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Theology of John Calvin by Barth

This document provides a summary of Karl Barth's assessment of John Calvin's theology in 3 sentences or less: Barth examines Calvin's life and theological work, highlighting his early writings defending the doctrine of predestination in Psychopannychia and developing his systematic theology in the 1536 Institutes. He discusses Calvin's establishment of the Reformed program in Geneva through the ordering of the church, creation of the catechism and confession, and conflicts with groups like the Anabaptists. The summary focuses on Barth's overview of the key events and theological contributions of Calvin's career.
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100% found this document useful (4 votes)
334 views452 pages

Theology of John Calvin by Barth

This document provides a summary of Karl Barth's assessment of John Calvin's theology in 3 sentences or less: Barth examines Calvin's life and theological work, highlighting his early writings defending the doctrine of predestination in Psychopannychia and developing his systematic theology in the 1536 Institutes. He discusses Calvin's establishment of the Reformed program in Geneva through the ordering of the church, creation of the catechism and confession, and conflicts with groups like the Anabaptists. The summary focuses on Barth's overview of the key events and theological contributions of Calvin's career.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 452

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G.M. Elliott Library
Cincinnati Bible College & Seminary
2700 Gisnway Avenue
P.O. Box 04320
Gineinnati, Ohio 45204-3200

The Theology of
JOHN CALVIN
7-0 :
out NsQaett:ah Pa.

aer FMVSAED VOYHe


-_ a ae a
Doe Theology of
JOHN CALVIN

KARL BARTH

translated by
Geoffrey W. Bromiley

G.M. ELLIOTT LIBRARY


Cincinnati Bible College & Seminary

WILLIAM B. EERDMANS PUBLISHING COMPANY


GRAND Rapips, MICHIGAN / CAMBRIDGE, U.K.
First published 1922 as
Die Theologie Calvins
by Theologischer Verlag, Ziirich

English translation © 1995 Wm. B. Eerdmans Publishing Co.


255 Jefferson Ave. S.E., Grand Rapids, Michigan 49503 /
PO. Box 163, Cambridge CB3 9PU U.K.
All rights reserved

Printed in the United States of America

00 991-98) 97 96°95 FOSBH Il

Library of Congress Cataloging-in-Publication Data

Barth, Karl, 1886-1968.


[Theologie Calvins. English]
The theology of John Calvin / Karl Barth ; translated by Geoffrey W. Bromiley.
p. cm.
Includes bibliographical references and indexes.
ISBN 0-8028-0696-1 (paper : alk. paper)
1. Calvin, Jean, 1509-1564. 2. Reformed Church—
Doctrines — History— 16th century. 3. Theology,
Doctrinal — History — 16th century.
BX9418.B15713 1995
230’.42'092’—dce20 95-33983
CIP
Contents

Translator’s Preface

Preface

Abbreviations

Introduction

PART I
PRESUPPOSITIONS

1. Reformation and Middle Ages


§1 CONNECTION

§2 CONTRAST
§3 COMMON FEATURES

2. Calvin, Luther, and Zwingli


§4 LUTHER
§5 ZWINGLI

§6 CALVIN
Contents

PART II
LIFE OF CALVIN 129

3. Early Years, 1509-1536 133


§7 INTRODUCTION 133
§8 Psychopannychia 146
S9 1536 Institutes ey
Introduction iy),
Knowledge of God and Man 162
Sacraments [72
Church Wi
False Sacraments 187
Christian Liberty 194
Authorities 210
Laws 214
People and Government 216

§10 BasEL TO GENEVA 226


Writings 234

4. First Genevan Stay 243


§11 Tue SITUATION IN GENEVA 248
§12 Catvin’s Work 258
§13. REFORMATION PROGRAM 264
Church Order 264
Catechism 271
Confession 284

§14 RECEPTION 293


§15 CONFLICTS 306
Anabaptists 307
Caroli 309

vi
Contents

Lausanne Disputation, 2.17.1537 S17.


Bern Disputation, 2.18.1537 320
Crisis yen
Lausanne Synod, DEA ASS7 323
Bern Synod, 5.31.1537 a} |
Bern Synod, 9.22.1537 O37,
Bern Ceremonies 346
Bern View “347
Geneva View 350
Calvin Attitude (Easter 1538 in Geneva) 356
§16 APRIL TO SEPTEMBER 1538 365
Calvin in Bern 366
Zurich Synod, 4.28.1538 369
Summer 1538 375

5. Strassburg Stay, 1538-1541 385


§17 COMMENTARY ON ROMANS 386
§18 PARTICIPATION IN GERMAN COLLOQUIES 393
§19 CORRESPONDENCE WITH SADOLET 402

Indexes 410
SUBJECTS 410

NAMES 418
SCRIPTURE REFERENCES 423

vil
Digitized by the Internet Archive
In 2022 with funding from
Kahle/Austin Foundation

https://archive.org/details/theologyofjohnca0000bart
Translators Preface

Barth’s Calvin lectures are naturally outdated. They are also incomplete
and rather formless. Nevertheless, the wrestling of one theological giant
with another can hardly fail to be exciting and instructive, no less and
perhaps more so when they belong in general to the same theological and
ecclesiastical tradition. Sooner or later, as pastor, preacher, expositor, and
professor, Barth obviously and inevitably had to come to close grips with
Calvin. Predictably, the impact when he did so would be decisive for
himself, and in some way also for those with whom he might share the
confrontation, as he does in the present lectures.
Barth’s initial approach to Calvin, of course, had been gradual. His
early theological interests had taken him in rather different directions,
especially in Marburg. The pastorate in Geneva stirred his interest. It could
hardly fail to do so when he found himself speaking from the very place
where Calvin used to lecture. Among the commentaries he then used at
Safenwil those of Calvin claimed a regular place. At one time he seems to
have had a grandiose but nebulous idea of bringing the theology of Calvin
into some kind of synthesis with that of Schleiermacher. His duty to teach
Reformed studies at Gottingen, however, was what finally brought him
face to face with the greatest of the Reformed fathers.
In the Calvin lectures one senses at first some reserve in the attitude
to Calvin. In the staunch Lutheran center that was Gottingen, Barth could
not escape the originality and vitality of the great first-generation reformer,
Luther. We need only note the greater incidence of Luther quotations in
what would eventually become Church Dogmatics, I/1 and 2. In compari-

ix
Translator’s Preface

son, a man of the second generation with its different tasks and problems
seemed far less exciting and attractive. Calvin’s own character appears also
not to have made any immediate appeal to Barth’s sympathy, and his
theology had both formal and material features that could not command
his wholehearted approval.
In the lectures, however, before devoting his attention to Calvin
individually, Barth surveyed with extraordinary theological insight the
relations between the Middle Ages and the Reformation on the one hand,
and those between Luther, Zwingli, and Calvin on the other. Originally
planned as the first two sections of an introductory chapter, these surveys
expanded in a way that shattered the original program. But the loss was
also gain, for theological analyses resulted from which all serious students
of theology can still profit.
When Barth did at last come to Calvin, the intended brief intro-
ductory account of his life became a more detailed presentation that
crowded out more specific discussion yet remained fragmentary. In this
presentation it is noticeable that Calvin increasingly emerged as a domi-
nant figure who knew what he believed and how to expound and defend
it, and who also knew what he wanted and how to achieve and establish
it. Barth never dealt with the culminating ministry in Geneva, the defini-
tive Institutes, the discipline, the ecclesiastical influence. Nevertheless, by
thorough discussion of the 1536 Institutes, the catechism, and the church
constitution, along with the dispute with Bern and the lessons Calvin
learned from the early experiences, Barth was still able to give what is in
the last resort an appreciative as well as an insightful account of the
essentials of Calvin as believer, theologian, commentator, pastor, and eccle-
siastical statesman. One thing in particular to which he draws attention
is the brilliant and consistent way in which Calvin both in theory and
practice relates eternity and time without losing either one in the other.
If readers want a full-scale introduction to Calvin, this is not the
work for them. Nor will they find here new detailed information. What
we have instead is an exciting interaction that has all the freshness of the
~ younger Barth, and that incidentally tells us a good deal about Barth
himself and his own theological development, especially when read in
conjunction with his contemporary letters to his friend Thurneysen. For
these reasons no one with serious theological interest can afford to ignore
these hastily composed lectures.
The translation follows the text scrupulously prepared from the
difficult manuscript and typescript for the Swiss Gesamtausgabe. The few

x
Translator’s Preface

Calvin quotations that Barth left in Latin or French, however, have been
put into English. Many of the editorial notes have been shortened, some
of the footnotes reworked, and datings adapted to the more familiar style
of month first. Where the Swiss edition offers in the notes full Latin
passages from Calvin, only the references are given. The structure of the
work has been altered slightly in form to provide a more balanced presen-
tation. Readers who wish to check Barth’s analysis of the 1536 Institutes
will find help in the translation (with introduction) which EF L. Battles
published in 1975 under the title Jnstitution ofthe Christian Religion, which
uses the original 1536 Basel edition as well as CR and OS, and which
usefully includes as well the 1532 Cop address and the 1534 placards.
We present this English version in the hope and confidence that it
will make a significant contribution to the study and appreciation of both
Calvin and Barth and that at the same time it will prove of personal interest
and profit to all who read it.

Santa Barbara, Christmas 1992 GEOFFREY W. BROMILEY

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Preface

Karl Barth and Calvin in 1922. Barth’s interest in Calvin had first been
kindled during his initial semester at Bern in the winter of 1904/5 when
he attended his father’s course on the history of the Reformation age. He
referred to this influence in his own lectures.! He became interested on
his own account in the fall of 1909 when he took his first post as auxiliary
pastor to the German congregation in Geneva and when the great com-
memoration of Calvin's birth in 1509 was held there in the summer of
1909. The German congregation worshiped in the auditorium of St. Pierre
where Calvin himself had once lectured. The idea of mounting the same
rostrum as the reformer excited Barth, and during his Geneva years (up
to 1911) he began to study the 1559 Jnstitutes in depth. His letters from
this period bear ample witness to this, as do his many markings in his
copy of the Institutes, vol. I] of the Corpus Reformatorum series. His
lecture on the Christian faith and history (1910, published 1912) shows
the impact of this reading, though Barth would say fifteen years later that
it would have been better left unpublished.”
That Barth left Calvin’s city with a real interest may be seen from
the fact that he knew its local history so well and immersed himself in
the study of the archives conducted under the Basel professor Paul

1. See 131.
2. For the former see Vortriige und kleinere Arbeiten 1909-1914, vol. II of Gesam-
tausgabe (Zurich, 1993), 149-212. See the autobiographical sketch in Karl Barth-Rudolf P
Bultmann Letters 1922-1966 (Grand Rapids, 1981), 150ff.

Xiil
Preface >

Wernle.3 More research remains to be done into Barth’s early sermons


to determine when, as he said,4 he began to use Calvin’s commentaries
regularly in sermon preparation. By 1919 he had certainly read Kamp-
schulte and Stahelin, whom he quotes so often in these lectures, and in
his 1919 and 1922 Romans he constantly consulted Calvin's 1539 com-
mentary. Intensive preoccupation with Calvin thus helped: to form his
theology even before his switch to an academic career.
When he accepted the call to Géttingen in 1921/22 to become
honorary Professor of Reformed Theology, Barth saw it as his primary task
to acquaint his students and himself with the classical documents of this
theology.> The first winter he lectured two hours a week on the Heidelberg
Catechism. The summer of 1922 he ventured on four hours a week on
Calvin. He would then give courses on Zwingli, the Reformed confessions,
and. Schleiermacher.®
Calvin, then, was his first larger theme. The lectures show both
diligent daily study of the material and fascination with it. We find both
again, sometimes in language reminding us almost of contemporary Ex-
pressionism, in his letters to Thurneysen. Thus in a letter dated June 8,
1922, he calls Calvin a cataract, a primeval forest, something demonic,
directly descending from the Himalayas, absolutely Chinese, marvelous,
mythological. He saw no way of even receiving this phenomenon, let alone
depicting it. Only a thin trickle passed into him, and he could pass on
only a small portion of this. He could gladly spend the rest of his life with
Calvin.7
Barth found himself forced at this time to gain his own understand-
ing of the genuine Reformed tradition and to determine the specific
character of what he called the second turn in the Reformation and
therefore of the epochal significance of Zwingli and Calvin in relation and
antithesis to Luther. He saw the historical mission of the Reformed version
of the Reformation in its taking up again of what he took to be a common
theme of the Middle Ages and the modern period, that of ethics, but now
on the basis of the fundamental insight brought to light by Luther. We

3. See P. Wernle, Calvin und Basel bis zum Tode des Myconius 1535-1552 (Basel,
1909), 107 n. 391.
4. See below, 392 n. 23.
5. Cf. Bw.Th. I, 357£, 360f.
6. The Gesamtausgabe plans publication of the first two courses, while the third is
already available: The Theology of Schleiermacher (Grand Rapids, 1982).
7. Bw.Th. I, 80.

XIV
Preface

may set this underlying theme of the lectures in the context of Barth’s own
situation as an academic beginner and outsider on the Lutheran faculty at
Géttingen. In the letter to Thurneysen dated May 22, 1992, he spoke
with painful irony of the path he had to take in interpreting Calvin,
beginning with the Psychopannychia, then going on to the sudden conver-
sion, then to the Cop address.8 He added that there would be constant
allusion to ethics in contrast to the idle soul sleep of Lutheranism, naturally
from the perspective of eternity, but in such a way as to dumbfound the
Swiss? in particular. He was glad he had found what his ranking would
be last fall.!° It was essential that he be differentiated from Stange.!!
Distance must be kept.!2

Text

For the summer semester 1922 Barth announced three hours a week on
Calvin and three on Hebrews. But some months earlier he was very worried
about this double load and in April he said a crisis had arisen that caused
him to drop Hebrews and focus on four hours for Calvin.!3 He gave the
classes from April 27 to July 28, with a week’s break for Pentecost, lecturing
from 7 to 8 a.M. on Mondays, Tuesdays, Thursdays, and Fridays to some
thirty or forty students.!4 The original manuscript, now in the Barth
Archive at Basel, is on both sides of 235 pages in black ink. The archive
also has a typed copy from the same period possibly owed to his friend
Rudolf Pestalozzi in Zurich. There are many mistakes in the copy, not
surprising since the manuscript is so hard to read. Barth himself corrected
some of these mistakes in his own hand. In the present edition we have
compared the copy and the original and purged out most of the remaining
errors.

8. See below, 146ff.,, 136ff., 141ff. See Bw.Th. II, 79.


9. The reference is to Swiss students in the class.
10. The reference is to the exposition of chs. 12ff in the 2nd edition of Barth's
Romans, in which he found a new approach to ethics in continuity with existing exposition.
11. Carl Stange (1870-1959) and Georg Wobbermin (1869-1943) were the pro-
fessors of systematic theology at Géttingen.
12. Bw.Th. Il, 79.
13, [bide 295-65.
14. Ibid., 71.
Preface

Arrangement and Structure

Barth shared his original plan for the lectures with Thurneysen, but a
month before the semester began he realized that he could not carry it out
and that he must focus on Calvin's theology, especially his dogmatics. He
would perhaps turn to the ethics in the winter semester, he: wrote to his
friend.!5 This scaling down did not affect his intention of laying a twofold
foundation by surveying medieval theology and comparing Calvin to
Luther and Zwingli.!© These two sections, along with a sketch of Calvin's
life, would make up the first chapter (“Presuppositions”). Four more
chapters would follow with the emphasis on the last, that is, Calvin's
preaching in ch. 2, exegesis in ch. 3, polemics in ch. 4, and finally theo-
logical system (1559 Jnstitutes) in ch. 5. This is what he told the class the
first hour,!7 and even on May 19, when he had spent more than three
weeks on the first two sections of ch. 1 and was only just taking up Calvin's
life, he still thought his plan was feasible, though he expressly regretted
he could not adopt the better method his father had once used, namely,
that of embodying the theology in a running account of the life.18
Even if we cannot track down in the manuscript the exact moment
he changed his mind, he did indeed switch to the method he admired in
his father. His breadth of outlook and pleasure in detail, however, meant
that he could not by a long way reach the end of Calvin's life, but could
cover it more fully only up to the summer of 1538 and then in the last
three lectures give a mere summary of the Strassburg years (1538-1541)
under three selected topics. Compared to the original plan, then, the course
breaks off when Barth had completed only a small part of his first chapter,
and he never even started the chapters that were to be the heart of the
work.
If in dealing with Calvin’s life Barth at first concealed this fact from
himself, or at least from his audience, it came home to him with a shock
in the Pentecost vacation. During these days he read all the Calvin material
available at least to get some knowledge of the main part of the course
. which he would now never reach, having to remain stuck in the prolego-
mena. At best he would carry the life far enough, and give a genetic account

15. Ibid., 60.


lGwlocacit:
17. See below, 9f.
18. See below, 131.
Preface

of the writings in such a way that he and the students would be introduced
to the true theme. There could be no talk of the systematic treatment he
had had in mind. He would need three further semesters for that.!9 On
June 28 he complained that He would not finish by a long way and that
the course was something of a monstrosity.2°
Some compensation for the formal deficiency is to be found in the
way in which Barth includes within the life an analysis of various early
works of Calvin, especially the first edition of the Justitutes. In looking at
the texts and themes Barth deals with, and the actual structure of the
fragment, those who know the material will note that even within these
limitations Barth gives a materially good account of Calvin's theology. He
does not see or present it fragmentarily but seizes on the essence and offers
an integral account according to the nonpolemical content.
Barth was well aware of the oddness but also the advantages of his
method, as also that he was skating all the time on rather thin ice. He
described his monstrosity with a good deal of self-mockery as biography,
theology, general history, exposition from the standpoint of eternity, and
contemporary relevance, all wrapped up in a ball that rolls on very slowly.
The real problem was the shortness of time for preparation. Each lecture
he had to draw a deep breath and move on to something new. Often this
was undoubtedly not very rewarding, and he made it tolerable for the class
only by lecturing in a weighty and threatening voice.?!
At a first glance chaotic, the structure proves on closer analysis to be
good. The more detailed headings, partly supplied by Barth, partly added
by the editor where it seemed appropriate, show that there is at least a
fivefold hierarchy of division that is fairly easy to discern.

Reformation Sources

Barth had at his disposal the works and letters of Calvin and some minutes
of the Genevan council in the relevant volumes of the Corpus Reforma-
torum (CR 29-68). His own references are constantly to this edition,
though he does not specify this. When the notes give the detailed references
they use CO for Calvini opera 1-59. As we know, there are many errors

19. Bw.Th. II, 80f.


20. Ibid., 86.
21. Ibid.

XV1i
Preface’

in this 19th-century edition. Four years after Barth’s lectures his brother
Peter, later aided by Wilhelm Niesel and Dora Scheuner, started a five-
volume critical edition under the title Opera selecta (1926ff.). It is true that
the first volume (OS I) did not quite measure up to the claims made for
it, but we have followed here the method generally accepted in research
today and used this edition (OS I-V) wherever possible. Since OS refers
back to CO it is easy to compare the two. The same method is followed
in listing the works and passages mentioned by Barth.
Similar principles apply when it comes to Barth’s quotations from
Luther and Zwingli. When he did not use secondary sources, his edition
for Luther was the Erlangen edition and for Zwingli the Schuler and
Schultess edition of 1828ff. The Luther references are not always exact,
and we have added to them the corresponding references in the Weimar
edition (WA), while in the case of Zwingli we have used the Corpus
Reformatorum (CR LXXXVIIIff.).
A difficult editorial decision had to be made [in the case of the Swiss
edition] as a result of Barth’s different ways of handling firsthand material.
Sometimes Barth stuck so closely to the original that he seemed to be giving
a translation with interjected comments, and even when he adopted a freer
approach it is always plain which sentences come from Calvin. This is the
situation in the treatment of the 1536 Jnstitutes.22 The Swiss edition has in
such cases given the original text in the notes so that readers can easily follow
or check Barth’s rendering. In other cases, for example, the two 1537 epistles
or the answer to Sadolet,?3 Barth simply offers a summary of the contents
and the notes offer no more than the up-to-date references. Since we cannot
always fix the boundaries between the two methods with precision, the
editors had to make judgment calls in many instances.
Barth had only limited access to German translations of Calvin.
R. Schwarz had translated selected letters, and the biographies of Kamp-
schulte and Stahelin contained some translated quotations. Barth used
these when available, though with some freedom, but for the most part
he used the Latin and French originals or made his own translations. If
- these are not always accurate — he once complained about his poor Latin
with reference to this course — we do not indicate this in the notes unless
the mistake affects interpretation of the text.?4

22. See below, 157ff.


23. See below, 234ff., 402ff.
24. Bw.Th. II, 81. See below, 149 n. 16.

XVIil
Preface

Finally, it should be pointed out that in quoting Calvin’s French and


Luther's German Barth modernizes the spelling. This edition accepts
Barth's procedure without referring to the originals.
Barth's own distinctive style and spelling have been left untouched,
though the punctuation has been quietly brought up to date, especially
with the addition of commas, and any grammatically incomplete sentences
have been completed in square brackets. Square brackets are also used
when fuller biblical references are supplied. Barth’s spelling of names like
Occam, Eckhardt, and Butzer has been left intact in the Swiss text, though
modern forms are used in the notes. A striking difference is the use of
Stahelin for the author of one of the Calvin biographies. Though this is
the name on the title page of the work, Barth, who knew many members
of this old Basel family, always used Staehelin, no other form being
thinkable in Basel.
‘Underlinings in color are reproduced in the form of italics, but pencil
underlinings, which were simply to make oral delivery easier, are ignored.
As he often did, Barth wrote long passages with no paragraph breaks, and
to make reading easier the editor has followed the usual practice of the
Gesamtausgabe and provided additional breaks.

Acknowledgments

The course on Calvin was one of the first texts to be assigned when the
Gesamtausgabe was planned in 1970. The Basel church historian Max
Geiger was put in charge. But when he died in 1978 no advance work on
the project was found among his papers. The work was then assigned to
me, but unfortunately I could not do much about it until finishing my
term as rector at Wuppertal in 1985. That is why this important piece of
the theological history of the 20th century is ready for the press only on
its 70th birthday.
There is every reason to be delighted and thankful that it has now
reached this stage. It could not have done so without the intensive help
of many others. Thanks go especially to Hinrich Stoevesandt, who as
director of the Barth Archive kindly gave supervision and assistance in
some of the technical matters, who in letters and conversations also helped
with the research, bibliography, and references, and who finally supplied
the index of subjects, not to speak of the encouragement he gave to
persevere at decisive moments.

xix
Preface

I am also grateful to my former assistant Achim Reinstadtler, who


stood by me so well when at difficult junctures not only industry but also
élan and academic knowledge were needed. Work could hardly have begun
in the late 1980s without his close cooperation both on the work itself
and as professor and assistant at Wuppertal.
I am also indebted to the Wuppertal school and to the Rhineland
Evangelical Church for practical help. In particular, the Wuppertal
secretary, Christel Ebert, typed an essential part of the manuscript from
the copy.
Work on the edition coincided with the introduction of computers,
and Joachim Lenz, the Wuppertal assistant for development, deserves
thanks for the technical help given on the notes with his computer. Carmen
Birkholz and Martin Heimbucher helped with proofreading, and the
former also supplied the index of scripture passages, the latter the index
of names. All who read and use the book are in their debt.
Many others, colleagues, scholars, experts, and nonexperts, helped
with information and references, and it is in gratitude to my contemporaries
that I offer this volume to the world today. I do so in the conviction that
these lectures are still important for three reasons even seventy years later.
First, this first great historical work of Barth is significant as a stage
in his own theological development, bearing impressive testimony as it
does to his ability to combine detailed study with a distinctive insight into
epochal connections and also resolutely to bring together in his thinking,
as well as to differentiate, time and eternity, as he then liked to say, or
knowledge of God and knowledge of history.
Second, this almost improvised essay is not only astonishingly fresh
and full of life as compared to the Calvin literature of the period, but even
today it can be a gripping and reliable introduction to Calvin’s work and
theology, and it displays a sympathy with the Reformation cause, and a
sensitivity to it, that are seldom reached in our century.
Finally, the lectures deserve to be evaluated in their secular context.
On the basis of his own theology, so strikingly set forth in the second
edition of his Romans, Barth opens himself to the impact of the person
and thinking of the reformer, and brings this to expression in a way that
gives readers of a later generation a feel for that age which manifested itself
expressionistically in other theological and literary works of the day. “Ab-
solutely Chinese, marvelous, mythological, demonic,”2> this was how

25. See below, n. 25. See above, XIV.


Preface

Barth found Calvin, and so this 1922 account, though it may be rudi-
mentary and something of an improvisation, meets us like, shall we say,
Kafka’s Castle of the same year.
é

Wuppertal, Summer 1992 Hans SCHOLL


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Abbreviations

BI Calvin's Jnstitution of the Christian Religion (1536), ed.


E L. Battles (Atlanta, 1975)
BSLK Die Bekenntnisschriften der evangelisch-lutherischen Kirche
(Géttingen, 1930, 8th ed. 1979)
BSRK Die Bekenntnisschriften der evangelisch-reformierten Kirche,
ed. E. E K. Miiller (Leipzig, 1903; reprinted Zurich,
1987)
Bw. Th. K. Barth and E. Thurneysen, Briefwechsel, ed. Thurney-
sen, Karl Barth Gesamtausgabe, V: Gespriiche, vol. 1: 1914-
21 (Zurich, 1973); vol. II: 1921-30 (Zurich, 1974)
CD K. Barth, Church Dogmatics (Edinburgh, 1956ff.)
CO loannis Calvini opera quae supersunt omnia, ed. G. Braun,
E. Cunitz, and E. Reuss (Braunschweig, 1963ff.) (= CR
29-87).
CK Corpus Reformatorum (Halle, Braunschweig, Berlin,
Zurich, 1834ff.)
CSEL Corpus scriptorum ecclesiasticorum Latinorum (Vienna,
1866ff.)
CW Die Christliche Welt
EA M. Luther, Samtliche Werke (Erlangen, 1826-57)
EOL M. Luther, Samtliche Werke, Opera Latina (Erlangen,
1826ff.)
EvTh Evangelische Theologie
Inst. J. Calvin, Institutio Christianae religionis (1559)

XXIll
Abbreviations

Library of Christian Classics


Luther’s Works
J. Migne, Patrologiae cursus completus, Series Graeca
(Paris, 1857ff.)
Ioannis Calvini Opera oe ed. P. Barth et al. (Munich,
1925ff.)
Philosophische Bibliothek
Realencyklopadie fiir protestantische Theologie und Kirche
(Gotha, 3rd ed. 1896-1913)
Die Religion in Geschichte und Gegenwart (Tubingen, 1st
ed. 1909-13; 2nd, 1927-32; 3rd, 1956-65)
Thomas Aquinas, Summa theologica
P. Schaff, Creeds of Christendom, vol. III (reprinted Grand
Rapids, 1985)
Theologische Biicherei
M. Luther, Werke. Kritische Ausgabe (Weimar, 1883ff.)
Luther's Werke: Briefwechsel
Luther’s Werke: Tischreden
Huldreich Zwingli, Samtliche Werke (Berlin and Zurich,
1905ff.) (= CR 88ff.).
Zeitschrift fiir Kirchengeschichte

XXIV
Introduction

In his exposition of Rom. 4:23 (49, 86) and the preface to his exposition
of Acts (48, vii), Calvin quotes a saying from classical antiquity to the
effect that history is life’s teacher.! On this saying he made the interesting
comment that if the telling of history can teach us so much about what
we humans do and fail to do, and is worthy of so much praise, then how
much more honor ought we to give to sacred history, the stories that not
only help to make our external lives virtuous but also — which is far
more important — show us how God had his church in view from the
very first, how he is always present as a true Helper to those who rely
upon his riches and protection, and how he grants grace and a hearing
to poor sinners, so that as the stories teach us faith they also lift us up
to heaven.”
A significant and fruitful principle of distinguishing between history
and sacred history lies behind this statement. All history is morally in-
structive, said Calvin. But sacred history is instructive as regards our
relation to God, or, more accurately, our relation to the salvation that
comes from God. He found this history, of course, in biblical history,
which was for him, first, at least a sphere of its own, and second, something
sharply different from secular history. If we ponder this, we can hardly
abandon this sharp distinction, contrast, and tension between the two
histories. It is by no means obvious that history should be instructive not

1. CR 49, 86, and 48, VII, quoting Cicero, De oratore 2.36.


DACRE WAN
Introduction

merely in morals but also in relation to God. This is not something given.
It has to take place. We have to agree with Calvin, too, that the Bible must
be viewed as the great, unique proclamation of this event. But perhaps we
have to make the distinction rather differently so as to bring out the fact
that the biblical history only proclaims the sacred history, salvation history,
the history of God, the history that is the meaning and content of all
history, and that seeks to speak in and above and beyond all so-called
secular history.
Calvin himself did not keep consistently to the line of distinction
that he usually drew. Thus in his 73rd sermon on Job (34, 145f.) he
expressly said that we must not only profit from what is contained in holy
scripture but also have the wisdom, when we read what pagan writers have
to tell us, to apply to ourselves what God did there. As we see from the
context, he had in mind only divine judgments on the ungodly; and in
the many passages in which he ascribed to pagans some knowledge of the
good, and indeed of eternal life and even of God himself, he always insisted
that this served only to make them inexcusable. Yet he fully integrated
world history into the history of God even though, unlike Zwingli,4 he
found salvation history, and the community of the elect, only in biblical
history and the related history of the Christian era. The latter point
involves breaking through the mythological biblicism that in Calvin — I
have in mind especially his view of the relation between the OT and the
NT — points everywhere beyond itself. In discussing his concept of holy
scripture we shall have to speak expressly of the way in which he looked
ahead in this regard.
But that is not now our concern. We are looking at the rule that
history is life’s teacher in the light of which Calvin could view secular
history also as sacred history. For my part I would like to make this saying
the methodological principle of all the semester’s work. That we should
learn from history Calvin argued at the end of sermon 79 on Deuteronomy
(28, 682-83 [on 32:5-7]) on the simple ground that we humans are not
oxen or asses that know only the present but have a reason that embraces
things past and things to come.> We have, then, a sense of time. For Calvin
this meant at once that we are able to “dispose of things ourselves.”¢ Again,

By (IR Sve MSE


4. Cf. Zwingli’s On Providence (1530), Z 6, 3, 182, 15-16, and 224, 30.
5. CR 28, 682.
6. Ibid.
Introduction

this meant immediately that we can see that “the whole redounds to the
honor and glory of him who has given us this intelligence.”7 Looking at
the past, we see how God has ruled the world and we thus arrive at
ourselves and draw the necessary conclusions from the insight. Investigat-
ing the past, we should “contemplate the works of God that he might be
glorified by us.”8 For Calvin that was the essence and purpose of historical
study. As he said in sermon 31 on Job (33, 385 [on 8:7-13]),9 history is
“an ocean and abyss of wisdom.” Naturally, he went on, mere pleasure in
reading, mere historical interest in the past, would be a “kind of vanity.”
History must be for us a school in which we “learn to regulate our lives”!®
in the knowledge that from the creation of the world God has at all times
ruled in his church. Even more important in this respect is a passage from
sermon | on Ephesians (51, 250 [on 1:1]) in which Calvin comments on
the words tois hagiois tois ousin en Epheso that though the name of the city
is given, the teaching is for all of us (commune). God meant it to be used
by us, and we should accept it as though Paul were alive among us. Indeed,
we should not pay heed merely to Paul but to him who sent him. For
Paul died when he had run his course, but the Spirit of God is immortal.
If I may interject a brief word, in making Calvin the object of the semester's
study, we shall not do violence to him if we look at him from the same
standpoint as he did at Paul, or, I might add, as Paul did at Abraham: “Il
est trespassé aprés avoir achevé sa course: mais cependant |’Esprit de Dieu
est immortel.”!!
But what does the saying that history is life’s teacher mean? I have
given you an example of how I understand it. Three things it cannot mean.
First, we cannot stop at establishing that four hundred years ago Calvin
said this or that. We may have excellent documentation. We may argue
the point cogently. What we establish may be interesting in itself. But to
stop there would be to deny that history is life’s teacher, and, I would add,
it would be to deny the immortal Spirit of God whom Calvin heard
speaking through Paul even though Paul was long dead. It may well be
true and worth noting that Calvin said this or that, but if we are not
taught by it then — I venture to say — his statements are not historical.

7. Ibid.
8. Ibid., 683.
9° GR'33; 383:
10. Ibid.
11. GR 5159250,
Introduction

The historical Calvirt is the living Calvin who, as he did say this or that,
wanted to say something specific, one thing, and who, insofar as his works
are preserved, still wants to say it, perhaps in a way that he could not do
in his lifetime and to earlier readers of the works. Historically the French
and Latin words that only the editors of the Corpus Reformatorum can
assure us are really Calvin’s do not derive their force from the fact that
they are in the Corpus but from the fact that their original didactic
meaning leaps out from them with all the depth and breadth and vitality
that Calvin did not just by chance put into them the moment he wrote
them, but aimed to put into them with the full intention and intuition
of his personality that these words are only one possible way of expressing;
that he had indeed to put into them insofar as the whole Calvin himself
with all his words is again only one possibility, one stage, in the march of
the one eternal truth that, while we humans come and go, remains the
same and yet is fresh each morning [Lam. 3:23]. Calvin’s theology is
historical because, through every transparency and means of communica-
tion, it is teaching by the immortal Spirit of God.
Second, we do not have teaching by repeating Calvin’s words as our
own or making his views ours. That would not be to make his words
historical, that is, to give them life. Perhaps at times or to a large extent
we do this. Why should we not adopt some of Calvin’s formulations as
they stand and make them our own? We may, but that is not the aim in
studying Calvin. Be they never so devout and faithful, those who simply
echo Calvin are not good Calvinists, that is, they are not really taught by
Calvin. Being taught by Calvin means entering into dialogue with him,
with Calvin as the teacher and ourselves as the students, he speaking, we
doing our best to follow him and then — this is the crux of the matter
— making our own response to what he says. If that does not happen we
might just as well be listening to Chinese; the historical Calvin is not
present. For that Calvin wants to teach and not just to say something that
we will repeat. The aim, then, is a dialogue that may end with the taught
saying something very different from what Calvin said but that they
learned from or, better, through him. Calvin’s doctrine is the teacher, and
therefore history is when it kindles in us our own independent knowledge
which basically makes that doctrine superfluous no matter how much or
how little of the teacher’s words we can directly make our own. For if a
teacher is able, and students do their duty, then by the year’s end they do
not need the teacher. If they stay where they are, then that would be a
terrible symptom that something is wrong. If as students they have really

4
Introduction

found a good theological teacher, as I once did in Wilhelm Herrmann,!2


then they will surely know what I mean. We listen, we learn, and then we
go our own way and in so doing we give evidence of respect, of doing the
teacher justice.
Third, we cannot make Calvin say something other than what he said
four hundred years ago. Like Paul, he is dead, and the deposit of what he said
in his writings and recorded sermons is the only form in which he can speak
to us today. If we want to know what he would say to us today, we must keep
to what he tried to say then, and to what in some degree he did actually say,
in all its historical necessity and also contingency, in all its limitation and
uniqueness. We must pay our first and very serious attention to him,
beginning our thinking with him, if we really have it in view to let ourselves
be taught by him. It is an open possibility that he might have said then
something different from what we with our best knowledge and conscience
have to say today. In handling Reformation history we must be on guard
against falling into the style of refined Roman Catholic hagiography and
presenting the absolute — or what we regard as such — as though it were
wandering on earth in the form of Luther, or, if we are Reformed, Zwingli
or Calvin. In that way we can do justice neither to them nor to their
opponents or critics, nor finally learn from them what is to be learned if we
view impartially the way in which they were historically conditioned.
But I must issue a warning here. With any classic it is at any rate a
bold venture to claim that he said something different from what we have
to say when we seriously tackle the same subject even when the wording
formally cries out aloud that he did say something different. It is a bold
thing, and in most cases simply out of taste, to assume that, for example,
Paul or Luther was mistaken, or, to put it bluntly, that they did not really
know what we think we know with our more thorough discussion of the
same subject. As a rule it is better to let the alien saying of such an author,
for example, what Paul says about the powers that be in Rom. 13, at least
put a question mark against our own ever so well-grounded opinion, or
to set it in its own living context, throwing light upon it from other dicta
of the same author, from his total thinking, or not least of all from the
immanent logic of the matter itself, interpreting it and perhaps correcting

12. In the summer semester of 1908 and from November 1908 to August 1909
Barth was in Marburg and heard Herrmann on dogmatics. For statements about his relation
to Herrmann cf. Karl Barth-Rudolf Bultmann Letters 1922-1966 (Grand Rapids, 1981);
and Barth, Theology and Church (New York, 1962), 157.

5
Introduction

it, but not at all abandoning it, and in any case first seeking what seems
to us to be wooden, banal, perverse, or meaningless in the text in our own
view of it rather than in the text itself, which may be a little better than
we suppose, even the objectionable feature being meant in a much more
vivid way than first appears.
I cannot stress too strongly that you should always treat an author
with a certain humility on the one side and on the other— and this is
much the same thing — with a certain free and understanding humor,
presuming that the author is probably always right in some sense even
when wrong, so that our only task is to see how far this is always so,
perhaps even unintentionally. Insofar as I know Calvin thus far, I would
not dare in this respect to put him absolutely on a par with Paul and
Luther, but in a modified sense I would still say the same about him.
Hence we need not feel under any pressure when we read his words and
thoughts as they are before us, but may do so quietly and if need be with
a full inner freedom to hold aloof from what he says. At the same time
we will not do violence to him by not entering into the dynamic of his
thoughts, into what he wanted to say even if in some cases he was unable
to do so. For we are aware ourselves that, being human, we can only to a
limited extent say what we really want to say. If others want to understand
us historically, they may not simply read what we have really said, or work
on it, but must at least have the skill to detect what we wanted to say.
Those who as readers of a historical source will not even to the very end
think after and beyond the author's thoughts as he has expressed them are
thinking just as unhistorically as those who believe they must inject their
own thoughts into the author's. Obviously it is not easy, and indeed it is
incredibly dangerous, to steer a golden path between this Scylla and
Charybdis. But that does not alter the fact that we must at any rate seek
ve
Since these methodological observations do not enjoy universal rec-
ognition, | must support them with some basic theses.
There is much talk of objectivity in historical research. But how far
can history be just an object, a theme, something detached from the eyes
that see it? As intellectual history at any rate — and when is history not
intellectual history? — history is at least as much subject as object, at least
as much here in my eyes as there in the sources. The historical Calvin is
not a fixed, finished, dead entity imprisoned in the years 1509-1564 and
unable to leave them. The 59 volumes of the Corpus Reformatorum that
contain his works are not secretly his coffin. In Calvin studies we cannot

6
Introduction

keep Calvin to what he once said as though he had nothing more or new
to say today! His work did not simply occur then; it still occurs today. In
what he once said he still speaks, saying what he once wanted to say. We
may not speak merely of Calvin’s historical impact; Calvin himself has an
ongoing history into which we insert ourselves when we deal with him,
in which we have a part to his honor or dishonor and to our own good
or ill. Is not the history of philosophy also the history of Plato? Is not the
history of modern Germany also the history of Bismarck? Is not the history
of Christian theology also the history of Paul? Is it not true that four
hundred years after his own lifetime Paul not merely had an impact but
did something really new for Augustine, and that eleven hundred years
later he said something really new to Luther? Might it not be that Jesus
of Nazareth said things in John’s Gospel and the rule of St. Francis and
Griinewald’s “Crucifixion” and the novels of Dostoyevsky that he did not
say in the Synoptic Gospels? Is history, or, more pointedly, the historical
in history, only a thing of yesterday and the day before and not also of
today and tomorrow?
What is in the Jnstitutes was certainly decided when Calvin set his
hand finally to the work in 1559. Yet it is decided again in a distinctive
way in our own eyes as we read the Jnstitutes today. Let us see in what way
it is decided in us and for us. Calvin can run through our veins like
electricity so that we become Calvinian and are set under extreme com-
pulsion and for this reason are supremely free, citizens of heaven and hence
also resolute citizens of the world, watching and therefore hastening [cf.
2 Pet. 3:12]. But there are those with whom Calvin can do nothing but
put them in the fire, and Michael Servetus is not the only one to whom
Calvin has done this. You can clearly hear the cries of the burning in more
than one book about Calvin, even in books that are brilliant. In power or
weakness, for good or evil, and probably both, the work of Calvin is done
in us if we give ourselves to him, and it is a different work from what was
done four hundred years ago, yet his own original and highly distinctive
work. The variety of historical phenomena, the multiplicity of historical
individuals, the fact that I am not Calvin nor Calvin I, is undoubtedly a
problem that confronts us, very true and very enlightening in its own way,
but only as a fact, not as a metaphysical reality. We all indeed come up
against this apparently undeniable fact of the absolute distinction between
the I and the Thou, and it is in our better and most fruitful moments that
we do so, not merely those who in obedience to the commandment love
their neighbor as themselves, or would like to do so [Mark 12:31 par.],

7
Introduction

not merely naive Bible students who in the words of a remote psalmist
hear their own voice to their astonishment or judgment, but even the most
objective investigators who in order to understand the text try in some
measure to think its thoughts as their own.
As we certainly do not overlook the fact of variety, of individuality,
no less certainly this fact obstinately and at every juncture points beyond
itself. The angle from which we see what we are studying; and the pre-
supposition of what we are studying, seems not to be multiplicity but
unity. We come from that and return to it. It is the great “As if” with
which we always work, whether wittingly or unwittingly. The God of
Abraham? The God of Isaac? The God of Jacob? Yes, but not the God of
the dead [Luke 20:37-38], of those who have been, of those who are lost
here and there in the sea of time, of those who are isolated and limited,
but the God of the living, te God in whom the multiplicity of our life
is unity. Pantes gar auto zosin, in him, the One, they all live, adds Luke,
the pupil of Paul (Luke 20:38). And poly planasthe is Mark’s word (12:27)
to those who have ears to hear but not ears to hear. The problem of
individuals, of ethics and history, will not leave us alone, because it implies
unity, the unity of God. We see that the past is so important for us, not
just true or interesting or profitable but vitally necessary, because it has
present significance. We open books from the past in order to come to
ourselves. The living, speaking, working past is the present.
All study of the past is thus done for its own sake. Historical study
is itself historical action and passion; it is itself history. The past seeks to
live again, to speak and work, to be the present. That this may happen
can alone be its purpose, and that we may be open to its happening can
be its only essential presupposition. This is not for me a postulate but a
simple fact. All study of history is above all itself history, the living,
speaking, and working past, and thus itself the present as well. No historian
can be detached and not seriously seek and find himself or herself in
history. Have you ever found a historical book that is not above all else a
mirror of its author's soul? That image, history as a mirror, does not come
from me but from Calvin, who liked to use it (33, 386; 34, 146).!3 Each
time, then, one can only ask: Who is reflected in this mirror? What kind
of present is it that studies the past there? Or what is the past living and
speaking and working there? We are all hearing, but with what ears? We
are all seeking, but what?

13. CR 33, 385f., on Job 8:9-10; also 34, 146 on 22:4-5.

8
Introduction

When we consider how uncannily different are the answers to these


questions, we have the solution to the riddle why the results of historical
research, especially into the Reformation, are so uncannily different. With
astonishing justice we reap what we sow in this study of history [cf. Gal.
6:7]. Or rather, history with astonishing justice gives to each his own (suum
cuique). It gives us what we are and therefore what we seek and find:
anecdotes if we want anecdotes, dogmatics if we are dogmaticians, weapons
if we are squabblers, a museum if we are antiquaries, beautiful lines of
development if we are cultural philosophers, edification if we are devout,
grounds for new skepticism if we are doubters. “If I know what I believe,
I know what is in scripture, because scripture has in it no more than Christ
and Christian faith” (Holl, Luther, I, 559).!4 It is also true, however, that
those who are nothing and seek nothing will undoubtedly also find their
own nothingness. To those who have will be given so that they are full,
but from those who have not will be taken away even what they have
[Matt. 13:12]. History confirms all of us in our openness or obduracy, in
our honest seeking after truth or our erring and perhaps wanting to err,
in our profound unrest or our illegitimate rest. We can only take our place
in this regard and say to ourselves that this is how it must be. History will
talk to us and we will then be shown who we are. To study history is to
come under judgment. That carries with it a promise but also a threat, a
threat but also a promise. For the verdict may be twofold. We do not have
the possibility of approaching history without presuppositions, but we do
have the possibility of reflecting on the presuppositions, on the final
presupposition, of bowing under the judgment under which we stand,
under the grace or lack of it, and of giving unremitting obedience to the
command with which we are constantly released from that judgment.
Perhaps a glance into this situation that is free from all illusions will best
enable us to see and understand what has happened with relative calmness
of vision and sureness of judgment. And perhaps this approach to our
subject, the theology of Calvin, is particularly appropriate because it rests
on the thought which describes his theology better than any other, that
of the divine majesty and freedom before which we are nothing and which
claims us totally.
I plan to begin my lectures with a chapter on the presuppositions of
Calvin’s theology, the relation of the Reformation to the Middle Ages,

14. K. Holl, Gesammelte Aufsdtze zur Kirchengeschichte, vol. 1, Luther (Tibingen,


2nd and 3rd ed. 1925), 559 n. 3, quoting WA 8, 236, 18-20.

9
Introduction

Calvin’s relation to Luther and Zwingli, and Calvin’s life and personality.
Then in three shorter chapters I will deal with Calvin’s preaching, exegesis,
and polemics. Finally, in a fifth and main chapter I will treat of Calvin's
theological system on the basis of the /nstitutes. In my view we must first
prepare the way for an understanding of the Jnstitutes by getting a picture
of what Calvin said extemporaneously when addressing the congregation,
when he read and expounded the Bible with no set purpose, and when he
fought with opponents now on the one front and now on the other. Little
work has been done in this field, and I cannot promise to cut a wide swath
through this almost unexplored territory. But the last great book on Calvin,
that of Wernle,!> has made it clear to me that I must at least venture to
take this course.
I am quoting Calvin from the Corpus Reformatorum edition, vols.
29-87 (quoted as 1-59).!6 Tholuck has editions of the Jnstitutes and
the most important exegetical writings.!7 These editions may often be
picked up, and I recommend you to buy them if you have the chance.
E. E K. Miller of Erlangen edited a German translation of the Jnstitutes
and most of the exegetical works, and Rudolf Schwarz translated a selection
of the letters.!8 These are aids for which we must be grateful now that
almost all of us do not read Latin as readily as our parents and grand-
parents. Yet that does not mean that if we really want a thorough grasp
of the subject we can do other than stick to the original text.
I will add further books for study as we come to each section.

15. PR Wernle, Der evangelische Glaube nach den Hauptschrifien der Reformatoren,
vol. III, Calvin (Tiibingen, 1919).
16. See the editor’s preface above.
17. Johannis Calvini Institutio, ed. A. Tholuck (Berlin, 1834-35); and Johannes
Calvini Commentarii in NT, ed. A. Tholuck (Berlin, 1831-34).
18. E. EK. Miiller, Johannes Calvin, Unterricht in der christlichen Religion (Neukir-
chen, 1909) (translation incomplete) and Johannes Calvins Auslegung der Heiligen Schrift
in deutscher Ubersetzung, 14 vols. (Neukirchen, 1919ff.); R. Schwarz, Johannes Calvins
Lebenswerk in seinen Briefen: Eine Auswahl von Briefen Calvins in deutscher Ubersetzung, 2
vols. (Tubingen, 1909; 2nd ed. in 3 vols., Neukirchen, 1961-62).

