inability to give meaning and
significance to the marriage. This psychological condition must exist at the time
the marriage is celebrated. The law does not evidently envision, upon the other
hand, an inability of the spouses to have sexual relations with the other. This
conclusion is implicit under Article 54 of the Family Code which considers
children conceived prior to the judicial declaration of nullity of the void
marriage to be "legitimate." The other forms of psychoses, if existing at the
inception of marriage, like the state of a party being of unsound mind or
concealment of drug addiction, habitual alcoholism, homosexuality or
lesbianism, merely renders the marriage contract voidable pursuant to Article
46, Family Code. If drug addiction, habitual alcoholism, lesbianism or
homosexuality should occur only during the marriage, they become mere
grounds for legal separation under Article 55 of the Family Code. These
provisions of the Code, however, do not necessarily preclude the possibility of
these various circumstances being themselves, depending on the degree and
severity of the disorder, indicia of psychological incapacity. Until further
statutory and jurisprudential parameters are established, every circumstance
that may have some bearing on the degree, extent, and other conditions of the
incapacity must, in every case, be carefully examined and evaluated so that no
precipitate and indiscriminate nullity is peremptorily decreed. The well-
considered opinions of psychiatrists, psychologists, and persons with expertise
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in psychological disciplines might be helpful or even desirable.
2. ID.; ID.; ID.; HABITUAL ALCOHOLISM, SEXUAL INFIDELITY OR
PERVERSION, AND ABANDONMENT DO NOT BY THEMSELVES CONSTITUTE
GROUNDS FOR FINDING THAT THE HUSBAND OR WIFE IS SUFFERING FROM A
PSYCHOLOGICAL INCAPACITY WITHIN THE CONTEMPLATION OF THE FAMILY
CODE. — Private respondent's alleged habitual alcoholism, sexual infidelity or
perversion, and abandonment do not by themselves constitute grounds for
finding that he is suffering from a psychological incapacity within the
contemplation of the Family Code. It must be shown that these acts are
manifestations of a disordered personality which make private respondent's
completely unable to discharge the essential obligations of the marital state,
and not merely due to private respondent's youth and self-conscious feeling of
being handsome, as the appellate court held. As pointed out in Republic of the
Philippines v. Court of Appeals: The root cause of the psychological incapacity
must be: (a) medically or clinically identified, (b) alleged in the complaint, (c)
sufficiently proven by the experts and (d) clearly explained in the decision.
Article 36 of the Family Code requires that the incapacity must be
psychological — not physical, although its manifestations and/or symptoms
may be physical. The evidence must convince the court that the parties, or one
of them was mentally or physically ill to such an extent that the person could
not have known the obligations he was assuming, or knowing them, could not
have given valid assumption thereof. Although no example of such incapacity
need be given here so as not to limit the application of the provision under the
principle of ejusdem generis (citing Salita v. Magtolis, supra) nevertheless such
root cause must be identified as a psychological illness and its incapacitating
nature fully explained. Expert evidence may be given by qualified psychiatrists
and clinical psychologists. LLpr
3. REMEDIAL LAW; EVIDENCE; THE BURDEN OF PROOF TO SHOW THE
NULLITY OF MARRIAGE RESTS UPON THE PETITIONER. — Expert testimony
should have been presented to establish the precise cause of private
respondent's psychological incapacity, if any, in order to show that it existed at
the inception of the marriage. The burden of proof to show the nullity of the
marriage rests upon the petitioner. The Court is mindful of the policy of the
1987 Constitution to protect and strengthen the family as the basic
autonomous social institution and marriage as the foundation of the family.
Thus, any doubt should be resolved in favor of the validity of the marriage. TCcSDE
DECISION
MENDOZA, J : p
This is a petition for review on certiorari of the decision 1 of the Court of
Appeals, dated January 30, 1996, affirming the decision of the Regional Trial
Court, Branch 18, Tagaytay City, dated April 10, 1993, which dismissed the
petition for annulment of marriage filed by petitioner. LibLex
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Petitioner Lucita Estrella Hernandez and private respondent Mario C.
