TITLE 17.

PUBLIC HEALTH
DIVISION 2. HEALTH AND WELFARE AGENCY
CHAPTER 3. COMMUNITY SERVICES

SUBCHAPTER 24. ENHANCED BEHAVIORAL SUPPORTS HOMES

59050. Definitions.

The following definitions shall apply to the regulations used in this subchapter:

(a) "Administrator" means the person defined in Title 22, California Code of
Regulations, Section 80001(a)(2).

(b) "Assistant Behavior Analyst" means an individual who assesses the function of a
behavior of a consumer and designs, implements, and evaluates instructional and
environmental modifications to produce socially significant improvements in the
consumer's behavior through skill acquisition and the reduction of behavior, under
supervision of a Behavior Analyst. Assistant Behavior Analysts engage in descriptive
functional assessments to identify environmental factors of which behavior is a function.
An Assistant Behavior Analyst is recognized by the National Behavior Analyst
Certification Board as a Board Certified Assistant Behavior Analyst.

(c) “Authorized Consumer Representative” means the parent or guardian of a minor,

conservator of an adult, or person who is legally entitled to act on behalf of the
consumer.

(d) "Behavior Analyst" means an individual who assesses the function of a behavior of
a consumer and designs, implements, and evaluates instructional and environmental
modifications to produce socially significant improvements in the consumer's behavior
through skill acquisition and the reduction of behavior. Behavior Analysts engage in
functional assessments or functional analyses to identify environmental factors of which
behavior is a function. A Behavior Analyst is recognized by the national Behavior
Analyst Certification Board as a Board Certified Behavior Analyst.

(e) “Clients' Rights Advocate” means the representative of the nonprofit agency with
which the Department contracts for clients' rights advocacy services pursuant to
subdivision (b) of Section 4433 of the Welfare and Institutions Code who is responsible
for clients' rights assurances for persons with developmental disabilities.

(f) “Consultant” means an individual or group eligible for vendorization in accordance

with Sections 54319 and 54342.

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(g) “Consumer” means an individual who has been determined by a regional center to
meet the eligibility criteria of Subdivision (a) of Section 4512 of the Welfare and
Institutions Code, and Sections 54000, 54001 and 54010, and for whom the regional
center has accepted responsibility.

(1) A consumer residing in an Enhanced Behavioral Supports Home is a “client” as

defined in Title 22, California Code of Regulations, Section 80001(c)(9).

(h) “Continuous Quality Improvement System” means a process to ensure systematic

improvement of services to increase positive outcomes for the consumers being served.

(i) "Day" means calendar day unless otherwise stated.

(j) "Department" means the Department of Developmental Services.

(k) “Direct Care Staff” means facility staff who personally provide direct supervision and
special services to consumers, as defined in Section 56002(a). The term includes the
licensee, the administrator, management, supervisory, and lead staff during that time
when they are providing direct supervision and special services to consumers.

(1) Direct supervision and special services shall include “care and supervision”
as defined in Title 22, California Code of Regulations, Section 80001(c)(3).

(l) “Enhanced Behavioral Services and Supports” means additional staffing, supervision,
and other services and supports to address a consumer’s challenging behaviors, which
are beyond what is typically available in other community living arrangements.

(m) “Enhanced Behavioral Supports Home” means an adult residential facility or a

group home certified by the Department and licensed by the Department of Social
Services that provides 24-hour nonmedical care to individuals with developmental
disabilities who require enhanced behavioral supports, staffing, and supervision in a
homelike setting, as defined in Section 4684.80 of the Welfare and Institutions Code.
An Enhanced Behavioral Supports Home shall have a maximum capacity of four
consumers.

(n) "Facility Liaison" means the person, or his or her designee, assigned by the
vendoring regional center as the principal coordinator between the regional center and
the facility.

(o) "Immediate Danger" means conditions which constitute an impending threat to the
health and safety of a consumer and which require immediate action by the regional
center to safeguard the health and safety of the consumers in the facility, and as
defined in Section 56053.

(p) “Individual Behavior Supports Plan” means the plan that: identifies and documents
the behavior and intensive support and service needs of a consumer; details the

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strategies to be employed and services to be provided to address those needs; and
includes the entity responsible for providing those services and timelines for when each
identified individual behavior support will commence.

