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Selections from Quaderni Storici
Edward Muir and Guido Ruggiero, Series Editors
Sex and Gender in Historical Perspective
Microbistory and the Lost Peoples of EuropeMicrohistory and the ie
Lost Peoples of Europe
Edited by Edward Muir and Guido Ruggiero
Translated by Eren Branch
lf PAS HY
The Johns Hopkins University Press
Baltimore and London© 1991 The Johns Hopkins University Press
All rights reserved
Printed in the United States of America
‘The Johns Hopkins University Press
701 West 40th Street
Baltimore, Maryland 21211
The Johns Hopkins Press Ltd., London
@® The paper used in this book meets the minimum requirements
of American National Standard for Information Sciences—
Permanence of Paper for Printed Library Materials, ANSI Z39.48-1984.
Library of Congress Cataloging-in-Publication Data
Microhistory and the lost peoples of Europe / edited by Edward Muir and
Guido Ruggiero ; translated by Eren Branch.
Pp cm, — (Selections from Quaderni storici)
Includes bibliographical references.
ISBN 0-8018-4182-8. — ISBN 0-8018-4183-6 (pbk.)
1, Europe—History—Miscellanea. 1. Muir, Edward, 1946-
Il. Ruggiero, Guido, 1944- IIL. Series.
D21.3.M53_— 1991
940—de20
90-27638@ Contents
Introduction: Observing Trifles
Edward Muir
1. The Name and the Game: Unequal Exchange
and the Historiographic Marketplace
Carlo Ginzburg and Carlo Poni
2. The Dovecote Has Opened Its Eyes
Carlo Ginzburg and Marco Ferrari
3. Ritual Pillages: A Preface to Research in Progess
The Bologna Seminar, coordinated by Carlo Ginzburg
4, The Ox’s Bones and the Ox’s Hide: A Popular Myth,
Part Hagiography and Part Witchcraft
Maurizio Bertolotti
5. The Kings of the Dead on the Battlefield
of Agnadello
Ottavia Niccoli
6. Jews, the Local Church, the “Prince”” and the People:
Two Late Fifteenth-Century Episodes Involving the
Destruction of Sacred Images
Michele Luzzati
20
a7
101vi Contents
7. The Political System of a Community in Liguria:
Cervo in the Late Sixteenth and Early Seventeenth
Centuries 119
Edoardo Grendi
8. Unwed Mothers in the Late Nineteenth and Early
Twentieth Centuries: Clinical Histories
and Life Histories 159
Gianna Pomata? Introduction: Observing Trifles
by Edward Muir
I’ve tried to get to the essentials and be as precise as possible, always
keeping in mind that if the flour’s too refined, the bread loses its
flavor. —Danilo Dolci, Creature of Creatures
Holmes to Watson: “Never trust to general impressions, my boy, but
concentrate yourself upon the details.”
—Sir Arthur Conan Doyle, “A Case of Identity”
Holmes to Watson: “You know my method. It is founded upon the
observation of trifles.””
—Sir Arthur Conan Doyle, “The Bascombe Valley Mystery”
Sherlock Holmes’s knack for noticing the apparently trivial was, of
course, the wellspring of his many successes in criminal detection, a
trait that makes his solutions, when examined in retrospect, so con-
vincingly simple.' Historians have long enjoyed pointing out the sim-
ilarities between criminal and historical detection, but the comparison
has now become central to a debate about historical method that has
focused on the genre of microhistory, which evolved in the late 1970s
and 1980s. Although it has parallels elsewhere, microhistory was born
in northern Italy, especially in Bologna, the same intellectual milieu
in which Umberto Eco wrote his best-selling novel, The Name of the
Rose. It is not an accident, then, that the central character in Eco’s
novel, a fourteenth-century Franciscan hybrid between William of
Occam and Sherlock Holmes, exhibits the same fascination with ob-
serving trifles as do the microhistorians, who invoke the famous fic-
tional detective as a methodological guide. Their work responds to
the once-dominant preoccupation among historians with quantitative
social science, the longue durée, and immobile history, and it returns
to interpreting utterances and beliefs, to describing brief dramatic
events, and to envisioning a past characterized more by abrupt changes
than by deep structural continuities.
These changes in the practice of history are analogous to certain
developments in other disciplines. Sociologists have moved toward
deciphering through microlinguistics short social encounters. Etholo-
gists such as Jane Goodall in her study of chimpanzees insist on the
importance of systematic, long-term observation of individual animals
viiviii Introduction
in their natural habitat. Goodall’s rejection of the laboratory, with its
measurements, calculations, and statistical predictions, demonstrates,
as Stephen Jay Gould puts it, that “close observation of individual
differences can be as powerful a method in science as the quantification
of predictable behavior in a zillion identical atoms. . . . When you
understand why nature’s complexity can only be unraveled this way,
why individuality matters so crucially, then you are in a position to
understand what the sciences of history are all about.’ The most
important reverberations, however, have been with ethnography.