10
PART I

PRESUPPOSITIONS
Zz I S

Reformation and Middle Ages

Loofs, Leitfaden, 4th ed., 601-62; Tschackert, Entstehung der lutherischen


und der reformierten Kirchenlehre, 6-33; Seeberg, Dogmengeschichte, 2nd
ed., IV, 1-55; Troeltsch, “Protestantisches Christentum und Kirche in der
Neuzeit,” in Kultur der Gegenwart, 1/4, section 1; and on this Loofs, Luthers
Stellung zum Mittelalter und zur Neuzeit (Halle, 1907); Troeltsch, Sozial-
lehren der christlichen Kirchen und Gruppen, 427-512; Hermelink (in
Kriiger’s Handbuch der Kirchengeschichte), 1-58. No matter what our
evaluation of them, it will be seen that the works of Troeltsch had the
greatest influence on early 20th-century discussion.
In the first instance Calvin’s theology naturally interests us in its
historical context as an outstanding record of Reformation theology that
historically and at times even legally has served as a basis of proclamation
in modern Protestant churches. If it is of concern to us as Protestant
theologians to be clear where we come from and where we are going as

1. E Loofs, Leitfaden zum Studium der Dogmengeschichte, 4th ed. (1906; enlarged
7th ed. by K. Aland; Tiibingen, 1968 [page numbers given in parentheses]); P. Tschackert,
Die Entstehung der lutherischen und der reformierten Kirchenlehre (Gottingen, 1910); R. See-
berg, Lehrbuch der Dogmengeschichte, vol. IV (Leipzig, 1917; 4th ed.), §73, Prolegomena;
E. Troeltsch, “Protestantisches Christentum und Kirche in der Neuzeit,” in Die Kultur der
Gegenwart (Berlin and Leipzig, 1906), 254-69; F. Loofs, Luthers Stellung zum Mittelalter
und zur Neuzeit ... (Halle, 1907); E. Troeltsch, Die Soziallehren der christlichen Kirchen
und Gruppen, Gesammelte Schriften, vol. I (Tubingen, 1912); H. Hermelink, Reformation
und Gegenreformation, part 3 of Handbuch der Kirchengeschichte, ed. G. Kriiger (Tiibingen,
1911).

13
Reformation and Middle Ages

such, then we have every reason to turn again and again to the question
how far what we are and think and say does truly, and not merely according
to the claim made or displayed on Reformation Days or similar occasions,
correspond to what the founders of Protestant theology were and to what
they thought and said about God and the world and humanity. And if
beyond that perhaps it is also necessary that we should consider the
justification of ourselves from a deeper angle, namely, as a question of
truth, then we really have cause to be concerned why it was that Protestant
theology came into existence as a newborn child, and how in that early
period it put to itself and answered the question of truth.
Before we turn to Calvin in particular, we would do well to take our
bearings in a brief survey of the relation of the complex of events that we
usually call the Reformation to the age which preceded it and also more
generally of what this complex meant, as a symptom, for the human
situation as a whole. Naturally in this compass I cannot unfold the problem
of the Middle Ages and the Reformation in all its breadth. Use the
literature on the subject, but with caution. For nowhere is it so obvious
how much the historical position of the historian affects the picture given,
as we see in the controversies regarding this problem over the last fifteen
years.” Finally, even though our knowledge of the sources be modest, it is
better to try to see with our own eyes than to follow one of the grandiose
hypotheses now current, stimulating though these might be in detail. Since
Calvin's theology is our theme, I will limit myself to showing how to get
a basic grasp of the relation between Reformation theology and that of
the Middle Ages which preceded it. When I compare the thinking of the
reformers to that of medieval theologians so far as I know them both, the
following picture emerges.

§1 CONNECTION

The first and most direct impression that the comparison gives us is of
something strikingly new and different, especially in Luther. We find this
man and his thinking moving in the reflection of a great and strange light
that falls lightly upon him. We see him faced with an incomparable,

2. Barth had in view the thesis of Troeltsch that the Reformation belonged to the
Middle Ages and the replies of Loofs and Seeberg. See below, 65f.

14
§1 Connection

unheard-of question and then at once, in and with the question, in


possession of an equally incomparable, unheard-of answer. The thoughts
in which he tried to give an account of what he saw both to himself and
to others are disturbingly and wildly contradictory. Only with difficulty
could he put them together, and even then they largely exclude one
another. No specific, or, at any rate, no systematic or planned deeper
meaning rules in these thoughts; he would clearly have liked to say every-
thing much more simply, but with great embarrassment he constantly
ventured paradoxes that in their significance may be placed alongside the
boldest insights of philosophical thinking and that in their immediate
force put far in the shade the formulations of most philosophers. Even
where he does not speak in paradoxes a light like that of the morning sun
shines constantly over his trains of thought. They breathe like fresh air
after a storm. Was he offering edification? Was he preaching? Was he
thinking academically? Who would be so pedantic as to make a distinction?
What do categories? mean here? In these thoughts something takes place,
a decision, a breakthrough, an event. We have the feeling regarding them
that the words are not just words. We witness a process of knowledge that
we cannot distinguish from an act. And this act, the longer and more
radically we let it speak to us in its own true sense, does it not significantly,
but also with a claim, and erasing all the borders between here and there,
thrust itself into our own existence? Can we escape this word, this act, or
do we not feel, like those who heard Zwingli, that we are taken by the
hairt when we really hear this voice? That is Reformation theology, not
just in Luther but also in Zwingli and Calvin and the lesser lights around
them, for what counts here is not the genius or originality of the individual
thinker but the quality of what all of them were thinking with more or
less force and depth.
But precisely when we take seriously our direct impression of this
theology, precisely when we believe we have to do here with something
new and wholly different, precisely when we are inclined to ascribe to the
event that unfolds before our eyes a dignity and significance that a word

3. On the relation between edification, preaching, and academic lectures cf. Barth's
Ein Briefwechsel mit Adolf von Harnack (1923), in Theologische Fragen und Antworten,
Gesammelte Vortréige, vol. III (Zurich, 1957, 2nd ed. 1986), esp. 19f., and Harnack’s reply,
30f.
4. According to Thomas Platter; see H. Boos, Thomas und Felix Platter... (Leipzig,
1878), 39. For an edition of Platter’s work in modern German cf. Thomas und Felix Platters
und Theodor Agrippa d’Aubignes Lebensbeschreibung, ed. O. Fischer (Munich, 1911), 64.

Ne)
Reformation and Middle Ages

like “experience”> does not really cover even though we do experience


something also, precisely then we must be careful in describing this as a
new theology compared to the old. If we take the word “different” seri-
ously, what does it mean to confront something totally different?¢ If we
are not finally to be guilty of mere bombast, can the totally different be
one thing in contrast to this or that other different thing? What do “new”
and “old” mean when it is a matter of this new thing, when it is a matter
of the knowledge of God in this theology? Who gives us the courage at
once to divest the terms of their meaning again by excluding the poor
Middle Ages, the old, from this new thing? Precisely when we sense
somewhat the superiority of this theology, we must maintain its newness
and difference on the plane of historical things only with reservation, only
in a relative sense. On the plane of time one thing always and everywhere
stands alongside another, certainly with significant differences, but in such
a way that great differences often mean very little and little differences
mean a great deal.
In assessing what we can see here, those who can only reckon, count,
and measure run the risk of hardly being able to avoid serious confusion
and mistakes. For the absolute is not directly visible on this world’s stage.
The great light in the reflection of which we see the reformers and their
thoughts move is not itself a phenomenon; it does not become one thing
among others. And what we see in the reformers, the reflection in which
they stand, is only relatively and not absolutely different from what we
see around them, in their predecessors and successors. It is a new and
different thing, but not the new thing, she different thing. It is at every
point in continuity with what came before and what came after. The new
thing is not something that we can establish in the reformers, and the old

5. Experience was a basic theological and religious category early in the 20th century
in the theology of Barth’s teacher W. Herrmann, which Barth at first rated highly; cf.
Herrmann’s Communion of the Christian with God (1913); cf. also R. Otto, The Idea of the
Holy (1923; German, 1917); and many other authors. For Barth’s criticisms cf. his Romans
passim and Briefwechsel mit Adolf von Harnack, 10.
6. For the wholly other cf. Otto, /dea of the Holy. How far Barth was dependent on
Otto for his use of the term in the 2nd ed. of his Romans is contested by scholars. For his
view of Otto cf. his letter to Thurneysen on 6.3.1919, in which he expressed his enjoyment
of Otto's work in spite of its psychological orientation because it clearly points to the
nonrational element in the numinous as the wholly other, the divine in God. He saw here
the beginning of a fundamental overcoming of Ritschlianism. There is in it at least a pointer
even if things did not go far enough because of the restrained role of the theologian as a
spectator, which does not accord with the fairly good understanding of the object.

16
§1 Connection

thing is not something that we can postulate of the scholastics and mystics
preceding them. On both sides the old and the new confront one another
on two fronts, first invisibly, never a perceptible phenomenon, as the
distance and fellowship between God and us, eternity and time, infinity
and finitude that is the point of the term “sacred history” which we
discussed briefly at the outset — and then visibly, in a historically percep-
tible way, as the historical dialectic of different human possibilities, higher
and lower, better and worse, here stronger and there weaker, that point to
the original hidden antithesis of old and new, yet never in such a way that
a human possibility coincides directly with that which all human possi-
bilities can only indicate, and never in such a way that a human possibility
is totally meaningless relative to that hidden antithesis — and we have in
mind here the whole range of what is usually called secular history. Always
and everywhere that which we see as historical occurrence on the second
front stands only in relation to its origin in the primal antithesis, but
always and everywhere historical events do to some extent stand in relation
to this their origin. Historical events that do so to a higher degree than
others can do no more than make us aware that fundamentally even events
that do so to a lesser degree do stand in the same relation.
The new thing that in Reformation theology makes on us the im-
pression of something new and totally different is obviously the hidden
new thing of the first front. We need not be surprised, then, that as we
seriously follow up that direct impression, as we translate it from more or
less contingent experience to knowledge, we come to see the relative degree
of the distinction between the Reformation and the Middle Ages on the
historical plane. Those who let themselves be taught by a study of the
reformers what is in truth old and what is in truth new can hardly set up
a fixed and more mythological antithesis between two ages and historical
groups. They will appreciate the distinction, but they will really appreciate
it, that is, value it, see its worth. That is, they will see its worth and meaning
and point, and also its context, the deeper problematic of which all
historical problematic is only a likeness. It will be impossible for them to
point to this or that saying in Luther or Calvin, to this or that day in their
lives, and to say that here the new and totally different thing was present
or was spoken, as though those men could, for example, experience and
express the new and totally different thing as others can experience and
express what is beautiful. No, even what was there experienced and said
is as such relative. It stands in continuity with the old that is so sharply
different from it. Calvin and Sadolet were pieces on the same chessboard.

17
Reformation and Middle Ages

Only when we see what they experienced and said in this relation of earthly
continuity can it take on significance for us in its difference within the
relation. And it is then impossible for us to focus too tenaciously on this
or that dubious feature of medieval theology and church life, as though
that were really te old thing in contrast to the reformers and their position.
No, no pope or scholastic was so diabolical as to be able to do or say the
old thing absolutely, just as no reformer was so heavenly as to be able even
for a moment to embody the new. Let us leave it to the Roman Catholic
philosophy of history to place Protestantism under the category of apostasy,
which is so freighted with meaning and for that reason, in the judgment
of history, so empty of meaning. Let us not in any circumstances play the
same game. What was experienced, thought, and said in the Catholic
Middle Ages was also relative, relative, we may say, to the origin that things
on the historical plane, be they ever so different, have in common. It stands
with the Reformation counterposition in the one basic nexus of the first
front where the antithesis is not that of Protestant and Roman Catholic
but of God and humanity. Apart from that antithesis, which also means
unity, the confessional antithesis was a tragedy in the 16th century and
has now become a comedy.’ If we are aware of the seriousness of the
profound problematic of that antithesis, then we have to see the nonseri-
ousness of the confessional antithesis on the second front between Prot-
estantism and Roman Catholicism as historical forces. But one could also
put it differently, namely, that the confessional antithesis on the second
front can be really serious, important, and full of promise only when we
are aware how nonserious it is in the last analysis.
You can check the truth of what I have just said if you reflect again
on the direct impression of something new that we get from Luther's
commentary on the Psalms or Zwingli’s theses’ so long as we have eyes in
our heads. Must we not honestly admit that in these cases the new and
wholly different thing that speaks forcefully to us confronts not only
medieval and modern Catholicism but no less diametrically what we

7. Cf. K. Marx, Der achtzehnte Brumaire des Louis Bonaparte, in Marx and Engels,
Werke, vol. VIII (Berlin, 1960), 115, in which Marx quoted Hegel’s remark that all great
historical persons and events come on the scene twice as it were, commenting that Hegel
forgot to add that they do so the first time as a tragedy and the second as a farce.
8. For Luther Barth was thinking of the lectures on the Psalms of 1513-1516, WA
3, 11-652 and 4, 1-467. From 1922 he had these in the 2-vol. ed. of J. K. Seidemann
(Dresden, 1880). For Zwingli cf. H. Zwingli, Usslegen und grund der schlussreden (1523),
Z 2, 1-457.

18
§1 Connection

ourselves think and feel? Can we fail to hear, then, the strong accusation
that the writings of Luther and Calvin constantly bring against our so-
called Lutheran and Reformed Christianity, church life, and theology, not
simply because there has been, declension from the Reformation, true
though that is, but because the new and wholly different thing in the
writings of Luther and Zwingli accusingly confronts all Christianity,
church, life, and theology even when at their conceivable best? If we accept
this judgment, if we recognize the antithesis that runs through the whole
four hundred years of Protestant history, how then can the new and wholly
other thing four hundred years ago simply be one thing among other
historical entities, and how can it have been passed on to Protestant
theologians to do with it as they like and with the possibility of handing
it down to their successors? Is it not obvious that this new thing critically
confronts the theology of the reformers themselves, being absolutely other
than the old thing that in its relativity here also is part of the historical
plane? And if that is so, must we not conclude that the antithesis between
the true new and the true old runs also backward to the time before the
Reformation, that what is old in time (i.e., medieval thinking) has its own
share, as I see it, in what is eternally old, which is the situation and problem
of all history, but that it also has, of course, its share in what is eternally
new, the solution to the problem??
So far as I can see, the reformers themselves had a much more
restrained view of the epoch-making nature of their work than one might
expect and than is often stated in later accounts in church history. It is
clear that they had a strong sense of the unique importance of the historical
moment in which they stood. Luther spoke again and again about the fact
that, in contrast to the past, they were now once more in an age when
God was sending forth his Word among us as the most precious of all his
gifts. He liked to portray the Reformation under the image of a light that
was now kindled and shining for a while.!° He knew well — perhaps too
well — his own personal significance for the process. Calvin, too, in his

9. Marginal note in pencil: “Chronik v. Bosshart 89.” The reference is to Die Chronik
des Laurencius Bosshart von Winterthur 1185-1532, ed. K. Hauser, Quellen zur schwei-
zerischen Reformationsgeschichte, ed. Zwingliverein in Zurich, vol. III (Basel, 1905), 89,
where it is noted that God revealed his Word through the Greek and Hebrew languages
when Zwingli preached the gospel in Zurich, and that this was not of man’s doing but
God’s.
10. Cf, Luther’s admonition against revolt (1522), WA 8, 676, in which he says
that it is of God’s grace that the light of Christian truth has arisen again.

ite]
Reformation and Middle Ages

work against Pighius on the Liberum Arbitrium (6, 237) called the Refor-
mation a miracle of supreme divine power, and in sermon 162 on Deuter-
onomy (28, 466) he could even call it a resurrection from the dead.!! In
his work On the Need to Reform the Church he expressly ascribed the same
sending to the reformers as to the OT prophets who had to stir people
out of the blindness of idolatry (6, 477).!2 In keeping was the eclecticism
and the freedom that the reformers allowed themselves vis-a-vis the great
theological authority of the early church. “Oh, the fathers were men as
we are; we should consider this well and lay what they say on the scales,
watching what they say,” said Luther in his Zable Talk (EA 62, 109) of
the fathers, and of the scholastics he said that they had good heads but
did not live in a time like ours (EA 62, 114).!3 As we know, apart from
the Bible, the only strong authority for the whole Reformation was
Augustine, but if I am right it was Augustine almost exclusively as the
opponent of Pelagius and in such a way that Luther at least in his later
years moved increasingly apart from this decisive teacher of his theological
youth. It is also striking to me that Calvin in his relation to Scholasticism
made no use of Anselm’s doctrine of the atonement or proof of God as
he might well have done in his own system, and that he had no links to
Thomas Aquinas, so that there is no connection between the greatest
Catholic and the greatest Protestant systematician, and how sparse in him
are the references to the late Scholasticism of Duns Scotus, with whom
we have the impression today that there would have been many positive
points of contact.!4
From all this we learn that the reformers were aware of standing at
a decisive turning point in theological thinking when much that was old
was perishing even if much was also at least quietly remaining. At all
events, however, the reformers did not share the philosophy of history that
we find in a saying of Schwenckfeld that Seeberg quotes and that he calls
“monumental”: “A new world is coming and the old dies away” (Lehrbuch,
IV, 2). The Radicals and Humanists talked that way, that is, those specifi-

11. Cf. the defense of the orthodox doctrine of bondage and liberation against the
calumnies of Pighius (1543), CR 6, 257. For sermon 162 see CR 28, 466.
1), (SO.G, AUF.
13. On the fathers see WA TR 4, 288, 25f. (no. 4387). On the scholastics, WA TR
3, 543, 18 (no. 3698).
14. So first A. Ritschl, “Geschichtliche Studien zur christlichen Lehre von Gott,”
in Gesammelte Aufsdtze, vol. II (Freiburg, 1893), 67-89; and cf. Seeberg, Lehrbuch, IV, 575,
on Calvin's doctrine of the divine will.

20
§1 Connection

cally who had little awareness of the deeper antithesis that was being played
out before them; but for all the zeal with which they, too, took part in
the movement in their own way, they were interested for the most part
only in what was taking place on the surface. Those who took part
genuinely and radically, who saw what it was all about, felt differently,
although they too, as we have seen, experienced powerfully enough the
historical antithesis between the old and the new.
At least in Luther, however, a more powerful feeling than that of
experiencing the dawn of a new age and being its strongest agents and
heralds was that of the continuity of the divine work, his reverence for all
that had come into being and was now there —a reverence that rested,
of course, not merely on insight but also on nature and setting. It was as
a monk and in the context of medieval theology that Luther came to his
reforming thoughts that snatched him finally out of that context. We know
how unwillingly, in obedience to the need,!> he resolved to build a new
church. As long as he lived, his heart still clung to the concept of the one
holy catholic church in a way that for reasons deeply rooted in his specific
situation was not the case with Calvin.
The fervor of the new age and world, of the new spirit and work,
was something that we know again to some extent in our own postwar
present. We perhaps find it best among the reformers in Zwingli, it being
typically alien to Calvin, although, as I have said, with less sentimental
emphasis than Luther, Calvin agreed with the latter that the concept of
antiquity was most important for Protestant theology. In the epistle in
which he dedicated the Institutes to Francis I he could not protest too
strongly that what he and those like-minded with him in France were
advocating was not something new.!© He adduced a long list of witnesses
from the church’s past in which he thought he saw what he called the
gospel, and in the Institutes itself he was at great pains to prove his
agreement with the authorities of the early church. We have said already
how eclectic his procedure was, but that does not alter the intention. For
him as for Luther, if with an essential difference of mood, the break with
the Christianity of the past was not felt to be one of principle. In Luther
an example of this is the relatively friendly way in which Bonaventura is
treated among the medieval fathers, and in Calvin we note the warmth

15. Cf. Schiller’s Braut von Messina, V, 1: “Der Not gehorchend, nicht dem eignen
Trieb.”
16. OS 1, 25, also 27.

on
Reformation and Middle Ages

even with which he speaks of Bernard of Clairvaux.!7 Both were in their


different ways typical representatives of what the reformers zealously com-
bated as papism. —
An even more striking example is the way in which both Luther and
Calvin avoided the man in whom they must have recognized, even if he was
not then the most widely read author, and whom they ought to have fought
as their most dangerous opponent, the true genius of the Catholic Middle
Ages. I refer to Thomas Aquinas. We have in his case a demonstration how
often even the greatest among us, precisely in fulfilling their deepest inten-
tions, often do not know what they are doing. The reformers engaged in close
combat with late scholastics of the age of decline, about whom we say
nothing today, when all the time behind these, and biding his time, stood
their main adversary Thomas, in whom all modern Roman Catholicism has
come to see more and more definitely its true classic; and apart from a few
inconsequential complaints by Luther,!® they left him in peace, apparently
not realizing that their real attack was not on those straw figures but on the
spirit of the Summa, on the Gothic cathedral and the world of Dante. How
could it be possible that in the first half of the 17th century a Lutheran
theologian from Strassburg could write a book entitled Thomas Aquinas,
veritatis evangelicae confessor! (Loofs, 690).!° All this shows strikingly, how-
ever, that the reformers did not see their work in the context of a great
philosophy of history but in a fairly relative pragmatic context. Perhaps it is
precisely the manner of truly creative people to take this view.
If we ask positively in what they saw the importance of their work,
Luther's reply, so far as I can see, would be a sober reference to the fact
that the Word of God was again being preached loudly and purely. Thus
in a Coburg letter to the elector on May 20, 1530, he described the grace
that God gives each of us as follows: “For, of course, your Grace’s lands
have the most and the very best of good pastors and preachers, more than
any other land in all the world, and they teach so faithfully and purely,
and help to keep the peace so well. There are thus growing up among us

17. For Luther on Bonaventura see WA TR 1, 330, 1 (no. 683): “Bonaventura the
best of the scholastic doctors.” Cf. 1, 435, 25f. (no. 871), and 3, 294, 35f. (no. 3370a);
also WA 7, 774, 13ff.; and 8, 127, 19. For Calvin on Bernard of Clairvaux see CO 23.63;
31.540; 49.357; also the many quotations from Bernard in the Institutes, e.g., II, 3, 5; Ill,
2,25, L253 E15; 28
18. Seeberg, Lehrbuch, 74 and n. 2.
19. Loofs, Leitfaden, 690 n. 3, quotes the title in this short form. The work was by
J. G. Dorsche and was published at Frankfurt in 1656.

22
§1 Connection

tender young people, boys and girls, who are taught the catechism and
scripture so well that it does my heart good as I see how young boys and
girls can pray and believe and talk about God and Christ more than all
the foundations and monasteries and schools could do or still can” (EA
54, 148).2° In face of these happy descriptions, no matter what we think
of the catechetical success, we cannot possibly say that Luther made great
claims for the breadth of his reformation.
There is a similar passage in Calvin. In his work on the need for
church reform he described as follows what the reformers had done and
achieved: “They aroused the world out of the profound darkness of ig-
norance to a reading of scripture; they worked hard at a purer understand-
ing and were able successfully to expound certain important concepts of
Christian doctrine, whereas formerly foolish fables and no less unnecessary
definitions were heard in sermons, the universities echoed with the strife
of words, scripture was hardly mentioned, and the clergy had an eye only
to money” (6, 473).2! Calvin did add, of course, that these were improve-
ments that their foes ought to have acknowledged as made, but it is typical
that he was content with this rather dry academic description of the
significance of the new epoch.
We may note in addition that Luther used the expression “Word of
God” both. in the absolute and eternal sense that was naturally primary
for him and in a relative sense as the Word that takes its course, that comes
and goes, that falls like a shower, now here and now there, that can also
be chased away and extinguished.?2 It is plain that the latter is the Word
of God whose blessings he can extol so eloquently to the elector. For him
it is to this category that his own reforming work belongs. It is part of the
new thing in the second and relative sense. It is not for him she new thing.
It is not even as new as appears in most of our historical accounts today,
the theological at least. Nevertheless, it is something new, something very
new, of course, even if he has to recognize its limits and end: “I am
concerned that the light will not last and shine very long, for God’s Word
has always had its specific course” (57, 19).?3 This looking ahead to the

20. WA B 5, 325, 37-326, 44.


21. CO 6, 473.
22. Cf. Luther’s plea for Christian schools (1524), WA 15, 32, 6-8, in which he
says that you know God’s Word and grace is a passing shower that does not come again
where it has once been; cf. also WA 17/II, 179, 28-33.
23. Ibid., 4, 151, 11f£ (no. 4123).

25
Reformation and Middle Ages

end of the new time, often stated in a bitter and threatening way, is not
uncommon in Luther.
Luther could also say once (57, 17) that God’s Word comes down
always on the same time. I would comment that in its sober but very
profound sense this statement is much more monumental than the dictum
of Schwenckfeld that a new world was dawning. The context is as follows:
“The world now faces God’s Word exactly as it did two thousand years
ago. God’s Word comes down always on the same time. The world is still
the world, the devil’s bride.”24 The meaning, then, is primarily negative
and pessimistic, as was befitting the mood of the older Luther. But be that
as it may, the saying embodies the thesis that there are no different times
in relation to God, or, as I would put it, that there is no progress in world
history. The Word of God, when it makes itself heard, confronts the same
world reality in the same tension even when the situation in world reality
is supremely critical and significant and God’s Word makes itself heard
with great power. Indeed, Luther could go so far as to say that at all times
from the beginning of the world, when God’s Word is purely taught and
preached, people are most offended and sins are at their worst and most
horrible (57, 22).2°
Finally, this highly relevant situation had for Luther a positive reverse
side. If the world is always the world and even God’s Word in history is
transitory in its presence and limited in its effects, it is also true that God
is always God even when his Word would seem to be lost in history. “God
has preserved his Word,” Luther can say most unexpectedly, and it is plain
that he is not now speaking of a relative and transitory Word: “God has
preserved his Word and Christ’s kingdom has remained in the world under
the papacy” (57, 53). Naturally the fact that this is so, he adds, “is the
greatest miracle of our Lord God,” but he does count on this miracle.2°
That was the radicalism of Luther’s philosophy of history, and it was much
greater than that of people of the stamp of Schwenckfeld with their jubilant
shouting about the dawn of a new era. The threads of the kingdom of
Christ and of God on the one side snap no more than do those of the
world on the other; no matter what may be the specific course of God’s
Word. If it is true that in the so-called new age the old is truly present for
the first time, it is also true, and even more true, that the new was also

24. Ibid., 3, 500, 2-5 (no. 3663).


25. Ibid., 3, 6-8 (no. 280Gb).
26. Ibid., 3, 6-8 (no. 2806b).

24
§2 Contrast

present in the so-called old age. If any had the right to see the old and
the new not merely in the light of the kingdom of God but also historically
in harsh antithesis, it was the reformers themselves who were engaged in
a violent battle in which everything was at stake, life or death. Yet they
did not see it that way. They paradoxically left it to those who were further
from the fray to view absolutely and mythologically the historical processes
of which they were the heroes.
They themselves confirmed the insight that we gained last time by
more basic discussion, namely, that nothing really new came into history
with the Reformation, that its significance is to be sought instead in a
survey of the connection. We must now pursue this insight both negatively
and positively.

§2 CONTRAST

Let us look first at the relation between the Reformation and the Middle
Ages as that of opposites, realizing that while the antithesis is great,
important, and significant, it cannot in any case be clear-cut or absolute.
The spirit of the Middle Ages is hard to grasp and especially to judge.
Incredibly often and easily on the Protestant side (even the learned Prot-
estant side; cf. Loofs, 498-99!),! efforts are made to characterize the essence
of Scholasticism. Terms, highly critical terms, such as “formalism,”
“pedantry,” “credulity,” “artificial reconciliation of reason and revelation,”
and the like,2 come almost automatically into our minds and on our lips
when we hear the word “scholastic.” Though there is naturally some truth
in them, they are polemically crude, reminding us with some aptness of
the foxes who could not get at the grapes. We can hardly complain of
formalism if we ourselves have no form at all, nor of pedantry if we want
to establish our supposedly better truth no less perspicaciously or simply
than the scholastics could do, nor of credulous submission to authority if
we are not to ignore the serious problem of authority but be willing to
think it out to the end, nor of the way of combining reason and revelation

1. Cf. Loofs, Leitfaden, 498f. (7th ed., 402), for the charge of formalism.
2. For this evaluation cf. G. Ficker and H. Hermelink, Handbuch der Kirchen-
geschichte, vol. II, Das Mittelalzer (Tiibingen, 1911), 186; also p. 185 on Occam.
3. Cf. Aesop’s Fables 33.

25
Reformation and Middle Ages

unless we have better counsel to offer on the relation. We have here


presuppositions that in general are missing among modern Protestants.
Semler was right when he once observed that the poor scholastics have
laid themselves open to too much derision, often on the part of those who
cannot use them (Hagenbach, 297).4 Those older theologians had the
ability to think and they took pleasure in thinking. They had dialectical
courage and consistency. Their academic tradition has had four hundred
years of vitality. Once the reformers were no longer present, Protestant
theology could do no better than adopt that tradition, and yet compara-
tively quickly it came to grief, while the older branch from Trent to our
own time entered upon a second period of remarkable fruitfulness. All
these are things that ought above all to give us respect for medieval theology
if we do not already have it. The situation is the same with Scholasticism
as with the Roman Catholic church in general. Those who do not admire
them, those who are not in danger of becoming scholastics themselves,
simply have no inner right to pass judgment on them. We cannot dismiss
historical entities of this power by simply tossing around catchwords.
If we are to catch the essence of Scholasticism I would like to propose
that we first pursue the direct impression one gets of it when speaking
about it unconfused by modern preconceptions. If you ask me how and
where to get this direct impression, I would suggest the following indirect
way. Go to Cologne cathedral and study it well. Then from a good
compendium of the history of philosophy acquaint yourselves with what
Aristotle had in mind. Then by means of Dante’s Divine Comedy learn to
know poetically the path of the medievals, as taught by Thomas Aquinas,
from hell through purgatory to paradise. You may then take up a dogmatic
presentation such as that of Seeberg or Loofs, though I would advise you
that in so doing you should check the sources of all the quotations — a
history of dogma that consists almost entirely of quotations is that of
Hagenbach, 1888.° Then perhaps you may try to read a work from the
great age of Scholasticism like Bonaventura’ Breviloquium (ed. Hefele,
1845), supplementing this on the right hand with an ascetic work like the
Analecta on the history of Francis of Assisi (ed. Boehmer, 1904), and on

4. K. R. Hagenbach, Lehrbuch der Dogmengeschichte, rev. K. Benrath (Leipzig,


1888).
5. See ibid. Barth commended this work in a circular letter dated 3.26.1922 because
the author modestly did not intrude himself but gave many well-chosen and instructive
quotations from the sources. He found Loofs less rewarding for his purpose.

26
§2 Contrast

the left hand with a mystical work like the sermons of Meister Eckhardt
(Diederichs, 1911).¢
The impression that I have gained of medieval theology may be
summed up in a phrase coined, believe, by Luther at the 1518 Heidelberg
Disputation: it is a theology of glory.’ It attempts and achieves a knowledge
of God in his glory, purity, and majesty. In the word of the Bible and the
theology of the church it does not simply find denoted and described the
mystery as such but signposts marking a dialectical path to the heart of
the mystery, so that for those who take this path there is no longer any
mystery. It recognizes no barrier, no command that it should stop at the
object intended in the word of the Bible or in dogma. In the difficulty
and obscurity that first conceal the object it simply hears a challenge in
some way, notwithstanding the problems, to lay hold of the object. It is
venturesome in the way in which it sets its goals and tries to reach them.
It is youthfully fresh and healthy and robust and sparkling in all that it
does. As readers we feel that we are in the hands of guides who with
absolute certainty and confidence know what they want.
Some kind of unequivocal and direct communication of the depths
of deity, and perhaps a well-arranged system of such depths, is in any case
the goal of our journey if we entrust ourselves to them. In these theologians
there is no place for banalities, generalities, or obscurities. Nor is there any
place for the basic uncertainty, which oppresses many other theologies,
whether theology itself is necessary or useful, nor for the related teeth-
chattering question whether and how far theology is a science. Thomas
teaches us that esse is intellegere (to be is to know), that God's essence is
his knowledge, that the universal and absolute epitome of all that is known,
of all being, is actuality, the first cause in all things.’ To a lesser degree

6. Barth used Bonaventura’ Breviloquium in the edition of C. J. Hefele (Tiibingen,


1845). In a circular letter dated 4.2.1922 he said that he was reading this work so as not
to know the Middle Ages only from excerpts. A note in PR. Tschackert’s Die Entstehung der
lutherischen und der reformierten Kirchenlehre (Gottingen, 1910), 21, to the effect that the
Breviloquium represented the church teaching of the time perhaps led Barth to engage in
an intensive study of the work, though there are no visible fruits of the study in the lectures.
On Francis see Analekten zur Geschichte des Franciscus von Assisi, ed. H. Boehmer (Tubingen
and Leipzig, 1904). On Eckhardt see Meister Eckeharts Schrifien und Predigten, tr. and ed.
H. Biittner, 2 vols. (Jena, 1909f.).
7. WA 1, 362, 15 and 21.
8. Cf. Loofs, 535 (437). The quotations are from S. 7h. I, q. 14a. 8 i.c., a. 4 Lc. a. 13 i.c.s
q. 44 a. 3 ic. They may be found in Hagenbach, 340 and 354, though in part in incorrect form.

2/
Reformation and ‘Middle Ages

angels, and to an even lesser degree humans, have a share in this eternal
knowledge of God.? That is theology. How can it not be a science when
it is participation in the knowledge of God,! in the a priori of all science?
And how can it not be necessary? It is the one thing necessary; it is our
blessedness.!! We have to read the descriptions of heaven that this theology
gives!2 if we are to understand what it meant for the people of the Middle
Ages.
At this point the academic theology of all the schools is at one with
both orthodox mystics and heretical, pantheistic sects. “To have life is to
see life,” said Peter Lombard.!3 Two hundred years later Tauler, whom
Luther greatly honored, said the same thing even more clearly: “Those
who see the glory of God, that is paradise” (Hagenbach, 445).14 According
to the Elucidarium, an eschatological work of the 12th century, there is a
triple heaven: the visible, which is the firmament; the spiritual, where
saints and angels dwell; and the intellectual, where the blessed enjoy the
vision of the triune God, drink from the fount of God’s wisdom, and have
knowledge of all things, simply all things and all relations (Hagenbach,
444, 447).15 Listen to the way Heinrich Seuse, a contemporary of Tauler,
puts it: “Look up to the ninth heaven, which is much more than a hundred
thousand times bigger than the whole earth, and there is another heaven
above, the Coelum empyreum, the fiery heaven, not called this because of
fire, but because of the immeasurably sparkling clarity that it has by nature,
unmovable and unchangeable, the glorious court where the heavenly Lord
dwells and the stars praise God together and all God’s children rejoice.
See around you the countless throng, how they drink from the living,
murmuring fountain to their hearts’ desire; see how they fix their gaze on

9. For angelic knowledge in Thomas cf. Hagenbach, 258; and for human knowledge,
Sa lPehadey A, gel 2 ae 12 We
LO. Che Sotpo I cealoaeosicc:
11. Loofs, 534 (436), points out that since God is our goal and the goal has to be
known, but perfect knowledge of God consists of eternal beatitude and is beyond the grasp
of human reason — there has to be revelation and revealed knowledge; he gives citations
from S. 1h, I, q..1 a. 4 ice. and a. Kise.
12. Cf. Hagenbach, 444f.: topography (heaven, hell, and intermediate states).
13. Peter Lombard, Libri quattuor sententiarum, lib. IV, dist. 49A, quoted by
Hagenbach, 447.
14. Good Friday Sermon in Tauler, Predigten, vol. I (Leipzig, 1826), 291f.
15. Hagenbach, 436-50. For the second part of Barth’s statement cf. Elucidarium,
ch. 79, in Hagenbach, 447.

28
§2 Contrast

the pure and clear reflection of naked deity, on the mirror in which all
things are open and manifest” (Hagenbach, 447ff.).16 Or read the classic
description in the final song of Dante’s Paradise:

Such keenness from the luring ray I met


That if mine eyes had turned away, methinks,
I had been lost, and so emboldened, on
I passed, as I remember, till my view
Hover'd the brink of dread infinitude.
O grace, unenvying of thy boon! that gavest
Boldness to fix so earnestly my ken
On the everlasting splendour, that I look’d
While sight was unconsumed, and in that depth

Saw in one volume clasp of love, whate’er


The universe unfolds, all properties
Of substance and of accident, and beheld
Confounded, yet one individual light
The whole.
It may not be
That one who looks upon that light
Can turn to other object, willingly, his view
For all the good, that will may covet, there
Is summd, and all, elsewhere defective, found
Complete.!7

That is what Thomas calls the fruition of God and Eckhardt the
supraforming of the soul with God, or even the birth of God in the soul.!8
That is the theology of glory, the fiery living heart, the essence of medieval
theology. On this vision of God from face to face [1 Cor. 13:12] — and
think of the ecstatic portrayal of the faces of the blessed as you surely know
it from pre-Renaissance art — that theology counted as on an unheard-of
possibility to which it had access by a steep but direct path. Here is the
essence of celestial bliss, and for that reason all the medievals, or at least

16. Hagenbach quotes from H. Seuse, Von der unméissigen Freude des Himmelreiches
in his Leben und Schriften, ed. M. Diepenbrock (Regensburg, 1840), 205.
17. Dante Alighieri, The Divine Comedy, Harvard Classics, vol. 20, tr. H. F. Cary,
“Paradise,” canto XXXIII.

M3)
Reformation and Middle Ages

all the more free and profound among them, never spoke of it except with
a certain awe and restraint. But it was also part of our human essence, the
supreme possibility of the human soul, which in exact parallel to the idea
of a triple heaven is depicted in three divisions, as sensuality with the
capacity for cogitation, as reason with a capacity for meditation, and finally
and supremely as simple intelligence with the capacity for contemplation.
This is how Gerson saw it at the beginning of the 15th century and Hugh
of St. Victor three hundred years before him.!?
This basic view of the fundamental accessibility of the mystery and
glory (doxa) of God is what stamps medieval theology. It changes, of course,
in keeping with the teaching of the later schools of Duns Scotus and William
of Occam, and especially that of Eckhardt and his followers. Access became
extraordinarily difficult,2° but all the difficulties with which it was seen to
be surrounded simply made it higher and more precious and caused it to be
lauded more fervently. In a disturbing parallel the cathedral pillars became
improbably more lofty and the naked eye had reason to fear they might not
ever meet. Yet with unerring certainty they converge in the Gothic arch, even
if only in the semidarkness of the vault. The basic concept of the theology
remains intact. It is the serious and final thing in all medieval thoughts about
God and the world. It does not rule out sharp antitheses. On the contrary,
it evokes them. Triunity as the solution of all puzzles, how can that not be
the source of all theses and antitheses? But it also embraces the antitheses. It
is always also a synthesis. It stands on both this side and the far side of the
tensions of intuitive and dialectical thinking, of world denial and world
affirmation, of Aristotelianism and Augustinian Neoplatonism, of devotion
and skepticism. It contains all these within itself, ejects them all, and takes
back again that which is developed into a unity. For Thomas evil was a lack
of good, a corruption of the good, which in the long run could only increase
perfection.?!

18. For Thomas cf. Loofs, 537 (439), and the text of S. Th. Suppl, q. 96 a. 1 i.ci
in Hagenbach, 447 (with some deviation). For Eckhardt see the bull Jz agro dominico, 10,
quoted in Hagenbach, 398, with reference to Eckehart, Predigten, vol. Il, ed. F. Pfeiffer
(Leipzig, 1857), 103, 11ff., quoted in Loofs, 628 (521).
19. Hagenbach, 361, refers to Gerson’s (Considerationes de theologia mystics, X-XXV)
concept of the two basic powers of the soul, the cognitive and affective, and his arrangement
of the former as simple intelligence, reason, and sensuality corresponding to contemplation,
meditation, and cogitation. For Hugh of St. Victor see Hagenbach, 361 (no examples).
20. Hagenbach, 330f.
21 Spd lara. 10 ie.

30
§2 Contrast

The theology includes various individual thinkers and groups of


thinkers, an Anselm and an Abelard, and later the Dominican and Fran-
ciscan schools, and later still the via antiqua and via moderna, but all in
an invisible discipline and fellowship that only seldom needed the correc-
tive hand of church authority and in relation to which one had to be an
outsider like Amalrich of Bena (d. 1205)22 to be really a heretic, that is,
not to be able finally to think the most extreme thoughts under the
protection of the same vault along with less radical investigators. Most of
the 15th- and 16th-century Humanists saw no good reason to leave that
shelter. What nonsense to assume that only the outward, rigid concept of
the authority of church dogma had the power to set in motion this host
of youthfully fresh seekers and thinkers in its defense, and for half a
millennium to keep it in step. It was the basic thought of open and direct
access to the final mystery, the conviction as to the necessity and possibility
of immediate knowledge of God, that made that possible, and the concept
of church authority was simply an outgrowth of the basic perception, and
for that reason was not felt to be an alien body that fettered thought.
That this theology was a theology of glory, a bold and confident
theology sensing victory, is what we have to remember when we look at
the decisions it reached on the individual problems that gave it its charac-
teristic features and over against which the basic contradiction of the
Reformation revolted (but only revolted!). If we adopt the same approach
as that with which the scholastics tackled these problems, seeing and feeling
them in all their unequivocal seriousness and beauty, then we cannot really
be surprised that their decisions were so Catholic, but we can also see that
the transition from the Middle Ages to the Reformation was not in truth
as simple and self-evident as it might often seem if we look only at the
polemical positions and counterpositions of individual thinkers and their
adversaries.
In the light of that basic concept it was natural that the relation of
God, the world, and humanity should be seen at every point as a graded
structure of possibilities that are clearly different yet no less clearly in
continuity, all leading up to the final possibility of apure vision of God,

22. Hagenbach quotes two passages from Amalrich of Bena, who was condemned
posthumously in 1210, to the effect that we are members of Christ by bearing his sufferings
on the cross (388) and that having the knowledge of God we have paradise in ourselves,
but that if we commit mortal sin we have hell in ourselves like a rotten tooth in the mouth
(446f.).

31
Reformation and Middle Ages

and all experiencing their relative consecration and dignity from that
supreme pinnacle and in virtue of their continuous connection with it. It
was thus that the relation between reason and revelation was fundamentally
regulated. They could not really contradict one another. They flowed from
the same source, namely, the wisdom of God. So said John Scotus Erigena
in the 9th century.23 On the eve of the Reformation age, as though time
had stood still, the Humanist Pico della Mirandola could say similarly:
“Philosophy seeks the truth, theology finds it.”24 Between them, of course,
lay a whole ocean of possibilities stretching the bow to the very limit. In
any case one has to see two sides, not just one, even though one might be
called William of Occam, who went as far as is humanly possible in
exploring the problems of theology.2? There was no serious or sharp
opposing of reason to revelation or revelation to reason. All along the line
the result was a kind of pyramid, the possibility, no matter how paradoxi-
cal, of striding across from the one to the other, the supplementing of
reason by revelation, the understanding of revelation by means of reason.
Nor could there be any real antithesis between the authority of the
Bible and that of the church, problematic though their unity might often
appear to be. The authority of the church embodied the idea of the
theology of glory, the unbroken possibility of a path to God. No medieval
teacher contested the truth that the church's authority rests on that of the
biblical revelation, but in the scales against this they all set the dictum of
Augustine: “I would not believe the gospel if the authority of the church
did not move me to do so,”26 a saying that caused endless difficulties for
his faithful followers, the reformers. Unlike the reformers, the medievals
really saw no antithesis between a greater and lesser or a more distant and
more immediate authority. Reconciliation was always possible.
In the knowledge of God, too, we have the bold ascent from the
demonstrable existence of God to his essence, which is accessible to us
humans only by revelation, though in the very same movement from us
to God. In mystical terms we have here the movement from the finite to

23. John Scotus Erigena, De divisione naturae, I, ch. 68, p. 38, in Hagenbach, 320.
24. Pico della Mirandola, Epistola ad Aldum Manutium, Opera, Basel ed., p. 243,
quoted in Hagenbach, 319.
25. Cf. R. Seeberg, Lehrbuch der Dogmengeschichte, vol. III (Leipzig, 1913; 2nd and
3rd ed.), 604-21.
26. Augustine, Contra epistolam quam vocant fundamenti, 5, 6 (CSEL 25/1, 197,
228).

a2
§2 Contrast

rest in the infinitude of the ground of the soul that is one and the same
as God. Either way the step that can be taught and taken is bold but also
one that can be envisioned methodically. Thus in the doctrine of God and
the world we find the brave thesis that God as first cause is present in
second causes, a thesis that leaves the possibility of miracle open but also
makes it basically superfluous.
Similary we have the ingenious and meaningful doctrinal structure
of the first estate, the fall, original sin, freedom, grace, and justification,
a structure which I cannot in this context depict in detail but relative to
which, before we dismiss it with the catchword semi-Pelagianism,27 we
need to consider its basic and helpful and consistently observed practical
aim of showing there really is a path from earth to heaven, of giving
visibility to eternal paradoxical truth, expounded in time and basically
divested of its paradoxical character. Those who want this — and where
are the Protestant theologians who are sure they can really do without it?
— must at least examine closely the minute scholastic distinctions to see
whether they contain just what they seek, or whether, if they despise
them, they can truly do without a new and probably much worse semi-
Pelagianism. For the Catholic doctrine of the appropriation of grace is
truly remarkable in the way it considers all the elements, neglecting none
and exaggerating none: nature and grace, humanity and God, freedom
and dependence, a justifiable sense of self and humility before God, doing
and receiving, meriting and being given, time and eternity. The later
Reformation doctrine of salvation hardly contains anything that does not
somewhere find a place in scholastic teaching in a heavily emphasized and
underlined way.
At the same time there is nowhere any one-sidedness, any ultimate
either/or. We always find the way, the possibility, the method, the theology
of glory, which knows no final difficulty and is never at a loss vis-a-vis the
object before which it stands. Human innocence before the fall consists
of a sure combination, free of all friction, between sensuality, understand-
ing, and reason with its vision. Original sin is the absence of righteousness;
we have been dealt a wound that is in need of healing. But we can become
healthy — that is the famous freedom of the will (iberum arbitrium); we
can be redeemed if are diligently concerned, and when love from above,

27. Loofs, 539 (443), where he points out that to accuse even later Scholasticism
of Pelagianism or semi-Pelagianism needs elucidation, though he himself on pp. 613f.
(507ff.) describes Nominalism as “the crassest semi-Pelagianism.”

33

Reformation and Middle Ages

gratia gratis data, as Goethe said wholly in the spirit of the Middle Ages,
plays its part in us.28 For grace can make what we do meritorious, or,
according to Duns Scotus, God in his grace can accept what we humans
do as meritorious.2? If this happens, then the prior grace that aids and
disposes us becomes gratia gratum faciens or infusa, which is wholly God’s
work in us but is even so a wholly real and objective event, for grace does
not abolish nature but perfects it (Scotus).3° By it human nature becomes
capable of faith, which is zmfusa in terms of its origin and implicita in terms
of its scope: it orients itself wittingly or unwittingly to what the authority
of the church commands us to believe, being formed by love (caritate
formata) in order that there should be no question as to its efficacy or
merit. For the justification of sinners is real factio iustitiae (Thomas).>! It
coincides with the infusion of grace.32 From the work of Christ on the
cross that procures forgiveness of sins an unbroken chain of equations
leads to the love that is the work of the Spirit of grace. Or, as Eckhardt
put it, the conceiving of God in the soul, that triumph of the theology of
glory, is the blossom that contains within itself, and will never fail to do
so, the action of Martha, the desire and love of virtue, producing them
out of itself.33 I ask again where in Protestant theology we find all this
described in a way that is better or more illuminating or credible?
For this reason, too, the church in the Middle Ages was a real saving
institution in which something was set up and achieved. As we have seen,
the knowledge of God that marked the community of the elect was as
such a possessing of God. This community not only had something to

28. J. W. von Goethe, Faust, II, lines 11934-11941. On the phrase gratia gratis data
cf. Hagenbach, 395f. This grace effects our first estate of original righteousness, while gratia
gratum faciens has an effect oriented directly to justification.
29. Loofs, 596 (490): For Duns merit is only by divine acceptation. Cf. Seeberg,
II, 587.
30. Hagenbach, 396, states that for Duns there was more human cooperation than
for Thomas; cf. Sent., lib. III, dist. 34, 5. We have not to think of grace being infused into
us as fire is into a piece of wood, i.e., as if grace were destroying nature.
31. S.Th. Ta, Hae, q. 100 a. 12, in Hagenbach, 395.
32. Hagenbach, 395, says that by justification Thomas understood not only remis-
sion of guilt but at the same time the infusion of grace by which God gives us a share in
his own life.
33. See n. 18 above; also Eckhardt’s sermon on Mary and Martha at Luke 10:38
in Schriften und Predigten, ed. H. Biittner (Jena, 1909), vol. II, 119f., where it is shown
that the double mention of Martha’s name indicates first her perfection in temporal works
and then what is needed for eternal salvation, that she might not lack this also.

