PPT TTP PES LATE LEE EEE EES Jecusities and ézxchange eae ha EBL > Prone ines of SEBI Ott, 1790 ae - * Protecting Jntewsle of srwesttes in secwuiilice * Premoting the douctofunent H: ana} seliities astkee sei pesaeae) > bec3: Establishment. * SCBI has been established as a Body ceepecate (Perpetuat Succerion, Commen eat, tétels [reperly Sue or to be suet) . Heacl office - Nasiman. preink , Mumbat ara ee : » the genual intendence. direction and mgmt. of favs of Boasd std und in Baud mombers- 7 = EBT oad COnsias. of - ! : f |e chaipason ol members - S mombers (nominated by C6, Oppeoves of (atleast 3 Whole tine _ Munisley Mowinated &y C64 L member from RBI* CG Shalt nominate a person of Integsily, Meilidiy Standing (IAS) who fas - ca Shetwon capacity in dealing witt, leterns dulating, le eee [e - Gpectal knewstedge fence or nance . econorrts, Vetoune wat edna 0> Section 6: Renovate membees of the boand He 0G shall smeove a member pom apice iy fe : | agjudicaled| | has beew has bee hos tn. opinaion of Cb a declased convicted of soabuse his posibien. dnsotuent | | ® ee an offence | | as to xander his mine & moral tt > echo 1 Mestings the oad * tn absence Chariman: chaiuan 4 Unable bo altend a ing: membr. chooser by the membves wm ae tics tas aha pate as He mena . Recusion by mi eelly vote * ~ dh questions shalt be decided by majorly vote of menbers [resent ¢ the chavuman icling — wilh haut a second 6 casting vole.> Suction TA? Member not fe participate tn ings sn loti aes muelps idea ut | shall ddclose the natuse of hes daitocest- at suche meeting Tp nt take any fant si any aocisiers ef Baoid. rit 4 b Aection 8 : Vacancies not te diwalidate roceccings * hwy vacancy ia the Board shall not Aatidate any vf the acl co Board. : Uuilasly. following eucnts shale ot swalidele any [pe teccliugs % fiom Ma Bootd € apfecting morils of case|> Acttion 11: Powers ¢ Hunctions of SEBI * Ht shall be the dele of the faoand lo protect the sntercsts of Anuestoes lin securities © wiihaut papules be ghee: rn ly o the fo es ‘sient, the sapling Lon business AM sche srtcharges On ng the webbing of stock bakers, Dome musthouk backers ek & auch other. inlecmediaties who may be anointed with secwtitics market uu any manner, = es! a a of om om brenden as the Board may petty © wb. a [remoting 2 degulating sly -regulatery ceguntsabious. © hibttin f unair ade ieee Aclating G6 Leg ga os tpl dy p fal dwesters’ education ? tasning intesmediatins serusilies market .@ [orohibiting ansider teading ain steeurilirs- (® Atgulating substantial acquisition. of shares ard takeouve cenditetirg Mnguiales qutolit of stock, ange Cle (O) cabling $e infoemation and scbedls fom persenv ulus Bank 68 any other ily whith Ua Spunien of Board shall be relevant to ouuy Investigation 6 Linguly. (D> calling ps tiemation eu, 0 pottthing duration to other authorities whether in dndia es outside dndir, 44. the matters selating to pruuntion. et delections of violations dhe despeck oY edvudie i laws» OP puapning such fundions ¢ excising such uatclet Me froucsions of securities lontsaae [Regulation det, 1986 a way be delegated to it by Ce fuyeng sees 02 when. change Gl etn EM BE anges ot fps & conducting rvscanchs dee aboue purposes: M) 6 ae feonishusg any stich: agencies, as specified m) pexfeeming such other gurctions as way be fuestsibed-@ See 11(3) > clower with Aerfect fo suspection of Books aud Rocumet : + Board may take measivus fo undettake Muapection any bok, & auger es offer, document 6 Bee > of any listed public company 8 a pulstic co. which, Lntencs ne, ted yee fe get its se viaties ished én any Accogiiied stock, ececharige + whete Board fas seasonable fe beline that such to. Aas been MN An insicler tadli oe peadulert and cunfare tade jriactices sehaling be teliilits matkers. © Scchion = = : : + Boasd may, un the juberests of sinmerttes oe ceowitics market, take ay of the solleusing measures, romely a suspencl the teatlng. of ary asourily tna Accgrised (lock, sachonge- © pesteain person dorm accessing the securities market ard prshibit any person, amociated wilt. sectilies market: @ ‘ office bearer ef stock catch Biche dufera “dP foilon =x ange. yom a Hreound ¢ pukain the cots 0 seenritties 1ir sesbect of any teansachor, Wich 4s undes Mwestigation.