Among anthropologists there is a movement “to stress not just the
given nature of society, but also the ways in which human beings
continually construct, manipulate, and even recast the social worlds
into which they were born and within which they will die.” The
various disciplinary byways that have led scholars back to individuals
making choices and developing strategies within the constraint’ of
their own time and place have been diverse.
In this collection of essays from Quaderni storici, the second vol-
ume in a series, we propose to follow the path opened by the Italian
scholars who coined the term microbistory and who have been the
most creative in exploring its potentialities. Italian microhistory has
made its claim to novelty in two ways. The first has been to argue
for a reduction of the scale of historical research in order to isolate
and test the many abstractions of social thought. In terms remarkably
similar to those of Stephen Jay Gould, Carlo Ginzburg has argued
that, “‘a close reading of a relatively small number of texts, related to
a possibly circumscribed belief, can be more rewarding than the mas-
sive accumulation of repetitive evidence.” The second way has been
to offer an alternative method for the evaluation of historical evidence,
a method called the evidential paradigm, which is similar to the theory
of abduction the American philosopher Charles Peirce proposed a
century ago as a systematic way to sort out fragmentary clues.
Italian microhistory has evolved in a series of monographs issued
by the Turin publisher, Giulio Einaudi,’ and above all in the journal
Quadermi storici. Since 1966 Quaderni storici has played a singular
role in the polycentric, highly ideological Italian university world
where young scholars can usually find a position only after years of
servitude to an academic “baron” who, at least in the past, was in-
variably affiliated with one of the major political parties. As Guido
Ruggiero pointed out in his introduction to the first volume in this
series, Quaderni storici has tried to assure a place for experimentation,Introduction ix
for minority approaches to scholarship (especially those of women),
and for interdisciplinary methodologies; at the same time, it has es-
chewed any explicit ideological or party affiliation.*
In a 1977 Quaderni storici article Edoardo Grendi first proposed
a research agenda based on microanalysis. Then in 1979 in an essay
titled “The Name and the Game: Unequal Exchange and the Histo-
riographic Marketplace,” Carlo Ginzburg and Carlo Poni outlined a
program for microhistory that might make Italian historical scholar-
ship more independent from the dominating influence of the French
Annales school. While granting that the quantitative and serial data
history characteristic of much of French and American historiography
would retain the status of “normal science” in the sense established
by Thomas Kuhn, a new type of research, Ginzburg and Poni pre-
dicted, would create an ethnographic history of everyday life by de-
voting itself to extremely circumscribed phenomena such as a single
community, a family, or an individual.'® Italy, they thought, is par-
ticularly well suited for ethnographic history because the unmatched
richness of documentary material—not only in the archives and li-
braries, but in land use patterns, the forms of the cities, and the mores
of the population—makes the peninsula ‘an immense archiye.””
In advocating a finely focused ethnographic history, Ginzburg and
Poni concurred with similar developments in certain circles in Britain,
France, and the United States. They wanted to develop a method to
trace what Natalie Zemon Davis had labeled “‘the social creativity of
the so-called inarticulate.”"" They wanted to escape the traditional
overemphasis in Italy on institutional and legal history that preserved
Crocean idealism and statism and to redress the newer influences that
had led to the cliometric preoccupation with numbers rather than
persons and the sociological preference for abstractions as analytical
units. In place of these they wanted to substitute a genre that was
devoted to social relationships and interactions among historical per-
sons who, in contrast to analytic categories, actually existed and who
experienced life as a series of events. Their approach was to be nom-
inalistic, practical, and rooted in “common sense.”
Central to their method is tracing the names of individuals. ‘The
lines that converge upon and diverge from the name, creating a kind
of closely woven web, provide for the observer a graphic image of
the network of social relationships into which the individual is in-
serted.”" The ideal result would be a prosopography from below in
which the relationships, decisions, restraints, and freedoms faced byx Introduction
real people in actual situations would emerge. Once again, in the
fashion of nineteenth-century positivism, individual persons make
their own histories, but to the microhistorians the makers of history
are seldom “great men” but rather the little peoples lost to European
history: in the examples in this collection, a charlatan distiller, the
anonymous pillagers of ecclesiastical property, an accused witch, peas-
ants who had disturbing visions, two Jews who destroyed Christian
images on their houses, the inhabitants of a small coral-gathering and
olive-culture town, and unwed mothers who sought aid in urban
hospitals.'* When the microhistorians have studied great men, such
as Galileo or Piero della Francesca, they have focused on obscure clues
that have traditionally been ignored or devalued as insignificant.