34
§2 Contrast

show but something to give. In virtue of the infinite merit of Christ’s


sacrificial death which was its basis, it was the place where grace is present
and is dispensed, and outside it was no salvation.34 We cannot contest this
concept by urging against it the usual slogans. It was a bold and titanic
concept, significant in its titanism. To overcome it we have to understand
it. It explains the dominant position of the sacraments in that church. The
sacraments were the visible form of invisible grace,35 but as Scholasticism
laid down with increasing decisiveness and consistency, they were not just
signs. As signs they were the thing signified. They were not just signs of
power but direct, real, sanctifying power. That is the difference between
OT circumcision and NT baptism, taught Peter Lombard and Thomas
Aquinas. The one merely signifies and takes its course with faith on the
part of the recipient. The other, in the new covenant, has sacramental force
(virtus sacramenti) by which the recipients are irresistibly given (ex opere
operato) a sacramental character.>°
We can see precisely from a study of the doctrine of the Lord’s Supper
how the principle of a theology of glory gradually established itself in this
field that is so important in practice, first in the ideas of Gregory the Great,
then in the debates focused on Radbert in the 9th century and Berengar
in the 11th, then in the as yet uncertain definitions of Anselm, Hugh of
St. Victor, and Peter Lombard, and finally in the full and unequivocal
doctrine of transubstantiation proclaimed by Lateran IV in 1215. Later
thinkers like Durandus of St. Pourgain, William of Occam, or Peter d’Ailly
might express the victorious principle, in this case the equation of bread
and wine with Christ’s body and blood, in new forms, but in no instance
did they question the principle itself.” The principle is that of our imme-
diacy to God. That is what triumphed To less in the scholastic doctrine
of the Lord’s Supper than in Dominican mysticism, and any who are
concerned about this principle should ask whether it does not really find

34. Cf. Cyprian, Epistolae, 73, 21 (CSEL 2/II, 795, 3f.) and Augustine, De baptismo
contra donatistas, 4, 17, 24 (CSEL 51, 250, 25).
35. Augustine, Epistolae, 105, 3, 12 (CSEL 34/II, 604, 12f.).
36. Lombard, Sententiarum, IV, 1E, in Hagenbach, 408: The OT sacraments prom-
ise grace, the NT sacraments give it; cf. also Thomas, S. TA. Il, q. 62 a. 6 i.c., in Hagenbach,
408. Hagenbach, 409, found the phrase ex opere operato in Gabriel Biel, Collectorium circa
quattuor libros Sententiarum, IV, dist. 1, q. 3.
37. On the medieval dogma of the Lord’s Supper cf. Hagenbach, 413-23; for Occam
and Durandus of St. Pourcgain §196, 425-27, divergent views being noted on 426. For
Pierre d’Ailly cf. Loofs, 618 (511), directly after Occam.

35
Reformation and Middle Ages

justice done to it in the best and most appropriate way in the Roman
Catholic church.
In the history of the sacrament of penance again the valleys were
filled in and the hills laid low [cf. Isa. 40:4] as obligatory confession
developed out of a pious monastic practice, as priestly absolution, which
was originally intended to recognize and crown preceding works of satis-
faction, became a means of liberation from guilt and of reconciliation to
God, to be followed by imposed duties that would make satisfaction and
free from sin’s penalties, whether in this life or under purgatorial stress in
the next life. Irritation at the well-known indulgence system that was
meant to soften and regulate the later penitential exercises should not blind
us to the intention underlying the whole doctrine. Here again we have
something that is often regarded as specifically evangelical, namely, the
making of a simple and direct way to God, the principle of immediacy.
What Scotus would finally proclaim as the essence of this sacrament was
precisely the exclusion of preceding works of merit, even a meritorious
heart’s attrition, and the immediate relation of the soul to God by grace,
the only point being that we have to be aliqualiter attriti, that we must
not put anything in the way of grace, that we have to receive it. For that
reason it could be said of this sacrament — the most personal and incisive,
we have to say — that no other way is as simple or as sure.38 It would not
be too hard to express this concept of penance in the language of a modern
philosophy of immediacy, the only point being that the scholastics had at
the outset the foresight to link the counterweight of works to be done
after penance to the boldness of laying hold of what is immediate with
such assurance of salvation.
If we try to listen to the whole of medieval theology from which I
have selected a few typical details, we are surprised again and again by the
great harmony, the mixture of boldness and sagacity, of profundity and
common sense, that we find there. It is the harmony of the monastery
garden with its rows of cherry trees and its splashing fountains and its
surrounding walls that remind us of the world with its joy and grief? but
also shut it out. Or again, this is the harmony of the Gothic cathedral
with its high altar, its soaring pillars, its roomy transepts, its hidden

38. Duns Scotus, Opus Oxoniense, 4, 17, q. un. no. 13f., XVIII, 510f. in Loofs, 600
(493).
39. Cf. the beginning of the third strophe of J. E von Eichendorff’s Morgengebet:
“Die Welt mit ihrem Gram und Gliicke. . . .”

36
§2 Contrast

penitential stools, its eternal light, the dark glow of the windows of the
choir — the cathedral where sinners and saints, worldlings and penitents,
may all join together in common reconciling worship, where the last and
deepest things may take place, where the donkey of Palm Sunday and the
laughter of Easter are not out of|
place, where earth and heaven do indeed
seem to touch. A “complex of opposites” is what Harnack called this
church,“ and that is also true of its theology.
Let us come back with a few general characteristics to the direct
impression that it makes. We are astonished at the certainty about life that
the authors display and spread abroad in spite of opposing symptoms.
They stand with both feet on the earth precisely because they stride on
up to the world above, for that world is also for them a wonderful but
attainable possibility. It is only a step between the kingdom of the world
and the kingdom of God, between the trivial and the ecstatic, and good
care is taken to see that balance is constantly achieved between the two
extremes. Even the most broken of these people seem to be able to take
the step from below to above and to put the two worlds together. We are
astonished at the completeness and subtlety with which this theology
handles all its problems no less carefully than radically. What a waltz it
dances in its investigations out from the center to every side! Everything
is important, everything has to be elucidated and discussed, everything
has to be at least prepared for further treatment by means of meaningful
divisions and subdivisions in which the numbers three, four, and seven
are particular favorites. The question of the hierarchical ranking of angels
and the question what happens to Christ’s body if the host is accidentally
eaten by a mouse come under discussion with equal seriousness.*!
We come away with the happy impression that we have really heard
everything that we might want. We are also astonished at the definite way
in which we are told about things regarding which we might at first ask
with surprise how the authors can possibly know about them, but then
have to admit shamefacedly that they have simply expounded to us in a
meaningful and often very poetic way a dialectical possibility that is by
no means obvious. Thomas, for example, assures us that the blessed ones
in heaven are adorned with a golden crown (corona aurea), which, being

40. Cf. A. von Harnack’s What Is Christianity? (New York, 1912), 264.
41. Cf. Hagenbach, 257, 357£, on the hierarchy of angels. Cf. also Seeberg, III,
201 n. 1, on the problem whether a mouse eating the host receives Christ’s body (with
many examples). Cf. also the reference to S. Th. II, q. 80, a. 3 ad 3 on p. 468 of Seeberg.

37
} Reformation and Middle Ages

both golden and circular, signifies the perfection of the fruitio Dei in the
contemplation and love of which they share. Superadded for martyrs and
saints, however, and especially for monks and nuns, is an aureola (diminu-
tive of aurea) because that essential thing cannot be transcended by any-
thing greater but only by something less.42 Or listen to what Heinrich
Seuse has the damned in hell say about their punishment being eternal:
“Woe on us, we did not want anything but this; if a millstone were so
broad that it covered the whole earth, and if in the beginning it were so
big that it even touched heaven, and if a little bird came every 100,000
years and bit out of it as much as the tenth part of a little millet seed, we
wretches would wish nothing more than that when the stone was gone
our eternal torment would have an end, and that cannot be.”49
We are surely barren thinkers if we cannot see what insight is every-
where concealed in the imagery, yet we are no less astounded by the
confidence with which these authors translate their insights into imagery
that may often be striking. We must also be astounded at the remarkable
peace that breathes over their discussions. It is true that here and there,
for example, in Abelard or in scholastics of the age of the gathering 14th-
and 15th-century storm, we detect highly existential inner conflicts and a
hard struggle for composure before things can be as certain and unequivo-
cal on paper as they now are. No doubt Scholasticism is renowned for its
controversies and even conflicts. But what distinguishes it is the obvious
rule that people spoke only when they were clear about things, only when
what they had to say was ripe, so that there was no need to air abroad
inner problems or unsolved questions or doubts, only at most to give an
account of conflicts that had been ended. Hence, bitter though the quarrels
between school and school might be, they took place within the same
fellowship and on the same basic premises. The anger and tone of voice
that we find in Reformation battles were alien to the Middle Ages. As we
have to admit, Reformation contests were like peasant brawls compared
to the elegant fencing of the scholastics. As I said yesterday, one could
then make very radical assertions unhindered without going over the line
or really getting out of step. When getting out of step finally began to

42. Hagenbach, 446f., on the corona aurea and the aureola for martyrs and saints,
monks and nuns, a superadded prize in S. Th. Suppl., q. 96, a. 1 i.c., according to Hagen-
bach, 447.
43. H. Seuse, Biichlein von der Weisheit, ch. XI, on the never-ending pains of hell;
Hagenbach, 450.

38
§2 Gonpast

happen, when a Bradwardine or Wycliffe or Huss began to say really bad


things to others, the Middle Ages were at an end. In the best classical age,
that was not done, and the stake did not come into action as a theological
argument.
But we must stop and ask what all this meant compared to Refor-
mation theology. In relation to Scholasticism, as we have generally de-
scribed it, that theology was obviously something “wholly other,” if we
may again put it thus, though we are agreed that there was no real breach
of historical continuity. Within the continuity, however, we find first the
emergence of a totally new style, the outbreak of a total restlessness, we
must say, for along with the intellectual habitus that medieval theology
had developed, and in contrast with it, the theological attitude of the
Reformation, so long as it was in flux as a true countermovement, was so
as a deliberate and angry rejection of that habitus, as a wild and elemental
event at the heart of a cultivated land. The harmony of the monastery
garden was broken and instead we seem to be in the virgin wilderness of
mountain forests, if not in the terrors of the Wolfsschlucht.44 The harmony
of the Gothic cathedral was at an end. The parallel lines to which we
referred yesterday no longer intersected in the finite sphere no matter how
high they might reach. No, they now relentlessly strove upward to a point
of unity and rest in the infinite, the result being that the vault was broken
open and heaven’s daylight shone in from above. All was sober, nondevout,
secular. The glory of God itself brought disaster to the theology of glory.
In saying this we have already disclosed the secret of the new theol-
ogy. It made the discovery that theology has to do with God. It made the
great and shattering discovery of the real theme of all theology. The secret
was simply this, that it took this theme seriously in all its distinctiveness,
that it names God God, that it lets God be God, the one object that by
no bold human grasping or inquiry or approach can be simply one object
among many others. God is. He lives. He judges and blesses. He slays and
makes alive [cf. 1 Sam. 2:6]. He is the Creator and Redeemer and Lord.
The Reformation did not really engender any new thoughts about God.
It did the simple thing of underlining the He. And that put an end to the
Middle Ages. For all the building stone by stone, all the mounting up step
by step, all the moving from conclusion to conclusion, all this action in
which the Middle Ages found its answers, had to become a question when
it was underlined and understood that He, God, is the point of the whole

44, An allusion to act 2 of Weber’s opera Der Freischiitz (1821).

39
Reformation and Middle Ages

enterprise. The basic Reformation view is God himselfand God alone, He


the way, He the possibility; and therefore all our action, even though
oriented to God, is vain even in the very best life;4> all humanity, the
whole world, even in its supreme possibilities, is guilty, lost, but still
justified, yet saved only by sheer mercy. The Reformation, too, knew of
the glory of God and could speak about it. But it said: To God alone be
the glory! That put an end to the theology of glory.
Let us find out first, however, what the emergence of this insight
had to involve externally relative to our final survey of the Middle Ages.
What are we to say in this regard precisely when we have taken pains to
do justice impartially to Scholasticism, precisely when we have learned to
like the medieval thinkers, precisely when we have perhaps recognized in
them our own deepest longings and desires? May it not be that much of
what we have thus far regarded as our supremely modern striving, our
whole modern style of religion even with its Christian coloring, is at its
deepest level medieval? Who is Goethe closer to, Dante or Luther? That
is a question we may at least raise. Where do we belong with our Roman-
ticism, with our drive for immediacy, with our urgent concern to be shown
a path that we can tread? Can we stay on those heights on which the
reformers ventured, no, on which they were set against their own wishes
or expectations, and where an immovable barrier arrests all striving for
immediacy, where steps are possible but no path opens up before us, where
we can live but only as the dying [cf. 2 Cor. 6:9]? Would we not do better
to turn back? Instead of Calvin might we not take Thomas as the one we
can really understand better?46
If we want the security that we find in the scholastics, then it might
be as well for us not to turn to the reformers. Certainty about God, indeed,
we may expect that here, but a certainty that entails a supreme lack of
security, that makes of life a problem, a question, a task, a need, that makes
of the Christian life an unceasing battle: a battle for existence itself in
which we constantly confront the impossible and the intolerable that
Scholasticism, at least in its teaching, could always adroitly sidestep; a
battle in which in truth God wills to be and can be the only helper.
We may well ask whether we are wise to leave the solid Catholic
ground of balance and to launch out on the wild sea of Reformation
thinking. Even the symmetrical completeness of subtle responses to all

45. From strophe 2 of Luther’s Aus tiefer Not (1524).


46. Cf. Goethe's Faust, I, lines 512f.

40
§2 Contrast

that we might want to know is something we cannot seek in Reformation


theology. That theology is an emergency structure, not a well-appointed
house. It offers no answers at all, or only incidental answers, to many
interesting questions. The symmetry of the numbers three, four, and seven,
the ladder to heaven that gives us confidence, the theological interplay,
the highly intellectual feast — we find none of these things. The only
concern in thinking here is to be serious and to keep the real theme in
view. What a pile of ruins we have in Melanchthon’s Loci, what a dark
and threatening forest in Calvin’s Institutes! Not everyone surely can have
to tread these desolate places.
Nor may we seek in the reformers what is at least in part such
reassuring and profound information about invisible things of which I
gave you a couple of examples. The reformers were astonishingly eloquent
on those relations between God and us about which one can speak, but
astonishingly silent when it came to matters about which one can only be
imaginative. They did not deny the possibility of speaking about such
things but used the possibility sparingly.
And as for the peacefulness and decorum and good manners that
might allow for disagreement but not quarreling, I have told you already
that we cannot see these in the reformers. In them we do find quarreling.
All the evil spirits of discord seem to have come to life. All the possibilities
of quiet academic discussion between one view and another seem to have
been excluded. Everything is so much a matter of principle, everything is
in such deadly earnest, everything is so angry. Last things are always at
issue. Innermost feelings are always exposed. Attacks on opponents are
always pressed to the uttermost. For this reason the more delicate like
Erasmus who found this hard stayed clear of the tumult so far as possible.
Even Calvin would rather have passed his days as a private scholar than
as a reformer, and he knew why. As a reformer, he found his life filled
with conflicts on every hand concerning which we today can only with
difficulty, if at all, convince ourselves that they had to be fought, or had
to be fought in the way they were. Lovers of peace cannot possibly approve
of this kind of life and this kind of theology in which there was constant
hewing and stabbing on all sides. Is that really what the Reformation age
involves? we might ask. But we do better to ask why it was that it had to
be so and could not be otherwise in this new age.
The slogan that Luther used in the theses of the Heidelberg Dispu-
tation to distinguish his own theology from that of the scholastics was
“theology of the cross.” In what he said then, and in a similar situation

4]
, Reformation and Middle Ages

and on the same front in his Disputation against Scholastic Theology a


year earlier (EOL V, Arg. 1, 315ff., 387ff.),4” we can see how it was that
the reformers did.not just cause an incidental disturbance but attacked
the basic view of the Middle Ages. In essence we find two trains of thought
in the records of Luther’s initial attack on medieval theology, the first more
apparent in the earlier Wittenberg Disputation (1517), the latter more so
in the later Heidelberg Disputation (1518), but both deeply involved in
one another and both pointing to one another.
The first is a negation, a protest, a sharp offensive. It contains what
seemed to those outside the surprising and scandalous theses of the nexus
of thought with which the reformers broke out of the circle of medieval
possibilities. At Wittenberg we are told that once a person becomes a bad
tree then that person can will and do only what is bad (4); or that by
nature we cannot will that God be God but will always will that we be
God and God not God (17); or that on our part there is no preceding
disposition for grace but only the opposite, or even rebellion against grace
(30); or that nature knows no righteous command or goodwill (34); or
that by nature we cannot overcome our ignorance of God, of ourselves,
or of the doing of the good (36); or that we cannot become theologians
unless we do so without Aristotle (44); or that the law and the will are
two foes that cannot be reconciled apart from grace (72); or that every
work done according to the law is outwardly good but inwardly sin (77);
or that love for God cannot coexist with love, even the highest love, for
the creature (94).48 Then from the Heidelberg Disputation of 1518 we
read that human works, no matter what worth they have or how good
they seem, are to'be judged as mortal sins (3), or that arrogance is un-
avoidable, and true hope impossible, if in every human work the sentence
of condemnation (God’s) is not feared (11).49 For, as Luther said in
explanation, it is not possible to hope in God if one does not despair of
all creatures.°° We read again that those who do what they can to attain
to grace heap up sin upon sin and become doubly guilty.>!
So much from the first and negative train of thought. What is

47. WA 1, 224ff,, 353ff.


48. Respectively, ibid., 224, 13f; 225f.; 225, 29f.; 225, 37; 226f; 226, 16; 227,
20; 227,9513 228,28:
49. Ibid., 353, 19f; 354, 1f
50. Ibid., 359, 20f.
51. Ibid., 354, 11f.

42
§2 Contrast

typically and decisively nonmedieval here is not the content in detail but
the harsh one-sidedness with which Luther pursued the thought that in
all circumstances we stand under judgment. He left no place for an “also”
or a “but” or a “nevertheless.” He did not look ahead to any higher stage
of the way or any further possibility. The last and supreme possibility is
that we are sinners. This was not an expression of humility before the
eternal God. The Middle Ages knew that, too. By rudely stopping at such
humility, Luther’s thinking was an assault upon Scholasticism, upon its
very heart. What was questioned was not just an aberration or subsidiary
teaching of a Thomas, a Dante, or an Eckhardt, but what was best and
highest and most inward and vital in them, if Luther’s protest was right.
The second train of thought in the Luther of that period was positive,
a proclamation or affirmation about God. And what a one it was, of course!
Its content is that we live by the grace of God. In itself this is not surprising.
It is no more new than the negation. Scholasticism was in truth aware of
it, too. But it was suspect and dangerous and even more non-Catholic
than the first line of thinking because of its association with the negation,
namely, because here the grace of God is taken seriously, with bitter yet
saving seriousness, only in connection with that radical protest against us
humans as sinners. Sét in that context, the proclamation of the mercy of
God became the heart of the new Reformation theology.
Listen to Luther himself. At Wittenberg in 1517 he said that the
best and infallible preparation for grace, the only disposition for it, is God’s
eternal election and predestination (29), that the presence of grace is
enough to make works meritorious, yet grace is not idly present but present
as a living, moving active spirit (54f.), that blessed are those who do the
works of grace (81), that the good and life-giving law is the love of God
shed abroad in our hearts by the Holy Spirit (85), and that to love God
is to hate self and to know nothing outside him (95).°2
Then at Heidelberg in 1518 he said that the works of God, no matter
how hidden they are or how evil they might seem to be, are in truth
immortal benefits (“merits”).5> In explanation Luther gave the following
important exposition. The Lord humbles and terrifies us by the law and
the sight of our sins, so that to others and to ourselves we seem to be
empty, foolish, and evil, and truly are so. When we see and confess this,
we have no form nor comeliness but live in the hidden God, in the

52. Respectively, ibid., 225, 27f; 226, 32-227, 2; 228, 4; 228, bee Bales, 25)
53. Ibide.dae; at,

43
Reformation and. Middle Ages

concealment of God, that is, in naked trust in his mercy; and in and of
ourselves we can appeal to nothing but sin, folly, death, and hell according
to the apostolic saying in 2 Cor. 6 [vv. 9-10]: As sorrowful, but always
rejoicing, as dying, and behold we live. That is what Isa. 28 [v. 21] calls
God’s opus alienum, his strange work, for his work has to take place (in
us), that is, he humbles us in ourselves by reducing us to despair in order
to exalt us in virtue of his mercy, and by bringing us hope, as Hab. 3 [v. 2]
says: When you chide, you remember your mercy. When this happens to
us, we have no pleasure in ourselves and see no beauty in us but only
deformity. Indeed, we do outwardly what must seem foolish and perverted
to others.>4 Human existence of this kind under humility and the fear of
God is what Luther calls the work of God that is eternally beneficial
(“meritorious”) in spite of appearances. (It need hardly be said that Luther's
use of the category of merit here casts a special light.) We then read that
this kind of talk is no reason for despair but is a reason for humility and
a spur to the seeking of the grace of Christ (17).°> For, says Luther in
explanation, it is hope and not despair that is preached when the preaching
is that we are sinners.>© Nevertheless, we have to despair of ourselves if we
are to be able to receive the grace of Christ (18).°” For, the explanation
adds, if we do not, we still rely on doing what we can, and we remain
presumptuous.*8The good theologian is the one who sees in the cross and
passion the visible side of God that is turned to us and does not look
directly at the invisible things of God, his majesty and glory, by way of
profound spiritual vision.>?
To support this thesis Luther argues that it helps no one to see God
in his glory and majesty if he is not seen in the lowliness and shame of
the cross.69 Along the lines of a theology of glory Philip in John 14 [v. 8]
says: “Lord, show us the Father,” and he receives the answer: “Philip,
whoever sees me sees also my Father.” True theology and the true knowl-
edge of God lie, then, in the crucified Christ.! A theologian of glory calls
evil good and good evil, but the theologian of the cross calls things by

54. Ibid., 356, 37-357, 17.


55. Ibid., 354, 13f.
56. Ibid., 361, 12f
57. Ibid., 354, 15f.
58. Ibid., 361, 28-30.
59. Ibid., 354, 17-20.
60. Ibid., 362, 11f.
61. Ibid., 362, 15-19.

44
§2 Contrast

their right names (21). For, Luther explains, the theologian of glory does
not see God hidden in the passion and thus prefers works to suffering,
glory to the cross, power to weakness, wisdom to folly; in sum, evil to
good. Such are enemies of Christ’s cross.63 Friends of the cross, however,
call the cross good and works evil. For the cross demolishes works, and
Adam, who is built up by works, is crucified.o4 The wisdom that would
know the invisible glory of God by the way of human works puffs up,
blinds, and hardens (22). In itself, of course, it is not bad, but without
the theology of the cross we make the best worst by ascribing wisdom and
works to ourselves (24).°6 We are not righteous by doing much, but by
believing much in Christ without works (25).°7 The law says, “Do this,”
and nothing happens. Grace says, “Believe in him,” and all is done already
(26).68 The love of God does not find its object present but creates it
(28).69 For the love of God that is alive in us loves sinners, the wicked,
the foolish, the weak, to make them righteous, good, wise, and strong. It
overflows and lavishes good on them. Sinners are good, then, because they
are loved; they are not loved because they are good.”°
What we have in these theses of Luther is truly and literally a theology
of the cross. Luther, too, sees a horizontal line before him,”! our human
striving, knowing, willing, and doing. The theology of glory thinks that
somewhere on an extension of this line it will reach the goal of infinity,
the invisible things of God. Its slogan is that grace does not destroy nature
but perfects it.72 Luther does not deny that there is this wisdom, this
beatific vision, much, much further along that line. His objection is that
one thing is overlooked, namely, that at the center, where each of us stands,
we willing and knowing humans with our works, there is a break that
throws everything into question.’3 To say human is to say sin, rebellion

62. Ibid., 354, 21f.


63. Ibid., 362, 23-26.
64. Ibid., 362, 29f.
65. Ibid., 354, 23f.
66. Ibid., 354, 27f.
67. Ibid., 354, 29f.
68. Ibid., 354, 31f.
69. Ibid., 354, 35f
70. Ibid., 365, 8-12.
71. Barth has a graph in the margin here.
72. Thomas, S.Th. I, q. 1 a. 8 ad 2; cf. n. 30 above.
73. Barth has a graph in the margin here.

45
Reformation and Middle Ages

‘against grace, invincible ignorance of God, irreconcilable hostility to his


law. What is radically set in question by this break in the middle of the
line is not simply our banal everyday willing and doing, but just as much
what we regard as our love of God, not simply our “sensuality” and reason
but just as much our “simple intelligence,” as Gerson would put it, at the
heart of which, sunk in contemplation, we see God face-to-face.74
The theology of glory boldly pushes on beyond the gap that makes
all this problematical. It storms ahead without a halt on the horizontal
line toward the invisible things of God, not considering how seriously it
is threatened in the rear and how much it increases the damage with its
striving. In contrast Luther tries to draw attention to the vacuum, to the
fact that passion (suffering) stands at the heart of life and speaks of sin
and folly, death and hell. These fearful visible things of God, his strange
work, the crucified Christ — these are the theme of true theology. A
preaching of despair? No, of hope! For what does that break in the center
mean? Who is the God hidden in the passion with his strange work, and
what does he desire? Explaining Heidelberg Thesis 16, Luther pointed out
that the strange work leads on to the proper work, that God makes us
sinners in order to make us righteous.”> The gap in the horizontal line,
the disaster of our own striving, is the point at which God’s vertical line
intersects our lives,” where God wills to be gracious. Here where our
finitude is recognized is true contact with infinity. He who judges us is he
who shows mercy to us, he who slays us is he who makes us live, he who
leads us into hell is he who leads us into heaven. Only sinners are righteous,
only the sad are blessed, only the dying live. But sinners ave righteous, the
sad are blessed, the dying do live. The God hidden in the passion is the
living God who loves us, sinful, wicked, foolish, and weak as we are, in
order to make us righteous, good, wise, and strong. It is because the strange
work leads to the proper work that there can be no theology of glory, that
we must halt at the sharply severed edges of the broken horizontal line
where what we find is despair, humility, the fear of God. For despair is
hope, humility is exaltation, fear of God is love of God, and nothing else.
The center of this theology, then, is the demand for faith as naked trust
that casts itself into the arms of God’s mercy; faith that is the last word
that can be humanly said about the possibility of justification before God;

74. J. Gerson, Considerationes de theologia mystica, X, quoted in Hagenbach, 324.


75. WA 1, 361, 4f.
76. Barth has a graph in the margin here.

46
§2 Contrast

a faith that is sure of its object — God — because here there is resolute
renunciation of the given character of scholastic faith (infused, implicit,
and formed) as an element of uncertainty; faith viewed not as itself a
human work but as an integral part of God’s strange work, sharing in the
whole paradox of it.
We see now why this theology was so basically polemical and mili-
tant. Without a constant critical debate with the infinitely attractive ten-
dency, represented with such virtuosity by the scholastics, to press on to
the goal, with the help of grace, by works, by “high-flying thoughts” (57,
208),’” the demand for faith cannot possibly be made. Hence a second
focal point of this theology was a constantly repeated reference to Christ
as God’s visible word and work in contrast to the lofty invisible things of
the theology of glory. Luther admonished and warned us all to leave off
speculating and not to float too high but to stay here below by the cradle
and diaper in which Christ lies, in whom dwells all the fullness of the
deity bodily (57, 211).78 This reference to Christ is truly necessary here,
grounded in the matter itself, for here Christ does not simply bring grace
as a second thing, so that we can then go on without him, as mysticism
in particular has blabbed, but he is himself grace, the proper work of God,
the promise of the mercy of God that is grasped in faith, the one God
who makes us righteous, even as he is the Crucified, the scandal, the strange
work of God, which threatens our works at their very root, the same God
who makes us sinners in order to make us righteous.
It was this theology of the cross as a theology of the justification of
sinners that Luther rediscovered in Romans and the Psalms, and Augustine
as the word which finally routs completely even the true longings of
mysticism and Nominalist Scholasticism. That this word should be loudly
proclaimed and thoroughly heard was for him the Reformation once he
became aware that with this concept a reformation of Christendom, the
church, and theology had in fact begun. Initially Luther had no other
concern than to refer to the forgotten cross at the beginning of our human
way, or rather, this one concern basically included all others, though
pursuing them could not be for him a matter of incisive or decisive
importance. We are forced to say that this one concern in allits one-sided-
ness is indeed the true essence of the Reformation. Where people have

77. WA TR 6, 38 (no. 6558) refers to high-flying thoughts in the attempt to get


to heaven without the ladder of Christ’s humanity.
78. WA TR 1, 108 (no. 257).

47
Reformation and Middle Ages

this concern, there is Protestantism; where they do not, or have moved on


past it, there is a prolongation of the Middle Ages!
From all this we derive two insights. First, we see why there had to
be the sharp clash between the Reformation and the Middle Ages that I
have just intentionally depicted for you with almost futuristic vividness.
Schwenckfeld was right when he said that two worlds dash against one
another here.7? We cannot both believe with Luther and also engage in
mysticism with its devotional excesses, even though it be the finest and
most insightful mysticism of an Eckhardt and his school. Medieval mys-
ticism seeks with all its powers to move away from what Luther called
God, though it could certainly speak a great deal about the cross and
darkness and Christ. Luther turned his back with increasing resoluteness
on what mysticism called God, although at first he thought he found his
own outlook in the glorious little book of the German Theology and in
Tauler.80 We will come back to the connection, which was undoubtedly
there. But at the very point where it is there we see clearly that a choice
has to be made: Luther or Eckhardt. Once we realize that the Middle Ages
also knew the vertical line but lived wholly and utterly on the horizontal,
whereas Luther also knew the horizontal but lived wholly and utterly on
the vertical, or, more accurately, at the point of the intersecting of the
vertical by the horizontal, we need no longer be surprised by the harsh
either-or that had to arise there, nor by the shattering of security that the
Reformation entailed, nor by the incomplete and fissured nature of its
theological presentations, nor by the paucity of its metaphysics, nor by
the atmosphere of anger that lay over the whole of the first half of the
16th century and that began to dissipate only when the spirit of the
Reformation also fled, nor by the much-noted coarseness of Luther, nor
by the cold virulence of Calvin, nor indeed by Ignatius Loyola and the
pyres of the Counter-Reformation. When the theology of the cross really
becomes part of the theological problem, when theologians begin really
to note what is the true theme of their generally peaceful vocation, it is
inevitable that something primal, wild, undomesticated, and demonic in
religion will be aroused as between friend and foe. It had to be so then,
and it might be that if the Creator Spirit brings on the stage another
theology of the cross it will have to be so again. Insight into the inelucta-
bility of these consequences will keep us straight when we assess certain

79. See above, 20f.


80. Cf. Loofs, 701, 709 (524).

48
§2 Contrast

secondary phenomena of Reformation history with which we might have


little sympathy. It will also keep us from looking for the essence of the
Reformation in these secondary phenomena when we might well be in
sympathy with them, as can happen.
The second insight clearly arises out of our account of Luther's
starting point, where we have to look for what is problematic in the
Reformation itself. We obviously turn to the horizontal line of human
thought and action in time that is so sharply broken by the vertical line
of the knowledge of God in Christ. The problem of human life and striving
as the Middle Ages unbrokenly pursued it cannot be simply cut off by
being put under the shadow of its finitude, that is, in the light of its origin.
What does the attack of the vertical mean for what takes place horizontally?
What becomes of all that we will and work here below on the line of death
that is suddenly made visible,8! that we have to will and work because as
people in time we are always here below on that line of death? What
becomes of all this when we confront the absolute beyond that meets the
present world in a way that crushes it but is also full of promise, when we
arrive at the sharp edges of despair, humility, and fear of God which, as
we saw yesterday, still have their positive side, when we face God the Judge
who all the same is none other than the merciful God? The Middle Ages
died with Luther’s discovery, but their problem, the problem of the active
life, of ethics in the broadest sense, did not die with them. Nor can it be
put to death. From the very first Luther was aware of this problem in his
theology of the cross. Remember Thesis 55 at Wittenberg in 1517: Grace
is not idle but a living, moving, active spirit.8 On innumerable occasions
he tried with great seriousness to solve the problem. Simply to make Luther
a Quietist is an illegitimate simplifying of the situation. We may at least
say that this question was not primarily A7zs question. Luther's great concern
was for the pure content and free course of the Word, no matter what
might become of works. Here, however, in the matter of establishing the
positive relation between the vertical and horizontal lines — the cross has
to be left open in Luther’ — we find the point at which the second turn
in the Reformation, the Reformed theology of Zwingli and Calvin, had
to enter and did in fact do so.

81. The expression “line of death” was an important one for Barth at this period;
cf. Romans.
82. See above, n. 52.
83. Barth has a graph in the margin here.

49
Reformation and Middle Ages

§3 COMMON FEATURES

What I have said raises the question of features common to the Middle
Ages and the Reformation despite the sharpness of their differences. At
the beginning of the section I argued that the new thing in the Reformation
in the serious sense is something eternally new, and closer investigation
confirmed the insight that the new thing then discovered was something
so great that it is a priori impossible to assume that it was simply not
present at all previously; conversely, the old thing that the reformers
vanquished was so all-encompassing and universally human that it could
not possibly disappear completely.
The Reformation was the expression of a crisis that secretly ran
through all the Middle Ages. I have referred already to the tensions and
contradictions that the medieval church was able to reconcile, but in truth
the tensions were serious. The Middle Ages were in self-contradiction long
before Luther came along and made the contradiction irreconcilable. But
the Middle Ages could always find a way victoriously through the tensions
to the triumph of the theology of glory. They did not finally accept their
own self-contradiction. In spite of every shock, they could always restore
equilibrium. We see the existence of that crisis of the medieval spirit at
the most varied points.
In this regard we recall especially the problem of monasticism that was
always present in the church from Benedict of Nursia by way of the Cluny!
reform to Francis of Assisi. Originally we had here a real protest of the first
order against the theology of glory even though later precisely the Franciscans
and Dominicans became that theology’s most brilliant champions. Initially
monasticism questioned and even attacked a self-assured and worldly Chris-
tianity. It was an uplifted finger to remind people that we cannot have the
kingdom of God so cheaply. The world took notice and caused the finger to
drop. It made a place for asceticism. It offered this hard and dangerous
function to the brave who were ready for it. It celebrated a new triumph by
putting this possibility too, this highest level of human action, on the
church’s horizontal line. Thus the ascetics, though often with great pain, as
in the case of a Francis, became protagonists of the triumphing world church
instead of protesting against it. That does not alter the fact, however, that the
Reformation was at least also an extension of the monastic line. The question
of true penitence that brought the theology of the cross to the fore was a

1. The MS by mistake had Clugny.

50
§3 Common Features

variation on a typically monastic question. Monasticism now mounted its


most powerful offensive. With full seriousness and with no holding back it
now broke out of the cloister and became a universal matter. It would now
question the world, not as before,from outside, but from inside, not in the
form of the ascetic lifestyle of the few, but in that of a cross lifted up in the
life of all. It achieved perhaps its greatest victory in the man in whom it finally
went bankrupt.
To do justice to the new thing that was already concealed in the old
we must also look at the innumerable traces that Augustine left in the
Western church, and along with Augustine examine Paul’s epistles and the
philosophy of Plato.2 Wherever Augustine made an impact, no matter
how faintly, there still glowed under the ashes some recollection of the
vertical line. In almost every century during the Middle Ages Augustine
won over some resolute disciples for himself, and if they were strong
enough, also for his own teachers, Paul and Plato. As regards the transcen-
dental knowledge of God, John Scotus Erigena followed in his steps in
the 9th century, Anselm in the 11th, Bonaventura in the 13th, and
Eckhardt in the 14th. As regards predestination, we find an echo of his
teaching in Isidore of Seville in the 7th century, an extreme and defiant
proponent in Gottschalk in the 9th, a renaissance in the 14th century in
Bradwardine (the profound doctor, who wanted to defend it as “the cause
of God” against a Christian world that had fallen into Pelagianism, Elijah
against the 450 priests of Baal), and also in Gregory of Rimini, in whose
formulas some have sought a source of the theology of Luther.3 Again, at
least as a restraining force, Augustine played a decisive part in the devel-
opment of the scholastic doctrine of the appropriation of salvation. If at
this point the doctrines of free will, of the possibility of earning merit, of
infused grace and making righteous were hemmed about by so many
distinctions that even in typical representatives of Scholasticism one might
at a pinch expound them in better part along Reformation lines, or at least
find in them a starting point for Luther’s revolution, then unmistakably
this was due, if not to the spirit, at least to the shadow, of Augustine.

2. For Barth’s evaluating of Plato along with Paul cf. Barth’s Epistle to the Romans
(Oxford, 1933), p. 111; also his essay “The Christian’s Place in Society,” in The Word of
God and the Word ofMan (reprinted New York, 1957), 272-327; and Romans.
3. On Bradwardine cf. Hagenbach, 393f; and Bradwardine, De causa dei contra
Pelagium, Praefatio, according to Tschackert, 27 n. 1. On the influence of Gregory of
Rimini on Luther's view of concupiscence and original sin cf., e.g., Tschackert, 38f.

51
G.M. ELLIOTTLIBRARY
nati Bible Co! eae& Seminary
fax
Nae ncif
Reformation and Middle Ages

Augustine’s spiritual emphasis played a similar role in eucharistic teaching,


though here the last powerful opposition to the theology of glory, that of
Berengar of Tours, was broken already in the 11th century.4 Finally me-
dieval theology took over from Augustine something that it found con-
genial, his mystical devotion and his attachment to the church, while
quietly ignoring his less congenial Platonism and Paulinism. Nevertheless,
it could no more prevent the latter elements than the former from retaining
their vitality. Those latter elements had only to be reasserted, which is
precisely what happened with great force.
Along with monasticism and Augustinianism, a third Reformation
element in the Middle Ages was undoubtedly the anti-Thomistic theology
of Duns Scotus (d. 1308) and the so-called modern way of William of
Occam (d. 1349), which had a similar orientation but went even further.
With special reference to Calvin we must devote a few moments to these
two British thinkers. A first distinctive feature in both was the questioning
of the unity of the path of knowledge, of the stairway from reason to
revelation. Not metaphysically but methodologically the statements of
reason and revelation were for them irreconcilable. We are unable to mount
up from reason to revelation. Theology is a practical, not a speculative,
discipline, said Duns,? and Occam agreed that we cannot know God’s
existence, essence, or reality intuitively from ourselves or from the things
of nature. God cannot be an object for us.6 Occam went further, however,
when he showed that our reason not only cannot prove dogma but might
make it appear absurd.” Reality consists only of individual things, said
Duns, and again Occam went further with his even sharper thesis that this
is the reality originating in the idea of God, whereas the terms or names
or concepts out of which reason constructs science exist only in the soul
of the knowing subjects, so that logic is the only real science.8 This thesis

4. Cf. Hagenbach, 416f.; Loofs, Leitfaden, 500-503 (7th ed. 403ff.).


5. For Duns see Loofs, 591 (486).
6. William of Occam, Super IV libros Sententiarum, sent. 1, dist. 3, qu. 2, in
Hagenbach, 332.
7. Cf. Seeberg, III, 609-21.
8. Ibid., 569, in which it is pointed out that for Duns individualitas is a reality, the
individual entity that constitutes the individual, Aaecceitas as the later expression has it
(Duns metaph. VII, q. 13, 9). See Ficker and Hermelink, Das Mittelalter, 187£., with
reference to Occam’s agnosticism and Nominalism, or, better, Terminism (the individual
thing originating in the idea of God produces a terminus in the soul of those who know
it, and this is then universalized).

Dy
7

§3 Common Features

explains the historical use of the term Nominalism for the Occamist school,
though the name by no means exhausts the significance of the school.
Something like the gap in the middle to which we referred in con-
nection with Luther was undoubtedly the result of this agnosticism, and
it seems to me totally out of the question that Luther, who could call
himself an Occamist,? was not methodologically influenced at this point.
But the difference comes to light at once when we note to what end the
Nominalists made the rent. Unfortunately, at least so far as we can detect
their theological purpose, they did not seek like Luther to humble us
humans and to make way for the unique self-glory of God. Instead, as
apologetics likes to do in every age when it is very refined, they were
aiming to bring about a total subjection to all church doctrines, even
though these might be as contrary to reason as they are! Occam expressly
advocated implicit faith,!9 and their purpose was to make this seem to be
the only possible means of rescue from the sea of doubt. If, as they believed,
there was no direct path to the theology of glory by way of reason, they
would attain to it by the sacrifice of reason.
This maneuver is certainly not the same as Luther’s theology of the
cross, which simply bids us halt before God himself and appeal to his
mercy. We should not fail to see, of course, how insightful and significant
it still was from a formal standpoint. We need only look at a saying like
that of Occam to the effect that faith is a free gift by which the mind
believes on account of God and against itself (Tschackert, 36).!! Were it
not for the fatal knowledge that this believing against the intellect does
not lead to pure negation and hence to a true transcendental grounding
of natural knowledge, but to the paradoxical superstructure of an addi-
tional supranatural knowledge that is not in pure antithesis to the natural;
were it not for the knowledge that this believing is simply a secret under-
standing of a higher type, its object not being the origin of all that may
be known, not the crucified Christ, but the hinterland of church dogma
that is accepted for all the skepticism, one might say that here an insight
into the relation to infinity that takes place precisely in an awareness of
human finitude as such (the mind against itself), an insight into the

9. Luther, WA 6, 600, 11f., in his 1520 work against the papal bull.
10. Seeberg, III, 614, a reference to Occam's De sacr. alt. 1.16; quodl. IV, g 35; and
cf. 616f.; also Ficker and Hermelink, Das Mittelalter, 188.
11. Tschackert, 36, ascribes this statement to the Occamist Pierre d’Ailly; cf. Gersonii
opera, I, 68 A.

218)
Reformation and Middle Ages

freedom of this relation from any discursive basis (“on account of God”),
an insight into its origin by creation (“free gift”), had been wonderfully
achieved.
That fundamentally nonmedieval insight did hover before those
thinkers even though they did not develop it but were encysted and
incapable of the grim seriousness with which Luther proceeded at this
point. To see how it hovered before them we need look only at their
distinctive doctrine of God.!2 Over against the whole system of causal
necessity that we call the world God stands contingently as himself an
indeterminate first cause, as free will in the absolute, as will that has its
norm only in itself. In virtue of the absolute power of this will the whole
world might have been different. In fact, of course, God simply acts in
accordance with his plan that aims at the saving of the elect, in accordance
with his ordained power. He thus wills everything as it actually is.
Nevertheless, and this is the decisive point, the possibility remains, and
has to be considered, that God might have willed and acted differently.
God is not a prisoner of his own plan that we see worked out in the
church, or of the logical and moral orders in which he executes the plan.
It might happen, said Duns, that people attain to glory that do not receive
the grace, the knowledge of God, that Scotists and Occamists, like other
scholastics, think of as infused faith (Seeberg, HI, 578). It might be, Occam
ventured to say, that God could have made the morally good other than
it is in fact, that hatred of God, theft, and adultery could be meritorious,
had not God’s command ordained the opposite (Loofs, 612).13 In both
the religious and the moral sphere we thus have to consider that things
are pleasing to God only because of his acceptance of them on the basis
of his free will (Ischackert, 36), and that when we speak of God in the
forms of the age, when we speak of what he did, does, or will do, the now
of eternity that we mean is the truth of what we say.!4 Only God’s own
essence is the proper object of his will. To all else he stands in a basically
contingent relation; he is free relative to it (Loofs, 593-94).!5 Even Christ’s
passion is meritorious only by God’s “acceptation.” An angel or another

12. For what follows cf. Seeberg, III, 577ff.


13. Occam, Super IV Libros Sententiarum, 2, q., 9 litt. O, quoted in Loofs, 612 n. 2
(507).
14. Duns Scotus, Opus Oxoniense, I, dist. 9, q. unica no. 6, quoted in Loofs, 594
(488).
15. Ibid., I, dist. 39, q. unica no. 22; Loofs, 594 n. 2 (489).

54
7

§3 Common Features

human might have made reconciliation for the world just as well (Hagen-
bach, 387).!© On this path that leads to Luther Occam put out such
powerful ideas as that forgiveness of sins is not a making righteous but
nonimputation.!7 4
Most church historians and histories of doctrine tell us that the God
of Duns and Occam was a capricious God,!8 but I believe with Seeberg
that this view is wrong. As these theologians studied and deepened the
concept of power, their unsettling reminder of God’s absolute power was
meant to anchor the more firmly the authority of the truth that holds
good by God’s ordained power.!9 They. knew very well that one cannot
establish a thing better or more effectively than by taking it back to its
premise by the sharpest criticism of the way it is. The premise of all that
God has ordained, however, is deity, God’s freedom and majesty. What
good is all our zeal toward God, or with God, or even for God, if we do
not consider at all who and what God is, if there is no basic interruption
of our zeal by the recollection that God’s thoughts are not our thoughts
nor his ways ours [cf. Isa. 55:8]?
To give a sure place to that recollection Duns and Occam introduced
into theology a final uncertainty as to God’s will and work. They did-so.
for the very same reason — and this iswhy I deal withthe point so fully
as that Which Would HFf Téad Calvin to think he had found in the
doctrine of double ‘predestination the core and lodéstar of the doctrine of
God. Against theconcept of God inDuns and Occam we aré not tobring
‘the charge of arbitrariness that has equally wrongly been made against
Calvin, but rather — and this is what produced the misunderstanding —
that of a charming and playful intellectualism, the lack of seriousness with
which, unlike Calvin, they handled these necessary but dangerous ideas.
They had no intention at all of using the critical principle of absolute
power that they had discovered to call into question the given factor of
the church that rests on the ordained power, to subject the church to this

16. Ibid., III, dist. 19, quoted in Hagenbach, 387, with the comment that Duns
undercuts Anselm, for if Christ suffered only according to his human nature, an angel or
another man might have suffered just as well.
17. Occam, Super quattuor libros sententiarum, IV, q. 8, according to Loofs, 620
(513).
18. Cf. the judgment of Loofs, 594 n. 2 (with a reference to F. C. Baur, Lehre von
der Dreieinigkeit, II, 654f.); also 689 (409, 504); and Ficker and Hermelink, 187;
Tschackert, 35.
19. Seeberg, III, 578f., in express opposition (in a note) to Baur, Lehre, Il, 654¢f.