(q) “Individual Behavior Supports Team” means those individuals who contribute to the
development, revision and monitoring of the Individual Behavior Supports Plan for
consumers residing in an Enhanced Behavioral Supports Home. The team shall, at a
minimum, be composed of the following individuals:

(1) Consumer and, where applicable, authorized consumer representative;

(2) Regional center service coordinator and other regional center representatives, as
necessary;

(3) Licensee’s qualified behavior modification professional;

(4) Enhanced Behavioral Supports Home administrator;

(5) Regional center clients’ rights advocate, unless the consumer objects on his or her
own behalf to participation by the clients' rights advocate.

(6) Any other individuals deemed necessary by the consumer, or, where applicable, his
or her authorized consumer representative, if any, for developing a comprehensive and
effective individual behavior supports plan.

(r) “Individual Emergency Intervention Plan” means the plan developed pursuant to Title
22, California Code of Regulations, Section 89968.2.

(s) "Individual Program Plan" (IPP) means a written plan that is developed by a regional
center planning team, in accordance with the provisions of Sections 4646 and 4646.5 of
the Welfare and Institutions Code.

(t) “Planning Team" refers to the planning team defined in subdivision (j) of Section
4512 of the Welfare and Institutions Code, which develops and reviews a consumer's
IPP through the planning process described in Sections 4646 and 4646.5 of the Welfare
and Institutions Code.

(u) "Qualified Behavior Modification Professional" means an individual with a minimum

two years of experience in designing, supervising, and implementing behavior
modification services who is one of the following:

(1) An Assistant Behavior Analyst certified by the National Behavior Analyst Certification
Board as a Certified Assistant Behavior Analyst.

(2) A Behavior Analyst certified by the National Behavior Analyst Certification Board as
a Certified Behavior Analyst;

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(3) A Licensed Clinical Social Worker, pursuant to Sections 4996-4998.5 of the
Business and Professions Code.;

(4) A Licensed Marriage and Family Therapist, pursuant to Sections 4980-4984.7 of the
Business and Professions Code;

(5) A psychologist, licensed by the Medical Board of California or Psychology

Examining Board; or

(6) A licensed professional with California licensure, which permits the design of
behavior modification intervention services.

(v) “Registered Behavior Technician” means an individual who is primarily responsible

for the direct implementation of skill-acquisition and behavior-reduction plans, and
practices under the close, ongoing supervision of a Behavior Analyst as defined in
subdivision (d) or Assistant Behavior Analyst as defined in subdivision (b). The
Registered Behavior Technician may also collect data and conduct certain types of
assessments, but may not design intervention or assessment plans. A Registered
Behavior Technician is recognized by the National Behavior Analyst Certification Board
as a Certified Registered Behavior Technician.

(w) “Substantial Inadequacy” means conditions posing a threat to the health and safety
of any consumer, that are not considered an immediate danger as specified in Section
56053, and as defined in Section 56054.

(x) “Working Day” means any day that is not a Saturday, Sunday, or holiday as
specified in Sections 6700 and 6701 of the Government Code.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.80 and 4684.86, Welfare and Institutions Code.

59051. General Requirements.

(a) The vendoring regional center shall assign a facility liaison to each vendored
Enhanced Behavioral Supports Home.

(b) The Department may decertify an Enhanced Behavioral Supports Home that it
determines is not in compliance with applicable laws or when it cannot ensure the
health and safety of consumers. The Department shall inform the Department of Social
Services of any decision to decertify a facility on the same day.

(c) An Enhanced Behavioral Supports Home must have an operable automatic fire
sprinkler system approved by the State Fire Marshal or local fire department as a
condition of certification.

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(d) The automatic fire sprinkler system must meet the National Fire Protection
Association (NFPA) 13D standard for the installation of sprinkler systems in single- and
two-family dwellings and manufactured homes.

(e) Each consumer must be provided with his or her own private bedroom.

NOTE: Authority cited: Section 4684.81 and 4684.86, Welfare and Institutions Code.
Reference: Sections 4684.81 and 4684.85, Welfare and Institutions Code.

