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Personal Data Breach Report Form

This document is a form for organizations in the UK to report a personal data breach to the Information Commissioner's Office (ICO). It requests details about the breach such as what type of personal data was involved, how many individuals were affected, how the breach occurred, and steps taken to respond to and prevent future breaches. The form advises submitting it to the ICO to initiate an investigation and be in compliance with the UK's General Data Protection Regulation (GDPR) requirements.
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0% found this document useful (0 votes)
147 views9 pages

Personal Data Breach Report Form

This document is a form for organizations in the UK to report a personal data breach to the Information Commissioner's Office (ICO). It requests details about the breach such as what type of personal data was involved, how many individuals were affected, how the breach occurred, and steps taken to respond to and prevent future breaches. The form advises submitting it to the ICO to initiate an investigation and be in compliance with the UK's General Data Protection Regulation (GDPR) requirements.
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© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as DOC, PDF, TXT or read online on Scribd
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Report a personal data breach

This form is for organisations that have experienced a personal data breach and
need to report it to the ICO. Please do not include any of the personal data
involved in the breach when completing this form. For example, do not
provide the names of data subjects affected by the breach. If we need this
information, we will ask for it later.

You should ensure the information provided is as accurate as possible and


supply as much detail as possible.

About your report


Please answer the following questions, to help us handle your report efficiently
and to better understand our customers.

If you have already spoken to a member of ICO staff about this breach, please
give their name:

Report type

Initial report – report complete


Follow-up report – report complete
Initial report – additional information to follow
Follow-up report – additional information to follow

(Follow-up reports only) ICO case reference:

Reason for report – after consulting the guidance

I consider the incident meets the threshold to report


I do not consider the incident meets the threshold to report, however I want
you to be aware
I am unclear whether the incident meets the threshold to report

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Size of organisation

Fewer than 250 staff


250 staff or more

Is this the first time you have contacted us about a breach since the
GDPR came into force?

Yes
No
Unknown

About the breach


Please describe what happened

Please describe how the incident occurred

How did the organisation discover the breach?

What preventative measures did you have in place?

Was the breach caused by a cyber incident?

Yes
No
Don’t know

When did the breach happen?


Date: Time:

When did you discover the breach?


Date: Time:

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Categories of personal data included in the breach (tick all that apply)

Data revealing racial or ethnic origin


Political opinions
Religious or philosophical beliefs
Trade union membership
Sex life data
Sexual orientation data
Gender reassignment data
Health data
Basic personal identifiers, eg name, contact details
Identification data, eg usernames, passwords
Economic and financial data, eg credit card numbers, bank details
Official documents, eg driving licences
Location data, eg coordinates
Genetic or biometric data
Criminal convictions, offences
Other (please give details below)

Please give additional details to help us understand the nature of the personal
data included in the breach:

Number of personal data records concerned?

How many data subjects could be affected?

(Cyber incidents only) If the number of data subjects affected is not


known, estimate the maximum possible number that could be
affected/total customer base

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Categories of data subjects affected (tick all that apply)

Employees
Users
Subscribers
Students
Customers or prospective customers
Patients
Children
Vulnerable adults
Other (please give details below)

Describe any detriment to individuals that has arisen so far, or any


detriment you anticipate may arise in the future

Is the personal data breach likely to result in a high risk to data


subjects?

Yes
No
Not yet known

Please give details

(Cyber incidents only) Recovery time


We have successfully recovered from the incident with all personal data now
at the same state it was shortly prior to the incident

We have determined that we are able to restore all personal data to the
same state it was shortly prior to the incident and are in the process of
doing this

We have determined that we are unable to restore the personal data to the
same state it was at shortly prior to the incident, ie backups failed, no

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current backup, backup encrypted etc

We are not yet able to determine if personal data can be restored to the
same state it was shortly prior to the incident

Had the staff member involved in this breach received data protection
training in the last two years?

Yes
No
Don’t know

Please describe the data protection training you provide, including an


outline of training content and frequency

(Initial reports only) If there has been a delay in reporting this breach,
please explain why

Taking action
Have you taken action to contain the breach or limit its impact? Please
describe these remedial actions

Please outline any steps you are taking to prevent a recurrence, and
when you expect they will be completed

Describe any further action you have taken, or propose to take, as a


result of the breach

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Have you told data subjects about the breach?

Yes – we have determined it is likely there is a high risk to data subjects so


we have communicated this breach to data subjects

Yes – we have determined that it is unlikely there is a high risk to data


subjects, however decided to tell them anyway

No – but we are planning to because we have determined it is likely there is


a high risk to data subjects

No – we determined the incident did not meet the threshold for


communicating it to data subjects

Have you told, or are you planning to tell any other organisations about
the breach?

Yes
No
Don’t know

If you answered yes, please specify

Are you a member of a UK GDPR Code of Conduct or Certification


Scheme, as approved and published on the ICO website?

Yes
No

If yes:

Please confirm the Code/Scheme name

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Are the Code or Scheme’s requirements relevant to the breach
that has occurred?

Yes
No

Have you informed the relevant Monitoring Body or Certification


Body?

Yes
No

Suspicious websites
If the breach relates to a suspicious website, you can report the website to the
National Cyber Security Centre (NCSC). By reporting, you can help stop cyber
criminals and protect others online.

The ICO won’t see the details of your report to NCSC, so you should make sure
you tell us everything we need to know on this form.

Report a suspicious website - NCSC.GOV.UK

About you
Organisation (data controller) name

Registration number

If not registered, please give exemption reason

Business sector

Registered organisation address

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Person making this report
In case we need to contact you about this report

Name:
Email:
Phone:

Sending this form


Initial report
If this is your initial report, please send your completed form to
[email protected], with ‘Personal data breach notification’ in the subject
field.

Follow up report
If this is a follow up report, please reply to the email we sent you, attaching this
completed form to it. (Make sure you leave the subject line as it is – this will
ensure your follow-up gets added to your case).

OR, send by post to:

The Information Commissioner’s Office


Wycliffe House
Water Lane
Wilmslow
Cheshire
SK9 5AF

Please note that we cannot guarantee security of forms or any attachments


sent by email.

What happens next?


You should read our guidance to determine what steps you should take.

Based on the information you have provided, we will contact you within seven
calendar days to provide information about our next steps. If this is your initial
report, we’ll give you a case reference number.

If your correspondence relates to an existing case, we’ll add it to your case for
your case officer to consider.

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If you need any help in completing this form, please contact our helpline on
0303 123 1113 (operates 9am to 5pm Monday to Friday).

For information about what we do with personal data see our privacy notice.

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