J of Gen and Family Med - 2017 - Suzuki - Sleep Disorders in The Elderly Diagnosis and Management
J of Gen and Family Med - 2017 - Suzuki - Sleep Disorders in The Elderly Diagnosis and Management
DOI: 10.1002/jgf2.27
REVIEW ARTICLE
Keisuke Suzuki MD, PhD1 | Masayuki Miyamoto MD, PhD2 | Koichi Hirata MD, PhD1
1
Department of Neurology, Dokkyo Medical
University, Shimotsuga, Tochigi, Japan Abstract
2
Department of Clinical Medicine for Compared with younger people, elderly people show age-related sleep changes, in-
Nursing, Dokkyo Medical University School of
cluding an advanced sleep phase and decreased slow-wave sleep, which result in frag-
Nursing, Shimotsuga, Tochigi, Japan
mented sleep and early awakening. Multiple etiologies contribute to insomnia in the
Correspondence
elderly, consistent with the observation that elderly people are likely to have comorbid
Keisuke Suzuki, Department of Neurology,
Dokkyo Medical University, Shimotsuga, conditions and medications. When elderly individuals complain of insomnia, it is im-
Tochigi, Japan.
portant to assess treatable medical conditions and medication use that may be respon-
Email: [email protected]
sible for the insomnia before the use of hypnotics is initiated. Also, screening for
primary sleep disorders, such as sleep apnea syndrome, restless legs syndrome and
rapid eye movement sleep behavior disorder, is essential. We review sleep disorders
commonly observed in the elderly and describe their diagnosis and management.
KEYWORDS
diagnosis, elderly, management, sleep disorders
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial License, which permits use, distribution and reproduction in any
medium, provided the original work is properly cited and is not used for commercial purposes.
© 2017 The Authors. Journal of General and Family Medicine published by John Wiley & Sons Australia, Ltd on behalf of Japan Primary Care Association.
insomnia should also be checked. Loss of appetite and interest in addi- peak levels when it is darkest (3-5 am).13,14 The two-process model of
tion to insomnia may suggest depression. In addition, delirium related sleep regulation, which has been used to explain 24-hour sleep regula-
to dementia, anxiety disorders, alcoholism, psychological factors, and tion in humans, includes the following: Process S, which is entirely de-
life events (loneliness, the death of a partner/spouse or hospitalization) termined by the temporal sequence of behavioral states; and Process
may also cause insomnia in the elderly. Habitual snoring and witnessed C, which is totally controlled by the circadian pacemaker, irrespective
apnea during sleep are signs of obstructive sleep apnea (OSA). Greater of behavioral state.15
functional impairment is more strongly associated with older subjects In the elderly, reduced homeostatic sleep pressure decreases the
with insomnia comorbid with SAS than with those having neither in- amount of slow-wave sleep.16 Additionally, reduced circadian signals
somnia nor SAS.10 Sleep-initiation and/or maintenance problems that in the elderly result in reduced core body temperature and a phase
are accompanied by restlessness of the legs should prompt evalua- advance of wake and sleep times.
tion for RLS. RBD should be suspected when nocturnal vocalization, Sleep is divided into non-rapid eye movement (NREM) and REM
sleep talking, and abnormal movements or behavior related to dream sleep. NREM sleep is further divided into light sleep (stages N1 and
content are witnessed by a bed partner. In this review, we describe N2) and slow-wave sleep (stage N3).6 REM sleep occurs periodically
sleep disturbances commonly observed in older people as well as their in cycles of approximately 90-120 minutes of sleep. In polysomno-
causes and treatment. graphic studies, four consistent changes related to aging are observed:
decreased total sleep time, sleep efficiency, and slow-wave sleep; and
increased waking after sleep onset.17 A meta-analysis of 3577 sub-
2 | PHYSIOLOGY OF SLEEP AND AGE- jects aged 5-102 years demonstrated age-related changes in sleep
RELATED CHANGES IN SLEEP architecture (Figure 1).17 In adults, total sleep time, sleep efficiency,
percentage of slow-wave sleep, percentage of REM sleep, and REM la-
The human 24-hour sleep/wake cycle is tightly regulated by the cir- tency all decreased with age. Sleep latency increased with age, but this
cadian master clock located in the suprachiasmatic nuclei of the hy- change was very subtle. Only sleep efficiency continued to decrease
pothalamus; this clock is synchronized by external entrainers such as after 60 years of age.