59052. Facility Program Plan.

(a) An applicant shall develop a facility program plan that includes the following:

(1) Number of consumers to be served;

(2) Consumer admission criteria and procedures;

(3) A description of how the facility will ensure that appropriate services and supports
are provided at the time of admission to meet the consumer’s immediate needs pending
development of the individual behavioral supports plan;

(4) An organizational chart for the staff in the facility and, if applicable, for the
organization;

(5) A description of consumer services to be provided;

(6) A description of how the licensee will ensure all direct care staff and consultants are
competent to perform their assigned duties, including but not limited to:

(A) A description of the consultant disciplines, qualifications, and hours to be utilized;

(B) A description of staff qualifications and a duty statement for each staff position;

(C) A sample staff schedule;

(D) Staff training plan;

(7) A description of the facility’s emergency procedures, including but not limited to:

(A) The facility’s emergency evacuation procedures, including procedures for

evacuation when delayed egress and secured perimeters are in use pursuant to
Sections 56068 through 56074;

(B) The type, location, and response time of emergency medical services;

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(C) A description of how regularly scheduled fire and earthquake drills will be conducted
on a schedule of no less than every three months, with the drills conducted on
alternating work shifts so that drills are conducted during the day and evening hours;

(D) The Emergency Intervention Plan as required by Title 22, California Code of
Regulations, Section 89990.

(8) An explanation of how the Enhanced Behavioral Supports Home will ensure the
protection of consumers' personal rights, including those specified in Sections 50500-
50550;

(9) Consumer exit criteria;

(10) A description of the proposed facility, including size, layout, and location;

(11) A description of the facility’s Continuous Quality Improvement System, including

but not limited to how:

(A) Consumers will be supported to make choices

(B) Consumers will be supported to exercise rights

(C) Changing needs of consumers will be addressed

(D) Consumers receive prompt and appropriate routine and specialized medical
services

(E) Individual risk is managed and mitigated

(F) Medication is safely managed

(G) Staff turnover is mitigated

(12) Date and signature of the applicant.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Sections 4684.81 and 4684.86, Welfare and Institutions Code.

59053. Facility Program Plan Approval.

(a) The facility applicant shall submit the proposed facility program plan to the vendoring
regional center responsible for contract development.

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(b) The regional center shall submit a copy of the proposed facility program plan along
with its recommendation concerning approval of the proposed facility program plan to
the Department.

(c) Upon approval by the Department, the Department shall issue a Certificate of
Program Approval to the Enhanced Behavioral Supports Home and provide a copy of
the Certificate of Program Approval to the regional center and the Department of Social
Services.

(d) The Certificate of Program Approval must be included in the Plan of Operation
submitted to the Department Social Services.

(e) The facility administrator shall submit any proposed changes in the operation of the
facility that alters the contents of the approved facility program plan, including a change
of administrator, to the Department, the contracting regional center, and the Department
of Social Services. Proposed changes may be implemented only if approved by all three
entities.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Sections 4684.81 and 4684.86, Welfare and Institutions Code.

59054. Individual Behavior Supports Plan.

(a) The facility administrator is responsible for coordinating the development and
subsequent updating of each consumer's Individual Behavior Supports Plan.

(b) The Individual Behavior Supports Plan must be developed within seven days of the
consumer's admission.

(c) The Individual Behavior Supports Team members shall provide their input for
inclusion in the Individual Behavior Supports Plan within 30 days of the consumer's
admission, review the plan monthly and provide update information as necessary.

(d) The consumer’s Individual Behavior Supports Plan must be function-based,

evidence-based, and target functionally equivalent replacement behaviors.

(e) The Individual Behavior Supports Plan must include a written Individual Emergency
Intervention Plan.

(f) The Individual Behavior Supports Plan must include a description of the following:

(1) Baseline behaviors;

(2) Target Behaviors and Goals

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(3) Function of Behaviors;

(4) Desired Outcomes/Replacement Behaviors;

(5) Intervention Strategies, including antecedent strategies, instructional strategies and

consequence strategies;

(6) Entity responsible;

(7) Environmental changes;

(8) Timelines/Review dates;

(9) Monitoring Progress/Evaluation methods; and

(10) Emergency strategies that may be necessary.