Hernandez were married at the Silang Catholic Parish Church in Silang, Cavite
on January 1, 1981 (Exh. A). 2 Three children were born to them, namely, Maie,
who was born on May 3, 1982 (Exh. B), 3 Lyra, born on May 22, 1985 (Exh. C), 4
and Marian, born on June 15, 1989 (Exh. D). 5
On July 10, 1992, petitioner filed before the Regional Trial Court, Branch
18, Tagaytay City, a petition seeking the annulment of her marriage to private
respondent on the ground of psychological incapacity of the latter. She alleged
that from the time of their marriage up to the time of the filing of the suit,
private respondent failed to perform his obligation to support the family and
contribute to the management of the household, devoting most of his time
engaging in drinking sprees with his friends. She further claimed that private
respondent, after they were married, cohabited with another woman with whom
he had an illegitimate child, while having affairs with different women, and that,
because of his promiscuity, private respondent endangered her health by
infecting her with a sexually transmissible disease (STD). She averred that
private respondent was irresponsible, immature and unprepared for the duties
of a married life. Petitioner prayed that for having abandoned the family,
private respondent be ordered to give support to their three children in the
total amount of P9,000.00 every month; that she be awarded the custody of
their children; and that she be adjudged as the sole owner of a parcel of land
located at Don Gregorio Subdivision I in Bo. Bucal, Dasmariñas, Cavite,
purchased during the marriage, as well as the jeep which private respondent
took with him when he left the conjugal home on June 12, 1992. 6
On October 8, 1992, because of private respondent's failure to file his
answer, the trial court issued an order directing the assistant provincial
prosecutor to conduct an investigation to determine if there was collusion
between the parties. 7 Only petitioner appeared at the investigation on
November 5, 1992. Nevertheless, the prosecutor found no evidence of collusion
and recommended that the case be set for trial. 8
Based on the evidence presented by the petitioner, the facts are as
follows: 9
Petitioner and private respondent met in 1977 at the Philippine Christian
University in Dasmariñas, Cavite. Petitioner, who is five years older than private
respondent, was then in her first year of teaching zoology and botany. Private
respondent, a college freshman, was her student for two consecutive
semesters. They became sweethearts in February 1979 when she was no
longer private respondent's teacher. On January 1, 1981, they were married.
Private respondent continued his studies for two more years. His parents
paid for his tuition fees, while petitioner provided his allowances and other
financial needs. The family income came from petitioner's salary as a faculty
member of the Philippine Christian University. Petitioner augmented her
earnings by selling "Tupperware" products, as well as engaging in the buy-and-
sell of coffee, rice and polvoron.
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From 1983 up to 1986, as private respondent could not find a stable job,
it was agreed that he would help petitioner in her businesses by delivering
orders to customers. However, because her husband was a spendthrift and had
other women, petitioner's business suffered. Private respondent often had
smoking and drinking sprees with his friends and betted on fighting cocks. In
1982, after the birth of their first child, petitioner discovered two love letters
written by a certain Realita Villena to private respondent. She knew Villena as a
married student whose husband was working in Saudi Arabia. When petitioner
confronted private respondent, he admitted having an extra-marital affair with
Villena. Petitioner then pleaded with Villena to end her relationship with private
respondent. For his part, private respondent said he would end the affairs, but
he did not keep his promise. Instead, he left the conjugal home and abandoned
petitioner and their child. When private respondent came back, however,
petitioner accepted him, despite private respondent's infidelity in the hope of
saving their marriage.
Upon the recommendation of a family friend, private respondent was able
to get a job at Reynolds Philippines, Inc. in San Agustin, Dasmariñas, Cavite in
1986. However, private respondent was employed only until March 31, 1991,
because he availed himself of the early retirement plan offered by the
company. He received P53,000.00 in retirement pay, but instead of spending
the amount for the needs of the family, private respondent spent the money on
himself and consumed the entire amount within four months of his retirement.