© atach , $68 a period not coeceeding nin , bank “acca & dee poly of ae ated tay Ow Aasociaked wilh, Svewtlies market, a any manner inve A 4 violation: & any, provisions Prouidud that the frond shalt, within. 40 days , o the daic attachment yom fhe special Court Ou. ich, conpiumation = .Abtachmut fe continue dusing GP) direct intesmediasy 62 en asrotialed with the indies marist rab pod au asset deeming part of uy Kausaction which 1s wade. Mouestig ation.© Avetiou ltA : Regulation 0s Inhibition of dsue ee Age oe $ dicseding fe dee th SeB1 may take qpllousing measures fe the [votection of Arucatoes * * MH may, Aegulate : @ matters. pelaling fo “nue of capital, Lrarvfyre of suctiitior ek. 6) the manner dix which such matters shall be disclosed * ft mary poohibit 2 pesteice IC 5 , doument ey fm ne a pe (6) aduntliseocnt soliciting pubtic meney.@ ection 114A : Collectine Invustmeut Scheme (C15) + ClS means any sschevwe 6 Garungement which, wahupes the conditions speciziod : ® Contribution made by Hinusters ase Eoblod p uhibiged bw Mie Wowie of a gen autfieelly bas PET lo an ‘aplioa ot 4 Miteanedliany ot a Oe with scusilits market 7, may bo dlesteaged . mutilated altered, galsified o% Aucneked * the Stwerigating authority may make ioye ko Wagisleale/ Judge o designated court ee * yf ceden ff welauirs of sctchs Aecwacts® Dider of use © + dfles consi the applvca: lien, Ww authecise Guucty igatiug authorily , the a I*He Y the ee awe fy) eeder to < * enter, the place or placer of books, Aygisiers ete * searck) that blace vt these faces in Specified ender : 4 * seize boobs, Aegeaters , otic documents £ Atcosdls & Remand of semuces of other efpvecrs * i yt uns ain> Section ty: Registesation Gttigicale (+ Stock Broker * Registrar toon pina» Supatmont * Sub Broker * Merchant barker adutase * hose dransfer egent —* \oncleevotiter ere ae pant * Port{plio manager iclenrnediany — whe may he anodaled wilh. Atewilizs market - Shall buy, le 6 deat sin seouritis lection 1ST? Rouses 5 c Wdor adjecaling a potien Ys ISA to ISHB — Brood ink os hot below the ranks of a Sins hb ad oping ug ofgtices dee helding avs inqutiy after gluing a Acasonable Gf beng heasd. gf fecqrose imypoking, penalty. © white hetdling an sguiry Me adjudicating Sfyueue halt haue pone as : usuuien, aud engoice the attendeuce of any peter. * guise tudince ce to precuce tay caunant which 0s i. the prion 4 adkpcaling sfjers, May. be cesepul foe aiguiny Uf on sick snguiy he 1s walifiod that the pouor. fas failed Lo wilh, te cbious, then he j coy ce in xy ein hh i () Brad. ray, ally : Bod ides thal csdes basset achewcating a t is iii tase ee adel | oa monket ; it In NGUb ‘ ayy - after Lnguiory , pars au Béclee erhawelug Frouidled ‘that Masonable qfypertinily @ Being heard. * Prouided a that den enhances be. fre no 6 om Ook ta passed after capbiny of 3 months. 4rom dts parsed by A0 ce disposal of appeat ufs 1s, whecheves 1 caslies.