(g) The facility administrator shall submit the Individual Behavior Supports Plan and any
updates to the vendoring and/or placing regional center service coordinator and, unless
the consumer objects on his or her own behalf, to the clients' rights advocate, when
applicable.

NOTE: Authority cited: Sections 4684.8 and 4684.86, Welfare and Institutions Code.
Reference: Sections 4684.83 and 4684.86, Welfare and Institutions Code.

59055. Regional Center Monitoring.

(a) The consumer's regional center is responsible for monitoring and evaluating services
provided in the Enhanced Behavioral Supports Home by conducting or coordinating at
least quarterly face-to-face case management visits with each consumer, or more
frequently if specified in the consumer's IPP.

(b) In addition, the vendoring regional center is responsible for monitoring and
evaluating services provided in the Enhanced Behavioral Supports Home by conducting
a quarterly quality assurance visit using a tool developed by the vendoring regional
center and approved by the Department.

(c) A vendoring regional center qualified behavior modification professional shall visit
the consumers, announced or unannounced, in person, at least monthly in the
Enhanced Behavioral Supports Home to monitor the Individual Behavioral Supports
Plan objectives, and prepare written documentation on the status of the objectives. At
least four of these visits per year must be unannounced.

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(d) The Department shall monitor regional center compliance with subdivisions (a), (b)
and (c). Monitoring must include on-site visits by the Department to all Enhanced
Behavioral Supports Homes at least once every six months, including review of the
written documentation prepared by the regional center qualified behavior modification
professional.

(e) If the Department or regional center determines that urgent action is necessary to
protect a consumer residing in an Enhanced Behavioral Supports Home from physical
or mental abuse, abandonment, or any other substantial threat to the consumer’s health
and safety, the Department shall direct the regional center to immediately obtain
alternative or additional services and supports to ensure the health and safety of the
consumer. The Department may take into consideration any notification by the
Department of Social Services pursuant to Section 1567.65 of the Health and Safety
Code.

1) If additional services and supports cannot be provided immediately or if the

Department determines that a different living arrangement is necessary to ensure the
consumer's health and safety, the regional center shall, upon request by the
Department, relocate the consumer within 24 hours of the determination, pursuant to
Section 4684.81(h) of the Welfare & Institutions Code and Section 1567.65 of the
Health & Safety Code.

(2) The regional center shall convene an IPP meeting within two working days of any
action taken pursuant to this subdivision to review and update the IPP and the Individual
Behavioral Supports Plan, as needed.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Sections 4684.81, 4684.84, 4684.85, and 4684.86, Welfare and Institutions Code and
Section 1567.65, Health& Safety Code.

59056. Consumer Admission.

(a) Prior to a consumer's admission:

(1) The administrator shall obtain a copy of a medical assessment of the consumer that,
at a minimum, meets the requirements of Title 22, California Code of Regulations,
Section 80069 and shall put the medical assessment into the consumer’s file prior to or
at admission.

(2) The regional center shall assess the consumer's need for emergency interventions.

(3) The regional center shall release written information about the consumer to the
administrator pursuant to Section 56017 (b)(1)-(9).

(b) Within seven days of admission:

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(1) The administrator, with input from the Individual Behavior Supports Team, shall
complete a written Individual Behavior Supports Plan, which shall include a written
Individual Emergency Intervention Plan.

(c) Within 30 days of admission:

(1) The administrator, with input from the Individual Behavior Supports Team, shall
complete a written functional behavior assessment.

(2) The administrator, with input from the Individual Behavior Supports Team, shall
update the written Individual Behavior Supports Plan, which must include a written
Individual Emergency Intervention Plan.

(d) The administrator is responsible for coordinating the development and updating of
the plans required in subdivisions (b) and (c).

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59057. Contract.