light and food. It is well known that on the day after sleep loss, more
sleep is needed to compensate (homeostatic sleep pressure). Thus, the
homeostatic system promotes the amount of sleep we need, whereas 3 | DIAGNOSTIC CRITERIA OF
the circadian system optimizes the best timing to sleep.11 The su- INSOMNIA DISORDER
prachiasmatic nucleus regulates melatonin secretion by the pineal
gland.12 Melatonin modifies circadian rhythm and signals day-night Insomnia is a subjective sleep problem that is typically defined by dif-
transitions. Melatonin levels in the pineal gland are low during the ficulty with sleep initiation, duration, consolidation, or quality that
daytime and increase after the onset of darkness (9-10 pm), reaching occurs despite adequate opportunities and situations for sleep.18
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SUZUKI et al. | 63
In contrast, “insomnia disorder” is a syndrome characterized by in- TABLE 2 Chronic insomnia disorder (ref. 20)
somnia complaints, as defined by the International Classification of
Diagnostic criteria
Sleep Disorders (ICSD), 2nd or 3rd edition. In the ICSD-2,19 primary
insomnia includes various subtypes, such as psychological insomnia, Criteria A-F must be met
idiopathic insomnia, paradoxical insomnia, and inadequate sleep hy- A. The patient reports, or the patient’s parent or caregiver observes,
one or more of the following:
giene. Psychological insomnia is characterized by hyperarousal and
1. Difficulty initiating sleep.
learned sleep-preventing associations, while paradoxical insomnia is
characterized by the misperception of sleep, including a propensity to 2. Difficulty maintaining sleep.
underestimate the amount of actual sleep time. Secondary insomnia 3. Waking up earlier than desired.
includes insomnia attributed to medical conditions and mental disor- 4. Resistance to going to bed on appropriate schedule.
ders such as depression, pain, or anxiety disorders (ICSD-2). However, 5. Difficulty sleeping without parent or caregiver intervention.
the various subtypes of primary sleep disorders often co-occur, the B. The patient reports, or the patient’s parent or caregiver observes,
symptoms of these disorders can overlap with those of both primary one or more of the following related to the nighttime sleep
difficulty:
and secondary insomnia. Also, because it is often unclear whether
insomnia is the result of co-occurring comorbid disorders or condi- 1. Fatigue/malaise.
ness. Nonrestorative sleep remains a factor in the International E. The sleep disturbance and associated daytime symptoms have been
present for at least 3 mo
Classification of Disease 10th edition (ICD-10), which requires a du-
ration of one month for an insomnia diagnosis, but was eliminated F. The sleep/wake difficulty is not better explained by another sleep
disorder.
from the Diagnostic and Statistical Manual, version 5 (DSM-V), which
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64 | SUZUKI et al.