While private respondent worked at Reynolds Philippines, Inc., his
smoking, drinking, gambling and womanizing became worse. Petitioner
discovered that private respondent carried on relationships with different
women. He had relations with a certain Edna who worked at Yazaki; Angie, who
was an operator of a billiard hall; Tess, a "Japayuki"; Myrna Macatangay, a
secretary at the Road Master Driver's School in Bayan, Dasmariñas, Cavite, with
whom he cohabited for quite a while; and, Ruth Oliva, by whom he had a
daughter named Margie P. Oliva, born on September 15, 1989 (Exh. E). 10 When
petitioner confronted private respondent about his relationship with Tess, he
beat her up, as a result of which she was confined at the De la Salle University
Medical Center in Dasmariñas, Cavite on July 4-5, 1990 because of cerebral
concussion (Exh. F). 11
According to petitioner, private respondent engaged in extreme
promiscuous conduct during the latter part of 1986. As a result, private
respondent contracted gonorrhea and infected petitioner. They both received
treatment at the Zapote Medical Specialists Center in Zapote, Bacoor, Cavite
from October 22, 1986 until March 13, 1987 (Exhs. G & H). 12
Petitioner averred that on one occasion of a heated argument, private
respondent hit their eldest child who was then barely a year old. Private
respondent is not close to any of their children as he was never affectionate
and hardly spent time with them. LLphil
On July 17, 1979, petitioner entered into a contract to sell (Exh. J) 13 with F
& C Realty Corporation whereby she agreed to buy from the latter a parcel of
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land at the Don Gregorio Heights Subdivision I in Bo. Bucal, Dasmariñas, Cavite
and placed a partial payment of P31,330.00. On May 26, 1987, after full
payment of the amount of P51,067.10, inclusive of interests from monthly
installments, a deed of absolute sale (Exh. K) 14 was executed in her favor and
TCT No. T-221529 (Exh. M) 15 was duly issued.
According to petitioner, on August 1, 1992, she sent a handwritten letter
16 to private respondent expressing her frustration over the fact that her efforts
to save their marriage proved futile. In her letter, petitioner also stated that she
was allowing him to sell their owner-type jeepney 17 and to divide the proceeds
of the sale between the two of them. Petitioner also told private respondent of
her intention to file a petition for the annulment of their marriage.
It does not appear that private respondent ever replied to petitioner's
letter. By this time, he had already abandoned petitioner and their children. In
October 1992, petitioner learned that private respondent left for the Middle
East. Since then, private respondent's whereabouts had been unknown.
Ester Alfaro, petitioner's childhood friend and co-teacher at the Philippine
Christian University, testified during the hearing on the petition for annulment.
She said that sometime in June 1979, petitioner introduced private respondent
to her (Alfaro) as the former's sweetheart. Alfaro said she was not impressed
with private respondent who was her student in accounting. She observed
private respondent to be fun-loving, spending most of his time with campus
friends. In November 1980, when petitioner asked Alfaro to be one of the
secondary sponsors at her forthcoming wedding, Alfaro wanted to dissuade
petitioner from going through with the wedding because she thought private
respondent was not ready for married life as he was then unemployed. True
enough, although the couple appeared happy during the early part of their
marriage, it was not long thereafter that private respondent started drinking
with his friends and going home late at night. Alfaro corroborated petitioner's
claim that private respondent was a habitual drunkard who carried on
relationships with different women and continued hanging out with his friends.
She also confirmed that petitioner was once hospitalized because she was
beaten up by private respondent. After the first year of petitioner's marriage,
Alfaro tried to talk to private respondent, but the latter accused her of meddling
with their marital life. Alfaro said that private respondent was not close to his
children and that he had abandoned petitioner. 18
On April 10, 1993, the trial court rendered a decision 19 dismissing the
petition for annulment of marriage filed by petitioner. The pertinent portion of
the decision reads: 20
The Court can underscore the fact that the circumstances mentioned by the
petitioner in support of her claim that respondent was "psychologically
incapacitated" to marry her are among the grounds cited by the law as valid reasons
for the grant of legal separation (Article 55 of the Family Code) — not as grounds for
a declaration of nullity of marriages or annulment thereof. Thus, Article 55 of the
same code reads as follows:
Art. 55. A petition for legal separation may be filed on any of
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the following grounds:
(1) Repeated physical violence or grossly abusive conduct
directed against the petitioner, a common child, or a child
of the petitioner;
xxx xxx xxx
(5) Drug addiction or habitual alcoholism of the respondent;
xxx xxx xxx
(8) Sexual infidelity or perversion;
xxx xxx xxx
(10) Abandonment of petitioner by respondent without
justifiable cause for more than one year.