Although by no means the sole originator of the microhistorical
method, Carlo Ginzburg is certainly the best known of the micro-
historians, especially outside Italy. Long before the term microhistory
was coined, Ginzburg explored many of what would become its dis-
tinguishing traits in his early studies of witch trials.'* These studies
anticipated microhistorical techniques by treating inquisitors’ inter-
rogations of suspected witches as a kind of dialogue in which the most
revealing interchanges for the historian are those in which the partic-
ipants’ misunderstandings of each other offer clues to now-lost ways
of thinking. His best-known work, The Cheese and the Worms, ex-
plicitly developed the microhistorical approach by analyzing how a
sixteenth-century Italian miller named Menocchio creatively “mis-
read’ an odd collection of books, including possibly even the Koran,
and interpreted them through the filters of the material culture of his
peasant heritage to form a private cosmology so distinctive that it
utterly mystified the inquisitors who examined him. Ginzburg uses
Menocchio’s inquisition trials to trace the reciprocal relationships be-
tween popular and elite culture and, on the basis of stray clues found
in the miller’s testimony, to reconstruct a “‘millenarian cosmological
tradition” that depicted the creation of angels and God out of primal
matter just as worms, according to the popular theory of the time,
are spontaneously generated out of cheese. The miller’s cosmology is
presented as a mutant version of a once-pervasive pantheism that still
survived in the sixteenth century within nominally Christian society."
The guiding premise in Ginzburg’s work has been that through
the intense study of a few revealing documents, especially the records
of interrogations, one can recapture the interactions between elite and
popular cultures. Related themes appear in several of the articlesIntroduction xi
included in this collection, examples of what might be called cultural
microhistory. In “The Dovecote Has Opened Its Eyes,” Ginzburg
and Marco Ferrari show how elements of medical knowledge circu-
lated between literate and nonliterate groups, that is, between print
and oral culture, a circulation that has continued into this century in
a popular remedy for treating burns. In “Ritual Pillages,” a work
produced by Ginzburg’s seminar at the University of Bologna, the
survival into the sixteenth century of the practice of pillaging eccle-
siastical and personal property after the death of a bishop or pope
shows how a primitive tradition, best explained by reference to the
anthropological literature on tribal societies, infiltrated the highest
levels of Christian society, despite the protests of numerous Church
authorities. Explicitly following Ginzburg’s lead into inquisition
records, Maurizio Bertolotti in “The Ox’s Bones and the Ox’s Hide:
A Popular Myth, Part Hagiography and Part Witchcraft,” examines
the interactions between a sixteenth-century witch tutored in an oral
tradition and an erudite inquisitor, both of whom shared knowledge
of an archaic myth that had been transmitted to them in very different
ways and in quite different forms. In a similar fashion Ottavia Niccoli
in “The Kings of the Dead on the Battlefield of Agnadello,” shows
how an ancient myth about the armies of the dead provided the content
for some famously disturbing apparitions observed in 1517. She ana-
lyzes how the introduction of print complicated the picture of the
interaction among cultures and how reports of the apparitions took
on different meanings in different social contexts. Despite the evident
similarities between ancient myths and Renaissance practices or be-
liefs, similarities that might have suggested to other scholars some
kind of formal analysis, these historians argue that meaning can only
be found among the specific social groups and named individuals who
accepted the practices and beliefs. Therefore, meaning is entirely con-
textual.
One of the dominant goals of this form of cultural microhistory
has been to write history without the taint of anachronism, a task
advocated by most historians but difficult to accomplish. To avoid
anachronisms the cultural microhistorians begin with the assumption
that the past is utterly alien to the present, that the citizens of sixteenth-
century Rome or Bologna were as different from us as are the tribes
of the New Guinea highlands. The result is an ambivalent relationship
between their historical practice and contemporary politics and ide-
ologies. Ginzburg, in particular, wants to distance himself from thexii Introduction
labels, party cliques, ideological factions, petty quarrels, and ephem-
eral movernents that have made Italian intellectual life so reflexive and
obscure."” The universities—and not only in Italy—have been partic-
ularly vulnerable to a kind of self-referential scholasticism, the ruinous
habit of ignoring common sense typical of late medieval angelology
and more than one contemporary theoretical school. To him the
proper goal of the historian is not to explore the historical implications
of a contemporary theory or problem, but to write about things that
are totally forgotten and completely irrelevant to the present, to pro-
duce a history that is “really dead.” Many critics have obviously been
confused by this idiosyncratic voice of reason. In their insistence on
categorizing rather than understanding his thought, some have even
accused him of right-wing positions despite his left-wing background,
but Ginzburg has refused to be provoked into associating his historical
work with any ideology." In contrast to the “unmoving history” of
the dominant group in the old Annales school or the institutional and
intellectual history of Italian scholars on both the Right and the Left
who have often presented the past as an unfolding of their own political
positions, Ginzburg’s history is rent by vast and abrupt changes that
produce psychic and intellectual gaps between the past and the present
Historians who worry too much about being relevant to the present,
he says, too readily produce anachronistic history, and “anachronism
isa kind of conscious or unconscious will to impose your own values
and also your own existence on people. So in some way, philology
is also rejated to a kind of respect for the dead.’””
The philological concern of the cultural microhistorians for the
accurate reconstruction of meanings within their original contexts re-
veals one of the most striking characteristics of their methods: they
respect the strictest positivist standards in the collection and criticism
of evidence but employ that evidence in highly unconventional ways.
Again Carlo Ginzburg serves as the best example.” As an explanation
for his radical methodological attitude, Ginzburg claims Freud as his
intellectual model, despite the fact that his work is often strongly anti-
Freudian.” It is not Freudianism itself, however, that interests Ginz~
burg but the distinctive character of Freud’s mind: “the peculiar mix-
ture in Freud’s intellectual personality of a very positivistic attitude
towards truth and that daring attitude about questions, relevancies,
methods, and standards of proof.”