55
Reformation and Middle Ages

critical insight, and in this way actually to destroy the whole theology of
glory. Instead they used the insight as a paradoxical means to make a free
path for scholastic dogmatics, ethics, and mysticism, for the whole titanic
striving of the Middle Ages of immediacy. With this great caveat of the
divine freedom they established the validity of such distinctive medieval
ideas as infused and implicit faith, free will, merit, grace as habitus,
justification as infusion, opus operatum in sacramental administration,
eucharistic transubstantiation, and penance as.a sure and easy path. They
could advocate all these things precisely in a more vital way, and by reason
of the piquant critical background in a more ingenious way, than the earlier
and in the last resort naiver scholastics. Occam was the most important
medieval advocate of the inspiration of the Bible and Duns Scotus was
the hero of his Franciscan order as the highly regarded pioneering defender
of the immaculate conception of Mary.?°
That matters could take this course naturally forces the word “trea-
son” upon our lips. We recall with shame and anger how 19th-century
theologians sat at the feet of Kant in order that with the help of his critique
of reason they might justify instead of challenge modern Christianity.
Theologians have always been adept at ingeniously toying with the most
radical and dangerous thoughts and feelings and then devaluing them in
an attempt to justify and confirm contemporary religious thoughts and
feelings. But who are we to complain in this regard? It makes no sense to
doubt the personal sincerity of those who acted thus in the 14th and 19th
centuries. Who among us do not have to complain of ourselves in this
regard? Nominalism was a great theological possibility. If for a moment
we look beyond the confusing interrelation of excellent intention and
lamentable execution, in spite of everything we cannot fail to see how
hopeful this theology was. It rendered its historical reforming service and
is definitely part of the new thing in the old to the extent that it had a
destructive effect on the proud structure of Scholasticism and at least
greatly undermined the towers that it was neither able nor willing to
overthrow. It is not in vain that we think the thought of God’s freedom
and majesty, the great and solemn thought of the critical negation of
everything given, even though we take the thought no more seriously than
did Duns and Occam. If the thought cannot work as a remedy, then it
works as a poison. If it does not lay a foundation, then it creates uncer-
tainty. If it does not equip theology for rethinking and renewal, then it

20. Loofs, 596f. (490f)

56
§3 Common Features

results in culpable obduracy. If the Reformation found theology in a state


of disarray and uncertainty, of poisoning and hardening; if it found its
way easier as a result; if it could succeed in doing what an Anselm or
Bonaventura or Thomas perhaps could not do, then that is the tragic merit
of Duns, to whom contemporaries gave the honorary title of the subtle
doctor, while the frank but crude Gottfried Arnold (Kirchengeschichte, |,
421) called him the foremost eccentric,?! and perhaps he was both. This
was also the tragic merit of Occam, whose contemporary honorary title
of venerable inceptor was no less ambivalent. Luther called himself an
adherent of this school.?? Calvin, and perhaps also Zwingli,?3 studied in
Paris, its main center, and must have been greatly stimulated by it. Yet as
an Occamist neither could have become a reformer.
As a fourth line leading to the Reformation we may cite mysticism.
You will have noted in the last hours that I regard mysticism only as one
factor among others on the soil of the basic common view of the relation
of God to us in the Middle Ages, and that I thus see it along with
Scholasticism as the latter’s finest flower, so that of almost no medieval
theologian can we say where the scholastic leaves off and the mystic begins.
All of them were to some extent both. We may rightly count many of
them as mystics in the narrower sense and then trace a line from Hugh
of St. Victor and Bernard of Clairvaux in the 12th century to Bonaventura
in the 13th, Meister Eckhardt and his school, Tauler, Seuse, and the author
of the German Theology in the 14th, and if one will Thomas 4 Kempis in
the 15th.
Yet we should not lose sight of the scholastic element in these mystics,
or of the mystical element in the other scholastics, or of the medieval
problem common to both. The common factor in medieval mysticism,
the human striving for immediacy, Luther was already calling the theology
of glory in his 1516 lectures on Romans at the very time when he was
also speaking in friendly terms about mysticism and had come into contact
especially with German mysticism. He both knew it and rejected it as the

21. G. Arnold, Unpartheyische Kirchen- und Ketzer-historie ._» parts | and 2 (Frank-
fort, 1729), 421.
22. See n. 9 above.
23. The reference to Zwingli studying in Paris is based on a note of his friend
Gregorius Mangold. It was possible in the years 1499-1500, but a saying of Zwingli’s
quoted by H. Bullinger refutes the idea. Cf. on the whole question G. W. Locher, Die
Zwinglische Reformation im Rahmen der europdischen Kirchengeschichte (Gottingen, 1979),
6lf.

D7
Reformation and Middle Ages

theology of glory. He said in the lectures that mystics wish “to hear and
contemplate only the uncreated Word Himself, not having first been
justified and purged in the eyes of the heart by the incarnate Word”
(Tschackert, 41).24 Remember what we were speaking of yesterday. By
the “uncreated Word” understand the invisible things of God that the
enemies of the cross, as Luther calls them, contemplate, by justification
of “the eyes of the heart” understand the strange work of God in which
is hidden the proper work of his mercy, and by the “incarnate Word”
understand the crucified Christ. Then this critical saying will make sense
to you.
Our present task, however, is to trace the positive relations of mys-
ticism to the Reformation. We face the fact that in spite of that and similar
sayings Luther did speak in very favorable tones about mysticism, in tones
that he never used for Nominalists, and elsewhere only for Augustine and
the Bible. He drew from the same source as Bonaventura and Eckhardt,
namely, Augustine, and historically the element in Augustine that had the
most influence in the Middle Ages was his Neoplatonic mysticism. In later
life Luther once expressly confessed that for a long time, and to his hurt,
he had been occupied with the mystical theology of Dionysius the
Areopagite (Loofs, 724).2° In the middle of 1516, as we see from the
Romans lectures, he was acquainted with Tauler and the German Theology,
and he was deeply influenced by them, so that a modern scholar could
speak of an “acute mystification” of Luther’s theology at this time.?7 But
what kind of union could there be between the Reformation and mysticism
when it obviously could not include what is most striking in mysticism,
its striving for immediacy, which Luther here at once perceived and at-
tacked as an enemy? | think I see the unity of the two at three points.
1. It is understandable that Luther should at first unconcernedly greet
mysticism as a precious treasure of knowledge even though he was unsym-
pathetic from the outset with its striving for immediacy, its desire to hear and
contemplate the uncreated Word. For this desire, this fundamental desire of
the Middle Ages, contained within itself a problem that could not be

24. WA 56, 300, 1ff.


25. See above, 43ff.
26. Disputatio prima contra Antinomos (1537), WA 39 1, 390, 3-390, quoted in
Loofs, 714 n. 2.
27. Cf. Tschackert, 39f. For a first reference to Tauler cf. the 1516 Romans lectures,
WA 56, 378, 13f; LW 25, 368. Cf. A. W. Hunzinger, “Luther und die deutsche Mystik,”
Neue kirchliche Zeitschrift 19 (1908), 972-88, quoted in Tschackert, 40.

58
§3 Common Features

dismissed out of hand even though the desire might be viewed critically.
Certainly Bernard of Clairvaux and innumerable followers of his depicted
the union of the soul with God in the far too vivid similitude of the union
of the bridegroom and the bride in the Song of Songs, and Eckhardt spoke
of the ground of the soul in us where we are one with God, or of the birth
of God in the soul, just as he also plainly translated the Trinity into the
various aspects of the religious process in the soul, or made it our goal to
become by grace what God is by nature.28 What we find in these statements
as they stand is the spirit of a religious shamelessness that takes what does
not belong to it. We have to see, however, that the more perspicacious of the
mystics recognized the danger and warned against the misunderstanding to
which the statements can so easily give rise.
Seuse once spoke sharply about the mystic who in his flourishing
rationality wanted to see in himself and in all things a part of the eternal,
uncreated rationality: “He hurriedly addresses the matter in an unsea-
sonable way, he blossoms out in his mind like fermenting fruit that even
so is not yet ripe.”2? We are not to take literally the exaggerated way in
which the mystics speak. It is evident that they speak in this way, using
extreme and audacious similes and comparisons, because they face the
difficulty of wanting to say things that cannot be said even in the strongest
terms, and yet are calling out to be said: the actualizing, the taking place,
the coming into being, and the actual being of the relation between us
and God. The problem that oppresses the mystics is that of dealing
seriously with the known truth of God, of the actuality of the revelation
of God to us. For all their sharper insight into the difficulty of this problem,
the British Nominalists did not feel it or live it out as existentially as the
German mystics. If the former were the head of the later Middle Ages,
the latter were the heart.
Luther was closer to the heart than to the head. He saw that the
problem of the Middle Ages could not be solved with German exaggera-
tion, Roman rationalism, or British skepticism and ingenuity. But he
derived from the first of these the great sense of urgency, the profound
and heartfelt seriousness, that underlay the whole medieval concern. The
word that defied speech had to be spoken. The impossible possibility had
to become an event. The very thing that had never been present,?° that

28. On the former see Loofs, 522 (425). On the latter see ibid., 628-30 (521f)
29. Hagenbach, 334.
30. Cf. the last lines of E von Schiller’s An die Freunde (1802).

ay
Reformation and Middle Ages

as a human thought or action could be described only as mad folly, that


very thing had to come into our lives as the thought and action of God.
The Reformation did not ignore the underlying difficulty and hope but
for the first time gave it the sharpest expression. It totally rejected and
reversed the concern in its existing form, but in reality it still took it quite
seriously. Yes, was Luther’s reply to the medieval question embedded in
mysticism, yes indeed, immediacy, but God’s immediacy to us and not
vice versa. Yes, life in God, but in the power of his creative Word, not of
what is creative in us. Yes, God and the soul, the soul and its God,3! but
God, or else it is all error and idolatry. Luther heard what the school of
Eckhardt was saying. He understood it. It was alive in him. But because
he heard and understood it, he turned aside from the path of Eckhardt as
such. There can be no success along that path in terms of the theology of
glory, but there is success a hundredfold in terms of the theology of the
cross for those who have ears to hear what medieval mystics must surely
grasp when they let themselves be taught.
2. Mysticism differs from Scholasticism by stressing the historical
person of Jesus. There is, of course, a strange paradox here. None made it
more clear than the mystics that the Middle Ages at root did not know
what to do with Christ. From the days of Bernard of Clairvaux they
anticipated the modern Protestant cult of the gentle, humble, mild, and
merciful man Jesus of Nazareth, adorned with all the virtues that they
themselves highly rated, and Bernard has often been praised precisely on
this account because something particularly evangelical has been seen in
it? Neither Bernard, Tauler, nor Thomas 4 Kempis could really get
beyond the picture of Jesus as the model of our seeking of God and as the
invisible head of all those like-minded with him. It is obvious that at this
point, as the Reformation saw it, a misunderstanding had to be set aside.
The ideal of medieval piety that mysticism equated with Christ, and that
it enthusiastically used schematically in its spiritual direction, could not
coexist with the theology of the cross, which summoned precisely this
ideal of piety to judgment and sought to bring freedom from preoccupa-
tion with the self.

31. Cf. A. von Harnack, What Is Christianity? (New York, 1902), 61, where it is
argued that if religious individualism, “God and the soul, the soul and its God,” and
subjectivism, if all such things are Greek, then Jesus was in the context of Greek develop-
ment.
32. Loofs, 528 (427).

60
§3 Common Features

But a problem still remained at this point, in short, the problem of


the historical element in Christianity, of revelation. The one and only
historical Jesus had become important for medieval believers precisely
because they came up against historicity, individuality, and uniqueness in
their striving for immediacy. They suspected that this was the category
under which alone they could grasp the revelation they sought. They ran
up hard against the limits of their own individuality within which they
finally could not find revelation. They sensed that they could find it
precisely where they could not reach, namely, in the historicity, individu-
ality, and uniqueness of the other. The other is the one in whom is
revelation, and only as the other speaks directly to me and ceases to be
the other, only as33 he becomes an I, can I have a part in revelation. This
other is Jesus Christ as the quintessence of the historical, the individual,
and the unique, and therefore as the bearer of revelation. The Bible
responds to the search for immediacy, when this seeks clarity about itself,
with the wonderful message: The Word became flesh [John 1:14]. Rev-
elation took place in the other, in Jesus Christ. The intersecting of the
human horizontal line by the divine vertical line zs a fact. Time is related
to eternity, this world to the next, I to Thou.
The Middle Ages, too, heard this message. At first, of course, they
misheard it — when and by whom is it not misheard? What they heard
was that the Word became a pious man, and this went well with their
basic view. But the Word that was truly sought and meant was not that.
How can a pious man be revelation to me, set me before God, speak
directly to me, cease to be another to me? He is and remains a he, the
more so the more pious he is. He can demand that I imitate him, but if
I try to do that I admit that my supposed finding has again become a
seeking. He can be to me only a companion in my striving for immediacy.
But he cannot bring this to completion by himself achieving immediacy.
In contrast to the medieval picture of Jesus, the Christ of Luther is
not the pious man but the man who is set in the ranks of sinners under
judgment, in the shadow of hell and death, the crucified Christ. Not the
crucified Christ of edification, who kindles our admiration as a martyr
and hero, whom we are to imitate in his submission to the will of God,
whom we can depict and tolerate in his tragic beauty, but the nonedifying
crucified Christ of Griinewald, who, when painted, proclaims the strange
work of God; who has no form nor comeliness [cf. Isa. 53:2]; in face of

33. The MS had dass here, changed by the editor to indem.

61
Reformation and Middle Ages

whom love, the affection lavished so remarkably freely on this Savior in


his piety, becomes an offering that we no longer resolve so easily to make;
in whose lostness ‘and mortal plight we are forced to see a pointer to God
himself and his demand for saving despair, humility, and fear of God. This
incarnate Word, the Crucified, can speak directly to me. In him the barrier
that makes him another is torn down. In him, if I bow under his judgment,
I can see myself, be set before God, be cast into the arms of sheer mercy.
Here it is not at all a matter of imitation but of faith, not of a further
search for immediacy but of revelation. Here it really happens that a hole
is made in the Gothic vault, and God’s heaven is seen high above. He who
sees me sees the Father [John 14:9].
This incarnate Word then, and not, as we are sometimes told, the
so-called historical Jesus, is what Luther rediscovered. Rediscovered? Yes, he
was always there. He does not have to come and go with the shifts in
understanding or nonunderstanding to which he is subject in the course of
history. We hear at least, whether we understand or not; the problem of the
human situation as such bears witness to him. This Word is known even
when not known. Mystics, too, had no other Christ in view even though
they almost always spoke about another. Their love of Jesus, which in the last
resort was no other than a special form of their pressing on to the event, was
something that Luther could let speak to him. It perhaps spoke more strongly
in him than in all of them, and if in him, and in the Reformation in general,
the rather thin water of the imitation of Christ with its poetry of blood and
wounds became the strong wine of the message of judgment and forgiveness,
we simply have here further testimony how seriously what was at issue was
the new thing that was also already the old.
3. The third point of contact between Reformation thinking and
that of medieval mysticism was the methodological principle of mysticism
that we might sum up under the term “abnegation.” In infinite variations
the mystics tried to describe the outworking of this principle. They spoke
of the need for separation, resignation, quiet isolation, simplicity of heart,
calm, obedience that gives up all that is one’s own, or conversely of entry
into the inner ground that is the least we have (Eckhardt), of denying
oneself, of imitating the passion of Christ with patient suffering and loving
humility, of pressing oneself into this (Tauler), of surrender to God as a
captive, of making the transition from creatures to God, of seeking God
in pious ignorance and mental darkness (Luther),*4 of laying aside all that

34. On Eckhardt see F. Pfeiffer, Meister Eckhart, Deutsche Mystiker des 14. Jahr-

62
4

§3 Common Features

is created, I-ness, selfhood, every “me,” “to me,” or “mine,” of not wanting
to be something but nothing, and so on.
We can take all that these expressions denote in two ways. First, we
might see them as the description of a temporal process that takes place, or
ought to take place, in individuals, and that consists of the achieving — no
matter how we think of it — of the greatest possible passivity of the con-
scious soul with the aim of effecting the souls’ union with the deity repre-
sented as an event in time. Or, second, we might see them as the description
of a timeless transcendental relation of the life of the soul, whether conscious
or unconscious, active or passive, to its origin in God. In the first case
abnegation is a pastoral injunction, a recipe, a method, a proposal how to
proceed. In the second case, in the form of a psychological direction, it is a
demand for contemplation or recollection of the truth that is the truth quite
apart from any possible or impossible processes in the soul. We need hardly
say that the first interpretation is more natural and closer to the text, as it
were, than the second. If we read the works of Seuse, for example,>> we see
at once that this man fashioned his whole life upon a constant following of
the recipe of abnegation, and with more or less strictness and success almost
all mystics did in fact view abnegation as a definite and specific practice.
Insofar as mystical abnegation is no more than practice of this kind, it has
naturally nothing whatever to do with the Reformation. Instead, it is the
supreme and most refined form of what the Reformation combated as works
righteousness. How can one more distinctively pursue a theology of glory
than by going beyond striving for it and making the negation of all striving
itself a striving? (Cf. Gogarten, Offenbarung und Mystik.)>®
We might see here a parallel to the way in which Duns Scotus and
Occam made the dangerous dynamite of the doctrine of absolute power
a smooth stone in the foundation of church dogmatics. At this third point,
however, I think we do mysticism an injustice if we do not look beyond
the historical kernel and note how once again it points ahead of itself.
Here again dynamite is always dynamite. Note how Eckhardt in his
sermons unequivocally negates not just position after position but ulti-
mately negation itself, that is, the psychological path to which he himself

hunderts, vol. II (Leipzig, 1857), 155, 21f., quoted in Loofs, 629 (522). See Tauler’s sermon
on Luke 10:23, quoted in’ Hagenbach, 388. See Luther’s Romans lectures, WA 56, 413,
18£; LW 25, 404; Barth was using Tschackert, 41.
35. Barth had Seuse’s Deutsche Schriften, ed. W. Lehmann, 2 vols. (Jena, 1911).
36. Cf. Gogarten’s essay in Die religidse Entscheidung (Jena, 1921), O5ff.

63
Reformation and Middle Ages

previously pointed. Note how he finally seeks a resignation that is not


psychological resignation or passivity as a way of life any longer, but that
is just as well, or even better as he often says, an active manner of life, so
that paradoxically Martha, the busy one, is set above Mary, who sat at the
Lord’s feet.37 This means, however, that he sees the transcendental char-
acter of the principle of mystical abnegation that is truly meant. He does
not cease to be a theologian of glory. He uses the thought of death in the
sense of Plato's Phaedon (chs. 9-13), which says of the philosopher that
at root his only aim is to die and be dead, his work being no other than
that of detaching and separating the soul from the body.38 In my view
abnegation for Eckhardt was in the last resort simply Platonic purification,
the strongest critical means of clarifying the relation between God and us
in which the greatest distance is precisely the greatest proximity. We must
insist on this if we are to do full justice to mysticism. In this regard we
cannot uphold an absolute antithesis between Luther and Eckhardt, be-
tween revelation and mysticism. Luther must have found something re-
lated, instructive, and illuminating when he recommended Tauler and the
German Theology; while Calvin, even though in the latter work seeing and
repudiating only medieval spiritualizing,>? could not refrain, under pres-
sure of the logic of the matter, from himself at a decisive point in the
Institutes (III, 7-8) depicting the Christian life from the mystical standpoint
of self-denial and bearing the cross.
As a fifth force preparing the way for the Reformation, along with
monasticism, Augustinianism, Nominalism, and mysticism, we must fi-
nally refer, of course, to the 15th- and 16th-century Renaissance. Its
positive relation to the Reformation is naturally on a different level from
that of the other factors. From the latter, as we have seen, a straight if for
long stretches broken line leads to Luther’s view of the vertical intersecting
the horizontal, to the theology of the cross. We certainly cannot say that
of the Renaissance, though technically and formally the new interest in
antiquity meant among other things that the original text of the Bible and
Augustine, and through Augustine Plato, came into focus and played a
part in the Reformation. The result of this rediscovery, especially in Luther,

37. See n. 33 on 34.


38. See esp. Phaedon 67de.
39. On Tauler see n. 27; and on the German Theology see Luther’s prefaces to his 1516
and 1518 editions, WA 1, 153, 378f. Cf. Calvin's letter to the French refugee congregation in
Frankfort, 2.23.1559, CO 17, 441f. in which he notes in the German Theology, if no major
errors, at any rate an obscuring of the simplicity of the gospel. See 85 below.

64
§3 Common Features

was not intended, however, by the Renaissance, nor was it integral to its
own logic. The theologically most interested champions of the Renais-
sance, those great lovers, editors, and expositors of the Bible, Erasmus and
Lefévre d’Etaples (Faber Stapulensis), were completely terrified by the
spirits they conjured up,*° by the bondage of the will and the break with
church tradition, and they gave approval and support to the Reformation
in neither its Lutheran nor its Reformed manifestation. The interest of
the Renaissance was wholly in the direction of the horizontal. It continued
the basic classical medieval view, or perhaps translated and reformulated
it into the basic classical modern view, which for all the differences has
more in common with the Middle Ages than with the Reformation.
Common to the Middle Ages and the modern period is the idea of aiming
at a goal in step-by-step progress. The goal for both is on the horizontal
line. It is a goal of human willing and knowing. The concept alone stood
in need of translation. The Middle Ages located the goal somewhere in
one of the real or imagined upper worlds, in the so-called hereafter. It
sought to mount up to paradise. It wanted to look upon pure deity, as
Tauler put it.4! It wanted ecstasy, as we might put it rationalistically today.
Our own age thinks it is much cleverer by not shooting the arrow of
longing too far. Impartially we might say: It is more weary and resigned.
With a skepticism that is partly more questioning and partly more dog-
matic it halts at the gates of the upper worlds. For some centuries the
spiritual world has been unknown territory on the suspicion of being
unreal. The gaze has been all the keener for what can be perceived directly
in time and space, for what is called this world. With the same absoluteness
and emphasis the goal is set in nature as we know it and history as we
know it. The enthusiasm of pressing on to the immediate that once created
the Gothic vault has changed into the enthusiasm for the concrete, for
what has come into being, for what can be measured and controlled, for
the colorful world of visible things that we can happily attain to without
scholastic profundity or mystical abnegation. Goethe once gave classical
formulation to the distinction and the common factor when he said that
if we want to stride on into the infinite we must simply go on in the finite
on every hand.#2 But in my view the difference between the two methods

40. Cf. Goethe’s Der Zauberlehrling (1797), V, 91f.


41. Barth recalls here the quotation from Seuse in Hagenbach, 448, which he used
earlier; cf. 29 n. 16.
42. Cf. Goethe’s Gott, Gemiit und Welt (1815), V, vv. 29f.

65
Reformation and Middle Ages

is usually overrated. In the modern age we simply have the Middle Ages _
now become clever and also weary. The sleep has become half sleep, and
who knows, perhaps we might put it the other way round. The Middle
Ages could throw back at the modern age the charge of excessive enthusi-
asm, for the modern age with its rationalism is simply enthusiastic to the
point of excess on a different level. The modern age can throw back at the
Middle Ages the charge of intellectualism, for the Middle Ages were truly
intellectualistic, but on a higher level. The two levels are steps on the same
ladder. In principle the distinction in both cases is from the Reformation
insight, from Plato and Paul, and therefore from the medieval trends that
point back to Plato and Paul and forward to the Reformation.43 The
Reformation and all that is part of it in the Middle Ages and the modern
period are both antimodern and antimedieval. The Reformation front cuts
right across the opposite contrasting fronts of these two opponents.
This is an insight that I do not find clearly in Troeltsch, Loofs, or
Seeberg.44 In the Renaissance, at first in the form of a rebirth of the
rationalism of antiquity, the modern spirit of an emphatic this-worldliness
was born and took its first steps. There came to life a strong interest in
nature, in the social and political order, in history, in the nation as such,
and last but by no means least in the individual human personality.
Outstanding Renaissance figures along with Erasmus, the first modern
theologian, were Paracelsus, the student of medicine, for whom God did
miracles but only human miracles through humans; Machiavelli, who has
been called the scientist of the state; Giordano Bruno, who by equating
God and the form and matter of the world challenged the reality of the
upper world of the Middle Ages,4> and who was one of the first and rare
martyrs of the modern spirit. At root the Renaissance did not take part
in Luther’s Reformation. Its controversy with the Middle Ages completely
bypassed that Reformation. To the degree that it hailed it as a comrade,
it misunderstood it. Due to the same misunderstanding the spiritualistic
Enthusiasts combined the Reformation with Renaissance aspirations. For
all the apparently great contradictions, the Roman Catholic Counter-
Reformation was better able to adopt, use, and amalgamate the Renais-

43. See above, 51 n. 2.


44, See 13. nn. 1 and 2 above.
45. Seeberg, IV, 12, who quotes Paracelsus but does not give the source. On
Machiavelli see Seeberg ad loc. On Bruno cf. K. Vorlander, Geschichte der Philosophie, vol.
I, PhB 105 (Leipzig, 2nd ed. 1908), 301.

66
4

§3 Common Features

sance with itself than the young Protestantism that opposed it. The positive
significance of the Renaissance for the Reformation was that apart from
it, and even against it, it put to it the fateful question: What, in spite of
everything, did the Lutheran vertical mean for the horizontal, the theology
of the cross for unavoidable human striving? The Renaissance with its
most emphatic this-worldliness was needed to put this question to the
Reformation, and in this way to bring the crisis to a head, to close the
circle of the Reformation movement.
From what has been said it is clear, however, that through the voice of
the Reformation the Middle Ages were also calling for a new answer to their
own distinctive problem, the problem of ethics, of lifestyle, of the way. With
the posing of this fateful question the second turn in the Reformation came
that eventually, by a higher curve in the path, would lead back to the
beginning and tragically enough, though in a way that is historically under-
standable, would lead it back onto a newly repaired stretch of the old
horizontal highway, to the Christian secularity from which it had once
broken free. But those who put the question were not spectators like
Erasmus, but Zwingli and Calvin, children of the Renaissance, who, whether
dependently or independently, shared the insight of Luther, the born scholas-
ticand mystic. This second development and completion of the Reformation
movement in its subsequent controversy with the newly arrived spirit of the
modern age as we find that controversy in the theology of Calvin, the man
who was both totally the reformer and totally the Renaissance man, which
we cannot say of either Luther or Zwingli, will be the main theme, quiet but
yet explicit, of our present lectures.
As a sixth group of advocates of the new thing in the old we must
finally, for the sake of completeness, mention the Catholic reforming
theologians of the 14th and 15th centuries, Bradwardine, Wycliffe, Huss,
Gerson, J. Goch, J. von Wesel, Wessel Gansfort, and Savonarola being the
best known. There is a book by C. Ullmann, Reformatoren vor der Refor-
mation (1st ed. 1841, 2nd ed. 1866), whose title aroused lively opposition
especially from Ritschl and his disciples.4° Those who honor such men
with the name of pre-reformers are not uninfluenced — and this is no
disgrace — by the heroic, the tragic, and the sympathetic aspects of their
stories. These men were fighters for an insight whose time had not yet

46. Ullmann’s work was printed in two volumes (Hamburg, 1841 and 1842; 2nd
ed. Gotha, 1866). See A. Ritschl, Die christliche Lehre von der Rechtfertigung und Versohnung,
vol. I, 4th ed. (Bonn, 1909), 129, 132. Cf. Loofs, 634 (527f.); and Seeberg, III, 640f.

67
Reformation and Middle Ages

come. By their work they did in fact stir up the unrest that became a
movement at the Reformation. All of them, with more or less energy and
insight, stood at one of the points mentioned from which the prospect of
the Reformation insight was a possibility, Bradwardine, for example, as a
Neo-Augustinian, Gerson as the champion of a noble and modified mys-
ticism, Savonarola as a proponent of ancient monastic ideals, and Wycliffe
as the forerunner of an attempted Christian renaissance, and precisely for
that reason the most problematical of all these figures. Nevertheless, these
pre-reformers have relatively less systematic interest as we try to elucidate
the Reformation than do an Occam or an Eckhardt, for, so far as I can
judge, none of them can be hailed as a classical advocate of one of the
forward-looking possibilities. The medieval period with its possibilities was
inwardly exhausted. The Reformation had not yet come. Why did Brad-
wardine or Gerson not become a Luther, Savonarola a Zwingli, Wycliffe
a Calvin? Why did not the whole Reformation come a hundred years
earlier? Who can say? The elements of Reformation were present at the
time of the pre-reformers. But their presence alone was not enough.
Passionate emphasizing of this or that new approach, passionate negation
of the old that was perishing, clever and devout conservation and combi-
nation of the balance between the two, but without the will or the power
to force through a decision, these were the possibilities for which the
pre-reformers worked and suffered. Such possibilities were relative, very
relative even within the great relativity of history. The pre-reformers were
children of an age of transition, as perhaps we ourselves are again today.47
A feature of such ages, at least in the judgment of history, is that they
cannot achieve more than honorary results. The reformers could always
speak of the pre-reformers with respect and admiration, but without owing
them anything. This fact gives us cause to reflect, perhaps to our own
comfort, that in history bridges of this kind, and not only those that carry
it forward, may not be famous but are still of value. And value is the only
thing we may strive for at the forum of history, the only thing we can be
concerned about. The rest is neither a goal nor a task but grace.

47. Cf. Barth’s letter to Thurneysen and other friends dated 1.22.1922 (Bw.Th., II,
30), in which he spoke of being in the corner between Nominalism, Augustinianism,
mysticism, Wycliffe, etc., which was not itself the Reformation but from which the
Reformation sprang, and then asked whether this was not their own place, in the shadow
cast ahead by the Reformation, where there is still no assurance of salvation, no evangelical
freedom, etc.

68
Zz i) SS

Calvin, Luther, and Zwingli

Loofs, Leitfaden, 684ff., 792ff., 875f£.; Seeberg, Dogmengeschichte, IV,


55ff., 355ff., 551ff.; Tschackert, Lutherische und reformierte Kirchenlehre,
33ff., 228ff., 381ff£.; Troeltsch, “Protestantisches Christentum und Kirche
in der Neuzeit,” B; idem, Social Teaching, vol. II (Louisville, 1992), 515ff.,
576ff.; Hermelink, Kirchengeschichte, OOfF., 85ff., 158ff.; W. Dilthey, “Das
natiirliche System der Geisteswissenschaften im 17. Jahrhundert,” Archiv
fir Geschichte der Philosophie (1893); normative for Luther: Holl, Kirchen-
geschichtliche Aufsitze, vol. 1 (1921) (correcting Troeltsch’s view of Luther).
On Reformed theology in general the following is not yet outdated:
A. Schweizer, Glaubenslehre der evangelisch reformierten Kirche, vol. |
(1844), 1-79. Normative for Zwingli is E. Staehelin, Huldreich Zwingli
(1895). On Calvin see H. Bauke, Die Probleme der Theologie Calvins
(1922); K. Frohlich, Die Reichsgottesidee Calvins (1922) (both to be used
with caution). Finally, see PRWernle, Luther, Zwingli, Calvin (1918-1919).!

1. Loofs, Leitfaden, 684ff., ch. I; 792ff., ch. II, $81; 875f£, ch. III, $88; Seeberg,
Dogmengeschichte, 55ff., $74; 355ff., $87; 381ff, $88; Tschackert, Kirchenlehre, 33ff-:
part 1, section 1, ch. 2; 228ff.: part 2; 381ff: part 4, sections 1 and 2; Troeltsch, in Die
Kultur der Gegenwart (Berlin and Leipzig, 1906), 229ff.; Troeltsch, Soziallehren, 512ff.,
605ff; Hermelink, Reformation und Gegenreformation, 60ff., §§8-11; 85ff, $14; 158ff.,
§§31-33; W. Dilthey, “Das natiirliche System der Geisteswissenschaften im 17.
Jahrhundert,” in Archiv fiir Geschichte der Philosophie, vol. V (Berlin, 1892), GOFF, 225f.
347fF., 509fF., reprinted in Gesammelte Schriften, vol. 11 (Gottingen, 1957), 90FF; Holl,
Gesammelte Aufstitze zur Kirchengeschichte, vol. 1 (Tiibingen, 1921); A. Schweizer, Die
Glaubenslehre der evangelisch reformierten Kirche... , 2 vols. (Zurich, 1844 and 1847);

69
Calvin, Luther, and Zwingli

Whether it makes any sense to single out Calvin from among all the
reformers we shall see only as we complete the work of the semester. It is
possible, however, and is part of our task, that we may find the direction
in which we have to travel by comparing Calvin with Luther and Zwingli.
In this way we can perhaps fix the place where Calvin stands in the
Reformation as a whole. The decisive and representative figures by which
to define and assess phenomena of this period, apart from Calvin himself,
are Luther and Zwingli. Men like Erasmus, Sebastian Franck, and Martin
Bucer are by no means as significant, important though they are to fill
out the picture.

§4 LUTHER

The man who thought out first, and with most originality and force, the
basic antimedieval and, as we saw last time, the basic antimodern thought
of the Reformation, that of the theology of the cross, was neither Zwingli
nor Calvin but Luther. Both Zwingli and Calvin learned from Luther, not
without at once contradicting him, not without giving their own shape
to what they learned, yet learning from him at the decisive point. Luther's
Reformation was not the whole Reformation. It was not even the source
or place of origin of the whole Reformation. Nevertheless, it initiated the
movement which characterizes the whole and of which the Reformation
of Zwingli and Calvin was primarily a repetition, even though a second
turn was given to the Reformation in and with the repetition. That turn
took place, as I said yesterday, in wrestling with the medieval and modern
problem of ethics, which for Luther seemed to be suspended for a second
between the times,? but then, in a wholly normal way, to call for fresh
treatment.
A good member of the Reformed communion must begin by simply

R. Staehelin, Huldreich Zwingli . . ., 2 vols. (Basel, 1895 and 1897); H. Bauke, Die
Probleme der Theologie Calvins (Leipzig, 1922); K. Frohlich, Die Reichsgottesidee Calvins
(Munich, 1922); P. Wernle, Der evangelische Glaube nach den Hauptschriften der Reforma-
toren, vol. I: Luther; vol. 11: Zwingli; vol. Il: Calvin (Ttibingen, 1918 and 1919).
2. An allusion to the title of G. Gogarten’s essay “Zwischen den Zeiten” (1919),
which then became the title of the journal founded in 1922 with Barth and his circle as
contributors and G. Merz as editor.

70
§4 Luther

recognizing Luther's unique position in the Reformation, not moving away


from or forsaking Luther, nor, in following the hints of Zwingli and Calvin,
feeling compelled to go a step beyond him; but instead, while consciously
following those hints, constantly coming back to him. At the outset we
distinguish ourselves from Lutherans in this way. As disciples of the most
loyal disciples of Luther, we do not detract from Luther any more than
Lutherans do, whereas they for their part can never manage to promote
regard for Luther without open or concealed polemics against Zwingli and
Calvin.
In respect of discipleship of Zwingli and Calvin rather than Luther,
we have to proceed with caution. What is a disciple? A loyal disciple? Is
it the one who with the urge to be the self, yet also no ability to go beyond
the self, sits at the feet of another, and, more or less successfully overcoming
the resultant conflicts, seeks to say what the master has said? If so, Luther’s
loyal disciple was Melanchthon. But was he really a loyal disciple? In the
hands of the loyal communicator Melanchthon, just because he was able
to mediate Luther’s legacy so loyally and painfully, did not the Lutheran
Reformation become something alien to Luther himself?
A disciple might also be — you may recall what I said about this in
the first hour — a person who can be and say something individual but
who has also the ability to let something be said to him or her by another,
which means achieving from the other agreement about oneself, so that
this person, in whom is both productivity and receptivity, never ‘ceases
more or less successfully to appropriate what is heard, to say it, too, when
it is heard, but to say it as something individual. Zwingli and Calvin were
loyal disciples of Luther in this sense. Students complete their course when
they cease to be students. They become masters when they take a step
beyond their own master, whether the latter likes it or not. How remark-
ably obscure it all is when we are assured in the sense and tone of
disparagement and superiority that Zwingli was only a disciple of Luther
and that Calvin, as we read in Ritschl and Loofs,> was only an epigonos of
Luther. It is surely as clear as daylight, and has simply been confirmed by
continued polemics up to our own day, that disciples in the sense of slavish
followers, epigonoi of Luther, are not to be found, at least in Zurich or
Geneva.
We will first try to fix and understand more precisely the point at

3. A. Ritschl, Geschichtliche Studien zur Lehre von Gott, vol. Il of Gesammelte Aufsitze
(Freiburg, 1896), 97; Loofs, 876.

71
Calvin, Luther, and Zwingli

which students cease to be students and become teachers themselves, that


is, the point at which the step was taken that took Zwingli and Calvin
beyond Luther. When I read the works of especially the younger Luther
up to about 1520, I get the picture of a curtain, thick in some places, thin
in others, behind which a big, bright flame is burning. I see this flame
flickering through the curtain. It is coming closer. The flickering becomes
stronger. Every moment we expect the flame to engulf and*consume the
curtain that conceals it, so that only a blazing fire will be before us. It will
be dangerous, it will be terrible, but it has to be. Something great and
impossible and unheard-of will happen — and then? We dare not think
beyond that. We do not know whether we ought to be terrified or to
rejoice. Yet what we expect does not happen. The flame does not stop
advancing but the curtain remains intact. It is as if at the last moment
something invisible separates it from the flame. All we have is possibility,
even probability, expectation, fear, and hope. All we have is — shall we
say terrible or shall we even say intolerable? — tension. It is perhaps both.
I do not get this impression at all, however, when I read Zwingli’s
Shepherd or Calvin’s Catechism.4 Here again we must use a figure of speech.
The fire has blazed up, it has burned a hole in the curtain, the great thing
has taken place. The fire is still glimmering and flickering, but a thick pall
of smoke now covers everything. The great thing has taken place, but it
is not the impossible or unheard-of thing. The curtain as a whole is still
intact. The fire is not spreading. For the moment the great flame flared
up it began to die down, and the remaining sparks are not strong enough
to burn up the whole. Something did happen, but obviously not what was
really meant to happen. The approaching thing has become a static thing
at a distance, the expectation has become a quiet survey of possibilities
that are already to some extent known. Fear can be laid to rest and hope
may to some extent be disappointed. The tension is no longer so terrible
or unbearable.
Or should we not rather state with admiration and gratitude that at
least something was achieved and did take place? We may put it either
way. Note well that it was the flame of the knowledge of eternal judgment
and eternal mercy, of the vertical line, of the twofold work of God, that
Luther, and after him and with him Zwingli and Calvin, understood to
be the beginning and end of all we humans do. The curtain is human life

4. Zwingli, Der Hirt (1524), Z 3, 68; Calvin, Geneva Catechism (1545), OS Il,
72E£.; cf. Tracts and Treatises, 11, 37ff. (Grand Rapids, 1958).

he
§4 Luther

in time in its whole range, our good and bad works from the very least
to the very greatest, the horizontal line on which the Middle Ages once
sought the infinite and the modern age with the same fervor seeks the
finite, the strange central stretch that is at least also there between the
clearly perceived beginning artd end. For so it is! That is how Luther
himself once put it: Our human being and nature cannot for a moment
be without action or inaction, suffering or flight, for life never rests
(Tschackert, 97).> The horizontal did not vanish when struck by the
vertical. We move every moment on that horizontal line. The world does
not perish because the kingdom of heaven has drawn near [Matt. 4:17].
No, we live in the world, and not for a moment can we forget it. Action
does not cease because we assert its radical questionability. No, we work
no matter what, even if it is by sinking into the passivity of a Buddhist
monk. But the fire that might have been kindled when the flame touched
the curtain, and perhaps was kindled, obviously means that the vertical
really intersects the horizontal; that the cross is really visible in our life;
that time and eternity, God and humans, are not in metaphysical antithesis
but indissoluble relation; that the power of the next world is the power
of this world, as Troeltsch might put it.° In other words, the problem of
so-called dogmatics is the problem of so-called ethics.
What do life and time and the world and human existence and nature
look like if what Luther heard is true, namely, God’s Word to the effect
that God alone is the Lord and none other [cf. Isa. 45:5]? I referred
yesterday to the fateful question that the Renaissance put to the Reforma-
tion. It would have had to be put in any case even if there had been no
Renaissance. It was unavoidable. The dialectic of the matter demanded it.
But the remarkable contemporaneity of the Reformation with this move-
ment — which at the very same time as the former in its opposition to
the Middle Ages discovered the vertical, emphasized the horizontal with
a new sharpness and consistency such as the Middle Ages had never
achieved — can hardly be an accident. To the Reformation answer in terms
of eternity, pressed by the final problematic of human existence, it had to

5. M. Luther, Von den guten Werken (1520), WA 6, 212, 32ff., quoted with mod-
ernized spelling in Tschackert, 97.
6. Cf. Troeltsch, Social Teaching, vol. II (Louisville, 1992), 1006: “Das Jenseits ist
die Kraft des Diesseits,” quoted also by Barth in the same inaccurate version in “The
Christian’s Place in Society” (1919), in The Word of God and the Word of Man (London,
1928), 2726.

7
‘Calvin, Luther, and Zwingli

pose the counterquestion of time,” now that in opposition to the medieval


answer in terms of time there had been posed the question of eternity.
The closely intertwined antagonists of the old and the new were ultimately
in one hand. On this fateful question the ways of the Lutheran and
Reformed reformation parted company, and fundamentally they are still
apart today. The flame that approached but did not blaze up is Luther-
anism. Its tragedy is that though the kingdom of heaven was here so close
in the world, nothing happened, and the imminent kingdom of heaven
is thus a dubious entity. The great fire that flares up yet fails to blaze, and
finally dies down, stands for the Reformed. Their tragedy is that some-
thing, something truly great, did take place in the world, but in the process
the kingdom of heaven moved further away, so that even that great event
is a dubious entity. Lutherans and Reformed really have no cause to attack
one another with correction and accusation. Normally they can only bear
together that which is in different ways their common embarrassment and
promise.
I realize, however, that this account of the problem is schematic and
does not do justice to the full historical reality. It must be noted, then,
that in this way we are simply describing general tendencies. If we are to
go to the starting point of the movement, we must not make of Luther a
Quietist who fixed his thoughts solely on justification by faith alone and
had no feeling at all for the problem of ethics. He did have an awareness
of this problem and wrestled with it all his life. K. Holl (“Die neue
Sittlichkeit”) has shown in what is for me a convincing manner that
Troeltsch did violence to Luther when he roundly ascribed to him the
sharp dualism of a double morality based partly on the Sermon on the
Mount and partly on natural law, an ethics of love on the one side, a
secular ethics on the other.8 Though Luther was definitely not a man of
the Renaissance, but a monk who then emerged into the world, he saw
the link between gospel and law, the need for good works, the task of
giving a Christian shape to both individual life and life in society, and he
made genuine efforts to put these insights into practice. With increasing
definiteness, of course, but from the very outset, he related the question
of the gracious God to that of the obedience of the recipients of grace in

7. The MS had entgegengeworfen here, altered by the editor to entgegenwerfen.


8. K. Holl, “Der Neubau der Sittlichkeit,” in Gesammelte Aufsiitze zur Kirchen-
geschichte, 1, 2nd and 3rd ed. (Ttibingen, 1929), 281f.; cf. Troeltsch, Social Teaching, Il,
O73.

74
§4 Luther

the world, the forgiveness of sins to the new life, redemption to our
existence in God’s creation as the children of God, so that no one of these
things can arise without at once bringing the other with it. Luther was
not, as the Reformed can easily suppose if they do not look properly, a
man who stood on one leg looking up to heaven. In the logic of his own
innermost thoughts there had to be hoping and striving for the kindling
of fire on earth. For “when the soul is pure through faith and loves God,
it also wants all things to be pure, first its own body, and that everyone
should love and praise God with it,” he stated in 1520 (27, 189), and in
the same context he lamented that “though the Christian life is so noble,
unfortunately it not only does not exist anywhere in the world, but it is
neither confessed nor preached” (27, 196).? The first saying expresses
Calvin’s thought of the glory of God, for the sake of which we cannot
ignore the relation between faith and life, while in the second we find
Zwingli’s concept of the reforming of life that must flow naturally, as it
were, from faith if that faith is authentic. Luther thought both these
thoughts frequently, seriously, and radically.
Nevertheless, we may and must say that these thoughts were not
natural or intrinsic to Luther. They were implications that he made reso-
lutely but secondarily. The whole relation between the vertical line and
the horizontal, or rather the outworking of this relation, was for him,
strongly though he emphasized it, of secondary and not primary impor-
tance. We often detect indeed how he gives himself a push to turn back
from faith, his real concern, to works, which were not in the full sense his
concern. We also detect at this point a deficiency. He is not by a long way
so original or effective in this field. Above all we detect a constant looking
back from the second concern to his real concern. Read again from this
angle his 1520 Freedom of a Christian or his Sermon of Good Works from
the same year.!0 Read these writings that are so decisive for our problem
with the question: What was really on Luther's heart? What did he really
want to say to us? That we must do good works to please God and help
our neighbor, or that good works can issue only from faith, and that
without faith they are dead and in themselves at least neither good,
demanded, nor necessary? Undoubtedly both. But you will clearly find
that Luther's real interest is in the second point and not the first, not in
the step into life and the doing of works, but in the fact that when they

9. WA 7, 30, 36-31, 2; 36, 8ff


10. WA 7, 3-38; 6, 202-76.

75
Calvin, Luther, and Zwingli

are done they are done in faith. Rather maliciously we might compare
Luther’s ethical writings to the Echternach spring procession! in which
there is one step backward for every two steps forward, so pitilessly upon
the resolve to do good works does the weight lie that we must not think
that in this way we can get to heaven, so unceasing here are reservations
and limitations of every kind. Hardly anything is commanded that goes
beyond the first commandment.
As we read, there seem to hover before our eyes reminders that call
everything into question, the reminders that good works have value only
for Christ’s sake, and when done in faith. This is no real dishonor to
Luther. The dialectic with which he made play so brilliantly is the dialectic
of the matter itself. He cannot get away from it because he takes so seriously
the need to ground action in transcendental freedom.!? As we note also
in Zwingli and Calvin themselves, there is a need constantly to go back
again from what is plainly the Reformed ethical approach to a line where
we speak as Luther did, in a way that is broken and dialectical and that
refers back again and again to the commandments of the first table. But
however that may be, it isa historical fact that Luther’s heart concern was
with the basis of works and not the will for them, with fighting against
papist works and not fighting for works of the Spirit and love, remarkable
and vital though what he said about these might be. It is surely no accident
that the second half of his Freedom of a Christian,!> the active part of
Lutheran ethics that presses forward, was not the more effective part but
the halting and hesitant part.
To see what it looks like when a theologian really stresses and unites
both parts, when the fight for works of the Spirit is also self-evident and
a heart's concern, we may turn in comparison to the beginning of Calvin's
Geneva Catechism. In the closest connection we find here the question
of the chief end of human life and the knowledge of God as this end.!4
For God created us and put us in the world in order to be glorified by us.
Since he is the origin of our life, it is right that we should place this life
in the service of his glory. That this should take place is our supreme good.
Should it not, we are in sorrier state than animals. Nothing worse can
happen to us than not living our lives for God. And here again we have

11. Cf. “Echternach,” RGG, 3rd ed., II, 301f.


12. Cf. Kant’s Critique of Practical Reason (New York, 1950), 43ff.
13. WA 7, 29, 31-38, 15.
14. OS 75, 3£, Tracts and Treatises, Il, 37.