xxx xxx xxx
If indeed Article 36 of the Family Code of the Philippines, which
mentions psychological incapacity as a ground for the declaration of
the nullity of a marriage, has intended to include the above-stated
circumstances as constitutive of such incapacity, then the same would
not have been enumerated as grounds for legal separation. cdasia
In the same manner, this Court is not disposed to grant relief in
favor of the petitioner under Article 46, paragraph (3) of the Family
Code of the Philippines, as there is no dispute that the "gonorrhea"
transmitted to the petitioner by respondent occurred sometime in
1986, or five (5) years after petitioner's marriage with respondent was
celebrated in 1981. The provisions of Article 46, paragraph (3) of the
same law should be taken in conjunction with Article 45, paragraph (3)
of the same code, and a careful reading of the two (2) provisions of the
law would require the existence of this ground (fraud) at the time of the
celebration of the marriage. Hence, the annulment of petitioner's
marriage with the respondent on this ground, as alleged and proved in
the instant case, cannot be legally accepted by the Court.
Petitioner appealed to the Court of Appeals which, on January 30, 1996,
rendered its decision affirming the decision of the trial court. Citing the ruling in
Santos v. Court of Appeals, 21 the Court of Appeals held: 22
It is clear in the above law and jurisprudence that the
psychological incapacity of a spouse, as a ground for declaration of
nullity of marriage, must exist at the time of the celebration of
marriage. More so, chronic sexual infidelity, abandonment, gambling
and use of prohibited drugs are not grounds per se, of psychological
incapacity of a spouse.
We agree with the Solicitor General that petitioner-appellant
failed to prove that her respondent-husband was psychologically
incapacitated at the time of the celebration of the marriage. Certainly,
petitioner-appellant's declaration that at the time of their marriage her
respondent-husband's character was on the "borderline between a
responsible person and the happy-go-lucky," could not constitute the
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psychological incapacity in contemplation of Article 36 of the Family
Code. In fact, petitioner-appellant herself ascribed said attitude to her
respondent-husband's youth and very good looks, who was admittedly
several years younger than petitioner-appellant who, herself, happened
to be the college professor of her respondent-husband. Petitioner-
appellant even described her respondent-husband not as a problem
student but a normal one (p. 24, tsn, Dec. 8, 1992).
The acts and attitudes complained of by petitioner-appellant
happened after the marriage and there is no proof that the same have
already existed at the time of the celebration of the marriage to
constitute the psychological incapacity under Article 36 of the Family
Code.
Hence, this petition. Petitioner contends that the respondent Court of
Appeals erred —
I. IN FINDING THAT THE PSYCHOLOGICAL INCAPACITY OF THE
PRIVATE RESPONDENT TO COMPLY WITH HIS ESSENTIAL MARITAL
OBLIGATIONS DID NOT EXIST FROM THE TIME OF THE
CELEBRATION OF THE MARRIAGE.
II. IN RULING THAT PRIVATE RESPONDENT WAS NOT
PSYCHOLOGICALLY INCAPACITATED TO COMPLY WITH HIS
ESSENTIAL MARITAL OBLIGATIONS.
III. IN AFFIRMING THE DECISION OF THE TRIAL COURT DENYING THE
AWARD OF PERMANENT CUSTODY OF THE CHILDREN TO
PETITIONER.