= Be — ‘icrohiseorian distinctive combination of evidential
creative proofs and esoteric topics can be furtherIntroduction xiii
clarified by comparing their work with the late Michel Foucault’s
philosophical history. Both the microhistorians and Foucault have
written about similar subjects, the objects of persecution such as
witches, madmen, and Jews and the institutions of coercion such as
inquisitions, hospitals, and prisons. Both have emphasized how mod-
ern hegemonic institutions have excluded certain ways of thinking by
dismissing them as demonic, irrational, heretical, or criminal, thus
narrowing the range of intellectual options available to the culture.
Both have consciously inverted the picture of the progressive liberation
of modern history, depicting modern cultures as less free in many
respects than medieval ones. Yet none of the microhistorians cite
Foucault, and Ginzburg, in particular, denies any significant influence
from him, calling Les mots et les choses, for example, “not so inter-
esting” and “even weak.”
Two major aspects of Foucault’s views disturb Ginzburg. First,
Foucault’s theories cannot be verified. According to Foucault's own
scheme, standards of verification come from a modern scientific dis-
cipline that “refamiliarizes” the past to make it conform to the terms
of the present rather than to those of the past. Thus, correctness means
conformity to an order of things that has been defined by a discipline
or institution. Historical truth is what the discipline of history says
it is. For Ginzburg this view is a grand evasion; it may not be easy
to respect the dead, but one is not inevitably condemned to violate
their graves and distort their beliefs. To Ginzburg correctness can be
and must be determined by the concrete, physically real evidence the
past presents to us—not by the disciplines, which are artificial con-
structs. Second, Foucault consciously imposes himself between the
past and present in seeking to dissolve the assumed understandings of
the coercive disciplines and institutions and thus to ‘“defamiliarize””
the past from the present, to make the past radically alien to our
contemporary ways of understanding. Although this process seems
to be similar to Ginzburg’s evocation of dead history, it diverts at-
tention from the object of study to the act of studying and becomes
for Ginzburg a kind of intellectual theft in which the integrity of the
past is subordinated not so much to the present as to the activity of
the scholar.
No matter how critical the microhistorians become about the au-
thority of evidence, no matter how fully they appreciate the inter-
preter’s dilemma in trying to preserve the foreignness of a subject and
yet make it familiar enough to be understood, no matter how awarexiv Introduction
influence their own meanings,
they are of the ways in which texts
they assume that there is a reality external to those historical texts, a
reality that can be known.” They certainly accept a kind of historical
uncertainty principle, recognizing that history only balances possi-
bilities against probabilities; but they also share an assumption with
detectives and ethnologists that clues found in documents, at murder
scenes, and in informants’ oral accounts point to something other than
themselves. Ginzburg wants to employ the primal method of the
Paleolithic hunter, that first philologist, who recognized from paw
prints that a lion he had never actually seen, heard, touched, or smelled
had come his way. The characteristic feature of the hunter’s knowl-
edge “was that it permitted the leap from apparently insignificant facts,
which could be observed, to a complex reality which—directly at
least—could not. And these facts would be ordered by the observer
in such a way as to provide a narrative sequence—at its simplest,
‘someone passed this way.’ ”” The hunter’s position was the inverse
of Foucault’s: to the hunter the prey was all, he was nothing.
However ancient its roots may be, the microhistorical approach
raises questions about selectivity and significance. By what criteria are
names to be picked out and how representative of broader social trends
and collective mentalities are the subjects’ activities and thoughts?
What can the few tell about the many, especially when the process of
selection is neither random nor statistically rigorous? And how can
historians concerned with trifles avoid producing trivial history?
Edoardo Grendi has suggested that a response to these questions
should rely on the statistical concept of a normal exception.” Since
rebels, heretics, and criminals are the most likely candidates from the
lower or nonliterate classes to leave sufficient traces to become the
subjects of microhistories, their behavior is, by definition, exceptional.
However, as Ginzburg and Poni note in “The Name and the Game,”
certain kinds of transgressions against authority constitute normal
behavior for those on the social periphery, the kinds of behavior
sociologists call “self help”—that is, those illegal or socially proscribed
actions that were normal for those who had no other means of re-
dress." Some transgressors, therefore, might be exceptions to the
norms defined by political or ecclesiastical authorities but would be
perfectly representative of their own social milieu.
_ Understanding what behaviors and ideas were beyond the pale
might also help to describe better the characteristics of the dominant
group that defined what was considered normal."? Although most ofIntroduction xv
the essays in this collection study persons who were exceptional in
comparison to dominant groups and dominant values, the three ex-
amples of what might be called social microhistory show in particular
how the behavior of marginal persons can be used to clarify the nature
of authority. In his fascinating account of licensed Jewish “‘icono-
clasm” (“Jews, the Local Church, the ‘Prince’ and the People: Two
Late Fifteenth-Century Episodes Involving the Destruction of Sacred
Images”), Michele Luzzati reconstructs connections within the Italian
Jewish community on the one hand and between specific Jews and
various Christian ecclesiastical and secular authorities on the other.