FIGURE 2 Flowchart of screening for sleep disturbances (modified from ref. 29) [Colour figure can be viewed at wileyonlinelibrary.com]
When nonpharmacological strategies do not work well, pharma- significantly increased sleep efficiency and reduced sleep latency and
cological treatments should be considered. Hypnotic drugs should waking after sleep onset. There were also no differences in efficacy
be used in the lowest effective dose, and short-term use is recom- between women and men, and rebound insomnia and dose escala-
mended. The hypnotics available in Japan are listed in Table 6. For tion were also absent.36 Eszopiclone has been reported to be effica-
sleep-onset insomnia, ultra-short-acting or short-acting types are cious in treating patients with insomnia with comorbid diseases such
used, while for frequent arousal during sleep or early morning awaken- as depression37 and Parkinson’s disease.38 Compared to nonbenzo-
ing, intermediate types or long-acting types may be chosen. However, diazepine drugs, benzodiazepine drugs have more anxiolytic effects,
attention should be paid to potential next-day hangover effects when which are dependent on the integrity of the α2 subunit, but postwith-
prescribing intermediate or long-acting hypnotics, especially in the drawal rebound, tolerance, and dependence are more important is-
elderly. Both benzodiazepine and nonbenzodiazepine drugs (eszopi- sues.39 Although the association between the use of hypnotics and
clone, zopiclone, and zolpidem) bind to GABAA receptors in the brain, the subsequent risk of dementia is inconclusive, several studies have
exerting hypnotic effects. Benzodiazepine hypnotics bind equivalently demonstrated an association between the use of benzodiazepines
to all GABAA receptors (α1-, α2-, α3-, and α5-containing subtypes). and subsequent dementia. In prospective studies that included older
In contrast, nonbenzodiazepine hypnotics (zolpidem, zopiclone, and people, long-term use of benzodiazepines was related to an increased
eszopiclone) preferentially bind α1-containing subtypes, and the risk of dementia (odds ratio 1.6-3.5).40,41 In addition, over 8 years of
shorter half-life of the effects of binding to these receptors lowers the follow-up of 8204 people aged 65 or greater, Shash et al.42 showed
risk of fall and residual sleepiness.35 In a recent randomized placebo- that the use of long-half-life benzodiazepine was associated with
controlled study that was conducted over 12 months of observation an increased risk of dementia (adjusted hazard ratio=1.62; 95% CI,
and included 89 patients with primary insomnia, 10 mg/day zolpidem 1.11-2.37). However, because untreated insomnia can impair daytime
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66 | SUZUKI et al.
TABLE 3 Differential diagnosis of abnormal nocturnal behavior: sleep disorders versus disturbance of consciousness (ref. 30)
Sleep disorders
Peak onset age >50 y of age Child Child/elderly Elderly Any age (middle age)
Time of day of the occurrence Early morning First half of the night Anytime Night (anytime) Early morning
of abnormal behavior
Type of movement Complex Complex Stereotyped Complex Complex, stereotyped
Walking ±/+ + + + +
Urinary incontinence − − ±/+ ±/+ +
Nightmares + ± − − −
Dream recall + − − − −
Arousal in response to Quick to awaken Difficult to arouse Difficult to Difficult to Difficult to arouse
external stimuli arouse arouse
Electroencephalographic REM sleep Epileptic Slow dominant Slow dominant rhythm
findings without atonia discharge rhythm
Relevant sleep stage REM sleep Non-REM sleep Non-REM
Stage N3 sleep
TABLE 4 Sleep hygiene (modified from ref. 33) T A B L E 5 Nonpharmacological treatments for insomnia in the
elderly (modified from ref. 33)
Tips Contents
Stimulus control
(1) Regular exercise Take regular exercise. Adequate aerobic
Ask patients to go to bed only when sleepy. The bed should be used
exercise improves the ability to fall asleep.
for sleep only. If the patient is unable to fall asleep for 20 min,
Exercise in the early morning and early
suggest they get up and go to another room to do something. The
evening promotes deep sleep and improves
patient can go back to the bedroom when sleepy. The patient should
sleep quality; however, exercise just before
get up at the same time every morning, irrespective of how much
bedtime should be avoided.
sleep the patient had during the night. Avoid naps.
(2) Bedroom Keep bedroom dark and quiet. Noises and dim
Sleep restriction
environment light can interrupt sleep. Maintain a
Patients should be instructed to sleep for the average total sleep
comfortable bedroom temperature (below 24
time estimated from a 2-week sleep diary (minimum 4.5 h). Sleep
degrees Celsius [75 degrees Fahrenheit]).
efficiency, as defined by total sleep time/time spent in bed, should
During the summer season, consider using an
be evaluated regularly. When sleep efficiency improves, the time
air conditioner.
spent in bed can be increased. When sleep efficiency is >90%, the
(3) Regular meals Keep regular eating patterns, 3 times/day. patient go to bed 15 min earlier.