76
G4 Se:

true knowledge of God in which we know him as we come to awareness


of the honor we owe him. But the way in which to pay this honor that ~

we owe is fourfold, (1) by putting our whole trust in him, (2) by seeking
to serve him with our whole lives and doing his will, (3) by calling upon
him in need and seeking salvation and every good thing in him, and finally
(4) by recognizing him with heart and mouth as the “sole author” of all
good. These four points are the basis of Calvin's whole presentation of
Christainity. This, mark you, is what I would call a definite and unequivo-
cal approach to ethics in contrast to Luther’s. Calvin, too, realizes that
faith alone justifies us and that good works can spring only from faith,
but from the very first this insight regarding God is for him a significant
and dynamic part of life as its chief and final end. In Luther the cross
often seems to be open or only loosely related, but in Calvin it is related
to the real cross.!> His concern is not just that faith should be pure and
fixed on God alone, but that this faith which is pure and fixed on God
alone should be the final end of human life.!© For him justice must also
be done to the need to live out this faith before God and for God on the
horizontal line. Calvin’s whole Christianity is built on the need that to
God’s glory something must take place in faith, just as we might sum up
Zwingli’s whole Christianity in a saying from his letters: “For God’s sake,
do something brave!” (5.11.22).!7
This relating to the horizontal, this unity of faith and life, dogmatics
and ethics, this attempt to answer the question of human striving and
willing that Luther’s discovery had for a moment pushed into the back-
ground, was distinctive, natural, and original in the Reformed. In the
self-evident way in which they make this step from Luther's basic view,
the step into life, they are more original than Luther. What was Luther's
own emphasized intuition occurs naturally, powerfully, and with a neces-
sary basis in them. Though they never lose sight of the vertical, and just
because they keep it in view, their concern is with the whole of the
Christian life, something we could never say of Luther even though we
recognize his desire to deal with ethics. The Reformed were also aware
that by the Holy Spirit the work of God in Christ is the origin and goal
of the Christian life. They, too, genuinely speak about despair, humility,

15. In the margin Barth has a diagram here.


16. See n. 9 above.
17. Cf. Zwingli’s letter to the mayor and council of Zurich from the Kappel camp
dated 6.16.1529, Z 10, 169, 4ff. (no. 858).

7
Calvin, Luther, and Zwingli

and the fear of God!8 as the first and last thing that is possible for us
vis-a-vis God, and about the paradox of the sheer trust with which in that
situation we have to fling ourselves into the arms of God. The unheard-of
thing of this primary event to us and in us, in both judgment and grace,
is constantly before them. No less than Luther they have before their eyes
the lightning flash in the tower at Wittenberg, the bolt at Luther's feet:
“The just shall live by faith’ (Rom. 1:17),!9 though they were definitely
not monks who had been happily freed from the basic conception of the
Middle Ages but Renaissance men who had been converted to God. In
neither Zwingli nor Calvin will we find even a single line in which they
deal lightly with such matters as the bondage of the will, imputed righ-
teousness, or the nonmeritorious nature of good works. On the contrary
we find, especially in Calvin, systematically the clearer of the two, a stress
on this side of his theology, even if with a certain nervous tension that we
see in Luther only in his debate with Erasmus. As a Lutheran Calvin felt
a need to work out consistently and to champion relentlessly the doctrine
of double predestination, that sharpest of all the formulations of the
concept of the vertical. He rightly perceived — and if we understand this
we have already grasped the main point of his theology — that everything
would be lost for Reformed theology if at this point, too, it let itself be
robbed by just one jot of its well-considered definitions of the paradox of
grace. The nervous tension with which he stressed and underlined this is
undoubtedly an indication that here was the threatened point of this
theology.
But in Luther’s theology, too, there was a threatened point at which
we see in him the same nervous tension. It was and is a dangerous
undertaking to think through to the very end the thought that God’s
eternal judgment and eternal mercy immediately and unceasingly relate
to real people living in this world in time, just as dangerous as thinking
through the other thought that at every moment in time, over against
every possibility in the world, these are always and unceasingly God’s acts.
If the Calvinistic thought might yield to the view that our seeking of
perfection in
i this world in time is in itself the goal of our existence and a_
fulfillment of the will of God, we might infer from the Lutheran ‘thought ;
that our action in this world in time is hermetically sealed off against God, —

18. See above, 46f.


19. Cf. what Luther says about himself in the preface to vol. I of the Latin works
in the Wittenberg ed. (1545), WA 54, 186, 3ff

78
§4 Luther

follows its own laws, and is justified in itself by its relation to the eternal
God. In practice we have here one and the same thing. If “the just lives
by faith” was under threat in Calvin, “the just dives by faith” was under
threat in Luther. ;
The result in both cases would be that we who live in this world in
time are, as it were, secured against the claim and threat and promise that
confront us as the righteousness of God. The medieval and modern con-
cept of the triumphant horizontal line would then have gained the victory,
in the one case by thoughtless emphasizing of the ethical significance of
the knowledge of God, in the other by its thoughtless neglect. Luther
naturally feared that victory no less than Calvin, and each was quick to
detect the special danger and to counteract it. the
On one hand, Luther
had to show that his knowledge of God was ethically intended, and hence
he could not do enough to assure us that the children of God can and
must do good works of love in the world, in their callings, within the
orders of creation, and even in questionable situations, for example, at
times when it might mean cursing and slaying. On thg other hand, Calvin
had to show that his ethics was intended as knowledge of God, and hence,
in paradoxical contradiction of the obedience that he required of our
human will for God, he could not exalt too highly the majesty and
sovereignty of this God even to the point of an almost unbearable concept
of the unrestrictedly free divine good pleasure that rules over things almost
like natural fate, and concerning the basis of which we can say nothing,
or nothing other than that God himself wills it.2° Here, then, we have
self-corrections that are so vigorously made that they themselves by no
means arbitrarily kindle the need for their own correction. These self-
corrections are externally the most striking features of Calvinistic theology
on the one side and Lutheran on the other. But we must not judge either
of these theologies by these features. We must judge them by the opposing
tendencies that in both cases, as these features show, had to be protected
against misunderstandings.
If we inquire into the tendency that stands opposed to the most
striking feature of Calvinist theology, thedoctrine a predestination, and

viously come t
upagainst th
the“strong.“desire ttoo shape the world, or at least
to do work jin it.“Here we have the basic tendency of this theology and of
seen

20. Inst. Il, 21, 1: “Then only do we acknowledge that God of his mere good
pleasure saves whom he will and does not pay any reward, since he owes none."

79
Calvin, Luther, and Zwingli

Reformed theology in general. Naturally, the world was to be shaped and


work done in it to the glory of God and under the strong urge to carry
through the intersecting of the horizontal by the vertical, that is, to relate
each to the other; yet the stress is on shaping, on work, on taking in hand,
on doing something brave, as distinct from hesitation, holding back,
passivity, letting things take their course, or basically giving autonomy to
the course of things in this world. Of Luther, it is true, one may fairly say
that there is only a certain hesitation and embarrassment about the fact
of the ethical task, for he was at one with the Reformed in rejecting
passivity or any recognition of the autonomy of worldly things. Yet the
Reformed showed much less hesitation than he did.
Reformed theology, as we see especially when we study book III of
Calvin's /nstitutes, is a bold attempt to overcome the whole distinction of
first and second, of there and here, of orientation to God and orientation
to the world, and to grasp as a unity the forgiveness of sins and sanctifi-
cation, faith and obedience, but also divine and human action. Think of
- the well-known opening of book I of the Zmstitutes in which Calvin points
to knowledge of God and ourselves as the sum of human wisdom.?! The
two “parts” of knowledge are so closely related that it is hard to say which
precedes the other or results from the other. The content of knowledge,
~ as knowledge of God and ourselves, is in both cases the same:?? knowledge
of the infinite wisdom and goodness of God, and in contrast thereto,
knowledge of our own nothingness, so that Calvin does not help us much
in ranking the one standpoint above the other, and indeed at the end of
ch. 1 he says that it is only the order of right teaching (ordo recte docendi)
that requires us to discuss the knowledge of God first.23
If Calvin had really succeeded in carrying through the systematic
idea that he obviously had in mind, that is, in truly and literally presenting
a theology of the cross, of the vertical and the horizontal, of the point of
intersection; in really leaving unseparated the knowledge of God and
ourselves, the free imputation of righteousness and the sanctity of real life,
whose inseparability he maintained (III, 3, 1);?4 in so relating dogmatics
and ethics that each dogmatic statement would also be an ethical statement
and vice versa; in ceaselessly depicting faith as obedience and obedience

Pls OS Mil; Bil, G8.


22. The editor corrected here the dieselbe of the MS to derselbe.
23. OS Ill, 33, 38ff.
24. OS IV, 55, 8ff.

80
§4 Luther

as faith; in achieving on his side the unity that Luther also sought on his,
though he did not achieve it — if, I say, Calvin had succeeded in carrying
through this program that does not merely supplement Luther but goes
beyond him, unquestionably we would have had to say that the work of
the pupil was greater than that of the teacher. For clearly the aim of all
theology is no longer to say first and second but to say the one thing that
is the whole. Only those who can say this and the whole do a work that
strictly deserves to be called theo-logia, talk about God, but such a work
would deserve it.
As:we shall see, however, Calvin did not succeed in carrying through
the program any more than any other theologians either before or after
him. In the very first sentence, by speaking about two parts (duabus
partibus) of wisdom, he betrayed the fact that the unity he had in mind
was breaking apart in his hands, so that he could only point urgently to
the inseparability and interrelatedness of the two parts, and then the
deliberations in book III involve an endless dialectic of the two stand-
points?> from which it is clear that Calvin was aware of the original unity,
but could assert it only by tirelessly playing off each side against the other
and thus expounding the duality that the unity entails.
As I told you last time, however, Luther’s theology also moves within
this dialectic of the two standpoints. Calvin failed to press on further
toward unity, toward one word. He simply came at it — and this is his
independence as a teacher — from the other side, namely, as a Renaissance
man, from the side of ethics. His heart’s concern was to proclaim the glory
of God as the only worthy, the only real power over real people living in
this world in time, or, to put it the other way round, to call rebellious
people to submission to the will of the only wise and good God. Just as
Luther, when he spoke about the new life of obedience, constantly came
back with confusing zeal to faith, the Spirit, and the person and work of
God, in a word, to the source of the new life, so Calvin, in all his depictions
of this source, constantly jumped ahead to the demand for humility, for
worship, for active obedience, for subjection to God’s holy commands.
“The just lives by faith,” says Luther. Yes, indeed, says Calvin, and he says
exactly the same thing, but he makes it a major instead of a minor third,
putting the stress at the end in the Latin form: Justus ex fide vivit (“The
just lives by faith”). The third possibility, that of saying one word, seems
at all times to have been for theology a squaring of the circle, an impossible

25. The editor here corrected the erschépft of the MS to erschopfen.

81
Calvin, Luther, and Zwingli

possibility that God has reserved strictly for himself alone to proclaim. I
at least know of no theologian, not even those of the Bible, who succeeded
in doing what Luther and Calvin failed to do and speaking this word. The
things we know are simply pointers to the fact that Christ zs this Word,
the Logos, pointers that are not themselves the Word, but 2 word, tilting
sometimes more to the one side and sometimes more to the. other.
I would thus see in the theology of Calvin a word on one side, a
one-sided word, and not a theological panacea. Its value is that as a
converted Renaissance man he felt and saw more sharply than Luther, the
liberated monk, the problem of ethics that the problem of God does not
eliminate but truly poses for the first time. But this value of Calvin's
theology is also a source of danger. ‘Those who emphasize so strongly
obedience and working for the glory ofGod can easily lose sight of the
independent weight of the question of God. Calvin sees the danger, and
the weapon with which he tries to repel it is his remarkably sharp under-
standing precisely of the concept of God. The interrelating of the true
ethical tendency of his theology with the self-correction in the Lutheran
sense with which he permits it to take effect results in the inner problematic
of his theology, although outwardly, as distinct from Luther, it is charac-
terized, generally speaking, by that ethical tendency. Those who as Re-
formed theologians have the task of making clear what is distinctive about
their Reformed Christianity must direct their attention above all to the
inner problematic of Calvinistic theology due to that self-correction in the
Lutheran sense. Those who as Lutheran theologians see that Luther’s
theology needs to be supplemented must realize how its supplementing
by Calvin powerfully develops the possibilities offered by Luther but also
brings to light the difficulties of Lutheranism. We all of us see ourselves
confronted by a grandiose human effort and yet also by the limitation of
all human efforts, by the need to undertake such efforts seriously and yet
also by the need to accept the seriousness of other efforts than those that
we ourselves venture. If anything is calculated to make us seriously zealous
and yet also seriously tolerant, it is the study of the history of the church
~ and dogmas, especially as it relates to the Reformation period.
Before going further I want to try to give you an illustration ofone
part of the problem and my understanding of it. Ihave in mind the attitude
of Luther and the Reformed to the questions raised by the Enthusiasts. It
seems to me that at this point especially we see clearly the presupposition
of all that has been presented, namely, that for Luther the ethical problem
was properly and from the very outset a secondary concern and that his

82
§4 Luther

ever so intensive preoccupation with it was to some extent a shift to another


genre. I_view Reformation Radicalism, including spiritualizers like Se-
bastian Franck, as not merely an attempt to have the vertical line of the
knowledge of God intersect th¢ horizontal line of life in this world, serving
merely as an occasion for ethical reflection on God’s commands and the
ensuing ethical obedience, butas an attempt to depict the vertical line
directly, to have justification by faith tread the world’s stage in person and
without concealment, avoiding ethics and relying solely on inspiration and
the power of the Spirit. What we have, then, is a brilliantly shortsighted
simplification of the problem. The kingdom of heaven has drawn near
[Matt. 4:17]. Jz, It, the great It, has been given openly and is possible and
stands ready. We have simply to let it happen, whether in act or suffering.
We have simply to set it forth in palpable reality, whether by a very holy
or a very free private life, whether by the gathering of holy communities
or by the replacing of all the orders of state and church and society by
new and this time holy orders.
“Am I mistaken if I say that Luther was intrinsically closer to this
brilliantly shortsighted attempt than Zwingli or Calvin? He soon found
reasons not in fact to take this path, but the rejection was primary and
more natural and self-evident for Zwingli and Calvin than for Luther. For
the Reformed this path was never a temptation. When they began to pen
their first theological works any attempt along such lines, if it had ever
been of interest to them, was at an end. They were convinced from the
very first that we live in the world and not in heaven, that the commands
of God are directions for living in the world and not in heaven, and that
no human work, even the most holy, is in itself justified by faith. The
justified here are in the first instance citizens of Zurich or Geneva with
all that that involves. As such they are, of course, subject to God’s com-
mands, but only as such. The divine commands are not just norms of
what is required of us but also norms of what is possible and attainable
for us, even if in weakness and with no merit. There is no thought of
leaving the world to achieve greater perfection, of a life’s endeavor outside
the existing orders whose continued existence is simply confirmed by God's
commands. .
Naturally Luther himself powerfully developed this repudiation, and
it quickly enough found expression. But it seems to me that among the
Reformed the “naturally” was a good deal more natural than in Luther.
For Luther enthusiasm was a temptation that he had overcome. Who was
it who read the German Theology twice with all the marks of affinity and

83
Calvin, Luther, and Zwingli

enthusiasm and agreement, placing it directly side by side with the Bible
and Augustine?26 This little book was later the Magna Carta of all spir-
ituals. Calvin, with an appeal to all that 4e understood as the Word of
God, called it twaddle that the devil had produced to confuse the simple
gospel and that was deadly poison for the church (17, 442; cf. 16, 592,
and Farel, 16, 549).27 Again, spirits like Carlstadt and Thomas Miinzer
and Sebastian Franck and Caspar Schwenckfeld flourished in the atmo-
sphere of the Lutheran Reformation. From the.very outset Zwingli and
Calvin kept their distance from such people when they came within their
orbit. They might spring up in Zurich or Geneva, but they could not
possibly prosper there, and therefore the battle against them plays a rela-
tively subordinate role.
Again, can we really say that the appeal of the revolutionary peasants
to the gospel of Luther made no sense and is not understandable, and
in contrast can we think there could ever even be any question of a
similar appeal to Calvin’s /nstitutes?
The very force with which the pendu-
lum later swung to the other side in Luther, the antiradical, antispiritu-
alist, antirevolutionary zeal with which he later put the Reformed re-
formers in the shade, and with which, as we know, he even turned against
Zwingli himself, is simply a sign that at this point he had to fight
something that he knew only too well, just as the surprising emphasis
with which he then argued that a Christian life that is pleasing to God
is possible within the relations and orders of this world is a sign that at
this point he had to convince himself of something. The Reformed were
in a position to look more calmly and objectively at the problems that
the task of living a secular life in obedience to God poses. They did not
try to maintain so frenziedly against the Radicals that which we are not
to maintain, namely, that marrying and vocation and war and public
office may be works of Christian love. From the very first, unlike Luther,
they stood on the ground that all such things rest on the natural law
that the commands of God confirm, not precisely as works of love—
for real ethicists are more sparing in their use of the term “love” than
~ Luther was — but as works that we may not avoid in the context of the

26. Cf. Luther’s “Vorrede zur Theologia Deutsch” (1518), WA 1, 378, 21ff He
published the work with prefaces in Dec. 1516 and June 1518, WA 1, 153 and 378f.
27. Cf. Calvin's letter to French refugees in Frankfort dated 2.23.1559. See above,
n. 39, on 64. Cf. the two letters of Farel to Bullinger dated 7.28 and 8.31.1557 in reaction
(along the same lines as Calvin) to Castellio’s Latin translation of the German Theology
(1557):

84
§4 Luther

total action that God requires of us. More frequently and more beautifully
than they, Luther spoke of the way in which the children of God,
adapting themselves to the orders and necessities of this world, may and
must live in it, consoled by théir faith, always in need of forgiveness, yet
joyfully doing their duty as housewives, servants, artisans, soldiers, coun-
cilors, or preachers.?8 But he spoke suspiciously loudly and zealously
along these lines, and no less suspiciously made cautious practical use of
this turning to the world. The Reformed spoke more softly and with
more restraint, but they lived more calmly and with more self-assurance
in the sense that Luther really intended.
I must offer some examples. In no work did Calvin try to prove that
soldiers, too, can live in a state of grace.2? Nor did Zwingli. On the contrary,
Calvin often stated most definitely that those who resort to arms should do
so with regret and should consider that this enormity has its root only in
human malice; that the one who kills even in the most just of wars is soiled
(souillé)?° by the fact that it is done with guilt and not innocence; that such
a one is expressly a homicide (26, 325; 27, 543). He could say this even
though he cold-bloodedly drew up orders for the artillery that would defend
the walls of Geneva against its wicked Savoy neighbors,?! and even though
Zwingli, as we know, died on the battlefield and his weapons may be seen in
the Zurich museum, offering indisputable traces that he was not there simply
as a military chaplain. We may say with some confidence that if the German
Protestants had entered the Schmalkald War with the theology of Zwingli or
Calvin, the outcome might well have been very different. We do not say this
to slight Luther. What it shows is that he was not as convinced by his own
arguments as might appear.
Again, Luther made some strong and confident and one-sided state-
ments about the natural order of sexuality and the fact that marriage is
pleasing to God. But how did he view his own marriage to Katharina von
Bora except as an extraordinary act of defiance against the devil and the
pope!32 In spite of everything, how unexpected was this step even to the

28. Cf. Luther’s Von weltlicher Obrigkeit . . (1523), WA 11, 258, 5-8.
29. Cf. Luther's Ob Kriegsleute auch in seligem Stande sein kénnen (1526), WA, 19,
623ff.
30. Sermon on Deut. 19:1-7, CO 27, 543. On Deut. 5:17, CO 26, 325: God will
pardon killing in a just cause; nevertheless “c’est une macule, l'homme est souillé.”
31. Cf. CO 10/I, 126ff.
32. E.g., WA TR 6, 275, 15f. (no. 6928), where Luther says he took a wife to defy
the devil and to put to shame papal harlotry.

85
Calvin, Luther, and Zwingli

loyal Melanchthon,33 who, if anyone, ought to have understood his men-


tor! About the sexual problem, as about ‘the military, Calvin was much
more skeptical than Luther. For him the little heaven of fathers, mothers,
and children lay much more under the shadow of original sin (24, 312;
26, 342; 28, 159; 46, 417; 49, 406).34 But when the question of marriage
arose for himself, he dealt with it very quietly as a self-evident.matter, with
no illusions at all but also with no reservations at all. The only problem
for him was finding the right wife, and in the main he left this to his
friends.3> With both feet Calvin stood on the earth on which marriage is
a divine order to guard against greater ills. He did not first have to make
a leap onto the earth.
As one who was trained in law, Calvin also described the function
of the state unromantically as that of doing police work on God’s com-
mission, a primary task being that of caring for the church of God on
earth. So far as I can see, calling the work of government a work of love,
or similarly explaining or spiritualizing something that as things are is
necessary and commanded, finds no place either in the famous concluding
chapter of the Jnstitutes (IV, 20) or in other writings in which he speaks
about the state and law and order (e.g., 27, 455 and 688; 29, 660; 49,
248ff.).3° Calvin was so convinced that the political function is necessary
and commanded, that the natural law of equity on which civil order rests
is simply confirmed by the moral law of God ([Jnst.] IV, 20, 16),37 that
even as a minister of the divine Word he never hesitated to act personally
as a statesman. It was he who in his last decade actually shaped the foreign
policy of the free state of Geneva, and in truth this was no more simple
matter than if it had been a matter of the policy of electoral Saxony. It

33. Cf. Melanchthon’s letter to I. Camerarius dated 7.21.1525, CR 1, 754 (no.


344).
34, Cf. the sermon on Ley. 12:1ff., CO 24, 312; also on Deut. 5:18, CO 26, 342;
on Deut. 24:1ff, CO 28, 159; and on Luke 2:36-39, CO 46, 417; and the commentary
on 1 Cor. 7:6, CO 49, 406. Calvin points out that apart from the fall marriage would
have been perfect, but it is now an aid against a dissolute life to those who cannot abstain
and who enter into it after prayer.
35. Cf. Calvin's letter to Farel dated 5.19.1539, CO 10/II, 348 (no. 172). With
Bucer’s help he married Idelette de Bure in August 1540.
36. For the Institutes, see “On Political Administration,” OS V, 471-502. Other
writings include the sermon on Deut. 17:12, CO 27, 455; also on Deut. 21:18-21 (on
21b), CO 27, 688; also on 1 Sam. 11:7, CO 29, 660; and the commentary on Romans
at 13:1ff., CO 49, 248-54.
37. OS V, 488, 3ff.

86
A

§4 Luther

was he who in 1541 revised the civil as well as the ecclesiastical laws of
Geneva (10 [I], 128ff., 132ff.).38 It was he, too, whom the Geneva council
would approach in 1557 (Kampschulte, II, 380)39 with the request that
he should investigate a new and supposedly cheaper system of heating. As
I see it, in Luther a relatively much stronger-emphasis on Christian voca-
tion and the justification of government, based on the thought of love, is
accompanied in practice by a broad gap between the parsonage and the
council chamber, and political activity is something rather compromising
at least for preachers of the gospel — but if so, why not for all other
Christians? .
In saying all these things, I am not reproaching Luther. The dubious
element in Calvin's approach, as we see from the examples given, is clear
enough, and there were good reasons for the more hesitant approach of
Luther. I am simply saying that when Luther had to make the step from
faith to ethics concretely and not just theoretically he hesitated, whereas
in the mind of Calvin, no matter what we think of it, faith and ethics
were in practice coincident. The rejection of enthusiasm; the establishment
of ethics, that is, of a practical goal which might well be a broken one due
to a sense of the ultimate questionability of all human willing and doing,
but which could be embraced all the more firmly and cheerfully precisely
because of that sense, resting as it did on affirmation of the divine order
that God has set up in the world to guard against greater harm; the insight
that It, It, the great It of the kingdom of heaven, of the Holy Spirit, cannot
be given or put into effect in any possibility of human action, and that
therefore, in practice, it can be seriously seen only in broken form, in the
form of the command of God that is appropriate to this world — of all
these things Luther was well aware and would often speak most profoundly.
But it was the Reformed, the Reformed Lutherans, one might say, who
really put them into practice, and in so doing, I might add, accepted the
new ambivalence and difficulty of which I spoke yesterday. It was indeed
necessary by way of compensation, and to guard against a new righteous-
ness of the scribes and Pharisees [cf. Matt. 5:20], that the doctrine of
double predestination should be given the emphasis that Calvin gave it.
Again, I might add, Calvin’s great stress on the hope of the hereafter, on

38. CO 10/I, 125-46, where the editors have assembled fragments on civil and
political legislation, on a police code, and on civil procedure.
39. E W. Kampschulte, Johann Calvin . . ., vol. I (Leipzig, 1869), and vol. II, ed.
W. Goetz (Leipzig, 1899).

87
Calvin, Luther, and’ Zwingli

meditating on the future life,4° or something similar, was necessary as


compensation if Reformed theology were not to take on the appearance
of Christian Pharisaism, of which we have plenty of examples in America,
England, Holland, and Switzerland even to'our own day.
But let us stay with our thesis that in Zwingli and Calvin, in contrast to
Luther, action in the world, faith’s attack and defense on the soil of reality with
all that is fitting and unfitting there, the translation of the absoluteness of faith
into the relativity of the new obedience, is identical with the Christian life of
faith. Here, then, the last trace has been lost of the monastic reaching and
striving for perfection whose echo we catch in the ideals of the Radicals and
from which — not without reason, we may say— Luther could not
completely break free. With the eternal decree of God behind them, the law
of the will of God above them, and future life ahead of them, Reformed
Christians stood with both feet on the earth. That is either the completion of
the Reformation or its end, or both at the same time. At any rate, the
intersection of the two lines was made, the second turn in the Reformation
had come, the theology of the cross had taken on its second sense.
In this regard at least, no matter how we interpret it, Zwingli and
Calvin were not students but teachers, independent of Luther, rejected by
Luther himself with the famous saying that they had a different spirit*! there
at the painful hour of division at Marburg that we might equally well call an
hour of birth, for the eucharistic controversy was only an important but in
itself indifferent battleground on which the first and second meanings of the
theology of the cross collided. The debate whether Luther or the Reformed
reformers were greater makes no sense so long as we measure Zwingli and
Calvin by Luther's faith or Luther by the ethics of Zwingli and Calvin, for
then it is clear that one may easily gain a confessional triumph for either side.
What we need to do is to try to find the strength of both parties at very
different levels and to see that the strength of neither lies at both levels. I
would argue this even against K. Holl’s account of Luther.42 When we see
that, we will stop playing off the significance of one level against that of the
other, faith against ethics and ethics against faith. We will stop trying to

40. Jnst. Ill, 9: “Meditation on the Future Life.”


41. According to Osiander’s account of the Marburg Colloquy of 1529 (WA 30/III,
150, 51ff) Luther said it was obvious “das wir nicht ainerley gaist haben,” nor can we
when God’s Word is simply believed in one place, but at another believing it is censured
(with reference to “this is my body”).
42. Barth had in view here Holl’s “Der Neubau . . .,” in Gesammelte Aufsitze zur
Kirchengeschichte, 1, 155ff.; and “Was verstand Luther unter Religion?” in ibid., 1ff., esp. 95ff.

88
§4 Luther

decide the historical debate with the most inadvisable help of a premise taken
from philosophical dogmatics. Instead, with fear and trembling [cf. Phil.
2:12], we will think of the one hand in which the two are one, of the unity
over against which the figures of history are always in the wrong with their
one-sidedness. Similarly, the artificial product of a theological and ecclesias-
tical union will then be irrelevant, and powerfully and resolutely developed
distinctiveness on both sides will be a possibility, once Reformed and
Lutherans find one another in a union of objectivity, of being right only by
being wrong.
I thus understand the Lutheran Reformation as the characteristic
opening up of the way, the first turn of the Reformation. To do justice to
Luther in terms of his faith we must not speak of him as an academic or
churchman or politician or German citizen, though naturally he was all
those things as well, but as the monk who cut the Gordian knot of the
monastic problem and thus destroyed the medieval view, when, as inno-
cently as a child, he blabbed abroad his new insight into the Deus abscon-
ditus who is revealed in Christ, into the forgiveness of sins and the church
of the elect, not knowing what he was really doing, not suspecting what
enemies he would make or false friends he would attract, not suspecting
or concerned what would be the fate or impact of the word that he thus
placed in the world, concerned only that it should be kept pure, pure of
the old leaven [cf. 1 Cor. 5:7], of the horizontal path, of reason and good
works. What he then said, without the negative gestures of the Enthusiasts,
whose ephemeral brilliance and tragic vehemence he could never under-
stand because he understood them too well, without the frenetic attempt
not to be a monk any more, but seeking only to proclaim directly to
housewives, servants, princes, and soldiers the forgiveness of sins, simply
trying to tell things as he saw them in Romans and the Psalms, no matter
what the outcome might be in the empire of Charles V — that was Luther,
the reformer of the first turn, and I would not hesitate to concede that in
this regard Zwingli and Calvin, though they, too, knew what he knew, are
not to be compared even remotely with him.
I would go on to say, however, that once the ethical problem came
on the stage, the age with its questions and tasks, Zwingli and Calvin
spoke more cautiously, confidently, consistently, and credibly than Luther
did, notable though the insights and sudden flashes of Luther might be
in this field, too. The Reformed version is the no less characteristic con-
tinuation and conclusion of the movement. The Reformed made this
second turn in the Reformation much better than Luther did. Calvin, not

89
Calvin, Luther, and Zwingli

Luther, made the Reformation capable of dealing with the world and
history when he hammered the faith of Luther into obedience. Calvin was
the guiding spirit in the great defense against the developing Counter-
Reformation around the mid-16th century. Calvin was the creator of a
new Christian sociology that was so shaped as to be able to interact
fruitfully with the different social principles of the new age inaugurated
by the Renaissance, and to play a decisive role in their birth and develop-
ment. Calvin was also the creator of a theological system that in virtue of
a certain congeniality was inwardly adapted from the outset for debate
with the unequivocally rational worldview of the modern period that was
now arising. Reformed theologians were the ones who had sympathy with
the first great philosopher of the modern period, Descartes, whether they
agreed with him or rejected him.*? It was to Calvin’s system that later the
historically most successful attempt to restate Protestant theology in the
spirit of the modern period, that of Schleiermacher, attached itself.
The ambivalence of Calvin in this second field, that of history, as is
clear from the example just given, is due to the ambivalence of the field
itself. History is the field on which we have to live out Christianity but
on which we have to compromise in order to fulfill our vocation through
its movements of advance and decline, in order to be witnesses to that
other kingdom which can never be moved [cf. Heb. 12:28]. Calvinism
represents the historical success of the Reformation because it is its ethos.
But to say success here is to say failure, inner loss, secularization. To say
ethos is to stride off from God into the world; it is to turn one’s back on
God. We have to see both sides, the need to take this step, but also the
need for renewed reflection and conversion. But when we see that, we see
the need for both Luther and Calvin, both Calvin and Luther.

§5 ZWINGLI

In taking Calvin as the specifically and typically Reformed reformer as


distinct from Luther, what I have in mind is that because of Zwingli’s early

43. Among Dutch Reformed defenders and promoters of theological Cartesianism


in the 17th century cf. A. Heidanus (1597-1678), L. Wolzogen (1633-1690), and C. Wit-
tich (1625-1687). Opponents were G. Voetius (1589-1676), M. Leydecker (1678-1716),
and P. van Mastricht (1677-1706).

90
§5 Zwingli

death we have only Calvin’s and not Zwingli’s Reformed theology before
us in developed systematic form, and it was Calvin, not Zwingli, who in
large part left his imprint on the Reformed world. For a proper under-
standing of Calvin, however, ‘ve must not overlook the fact that the
so-to-speak classical representative of the Reformed possibility was
Zwingli. In a pure, one-sided, not too cautious, and very exposed form,
the Reformed trend is much more prominent in him than in Calvin, who
worked out much more sharply the dialectical relation to Lutheranism and
thus took some of the edge off the antithesis. In the relation Zwingli was
a pure type like the younger Luther. But the pure, or relatively pure, is
not always historically the most powerful, and Zwingli’s theology could
no more establish itself than that of the younger Luther. Since the gods
did not love Luther enough to grant him an early death, his early theology
was given a historically viable form by the later Luther, then above all by
Melanchthon.! In Zwingli’s case, however, the death of its author, the lack
of an executor of Melanchthon’s stature, and above all the superior com-
petition of the system of Calvin, which better met the general situation,
did not allow his theology, or spared it, that type of conservation. We thus
have to compare Luther and Zwingli but then compare both with Calvin
as a new and third force if we are to see how the latter, having the experience
of both behind him, uniting the possibilities they chose in some sense in
himself, and even pressing them to their final logic, proclaimed perhaps a
higher synthesis of the two, and perhaps spoke the last and ripest word of
the Reformation. We can then see that in Calvin we have the harvest time
but certainly also the melancholy late summer of the Reformation. We
can then see how he is — as I simply indicated earlier — the truly tragic
and the most profoundly problematic figure of the Reformation age.
First, however, we must see what linked Zwingli and Calvin together.
I have referred to the resolutely taken step from the knowledge of God
into the real world. These two were the prophets of the new Christian
ethos. On three sides they spoke words that sounded very much the same.
1. The advocates of a moderate reform of the Catholic church had
already throughout the 15th century and even earlier laid down the pos-
tulate of a renewal of Christian life according to the laws of God. The
early 16th-century religious Humanists, of whom we have already spoken,
powerfully took up their message. The new thing in Reformed activism

1. Cf. Plautus, Bacchides, IV, 7, 18, on the basis of a verse from Menander, Fragments,
125. Cf Melanchthon’s Loci Communes in the 1521, 1535, and 1542 editions.

eal
Calvin, Luther, and Zwingli

as compared with the good and pious ideals of those sincere friends of
progress was its unconditional nature. Earlier the postulate of a “reforma-
tion of both head and members”? had been a possibility; on the lips of
Zwingli and Calvin it was a “Notwithstanding,” a moral imperative with
an estranging otherworldly emphasis because it was paradoxically related
to a break with belief in our natural human goodness such as we never
find in Wycliffe or a hundred years later in Erasmus, and because it was
grounded in a concept of God such as they had never envisioned. The
OT was discovered, and in it the majesty of God, and therewith the
shattering seriousness of the problem of a real Christian life in the world.
The Reformed started out with the thought of the divine providence that
encompasses all things.> They viewed the Bible as simply the divine con-
firmation of the natural law that is written in the conscience.4 These ideas
naturally sounded congenial to Humanist ears. But the resultant ardor for
the glory of God, with its bitter Mosaic taste, was accepted by none of
those enlightened thinkers, to whom nothing could be more alien than
the strange zeal for God that their converted colleagues represented.
2. The Enthusiasts too, whether along the lines of a free, mystically
based individualism or along more moral, legal, and ascetic lines,
demanded a reconstruction of life by the Holy Spirit, about whom they
read in the Bible and on whose presence they thought they might count.
There was certainly a link, though not a direct one, between the Reformed
glory of God and the radical offensive launched by such circles. Martin
Bucer sympathized with them, and Bucer’s Christianity seems to have
influenced Calvin. But if we look more closely we see that the attacks were
different on the two fronts. The Anabaptists were separated from the
Reformed by the same thing as the Humanists, namely, by the optimism
with which they believed that a little of the Spirit and love would bring
about a transformation of life. But then — and this is even more important
— they encountered in the Reformed the soberness, or, let us openly say,
the rationalism with which the latter asserted the unconditional nature of
the divine command in which the Anabaptists also believed. The new

2. The demand for reform in head and members was a common one at Constance
in 1414-1418, and we find it in the council decrees; cf. H. Jedin, ed., Handbuch der
Kirchengeschichte, vol. UI, 2 (Freiburg, Basel, and Vienna, 1968), 551f£; H. Bettenson,
Documents of the Christian Church (London, 1975), 135.
3, First found in the Sermon on Providence; cf. Z 6/III, 64ff.
4. See n. 37 above on 86.

De
§5 Zwingli

knowledge of the grace of God in Christ did not give the Reformed any
cause to leave the solid ground of this world’s reality and to lose themselves
to God’s glory in the boundlessness of religious feeling. Instead, it gave
them every reason to set themselves for the first time firmly on that solid
ground, and there
— where else? — to do to God’s glory, not the im-
possible, but all that they could do within the limits of the possible. They
grasped the thought and took it to its logical conclusion, that the God of
creation is one and the same God as the God of redemption, that his
providence rules over the kingdom of nature as well as that of grace, and
that even though our knowledge of it has been obscured by the fall, the
natural law that underlies the written and unwritten laws of family, society,
and the state is simply confirmed by the law revealed in the Bible. Again
it was the OT that rendered the decisive service at this point, by marking
out at least the bridge between that natural law and the demands of, for
example, the Sermon on the Mount. Living according to the law and living
according to the gospel are just as surely one and the same thing as the
God of Moses and the Father of Jesus Christ are one and the same.
3. Luther was also on the scene. He, too, had something to say about
ethics. He, too, was enthusiastically hailed by friends of light of every type,
including Radicals on the extreme left. The new thing in the Reformed
as compared to Luther was not something really new, as we have seen
already. It was simply that they were in a position to take what Luther
said more seriously than he did himself: without his separation of law and
gospel, of the kingdom of the world and the kingdom of God, by which
he had quickly alienated the hearts of both Humanists and Enthusiasts;
without the slight hesitation of the former monk face-to-face with the
need truly and unconditionally to accept things as they are in the world
with all that that acceptance entails; yet also without the romantic ex-
planations with which, basically alien to the world, he artfully evaded
things as they are; in short, without the zigzags that betray his great
uncertainty in this area. The NT with a similar earthly comprehensibility
and applicability as the OT; the apostles of Jesus Christ with the same
total ruthlessness as Moses or Elijah; a message of divine mercy sounding
forth like the blast of a trumpet; a Christianity equipped for action and
armed to the teeth, stripped of the most beautiful illusions and prepared
for the worst eventualities — there we have the new thing in the Reformed
as compared to Luther. Something involving decisive renewal was un-
doubtedly here, something incomparably more important than the new
thing that the Humanists and Anabaptists thought they found in Luther,

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Calvin, Luther, and Zwingh

but also something incomparably more dangerous. For precisely in the


hesitant uncertainty of Luther face-to-face with the ethical problem lies
the primary meaning and vitality of the Reformation, which at all events
cries out for a second turn to complete it, but not for a step that will
betray and surrender the new knowledge and return to the harlot reason?
and the ungodliness of the papacy, as Luther might put it. |
Two things could happen when the Reformation took leave of
Luther’s hesitation and emerged unequivocally as an ethical Reformation.
It might, as we have said, lose its primary meaning and basis, spread itself
abroad without power or worth, and merge into the cultural and political
movements of the age. Or, with all the power and worth of its primary
meaning and basis, it might take the form of the most radical and prin-
cipled movement of all, surpassing and absorbing all the other movements,
advancing into every area of human existence in the power of the knowl-.
edge of God, in an act of self-reflection and conversion on the part of
Western humanity with unimaginable consequences, in short, in an event
of almost eschatological breadth — though naturally we say “almost,” for
last things do not take place on earth, and yet why should not /i#le things
and even great things do so? Why should we not be allowed to believe
that great things may also take place in history? Zwingli believed this,
naively, firmly, confidently, more consistently than Calvin. That was his
greatness and his problem. Luther also had this belief that great things are
possible in history. Why not? It is almost impossible to think that he, too,
did not dream the bold dream of a renewal of human life in the West, at
least in the years 1517-1520. He knew, however, why he hesitated to take
the great step in this direction, why he was so cautious. He recognized the
greatness of the undertaking, of attempting this transformation of a purely
religious movement with all the power of its origins. He was aware of the
immeasurable danger that threatened, namely, that the transformation
might be successful but the incomparable and priceless origins might be
lost. Can we ever say how it came about that Luther’s holy fear for the
cause of God finally overcame his hope? We can only accept the result.
Luther decided against that breakthrough into the world for the sake of
the purity of what had to break through. He devoted his whole concern
to guarding the priceless treasure, the noble Word of God, to keeping the
gospel free of any admixture of nature, law, or reason.

5. Cf. Luther's Wider die himmlischen Propheten .. . (1525), WA 18, 164, 25-27:
“die vernunfft des teuffels heurer.”

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$5 Zwingli

It was for this reason that of all his opponents, with an antipathy
surprising even in him, Luther called “den Zwingel,” as he named him, a
non-Christian, who did not teach the Christian faith correctly in any
point, and who was seven times worse than if he had been a papist (30,
225).° He saw in Zwingli the man who in the most open way conceivable
did the opposite of what he himself regarded as right in the interests of
the cause of God. His heartfelt difficulty with Zwingli finds especially clear
expression in a passage in the Zable Talk (61, 16) under the heading
“Enthusiasts Are Presumptuous and Foolhardy”:

The presumption and foolhardiness of the Enthusiasts is very harmful,


for by it they fall and plunge themselves into trouble and distress. Listen
to Zwingli’s call: “Nothing can stop us, let-us break through, in three
years you will see that Spain, France, England, and all Germany will
come to the gospel and accept it.” They are so certain of this, only
reluctantly praying our Lord God even once that his name be hallowed,
etc., but let us break through, he said. With this fabled triumph and
victory, however, he harmed himself, gave the gospel a bad name so that
it was blasphemed, and strengthened the papacy. (How sad, all the Swiss
have gone over to the papacy and built churches and altars, etc., except
Zurich, Bern, and Basel, and unfortunately they will not hold out long.)
This is what they have done with their perrumpamus, their breaking
through; they are proud, presumptuous, and rely on their own good
cause. And even if they had a truly good cause (which they have not),
they should pray to God for success and blessing. For what is more right
than the gospel! Yet we must always pray: Hallowed be thy name!
Righteousness and progress and good fortune and good counsel must
kiss each other. And the fools, even though in truth they are uncertain
of their teaching, still do not pray.’

Luther’s complaint against Zwingli was that with too great self-confidence,
especially without praying the first petition of the Lord’s Prayer, he wanted
to lead the gospel to triumph in the world under the slogan perrumpamus
or breakthrough, thus doing the greatest possible harm to it and bringing
himself to ruin. How heartfelt was this complaint may be seen from the
fact that he not only pursued Zwingli when alive with all conceivable

6. Cf. Luther’s Vom Abendmahl Christi, Bekenntnis (1528), WA 26, 342, 21 ff.
7. WA TR, 3, 56, 11ff. (no. 2891b).

DD
Calvin, Luther, and Zwingh

invective, but even after his death spoke of his fate with pitiless and
sanctimonious narrow-mindedness: “I could wish from my heart that
Zwingli were saved, but I must fear the contrary, for Christ commands us
to judge and decide as follows, that God will not know those who deny
him and do not know him, or those who deny him and give the lie to
him for the people. Those who do not believe are condemned already”
(G2515)38
We have to admit that Luther could think of Zwingli in no other
way. Zwingli was indeed reckless. He could not understand, let alone even
in the slightest share, Luther’s concern for the purity of the gospel. He
could not take this into account. He knew no restraint. Probably the idea
that sheer movement might lead to the loss of the origins and goal never
entered his head. He was the overconfident one who seemed to know only
one question: How do we do it? That the whole Zwingli is described with
that perrumpamus and a total forgetting of the first petition of the Lord’s
Prayer, and that there is no little corner for him in heaven, is a judgment
that rests on Luther’s nearsighted perspective, but how else could Luther
see and depict him? It is not from Luther but from modern Lutherans
that we should demand that Zwingli be finally treated with rather more
objectivity and respect than is still the case. Eternally repeating Luther's
narrow-mindedness does not really give credibility to the ongoing spirit
and work of Luther.
At that time there could be no reconciling the antithesis. The two
were both peasant sons. They both had sound but incorrigibly stubborn
minds. They both had the same urge. They were both deeply claimed by
the problems of the great movement of the age of which they were
representatives and spearheads. Both were thus born leaders. For the rest,
they were totally different. On the one hand was a heavy:blooded and
troubled Thuringian, on the other hand an awakened and orderly and not
easily overturned East Swiss such as one may still find in St. Gall canton,
who would not let recollection of the last things in any way disturb his
initiatives for the present, not in the least! Luther the North German was
full of respectful regard for the system of divinely willed realities and
dependencies, so that he was most incensed that Zwingli had supposedly
once said that a window is as easily seen through as a pious prince (59,
248).? Zwingli had no fundamental reverence or regard for anything

8. Ibid., 1, 436, 27ff. (no. 875).


9. Ibid., 3, 572, 3ff. (no. 3729).

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$5 Zwingli

smacking of mediatorship, intermediate rule, or provisional authority—


a quality I must beg you to take into account today if you want to
understand us Swiss. The one was the child of a politically and culturally
rather backward zone, the other was at the heart of what was then the
blossoming urban culture of the German South. In the Reformation period
there were Zwinglians in East Friesland, and there was a Lutheran party
in Switzerland, especially Basel and Bern, from the early 1530s; indeed,
Lutheran thinking and sentiments are not uncommon in Switzerland even
to our own time, the proof being that today Ritschlian theology, as we
may calmly admit, is the dominant theology among us.1°
The decisive difference between Luther and Zwingli was the differ-
ence between the hesitation of the one with its basis in faith and the
perrumpamus of the other with its basis in ethos. It is easy enough con-
stantly to see Zwingli through Luther’s spectacles and then, like Loofs and
Tschackert and others before them,!! to offer the caricature that associates
Zwingli with the Anabaptist Enthusiasts as a former Humanist who could
not properly differentiate religion and culture, Christianity and politics.
It is equally easy, as we see especially in Ragaz in modern Switzerland, to
detest Luther, accusing him of being the great Quietist and the father of
an exclusive focus on divine grace that results in reaction.!2 In my view
both these evaluations are impermissible simplifications of the historical
truth, and a judicious Lutheran or Reformed theologian will have to come
beseechingly into the midst and ask above all else for a little calm and
justice on both sides. We must not tear apart the unity of the problem
that links Luther and Zwingli even though we must strongly emphasize
the difference between them within this context.

10. In East Friesland cf. esp. the work of John a Lasco (1499-1560) and his reforms
as superintendent in Emden from 1543 to 1549. On the work of Lutheran-minded pastors
in Bern and the Lutheran party there and in Basel from 1522 to 1540, cf. C. B. Hundes-
hagen, Die Conflikte des Zwinglianismus, Lutherthums, und Calvinismus in der Bernischen
Landeskirche von 1532-1558 (Bern, 1842), 59ff. Cf. K. Barth, “Die kirchlichen Zustande
in der Schweiz” (1922), in Vortrage und kleinere Arbeiten 1922-1925, ed. H. Finze, vol.
UI of Gesamtausgabe (Zurich, 1990), 35.
11. Loofs, Leitfaden, 800f.; and Tschackert, 257, who thinks Zwingli was closer
politically to Savonarola than Luther.
12. Cf. L. Ragaz, “Von den letzten Voraussetzungen der schweizerischen Neutrali-
tat,” in Die geistige Unabhingigkeit der Schweiz (Zurich, 1916), 44, accusing Lutheranism
of being Quietist and of accepting even the worst of earthly rulers under God’s supreme
rule. Cf. also M. Mattmiiller, Leonhard Ragaz und der religiése Sozialismus: Eine Biographie,
vol. II (Zurich, 1968), 82.

oF
| Calvin, Luther, and Zwingli

Since ethics, the turning to life with all that it involves, was Luther’s
problem too, inadequate though his solution might be, we must again
underline this fact.-Yet we must also say that Zwingli was undoubtedly a
total Humanist, a total man of the Reformation, a ‘otal politician, a total
Swiss. He was all these things totally, astonishingly, and often annoyingly,
unrestrainedly, unbrokenly, and one-sidedly. But if the monasticism from
which Luther came, and which gave him a tendency toward resignation,
proves nothing against his ethical seriousness, the Humanism from which
Zwingli came, and which gave him a tendency toward activism, proves
nothing against the seriousness of his faith. Nor can we say that the
antithesis of Saxon or Swiss, of reverence or lack of it, of being a man of
spirituality or of reform, of being born with the mind of a subject or with
a sense of political democracy in the kingdom of God, played any decisive
role. Luther too, in his creatureliness, was what he was totally in a way no
less annoying and questionable than that of Zwingli. If we do not see this
in the haze that surrounds Luther, I can only assure you that it is so when
we look at him more clearly from a greater distance. We must demand
that on both sides regard should be had not to what is creaturely but to
the sign preceding what is creaturely. We miss the main point in charac-
terizing Zwingli if we do not go on to say: Yes indeed, a Humanist, a man
of the Reformation, a politician, a Swiss, but also a converted Humanist,
man of the Reformation, politician, and Swiss, who in intention at least
had his basis in God, in the God of Luther and Paul. Were not all the
creaturely elements that we see in him, and also in Luther, possibilities —
no more, yet possibilities, equally good and bad in both cases? And who
gives whom the right as a historian to call into question the purity of
Zwingli’s intention to a higher degree than anything that is human?
Certainly there was something secular and worldly and daylight-clear
about Zwingli’s style. In him we look in vain for the half-light, the
obscurity, and the mystical bent of the German mind. In the eucharistic
controversy the deep-rooted instinct of Luther that some mediation of
salvation is needed collided with the equally deep-rooted instinct of
Zwingli that salvation is only from God, from the one God. Mediation
came for him when the voice of the heavenly Captain was heard and his
banner was perceived on earth.!3 There is nothing soulful about that. Yet

13. Cf, e.g., Zwingli’s Usslegen und griind der schlussreden oder artiklen (1523), thesis
6; Z 2, 52, 2-4; also Z 5, 307, 20ff.; and G. W. Locher, “Christus unser Hauptmann,” in
Huldrych Zwingli in neuer Sicht (Zurich, 1969), 55ff.