Prior to placing any consumer into an Enhanced Behavioral Supports Home, the
vendoring regional center and the vendor shall execute a contract that includes, at a
minimum, all of the following:

(a) The names of the regional center and the licensee;

(b) The effective date and termination date of the contract;

(c) A requirement that, under no circumstances, may the contract extend beyond the
stated termination date;

(d) A requirement that the execution of any amendment or modification to the contract
be in accordance with all applicable laws and be by mutual agreement of both parties;

(e) A requirement that the licensee and the agents and employees of the licensee,
in the performance of the contract, act in an independent capacity, and not as officers or
employees or agents of the regional center or the State;

(f) Incorporation, by reference, of the Enhanced Behavioral Supports Home's approved

program plan and Certificate of Program Approval as issued by the Department; and

(g) Specification of how any portion of the facility rate unfunded by a consumer
placement will be funded, pursuant to Section 59072(a)(3)(A)-(C).

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NOTE: Authority cited: Section 4684.6, Welfare and Institutions Code. Reference:
Sections 4684.82, 4684.86, and 4684.87, Welfare and Institutions Code.

59058. Contract Termination.

(a) A vendoring regional center may terminate its contract with the Enhanced
Behavioral Supports Home when the regional center determines that the Enhanced
Behavioral Supports Home:

(1) Is unable to maintain substantial compliance with applicable laws or its contract with
the regional center, or

(2) Demonstrates an inability to ensure the health and safety of the consumers.

(b) The vendoring regional center shall notify the Enhanced Behavioral Supports Home
by letter of its intent to terminate the contract within 30 days of delivery of the letter.

(c) The vendoring regional center shall notify the Department and the Department of
Social Services the same day the regional center terminates the contract with the
Enhanced Behavioral Supports Home.

(d) If a vendoring regional center terminates its contract with an Enhanced Behavioral
Supports Home, the Department shall decertify the Enhanced Behavioral Supports
Home and the regional center shall terminate vendorization.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Sections 4684.85 and 4684.86, Welfare and Institutions Code.

59059. Contract Termination Appeals.

(a) An Enhanced Behavioral Supports Home may appeal the vendoring regional
center's decision to terminate its contract.

(b) An appeal must be submitted in writing and include reasons and facts
demonstrating why the termination is inappropriate.

(c) An appeal must be received by the vendoring regional center within 10 working
days from receipt of the regional center letter notifying the Enhanced Behavioral
Supports Homes of its intent to terminate the contract.

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(d) The vendoring regional center’s director shall respond with his or her decision within
10 working days of the date of receipt of the appeal from the Enhanced Behavioral
Supports Home.

(e) The vendoring regional center shall submit the director's decision to the Department
and the Department of Social Services on the same date it is signed.

(f) The vendoring regional center shall mail the director's decision to the administrator
within two working days of signature.

(g) The decision by the vendoring regional center’s director is the final administrative
decision.

(h) Termination of the contract shall be suspended upon receipt of an appeal pursuant
to subdivision (c) pending the outcome of the appeal.

NOTE: Authority cited: Sections 4684.85 and 4684.86, Welfare and Institutions Code.
Reference: Sections 4684.85 and 4684.86, Welfare and Institutions Code.

59060. Administrator Qualifications.

(a) An administrator must:

(1) Have a minimum of 2 years of prior experience providing direct care or supervision
to individuals with developmental disabilities; and be one of the following:

(A) A Registered Behavior Technician.

(B) A licensed psychiatric technician.

(C) A Qualified Behavior Modification Professional.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59061. Direct Care Staff Qualifications.

(a) A direct care lead staff person must:

(1) Have one year prior experience providing direct care to individuals with
developmental disabilities; and

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(2) Become a Registered Behavior Technician within six months of initial employment;
or, be either:

(A) A licensed psychiatric technician; or

(B) A Qualified Behavior Modification Professional.

(b) A direct care staff person must:

(1) Have six months prior experience providing direct care to individuals with
developmental disabilities; and

(2) Become a Registered Behavior Technician within twelve months of initial

employment.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59062. Staffing Requirements.

(a) At least one direct care lead staff person and one direct care staff person must be on
duty at all times when a consumer is under the supervision of the facility staff.

(b) Direct care staff who have not completed the on-site training as required by Section
59063 must be under the direct supervision and observation of a fully trained direct care
lead staff person while caring for consumers.

(c) The administrator shall assign a qualified behavior modification professional to each
consumer. A minimum of 6 hours per month of behavior assessments and behavior
interventions must be provided to each consumer by a qualified behavior modification
professional. This time must be documented in the consumer file.