When you feel hungry, eat a light snack
Sleep hygiene (see Table 4)
(cheese, milk, nuts, or carbohydrates) but
For good sleep habits, several tips are recommended: regular
avoid heavy meals before bedtime.
exercise and meals, the avoidance of stimulants such as caffeine and
(4) Limit fluid intake Limit fluid intake before bedtime to reduce tobacco, and the creation of a comfortable sleep environment.
before bedtime the frequency of urination during sleep. In
Cognitive behavioral treatment
cases of cerebral infarction or angina
Identify incorrect thoughts, beliefs, or knowledge about sleep and
pectoris, follow the instructions of your
correct knowledge, emotions, and behaviors related to sleep.
primary physician.
Bright light therapy
(5) Avoid caffeine Caffeine intake before bedtime may result in
When the patients have advances in sleep phases or early awaken-
sleep-initiation and maintenance problems.
ings, light exposure or bright light therapy in the evening is
Limit caffeinated foods and beverages (Green
recommended.
tea, tea, coffee, cola, and chocolate) to the
equivalent of three cups of coffee and ingest
them no later than 4 h before bedtime.
(6) Avoid alcohol Limit alcoholic beverages, which may promote performance and cognitive function, when the use of benzodiazepines
sleep initiation but cause fragmented and is considered, the balance of risks and benefits should be considered,
unrefreshing sleep. and the lowest effective dose for short-term use is recommended.
(7) Avoid smoking Avoid smoking in the evening. Nicotine acts as In a single-center study in Japan that evaluated fall rates among
a stimulant, interfering with sleep.
1469 older inpatients taking different types of hypnotics, eszopiclone
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SUZUKI et al. | 67
TABLE 6 Pharmacological treatment for insomnia: primary hypnotic drugs available in Japan
had the lowest fall rate (1.36%), followed by zolpidem (2.32%), zopiclone insomnia in the USA and Japan) in patients with mild-to-moderate
43
(3.85%), brotizolam (4.14%), triazolam (12.0%), and estazolam (13.1%). chronic obstructive pulmonary disease49 or mild-to-moderate OSA50
However, in this study, confounding factors, such as diabetes, depres- did not have a detrimental effect on respiratory status as measured by
sion, and total sleep time, were not evaluated. Although melatonin re- SpO2 or the apnea hypopnea index (AHI).
ceptor agonists (ramelteon) and orexin receptor antagonists (such as
suvorexant) were not included in this study, they should have a lower
7 | PRIMARY SLEEP DISORDERS AND
risk of falls because their mechanisms differ from GABAA stimulation.
ITS MANAGEMENT
Ramelteon is a selective agonist of MT1 and MT2 melatonin re-
ceptors located in the suprachiasmatic nuclei in the hypothalamus11.
7.1 | Rapid eye movement sleep behavior disorder
Activation of MT1 receptors decreases the alerting signal in the eve-
ning, and activation of MT2 receptors can shift the phase of the cir- Rapid eye movement sleep behavior disorder is a parasomnia that
cadian system. Compared with benzodiazepine hypnotics, ramelteon occurs during REM sleep and is characterized by dream-enacting be-
is associated with lower risk of falling, withdrawal, and tolerance. havior, which is the acting out of dream content, including talking,
Ramelteon has been shown to be effective in treating sleep-onset in- shouting, punching, and kicking; REM sleep without atonia (RWA), loss
somnia and delayed sleep phase syndrome. Its half-life is short (0.83- of normal skeletal muscle atonia during REM sleep, as documented
1.90 hours); however, its effects in reducing wakefulness last up to on polysomnography; as well as altered dream mentation—night-
6 hours.11,44 Ramelteon has been reported to be useful in improving mares of being chased or attacked by unfamiliar people or animals
sleep-onset latency in OSA patients treated with auto-titrating pos- are common.51 Abnormal nocturnal behaviors due to RBD are often
45
itive airway pressure therapy. Additionally, the administration of associated with injury of the patients and their bed partners during
8 mg/day ramelteon for 7 days to elderly patients admitted for acute sleep. Diagnosis of RBD requires repeated episodes of sleep-related
care protected against the occurrence of delirium in a multicenter, vocalization and/or complex motor behaviors; these behaviors are
rater-blinded, randomized, placebo-controlled setting.46 documented by PSG during REM sleep or presumed to occur during
Suvorexant, a dual orexin receptor antagonist, is a new class REM sleep based on clinical history, and the presence of RWA on PSG
of hypnotic that works by selectively blocking the binding of the (ICSD-3).20 Upon awakening, individuals with RBD are typically alert
wakefulness-promoting neuropeptides orexin A and B to OX1 and OX2 and can recall the contents of their dreams. However, approximately
47
receptors, which suppresses wakefulness. Suvorexant has a half-life 8% of idiopathic RBD subjects did not recall unpleasant dreams, and
of approximately 12 hours and is useful in subjects with sleep-onset as 46% were unaware of their abnormal night behavior.52 Additionally,
well as sleep-maintenance insomnia. There was no evidence of with- in patients with RBD, the details of dreams can be almost forgotten
drawal or rebound effects upon discontinuation after up to 1 year of by noon the following day.51 The prevalence of RBD has been esti-
treatment. Based on the drug’s mechanism of action, a benign side ef- mated as 0.5% of the general population.53 In a large, random-sample
48
fect profile has been suggested. The administration of 30-40 mg/day survey of 19 961 members of the general population of Finland,
suvorexant (up to twice the maximum recommended dose for treating Germany, Italy, Portugal, Spain, and the United Kingdom who were
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68 | SUZUKI et al.