By finding out everything he can about every participant in the events,
including even the career of the mason hired to destroy the Christian
images in a Jew’s house, Luzzati shows how much more important
are patterns of personal and economic relationships than are the vague
abstractions usually invoked in explaining the deteriorating position
of Jews in late fifteenth-century Italy.
In a richly complex and sometimes difficult essay (‘“The Political
System of a Community in Liguria: Cervo in the Late Sixteenth and
Early Seventeenth Centuries”), Edoardo Grendi develops a social ver-
sion of microhistory that most fully departs from the cultural ori-
entation of Ginzburg and his associates. Like the others he begins by
tracing the names and interactions of his subjects, but in this case the
subjects are members of an elite, albeit those in a minor seaside com-
munity. Grendi frames his many carefully drawn portraits of indi-
viduals with statistics that illustrate the economy of coral gathering
and olive-oil production. As a result of his close attention to the actual
behavior of individuals and families that can be traced from judicial
records, he revises several standard social-science generalizations,
showing that factional conflict did not rest on a patronage system but
on local solidarity and that economic activity was defined by many
forces that were external to the operations of the market. Local con-
nections predominated over all other factors, but in this highly liti-
gious society interpersonal ties were fleeting and transitory. Grendis
work exemplifies how inadequate are institutional studies that rely
simply on the elite’s self-descriptions of political behavior and eco-
nomic studies in which global statistics obscure the actual nature of
exchanges.”
Ina similar fashion but for a dramatically different context, Gianna
Pomata shows in her “Unwed Mothers in the Late Nineteenth and
Early Twentieth Centuries: Clinical Histories and Life Histories” howxvi Introduction
our understanding of official institutions can be redefined through
microhistorical studies of persons who were subject to their influence.
For this period in place of the Inquisition whose records are favored
by the cultural microhistorians, Pomata looks at hospitals and ma-
ternity wards in which the collection of the clinical and life histories
of patients was gradually replaced by laboratory analyses and statistical
surveys, a process that erased the identities of individual unwed mothers
and subjected their bodies to clinical regimentation. Pomata tries to
reverse this process, neatly using microhistory to restore to life the
experiences of women lost by the same scientific quantifying process
that the microhistorians think has eliminated individuals from history.
In addition to seeing their subjects as normal exceptions, the mi-
crohistorians consider certain historical documents as examples of a
second kind of normal exception. If documents generated by the forces
of authority systematically distort the social reality of the subaltern
classes, then an exceptional document, especially one that records the
exact words of a lower-class witness or defendant, could be much
more revealing than a multitude of stereotypical sources.” In selecting
these exceptional documents and neutralizing the distortions in others,
the microhistorians have relied on specific criteria of proof designed
to resurrect “forms of knowledge or understandings of the world
which have been suppressed or lost.” It is here that they most dra-
matically emulate Freud’s daring attitude toward standards of proof
that led him to prize obscure clues to things hidden in the human
psyche.
Although the characteristic microhistorical attitude toward proof
is evident in most of the work presented here, it is again Carlo Ginz~
burg who has been explicit about its implications. What he has called
the “evidential paradigm” suggests that unknown objects can be iden-
tified “through single, seemingly insignificant, signs, rather than
through the application of laws derived from repeatable and quanti-
fiable observations.’ He bolsters his use of the evidential paradigm
by an analysis of the methods of three disciplines that blossomed
during the last decades of the nineteenth century: art history, epito-
mized by Giovanni Morelli’s study in paintings of marginal details
such as the shape of ears; psychoanalysis, exemplified by Freud’s
technique of divining “secret and concealed things” from inadvertent
verbal slips and unconscious symptoms; and criminology represented
by Francis Galton’s 1892 work, Finger Prints, and the investigative
adventures of Sir Arthur Conan Doyle’s fictional hero, SherlockIntroduction xvii
Holmes. The methods of artistic connoisseurship, psychiatric diag-
nosis, and criminal detection have more in common than might at
first appear: Morelli, Freud, and Conan Doyle were all physicians
trained in the late nineteenth century at a time when diagnostic med-
icine was becoming increasingly influential. The ground these disci-
plines share was recognized at the time. Freud wrote that Morelli’s
stress on minor details was “closely related to the technique of psy-
choanalysis”; Conan Doyle probably knew about Morelli’s techniques
through his artist father and his uncle who was director of the Dublin
Art Gallery, and the physician author’s probable model for Holmes,
the medical professor Dr. Joseph Bell, used to lecture on the similarity
between disease and crime and how in making a true diagnosis the
physician must pay particular attention to minute details.”