(d) Each Enhanced Behavioral Supports Home must have an administrator on duty a
minimum of 20 hours per week per facility to ensure the effective operation of the
facility.

(e) In addition to the hours required in subsection (c), the facility administrator shall
ensure provision of a minimum of 6 consultant hours per month per consumer, which
must be appropriate to meet individual consumer service needs.

(f) The regional center shall require an Enhanced Behavioral Supports Home to provide
additional professional, administrative, or direct care staff whenever the regional center
determines, in consultation with the individual Behavior Supports Team, that additional
personnel are needed to provide for the health and safety of consumers.

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NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59063. Staff Training.

(a) Within the first 40 hours of employment, the administrator shall ensure that direct
care staff complete a minimum of 32 hours of on-site orientation. The on-site orientation
must include the training required pursuant to Title 22, California Code of Regulations
Sections 80065(f) and 84065(i) as applicable to the facility’s licensure type, and must
also address the following:

(1) The specialized needs of each of the consumers;

(2) Consumers’ rights and protections pursuant to Sections 50500-50550 and Title 22
sections as follows:

(A) Section 84072 for an Enhanced Behavioral Supports Home licensed as a group
home.

(B) Sections 85072 and 80072 for an Enhanced Behavioral Supports Home licensed as
an adult residential facility.

(3) The facility's program plan.

(4) Implementation of the consumers’ IPPs

(5) Health and emergency procedures, including fire safety

(6) The disaster and mass casualty plan required in Title 22 section 80023, including
emergency evacuation and exit procedures when secured perimeters/delayed egress
are in use.

(b) In addition to the on-site orientation, the administrator shall ensure that direct care
staff receive a minimum of 16 hours of emergency intervention training, which must
include the techniques the licensee will use to prevent injury and maintain safety
regarding consumers who are a danger to self or others and must emphasize positive
behavioral supports and techniques that are alternatives to physical restraints, pursuant
to Title 22, California Code of Regulations as follows:

(1) Section 85365 for an Enhanced Behavioral Supports Home licensed as

an adult residential facility.

(2) Section 84365 for an Enhanced Behavioral Supports Home licensed as a group
home.

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(c) A direct care staff person may not implement restraints prior to successfully
completing the training required in subdivision (b).

(d) In addition to the training required by subdivisions (a) and (b), the administrator shall
ensure that, prior to providing direct consumer care, direct care staff receive hands-on
training in first aid and cardiopulmonary resuscitation by a certified instructor.

(1) Direct care staff shall maintain current certifications in first aid and cardiopulmonary
resuscitation. The administrator shall maintain the certifications in facility personnel
records.

(2) Cardiopulmonary resuscitation certification must be renewed annually.

(e) The administrator shall ensure that direct care staff complete the competency-based
training required by Welfare and Institutions Code Section 4695.2(a) and (d), pursuant
to Section 56033(b)-(g),(i). Direct Care Staff shall successfully complete both segments
of the competency-based training and passage of the competency test, or pass the
challenge test, prior to or within one year of employment at the Enhanced Behavioral
Supports Home.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59064. Continuing Education.

(a) In addition to the training requirements in section 59063, the administrator shall
ensure that direct care staff complete a minimum of 20 hours of continuing education on
an annual basis covering, but not limited to, the subjects specified in Section 59063(a).

(1) For Enhanced Behavioral Supports Homes licensed as group homes, 10 of the
continuing education hours required by Title 22, California Code of Regulations, Section
84065(j) may be counted towards the required hours.

(b) The administrator shall require additional continuing education, as necessary, to

ensure the continued health and safety of each consumer.

(c) Successful completion of the competency-based training and passage of the

competency test required by Sections 59063(e) satisfies the direct care staff continuing
education requirements specified in subdivision (a) for the year in which the training is
satisfactorily completed.

(d) The administrator shall ensure that direct care staff renew the emergency
intervention training required in Section 59063(b) annually.

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NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59065. Immediate Danger.

(a) The regional center shall immediately investigate situations that come to the
attention of, or are reported to, the regional center that constitute, or may constitute, an
immediate danger. Situations requiring investigation include but are not limited to those
specified in Section 56053(a)(1)-(5).