® shectiou is]: Sactess bc takow wile account by the + While adjucal a "the adiucatt es eget a tay ae @ Lhe cunt. of dispropestionate gain/ unpaix advantage made asa Abe Aefauelt « me “4 ‘# > duneunt & less caused bo inuestees as a ALsulk of Aefault- “the Aepetitine nature of default. © decbiow I5TA * A ponaltios tx be wadlited 6 Consolidated Hund of Sndia. © Lchiou IB * betterment and ddministsabive aud Cvisid Frocoedings a? Lersen against uhern frucecdings snitiated /may be initiated Ys a ton ede, thay ile ane plication, fo Ubodad freporing xcttement: ar Croand may ague fee seltfernent * @ Wenig - » Glue Suuppacl of Ropautte es pee fu setters on tagrane Hf esch pm8? No appeal Ys 157 against eadler win this wectian - OF the woltlement ppreceedings uncer this section shalt be cordutled Mn aklbedaunce witl. frrocedure wptcified —— 7 > Establishment, Jurisdiction , Muthbelly aud Proctolire of Secuuics dppeltate cubuinal (SAD (11 Sybablishment of Stourctics Appellate etbuinals (SAT) Secliow 15 A + the coy shalt by notyication sstabtik a Tribunal f be Kapusnas SAT lo extwcise the gustidtection powers and auutheeily - (21 Sectiow LSL * Compositions of SAT + She SAT shalt, consists of a Providing Oppeica aud 7 atteak 1 Judicial member as will as 1 Fechnicat members(3) ection 15M : Sualyication 40% appointment as Tresidling Officer of SAT " A ftsons hall. nat be qualigied 406 appointment as the Ofpuces ea fucticial member vs a echnical member o the SAT , unless he 45, 8 has bee a fudge Of Stuypmeme Count ve a Lite Ya High court foe atfeast Suen years, nd fe (6) de, fae baw 0 fuiye Ahe High cauurt dee atteast & years in Kase of Hed monibes ne © in wase of a techsical munker 5 © As, 08 has been, a secretary 66 an additionas secsel of Ministey €& Beptt. of CO bt equivalent pesttion- “d ° ee te aed cea. 18 years it nauce 5tcles ( Seourtlics market, Envirauce, PFE ee) a Sethow 15 MA/MB i + Lresiding offices # cial members “hall be Zl bi 2 i coratatan, with hiep uate of Onc a1 Ais Norunee - “+ te vechnical members of the securities Appellate Lihunal shalt &e appointed by €G on sccommendation % a Search-cum- selection committee. Lomposition of Seanch-cum- selection commiltec - * Chainporsen. who shalt be Presiding Offices of SAT. + F membens decunily Beplt- f — Economic ayairs — Anancial Seuuées ~ olegal dppains 9 ection. 5c : Validity of aphauntment of Fresicling Often _ and members Of SAT + wo appointment of member of SAT civvalie? due fe vacaney/ > A mannker os hart time member of the * Potand 6 * He sravsauce Ke aud DeWelefumant il 6 * the Fersiow Suud aqua OE * amy poser at series mani Aeuet equivalent fo the eee be in euch duthbeeitios- shalt not be appointed as Fresidling bfutex os Member of SAT ing his dowice o& terse as suck) Board 6 such autheitios ot nuthin 2 yeos deom the dale on which he ceases be hold ofpece© Scctiow ISN : Lenure of office of Presiding ofgiter. # Other maenbers Of SAT + the pices. 6 fodicial es technical member ee shall hat opice yu a uw flue years 4 Oh due on which: he enters hus office f nanan eye fet anottion, teu of > Ci the ber sy ge ee epee pe @ Aukion 150: Salary ¢ dllevances * He salary and allowances payable fo aud otfies. tomes auel conditions of ctruice imeludting persion , and otter Ackirernent Senipil ¥f Pres & other. members of SAT al eh iy bo pcb 3 © Suclion ISP: Jing up of racancics Be Free Mic denptiny abosnce "nn cm tat pace ve fea lt the vacancy : the may be conti te pete a tem “dn the euunt of occirouce of auy vacancy wr the &y acasen of his death, nes dton ofheswise, series most. udicial member of SAT shall act as tie Presi cen qe 70 appotirted: ab alae, a9 Suction 158 * Resignation aud Reweval PY tray offer meruber wlotice viv weiting . Addsemed to Cy fetgn feome ofpice Unters peuriitted by Cy to relinquish sporen. feted oppice fat cS ; “+ Rembrod ia a a ly ie mee dle ee ~ A /wias snsobueuk - ‘ically / ment Mae fable of atting asa member - Colds oie cote store dapat) < dbusect penkion fo sundes continuation dleteimental ic interest: pute el ae