In an impressive display of erudition Ginzburg traces the genealogy
of the evidential paradigm back much further, to Paleolithic hunting
lore that in providing a method for interpreting animal tracks produced
the idea of narrative, to Mesopotamian divination books, to Hippoc-
rates, and in a final sweep, which encompasses too much to add much
darity, to “physicians, historians, politicians, potters, joiners, mari-
ners, hunters, fishermen, and women in general,” all of whom
proceded by building up knowledge of a whole from an examination
of parts." To Ginzburg this is the nub of the matter. The degree to
which an endeavor is occupied with the individual is inversely pro-
portional to its ability to apply the Galilean model, which relies on
the statistical examination of evidence suggested by a hypothesis.
Either understanding of the individual is sacrificed in achieving a math-
ematical standard of generalization or an alternative method must be
accepted that is based on individual cases in a way that “would (in
some way yet to be worked out) be scientific.”
Even more than in the other anthropocentric disciplines, history,
according to Ginzburg, “always remains a science of a very particular
kind, irremediably based on the concrete.” Historical knowledge,
therefore, is always to some degree conjectural because historians must
work like medical practitioners who cannot actually see most diseases
but must diagnose their presence indirectly on the basis of telltale
symptoms or signs. For example, in his The Enigma of Piero Ginzburg
relies on Morellian techniques to isolate a distinctively shaped ear and
demonstrates that the same man’s portrait appears in three different
paintings. Sorting out the authentic portraits of Cardinal Bessarion
from the fanciful, Ginzburg compares the subjects’ noses.*' Such triflesxviii Introduction
as these generate “conjectural proofs” in two possible ways. First, in
a positive operation the historian compares discrete examples of par-
ticular details such as noses, ears, or textual citations, using them like
a hunter uses tracks or a detective fingerprints to identify a known
but unseen animal or person. In this process likenesses confirm the
most likely possibility. Second, in a negative operation the investigator
systematically eliminates alternatives until only one remains—as Sher-
lock Holmes does, in perhaps the most frequently cited example of
such reasoning, when he points out the curious failure of the watchdog
to bark on the night that the racehorse Silver Blaze disappeared from
its stable. Holmes eliminates all suspects but one by noting that such
a dog resists the temptation to bark only in the presence of its master.
In this process the removal of the unlikely isolates the likely.
The proofs found in many of the microhistories have been the
object of the severest criticisms of the genre, in part because of a
reluctance to recognize or accept the conjectural nature of the en-
deavor. To understand the microhistorians’ task, we need to know
what is “conjectural” about these proofs and by what process these
historians move from the observation of facts to the production of
conclusions. What, in fact, is a conjecture?
The clearest and most consistent analysis of the logical process the
microhistorians are trying to follow can be found in the philosopher
Charles Peirce’s notion of abduction."
Abduction makes its start from the facts, without, at the outset,
having any particular theory in view, though it is motivated by the
feeling that a theory is needed to explain the surprising facts. In-
duction makes its start from a hypothesis which seems to recom-
mend itself, without at the outset having any particular facts in
view, though it feels the need of facts to support the theory. Ab-
duction seeks a theory. Induction secks for facts. In abduction the
consideration of the facts suggests the hypothesis. In induction the
study of the hypothesis suggests the experiments which bring to
light the very facts to which the hypothesis had pointed.
Abduction, moreover, does not prove anything; it “merely suggests
that something may be.” Proof comes from induction. The signif-
icance of abduction lies not in its ability to prove that something is
operative or actually exists but in the creative potential it represents.
According to Peirce, abduction “is the only logical operation which
introduces a new idea; for induction does nothing but determine 2Introduction xix
value, and deduction merely evolves the necessary consequences of a
pure hypothesis.” It is precisely in their creative innovations based
on abduction that the microhistorians have been the most intriguing.
Peirce argued that a method should not be chosen for its security
or its guarantee of certain answers but for its potential for fruitfulness
or uberty, to use his own neologism. In fact, there is an inverse
relationship between fruitfulness and security: the greater the potential
for uberty, the less likely a method will lead to certainty."* Abduction,
therefore, is the most fruitful and least certain method. “Abduction
is, after all, nothing but guessing,” and yet Peirce noted that a hy-
pothesis based on observed facts is more often correct than it would
be if governed by mere chance, even though such a guess is logically
only a maybe/maybe-not proposition. Moreover, no advance in
knowledge could be made without abductions.” What the micro-
historians have done, and most precisely what Carlo Ginzburg has
done, is to single out and be explicit about a way of doing history
that has, in fact, long governed a great deal of historical practice,
whatever its pretensions to scientific status,
Abduction and conjecture, however, have their dangers. Micro-
historical arguments, especially those devoted to some form of cultural
interpretation, are vulnerable to circularity; because all interpre-
tation “presupposes,” as Ginzburg says, “‘a reciprocal interchange
between the whole and the parts,” there is both the “healthy cir-
cularity of hermeneutic interpretation” and the vicious circle. The
best check against the latter is the convergence of several indepen-
dent lines of investigation, which substantially reduce the possibility
of error. But when are similarities true convergences and not just
coincidences?