TABLE 7 Essential and supportive diagnostic criteria for RLS (ref. T A B L E 8 Essential and supportive criteria for the diagnosis of
62) probable RLS in the cognitively impaired elderly (ref. 64)
Essential diagnostic criteria of RLS Essential diagnostic criteria of RLS in the cognitively impaired elderly
1 An urge to move the legs usually but not always accompanied 1 Signs of leg discomfort such as rubbing or kneading the legs
by, or felt to be caused by, uncomfortable and unpleasant and groaning while holding the lower extremities are present.
sensations in the legs. 2 Excessive motor activity in the lower extremities, such as
2 The urge to move the legs and any accompanying unpleasant pacing, fidgeting, repetitive kicking, tossing and turning in
sensations begin or worsen during periods of rest or bed, slapping the legs on the mattress, cycling movements of
inactivity such as lying down or sitting. the lower limbs, repetitive foot tapping, rubbing the feet
3 The urge to move the legs and any accompanying unpleasant together, and the inability to remain seated, are present.
sensations are partially or totally relieved by movement, such 3 Signs of leg discomfort are exclusively present or worsen
as walking or stretching, at least as long as the activity during periods of rest or inactivity.
continues. 4 Signs of leg discomfort are diminished with activity.
4 The urge to move the legs and any accompanying unpleasant 5 Criteria 1 and 2 occur only in the evening or at night or are
sensations during rest or inactivity only occur or are worse in worse at those times than during the day.
the evening or night than during the day.
Supportive diagnostic criteria of RLS in the cognitively impaired elderly
5 The occurrence of the above features is not solely
accounted for as symptoms primary to another medical a Dopaminergic responsiveness
or a behavioral condition (eg, myalgia, venous stasis, leg b Patient’s past history—as reported by a family member,
edema, arthritis, leg cramps, positional discomfort, habitual caregiver, or friend—is suggestive of RLS
foot tapping). c A first-degree, biologic relative (sibling, child, or parent) has RLS
Clinical features supporting the diagnosis of RLS d Observed periodic limb movements while awake or during sleep
The following features, although not essential for diagnosis, are e Periodic limb movements of sleep recorded by polysomnogra-
closely associated with RLS/Willis–Ekbom disease (WED) and should phy or actigraphy
be noted when present:
f Significant sleep-onset problems
1 Periodic limb movements (PLM): presence of periodic leg
movements in sleep (PLMS) or resting wake (PLMW) at rates g Better quality sleep in the day than at night
or intensity greater than expected for age or medical/ h The use of restraints at night (for institutionalized patients)
medication status.
i Low serum ferritin level
2 Dopaminergic treatment response: reduction in symptoms, at
j End-stage renal disease
least initially with dopaminergic treatment.