ies eal epretions ee ics hy et py tap © sechiow J5-R: Orders consituting SAT fe be qinak and not t éwalidate Ms frceecings© Acotiou 15-5 - Stapp of the Beoustits Appellate Libunal * CY Cho reoriade with. suck, oppicors/emplayers ax it er osho shall deschasge duly under generat sence © Section 1ST: dppeals bo SAT wim aggaiied SBT “ot hes Pisa /ogeaned: 45 : _—__ FRA (Pension Fund Reglatsey (+ 48 days) F Beuelefiment dutheelly) a — — — oe | __ 60 days a —Htettion | ela oo — - / - (Secs 2) Qu chlo such. application, SAT dhall aptor AvsoWaee eoteanily ig heart, conpoin, modify 0% wot asiole ian Orden: 4 “eg ae - “ 7B cay of esa. be abh pales drvcbucd + Yht affine led bypse the SAT ahold be ctale it ox expeditiously As. posite aud endeavss shalt e made by it la dispose of lien Pats SinimnunninD ksi an© Avettou {SU : Frocedures aud Power of SAT :- '> She SAT shall not be bound Code 0f Ciuih Procedure, 1908 Sut chal be guided i Of Notusal Justice °° he powers chall be vested air a Criuit Court yamaly + bd Summening the engescing the attendence of any petsow 4 cetmuning him en call. b> Acquiring Lhe dscourry ¢ production & documents ce Aecaiuing eutdhuce on aftidawili ap suing Commissions és the vkluminakion of witrierses 62 documents id Ui cases differcuer of opubien, they shall state the Point %-fpotnts on which they diffes ~ make soperuue to AD % SAT wsho shalt either har the pou 8 Poirtls hinrsely , Ahem it shall be decided by majeetly- 6 duction, LY hight te dogak rypusentitue ef & section 15 6): eLundtation, Mt ,1963 shell be applicable abpeat made le SAT- o Sockiou 5X > the PO, Members ancl offer officers aud eripleyees of SAT halt be cleewnec| 10 be public sowank.© hee isy: -wWo auld count sthall hawe quaisdiction & entertain any ssusk ® Aectiow 182: Appeal & Supreme Cout ~ ny fete agguimed by any cecision ot velles ef SAT file De apteat 2 the Supeme count within b6odlays seni eo cmmancirert.MISCELLANEOUS ® Setlion 16 : Fovser of COy bo _iswue cvsection, - = Board shalt be beund by the duicctions of 06 en questions % policy: — Boasd shat be gi ty bo le shalt Geen, Ofipertuunity Caprens miovos before duu - Recision of Board as on ene ds a question of policy ve nok is ginal. © Seeliow 12 * Pauses of Cayo superuale Board to take positiow of oes Sf ony Tine Cy is of the opinion that? % Ou neceuut of Graue emergency, Boasd is unable oischarge aullies bs functions as fox froudsions of this ack- &> floawd. has pessi made default 11 ing wilh, citi ste 6 cat ngs fe Y punchiont aud as a Mull % such, default ginancial position of Board has detosi “ % S> Cieeumstance exists whew endless i iv public intorert to ao .b0. - CY , &y notification , ade Board it* Effect of publisation o notpicatiow of Aupuscding the board : then pubticatuon of auch notgication cupuesciling the leoard — 2 Members — alt members shall as on dale of slupfrrersiow: & Pouses — all Me euser, gunction and duly o Board shall be sed / disch by such powon as GA rn dissck tat ach eon tx udeettnet f 52 Loperty — alt preporly susned. et conbiolled by Boas whull - vest vitlh. the Coy val stuck bebndl a Atcenstititled. ® Qu vay wuiodl, of cuff fom., Coy mn Aecer retbiblbe Chit oppo shalt. NOT be decmect disqualyicak during © NoHicati fo be laid bypeo the Fartuarnent : wif tale coats a tap akg toned, ll up b such aelion b he taid of bepese cack, Yfouse o pastiament. f 4 » daliou 18 * Rete aud Reports : * Ahoaudl to Yiriishe fo Coy scturins atid ubatemestts as may be fr hed» Wt Hain 40 & end of EY — Subrnit & 064 Aepset showing jonah il waedae FY. . OO fo hay such Adee befeee “louse o Pashament:> scion. 