The best answer to this question can be found in the distinction
between “to show” (mostrare), which reveals formal analogies in the
internal structure of a subject such as similar stylistic traits in paintings
by the same artist, and “to demonstrate” (dimostrare), which uses
evidence external to the subject such as written contracts to show that
the same artist painted two different canvases,” The most convincing
argument comes when proofs that show and those that demonstrate
converge. The final guard against overly elaborated circular argu-
ments comes from what has been called “‘Ginzburg’s razor,” one of
the strict rules that he wishes imposed on the use of conjectures: “other
things being equal, the interpretation requiring fewest hypotheses
should generally be taken as the most probable.’xx Introduction
In applying ““Ginzburg’s razor,” microhistorians have tried to be
very precise about exactly how the sources they use were put together
and how the various voices found in them can be distinguished. Ginz~
burg notes, for example, how inquisitorial records were kept: a notary
was charged with the verbatim transcription of what was said, both
questions and answers, an obligation that permits the modern scholar
to adjust for leading or suggestive questions. But sometimes the notary
in laziness or haste switched to the third person and paraphrased the
interrogation, making the trial much more problematic as a source.”
Maurizio Bertolotti shows a similar sensitivity to the presuppositions
of both participants in an inquisitorial dialogue, while Ottavia Niccoli
unravels multiple layers of opinion and belief and distinguishes among
various media of transmission in her account of the spread of news
about the Agnadello apparitions. Michele Luzzati in his brilliant close
reading of notarial records uncovers changes of opinion by paying
particular attention to the erased and crossed-out passages in the re-
vised draft of a notarized contract. Struck by the terrible pathos of
her subjects, Gianna Pomata abandons classification and quantitative
analysis of the unwed mothers for a careful examination of the sup-
posedly scientific hypotheses that structured the women's clinical and
life histories, Her awareness of all the voices in the documents allows
her to free the mostly ignorant young women from the constraints of
medical practice in order to let them tell their own stories in their
own way. The great strength of the microhistories comes from this
sensitivity to the nuances of power and the changes of voice in doc-
uments.* They recognize how there was a series of gaps or disjunctures
between what was said and what was recorded, between what the
interrogators asked and what the scholar wants to know, and between
what the educated notaries or physicians and the bewildered defen-
dants or patients understood about the other. Inquisitors twisted re-
plies to fit their own preconceptions, peasants perplexedly tried to
explain themselves and to guess what the officials wanted to hear, and
differences in dialect and levels of culture sometimes hopelessly com-
promised communication but still leave the historian with vital clues.”
In the subjects they have chosen, microhistorians have snipped at
the fringes of normal historical practice, that vast middle area between
histoire totale and microstoria. Although the fascination with trifles
may threaten what in another context Simon Schama has called “the
pigmification of historical scale,” the ablest practitioners of the mi-
crohistorical genre, including those translated here, have been strug-Introduction xxi
gling to eliminate the distortions produced by the giantification of
historical scale, which has crushed all individuals to insignificance
under the weight of vast impersonal structures and forces.** To them
the idea that microhistory leads to relativism or to an attitude that
anything goes—that any little neglected subject is worth examining
especially if it is about deviant sex or outlandish religious beliefs—is
a serious misreading of their intentions. The purpose of microhistory
is to elucidate historical causation on the level of small groups where
most of real life takes place and to open history to peoples who would
be left out by other methods.
‘The new historical detectives from Italy may not have found a
foolproof method, any more than have real-world as opposed to fic-
tional detectives, but it would be a mistake to dismiss them because
they appear to be devoted to little problems. Quite the opposite is
the case. They have been struggling with one of the biggest questions:
what can we know about the peoples lost to history?
Notes
1. This Introduction borrows liberally from a paper I presented in 1987 as a
Mellon Lecture at Tulane University and at a session on microhistory organized by
Anne Jacobson Schutte at the Sixteenth-Century Studies Conference in ‘Tempe, Ari-
zona. I wish to thank the many persons who made helpful comments at these pre-
sentations and especially those who read early versions of the paper: James Amelang,
Linda L. Carroll, Paul Paskoff, Karl Roider, Guido Ruggiero, and Thomas Scheff. |
have benefited greatly from their criticisms, and the errors that remain are my own,
2. Robin W. Winks, ed., The Historian as Detective: Essays on Evidence (New
York, 1970).
3. Thomas Scheff, “Micro-linguistics and Social Structure: A Theory of Social
Action,” Sociological Theory 4 (1986): 71-83. Professor Scheff kindly allowed me to
see some of his other work on microsociology prior to its publication.
4. Stephen Jay Gould, “Animals and Us,” New York Review of Books, June 25,
1987, p. 23, an article that reviews The Chimpanzees of Gombe: Patterns of Bebavior
by Jane Goodall (Cambridge, Mass., 1986).