(b) When investigating a potential situation constituting an immediate danger, the

regional center shall comply with Section 56053(b)-(f).

NOTE: Authority cited: Section4684.86, Welfare and Institutions Code. Reference:

Section4684.86, Welfare and Institutions Code.

59066. Substantial Inadequacies.

(a) The regional center shall investigate situations that come to the attention of, or are
reported to, the regional center that constitute or may constitute a substantial
inadequacy immediately following the notification. Situations that shall be investigated
include those described in Section 56054(a)(1)-(7) and (11)-(13).

(b) When investigating a potential substantial inadequacy, the regional center shall
comply with Section 56054(a)(12)(B).

NOTE: Authority cited: Section4684.86, Welfare and Institutions Code. Reference:

Section4684.86, Welfare and Institutions Code.

59067. Corrective Action Plan (CAP).

(a) The regional center and the administrator shall comply with the requirements for
CAPs described in Section 56056.

(b) The regional center shall forward a copy of the CAP to the Department and the
Department of Social Services.

NOTE: Authority cited: Section4684.86, Welfare and Institutions Code. Reference:

Section4684.86, Welfare and Institutions Code.

59068. Sanctions.

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The regional center shall apply sanctions to an Enhanced Behavioral Supports Home
pursuant to Section 56057.

NOTE: Authority cited: Section4684.86, Welfare and Institutions Code. Reference:

Section4684.86, Welfare and Institutions Code.

59069. Facility Appeals.

(a) The administrator may appeal a regional center action in Sections 59065, 59066, or
59068, pursuant to Sections 56061-56065 and 56067.

(b) Implementation of regional center actions during the appeal process occurs as
follows:

(1) In the case of immediate danger, the action of the regional center shall remain in
effect throughout the appeal process.

(2) In the case of substantial inadequacies, corrective action shall be suspended until
the appeal process is complete, except in situations specified in Section 56054(a)(1).

(c) Nothing in subdivision (b) precludes the regional center from taking immediate
action if conditions in the facility deteriorate into an immediate danger because the
substantial inadequacy has not been corrected.

NOTE: Authority cited: Section4684.86, Welfare and Institutions Code. Reference:

Section4684.86, Welfare and Institutions Code

59070. Facility Files.

Facilities shall maintain a facility file, which may include electronic formats, that includes
at least the following:

(a) Facility program plan;

(b) Weekly staff schedules;

(c) Personnel records including:

(1) Administrator current credentials, degrees, certificates

(2) Direct Care and Direct Care Lead Staff current credentials, degrees, certificates

(3) Qualified Behavior Modification Professional current credentials, degrees,

certificates

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(4) Documentation of completed staff training

(5) Hire and separation dates

(d) Emergency Intervention Plan as required by the Department of Social Services;

(e) Certificate of Program Approval as issued by the Department;

(f) Regional center facility liaison monitoring;

(g) Qualified Behavior Modification Professional monitoring;

(h) Behavior intervention reporting required by Department of Social Services;

(i) Findings of immediate danger;

(j) Substantial inadequacies;

(k) Corrective action plans;

(l) Sanctions; and

(m) Facility appeals.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59071. Consumer Files.

Facilities shall maintain a consumer file for each consumer that includes at least the
following:

(a) Medical assessment required in Section 59056(a);

(b) Individual Behavioral Supports Plan;

(c) Updated Individual Behavioral Supports Plan;

(d) Individual Emergency Intervention Plan;

(e) Updated Individual Emergency Intervention Plan;

(f) Emergency contact information;

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(g) Current IPP; and

(h) Special incident reports, pursuant to Section 54327.

NOTE: Authority cited: Section 4684.86, Welfare and Institutions Code. Reference:
Section 4684.86, Welfare and Institutions Code.

59072. Establishment of Rates.

(a) Enhanced Behavioral Supports Home Facility Component – Service Code 900.

(1) An Enhanced Behavioral Supports Home shall complete one Department form DS
6023 entitled "Enhanced Behavioral Supports Home - Rate Development Facility Costs"
for the facility.

(A) The administrator shall submit a completed Department form DS 6023 to the
regional center for review and written approval as part of the initial contract execution
pursuant to Section 59057.