20> dhheals ~ Penson aggretued by the esdes of board mace beppse corrmencement of Securities Low Second amendment det, 1999 May yile appear with, oy Me manne foescatbed i Y > Section 0A > RAs On jurisdichion ~ No civil coust shalt haue furisdiction Jin respect of any matter which the Paoasd es 40 As empousered by » 4 under Mis det bo pass ary esdes , and ~ No tryunction shalt. be gtanted by cOusk $6 anuy offer aula “in Act of any action taken “t # > Aachion BB = Members, offerors ancl other employees of the Boasd chal be deemuct fo he public sewants - - + 41 > Seotion 23 > Protection qos act deme ut p0d Fath wo wuils procccutions Be ofis Lagat prevceedings shat he te : + boasd ot ib joes / Employes ddhe) intended ‘a be clone iin geod faith, under his dol] Rules / Regulations.> Section 24 + Without pryuclice fo any avvand of penalty by Bead /AO : Lontrauention + Sf a persen conteanenes/ alter nine 6 lethal [peouisious of Pe Mat adt / sules/ Aeguiations aud / 0 Fine upto & 2S choses oe on. pails Lo pay peal ede fousd ab be 2 conti ooilh. docaobeona L ae: 10 “t aud/ Sth Upto kes ChB tes ie > Section 4A : Combosituon of cesbcin fe = Netittany sy ing centained ta COP. 1995, an Lia atl pat hot being an tffence fia natin ly. oe with ee ~ may vithes 0 after tho institution ae te CAT 02 a count bepese % Oa ponlige Ta ase pending.© hechion 4B: Powses fo grant denmunity cy may — * Qn Aecommendation board ¢ Z waltleged poten has made through. ond Yeue and qul disclasuse ~ grant Ammutnily {0 any porson from : a? poostcution of any. offence So year ampontion y penalty ~ Lrowided that no sucks immunity shall be granted if pmoceedings SE ae htt ae & pupil f application: — Withdrawl of immunity by Cy iia cg ga ze : Oy As salispied that pou had quien gatse euidence. d ‘/ > Socliow ob * Cognizonce of offence — wo court shall take cognizance of day offence punishabte uncles Ahis det/ Rusles/ Regulations made therouundee, 5 on. a. Cernphaint> dadiondeh + slfscol Coarls + Hhe Cy He juurpese aspect Anal aqpecca ee oa ae, seed Dada hi special courts as necestary. td epeclat court shall vonstit of a single pudge who shalt Se appointed by coy wilh, concurence of Chelf justice of, Yeigh court within whew puisdietion judge to be appointed 48 WEERING: 7 A en shalt not be ied oe Upperntmunt as a eee a sonnet aoe pitino slg tei cexsions fudge Atilans Judge . td the wate may be. >. eb Offences tebable by, $PC under. thes dct uhall be taken cognizance & and Ghali ct asad at which the efence 48 comnulted 6 where these ase mese. Special Courts Than one $e such area , by such one of then = may bs spi by High ad > Sichion tbe : — ~ Highs Cousl may ovetrttie power as por Code of Climinal Troceduus, 1993 na High lout as kag Court within the Focal, Iaith of gunisdlittion of a High Court> dalton 26D. aplication. of Code to roceectings f yy cout * GCP. 1973 shall apply to to He a al ae 7 pee the purpose of ware /rouision oan ett jee ete ete [rerecection biftee a Speciat Court ‘batt bo ceed” to bea Public. Frosecutes . * She person con jucceetion should, haue been in en advise ln ths tte. qt aha tone held a peek « 06 peut not Les thaws coven years turds Unuen &2 0 tate , Atquising speckal kngiotedge & lows. “4 > Sabian 2 Ofpences by pe Companics — Sie eeer offeren vas comnibled vas £405 weshendible 45 Me company Conduuh a sacl oath be deemed we «Gey of the offence, + shall be Mable be 0 epee aa 4 ue Accordingly - ) ) : : ) } ) ) » * bihen aw fas deen comriutted ky a. co.¢ tt As fat : : ] ) it his boon committed with consent 62 due to ne, of ~ any. clivectee eee : secnelOny Ob auy ohn ofgiers of the co. shall be oleemed to be guilty % the yyence f fable to be ptocecdled against aud "unas acasedingly-9 Aection. 