5, Renato Rosaldo, Mlongot Headbunting, 1883-1974: A Study in Society and
History (Stanford, 1980), p. 23. The interdisciplinary literature on history and an-
thropology is now vast: see especially Bernard Cohn, “History and Anthropology:
The State of Play,” Comparative Studies in Society and History 22 (1980): 198-221;
idem, “History and Anthropology: Towards a Rapprochement,”* Journal of Interdis-
ciplinary History 12 (1981): 227-52; Natalie Zemon Davis, “The Possibilities of the
Past,” Journal of Interdisciplinary History 12 (1981): 267~75; and Diane Owen Hughes,
“Toward Historical Ethnography: Notarial Records and Family History in the Middle
Ages,” Historical Methods Newsletter 7 (1976): 61-71. Recent discussions of the issues
from the anthropological side can be found in the extended book review by various
authors of Maurice Bloch’s, From Blessing to Violence: History and Ideology in the
Circumcision Ritual of the Merina of Madagascar (Cambridge, 1986) in Current An-Introduction
xxii
thropology 27 (1986): 349-60. Useful recent views from history are Robert Darton,
“The Symbolic Element in History,” Journal of Modern History 58 (1986): 267-75
and the chapters on “The Historical Anthropology of Early Modern Italy” and “The
Sources: Outsiders and Insiders” in Peter Burke’s, The Historical Anthropology of
Early Moder Italy: Essays on Perception and Communication (Cambridge, 1987), pp.
3-24, For a critique by a microhistorian of the ways in which some historians have
employed the cultural anthropology of Clifford Geertz, see Giovanni Levi, “I pericoli
di geertzismo,” Quaderni storici [hereafter, QS] 58 (1985): 269-77, esp. 275,
6. “The Inquisitor as Anthropologist,” in Ginzburg’s Clues, Myths, and the
Historical Method, trans. John Tedeschi and Anne C. Tedeschi (Baltimore, 1989),
. 164, a translation of the collection, Miti emblemi spie: Morfologia e storia (Turin,
1986), which does not, however, contain this particular essay
7. Carlo Ginzburg’s study of Piero della Francesca was the first volume in the
microstorie series published by Einaudi: Indagini su Piero: Il Battesimo, il cilo di
Arezzo, la Flagellazione di Urbino (Turin, 1981), trans. Martin Ryle and Kate Soper
as The Enigma of Piero: Piero della Francesca: The Baptism, the Arezzo Cycle, the
Flagellation (London, 1985). Books published for the first time by this series include
an analysis of matrimonial strategies in the diocese of Como: Raul Merzario, Il paese
stretto: Strategie matrimoniali nella diocesi di Como (secoli XVI—XVIII) (Turin,
1981); a dialogue between two historians about recapturing historical consciousness:
Pietro Marcenaro and Vittorio Foa, Riprendere tempo: Un dialogo con postlla (Turin,
1982); a study of the rebuilding of a Venetian church during the Renaissance: Antonio
Foscari and Manfredo Tafuri, L’armonia e i conflicti: La chiesa di San Francesco dell
Vigna nella Venezia del '500 (Turin, 1983); a reinterpretation of the charges of heresy
against Galileo: Pictro Redondi, Galileo eretico (Turin, 1983), trans. Raymond Ro
senthal as Galileo Heretic (Princeton, 1987); a reconstruction of the systems of kinship
and of manufacturing among woolen-cloth workers in the Biellese during the nine-
teenth-century: Franco Ramella, Terra e telai: Sistemi di parentela e manifattura nel
Biellese del!’ Ottocento (Turin, 1984); a prosopography of the clients of a priest-exorcist
in seventeenth-century Piedmont: Giovanni Levi, L’evedita immateriale: Carriers di
un esorcista nel Piemonte del Seicento (Turin, 1985), trans. Lydia G. Cochrane 28
Inheriting Power: The Story of an Exorcist (Chicago, 1988); an oral history of the
experiences of common people as the city of Terni evolved from an agricultural village
to a major industrial center: Alessandro Portelli, Biografia di wna cittd: Storia ¢ rac
conto: Terni 1830-1985 (Turin, 1985); and an examination of feuding in Liguria: Os
ile Raggio, Faide e parentele: Lo stato genovese visto dalla Fontanabuona (Turin,
Einaudi’s microstorie series has also brought parallel examples of foreign schol
arship to Italian readers, including Paul Boyer and Stephen Nissenbaum’s reconstruc-
tion of family factions in the Salem witchcraft trials: Salem Possessed: The Social Origins
of Witchoraft (Cambridge, Mass., 1974), translated as Microstorie no. 12, La atti
indemoniata: Salem e le origini sociali di una caccia alle streghe (Turin, 1986); Natalie
Zemon Davis’s book about the celebrated sixteenth-century French case of an imposter
who took over the bed and property of a missing husband: Le retour de Martin Guerre
(Paris 1982), The Return of Martin Guerre (Cambridge, Mass., 1983), and as Mi-
eee 2 1 ritorno di Martin Guerre: Un caso di doppia identita nella Francia
4e! Cinguecento (Turin, 1984); Anton Blok’s study of the evolution of Mafia violence:
} Mafia of a Sicilian Village, 1860-1960 (New York, 1974), translated as Microstorie
no. 13, La mafia di un villaggio siciliano, 1860-1960: Imprenditori, contadini, violent
(Turin, 1986); and Edward P. Thompson's major articles in historical anthropology
translated as Microstorie no. 2, Societa patricia, cul e é antro-
pologia storica sull Inghilterra del Settecente eraser aero