98
§5 Zwingli

the first turn in the Reformation did not come in Luther’s German mind
but in his faith. In comparison with the German mind Zwingli’s Swiss
and urban activism is not at any rate a nuance in the colorful array of
legitimate human possibilities that necessarily means exclusion from the
kingdom of heaven. In worth and significance the zeal for monotheism is
at least on a par with the zeal for the thought of mediation.
We can indubitably describe as rationalism Zwingli’s stubborn fight
for the purely intellectual nature of Christianity that historically and in
principle was his starting point and at least historically the point at which
he parted company with Luther. But no matter how much or how little
he had in common with what we call the Humanism of the time, we must
ponder the fact that Erasmus at all events rejected Zwingli no less than he
did Luther.!4 We then have to realize that this rationalism was paradoxi-
cally the same as the exclusive belief in revelation that so sharply opposed
any transposition of the this-worldly into the otherworldly because it so
emphasized the transposition of the otherworldly into the this-worldly,
the glory of God in the world. This rationalism is the essence of what I
have called the second turn in the Reformation. Are we to say that
rationalism is a possibility for which there is no place in the kingdom of
God? Are Plato and Kant divided from Christ because they were decided
rationalists? Is the rationalisitic spirit of antiquity and of the modern period
less capable of a conversion, of a resurrection from the dead, than the
irrationalistic spirit of the Middle Ages? Does not everything depend upon
the preceding sign? Those who are justified by faith alone must give glory
alone, give glory, to the Justifier. To this urgent concern everything mystical,
sacramental, and cultic, everything that is an image of deity, cannot but
appear to be a hindrance and disruption. The ratio of the justification that
is grasped in faith has to be at once the ratio of moral action. What is
ruled out is the ambivalence of a religious world that comes between an
equally resolutely affirmed otherworldly and this-worldly. For Zwingli
religion was the knowledge of God and obedience, nota third thing. Christ
does not give his people anything passive (4, 152).!> That is what seemed
to the Lutherans to be so secular in Zwingli, the rationalistic element.

14. Cf. Erasmus on Luther in a letter to Zwingli dated 8.31.1523, Z 8, 118, 2ff.
(no. 315). As regards his attitude to Zwingli cf. his letter to him dated 9.8.1522, Z 7, 582,
1ff. (no. 236).
15. Z 2, 542, 4, from The Education of Youth; cf. LCC, XXIV, 107: “Confidence
in Christ does not make us idle.”

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Calvin, Luther, and Zwingli

In spite of his Christian rationalism, no, because of it, Zwingli


opened up the abyss of the fall, original sin, justification, and faith no less
profoundly than Luther. His view, reminiscent of Abelard, that original
sin is not guilt but morbus, a Priisten, was certainly not meant to excuse
the philautia (self-love) of which the Prasten consists, but to show that we
have here a plight that is so great that the moral term “guilt” cannot cover
it, so great that there is only one answer to it, namely, the grace and election
of God.!6 Again, the elect pagans with whom Zwingli peopled heaven,
Hercules to Seneca,!7 were not an indication that he took any the less
seriously our lost estate. Instead, they indicate that he did not see the
division between heaven and hell, between Christ and unredeemed
humanity, as directly dependent upon the presence or absence of Christian
means of grace in the church, but wanted to anchor the Christianity or
otherwise of individuals in the freedom of the redeeming God —a
thought that is simply unavoidable if we think through strictly the concept
of grace and take seriously the redemption effected in Christ, but that has
nothing whatever to do with any glorifying or even saving of what we are
by nature.!8 “We as little know what God is as the scarabeus knows what
a human being is” (On True and False Religion, 1, 157).'?
Like Luther, Zwingli called the Spirit of God who brings us self-
knowledge, and assures us of forgiveness, an alien power or force (1, 192).2°
He expressly adopted the central thesis of Luther that the whole of the
Christian life must be penitence (1, 194).21 He was indeed an optimist
and enthusiast, but we find in him not the slightest trace of optimism
regarding our nature and situation apart from the grace of God, nor of
any enthusiastic overrating of our human possibilities apart from the divine
possibility. He recognized the full paradox of the relation between God

16. For Abelard’s doctrine of original sin cf. Hagenbach, 368, who notes stress on
sin as willing act and on motivation. Cf. Zwingli’s Usslegen und grind... on article 5;
also Ziiricher Einleitung (1523), BSRK 8, 5, 21f; 9, 9, 17; 13, 23; 51, 21, 236; also
Hagenbach, 514; and Loofs, 805f.
17. Exposition of the Faith, LCC, XXIV, 275. Seneca is not listed here, but there are
many references to him; cf. 106.
18. The view rejected by Barth is taken by Tschackert, 245, who traces the idea of
the election of pagans to a weak view of sin.
19. Commentary on True and False Religion (1525), Z 3, 643, 1ff.
20. Ibid., 3, 692, 16ff. Luther, Disputatio pro declaratione virtutis indulgentiarum
(1517), WA 1, 233, 10f.
21. Zwingli, Z 3, 695, 20.

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$5 Zwingli

and us. Nevertheless, again at one with Luther in principle, beyond that
abyss and in light of the divine possibility, he not only saw but thought
he could tread with a sure step the ground of our relative possibilities, the
ground of ethics and history. The paradoxical confidence with which he
not only demanded this step buf thought it through and carried it through
with all its implications is what distinguished him from Luther. At first
he envisioned a carrying through of the Reformation, of the renewal of
life, in the very banal and local form of Opposition to the abuses in the
Switzerland of his day associated with foreign mercenary service.22 But
then he had the vision of a renewal of the whole of Western cultural life
in the spirit of the Pauline doctrine of justification. He not only dreamed
up this possibility but thought it out clearly and set to work soberly enough
to achieve it even to the point of the daring plan of a European alliance
against the Hapsburgs as the leading papal power.?3 This was the perrum-
pamus that Luther took so ill.
We must do justice to Luther’s objections. As criticisms of Zwingli’s
attitude they were right. But the attitude of Luther underlying them was
also not free from criticism. We might well say to Zwingli: Where is the
humility? Where is the waiting? But we can just as well say to Luther:
Where is the courage? Where is the hastening??4 There is no reason to
accuse Zwingli one-sidedly if we keep in view the dialectic of the whole
Reformation. It will not do simply to depict Zwingli’s common sense as
a lack of religious depth, his clarity of understanding as intellectualism,
his urgent cry from the heart for a brave deed as moralism, his total and
boldly direct relating of God to the things of this world as pantheism,??
his more lofty and more mundane political action as typically religio-social
arrogance. We must try to understand, in the first instance without eval-
uating, the intention and intuition behind all such things, the Reformation
offensive that he had in view. Certainly he often gave a bad impression
with what he did and said, but in the opposite sense this was no less true

22. Cf. the sermon to the Swiss Eidgenossen in May 1522, Z 1, 165ff.
23. Cf. G. W. Locher, Die Zwinglische Reformation im Rahmen der europdischen
Kirchengeschichte (Gottingen and Zurich, 1979), 514ff.
24. In the two terms from 2 Pet. 3:12 Barth found the two ) aspects of Christian life
in light of the eschaton as he saw it esp. in C. Blumhardt; cf. Barth, Romerbrief, 1st ed.,
vol. II of Gesamtausgabe (Zurich, 1985), 126 n. 20; and idem, Ethics (New York, 1981),
§15.
25. Cf. Loofs, 800; Tschackert, 243; W. Dilthey, “Das natiirliche System der Geistes-
wissenschaften im 17. Jahrhundert,” 225, who speaks of Zwingli’s panentheism.

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Calvin, Luther, and Zwingh

of Luther’s hesitation. In reality Zwingli, too, kept in mind the infinite


gap between Creator and creature, the “finite not capable of the infinite,”*°
and much better indeed than his later critics and teachers.
It was precisely this awareness, however, awareness of the remoteness
of God that is also his nearness, which in relative distinction from Luther
would not let him hesitate but drove him sharply into action. We may
stand before his incomplete life and work as before the fragments of an
unfinished house, and shaking our heads ask whether it could ever possibly
have been complete, yet not forgetting that beyond our human wisdom
the truth still holds that in great things it is enough to have the desire.?7
And what do we really know? Perhaps if Zwingli had lived any longer he
might have been like the man who wanted to build a tower without
counting the cost [Luke 14:28], and his enterprise would have ended up
choked and sterile and brutalized and secularized and divorced from the
church because the power and worth of its origins were no longer in it.
But was not that the fate of the whole Reformation, even of the Lutheran
Reformation with its much more modest spirit of adventure? It might also
have been, however, that the great thing that Zwingli expected from God,
and that he believed he should fight for, would actually have come to pass.
Zwingli’s vitality, at least, was not broken even when he fell on the field
of Cappel.
No matter how we assess the possibilities, however, one thing is sure:
in the work of this remarkably restless and remarkably cold-blooded man
from the Toggenburg, who was well adapted for it both by nature and by
grace, we see an attempt to do what Luther wanted to do purely but also
for profound reasons did not want to do. In other words, we see the
Reformed possibility in its most distinctive form. Dilthey said of Zwingli:
“No man of the Reformation age understood Christianity in a way that
was more manly, healthy, or simple” (1, ch. 525).28 This secular verdict is
unjust to Luther. For in a way no less manly, healthy, and simple, Luther
was at the opposite pole of the movement. We must not expound his
concern for the purity of the cause as the antithesis of the qualities extolled

26. Z 5, 354, Off. The actual formula does not occur in Zwingli or Calvin, but we
find it in Lutheran-Reformed controversies in the later 16th century. Cf. A. Adam, Lehr-
buch der Dogmengeschichte, vol. II (Giitersloh, 1st ed. 1972), 396; Barth, Die christliche
Dogmatik (1927), vol. I of Gesamtausgabe (Zurich, 1928), 251f.
27. Propertius, Elegies, II, 10, 5.
28. Dilthey, System, 226.

102
§6 Calvin
in Zwingli. There was also a restraint that was manly, healthy, and simple.
Nevertheless, we must not take it amiss ifa secular philosopher like Dilthey
is especially warm to the second meaning of the Reformation, its ethical
turn. The children of the world are often wiser than the children of light
[cf. Luke 16:8]. And if Dilthe¥ found a type of this in Zwingli, as his
words surely indicate, then in this regard he was right.

§6 CALVIN

Not only historically but also materially Calvin was relatively independent
of Zwingli, though he represented with him the second or Reformed turn in
the Reformation. Calvin was also manly, of course, but with a different kind
of manliness from what we find in either Luther or Zwingli, and I would not
venture to use such terms as healthy or simple of Calvin. If we are looking
for these qualities let us stay with Luther and Zwingli. And in the long run
let us see to it that we are not wrong about them, too. For Calvin, who was
neither healthy nor simple, perhaps did no more than bring to light a pain
and problem that was the deepest secret of the other two.
We best illustrate the relation between Calvin and Zwingli that we now
need to clarify by an obvious concrete example, namely, by looking at the
epistles with which the two dedicated their main systematic works, the 1525
True and False Religion and the 1536 Institutes, to the same typical Renais-
sance prince, Francis I of France.! If the way of relating the new knowledge
of God to the reality of the world was the great critical problem of the
Reformation, the point of division, then here — where Zwingli and Calvin
addressed to a worldly judge the considered result of their Christian thinking,
where externally, by human judgment, the further advance of their move-
ment depended mostly on the attitude of that judge,” on the man whose
judgment, by reason of his position and outlook, was typical of the prevailing
political and cultural opinion — here what is common to the two will be
particularly plain but will also decide what it is that divides them.
A few words about the third party on the stage are called for in this
connection. Francis had come to the throne in 1515. He had won the
battle of Marignano, with the Swiss for the first time on the losing side,

13 Z3;.628-37; OS1,.21; 36; BI 1ff-


2. MS ankam, corrected by the editor to abhing.

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Calvin, Luther, and Zwingli

including a Glarus contingent with Zwingli as their chaplain. He had been


defeated by Charles V, even though he had papal support, in the imperial
election of 1519; and in 1525, when Zwingli dedicated his work to him,
he had just lost a war against his more successful rival. After the manner
of rulers of his day, he loved art and learning, and in this field, though in
this alone, it would seem, he won an honored name in history and did
real service to his country. He was himself a worldling, but he had a mother
and sister who sincerely supported the Reformation.3 He protected the
biblical scholar Lefevre d’Etaples [Faber Stapulensis], who was intellectu-
ally akin to Erasmus even in abhorrence of all religious radicalism. For a
time, it seems, he was not totally opposed to the idea of a spiritual
Lutheranism that would remain within the church, so that in 1535 he
could invite Melanchthon and Bucer to a disputation at Paris even though
burnings were then in progress there. For though he was a most unreliable
supporter of the papal church, for fear of the revolutionary tendencies that
he suspected in his evangelical subjects he was ready to persecute anything
that went beyond the innocuous evangelism of Faber Stapulensis.
When in 1534, giving vent to his annoyance at the policies of Rome,
he threatened the papal nuncio with a break from Rome after the manner
of Henry VIII of England, the nuncio told him frankly that he would be
the first to be duped, for a new religion among the people would later
demand a change of prince (Henry, I, 99).4 This warning was too much
in line with what he himself suspected. Enraged by the publication of
some very radical pamphlets aimed at the church and the clergy, at the
end of January 1535 he ordered a so-called lustration in which he himself
and his three children went through Paris carrying white candles while six
adherents of the new teaching were burned alive on the main city squares.
With this pious atrocity came even wider persecution of the Protestants.
This was the period, in the mid-1530s, when Calvin's Jnstitutes was written.
Francis I died in 1547. The optimistic view of Beza ([CO] 21, 125)> that
in spite of everything he was really “not alien to us” seems to me to be
totally refuted by his physiognomy alone. Judge for yourselves!

3. His mother, Louise de Savoie (1476-1531); his sister, Marguerite de Navarre


(1492-1549).
4. P. Henry, Das Leben Johann Calvins des grossen Reformators, vol. 1 (Hamburg,
1835).
5. Ioannis Calvini Vita (Geneva, 1575). For Beza’s positive evaluation of Francis I
cf. Henry, 72.

104
S6 Calvin
What are we to make of it that it was felt necessary to dedicate a
Protestant dogmatics, unsolicited, to so questionable if important a figure.
After all, Zwingli, who had been a prominent opponent of Swiss mercenary
service on behalf of France, was surely jjust as unwelcome there as Calvin,
the even more suspicious friend ‘of the suspicious Rector Cop.° Yet both
of them were seriously hoping, it seems, if not to convince, at least to
instruct this monarch. It is a situation in which we cannot see Luther, the
comparison that Henry (I, 72) makes with Luther at Worms being feeble
in every respect.’ It was the more characteristic, however, of these two
reformers, both together and individually.
Let us hear Zwingli first. The style is that of a man of the world or
of the courtliness of a Humanist. From the very first lines, however, the
content is confident, bold, brash, and aggressive. It has a Swiss frankness
that plants itself bombastically in front of the royal throne and issues its
manifesto. There is something threatening about it, something openly
threatening in the superior manner not merely of the religious prophet
but of the political adversary who at the time is two moves ahead but is
magnanimous enough to break off the game for a time and to give good
advice as at a game of chess. Francis I had been put to shame at Pavia.
“All is lost save honor,” he is said to have cried when taken prisoner by
Charles V.8 The situation at home was also an adverse one. The people
were suffering under the burden of his wars, under high taxes, under the
oppression of the nobles, under the extortions of a greedy clergy. The king
could no longer count for sure on the loyalty of his subjects. Will he accept
good advice? What Zwingli commends to him is his own cause, the
renewed gospel, as the only thing that can save him in this sorry situation.
As once Hilary of Poitiers took the truth from Gaul to Germany, so Zwingli
now wants to take it to France in the name of the German Reformation.?
Is it not evident — this is the point of his epistle — that the world

6. See below, 142ff.


7. As Luther once withstood Emperor Charles in defense of his faith, so Calvin and
his companions withstood the king of France.
8. Cf. Francis’s letter to his mother after the defeat (2.24.1525) in J. A. Dulaure,
Histoire physique, civile, et morale de Paris, vol. III (Paris, 1837), 209. The usual rendering:
“All is lost save honor,” is not actually what we find in the letter, which reads: “All I have
left is honor and my life that has been saved.”
9. Z 3, 634, 29ff. Hilary dedicated his Liber de synodis seu de fide Orientalium to
his brethren and fellow bishops in the two German provinces. In what follows Barth stays
closely with Z 3, 628-37.

105
. Calvin, Luther, and Zwingli

and its kings and peoples are sick, that they suffer from one another and
all of them from the corrupt church, and that the new proclamation which
the Creator of all things has now caused to go forth is the remedy, the
only remedy, for this sickness? It is not without punishment that we neglect
the Word of God. There is the cause of all the evil. The darkness in which
people live has become most intense, but light has now drawn near, for
God neither can nor will abandon the world to darkness. Fhe day of the
Lord is dawning, not the last day, Zwingli adds significantly, but the day
when the Lord will radically improve present ‘conditions.!° We must be
ready and willing, then, to let ourselves be helped by the only Helper.
Amos [3:8] is quoted: “If the lion roars, who will not fear?” That is why
this most Christian commentary is dedicated to the most Christian king,
the bold writer dares literally to say.!! It is not that the commentary and
Christianity need the king but that the king needs the commentary and
Christianity — that is the unconcealed meaning.
Recall the point of the drama. On to a world stage on which the
severest of political and economic battles are being fought comes Protestant
theology saying that it has the solution, not making a request, not simply
craving toleration or recognition, but aware of being a power, a force,
having something to offer, yet also something to demand! Let the theolo-
gians of the Sorbonne come; for what do they know of language, of
philosophy, of the Bible, of things human or divine? If only the king will
bring them face-to-face with the Protestant teachers, he will have no
difficulty in choosing between them. Is he afraid of revolution because of
what has taken place in Germany? Well, if earthly authorities oppose the
heavenly Word, itis not surprising if they alienate the very best of their
subjects; let them end their opposition and the very best will be on their
side. Those who read this book will see for themselves what recovery
(quantum respirationis) may be expected from the resolve on moral reform
according to the word of the gospel.!* Thus far Zwingli.
Let us compare Calvin, writing similarly to the same man ten years
later. He, too, is very correct. He does not give an inch as regards either
himself or his cause. He writes with dignity and clarity. But how different
is the picture! For the one who now writes is one who on behalf of his
faith has been driven out of his French homeland, who is now addressing

OMA pS OSS mlGalos


L19Z.3,'629,, 9-13.
12. Ibid., 636, 31-33.

106
§6 Gilise

his own king from abroad, and who is pleading to the supreme judge of
the country with all the skill of rhetoric on behalf of fellow believers who
are still in France.!3 To this end he originally wrote his Instruction in the
Christian Religion as a textbook, he says. He!4 wanted to show the king
what those whom he was persectiting really taught and to ask him whether
they really deserved such horrible punishment.!5 The charge against them
—in the main that of revolution — should not be accepted without
examination. It is not a matter of Calvin’s own return to France, he says
with pride, for he can just as well stay where he is. His concern is for the
cause of all the devout and of Christ.!© His plea is not that those who
espouse this cause should merely be pardoned as poor people who are
ignorant and inexperienced. Justice should be done to them. The king’s
task is to protect or restore the inviolability and dignity of God’s glory on
earth. For in his office the king is either a servant of God’s glory or a
robber.!7 Let not the king make a mistake because those who now appeal
for justice are poor and abject little people.!8 We know that we are the
refuse and offscouring of the world. Before God we may boast only of his
unmerited mercy and before our fellows only of our weakness. But our
doctrine is very different. It stands sublime and invincible over all the
world’s power and glory, for it is not ours but that of the living God and
his Christ, whom the Father has installed as king. Christ rules, however,
by holding the whole earth in terror, notwithstanding all the power of its
iron and bronze and the splendor of its silver and gold, simply by the “rod
of his mouth” (Isa. 11:4).
What the king should learn from the book that is dedicated to him
is that adversaries castigate the new teaching in vain, for what they find
scandalous in it is in keeping with the analogy of faith (Rom. 12:7). It is
what it should be as the doctrine of faith,!? making us so small and God
so great that precisely in this way it sets us in the peace of sure expectation
of salvation and eternal life. It is on account of this hope of the living God
— and twice here Calvin sums up the essence of evangelical teaching in
the word “hope” (spes)— that adherents of this teaching now have to

13) OS, 21-36; Bla th


14. MS sie, corrected to er.
15, OO IG Aiea il,
16,OSE22-Bi2:
FL OOS) Is DEE NSE Se
188OS 25 4Biis:
19. OS I 24; BI 4.

107
Calvin, Luther, and Zwingli

suffer so severely.20 Who are their foes? Who has set the persecution in
motion? The clergy, whose basic concern is simply to safeguard their rule,
whose belly is their god, whose religion is a kitchen religion, and of whom
not one shows the slightest sign of true seriousness.”! They see this teaching
as new. The answer is that it is new only to those to whom Christ and
the gospel are new, but both can appeal by right to their antiquity. They
call the teaching uncertain, but trusting in it we fear neither death nor the
judgment throne of God. They ask for new miracles to bear witness to it.
But the old gospel needs no new miracles, and in any case the miracles
they adduce count for nothing against the truth of God, for Satan, too,
can work miracles. They appeal to the church fathers.?2 We freely recognize
their authority, but why do our opponents simply honor their errors and
mistakes without following, but instead concealing or twisting, the true
things that they say. They appeal to custom, but it has never been true of
the human race that the majority wants what is better.23 Because we have
been accustomed to what is bad, should we reject the one means of
salvation from all the sins, pestilences, and disasters from which humanity
now suffers (the single passage in which the leading theme of Zwingli’s
epistle may also be found in Calvin).?4 This is a mistake that has no place
at least in God’s kingdom, where eternal truth holds sway.2> They confront
us with the dilemma that either the church has been dead thus far or we
are now in conflict with it. Our answer is that the church of Christ lives
and will continue to live as long as Christ reigns at the right hand of the
Father. But with this church we are not in conflict. To the existence of
this church, however, we can never point withafingerand say: Here it is
or there. The Lord knows his own, but the true church isnot
not outwardly
visible as such.
Tt is a horrible judgment that this is so,2° but a judgment under
which we must bow. Where was the true church when Elijah confronted
four hundred prophets of Baal alone,?” when Jeremiah’s adversaries were
the official priests, or when the lawfully elected pope of the lawful Basel

ZOOS 245 B iS OS >. Bi.


IN OS, HSB SESE
22. OS I; 27-29; BI 8tf
23. OS I, 30; BI 10.
24, OST, 30; BI 11.
25) Loca cit OST, 31; BU 13:
26, OSU I BING:
Dif KOS My BAER AB A

108
§6 Calvin

Council was simply deposed and a cardinal’s hat was flung around like a
piece of meat for a dog? Where has it been during the time when we can
trace back everything that is called pope, bishop, or priest to Eugene IV,
who unlawfully forced himself in as pope?
Finally there is the charge of revolution. What has Calvin to say to the
king who was so worried on this score? “It is a certain characteristic of the
divine Word that it never comes forth while Satan is at rest and sleeping.”28
Was not Elijah asked whether it were not he who was leading Israel into
confusion??? Was not Christ a leader of sedition in the eyes of the Jews? Were
there not those who said that Paul was leading people into sin? But are we
to deny Christ because he is a stone of stumbling and offense, a fragrance of
life to life for some and of death to death for others? The king may rest assured
that our God is not a God of strife but of peace. What reason for suspicion
have we given? When have we talked about overthrowing the state? When
have we not made it plain that our only concern is to fear God and to serve
him? If there are really some who on the pretext of the gospel stir up trouble
— but where are they? — then the law and its penalties must come into play,
but the gospel of God should not be blasphemed because of the wickedness
of lawbreakers. Calvin concludes:

Your mind is now indeed turned away and estranged from us, even
inflamed, I may add, against us, but we trust that we can regain your
favor, if in a quiet, composed mood you will once read this our confes-
sion, which we intend in lieu of a defense before Your Majesty. Suppose,
however, the whisperings of the malevolent so fill your ears that the
accused have no chance to speak for themselves, but those savage furies,
while you connive at them, rage against us with imprisonings, scourg-
ings, rackings, maimings, and burnings. Then we will be reduced to the
last extremity even as sheep destined for the slaughter. Yet this will so
happen that “in our patience we may possess our souls”; and may await
the strong hand of the Lord, which will surely appear in due season,
coming forth armed to deliver the poor from their affliction, and also
to punish their despisers, who now exult with such great assurance. May
the Lord, the King of kings, establish your throne-in righteousness, and
your dominion in equity, most illustrious king.3°

PRS, (OBS My 335 IE SY.


29. OS I, 34f; BI 16.
30. OS I, 36; BI 18f.

109
Calvin, Luther, and Zwingh

It is immediately obvious that not merely under the pressure of the


situation this address to the king is the address of someone who is on the
defensive. That is the position of Calvin. That is what differentiates him
from Zwingli and defines his position in the Reformation more generally.
To be sure, the eternal truth of the gospel is not at all for him a passive
thing, an object of meditation or speculation like the God of the Middle
Ages. It is a power that breaks in and presses forward. Think of the
apocalyptic passage at the beginning in which he speaks of Christ’s kingly
rule with the rod of his mouth.3! As the French Calvin scholar Bossert
(p. 38)22 rightly stresses, Calvin, too, does not ask for mere toleration for
his cause. He, too, presents his church, not as a new one alongside the
old, but as itself the old, the one, and indeed the true church in place of
that which then obtained. He, too, could offer the threat that God’s
kingdom presents to the world’s kingdom (the last extremity),33 and in
spite of the inoffensive interpretation, excluding any human threat, that
this is at once given, or perhaps because of it, this has a very sinister ring.
He too, as I have pointed out already, calls the gospel the remedy for a
sick world.34
But his restraint in saying all these things is in marked contrast to
the lively and cheerful perrumpamus of Zwingli. Calvin does not frankly
tell the king everything that is on his mind. With calm dignity, and without
concealing or denying in the least what the gospel itself is and says, he
can even put this in a stronger and more unsettling and pointed way than
Zwingli. Think only of the paradox of the passage in which he speaks of
our human nothingness and the divine mercy, apparently giving up on
himself and his clients as poor little people, but then stressing all the more
how sublime and invincible and powerful is their cause, their doctrine35
— a passage that in its boomerang effect has no parallel at all in Zwingli’s
epistle. Calvin, however, makes the application only to Protestants them-
selves, whose faith has its basis of assurance in this paradoxical truth. He
refrains from making the obvious application to the situation, to the king
and his own need to believe, and this is in keeping with the tenor of the

SIEOSiE 23; Bia


32. A. Bossert, Johann Calvin, quoted from the German translation by H. Krollick
(Giessen, 1908).
33..08 1) 36; Bl 18k.
34. OS I, 30; BI 11.
S5nOS 12355, Bi3!

110
f

§6 Calvin

whole address. The only exception is when he says that kingly rule that
does not serve God’s glory is “brigandage.”36 And even there the conclusion
he draws is simply that the king is under an obligation as such to procure
justice for the cause of Christ,,to be the protector of its soundness and
dignity (incolumitas and dignitas). He does not try to claim or win the
king himself for the cause.
For all the Gallic liveliness that can flash forth at times, profound
seriousness goes hand in hand in Calvin with restrained politeness. He
was the aristocrat among the reformers. In comparison Zwingli’s zealous
urging and commending seems like a plebeian casting of pearls before
swine [Matt. 7:6]. We might say that Calvin’s approach is more resigned,
that it does not grip so energetically. But it is also calmer and more mature,
and takes into greater account what is possible. The basic Reformed view
is the same, but it is more enthusiastic and utopian in Zwingli, more
prudent in Calvin, more adjusted to the world and therefore more viable,
a match for the vile reality of this world as a Francis I might see it, and
yet at the same time showing more awareness of the distance between
God's ways and ours, and not putting up for sale the solemnity of divine
things. For Calvin activism meant moderate action after due consideration.
He had come to terms with the fact that the world resists the gospel. He
did not dream of any dramatic breakthrough or victory for his cause. His
concern was to establish the most favorable possible conditions for the
conflict. Francis might not understand or even perhaps read the epistle.
Calvin had no illusions on that score. From the very first, as an advocate
of Christianity, he was reaching beyond the unreceptive mind of the Most
Christian King to a broader court, to the whole Christian world. Indeed,
as he liked to put it later, he was playing a role in the theater where God
and angels make up the audience.37
Who is to say which of the two, Zwingli or Calvin, chose the better
part? All we may say is that in the transition from the one type to the
other the same basic Reformed view experienced a break. It was still the
same basic view. We cannot say that Calvin’s restraint was the same as that
of Luther. The church of Calvin, too, was the OT church militant as
Luther’s never was. In what Calvin says to the king, for all the moderation,
we sense that fundamental lack of respect and reverence for provisional
human authority that is only with difficulty concealed by its provisional

36. Ibid.
37. On the Eternal Predestination of God (1552), CO 8, 294.

111
Calvin, Luther, and Zwingli

recognition. We sense the political rationalism that recognizes human


authority in the first instance only on the condition of its divine appoint-
ment, but which only tolerates bad government “as sheep being led to the
slaughter,”38 letting it be but holding out before it the threat of coming
judgment. Calvin, too, knows only one kingdom, that of God; only one
truth, that of God; and only one goal, the glory of God. He is thus at
odds with all other kingdoms, truths, or goals.
But his stance in the conflict is different. On earth, though not in
heaven, the offensive has broken off. A strong position has been taken
up and established. The troops are being mustered. The rear is made
secure. Contact with the enemy is being systematically organized. Prot-
estant activism seems all the more vigorous, threatening, and dangerous,
however, in this second restrained, concentrated, and organized form,
which does not merely face the real world but is aimed at it, adapted to
the historical situation. Only in this second form did Reformed Protes-
tantism become a serious force that could no longer be confused in the
last analysis with Enthusiasm. In this form it made inwardly necessary
on the Roman Catholic side the Jesuit order and Council of Trent.3?
Nevertheless, we cannot ignore the fact that the first glory of spring had
now passed,9 that with fulfillment the end was plainly coming. Here is
a contrast that in its inner necessity has to be explained in terms of the
general situation of the Reformation movement on the one hand and its
significance in principle on the other, but certainly not just in terms of
difference in the situation, character, and so on of Zwingli and Calvin.
Though the persecution of Protestants in France had to affect Calvin
deeply, in itself this was a local phenomenon and by no means enough
to account for the distinctive character of his theology as we see it in the
dedicatory epistle. It was simply a storm bird heralding what was to
come. What was to come was the visible power of the Reformation
movement to expand and the accompanying development of reaction,
the Counter-Reformation.
To understand Calvin, the /nstitutes, and the whole of his theology,
it will repay us to see what had happened in the first half of the 16th

38. OS I, 36; BI 18£.


39. The Jesuit order was founded in 1539; Paul III sanctioned it in 1540; Trent
met from 1545 to 1563.
40. Cf. the opening of H. Heine’s Tragédie (1829), Werke, vol. Il, ed. O. Walzel
(Leipzig, 1912), 83.

12
§6 Calvin

century. When the /nstitutes came out in 1536, the first third of a long
series of events had roughly ended, events that in different ways might all
be taken as passive markers of the Reformation. In 1525 had come the
Peasants’ War, which meant the end of Luther’s true and undisputed
popularity. The years 1525-1529 brought the controversies between Luther
and Zwingli. In 1531 Zwingli fell at Cappel. The compromising events
at Miinster took place in 1534. French Protestants came under persecution
in 1535. Later, 1540 would see the bigamy of Philip of Hesse and the
founding of the Jesuits. Paul II set up the Inquisition in 1542.4! In
1543-1545 Charles V was successful abroad against France, the Turks, and
the Netherlands. Trent opened in 1545. Luther died in 1546, while 1547
saw the hateful battle of Miihlberg, 1548 the Leipzig Interim, and 1549
the beginning of inner doctrinal controversies among the Lutherans.
Under the shadow of these past and coming events Calvin wrote his
first version of the Jnstitutes. It is no wonder that he was so different from
both Luther and Zwingli. He was Zwingli, one might say, with the vision
and the possibilities of the older Luther. Unlike Zwingli, Calvin had to
reckon with the bitter possibility, so often weighed by Luther, that the
Word of God, having run its course, would be taken away again from the
earth.42 The possibility was there in obvious forms. But unlike Luther,
Calvin, in confrontation with this danger, could not take comfort merely
in the cherished hope of the last day that would make all the damage good
by a divine miracle. Like a soldier at a threatened and perhaps lost position,
he had to resist desperately, to save what could still be saved, and perhaps
even to defy and to regain what could be regained. Here, then, we have a
man in bitter and bloody earnest, who like Zwingli cannot refuse bravely
to make the Reformation inference that we must set up the Word of God
as a force in the world, as an order of life, but who also, like Luther, can
wage the war on the innermost line, avoiding all that was so plainly
ambivalent and overly hasty in Zwingli, and championing with ruthless
self-discipline only the one thing that was essential.
Staehelin (II, 395) quotes a saying of Ebrard to the effect that if
Luther and Zwingli depict Reformation hope, Calvin depicts Reformation

41. Paul III reconstituted the Inquisition with his Licet ab initio of 1542.
42. WA TR 4, 151, 9ff,, 34ff., no. 4123, in which Luther saw so much ingratitude,
contempt, and arrogance that he feared God’s Word had run its course and hoped the
judgment day was near. Cf. also 3, 542, 18ff., no. 3697; 4, 509, 1ff., no. 4788; 5, 469,
31ff., no. 6064.

LS
Calvin, Luther, and Zwingli

care.43 | say again that Calvin is the tragic figure of the Reformation, not
although, but just because, he was more successful than the others. He
represents the most mature and complete and consistent expression of the
Reformation, but the expression with which it brought itself to an end,
taking on definitively an earthly, ethical, historical form. Evening had
come, the day was far spent [Luke 24:29]. The year 1555 tells the whole
story in this regard. It was the year when Calvin successfully and finally
defeated all his foes and made himself master of Geneva, the year when
he had finished building the city of God, the new Jerusalem, as his friends
called it, the new Rome to his enemies. It was also the year when the Peace
of Augsburg finally made of Luther’s Reformation a recognized confession
but in so doing halted its assault upon the church and society.
If we add to the historical facts the principial consideration that
Reformed Protestantism, in the situation that Zwingli had put it in and
that Calvin represented, was aware of the danger of being politicized and
' secularized, and that without surrendering the position, but rather advo-
cating it the more vigorously, thus putting strong emphasis on the basic
theme of Luther that we also often detect in the ethos of Zwingli, in this
way strengthening the link of the second phase of the Reformation to the
first, then in my view we have the standpoint from which we can and
must understand the distinctiveness of the theology of Calvin as compared
to that of Luther or Zwingli.
H. Bauke has tried to use the Romance origins of Calvin to explain
his theology. He depicts him as a brilliant dialectician and systematician,44
a second Abelard, one might say, who skillfully unites in his thinking
disparate elements from the Bible, church tradition, and Luther, and who
finally, not without the aid of rhetoric, can put them together in a single
doctrinal structure. This suggestion undoubtedly has value in helping us
to understand Calvin, just as it helps to remember that Luther was from
Saxony and Zwingli from the Toggenburg. Nevertheless, the explanation
leaves much to be desired if we are to gain an understanding of the whole
Calvin. We may use the unfathomable depths of nationality as a principle
~ by which to explain an author, but we must not make historical theology
a subdiscipline of anthropological geography, instead resorting to the latter

43. E. Stahelin, Johannes Calvins Leben und ausgewihlte Schriften, 2 vols. (Elberfeld,
1863). The quotation is from J. H. A. Ebrard, Das Dogma vom heiligen Abendmahl und
seine Geschichte, vol. II (Frankfurt, 1846), 406.
44. Bauke, Probleme, 14.

114
7

§6 Calvin

only when other possibilities are exhausted, which is by no means the case
with a person like Calvin, who is set in plain historical and principial
context.
Karlftied Frohlich treated Calvin along the lines of the Otto-Heiler
school.4° He took as his explanatory principle phenomenology, which
conscientiously notes Calvin’s use of terms like light, fire, lightning, maj-
esty, wrath, sword, battle, and so on whenever he is speaking forcefully,
and which then puts together these features drawn from the aesthetic realm
to present us with a picture of Calvin's piety or his God — a picture that
I would call a gruesome waxwork model from which, having surveyed it
with startled interest, we can only turn aside because there can be no
possibility of rational discussion with it. As for the famous “numinous”
and tremendum that has naturally been found in Calvin too,*° just as Bauke
found that he was from Picardy, it is normal and praiseworthy to mention
such things, but regrettable to have to refer back to this feature or that
instead of achieving a true understanding, and it is a sign of poverty to
write whole books about them.
In opposition to these very modern explanations of Calvin I would
insist that we must understand him in terms of the inner necessity with
which the truth that is the same yesterday and today [cf. Heb. 13:8] and
that is not far from any one of us [cf. Acts 17:27], challenged and awakened
this specific man at a specific time in its historical movement four hundred
years ago. If we could succeed in following the course of this truth with
understanding through all the human errors and human confusion, par-
ticipating as though we were ourselves present, all eyes and ears for what
took place then, much better than what we have done or can do now,
then we would know in advance and say in advance that no other could
stand at this point in history than he who was in fact Jean Calvin, born
at Noyon in Picardy in 1509, and with his own specific experience of God,
if we want to use that term. Uniting the context of history with that of
principle, we could only suspect and not really be surprised that in that
context he was the man he was, but would have to say that this is how he

45. K. Frélich, Die Reichsgottesidee Calvins (Munich, 1922); F. Heiler (1892-1967),


who with R. Otto's help was appointed Professor of the History and Philosophy of Religion
at Marburg. Fréhlich’s book was vol. III in the series Aus der Welt christlicher Frsmmigkeit,
ed. Heiler.
46. Frohlich, 9f., with a reference to Otto’s Idea of the Holy (1923) (Das Heilige
(Breslau, 1920]).

115
Calvin, Luther, and. Zwingli

had to be. It seems to me that only when we are in some sense aware of
this necessity, and therefore do not come up against the block of an
astounding fact, are‘we in a position to do justice to Calvin, to be taught
by him, and to learn to respect and love him in his individuality, which
is the supreme goal of a monograph of this type.
Unlike many older Calvin scholars, then, I would not try to under-
stand Calvin in terms of a single thesis in the Jnstitutes such as the glory
of God, predestination, providence, or meditating on the future life,47
then using this as a master principle from which to derive all else. Nor
would I begin with a contingent fact of history or psychology like the
theologians’ to whom I have referred. Instead, I want to try to evaluate
Calvin the man and the theologian in terms of his place in the historical
and principial context. For this double place is the vital individual factor,
that which points us to God in his work. I also note that we cannot
distinguish here between the man and the theologian, and for this reason
I cannot in principle approve of Wernle*8 when he separates the faith of
the reformers as far as possible from their theology. What would be the
reaction if we tried to separate the man Michelangelo as far as possible
from his art? But again, how can we understand a person’s work without
understanding the person? We must not insult theology by giving the
impression that in this field differentiating the person from the work is
especially necessary or profitable. At the end of this section then, and
before passing on to a survey of Calvin’s life, let us provisionally sketch
the man and the theologian as he had to be at his own specific place.
I have pointed out already that we cannot expect anything other
than that we will have to do here with one who was zealous for the Lord
like Elijah [cf. 1 Kings 19:10]. The Reformed turn in the Reformation
included this implication from the outset. But in Calvin there is a note

47. Cf. Bauke, Probleme, ch. Il, 1, pp. 21ff. On the centrality of the glory of God
in Calvin cf. E C. Baur, Geschichte der christlichen Kirche (Tubingen, 1863), 405f.; also
Ritschl, Gesammelte Aufsétze, vol. II (Leipzig, 1896), 94ff.; E. E K. Miiller, Symbolik. . .
(Erlangen and Leipzig, 1896), 445f. On predestination as Calvin’s central doctrine cf.
Kampschulte, Calvin, I, 263; A. Schweizer, Die protestantischen Zentraldogmen . . ., vol. I
(Zurich, 1854), 17. On providence as Calvin’s central doctrine cf. J. Bohatec, “Calvins
Vorsehungslehre,” in Calvinstudien, ed. Bohatec (Leipzig, 1909), 339ff; A. Lang, Der
Evangelienkommentar Martin Bucers (Leipzig, 1900), 365. On the centrality of meditation
on the future life cf. M. Schulze, Meditatio futurae vitae (Leipzig, 1901).
48. Wernle, Glaube, Preface, iii, who notes Calvin's increasing encapsulating of his
faith in a system of biblical theology, and his own desire to draw it out again.

116
7

§6 Calvin

of melancholy irritation about this zeal that we do not find in Zwingli.


He has become almost wholly a man of the OT, a Jeremiah. There is
nothing wooing, inviting, or winning here. It is almost all proclamation,
promise, threat, either-or. His is truly a consuming zeal. Calvin is not what
we usually imagine an apostle of love and peace to be. If what he represents
is love and peace, then these things must be very different from what we
think. What we find is a hard and prickly skin. The blossom has gone,
the fruit has not yet come. An iron age has come that calls for iron believers.
To have dealings with God one must be fully in earnest. God overtook
Calvin like a robber — remember how at the decisive hour G. Farel kept
him in Geneva by threatening him with the curse of God.4? The strong
and jealous God wanted him totally. His signet ring depicted a heart lying
in an open hand. His motto was: “My heart I offer as though slain in
sacrifice to God.”°9 The seriousness that was alive in this man and that
emanated from him was a bitter and almost unbearable seriousness. But
recall how earnestly Luther described the point at which the path opens
up to God as desperation, humility, fear of God.>! In what Calvin thought
and said we have the path that leads from God. Are we really surprised
that he immediately and powerfully fixed on the same point? Could he
really be a different person from the one he was?
Calvin’s God is the Lord, and to go with God he had to be God’s
servant. God’s will is a will for power; therefore obedience to it is a will
for subjection. What is manifest in Christ, too, is the royal dominion of
God. If we are God’s children in Christ, we have to know what we must
do. If God has glorified himself in us, and caused us to be what we are,
then there is no point in asking what is the meaning of what we are. This
was Calvin’s response to the question of the Lutheran Reformation regard-
ing what has to be done in time, in this world, in life, in the secular sphere.
Could he have given any other answer? But his God is also the Lord in
the sense that the grace with which he calls us is itself a sovereign act. In
a way that we can never fathom God is majesty, freedom, supreme over
every human yes and no. Those who are obedient should never forget for
a moment that they are not the recipients of grace because they are

49. Marginal note “31, 26!”; cf. CO 31, lohoe


50. Cf. Calvin's letter to Farel dated 10.24.1540 in CO 11, 100; also Henry, I,
379f.; and for a copy of the seal cf. E. Doumergue, Jean Calvin, vol. I (Lausanne and
Neuilly, 1899), 569.
51. See above, 44, 46.

I,
Calvin, Luther, and Zwingh

obedient, but obedient because they are the recipients of grace. They may
and must obey, but they have no rights because they do so. Rights are
God's alone. Those ‘who are obedient et have been condemned to

may debate ahechet his concept c: came to him — Duns Senorheni


Luther by way of Bucer. We can be sure, however, of his primary interest
in this view of God. He experienced too many human errors and weak-
nesses and defeats even in those who were supposedly obedient not to have
an urgent concern for the safeguarding of the purity of the origin of all
obedience, the divine character of grace, against every confusion with our
own actions that are always so questionable. Just because Calvin was so
much an ethicist, he had to be such a strong dogmatician. His own
Reformed, ethical reformation had to raise the question what we are to
think of that which actually takes place in time, in the world, in life. His
concept of God, which at once puts another great question mark after all
human action as soon as it takes place, was Calvin’s own answer. This
concept shows us how sharp was the criticism under which he placed
himself and his own primary thrust. Neither a religious admiration of his
individual genius nor a doctrinaire approach can help us at all precisely at
this central point in explanation of Calvin.
In this context I might say a provisional word about the distinctive-
ness of Calvin's theology. I noted earlier, and it is also an implication of
what I was just saying, that I regard his concept of God, insofar as it is
characterized by the doctrine of predestination, as a return to Luther for
the sake of safeguarding his own ethical thrust, though in the process the
Lutheran concept acquired a certain frenetic sharpness that we see only
rarely in Luther himself, above all in his Bondage of the Will.52 If, as so
often happens, we find the distinctive feature of Calvin in his concept of
God as it is characterized by the doctrine of predestination, the thesis
suggests itself that his theology is simply a new edition of Luther's with a
greater stress on ethics. Apparently supporting this view is the fact that
Calvin almost always spoke of Luther in grateful recognition while often
~ to some extent disparaging Zwingli.°> But perhaps we should not attach
basic significance to such personal sympathies and antipathies, which in

52. WA 18, 600-787 (1525).


53. Cf. Calvin to Bullinger, 11.25.1544 (no. 586), CO 11, 774; to Farel 2.26.1540
(no. 211), CO 11, 24; and The Second Defence against the Calumnies ofJoachim Westphal
(1556), CO"; 51.