IV. IN AFFIRMING THE DECISION OF THE TRIAL COURT DENYING
THE PRAYER FOR ISSUANCE OF AN ORDER REQUIRING PRIVATE
RESPONDENT TO GIVE SUPPORT TO THE THREE CHILDREN IN THE
AMOUNT OF P3,000.00 PER CHILD.
V. IN NOT DECLARING THE REAL PROPERTY ACQUIRED BY
PETITIONER AS HER EXCLUSIVE PROPERTY.
The issue in this case is whether or not the marriage of petitioner and
private respondent should be annulled on the ground of private respondent's
psychological incapacity.
Petitioner alleges that the Court of Appeals erred in holding that petitioner
failed to show that private respondent's psychological incapacity existed at the
time of the celebration of the marriage. She argues that the fact that the acts
of incapacity of private respondent became manifest only after the celebration
of their marriage should not be a bar to the annulment of their marriage.
Art. 36 of the Family Code states:
A marriage contracted by any party who, at the time of the
celebration, was psychologically incapacitated to comply with the
essential marital obligations of marriage, shall likewise be void even if
such incapacity becomes manifest only after its solemnization. 23
In Santos v. Court of Appeals, 24 we held:
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"Psychological incapacity" should refer to no less than a mental
(not physical) incapacity that causes a party to be truly incognitive of
the basic marital covenants that concomitantly must be assumed and
discharged by the parties to the marriage which, as so expressed by
Article 68 of the Family Code, include their mutual obligations to live
together, observe love, respect and fidelity and render help and
support. There is hardly any doubt that the intendment of the law has
been to confine the meaning of "psychological incapacity" to the most
serious cases of personality disorders clearly demonstrative of an utter
insensitivity or inability to give meaning and significance to the
marriage. This psychological condition must exist at the time the
marriage is celebrated. The law does not evidently envision, upon the
other hand, an inability of the spouse to have sexual relations with the
other. This conclusion is implicit under Article 54 of the Family Code
which considers children conceived prior to the judicial declaration of
nullity of the void marriage to be "legitimate."
LLpr
The other forms of psychoses, if existing at the inception of
marriage, like the state of a party being of unsound mind or
concealment of drug addiction, habitual alcoholism, homosexuality or
lesbianism, merely renders the marriage contract voidable pursuant to
Article 46, Family Code. If drug addiction, habitual alcoholism,
lesbianism or homosexuality should occur only during the marriage,
they become mere grounds for legal separation under Article 55 of the
Family Code. These provisions of the Code, however, do not necessarily
preclude the possibility of these various circumstances being
themselves, depending on the degree and severity of the disorder,
indicia of psychological incapacity.
Until further statutory and jurisprudential parameters are
established, every circumstance that may have some bearing on the
degree, extent, and other conditions of that incapacity must, in every
case, be carefully examined and evaluated so that no precipitate and
indiscriminate nullity is peremptorily decreed. The well-considered
opinions of psychiatrists, psychologists, and persons with expertise in
psychological disciplines might be helpful or even desirable.
In the instant case, other than her self-serving declarations, petitioner
failed to establish the fact that at the time they were married, private
respondent was suffering from a psychological defect which in fact deprived
him of the ability to assume the essential duties of marriage and its
concomitant responsibilities. As the Court of Appeals pointed out, no evidence
was presented to show that private respondent was not cognizant of the basic
marital obligations. It was not sufficiently proved that private respondent was
really incapable of fulfilling his duties due to some incapacity of a psychological
nature, and not merely physical. Petitioner says that at the outset of their
marriage, private respondent showed lack of drive to work for his family.
Private respondent's parents and petitioner supported him through college.
After his schooling, although he eventually found a job, he availed himself of
the early retirement plan offered by his employer and spent the entire amount
he received on himself. For a greater part of their marital life, private
respondent was out of job and did not have the initiative to look for another. He
indulged in vices and engaged in philandering, and later abandoned his family.
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Petitioner concludes that private respondent's condition is incurable, causing
the disintegration of their union and defeating the very objectives of marriage.