284 8A: Recoueny y of amounts Recovery Otices draw a state specigying he Hei ae aed eae ata gotlousing manner :- + dHachment and cake of person's |veefirly + dltachment of prtsen's ule wicow 7 A805 Of such, and his detention n ” dfipeunting a person fee Pepin op eee gia And freuisien of Income Jae deb, £461 shall apply - ~ Recoucup Offcces us weed fo sek asastance of Local ee fae 8 Aeckion. 088 : Liability of Le Lega Representative 7 Whee a. on alee, his Arppusentatiive shall be Liable ~ sisi a : Pie tak ce of any oly gee under this bet Aeesntorioe shall be Lidlele only in case bee “py fo been denposed Befoee death. of deccased person:JSEBI (. Listing Obligatior, ang, Disclpsuse ~Aequisernent ) , LOS * Mecwucitics and Exchange Road of Indio. (SEB), waed SAL (oheiting and Birclowese) Regulation , 3015 or Mating o different segments & capital marker and disctorure nous wh Aelation thesto & applicability : chase Augulatious shall oppuy the listed enllity uto has Msbed aay, of the qoltevsing derignated seclisitivs on rtcognizrdl sloth, taichanges es - specified secusilies Listed en matin boasd 0 SME Exchange oe Jan - a — nen conmestilete debt suurtios, nen-cenuertible redeemable [rgerence shares. perpetual debt Lnstecumurl, perfoehiad nen- cumulatiun feseruce shares: - a ~ Secusitized debt suststiments ~_ Seeurtly Recoipls - Units tineeck by mutual yinds - Any ottes Accwuities as mayy be upecipiod by the boasd. 4d » Rigulation IF: Braid of Bivetoes @ : iy x Wien of Cecectltive and Nen - Szecctive Adseckoes ey wen- Eecccutive disactes fo be not hew than Df ef BOD Provided that the BoD % te tofr 60 Listed entities shale howe at feast One Andependent wemen clisectée3 Wo. of sraepondent disetoes : of Chairperson of x Champerson ts Execute “Mt a Atgutal ton-executine dinetoe 66 & be Sndeponctent divictes * a Aegulas non- ereecutine Aeieetee but as 0 promoter of the tutily 04 relateel fo fyeomoter * - Se flere occupy mgmt. Mt least 4 of BOD to be Sodependent * elated. fs promoter means - is freemoter. 1s a Listed. extity 1 Us dittetees other thaw Uecine sactanst anya te are ay frromoter us an unlistect enttily il cliscetoes , it ot Lt santo fal he net a te 42 the 0D of the tof, 2000 Lise. enlitues shale compose of rat lus bon, dhe dlualan wo ently shall oppeint- a pour 6 cenlinue the % dsecleashify &f Ary feuen asa nen execciliue disccles who has attained the & a uules a SR 1s parsed. es cage & seuenly- Yue yoons fa 5? She BoD of the of. 1900 companirs to howe atlease Lindeperctont women, directs .sho. of Sriependent dissetoss TO —— t AN Hai On Of I hanperson t BOD 4s a Nen- Seecutvie "Not a Aagutal Mon-eotcoltire Aisectes ~ at east Ygrd disectoe 62 & be Sndeporctent disectos * da regular non- erecutire dutectet but As 0 premotor % the i & selatedl bo jywomoter" otto 1S A Mt Least £ of BOD to be Independent disuloe * Gelated. le pemoter means - i> freemoter. 11 a Listed entily . ils clivectoes othwe Haw Manin cto tnployen oe oe Bi fret ak enly ib laces, enpyes oe lt noninge tall ke tenn Loe ae 42 Hu BOD of the 3 2060 histec elites shalt Comprise of mk tue than dhe snitge wo entily shall appoint a er & continue the - % dusecleeshifu6f any peuen asd nen-cecceutive disccles who hos attained the age of seuenty- gue yeons. unless a sk os passed: °% She God of the tify 1900 companies to have atleast L indeperctont women dinectis - -+ Board Heetin SA al ics Hast tas ge will. a morn Hine gap o% 120 days discon. Luso nesltags ~ Buse BOD 2600 Lisked entities with. Epo 4 re ae gb * gi alias 3 duintees whuchener ds highes eS Tere seuiow the complianee eft pela Laws able bo histed fruponedt co. ang see tien ia Mus tances ep eau + Evaluation. ¢ Jn Diseotoe ¢ She ewaluation of Snalependent discetee whats be dene by the ee ee eee * Pageuaane the, lekectoes.: aud Prowtded tak in the aloue evaluatioun the dliictets who are Subyeck to enoduation shall not paxiticlpate.