118
4

§6 Calvin

any case find expression, so far as I know, only in his letters. Especially in
relation to Zwingli I would hazard the guess that what instinctively of-
fended the aristocratic Calvin was simply the brash, bombastic, even rather
vulgar element in him. The two,shared the same starting point in contrast
to Luther. What we have just said cannot
c a this fact.

oe one dane feature. and and_in


i ener
position in the Institutes it was simply a second feature that is dealt with
only in book Til'as a corrective designed tto emphasize and strengthen the
“doctrine of justification. The first feature of Calvin's concept of God is
“the th
thought of his divine sovereignty, which we also find, of course, in
Luther, but not at any rate in the primary way in which it was at once for
Calvin the basis of the relation between Lord and servant, the ethical
relation between
ent en
God and_us. It is here in the first feature that we find
Soe

that which is common to the starting points of Calvin and Zwingli. It is


not, so far as I can see, that Calvin took over Zwingli’s approach directly,
just as we cannot prove that he took over Luther’s concept of predestination
directly. Why should he not have arrived at both independently, since they
were both so important and necessary to him in his own context? It is
true that the two concepts were not first thought out by him. Luther was
the first to advance the thought of justification by faith alone, and Zwingli
was the first, resolutely at least, to advance that of the indirect identity of
faith and obedience. Clearly in view of Calvin’s relation to his predecessors,
Dilthey allowed himself to call Calvin a powerful but not a creative
thinker.>4 The question arises, however, whether we should not regard the
way in which Calvin combined the two thoughts as itself very creative.
But however that may be, it is obvious that as regards originality
Calvin stands most improbably in the middle between the pure types,
Luther and Zwingli. These two had in fact exhausted the two great possi-
bilities of the Reformation. Only the possibility of synthesis remained.
Synthesis, or union in the serious sense of the term, was the original
contribution of Calvin. In keeping with the situation of conflict in the
later Reformation period he built a structure that ‘was open to fellow
believers on both sides. Synthesis is not possible without renunciation.
That meant forgoing any further new possibilities. It meant the end of
reformation. To have made this act of renunciation was Calvin's theological

54. Dilthey, “Das natiirliche System,” 229.

119
Calvin, Luther, and Zwinghi

greatness. Undoubtedly connected with this is the fact that his writings
and sermons do not, when we read them, make anything like the direct
impression of spirit and life that those of Luther particularly do. If we
look at this Frenchman for what one might call esprit or pointe we will be
disappointed. His originality is for the most part not one of detail. If we
do not see it blazing across the whole, we will not see it at all. Present here
is something of the renunciation that characterizes his whole life’s work.
It is part of his tragedy, a necessity.
Calvin was a man over whose vitality a deep shadow lay. He himself
also cast the same deep shadow over the vitality of others. Over his whole
life and works we might inscribe the saying in John’s Gospel: “He must
increase, but I must decrease” [3:30]. For undoubtedly this deep shadow
is the same as his knowledge of God. What did that knowledge mean for
him but obedience? And what did obedience mean but subjection, order,
discipline, to which the lively and colorful movement of natural life had
to adjust itself? “Man is something that has to be overcome” (Nietzsche).>°
Thus Calvin as a man became an ascetic, not to gain merit like the usual
ascetic, but simply for the sake of his ministry, for how can one give God
the glory without strictly disciplining oneself? As a Christian, then, he
became involved in politics and organization, not because he had any
natural desire for such things — he would rather have become and re-
mained a quiet scholar — but how could he be a Christian without cooper-
ating in the building up of the community of God which to the glory of
him who has called it shapes its life according to his commandments in
things both small and great, both inward and outward? Hence again, as a
theologian, he became a systematician, surely not by inclination, for by
inclination he would rather have been a historian, but how can we think
and speak about God as we should so long as caprice reigns, so long as a
comprehensive survey has not found out of the fullness of the possible
that which is true and valid, and given it a self-contained structure?
I need hardly point out how closely this tendency in Calvin is related
to the total historical situation of Protestantism between 1525 and 1555.
This flame was what was needed now. The older Luther could not be this
flame, even less so Melanchthon. Zwingli was dead and might never have
blazed up in this way. Calvin was the flame. But the flame necessarily
consumed even as it flared up. Not without penalty does one become an

55. E Nietzsche, Thus Spake Zarathustra (1883-84); cf. Werke, vol. Il, ed.
K. Schlechta (Munich, 6th ed. 1969), 321.

120
7

§6 Calvin

ascetic, Organizer, or systematician. A man of this kind is the first to feel


the pressure he brings to bear on others, and it weighs heaviest on himself.
Look at portraits of Luther and Calvin together, and you will see what I
mean. Are we not tempted to think thatitwas no accident that all his life
Calvin was a sick man, and that at the end he was visited by a wholeseries
of serious illnesses?** This man could not be healthy. It was as if God in
all his holiness stood between him and what we call a happy life, taking
from him all that is visible in order to be able to give him all that is
invisible.>7
He had much the same impact on others. The constraint and threat
under which he stood worked as such on those who witnessed this life.
On his deathbed he said of the people of Bern that they always feared him
more than they loved him.*8 But this was true not only of the people of
Bern. After his death the secretary of the Genevan council wrote of him
that God had impressed upon him a character of so great a majesty
(Staehelin, II, 372).5? Among all the tributes of admiration and respect
that have been heaped on Calvin I know of none more profound or
powerful, but also more disquieting. Majesty as a human quality! How
much else, how much that is beautiful, or worthy of love, or prized by all
of us, has to be lacking or given up or sacrificed for matters to be thus
and this impression to be left! But again, could we think in any other way
of the last reformer, the man of the late Reformation summer?
Calvin became a moralist. I intentionally say moralist and not just
ethicist. The way in which he put his thoughts into practice in Geneva
leaves us in no doubt that the first of the two terms is appropriate here.
Certainly Calvin preached God and grace and faith, and did so unam-
bi uously. Before.God we have no. righteousness, nomoral righteousness

But oncehis5 glance nee thisheight of“knowledge to fall on us —dud |

56. On Calvin’s health and illnesses cf. his letter to the Montpellier doctors,
2.8.1564, CO 20, 252-54.
57. Marginal note: “21, 44!” In CO 21, 21-50, we find Beza’s account of Calvin's
life. Barth in his copy at col. 44 underlined the saying of Calvin to Beza: “Lord, you pound
me, but it is enough for me that it is your hand.”
58. Discours dadieu aux ministres (1564), OS II, 404, 6f., with a probable reference
to Bern.
59. Stabelin gives as the source of this the council minutes, but it does not occur
there in CO 21. For a slightly different version cf. E. Choisy, Létat chrétien calviniste a
Geneve... . (Geneva, 1902), 9

i
AN
Calvin, Luther, and Zwingli

_itisdistinctive of ih Reformed to look from the height of God directly


at us — nothing 1remains but amoraloutlook and accusation and demand.
In Calvin, as we see from his sermons, even the proclamation of grace”
wears a moral garb. This is what we have to hear and understand and take
to heart and believe. For Calvin divine service was a parade ground on
which imperatives held sway in every relation. We cannot really learn to
know the details of the Genevan system that is so much admired without
words like “tyranny” and “Pharisaism” coming almost naturally to our
lips. No one who has proper information would really have liked to live
in this holy city. But that simply shows that we do not live in a time of
Reformation conflict, or in a time of Reformation at all. Without the
severity of “Thou shalt” there would never have been a Reformation nor
will there ever be again.
It is part of being a prophet — look where we will — to be at least
very close to tyranny and Pharisaism. Prophets who want to translate their
visions into reality — and those who did not want this in some way would
not be genuine prophets — will usually end up, unless they meet an early
heroic death like Zwingli, perhaps as tyrants and Pharisees, but at least as
moralists. The logically necessary end of the historical path from Luther
to Zwingli and Zwingli to Calvin was Calvin’s Geneva, just as the logically
necessary end of the path from Moses to the prophets and the prophets
to Judaism was the synagogue. Who would have the boldness to argue
that this historical path of the Reformation did not have to be taken and
trodden to the very end? There is no standing still in history, not even at
points like Luther's Wittenberg tower experience, at which one might say
to the moment: “Please linger, you are so beautiful.” Or was the worldly
post-Lutheran Wittenberg with its carousing in the shadow of the forgive-
ness of sins the legitimate outcome of the Reformation? Certainly it was
a shattering tragedy that the triumphant establishment of Calvin's ordi-
nances should be the necessary and legitimate outcome of what Hutten
and Albrecht Diirer had once hailed as the dawn of a new human day.®!

60. Cf. Goethe’s Faust, I, 1700.


61. Cf. Hutten’s letter to W. Pirkheimer, 10.25.1528, in Ulrich von Huttens Schrifien,
vol. I, ed. E. Bécking (Leipzig, 1859), 217. No similar saying of Diirer is known, but cf.
Dilthey’s “Auffassung und Analyse des Menschen im 15. und 16. Jahrhundert,” in Wéel-
tanschauung und Analyse des Menschen seit Renaissance und Reformation, vol. II of Gesammelte
Schrifien (Leipzig and Berlin, 1914), 51. For a saying of Erasmus like that of Hutten cf.
J. Huizinga, Herbst des Mittelalters . . . (Stuttgart, 1938), 39f and cf. Schwenckfeld above.

p22
4

§6 Calvin

But we can wish this tragic conclusion away only if we do not see
that the true goal of all such historical paths lies on the far side of historical
reality, so that the end of all such /istorical paths cannot be anything other
than tragic, cannot have any ogher meaning than that of a return to the
beginning, and beyond the beginning to the origin and goal that within
the human and historical and temporal are always and everywhere the
concealed meaning and purpose of all such paths. If we see that, then we
will certainly not want to varnish over or glorify Calvin’s parade ground,
but we can integrate it into the peaceful work of a truly historical view
that reckons with the ultimate things and can thus bear it that here and
now we encounter only penultimate things. In that case we cannot avoid
admitting that in spite of the not unjustified charge of tyranny and
Pharisaism this end to the Reformation had its own greatness and worth
as compared to other possibilities.
Calvin dealt rather harshly with those who opposed his thoughts and
plans, which he equated with the cause of God. In this regard we do not
find the. coarseness of a Luther in his writings, but we do find a wholly
distinctive sourness and bitterness that give us some idea of what it meant
to be harried by him, when once recognized as an enemy, until he had
finally made an end either one way or another. We cannot excuse this side
of his nature by pointing out how loving and sensitive he was with his
friends and with all who were favorable to him. This fact was of little help
to a Servetus or a Bolsec or a Castellio. We have to say, however, that
Calvin's severity was closely related to the historical situation at the end
of the Reformation. Calvin was confronted by Ignatius Loyola, the Spanish
Inquisition, and the Council of Trent. In his beleaguered fortress suspicion
was rightly or wrongly rife. In the evil 1540s even Luther, as we know,
lost for the most part his urbanity and sociability.
Calvin's severity was also linked — and this is the main point — to
the great saving or destroying either-or that hung like a sword of Damocles
over humanity and over every individual, and that for him resulted directly
from the knowledge of God, a thought whose critical significance he felt
like no other reformer, and perhaps like no one at all until we come to
Kierkegaard, in whom we find the same severity. May I remind you again
of the opening of the Geneva Catechism, which tells us expressly that
those who do not glorify God in their lives have sunk to the level of the
beasts.°2 Those who saw the value and meaning of human life in this way

62. Cf. above, 76; and OS II, 75, 10ff; BSRK 117, 15-17.

123
Calvin, Luther, and Zwingli

were engaged in an existential conflict of which they were themselves truly


the first and most suffering of victims, but the horrors of which they did
not think they could spare others. Calvin was not giving way to passion
when even in his Bible commentaries he at once spoke of dogs and swine
if he saw the sanctuary of truth violated.® It was instead his calm and
well-considered view that those who did such things did not deserve to
be called human. On one occasion (Staehelin, II, 377f.) he solemnly
protested that it was not out of personal hatred that he dealt with his
opponents as he did.°4 Even allowing for every possibility of self-deception,
why should we not just as well believe him as not believe him? But he
thought — and this is connected with the unity he saw between beinga
child of God and a servant of God — that he might and should be angry
on the basis of God’s own anger. In the short sketch of his life in the
preface to his commentary on the Psalms he saw himself in the situation
of King David, the type of Jesus Christ, who was constantly burdened
with wars against the Philistines and other foreign peoples, but who was
even more harassed by the disloyal among his own people. Hardly had he
achieved rest before he had to endure another conflict.> And almost always
the battles were for that which was for him highest, for the totality. When
it was a matter of the glory of God and his truth, he would rather be
enraged than not, lest the dishonor staining the divine majesty should fall
back on his own head. That was what he said in his fight against Castellio
(381).°° Referring again to his anger later, he said that it was as if he could
do no other, as if he were caught up by a whirlwind (383).97
We cannot ignore the fact that in such claims, and in the reality
behind them, we reach and perhaps pass over the frontier that separates
the divine from the demonic. Calvin himself was aware of this frontier
and would often at least to some degree restrain himself. We may draw
too close to the fire of God from which the average person is too distant.
When that happens, what is holy turns into what is definitely unholy. At
this point the word “tragedy” suggests itself again, and we must remember

632 OniPsy 1016, CORB1) 119;


64. Calvin to N. Zurkinden, 7.4.1558, no. 2908, CO 17, 235f; and Stahelin, II,
381f.
5), (CO) Bil, BH
66. Calvin to Zurkinden, February 1559, no. 3023, CO 17, 466. Barth quotes
from Stahelin, IJ, 381.
67. A 1556 letter, no. 2573, CO 16, 369, quoted from Stahelin, II, 383.

124
a

§6 Calvin

that there is no tragedy without guilt. But for all our sympathies with the
unhappy victims of this elemental event, we are called to be judges of
Calvin only if we, too, consciously stand in the great crisis in which he
stood day and night, and if in this crisis we show more humanity than he
actually did. Those who live with smaller views of a smaller cause than
Calvin's really find it much easier to be less severe than he was.
As a final point I would mention the decided orientation to the
next world that governs all Calvin’s life and work. No reformer was
more strongly shaped than he was by the antithesis of time and eternity.
For him, what we may be and have as Christians was promise and no
more. Those who really have the promise have the gift of the Holy
Spirit; they have all that we can have here and now. And for him this
having was wholly and utterly expectation and no more. The saved are
those who stand in this expectation and who, expecting, are obedient
servants. It is at this point that we find Calvin's distinctive christology
and eucharistic teaching in which Christ, not omnipresent but en-
throned at God’s right hand in heaven, is present to his own by the
unheard-of miracle of the Holy Spirit in faith, a sign and pledge that
is visible to faith. We cannot possibly explain this teaching in terms of
the secondary need to mediate between Luther and Zwingli. We find
expressed in it an original concern that we find everywhere in Calvin,
a concern for the distance that true fellowship between God and us
involves. This concern explains why Calvin confronted the whole color-
ful world of phenomena with such remarkable and painfully serious
restraint. Whenever he spoke about the world and humanity as they
are, he at once turned with an almost audible jerk to that which is
before and above all creation.
Reference has been made to his asceticism in the world, to his
pessimism.°8 In him we find as little of the supposedly French joy in the
concrete and real as we do of the French esprit, so that Bauke’s idea of the
decisive significance of the fact that he was French seems as little illumi-
nating from this angle as from the other.®? Thus far I have been able to
discover, along with theology, church, and state, only one field in which
with some forgetfulness of self Calvin displayed an affectionate material

68. Cf. M. Weber, Die protestantische Ethik und der Geist des Kapitalismus, vol. I of
Gesammelte Aufiitze zur Religionssoziologie (Tubingen, 2nd ed. 1922), 118, where Weber
argues that Calvin's asceticism differs from that of the Middle Ages by dropping the
evangelical counsels and coming into the world.

125
Calvin, Luther, and. Zwingli

interest. That, strangely enough, was everything connected with astronomy


and meteorology, a field that by its nature was adapted to serve as a parable
at least of his great “Lift up your hearts.” We have to search his works
with a magnifying glass to find any traces that he could laugh. He did not
play the lute like Luther and Zwingli. He once took a modest six-day
vacation in the environs of Geneva. He liked to play with house keys in
what is described as a rather doleful way. But these seem to have been his
only pleasures.71 He apparently saw little of the aesthetic charm of Lake
Geneva over which his windows looked. He was totally devoted to his
cause. He resembled very closely one who was spiritually akin to him in
the Middle Ages, Bernard of Clairvaux, who once rode the whole length
of Lake Geneva without being able to remember that he had seen it.”* To
this day Reformed Protestantism has not been able totally to rid itself of
this dedication. It will not and should not. Yet we are surprised.
We may well ask why there was this turning from the world when
the Reformation became Reformed and sought to turn zo the world. We
will try once again to apply our double principle of explanation. When
Calvin looked back on his decisive years, he finally saw the burnings under
Francis I in Paris. Throughout his life his daily thought was to care for
the persecuted, for those languishing in prison or the galleys, for those
anywhere in the world who for the sake of the gospel were threatened with
death or were the victims of it. He was also concerned for the pressure
and threat under which the cause of God itself stood. Calvin felt that he
had a part in all this, that he bore responsibility. No other reformer felt
the burden of responsibility so keenly. Can we be surprised, then, that he
could not live lightly; that he quantitatively restricted his attention to and
affection for this-worldly things; that he concentrated all his energies on
the minutest point, for theology is indeed the most minute of this-worldly
things; that he found in looking at eternity not only the comfort but also
the courage to work and not despair73 in evil days? Yes, that is how it is

69. Bauke, Probleme, 14.


70. On Gen. 1:16 (1560), CO 23, 22; also Advertissement contre l’Astrologie quon
appelle judicaire.. . (1549), CO 7, 513ff.; and on meteorology, CO 38, 78, on Jer. 10:13
(1563), and CO 28, 376, on Deut. 28:12a. Barth refers here to the eucharistic Sursum
cordato denote a main concern of Calvin; cf. his La Forme des Priéres et Chantz ecclesiastiques
of 1542, CO II, 48, 24-32; cf. Tracts and Treatises, Il, 121£.
71. Stahelin, I, 402, and the whole section 393ff.
72. Ibid., 397F.
73. The familiar title of a Carlyle selection by K. R. Langewiesche (Diisseldorf,

126
§6 Calvin

when a person really turns from God to the world in order to understand
the world in relation to God, and to win it for him. Basically at least there
will then usually be that jettisoning and disparaging of this-worldly things.
For there can be no understanding or winning of the world without an
overcoming of the world, and no overcoming of the world without absti-
nence from the world.
The point of asceticism, of the attempt to win freedom from the
world, is the attainment of the assessing and shaping and controlling of
the world that this freedom alone makes possible. Already in the Middle
Ages this necessary link had brought two apparent antitheses, the papacy
and monasticism, into alliance. Precisely in Platonism, too, we find the
strictest turning aside from the world of sense, and even a death wisdom,”4
alongside the world-affirming founding of logics and ethics. And beyond
both monasticism and Platonism we find in primitive Christianity a link
between eschatology and ethics by which both take on the significance
that we find again in Calvin. Whether and how far there is a direct relation
between Calvin and the contemporary Humanism, to which yearning for
eternity and the thought of eternity were by no means alien, is a separate
question. We need not assume this, for the decisive juncture at which the
power of the next world becomes the power of this world?> lies in truth
along the line of Christianity’s own logic. This logic reached a climax in
the theology of Calvin. It need not astonish us that meditation on the
future life crowns and defines this theology. With the doctrine of predesti-
nation this is
i the basis of Calvin’s-ethos-that protects itsauthenticity and
secures it against the danger of superficiality which threatens every.ethos.
It is not a foreign body in Calvinistic teaching. It is the true whence and
whither of its way.

1902): Arbeiten und nicht verzweifeln, based on the last sentence of Carlyle’s rectoral address
at Edinburgh in 1866, in which he quoted from Goethe’s Symbolum, using “work and
despair not” for the original: “Wir heissen euch hoffen.” Cf. T. Carlyle, Critical and
Miscellaneous Essays, vol. 1V (London, 1899), 481f.
74, Barth took the term “death wisdom” from K Overbeck, Christentum und Kultur
_., ed. C. A. Bernoulli (Basel, 1919), 2379; cf. his Epistle to the Romans (Oxford, 1933),
424fF.
75. See 73, n. 6 above.

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PART II

LIFE OF CALVIN

Cf. the autobiography in the preface to the Commentary on the Psalms,


1556 (31, 13f.), especially the passages on his conversion, his meeting with
Farel, and his struggles; Beza, preface to Calvin’s Joshua Commentary
(1564); Beza’s Panegyrikus, a loyal but not very critical account that gives
factual material.! As a living portrait it may well be more historical than
an objective account by a nonparticipant. Nicolas Calladon (1565) am-
plifies Beza.2 Beza wrote a Latin Vita in 1575.3 For all three of these cf.
21, 21ff. New biographies: P. Henry, 3 vols. (1835-1844); and E. Stae-
helin, 2 vols. (1863).4 Both are erudite, sympathetic, and anxious to set
forth the Reformed side so as to do justice to Reformed reformers who
are often overshadowed by Luther, but in my view they are more valuable
as collections of materials and too edifying to be instructive, Staehelin

1. For the preface to the commentary on Psalms, see CO 31, 13-36; for the preface
to the Joshua commentary, 22, 21-50. By Panegyrikus Barth is probably referring to the
editors’ preface in CR: Notice Littéraire, CO 21, 9f., which notes the inadequacy of Beza’s
panegyric and the need for a more detailed and methodical account.
2. CO 21, 51-118. Colladon was a pastor at Geneva from 1553 onward and in
1564 succeeded Calvin as a professor at the academy. He came from a French refugee
family. See M. Haag, La France protestante, vol. 1V (Paris, 1853), 4f
3. CO 215,119-72!
4. P. Henry, Das Leben Johann Calvins des grossen Reformators, 3 vols. (Hamburg,
1835-1844); E. Staihelin, Johannes Calvins Leben und ausgewihlte Schriften, 2 vols. (Elber-
feld, 1863).

129
Life-of Calvin

being much superior. Kampschulte, 2 vols. (1869 and 1899),° is nonsym-


pathetic, stresses the objections against Calvin too much, but is a corrective
to the former two and should be consulted but not made determinative.
E. Doumergue, 5 vols., folio (1899-1917),° is probably the best of all
Calvin scholars; he searches the ground thoroughly and does a good job,
though inclined to try to justify Calvin through thick and thin, so that
he does not finally help us to understand, being so much the pupil
who reproduces the teacher. For short accounts cf. A. Bossert (1908)
in Krollick’s translation; A. Lang (1909); G. Bayer, a popular but well-
documented and vivid presentation, in which the author tells us on p. 1
that if he were not a Lutheran he would like to be Reformed; K. Holl
(1909); E Barth, Calvins Persénlichkeit (1909); and Schwarz, Calvins
Lebenswerk in seinen Briefen (1909).”
I have not found an account that combines the thorough knowledge
of Doumergue, the sympathy of Staehelin, and the critical glance of
Kampschulte, and that also so profoundly grasps the historical and prin-
cipial contexts of the Reformation as to be able to treat them with detach-
ment. But that is perhaps a combination of qualities that is beyond our
human capabilities, so that we should be glad to have at least the parts in
the works cited, with here and there at least a glance at the whole.’ But
now to work.
If in the course of these lectures I try to take a look at the life of our
hero, it is not because this is something that for the sake of completeness
we should not omit. From the two preceding sections on the Reformation
and the Middle Ages and the interrelations of the three main reformers

5. F W. Kampschulte, Johannes Calvin: Seine Kirche und sein Staat in Genf, 2 vols.
(Leipzig, 1869-1899).
6. E. Doumergue, Jean Calvin . . ., 7 vols. (Lausanne and Neuilly, 1899-1927; vol.
VE.1926; vol. VII, 1927).
7. A. Bossert, Calvin (Paris, 1906); German translation by Krollick (Giessen, 1908);
A. Lang, Johannes Calvin . . . (Leipzig, 1909) (Schriften des Vereins fiir Reforma-
tionsgeschichte 99); G. Bayer, Johannes Calvin . . . (Neukirchen, 1909); K. Holl, Calvin,
an address in Berlin in commemoration of Calvin's birthday 400 years before, delivered
on 7.10.1909; reprinted in expanded form and with notes (Tiibingen, 1909); then in
Gesammelte Aufsitze zur Kirchengeschichte, vol. Il (Tubingen, 1928), 254-84; FE Barth,
Calvins Persinlichkeit . . ., a commemorative address (Bern, 1909); Johannes Calvins Le-
benswerk in seinen Briefen, a selection in German translation by R. Schwarz with an
introduction by P. Wernle, 2 vols. (Tubingen, 1909); new ed. with introduction by
O. Weber, 3 vols. (Neukirchen, 1960).
8. Cf. Goethe’s Faust, I, vv. 1936-39.

130
Life of Calvin

you will have gathered that my chief concern in the whole enter
see the inner and outer connections and the place of intersecti
historical and principial line on which Calvin stood. If we could sé@ thesé
contexts exactly, infinitely more so than we have succeeded or can ever
succeed in doing, then in my view we could at once see the subject of our
study and no further special examination would have to be devoted to it.
In viewing the contexts we arrive at what I call our presuppositions. By
this I do not simply mean preparatory materials but prolegomena in Kant’s
sense, and therefore ideally the whole.? If we still have to look at Calvin's
theology as a special second theme after the presuppositions, this is more
for the hardness of our hearts [cf. Matt. 19:8] than for any other reason.
We now come to the third and most inward circle of these presup-
positions, Calvin’s life. In its own way this life is also, or ought to be, the
whole of his theology. As I said yesterday, we cannot separate the man and
the theologian if we are dealing with an important person, a theologian
who has to be taken seriously. Those who achieve a full grasp of his life
cannot fail to see that here was a man who preached, who expounded the
Bible, who engaged in polemics, and who had to shape in a particular way
his doctrines of the Lord’s Su ef, predestination, and Justification. My
ont PaRGrIn hisTectures onCalvin used to give no more than an explicit
and vivid account of his life from beginning to end, and we finally saw
something of Calvin’s theology even though there were only incidental
references to it.!° I regard that path as more artistic and more pertinent
to the theme than the one we ourselves are taking. To repeat what I said
yesterday, the nature of historical understanding consists of insight into
the necessity imposed by that double context. Yet I do not trust myself to
be able to tread such a path consistently, and so I choose a more broken
method. Equipment is needed for the first method that I do not even
remotely have. Yet I would ask you to note that in the arrangement of our
main material into preaching, exegesis, polemics, and system, we have a
pointer at least to the biographical link and therefore to the ideal of a
historical presentation. If this pointer leads you to a consideration from
eternal and temporal angles at the same time, then you have perhaps gained
the very best that I can give you apart from what Calvin himself gives.

9. Cf. Kant’s Prolegomena to a Future Metaphysics (New York, 1950), 22.


10. Fritz Barth, Barth’s father, taught church history at Bern University from 1899
to his death in 1912. He does not seem to have taught a special course on Calvin but
frequently lectured on Reformation history in general.

131
Life of Calvin

I see no reason to divide up Calvin's life in any way but the traditional
one: (1) The beginnings to the arrival in Geneva, 1509-1536; (2) the first
stay in Geneva, 1538-1541; (3) the Strassburg period, 1538-1541; (4) the
years of conflict in Geneva, 1541-1555; (5), the victory and final years to
Calvin's death, 1555-1564. If thus far we have rightly fixed the place where
Calvin stood, our true theme of the story that we shall now sketch must
be his distinctive will, how it was formed in the first period, made a first
beginning in the second, was inwardly confirmed in the third, wrestled
through defeat to victory in the fourth, and finally prevailed and came to
full expression in the fifth. You know already that I finally view the whole
of this extraordinary self-contained and complete and heroically successful
life as a tragedy, as I do all else in history. I will not repeat that verdict at
detailed points.

132
SS ‘ 3 i,

Early Years, 1509-1536

§7 INTRODUCTION

Calvin's father, Gerhard Cauvin, of Pont d’Evéque, had risen from


humble origins — his own father had worked on riverboats — to become
a well-situated middle-class lawyer who acted as financial counsel to the
bishop of Noyon in Picardy (the ancient Noviodunum) and also to the
cathedral chapter, which was often in conflict with the bishop. From all
that we know, his relation to the church as represented by his clients was
a purely objective and financial one. His educational ambitions for his
children were also primarily practical. He had his second son, the later
reformer (born July 9,2 1509), first study theology, and made it possible
for him to do this by securing for him when he was only 14 years of
age, first a quarter share in a benefice, then a whole benefice (i.e., its
income). Later, when he had fallen out with his clerical clients, he
unhesitatingly transferred Calvin to the study of law as a better means
to bring him to wealth and fame. It made little difference. The church
was a worldly possibility like any other. Things really were different with
Calvin’s mother Jeanne, née Lefranc, who had brought a dowry to her
husband. Though of no special intellectual gifts or maternal qualities,
she seems to have been fairly devout and even bigoted, zealously hauling

1. This heading is in the margin of the MS.


2. In the biographies of Calvin listed by Barth, and in more recent works, July 10
is given as the date of Calvin's birth.

133
| Early Years, 1509-1536
off her children to prayer, to church, to processions, to the revering of
relics, and the like.
It is not irrelevant to note that the atmosphere in which Calvin,
unlike Luther or Zwingli, was reared was that of a middle-class and in
particular a lawyer’s home. The sober way, free from every illusion, in
which the middle stratum of society usually views human things would
later distinguish Calvin, too. We also note that the form in which he met
the church in his youth was not, as especially in Luther’s case, that of
titanic asceticism or works righteousness, but the very opposite. In his
father’s profession he saw the dubious secular and economic side, and in
his mother’s piety a superstitious deification of the creaturely. It was natural
‘that his opposition to this church would develop primarily on the ethical
side in the broadest sense. Calvin was well aware why later he had such
zeal for the glory of God. He had seen something of the dishonor that
God suffered at the hands of Christians.
The very best things that Calvin owed to his parents’ home derived
from the prudent concern of his father to secure early on a good education
for his children. The second son received this first in a kind of local private
school at which he excelled for his talents and industry, then in the house
of the noble family of de Montmor along with the sons of the family. The
rather aristocratic side of his nature was first enhanced here. Later he had
a surprising number of noble and even princely friends and correspon-
dents. The path from the working class to the middle class and then to
the upper class that his own family had trodden in three generations was
in fact a natural one that could easily be traversed. _
With means provided by those early ecclesiastical positions, and with
a tonsure signifying at least his imaginary spiritual dignity, the boy went
in 1523 to the Collége Lamarche in Paris to prepare for the university.
His honored teacher there was Mathurin Cordier, a first-class innovator
in the teaching of Latin, but also a fine educator at the personal and moral
level. In 1550 Calvin gratefully dedicated to him his commentary on
1 Thessalonians.> For reasons that are not wholly clear he then moved on
to the Collége Montaigu, at which not only late scholastic dialectic but
also the whip and other nonpedagogic brutalities held sway. As Bossert
notes, however, good students can gain profit for themselves even from
poor methods, and Calvin learned the art of verbal warfare that would

3. Bossert, 16, tells us the dedication was to Cordier. For the dedicatory epistle of
ZA lss0 ch, CON3,525h—.

134
§7 nionucHon

later be one of his main strengths (18). This was probably the time when
the serious, all too serious, young man earned from his fellow students the
nickname of accusativus or accuser.4 Recall what I said yesterday about
Pharisaism. When Calvin left the Collége Montaigu at the end of 1527
or the beginning of 1528, another promising student enrolled, Ignatius
Loyola. So closely enmeshed things often are spatially!5
Already during these student days Calvin must have been in touch
with thoughts of Reformation, or at any rate reform. When he had come
to Paris in 1523, the great battle that pitted Lefevre d’Etaples, whom we
have mentioned more than once already and who was supported by all
the Humanist groups and at that time by Francis I and his court, against
the Sorbonne, the high seat of Scholasticism, which was supported by the
Parlement, had reached a climax. The occasion was the declaration by the
Sorbonne that Lefevre was guilty of heresy in his historical thesis that the
NT speaks of three different Magdalenes, whereas in the liturgy Mary
Magdalene, Mary the sister of Lazarus, and the sinner who anointed the
Lord’s feet are supposedly one and the same person.° Profound differences
were concealed behind this strange problem: grace or works righteousness,
scripture or human decrees, faith or automatic efficacy, all stirred up to
some degree by the Lutheran Reformation in Germany. Melanchthon in
fact entered the Parisian debate directly with a polemical work against the
Sorbonne.’ It is quite impossible that so alert a man as the young Calvin
should not have had an inner part in these controversies. It so happened
that a relative, Peter Robert, known as Olivetanus (or Olevian),® stood
alongside Leftvre as one of the most stalwart and religiously most zealous
champions of Humanistic biblicism in Paris. This man apparently drew
Calvin’s attention to the Bible. With what result? Who was John Calvin,

4. Cf. Kampschulte, I, 225 n. 1. But the source is unsubstantiated Counter-


Reformation polemic. Cf. E. Pfisterer, Calvins Wirken in Genf (Neukirchen, 1955), 111ff,
on Calvin as Accusativus.
5. Cf. E Schiller, Wallensteins Tod, act II, scene 2, 789.
6. Cf. Doumergue, I, 91-93; and Bossert, 19F.
7. Barth is obviously referring to the work of Melanchthon mentioned by
Doumergue, I, 91ff., and Bossert, 20, though Melanchthon, of course, was not concerned
about the debate as to the number of Magdalenes but was opposing the Sorbonne’s attack
on Luther.
8. Olivetanus (ca. 1506-1538) is best known for his translation of the Bible into
French, for which Calvin wrote a preface. C. Olevian (1536-1587) was a Reformed
theologian who had a hand in writing the Heidelberg Catechism.

155
Early Years, 1509-1536

and where did he stand, when, obedient to his father’s wishes, he left Paris
in 1527 and moved to Orléans?
It is Calvin himself who at this point in his career tosses to historians
a bone of fierce contention. In the little autobiography to his commentary
on the Psalms (31, 22), directly after mentioning his transfer from philos-
ophy to law, with which the account begins, he goes on to say that he was
then so obstinately addicted to papal superstition that it was hard for him
to draw himself up out of the deep slime, but that he (God), by a sudden
conversion, brought his heart to obedience even though, considering his
youth, it had already been truly hardened. As, then, he received a certain
taste for true piety (“godt et cognaissance de la vraie piété”), he was set
on fire to continue this study, even though he did not abandon his other
studies, if now with less interest.? He then goes on to tell how he would
much rather have had isolation and rest even though he was the leader
and center of a whole group of like-minded people.
What does all this mean? When are we to date the sudden conver-
sion? Doumergue!? and Holl put it in 1527/28. In favor of their view—
I am following Holl!! — it is argued that in 1542 Calvin said he had
come to know only the earlier works of Zwingli. Why only the earlier
works? Because Zwingli was still alive, his later works had not yet come
out, hence the end of the 1520s. Again, in 1538 Calvin was accused of
ingratitude to the Catholic church whose education he had enjoyed for
fifteen years and more. Adding eighteen to 1509 brings us to 1527. Again,
the passage in the Psalms commentary refers plainly to a once-for-all break
in Calvin's religious development. Again, Calvin later argued so strongly
against following the example of Nicodemus, against a concealed Protes-
tantism, that it is unthinkable that he was himself a secret believer from
1527 or so to 1533. Again, Calvin's reference to his great hardness con-
sidering his years makes sense only if he was really young at the time, that
is, 17 or 18. Again, in the commentary on Seneca,!2 which was published
in 1532, and in which the absence of any new religious thoughts, or any
religious thoughts at all, is a main argument for the other side, we must
know how to read between the lines to find traces of the sudden conver-

GIECOR NS 21:
10. Doumergue, I, 327-55.
11. See Holl, 37-44 n. 1 (255-59 n. 1), for a discussion, with references, of Calvin’s
conversion. Also see n. 7 above for first and expanded editions of Holl.
12. CO 5, 1ff.: L. Annet Senecae.. . (Paris, 1532).

136
§7 Introduction

sion. Finally, the fact that in 1533 Calvin was at a chapter meeting in
Noyon, and gave up his benefice only in 1534, may very well be explained
by a certain broadness of outlook and the hopes that he might still have
had for the church.
The other view, advocated by Staehelin, K. Miiller, Wernle, and
Lang,!> dates the conversion to early 1533. The basis of this view is that
there is little evidence that real Protestant influences might have affected
Calvin in any dramatic way in his early years. Again, why did not the
alleged change manifest itself in the young man’s life from 1528 to 1533?
Why did he write his Seneca commentary of 1532 along such Humanistic
lines? Why did he not emphasize the superiority of Christian ethics over
philosophical ethics? Why are there only three biblical quotations in a
sea of classical references? Why is he apparently only seeking a name for
himself as a scholar? Must we not date the conversion to the time when
he acted as a converted person, as stated in the Psalms commentary
(Lang)? Among supporters of this view there is a difference inasmuch as
K. Miiller takes sudden conversion to be the last decisive breakthrough
after a longer period of preparation, of a desire for the other things of
true piety after the manner of Nicodemus, whereas Lang no less
vigorously than Holl on the other side rejects any intermediate period
and takes the word “sudden” literally, though unlike Holl putting the
conversion no earlier than 1533.
As I survey all the material adduced on both sides, it seems to me
that everything hinges on how we understand the word “sudden.” Both
sides, though intentionally only in the case of Miiller, appear to shed light
by showing that the period from 1527 to 1533 was the critical and
ambivalent one in Calvin's life. He received a jolt but did not yet make a
move. He was under impulsion but did not yet decide. He saw something
but did not yet sufficiently understand himself to make the inferences. We
cannot possibly deny that they surprisingly left no imprint on, for example,
the Seneca commentary. This being so, a sudden conversion as an incom-
parably sudden spiritual event was just as unlikely at the beginning of the

13. Stihelin, I, 21-28; K. Miiller, “Calvins Bekehrung,” Nachrichten der kiniglichen


Gesellschaft der Wissenschaften zu Gottingen, phil.-hist. Cl, (1905), 188-255; P. Wernle,
“Noch einmal die Bekehrung Calvins,” ZKG 27 (1906), 84-99; and in response to Holl,
“Zu Calvins Bekehrung,” ZKG 51 (1910), 556-83; A. Lang, Die Bekehrung Johannes
Calvins, Studien zur Geschichte der Theologie und Kirche, ed. N. Bonwetsch and R. Seeberg,
vol. II (Leipzig, 1897).

137
Early Years, 1509-1536

period as at the end, at the beginning because it did not really lead to
anything, and at the end because then something had already happened.
What does a sudden conversion mean? It seems to me that here again
we see how inappropriate it is that modern theology thinks it should have
to read the NT and church history with Pietistic spectacles and therefore
to see conversion as a spiritual event in time. With the same premise, and
the same defective insight into the relativity of time, it seems to me that
the understanding of Romans 7, and also of expectation of the parousia
and its history, was obstructed and made impossible from Revelation to
Blumhardt.!4 Is there not something humorous about the debate of these
scholars as to whether that act of God by which Calvin became Calvin
took place, with or without preparation, in 1527 or 1533? Must not
anyone who is not involved in the debate raise the crucial issue? What are
we really talking about? The act of God! If an act of God, then we have
here a vital existential event, as both parties and Calvin himself believe,
and can there be any question of 1527 or 1533, of yesterday or today? Is
it not obvious a priori that a man who was essentially a thinker, and we
have every reason to say this of Calvin, if he calls an act of God sudden,
will have in view a change which compared to all the changes that take
place in time is absolutely unique, so that to the extent that it is seriously
placed in a temporal sequence it can denote only a stretch of time, a
permanent crisis, not a crosscut, something that happened with unheard-of
suddenness in 1527 or 1533?
I also believe that I can prove this a posteriori, at least from the text
in the Psalms commentary. If you read through the whole preface you will
see that the guiding thread in Calvin’s account of his life is not at all the
chronological sequence, so that we are not forced to think of the sudden
conversion in terms of a moment in time. The thread is the parallel

14. Barth dealt with gaps in modern theology in his Overbeck essay, “Unsettled
Questions in Theology Today,” in Theology and Church (New York, 1962), 55ff. He thought
the two Blumhardts, Ziindel, and Overbeck had not received in their day the respect they
deserved, the result being that 19th-century theology failed to deal with the question of
biblical eschatology. Barth is in agreement with the thinkers mentioned (ibid., 64): “But
in any case, after the expectation of the Parousia had lost its reality, Christianity lost its
youth and itself. It has become something wholly different;ithas become a religion.” Cf.
Barth's retractions on this theme in CD, II/1, 633ff., and then his verdict on the way in
which Blumhardt’s contemporaries found his concern a strange one, CD, IV/3, 170f. For
Barth on the Pietist misunderstanding of Rom. 7 cf. his 1st ed. of Romerbrief (1919),
reprinted in part II of Gesamtausgabe (Zurich, 1985), 276ff., on “The Law and Pietism.”

138
§7 Introduction

between David and Calvin, and the point is that the power, the goodness,
the grace, the miracle of God stands over both lives. This preface is not a
biography if we mean by a biography the history of an individual and the
progress of the personality of that individual through time. The history of
the individual is here a means by which to recount the eternal history of
the acts of God that we do not see as such on the plane of historical things.
Hence at the decisive point, as Holl rightly argues against Miiller,!5 Calvin
equates the sudden conversion with the taste for the things of true piety
that is much less evident. This is how what is divine impinges on what is
human. The radical sudden conversion means a relative taste for other
things, the wholly other becomes a modest something.!° The Seneca
commentary fits well enough with this modest something without any
artificial reading between the lines.
In fact Calvin did see something in 1527 but without achieving full
clarity about himself. Friends and foes might or might not have found
something new and strange in him! As others later wanted to be, and as
he himself, when his ambivalence was recognized, renounced for himself
and opposed in others, he might have seemed to be a Nicodemus, who
out of fear came to the Lord by night.!7 He could very well visit the Noyon
chapter in 1533 and enjoy his income up to 1534. All this is basically in
keeping with his desire for other things that would later grow and make
it all impossible, for the light of that desire dispelled unambiguous darkness
and brought the first light of dawn. But the sudden conversion, God’s
own act, was written in another book, all that is said in the preface about
God’s comfort, help, judgment, and presence being something different
from what Calvin experienced in his life in time under this promising
sign. It was against his own expectations and wishes,!* he tells us, that
God drew him up out of the slime of papacy, out of his obduracy, out of
his natural prejudice and perplexity. This is the point of the celebrated
passage. Historians will note that at the time of his first Parisian stay—
it did not have to be in 1527 — something did begin to happen in the
life of Calvin, namely, conscious contact with Reformation thinking. They

15. See Holl, 256f.


16. See above, 16 n. 6.
17. An allusion to Calvin’s controversy with those who followed the model of
Nicodemus in John 3:2. Calvin coined for them the label Nicodemites.
18. Barth paraphrases here Calvin's statements in his preface to the Psalms com-
mentary, CO 31, 21.

13)
Early Years, 1509-1536

will also note that-Calvin himself perceived in this something, this new
taste for other things, incomparably more than that, namely, God’s con-
verting act. Seeing that, they will understand to what distinctive logic a
life of this kind was subject no matter what it might finally mean at every
stage. They will thus be on guard against trying to assess historically what
Calvin himself calls the act of God. For historical assessment can deal only
with the new taste, not the sudden conversion. The new taste is the event,
the sudden conversion the recognition of it. The new taste is in time, the
sudden conversion beyond all time in eternity.
After this digression we may resume our account. Calvin had left
Paris as one who had been awakened and unsettled and gripped by the
thinking of the German Reformation, for which he was not unprepared.
At the time when he had given up theology, he was not clear whether he
was not really for the first time beginning the study of theology. He was
reading the Bible. He found like-minded people, unsettled just as he was,
and to his own added unsettlement, against his will he became their leader.
His other studies, which he still diligently pursued, secretly hampered him.
So he came to Orléans. As the same man he was? No, not the same! As
another man? No, not another! But thirty years later he saw that the great
sword of Damocles, the great either-or, had visibly hung over his life at
the time, that the great crisis in which he stood and would always stand
had come, so that he felt the power of the eternal hand in which he always
was and always would be, and was therefore elected and called. Yet what
we see of all this in time [cf. 2 Cor. 4:18] is simply a student, a jurist, a
Humanist, a Roman Catholic, a scholar of fine-tuned and nervous dis-
position, rather ambitious, rather cautious, in short, one human, earthly,
questionable possibility among others. He moves only slowly, like the hand
of a clock, yet no less inexorably than the hand of a clock. New things
will take place in this life. From 1533 onward new and surprising possi-
bilities will open up. The awakening will become conscious, the unsettle-
ment stronger, the pressure of the hand stronger. But those who see that
this life was pushed by the eternal hand will not make of this movement,
of his sudden conversion, at any given time a datum in time and history.
It belongs in his biography precisely because it is so much the meaning,
the totality, of the biography.
Calvin was in Orléans from 1528 to 1529 and Bourges from 1529
to 1531, in both cases studying law at the university as his father wished.
His feelings regarding the questions raised by Luther cannot have grown
weaker during these years. When he was in Orléans in 1528 Protestants

140
§7 Introduction

came under persecution there. The new teaching had confronted him in
Paris just as it did now in this situation of antagonism. In both Orléans
and Bourges there were many German students, so that interest was thus
kept alive in the great events taking place in Germany. Bourges in particular
was in the territory ruled over by that friend of the Reformation, Margaret
of Angouléme, the sister of Francis I.19 Calvin even seems to have preached
there occasionally, not without attracting attention.29 His works after 1533
seem to indicate that he was doing some theological study, which gradually
gained in incisiveness. It is not impossible that already in 1528, when in
Orléans, he paid a short visit to Bucer and Capito in Strassburg (Kamp-
schulte, I, 231).2! In Bourges he learned Greek from Melchio Volmar of
Wiirttemberg, to whom he dedicated his 1546 commentary on
1 Corinthians.2? One of this man’s students at the time was the young
Theodore Beza, who twenty years later would be Calvin’s most loyal fellow
worker in Geneva. It seems that in spite of what he said later,23 Calvin
was not a little interested in his legal studies; we read at least that by way
of the preface to a friend’s work he took part publicly in a legal debate of
the time, between Stella in Orléans and Alciati in Bourges,*4 and to the
end of his days he could not suppress the old, or, shall we say, the born,
jurist.
It was at this time that by overly assiduous academic labor he must
have begun to undermine his health. Certain character traits like his
nervous punctiliousness and his extreme personal sensitivity begin to ap-
pear in his letters. In 1531 he broke off his study of law, and with the
death of his father in the same year returned to Paris, showing his desire
for the things of true piety by studying Greek and Hebrew under the
famous teachers Danesius, Buddaeus, and Vatable. Kampschulte is perhaps
right when he says that this was the happiest time in his life (I, 237).
He had not yet come dangerously close to the theological problem.
We see this from the Seneca commentary De clementia, which came out
in 1532 (5, 1ff.).25 Was the repetition of this warning of the Stoic sage

19. Margaret (1492-1549) later became queen of Navarre.


20. Bossert, 27; Kampschulte, I, 232.
21. Kampschulte, I, 231 n. 2.
22. Cf. Beza, Johannis Calvini Vita, CO 21, 30; Bossert, 28; Kampschulte, I, 229.
For the dedicatory epistle of August 1, 1546, cf. CO 12, 364f.
23. Cf. n. 104 n. 3 above.
24. Kampschulte, I, 228f., CO 9, 785f.
25. See n. 9 on 136.