(B) The regional center shall review the facility rate as part of the contract renewal
pursuant to Section 59057, and the administrator shall submit an updated Department
form DS 6023 to the regional center for review and written approval.

(2) The rate of payment for the Enhanced Behavioral Supports Home Facility
Component may not exceed the maximum rate of reimbursement as specified below:

(A) The monthly rate of reimbursement to any Enhanced Behavioral Supports Homes
vendor for the facility component may not exceed the rate limit determined by the
Department.

(B) The rate limit is subject to the appropriation of funds pursuant to the Budget Act of
each fiscal year.

(3) Facility rate payment.

(A) The monthly facility rate is pro-rated by the licensed capacity of the facility. Portions
not funded by a consumer placement are paid through the contract.

(B) Prior to the facility reaching licensed capacity, the facility rate is paid based on the
licensed capacity of the facility, with vacancies funded through the contract. At 6 months
from the initial placement in the facility, and at each subsequent 30 days, the vendor
and regional center shall meet to determine if the portion of the facility rate funded
through the contract due to the unfilled beds will continue.

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(C) Once the facility reaches maximum capacity, the facility rate is paid based on the
licensed capacity of the facility, despite temporary consumer absences or subsequent
temporary vacancies, with vacancies funded through the contract. For purposes of this
section, “temporary vacancy” means a vacancy of 60 days or fewer. At 60 days of
temporary vacancy, and at each subsequent 30 days, the vendor and regional center
shall meet to determine if the portion of the facility rate funded through the contract due
to the temporary vacancy will continue.

(D) The established facility rate is prorated for a partial month of service when a
consumer is discharged from the facility by dividing the established rate by 30.44, then
multiplying the quotient by the number of days the consumer resided in the facility.

(b) Enhanced Behavioral Supports Home Individualized Services and Supports

Component – Service Code 901.

(1) An Enhanced Behavioral Supports Home shall complete one Department form DS
6024 entitled “Enhanced Behavioral Supports Home - Rate Development Individual
Costs Associated with Residency” for each consumer to establish the consumer’s
individual rate.

(A) The administrator shall submit the completed Department form DS 6024 to the
regional center for review and written approval prior to a consumer’s admission to the
Enhanced Behavioral Supports Home.

(B) A consumer’s Individual Behavior Supports Team shall review the consumer’s
individualized services and supports rate within 60 days of initial placement, and at least
annually thereafter, and submit an updated completed Department form DS 6024 to the
regional center within 30 days, for review and written approval.

(2) The rate of payment for the Enhanced Behavioral Supports Home Individualized
Services and Supports Component may not exceed the maximum rate of
reimbursement as specified below:

(A)The monthly rate of reimbursement to any Enhanced Behavioral Supports Home for
any consumer’s individualized services and supports may not exceed the rate limit
determined by the Department.

(B)The rate limit is subject to the appropriation of funds pursuant to the Budget Act of
each fiscal year.

(3) Individualized services and supports rate payment:

(A)The established individualized services and supports rate may be paid by the
regional center for the full month when the consumer is temporarily absent from the
facility 14 days or less per month.

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(B) When the consumer’s temporary absence is due to the need for inpatient care in a
health facility, as defined in subdivision (a), (b), or (c) of Section 1250 of the Health and
Safety Code, the regional center may continue to pay the established individualized
services and supports rate as long as no other consumer occupies the vacancy created
by the consumer’s temporary absence, or until the individual health care plan team has
determined that the consumer will not return to the facility. Individualized services and
supports funded by a regional center during a consumer’s absence from the facility
must be approved by the regional center director and may only be approved in 14 day
increments. The facility shall continue to provide direct supervision and special services
as needed during a consumer’s temporary absence to continue to receive payment of
the individualized services and supports rate.

(C) The established individualized services and supports rate is prorated for a partial
month of service in all other cases by dividing the established rate by 30.44, then
multiplying the quotient by the number of days the consumer resided in the facility.

(c) Department Forms DS 6023 and DS 6024 are hereby incorporated by reference.

NOTE: Authority cited: Section 4684.81 and 4684.86, Welfare and Institutions Code.
Reference: Section 4684.81 and 4684.86, Welfare and Institutions Code.

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