> Suction 174: Maceimum no. of Driectoeshipp * the maimum no. of olsectoeshifs, J i alternate dlectseships that can be fled dt ay pnt A tine r= OP od fetsen shalt not be a dirsetes in meee than seven listed ites Lreuided that a. puesen shall not Sere AS aw e Ordlependent diwctee Ln mese than wouun. listed entities - 2 dry person who 1 sawing a6 a whole time oliccctse/ managing Adcctee din. any” liste entity shalt AME Bs ay nlependtint discctee A& not mése thar, three Listed. ertities. “ 7) __ > Settiow -dAr ate Gyevesnauice equisement with, respect to Cia a) Ta ed - “ey bleasb { Socteperceat csetee on BOD & listed entity should Se oluieetee on ‘boovd of unbstedt Material Subsiolg, wrhrethos Auepepresated iu sndia es not- : - Wakerial Subs. * whall mean a aubsidliasy. wheose Anceme / Net cecceeds 20% of consolidated income Or rot yseeth. Aespectiuely @? She dudit Committee of listed ently Shall sunian jinancias statements Unlisted subsidlias i yy . (gn Intraday Sibi enfary)SP Fhe minutes of the Boanal mestings o the unlisted subsieli shall be ftaceat at the meeting &% Bop te tet ntis 4 the . a Listed substainsy hall sing he the notice oft of tite eutily statements oat agigean subsidiary co Transaction. 08 abs that caccowls 6 us witb eaamd 10% of total Auenucs/ expenses /asels /Mabilities & unlisted subsiding. — : CS chided Ently shale not clspose 4 uhates tn ie massial To _hew than 50% 08. cease to excrtise contol ous subsidiary (Caccepl scheme cd by caine ¢2. telbUnal bb Aupluten plan) - - «© sang oe disfoiing 66 leasing asses ing to raise thar ox total discs of matesial sibsidy 4 agile approve of shawhelders bya Seciind Aasclution Horses, no auch, special muolution woul bo Aequised ix cases whee - ‘ va 64 tale wiles. a shame. auangernents dy otro yo Cass Suburi % * 06 undts a Acsolution plan appuoved Ys SL Snsetvency Coole ue *» Kegulatiowdé : Reybriction on number ef membershies yee the puunpose 4 dedeemination 4, hivait. chasrporsen-ship and oiondlatp the atidlit committee ¢ the dstabehetdun Kulalionstup Committee abene halt be considusd. Cr Lucup clisectes shall uigesne The luted ently about the a utter potdlions he vs whe wecliples Ui orter, bistedl bileCOMMON! OBLIGATIONS OF LISTED ENTITIES > Regulation. > * Yormml Obligations of Compliance > the Liked entity shal ensure that managevial fexsernel (KMP), aisuctee, and. fremoters 68 any week ctealing wilh, the Aisted entily , complies wilh respoette tulios ee obligations. G any aged fo then 1 > Kegulation 6 : Compliance Offices and tits obligation. '7 a lasted shall int a qualifiod A entity appoint g company, secelany op the compliance yyicer 80 appointed shall be sexboruiole fe @ ensuning congsenaly wilh. the Aagulosity prgucid (ens ap plicalle fo the Aisted ertily du hlbes aud guid ® co-esdinatou aud Apeekiug & the Proand that © ing that covet procedures hane been @ meniteetng omatl adders % guincnce sectmal cinta. tt> share Trowufes agent [Reputation 2] — She Listed shale apypaint a share tans & (manage tne dh teansfor gacilily i al tH uurenany of Biuatevy comphiouces + bsithise — claws sStateraent/ Repel ke be gilled wilh RSE te end ‘ Pea ut fy dated ently 16 days Aepeet ow Corpécate Governauce it powae peter ¢y BOD- = o/ days - Atalemnent shossing numbers of auiestee compiint: > Pending at the inner the quatter o> hese ctuing te pete aay 5 oo a a Statement shewing fielding of socuilin aud wi i cach, class eee ee egtaxately: $e cach (Aho Mp be disclosed one da ise ba listing, aud wsllhi 10 days % any cated, acenseuctly Ai the histed cute Aaultirg z Hauge > iy oft Pusc ) “ey “ Q| 4 days (ofher last quadter) Buarterly aud YTD standalone genanual tater Fee $tlebe percas Suarterly stedements Bee public tier Nghe