k Diabetes
3 Family history of RLS/WED among first-degree relatives.
l Clinical, electromyographic, or nerve-conduction evidence of
4 Lack of profound daytime sleepiness.
peripheral neuropathy or radiculopathy
15 years and older, 1.6% of the respondents reported violent behavior effective in approximately 90% of patients with RBD, but for elderly
during sleep; 78.7% of these individuals reported vivid dreams, and patients, the potential side effects of daytime sleepiness and dizzi-
54
31.4% hurt themselves or someone else. A study of 349 elderly in- ness should be noted. When patients with dream-enacting behavior
patients and outpatients at the University of Hong Kong identified 2 also have a history of habitual snoring or witnessed sleep apnea, SAS
(0.57%) with RBD based on polysomnographic findings.55 In a recent should be screened for because clonazepam may worsen sleep apnea
study of 488 subjects aged 60-97 years (without Parkinson’s disease) in patients with comorbid SAS. Additionally, it is important to note that
representative of the general elderly community, the prevalence of severe SAS can mimic RBD—such cases are called pseudo-RBD—and
probable RBD was 4.6% and 7.7% according to the RBD screening that the abnormal behavior related to SAS can be effectively treated
questionnaire and Innsbruck RBD-Inventory, respectively.56 RBD is with continuous positive airway pressure (CPAP) therapy.59 In the USA
more common in males and usually occurs after 50 years of age. Early- and Europe, 3-12 mg melatonin at bedtime has had clinical efficacy in
onset RBD (onset before 50 years of age) has been associated with treating RBD with a reduced risk of fall.60 The efficacy of the herbal
increased gender parity, an increased proportion of idiopathic RBD medicine Yi-Gan San has also been reported in Japan.61
57
and an increased occurrence of narcolepsy and antidepressant use.
It is becoming increasingly clear that 50% of idiopathic patients with
7.2 | Restless legs syndrome
RBD convert to a parkinsonian disorder within a decade and that 81%-
90% patients with RBD eventually develop a neurodegenerative disor- Restless legs syndrome is classified as a sleep-related movement dis-
der.58 Older patients with RBD should be regularly evaluated for the order20 that is typified by an urge to move the legs and abnormal leg
presence of subtle parkinsonism and cognitive and olfactory impairment. sensation, resulting in sleep-initiation and/or sleep-maintenance prob-
Hazard avoidance, including removing potentially dangerous ob- lems.62 RLS is also known as Willis–Ekbom disease. The RLS diagnos-
jects from the bedroom or placing a mattress on the floor, is important tic criteria proposed by the International RLS study group (IRLSSG)
to prevent sleep-related injury in patients with RBD. Clonazepam is include four essential features63: (i) an urge to move the legs; (ii) the
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SUZUKI et al. | 69
symptoms (the urge to move the legs and any accompanying unpleas-
8 | CONCLUSION
ant sensations) begin or worsen during periods of inactivity; (iii) the
symptoms are partially or totally relieved by movement; and (iv) the
Here, we reviewed and discussed the differential diagnosis, clinical
symptoms occur only in the evening or at night or are worse during
diagnosis, and management of insomnia in elderly subjects. In elderly
these times. The latest criteria of the IRLSSG added as a fifth crite-
subjects, the effects on sleep of many comorbid medical conditions,
rion that other conditions or diseases that mimic RLS be ruled out
concomitant medication use, and age-related physiological changes
(Table 7).62 Clinical features that support a RLS diagnosis include fam-
in sleep architecture and circadian rhythm should be considered.
ily history of RLS (more than 50% of patients with RLS have a family
Comprehensive assessment and management of insomnia along with
history of RLS), a favorable response to dopaminergic treatment, the
treatment of comorbid medical conditions may improve the patient’s
presence of periodic limb movements during sleep or resting wake-
quality of sleep as well as of daytime life.
fulness, and the lack of profound daytime sleepiness. Despite signifi-
cant sleep loss, patients with RLS rarely report daytime sleepiness.64
Using proton magnetic resonance spectroscopy, Allen et al.65 found CO NFL I C T O F I NT ER ES T
increased thalamic glutamate levels in patients with RLS that were
The authors declare no conflict of interests regarding this article.
correlated with wake times during the sleep period, supporting the
concept that the hyperarousal state that characterizes RLS is mediated
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