However, private respondent's alleged habitual alcoholism, sexual
infidelity or perversion, and abandonment do not by themselves constitute
grounds for finding that he is suffering from a psychological incapacity within
the contemplation of the Family Code. It must be shown that these acts are
manifestations of a disordered personality which make private respondent
completely unable to discharge the essential obligations of the marital state,
and not merely due to private respondent's youth and self-conscious feeling of
being handsome, as the appellate court held. As pointed out in Republic of the
Philippines v. Court of Appeals: 25
T h e root cause of the psychological incapacity must be: (a)
medically or clinically identified, (b) alleged in the complaint, (c)
sufficiently proven by experts and (d) clearly explained in the decision.
Article 36 of the Family Code requires that the incapacity must be
psychological ¾ not physical, although its manifestations and/or
symptoms may be physical. The evidence must convince the court that
the parties, or one of them, was mentally or physically ill to such an
extent that the person could not have known the obligations he was
assuming, or knowing them, could not have given valid assumption
thereof. Although no example of such incapacity need be given here so
as not to limit the application of the provision under the principle of
ejusdem generis (citing Salita v. Magtolis , supra) nevertheless such
root cause must be identified as a psychological illness and its
incapacitating nature fully explained. Expert evidence may be given by
qualified psychiatrists and clinical psychologists.
Moreover, expert testimony should have been presented to establish the
precise cause of private respondent's psychological incapacity, if any, in order
to show that it existed at the inception of the marriage. The burden of proof to
show the nullity of the marriage rests upon petitioner. The Court is mindful of
the policy of the 1987 Constitution to protect and strengthen the family as the
basic autonomous social institution and marriage as the foundation of the
family. 26 Thus, any doubt should be resolved in favor of the validity of the
marriage. 27
We, therefore, find no reason to reverse the ruling of respondent Court of
Appeals whose conclusions, affirming the trial court's finding with regard to the
non-existence of private respondent's psychological incapacity at the time of
the marriage, are entitled to great weight and even finality. 28 Only where it is
shown that such findings are whimsical, capricious, and arbitrary can these be
overturned.
The conclusion we have reached makes it unnecessary for us to pass
upon petitioner's contentions on the issue of permanent custody of children,
the amount for their respective support, and the declaration of exclusive
ownership of petitioner over the real property. These matters may more
appropriately be litigated in a separate proceeding for legal separation,
dissolution of property regime, and/or custody of children which petitioner may
bring.
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WHEREFORE, the decision of the Court of Appeals is AFFIRMED.
SO ORDERED. cdtai
Bellosillo, Quisumbing, Buena and De Leon, Jr., JJ., concur.
Footnotes
1. Per Justice Lourdes K. Tayao-Jaguros and concurred in by Justices Jorge S.
Imperial (Chairman) and B.A. Adefuin-De la Cruz.
2. RTC Records, p. 7.
3. Id., p. 8.
4. Id., p. 9.
5. Id., p. 10.
6. Petition, RTC Records, pp. 1-4.
7. RTC Records, p. 24.
8. Id., p. 25.
9. TSN, pp. 6-56, Nov. 13, 1992; pp. 3-31, Dec. 8, 1992.
10. RTC Records, p. 37.
11. Id., p. 38.
12. Id., pp. 39-40a.
13. Id., pp. 41-43.
14. Id., pp. 44-45.
15. Id., p. 47.
16. Id., pp. 49-51.
17. Id., p. 48.
18. TSN, pp. 32-68, Dec. 8, 1992.
19. Per Acting Presiding Judge Eleuterio F. Guerrero.
20. RTC Records, pp. 58-59.
21. 310 Phil. 22 (1995).
22. Rollo , pp. 44-46.
23. As amended by E.O. No. 227 dated July 17, 1987.
24. Supra, at 40-41.
25. 335 Phil. 664, 676-680 (1997).
26. See Art. II, §12; Art. XV, §§1-2.
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27. Republic of the Philippines v. Court of Appeals, supra.
28. Tuason v. Court of Appeals, 326 Phil. 169 (1996).
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