Meese tlh which the ‘Ob Ailes, te - ap indicating dewiations Jin the Use of jreoccedts geane Ae fully wlili-| the obyecls' abated du tyes documents #2 ES to the old 6 SC cd, notice Of Gd. by; ating vO tous (calepery wise sideh Geb + Stiles and Maxketing, wetking capital ee) than git utdantas ids rate ODES tl notiie of Gd we actual uhizaton. & purdsPRIOR, INTIMATIONS TO RSEs cnkmation of RSE Whose te pollousing [reposal us due b be lu nate, cauered ai the Fob mecling ' (ettuding le 4 inlimatious 2 dale Of Meeting ol nsgeheing days * Frofesat gee buyback of scours + Fropesah fee alebiting . bile aatng by Way & FPO, ADR, GDR, : Conwestibte fronds, Debt Frie, frtperence sere eke. * Rockesations/ Recommendation, to declare deitidena _| + duuante of Lorwestible cecunilios wncludi, — vaumiln deka = * Dichration of Bonus setusties where such [pepesal ds communicated be the Bond. of Biuclees of the Listed entity as part of the agenda, ai 5 days Financial Rewubts t | Hote of seco ake aul the purpose of [rues to cord dite jee dale. 11 stoking “+ lltesation. iu fos of decusities 6s the holder mee Usaton Ws date on whack te nes Maduuobte ambunt of debertecre vid be fay fleANNUAL COMPLIANCES + USithiae 60 lays from Cad & LY wot lates than the chipateh. le sharehelder. AHLU. 48 hous of Aer Cornpliawce with. Stock, Gucharger éntily bo submitted AUDITED standalene finainciint suits Yee the FV along, with. audit Aepect ancl tellement en Smack Of dudit Sualifications (applicable only, $ee audit aspect with. Submit fo. Stock, rge + Publish ou wwchsile — a copy of annual veut to shanchotelots along, wilh. notice $68 AGM. dis the event of any, charges to dnnusal dtd pp fh ah anuCORPORATE GOVERNANCE = * Opprerad foe elated jordly Leansaclions thueugh a resolution ead “e nage a rapes ip he esd pe pedo, feito st on ale ee 7 He iliaig sts a see Hk xchange — a 06 ba uubrntted within 1s oe ae “ cays jean + annual + Be aubrniied with. 6 mands jem the Ud Xf ; — may be gubmittecl along, wilh, second quarter. Aepect:AUDIT COMMITTEE Ag PER LODR Ws SEC LIB ey 4 Ack, 208 nfs EE ae Covnfeanies Fasticulors Os per LODR. As pes cee 177 6f the : Bet 2013 Applicable & | Aut ished * Mt hisked . Corspanies * Unlistedt Fubltee co. wills ~ Laid up, Share capital 210 cr be 7 Cutstanduing laans, borreitings 8 debertuses > SD crese 02 - Swneues 2 100 ese iit ence ppl ole ke Minimum no. 3 5 of cisectoes anim afrd ae Aisectoe Financial fitewe | wa jal ilading arpa Chauoperson Chairpeuen shall | Jo be financially literate. 1D alnd hs to be wat [sine at the AIM Secseti C8 64 to. bo be He! Wo suck proussions “t Atenetany | : WM Least 4 times | No euch, jwouisions a | dn & yeas voila, / napSuesum ol or 1/37 whichoucs “3 highes No such pmucsions with. minimum. 2 Lp tp be poretent} ddditienal the committee may onuite No Sucks prcoyisionsCOMMITTEES : caeeeae Chait KRC. Mudit Nomination and | Stakcheldee | hike Committee | Rumunctakiow Committee Com committee (Applcableto tp SOD Cas) No. of Merinuun 3 dteast 3. di | Minium Haposily Of members won encecuie 3 diiectoes | members dunes. Wo.0f U3rd atleast sn | dtleast 1 elens Eralepenelent es 31d Quisectoe Chaispocion dist roperctout Wau. cecceutrive | Has fp be 4 ee dikectos diiectee | membes of BOD Meting | dtlease 4 Atleast once tw | atleast once iu| dtleat ence ae Gap 120doys a year A year i a year Sueeum, tlighuc ¢ 4 30d Highoe of Wat mentioned | Wot mentioned | o 2 oben & members hb ia ‘ weeast 2ID tease 21D Aegutatiove Aegilation | mandatory mandatéey ' bdditionat| all members - ‘en. ef | Shes commuttee | Series ececctive vinancial diterak| Co. may be tobles ine (Non dlicectet) dileast 1 einted as | cenyelaints of bea member Fin. | member but not| the cnvestoss. Gaia mmatiagmnent- ‘ ( ‘