141
Early Years, 1 509-1536

meant as a hidden exhortation to Francis I, who was now becoming


intolerable? Was he concerned about the problem of good government in
general and hence enticed into a discussion with Seneca? Neither inter-
pretation is impossible, neither is probable. On the basis of the preface
and letters of the period it seems most likely that the work was undertaken
as an example of Humanistic scholarship evoked by Erasmus’s edition of
Seneca, as one of those academic exercises about which we' need not ask
too urgently what the purpose was. The later iron Calvin, who knew what
he was about, reveals himself in the strictness and industry that the work
displays. Materially, in spite of all his past, he was obviously capable of
following a different course. The door to a career as a Humanist scholar
was still open to him.
But that changed abruptly in 1533. The year saw a new flaring up
of the twenty-year struggle between the Sorbonne and the Humanists,
whom the king favored. The scholastic party, attacking the king’s sister
Margaret, who was sympathetic to the Reformation, had gone too far.
Impertinent scholars had even taken the liberty of making fun of this noble
lady in a theatrical performance, a kind of revue such as Paris is still fond
of today,?° and the time seemed to have come for the Humanists to launch
a counterstroke that would make them masters of the situation. By ancient
tradition the newly elected rector of the University of Paris, the young
professor of medicine, Nicholas Cop, was to take up his office with a
solemn address on All Saints Day. As was not unusual, he had the address
written for him by his intimate friend Calvin, and so the strange result
was that the jurist put on the lips of the teacher of medicine an address
that was from first to last theological, in form and tone even a sermon
(1O/II, 30ff.).27 Recently, it is true, Calvin’s authorship has been contested,
especially by K. Miiller.28 In this case, too, the address is still typical of
the circle in which Calvin moved even if he was not the leader. I see no
reason why it should not have originated with Calvin himself.
We have the impression that the author has entered with some
vehemence a field that is unfamiliar to him with the intention of striking
a powerful blow. It is rather like student sermons in which the aim, as we
know, is often to say all that is to be said. Lines are drawn boldly and with
assurance in all directions from a point that has been discovered with great

26. Kampschulte, I, 243.


27. OS I, 4ff; BI 462fF.
28. See n. 13 above.

142
§7 Introduction

enthusiasm. It is thus hard to sum up the content in a few words. One


unmistakable feature is the Pauline doctrine of justification as Luther
understood it, the message of the forgiveness of sins by grace alone. This
teaching is extolled in the introduction, developed in a first part, and
recommended for courageous promotion in a second. That a novice is
saying all this is unambiguously clear from the fact that Luther’s 1522 All
Saints Day sermon is quoted in the Latin translation of Bucer even to the
point of verbal reminiscences (as Lang discovered), along with discussion
of Erasmus’s supposedly reformed preface to the third edition of his New
Testament, from which Calvin takes the description of the gospel as
“Christian philosophy” when extolling it in the introduction.29 That it
was not impossible for him to make use of both Luther and Erasmus in
the same breath never entered his head, nor did it trouble him that he
could close his Erasmian exordium with a solemn invocation of the most
blessed virgin, Ave Maria, and so on.3°
Along with Luther, Erasmus, and a tiny remnant of Romanism, we
find a fourth line of thinking, namely, that those who hold the Christian
philosophy differ from others as humans do from animals. This philosophy
enables us to keep within bounds the turbulent impulses of the spirit.
God’s greatest blessing is to have given us his Word.3! Luther’s trust in
Christ alone is equated with seeking God’s glory alone.%* Luther’s thought
that God wills our /eartisobviously but unwittingly changed by the author
into the different thought that it is God who wills our heart, the result
being an urgent appeal to renounce other things so as to be able to stand
before Christ’s judgment seat. The exposition of the thought of forgiveness
of sins reaches a climax in a thought already known to us from the Geneva
Catechism, that those who do not grasp this are as far from salvation as
animals.33 A strong challenge>4 comes at the end: Dare to bring the church
peace by adhering to the Word of truth, the Word of God, and not to
human dreams, and even if necessary dare to accept the charge of heresy
and persecution.3> That is obviously Calvin! But it is so mixed with what

29. For Luther see WA 10/III, 400-407. Cf. Lang, Bekehrung, ch. 4: “Die aka-
demische Rede vom Allerheilgen-Tage 1533.” For Calvin, see OS I, 4; BI 462.
30. OS I, 5; BI 463.
31. OS I, 4; BI 463.
32. OS I, 6; BI 464.
33. OS I, 7; BI 465; OS II, 75, 10ff.
34. The MS had Anlaufhere, corrected by Barth in the typescript to Anruf.
35. OS I, 9; BI 467.

143
Early Years, 1509-1536

is taken from Luther and Erasmus, and the decisive Lutheran element is
so dominant that it can be no more than an accompanying element, thus
leaving the impression that with the main statement the author also wanted
to say something else.
There is something chaotic, contingent, and tumultuous about this
work. The various thoughts are integrated into one another like unhewn
blocks. One suspects that the author still has a good way to go before he
can make an assimilated and independent totality out of all the things that
in part he repeats and in part he adds from his own knowledge. But we
cannot rule out the possibility that all this is accidental, a Humanistic
whim, the product of a scholar’s study, when, having previously devoted
his attention in the main to other things, but inwardly moved for some
time by the plight of theology, this scholar is now testing himself in the
theological genre. From such bold sorties many ways at that time also led
back to Rome. This bold amateur theologian who hastily poured out his
whole heart, who in so doing showed a certain lack of independence, who
did not yet see all the connections and was not yet aware of the implica-
tions, was the Calvin of 1533. Was he converted by then? But again, what
does conversion mean? I would say more cautiously that he was being
increasingly awakened, that he was coming to himself, that he was dis-
covering the theologian in himself. We can say that much if we read the
address attentively. This man had probably immersed himself so deeply in
theology that he would probably not be able to reverse himself or call a
halt.
But what takes place here is not heroic advance. If we follow the
interaction of inner pressure and outer counterpressure in this life, we will
probably conclude that here the latter was much stronger and more de-
terminative. Not for nothing, and not just to evoke flattery, did Calvin
repeatedly refer later to the natural modesty of his character. He felt himself
to be much more forced than forceful. He was not aware of the majesty
that others saw in him. So it was now. The necessity that he foresaw in
the second part of the address, namely, that we must adhere to the Word
of God once it is grasped, and maintain it even at the risk of being
persecuted, was indeed in tune with events. The time had come to play
this part, which had been adopted for reasons we do not know how
profound.
The reaction of those who heard this address left Calvin no option
but to take up his own enterprise in all earnest and automatically prevented
him from being afraid of where his courage was leading him. The attempt

144
§7 Introduction

to carry through Humanistic reform in Paris was a complete failure, and


among its leaders this failure upset the career of Calvin in particular. The
public was not ready for the insights put on the lips of Cop, nor for the
way in which they were presented, which was not calculated to instruct
the public. In short, the effusion provoked only anger. The Sorbonne and
the Parlement made a common complaint against Cop and his speech-
writer, the university was divided and impotent, the king was unwilling
to offer protection, and so the two, to avoid anything worse, had to flee.
Calvin was openly forced into the position of the persecuted, the typical
Huguenot situation that would characterize his whole life’s work, even
before he had achieved full clarity as to the meaning of this situation.
There now began for him a period of wandering. At the end of 1533
he was in his hometown of Noyon, then for a short time, protected by
Margaret of Angouléme, he was back in Paris, then early in 1534 he was in
Angouléme with his friend, the cathedral canon, Louie du Tillet, whose fine
library he used, in whose house he studied Greek, and where he began the
Institutes, not least to teach himself. In April 1534 he was in Nérac at the
court of that princess Margaret who so distinctively combined a disposition
for Renaissance and Reformation. She herself wrote comedies and pastoral
pieces but also a Mirror of the Sinful Soul, she provided a final shelter for Faber
Stapulensis, and she was always favorable to Calvin, though, like other
women, she sometimes found that he went too far.3¢ It was in relation to her
that Calvin would later make his famous statement that if a dog barks when
its owner is being attacked, why should he keep silent when God’s truth is
under assault.3” For the time being, however, this Kierkegaardian absolute-
ness did not show itself on the surface of his nature.
In May 1534 he was again in Noyon, and having now reached the
canonical age (25) he had to decide whether to continue to receive the
ecclesiastical income he had been given as a boy or whether to renounce
it. He chose to renounce it, but not without taking compensation, which
was obviously not against his conscience. What happened next? According
to a note in the chapter register at Noyon, unless there is some confusion
with his brother Charles, who had broken with the church, he was arrested
for causing a tumult in the church on May 26.38 This seems to suggest

36. Stihelin, I, 34; Kampschulte, I, 243ff.


37. Calvin’s letter of 4.28.1545, no. 634, CO 12, 67.
38. In the Noyon 1534 archives we read of the arrest of a Jean Cauvin for causing a
disturbance, but whether this does or can tefer to Calvin is disputed. Cf. Doumergue, I, 426. 4

145
Early Years, 1509-1536

that in these years he was actively propagating his convictions at times,


and later all kinds of unsubstantiated reports of this activity would circu-
late.39 But there is little inner probability that this was so. However that
may be, a short time later he was again in Paris and seems to have engaged
in debate with spiritualizing Enthusiasts who had now made an appearance
in France, though it is not clear whether they were of the older or newer
observance. A meeting with the well-known antitrinitarian Michael Serve-
tus failed to materialize because the latter did not show up at the appointed
time. In view of Calvin’s painful love of punctuality it was doubtful
whether this beginning of a relationship could in any case have led any-
where.40 Angouléme, Poitiers, and Orléans were then further stops on
Calvin's travels, though there is much obscurity as to why he went to them
or what he did there.

§8 Psychopannychia
In Orléans toward the end of 1534 Calvin seems to have finished his
second major work, the Psychopannychia. On the advice of his friends,
however, it was left unpublished and came out only later, in 1542, in a
revised form. But we must discuss it here as a stage on the way of Calvin's
inward development (5, 169ff.).! The title, usually rendered “soul sleep,”
means literally “night of the soul,” perhaps in the sense of a night banquet.
Certain Christian teachers, whom Calvin calls Anabaptists, were promot-
ing the thesis that at the death of the body the soul sinks into a sleep
resembling death, or actually dies, and that only at the resurrection of the
dead will it be awakened again to life with the body. Calvin’s counterthesis
is that the departed souls of the elect are indeed at rest, but not asleep,
not in a state of indolence, sleepiness, or intoxication — his interpretation
of the opposing view — but with the rest and assurance of conscience that
comes with physical death (5, 188), contemplating God and his peace,

39. Kampschulte, I, 246ff.


40. On this incident cf. CO 8, 481, in Calvin’s 1554 defense of the doctrine of the
Trinity against the errors of Servetus, with a French translation by Beza in 1565 which
adds a sentence to the effect that Calvin was willing to risk his life to win Servetus, but
Servetus would not accept his offer.
1, CO 5, 169-232.

146
§8 Psychopannychia

from which they are still at a distance, but of which they are sure. With
no impatience or pain of deprivation they await the revelation of perfect
glory (5, 190f.). If not yet in possession of the kingdom of God or in
beatitude, they are saved in certain hope of the blessed resurrection. They
now see what we here can only believe in hope (5, 213).
What is the point of this work? How does Calvin arrive at such
thoughts at this particular moment? We are rightly surprised at the arbi-
trary isolating of the theme. Calvin students often unadvisedly ignore the
writing. Even the faithful Staehelin (I, 37)? regards it as so alien that he
remarks that the debate that evoked it has long since died away, and that
we are now all agreed on what it seeks to prove, so that he is content to
take pleasure at this juncture in the sincere belief in the Bible that Calvin
displays. Kampschulte (I, 248)3 can even suggest that after his conversion
Calvin had a burning desire to emerge as a theological author as well. I
cannot say that I am satisfied with the great silence that reigns on the
matter apart from observations of this kind. A work of Calvin written two
years before the first edition of the Jnstitutes demands that at least we try
to understand it and fit it in in some way. Look upon what I now say as
an attempt at explanation. If the explanation is not good, it is at any rate
better than nothing. I will present my observations and conjectures in
sequence as material for further work.
1. Biblicism.4 If we ask what Calvin was really doing in the period
of wandering from late 1533 to late 1534, the Psychopannychia at least
supplies us with an answer. At the various places where he stayed during
that year Calvin did an astonishing amount of new and intensive theo-
logical work. He was no longer just an amateur theologian. The author
of this work had plainly studied the Bible in its full scope and with a
thoroughness that is not even remotely apparent a year earlier in the Cop
address. He knew it now almost as well as he knew antiquity when he
wrote the Seneca commentary. He proved his statements already in the
way that characterizes the later Calvin. His positive presentation follows
well-chosen biblical passages closely, but his attack, especially on what he
regards as the false interpretation of his adversaries when they quote
scripture, is also very biblical, leading us both in attack and defense
throughout the whole of the OT and the NT and if necessary the church

2. See 129 n. 4 above.


3. See 130 n. 5 above.
4, Heading added in the margin.

147
Early Years, 1509-1536

fathers as well. This achievement gives unambiguous proof that now, and
only now we might say, Calvin has moved ahead of others and become in
a serious sense a theological Humanist. The question arises: What impelled
him in this direction? |
2. Urgency of the Theme.> As regards this work we cannot so easily
buy the idea of a chance theme as we can in the case of the work on
Seneca. It is true that in the second preface written in 1536 he did not
clearly succeed in making his point that the subject is more important
than many think.® We can read through the work and still shake our heads
as much as when reading the title. There is in this respect, perhaps,
something youthful about the work. It smacks of the scholar’s study. For
he did not yet see how to present the matter of principle lying behind
what so greatly stirred him in a way that would make it apparent to us,
too. Yet the whole tone of the work, of which Calvin himself said that he
had softened it in the new edition,’ tells us that this time he was in grim
earnest. In the first preface of 1534 he feared that he would be called a
traitor to the truth if he did not speak out in this emergency.’ He expected
to be accused of violating love by taking up the fight, but he replied in
advance that there is no unity except in Christ, no love in which he is not
the bond. Love is preserved only when the faith is kept intact.? In the
second preface of 1536 he anticipated the further charge that he was
making much ado about nothing.!° His answer was that the light of God
was under threat of extinction by the devil’s darkness. The guilt in this
conflict lies with those who have caused it.!! Both objections, probably
raised among his friends, and both replies, probably given to them, offer
us with remarkable clarity a profile of Calvin the relentless polemicist of
his later years. It might well be that when Calvin brought these guns to
bear he was not putting on a purely academic performance, even if it is
not clear at a first glance what his purpose really was.
3. Historical Context.!* From a historical perspective we may ob-
viously say this about the Psychopannychia. In Paris in the summer of 1534,

5. Heading added in the margin.


6. CO 5, 175 and 176.
7. Ibid., 173 and 174.
8. Ibid., 169 and 170.
9. Ibid., 171f.
10. Ibid., 175 and 176.
11. Ibid.
12. Heading added in the margin.

148
§8 Psychopannychia

and perhaps in other places, Calvin had run up against the people called
Anabaptists. Like Luther and Zwingli he had first to deal with the question
whether the opposition of this group to the church was not the same as
his own, whether it might not be possible or even necessary to go along
with circles of this kind. As pointed out already, he even held out a hand
to Servetus. But the answer that he gave to the question, and that he
wished to be loud and public, was a round, flat No. The preface tells us
that he was not just afraid of the unjust infamy of being an innovator, but
he also did not wish to accept every novelty as the winds of change directed.
No matter how true a teaching might be, he was not ready to lend an ear
to it apart from the Word of God. He displayed a real aversion to those
who, having digested a few chapters of loci communes, proclaim mysteries
from the Pythian tripod and thus cause schisms, scandals, and heresies.!3
He feared — note this well — the threat of Jesus that the kingdom of God
can be taken away and given to others. His cry was that we must always
hang on God’s Word.!4 We must present ourselves to the Lord as the
students he would have, poor, wholly emptied of our own wisdom, eager
to learn, but not knowing and not wanting to know anything but what
he teaches us, fleeing above all everything exotic as though it were poison.!°
We see that Calvin’s confrontation with what we might call the Baptist
possibility was swift and sure. Almost as soon as he met it, he knew
uncannily well and quickly what his reaction must be: Not that! For that
is wantonness.!¢ It is exotic, arbitrary, aberrant. The complete antithesis
to it is the Word of God, which stands above even the truth that is known
so well and that is so full of vitality.
4, Antithesis to Wantonness.!7 What is the thrust of Calvin’s opposi-
tion to Anabaptism? Formally it is this. As is usual with him, his encounter
and acquaintance with the Anabaptists had made clear to him that in no
case can we understand what in 1533 he called Christian philosophy as a
tumultuous, random, capricious thing like this, no matter what fine and

13. CO 5, 173 and 174. Melanchthon’s Loci communes came out in a Ist ed. in
1522 and a 2nd in 1535. Calvin read the Ist ed. in one of the-many impressions that
differed textually. He probably had the 2nd ed. before finishing the 1536 Institutes; cf.
A. Lang, “Die Quellen der Institutio von 1536,” EvTh 3 (1936), 106f.
1A COMrl/orand. Io?
15. Ibid.
16. Ibid., 173 and 174, though the reference is to Calvin himself avoiding wanton-
ness.
17. Heading added in the MS margin.

149
Early Years, 1509-1536

profound justification might be offered for it. The aversion came surpris-
ingly promptly in Calvin. It was for him in truth something primary, his
first serious step in the world of theology. Of a moment when everything
still hung in the balance, when the Anabaptist message seemed to him to
be a serious possibility like that he proclaimed as the gospel in the Cop
address, of such a moment, at least, we know nothing. When, plunged
willy-nilly from Humanism into theology, he considered what he had to
do, at once he was constrained to take pen in-hand to refute this thesis.
It would never be able to make any appeal to him. He could point out
that he had never had anything in common with it.
If the Cop address shows us on what path he was setting out, we
now see him striding ahead rapidly on that way. What counts now is not
the Lutheran, the Erasmian, nor the sparse Catholic element in that
address, but the fourth element that is genuinely Calvin’s own, what he
says about the Word and obedience, the element, it seems, that is lying in
wait, that has only to be awakened, and it will result in a distinctive life
and control everything. The Anabaptists were the ones who brought this
element to life precisely by misunderstanding faith and obedience and thus
embodying the danger that led Calvin to feel dissatisfaction with Luther
and Erasmus and instead to forge his own sword out of what they had
given him. Calvin's store of thoughts in the Psychopannychia appears to be
much thinner and more one-sided than in the expansive Cop address. In
no case wantonness — that is the bass note underlying the whole melody,
though there is, of course, much else in the melody — instead God! And
if because truly God, then God in his Word, God as the authority over
all human conceits, obedience not caprice! By grasping this thought Calvin
became a biblicist. He took hold of the Bible as the supreme critical
principle and used this principle to distinguish the freedom of God’s
children from the freedom of fools. Laying so much store by the fact that
knowledge of God is a motivating force, he had to stake everything on
ensuring that it had inner force, that is, clarity and certainty. He found
the means to do this in the Bible. This is the general formal significance
of the Psychopannychia.
5. Opposition to Quietism.!8 But the work also has a special material
significance. It seems to me to be clear that its theme is by no means an
accidental one. With sureness of instinct Calvin seized on a point that was
distinctive for both him and his opponents, and at this one point he not

18. Heading added in the MS margin.

150
§8 Psychopannychia

only had in mind and attacked all that his opponents were teaching; he
also set his own view over against theirs and instructively characterized
this view within the Reformation as a whole. What is meant by this
abstract-sounding doctrine of sdul sleep?!9 And what is meant by Calvin’s
opposing view of the rest of the righteous in Abraham’s bosom? It seems
to me that we should not simply overlook the eschatological-metaphysical
form of the controversy but also not simply shake our heads over it. I
propose first to translate the concepts from the metaphysical into psycho-
logical terms. It is then clear that soul sleep or the soul’s night festival is
nothing other than what we know from mysticism as Quietism.
As distinct from Luther, Calvin is dealing in the main with mystical
Enthusiasts. The doctrine of soul sleep is simply a metaphysical version of
the attitude to life that by passivity, renunciation of all things, abandon-
ment of all thinking, willing, and doing, finally thinks that by the mystical
death of the soul in God it can attain to the supreme summit of human
striving. Commendation of this approach can now come in formulations
that confusingly resemble the Reformation insight into the way through
death to life as Luther proclaimed it.2° We have also seen that Luther
himself in his younger days could hardly differentiate it from his own
insight, but hailed it as an ally. In Calvin the distinction between faith
and mysticism is the beginning, the starting point. It is so because for him
faith must be free at once for life, for ethos, for the glorifying of God in
thinking, willing, and doing. Nothing is more intolerable for him than an
intermediate religious state where the issue is not obedience. For him faith
means putting one’s hand to the plow and not looking back [Luke 9:62].
What is his answer, then, to the mystical thesis? He, too, apparently
unfolds a wholly metaphysical-mythological picture, that of the rest of
souls in tranquility and assurance of conscience and certain hope of the
blessed resurrection.2! But it seems evident to me that in fact he is here

19. Soul sleep was taught in the 16th century by groups and individuals whom it
is hard or impossible to identify. It is not certain whether Anabaptists advocated it as
Zwingli (Z 6/I, 188) and Bullinger assumed. Bullinger opposed the doctrine in a letter to
Paul Beck in the summer of 1526 (Werke III, vol. II [Zurich, 1991], 127ff.). But he was
not yet attributing it to the Anabaptists. He did this only in his 1530 work against them
(Zurich, 1531). Possibly the Zurich reformers were echoing Wittenberg verdicts on the
theme; see n. 26 below.
20. Cf. Luther's Romans Lectures of 1515/16, WA 56, 375, 21f; LW 25, 365; and
his 1519-21 Psalms, WA 5, 167, 40-168, 4.
21. CO 5, 188, 213.

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Early Years, 1509-1536

describing a specific approach to life that he wants to set over against the
mystical approach. It is no accident that more than once he finds it hard
to give cogent reasons for distinguishing the state of deceased believers
from that of those still living. The righteous in Abraham’s bosom who are
awaiting the last things are Calvin’s devout, whether in this life or after it.
The alert conscience, wakefully waiting on God, still imperfect yet with
a sure and clear sense of the peace and glory of God, the peace of the
living (5, 190),22 this is what Calvin wants to proclaim in the work in
opposition to that which in mystical waiting, silence, and absorption
seemed to him to be simply indolence, sleepiness, and intoxication. The
soul does indeed bear within it the image of God, but his image equips
it with the knowledge of God (5, 180).73
We have to ask, then, whether there is any such thing as a sleeping
knowledge of God. That this possibility is mooted, that pious Anabaptists
let themselves call the sleeping soul the essence of Christianity and the
climax of piety, is what arouses Calvin's aversion as though a slug were
touching him. For him this was the summit of what is wanton and exotic
and poisonous, almost as though he foresaw the invasion of silent worship
of God from India that we witness today.24 No psychopannychia, no soul
night festival, is his battle cry. To say nothing against this is to betray the
truth. In opposition to it he finds himself forced to resort to God’s Word
and to do biblical theology.
Why specifically in opposition to this? I would say: Because he is
scared to death that this possibility, the soul sleep of the devout, might
replace knowledge and obedience, and because in the Bible he found
nothing about soul sleep but very much about knowledge and obedience.
This aversion had to follow his understanding of Luther’s thinking as
thunder does lightning. Luther’s gospel could not be construed as a pointer
to a comfortable indolence that shames God afresh and even worse. There

22. Ibid., 190.


23. Ibid., 180.
24. Barth is alluding to a concept promoted by R. Otto in his essay “Schweigender
Dienst,” CW 24 (1920), 561-65. The form of this worship is described (col. 562) as
kneeling in silence until the prayer bell has sounded three times. Inner speech replaces the
outer Word, with prayer as dedication to him who is present. Inner silence of the soul
corresponds to the outer silence, a quiet sinking into the eternal ground, the lofty wonder
of union. Cf. also Barth’s Vortriige und kleinere Arbeiten 1922-1925, ed. H. Finze, part III
of Gesamtausgabe (Zurich, 1990), 31, 81, and 172, along with Barth's criticism in CD
III/4, 111f., esp. 112.

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$8 Psychopannychia

can be no eternity of idleness and inaction. Otherwise the kingdom of


God will be taken from you [Matt. 21:43].25
In this saying we catch the Reformation concern of Calvin that never
left him his whole life long. He iy the man who, appropriating the know1-
edge of the God of judgment and mercy, at once feels the need to express
and confirm this knowledge as wakeful expectation, as will and action;
who at once fears the very worst, the loss of this knowledge, if there is a
pause, a religious siesta, between death and resurrection, that is, between
justification and sanctification, between faith and life. The peace of the
conscience that is comforted by forgiveness is the peace of the living and
not for a single second anything else.
In this strange work then, if my interpretation is correct, we have
decisively important evidence of Calvin's starting point and his whole
position in the Reformation. And if, as I now hear from Hirsch, Luther,
who also knew the doctrine of a soul sleep, agreed with it, or at least did
not expressly disagree,2© then we have, if not proof, at least a further
indication that this interpretation is right. Although Luther was not a
Quietist, as I constantly repeat, it is here that the first and second roads
of the Reformation part company.
6. Time and Eternity.2” We still have to ask why Calvin had to clothe
his opposition to Quietism in the garb of what seems to be so totally a
metaphysical-eschatological issue. Of primary importance in this regard is
that Calvin himself chose the field of battle. According to his own testi-
mony he does not seem to have had any attack from the other side, any
opposing Anabaptist work advocating the doctrine of soul sleep. He ex-
pressly says in the preface that he had heard of the matter only through
murmurings and suppressed mutterings, that he had heard of relevant
schedulae but never seen them (and none from that time is known), and
that he knew the teaching only from what friends told him they had
learned from the spoken addresses of Anabaptist teachers.”®
Support for this statement may be found in an undated letter from

25. See n. 14 above. ;


26. E. Hirsch (1888-1972) was a Gottingen colleague, professor of church history.
See WA B 2, to N. Amsdorf, 1.13.1521 (no. 449). Later Luther often made positive
statements about the doctrine, e.g., WA 10/I, 117f€; 10/III, 191; 11, 70; 12, 456; 15,
475; 17/1, 169; 17/1], 235; but he did not seem to think that soul sleep involved a long
night for the soul, or its complete decay until the judgment day, as Calvin understood it.
27. Later marginal heading in the MS.
28. CO 5, 169f.

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Early Years, 1509~1536

Capito of Strassburg to Calvin (10/II, 45f.) in which he said that he had read
the manuscript, was somewhat put off by how unreadable it was, and advised
against publication, particularly as we cannot fight such errors unless we first
really know them. In his view the matter lies outside the analogy of faith and
dealing with it can only create strife and be a temptation for many uncertain
people. Calvin should devote his literary zeal to a more plausible argument.
Capito is plainly of the view that Calvin replies to in his preface of 1536,
namely, that the enterprise is contrary to love and in any case superfluous.
He does not see the need to say precisely that at any time.
The situation, as so often in the life of Calvin, is that like the alert
dog, if we may use his own comparison, he senses an enemy at a time and
place where no one else is aware of any need to see danger, and to the
alienation of all others, he lunges in this unexpected direction to give
warning of the enemy that only he himself has noticed until at last all are
awake to the threat. The initiative in the fight against soul sleep is all on
his side, and it must be something in himself that impels him to fight this
fight against what is only a murmuring and muttering. He is obviously
not of the view of many that in the last things all may hold their own
arbitrarily chosen views without peril or penalty. It is not for him an
indifferent matter whether souls sleep or are awake after this life, whether
they are at rest inactively or in tense expectation of fulfillment. Everything
depends precisely on this question.
We finally come back here to the point we touched on in our general
account of Calvin's theological character, to the essentially eschatological
orientation of his Christianity, to the sharp and never to be ignored
antithesis and connection between time and eternity on which all his
thinking rests. Already here I would draw your attention to two works of
Martin Schulze, of which at least the first is for me the most important
and the most valuable of all the works on Calvin that I know. The two
works are Meditatio futurae vitae. . . (Leipzig, 1901), and Calvins Jenseits-
christentum in seinem Verhdltnis zu den religiésen Schriften des Erasmus
(G6rlitz, 1902). Here Schulze works out instructively and convincingly
- this side of Calvin in a way that is one-sided but that contributes essentially
to our understanding of him. In a much more pregnant and emphatic way
for Calvin than for Luther, the real life is the future eternal life. We might
put it this way: For him the thought of death and the hereafter was much
more directly linked than it was for Luther to the concept of salvation
that Luther’s doctrine of faith and justification had clarified for him.
We first ask with astonishment how that can be so when his theology

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is marked specifically by a turning to this world, by a stress on obedience


and the glorifying of God in the present life. In reality the two things go
together. The thought of eternity is taken strictly. Eternity is seen as the
negation of all time and the position that underlies time, hence not as a
second and different thing in a moment of time, but as the primary-finite
thing of every moment of time, its meaning, its transcendental content.
This concept cannot devalue time or empty it out. Or rather, it does this
completely, but only in order to fill it to the full. It makes time serious
and important as the place of training where nothing, nothing at all is
eternal, but everything, everything is judged and determined by its relation
to the eternal, full of meaning, full of tasks.
I cannot agree with Schulze when he thinks that by way of Erasmus
he can claim Calvin as a Platonist,?? though there can be no doubt that
Calvin knew Plato fairly well and valued him above all other philosophers,
and though it can also be taken as proved that the one who directly led
him to an understanding of the world of Platonic thinking was in fact
Erasmus. The truth seems to be rather that for the new version of Luther's
insight that was hovering before him in the Cop address, namely, an
ethicizing version, Calvin found the right lever in the formulas in which
Erasmus understood Platonic philosophy.
But much more important than this thesis of formal dependence is,
I think, that of the material identity of Calvin’s meditation on the future
life and Plato’s meletan apothnéskein.® Facing Luther’s doctrine of grace
on the one side and the need to relate this vertical in all its unheard-of
character to the horizontal of human life and striving, that is, truly to set
the latter in the light of grace, Calvin forged ahead to the point where a
theological view of life and a philosophical view have always met and
always must. He saw in the thought of death the standard by which all
things living are measured. He became the strict essential thinker who
sought what is truly positive and existent, not in greater proximity to, but
precisely beyond the negation of, all that is apparently and provisionally
positive and existent, but for which this infinitely distant thing, just
because it is the true thing, becomes what is most, close and immediate
and serious and important, the most urgent concern and the most com-
pelling motive in everything present.

29. Schulze, however, also sees a direct derivation of Calvin’s thought from Plato
(Calvins Jenseitschristentum, 1f. n. 1).
30. Phaedon 67e; see also above, 64.

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Early Years, 1509-1536
Calvin is an eschatologist as an ethicist and an ethicist as an escha-
tologist. The meaning of the next world is this world, and the power of
this world is the next world.3! Looking to eternity seriously and taking
time seriously are for him one and the same thing, two sides of the same
coin. Just because he sees here connections that escaped the excellent
Capito and so many others, the state and life of souls after this life — as
the subtitle of Psychopannychia runs3* — cannot be for him a matter of
indifference. Those who speak about what follows this life are speaking,
whether they realize it or not, about what is true and primary. Those who
are in error here are in error about God, and those who know here know
in God. It is precisely the departed soul, the soul after this life, the soul
that we think of only eschatologically, that has to be thought of as moti-
vated and feeling and strong and knowing; otherwise it is not the immortal
soul, the bearer of God’s image, and all that we say about the fellowship
between God and us is not true because it is not authentic or solidly based
(5, 182 and 184).%3 If life after death is a night festival, a pannychia, then
so is all life. But if life after death is an alert and lively waiting for God,
then we know what we must think about all life.
7. Evaluation.54 We have said already that in 1534 Calvin did not
know how to work out the actual significance of the theme. Among all
the Enthusiasts’ topics he seized on this one without even well-meaning
people like Capito knowing why. His own counterthesis does not sound
credible because the need for it is not clear. It seems to be a product of
the study, remote from life, which sets one eschatological notion alongside
another. Only in the Jnstitutes does the relation that gave Calvin so lively
an interest in the subject become clear, so clear that he can now return to
the specific problem only in passing.> But as an exercise preliminary to
the /nstitutes the treatise is an important part of Calvin’s work, and if we
are to understand the genesis of his approach we must go past it much
less hastily than Calvin students have thus far done.

31. Cf. Troeltsch, Soziallehren, 979; cf. n. 20 above.


32. On this heading, which follows the two prefaces in the older editions between
1542 and 1565, cf. the editors’ note, CO 5, 177.
335, (GO) Sy, Jy
34. Marginal heading in MS.
35. Cf. the 1559 Institutes III, 9 and 25; in passing, 25, 6.

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$9 1536 Institutes

Introduction

Meantime the events in Paris from the end of 1534 to early 1535, of which
we have spoken already, had been taking place. Radical Protestant circles
made a new push for Reformation and now failed more tragically than in
1533. The placards against the mass came out that called it blasphemy
and seduction and described priests as false prophets, deceivers, wolves,
idolaters, liars, and murderers of souls, more abhorrent than the devil.!
Posters of this type were attached even to the doors of the royal palace.
As a result, Francis I was annoyed, decided firmly to oppose the Protestant
cause, and initiated the gruesome persecution of 1535 to which Calvin
refers in the dedicatory epistle of the Jnstitutes.2 In a statement meant
especially for the ears of related German Protestants he can say with some
credibility that the problem lies with Anabaptists, madmen, agitators, and
people about whom it is best not to speak.
For the moment the situation was a hopeless one in France. Tactically
Calvin no doubt knew well why he had attacked the Radical wing of the
movement in the Psychopannychia. But it was too late. At the end of the year,
to evade persecution, Calvin went by way of Metz over the border to
Strassburg en route to Basel. He spent 14 or 15 months in great seclusion in
Strassburg, where he lodged with Katharina Klein, a fine woman, in the
suburb of St. Alban, which would later boast of his having stayed there.? In
a way that would prove important later, he made acquaintance in Strassburg
with Simon Grynaeus, rector of Basel, Heinrich Bullinger, Zwingli’s succes-
sor in Zurich, and Pierre Viret, later reformer in the Vaud. For the rest he
was wholly claimed by work on his now maturing magnum opus, the
Institutes ofthe Christian Religion, or rather on the first version known to us,4

1. For an extract from the text of the placards cf. P Henry, Das Leben Johann Calvins,
vol. I (Hamburg, 1855), 52f, based on the’ edition Livre der martyrs. On the incident cf.
Stihelin, I, 34f.; an original example was found in the Bern city library in 1935, cf.
H. Bloesch, Un original des placards d’Antoine Marcourt de 1 534 (Musée Neuchatelois,
1943), no. 4. In English see BI 437ff.
DOS, 215) BE ik
3. According to Peter Ramus, who in 1568/69 lived in the same house as Calvin
had done in 1535. Cf. PR Wernle, Calvin und Basel bis zum Tode des Myconius 1535-52
(Basel, 1909), 3.
4. OS I, 37-283; BI 21ff.

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Early Years, 1509-1536

for work on it in one new version after another, in which it remained the
same but was always totally fresh, would continue without a break until
1559, five years before his death. It was primarily this book that made Calvin
one of the main factors in the history of older— and not just older —
Protestant theology.
A glance at this first version is essential if we are to understand
Calvin's life itself. “Institutes” has the sense of “instruction” (not “foun-
dation,” as M. Bossert suggests).° In keeping with this is what Calvin says
at the beginning of the dedicatory epistle regarding the first aim of work.
In answer to a need, especially in France, he wants to expound certain
main teachings that will help those who have a religious interest on the
way to true piety.© We have to remember that the man who felt called to
this vast task, with no external motivation, for we do not hear of anyone
asking him to do it, was then 27 years of age. The urge to present and
unfold his insights, to intervene in history as an instructor, and to direct
the religious movement must have been a deep and original one within
himself. He believed, and in this again he was akin to Plato, that virtue
may be taught.” If there is no obduracy, and if the witness of the Holy
Spirit speaks the last and decisive Word, it is possible not merely to
proclaim the truth of Christianity, but to expound it in a way that enlight-
ens and convinces. At the beginning of the history of the Reformed church
that would be so influential historically stood a schoolmaster with his
textbook. That is from the very first its strength and its weakness. Those
who would be Reformed should not in any event be ashamed of this
beginning and this distinctive feature.
A second aim of the book, as Calvin himself tells us, was to defend
the Protestant cause to those outside: before the court of the French king
and before the French public.8 We have already discussed the dedicatory
epistle prefacing the work and do not intend to come back to it here.?
Calvin did not think he had failed to achieve this second goal because the
book made no discernible impression on Francis, for later changes and
expansions still in large part move in this apologetic direction. He used

5. Cf. Bossert for this rendering of institutio.


60S Fok Bint:
7. Plato discusses but does not decide whether virtue can be learned (taught?) in
Menon 99e and Protagoras 319b.
8. See above, 108f.
9. See above, 108-12.

158
e

§9 1536 Institutes

the work especially to give a necessary authoritative defense and answer


to old and new objections and misunderstandings on the part of ill-
disposed opponents or fatal friends of the Protestant cause, and to give an
authentic interpretation of the Protestant gospel to those who were at a
distance from it. He originally planned it as a redoubt with two main
fronts but gradually built it up into a fortress with guns trained in every
direction. Reformed Protestantism was militant from the first.
* We cannot be experts in Reformed theology unless we are aware of
Calvin's sense of responsibility, the keenness of his gaze on every hand, his
need constantly to sharpen up and delimit his own insights and statements,
his feeling that he was always on the watch. If we call this thrust in Calvin
apologetic, however, we should note that it is not an apologetics that seeks
to justify Christianity before courts outside itself, for example, philosophy
or science. The standard by which Calvin’s theology measures itself in
justification lies instead within itself. It is its own generating principle,
holy scripture, which, of course, is related so closely to reason, and therefore
to true philosophy and science, that no need for external vindication can
exist. The power of Calvin’s apologetics, so far as it has any, consists of
the fact that basically it is simply a conversation with itself. Its initial
premise is that there are not two truths but only one, and hence from the
very first it feels no temptation to barter. It proceeds with the silent
summons: Those who have ears to hear, let them hear! [Mark 4:9].
Calvin himself did not state his third motive, but we need to take
note of it because it is the presupposition of the other two, the educational
and the apologetic. I refer to the intrinsic need to systematize. Calvin has
always been called the born systematician, the great systematician of the
older Protestantism and perhaps of all Protestantism.!° A systematician is
not just one who wants order and purity of thinking and has some skill
in arranging and structuring thoughts. It may be that these qualities are
not so essential in a true systematician as is thought. In truth we see little
of them in the first edition of the Jnstitutes. They usually develop in time
when something very different is present first. This first and very different
thing, however, is a profound need for synthesis and an ardent desire for
it. |
Synthesis is something original and creative. It precedes all detailed

10. Cf. Tschackert, 394, who calls Calvin “the greatest dogmatician of the Refor-
mation”; and Loofs, Leitfaden (4th ed. 1906), 882, who calls the Institutes the “masterpiece
of Reformation theology.”

159
~
Early Years, 1509-1536

discussion. It is not itself discussion but the subject in every discussion. It


is an ability and desire to see antitheses together, no matter whether we
are thinking of spirit and nature, the inward and outward, eternity and
time, faith and ethos, revelation and history, intuitive and discursive think-
ing, or whatever. All of us by nature incline to synthesis. Yet there are
differences in disposition. Some have a religious bent like Luther. Others
have a one-sidedly intellectual or moral or political or aesthetic bent like
the great majority in the Middle Ages and today. In both these types the
need and the ability to see things together is weakly developed. They can
neither debate nor come to terms with one another in any true or mean-
ingful way. They do not understand one another. They can only confront
one another as strangers.
But a third group consists of those who are strongly inclined to
synthesis. They have a powerful urge to present a total view, to set forth
the whole. All that they do presses on toward this whole. They do not
perhaps have any specific or outstanding endowment on any one side. For
this reason they are the great warriors and at the same time the great
peacemakers of history. They are the born teachers and fighters and de-
baters and soliloquizers. But before that, they are the born systematicians.
Whether they actually erect what we call a system is of secondary impor-
tance. They are systematicians long before they do so, and would still be
even if they never did. Those who succeed in erecting a real academic
system with all the chicanery that this entails are perhaps not born sys-
tematicians but systematicians at a later stage, like carters who find work
where kings build.!! We recognize born systematicians by the fact that
they are not wholly successful. Calvin was a systematician in this sense.
Already on a previous occasion J have called the Jnstitutes a primeval
forest.!? It is certainly not a real academic system. In its way, however, it
is the brilliant work of a synthesizer, of a man for whom synthesis was
really the primary and original thing. Remember that the beginnings of
work on the Institutes go back to the stay in Angouléme, that is, to early
1534. Already, just a few months after the Cop address, his first improvised
Protestant statement, the author felt himself compelled to offer something

11. Cf. Schiller’s poem Kant und seine Ausleger, which includes a line on carters
having work when kings build.
12. Cf. 41 above, and Barth to Thurneysen on 6.8.1921, in which he calls Calvin
a waterfall, a primeval forest, something demonic, direct from the Himalayas, absolutely
Chinese, marvelous, mythological.

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§9 1536 Institutes

total and comprehensive, not just bits and pieces of Christianity, but
instruction and training in it;!3 and if our understanding of the Psycho-
pannychia is correct, that work, too, was not simply a bit of specialized
dogmatic research but a contribution to fundamental principles. Calvin
did not merely synthesize something already there, a mix of his own
thoughts with those of Luther, Erasmus, Bucer, and Zwingli. He was first
a systematician, and then he saw what was right for him in all these
thoughts, then he found them, now here, now there, in the writings of
contemporaries. He can always see both sides of the antitheses that crop
up, for even before he knows the two sides their connection and unity are
there for him. He can contend against the one side in the name of the
other because both are reconciled in him. He can bring the two sides
together because both are really at odds in him. He can think as Luther
does against Zwingli, as Zwingli does against Luther, as Erasmus does
against both of them, and as Bucer does against Erasmus. He can do all
this, but he also must. He always understands the one through the other.
It is Calvin the systematician who on his own initiative becomes the
educator and apologist. For thus understanding naturally produces a need
to teach and a need to defend the whole as such, and both are needs that
the one-sided on either side cannot know. In 1536 he had certainly not
become a systematician in the sense of a system-builder, nor did he really
do so in 1559. As a systematic structure the 1536 edition is just as
unsatisfactory as Melanchthon’s Loci in 1521 or Zwingli’s Commentary on
True and False Religion in 1525. It surpasses both, however, in the synthetic
power that distinguishes the born systematician.
The order of the first Jystitutes is that of Luther's Catechism; law,
creed, Lord’s Prayer, sacraments, but with two powerful appendices, an
attack on the five added medieval sacraments in ch. 5 and an exposition
of Christian liberty in ch. 6, where unexpectedly under this title the main
issue discussed is the form of life in the church and society. This is not
the place to follow Calvin in detail, but we must try to work out briefly
the dominant themes in the outward chaos of individual thoughts, and
therefore the systematic element in Calvin in the true sense.

13. Borrowing from Kierkegaard, Barth used the title “Training in Christianity” for
his last two parish confirmation classes in 1920/21 and 1921/22, Konfirmandenunterricht
1909-1921, ed. J. Fangmeier, part I of Gesamtausgabe (Zurich, 1987), 263, 405.

161
- Early Years, 1509-1536
Knowledge of God and Man

We must begin with the famous opening sentence, which remained the
same in every edition: Nearly all wisdom (doctrina) consists of two parts:
the knowledge of God and of ourselves.14 We may say fairly definitely that
the impulse to adopt this formulation came from Zwingli, in whose
Commentary on True and False Religion we read in the second small section
that since it is God whom religion strives after and we are those who strive
after God in religion, we cannot speak aright about religion unless first of
all we know God and ourselves.!> The difference, as we see, is twofold.
First, to differentiate between the knowledge of God and ourselves, Zwingli
uses agnoscere Deum but cognoscere hominem, there being nothing similar
in Calvin. Second, it emerges from the “first of all” (ante omnia), and also
from the whole structure of Zwingli’s work, that the two sections 3 and
4 of the work (on God and man) are obviously viewed as a kind of
prolegomena, whereas the inclination of Calvin, as we see especially clearly
in the later structure, is actually to view the whole (summa) of doctrine
from this double angle. The use of the formula is thus much more signif-
icant for the one who adopts it than for the one who coins it. We can and
even must say that Calvin discusses this twofold theme throughout, that
he is always speaking about God and us. Here is the synthesis in which
more or less clearly all the theses and antitheses of his theology unfold in
their dialectic of opposition and relationship, and to which, when rightly
understood, they all seek to point.
If we now look at what Calvin has to say about God on the one side
and man on the other on the first pages of his 1536 Institutes, one thing
that strikes us is that so far as possible he sets God at once in the light of
a full and sufficient knowledge of man, and that he at once speaks of man
in such a way that we note that this is the man who is seen and known
by God. In neither case is there any trace of a restraint that might indicate
that we have here only a first and provisional stage of knowledge, for
example, a natural theology and anthropology. Basically, can more be said
about God on some higher stage than what we at once read here, namely,
~ that he is infinite wisdom, righteousness, goodness, mercy, truth, meaning,
and life, and that there is none beside him? All such things come from
him, and all things in heaven and earth are created for his glory. He is the

14..OS 1,37; BI 20:


15. Z 3, 640.

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§9 1536 Institutes

judge who is over us all and who puts the fateful question whether we
really serve his glory. But he is also the merciful God who takes up the
cause of the needy when they flee to him and appeal to his faithfulness,
ready to forgive, to help, mugsto save those who put their whole trust in
him (I, 27).!6
And can one basically say more of us than is said there, that we are
created in God’s image and likeness for full fellowship with him? But this
image is obscured and forgotten as a result of the fall. We are far from
God and alienated from him. All that is left as our innermost being is
ignorance, wickedness, weakness, death, and judgment; even our holiness
that shines brightest is an abomination (I, 28).!7 What we are of ourselves,
intellect or will, soul or flesh, is concupiscence (I, 113).!8 From head to
foot no good may be found in us (I, 45). If there is anything good, we
owe it to God’s grace (I, 45).!9 Yet the unmet obligation remains to serve
God’s honor and glory (I, 28).?°
It is plain that in both cases the knowledge rests on an unstated
presupposition, a “cognition” that contains the other two “cognitions” in
itself and unfolds them. We do know God and God does know us: that is the
unstated, primary, synthetic knowledge of God and ourselves with which
Calvin begins and in the light of which he has to say all the rest. This original
cognition is full, sufficient, and beyond emulation. Everything else that has
to be said is simply a development, expansion, and elucidation of this original
knowledge. It is simply an expression and naming of it. It is not something
new and additional, a further step. Calvin knows no steplike difference
between natural and supernatural revelation, no way from the one to the
other. If he later makes a distinction, the latter is properly no more than an
explanation of the former, its actualizing, one might say, and the Bible, for
example, is the pair of spectacles by which to read the Word of God in nature
and history, as he will later say expressly.7!
This comparison should not mislead us into thinking that in the
final edition Calvin was setting the knowledge of God the Creator and
the knowledge of God the Redeemer over against one another in books |

WG sOS) 1k BS el 10)
i7aOSwns Sib 20;
LSeOS esol lels2.
19. OS I, 57; BI 42.
20. OS I, 38; BI 21.
21. Inst. I, 6, 1; OS III, 60, 25ff.

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Early Years, 1509-1536

and II. Without the biblical revelation that defines God the Redeemer
Calvin sees no real knowledge of God the Creator, and conversely knowl-
edge of God the Redeemer is simply a sharper and clearer seeing of the
revelation of God the Creator. Materially the two forms of knowledge are
exactly the same. We differentiate them only at once to grasp more truly
their essential unity.
Hence I think it is wrong to say that Calvin did not gain his insight
into God and us from Christ or that he simply forced Christian elements
into a general metaphysical, philosophical view.?* We need to note above
all else that for Calvin there is no basic distinction between the elements
of knowledge, but that Christ is from the first the key with which he
unlocks the whole. Christ is that unspoken original presupposition in
terms of which we see God a priori as the ground and goal, the one who
judges us and shows us mercy, and in terms of which we see ourselves
a priori, when measured against God, as sinners, and are thus pointed to
grace. Looking from Christ at God, we have knowledge of God, or, as it
is put later, knowledge of God the Creator. Looking from Christ at us, we
have knowledge of ourselves, out of which arises later knowledge of God
the Redeemer. It is the same light, however, that shines on both sides. The
Christian element in Calvin is not a special higher possibility of knowledge,
but the first and only possibility by means of which we may establish and
say what is essential about God and us. Calvin does not try to do honor
to Christ by putting him on one side, by putting him, as it were, on a
higher lampstand, and then putting out all the other lights so as to let this
light shine triumphantly; he sees all the other lights from the very first in
the light of this one light.23 We have seen already that this does no harm
to the radicalism of his thinking about God and us — quite the contrary.
It is true that in the process the borders between philosophy and theology
become fluid, but that is perhaps not the least advantage of his theology.
We note the same trend and synthesis when we look at his thinking on
law and gospel, that is, on the biblical revelation. Strictly, says Calvin, God’s
law is written in our hearts. It is the same thing as conscience (I, 29).24 But
because of our arrogance, which prevents us from finding it in ourselves, God

22. Cf. R. Seeberg, Lehrbuch der Dogmengeschichte, vol. 1V/2 (Erlangen and Leipzig,
3rd and 4th ed.), 571.
23. Cf. the later Barth on the relation between Christ the one light and the lights
and truths of the creaturely world and the cosmos, CD, IV/3, §69.2.
24:.OS 1, 39; BI.22.

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had to give it to us in written form as well. Here again, then, the primary
thing that Calvin never lost sight of is the unity. The same relation repeats
itself on a higher stage when the law is written in its double form as the
threatening unmasking of our sin and misery and the comforting promise
of our deliverance from both. In fact Calvin cannot recognize at all any real
distinction in principle between law and gospel. Christ is not a second
Moses,” he says with Luther. But as distinct from Luther he does not mean
by this that Christ was something totally different from Moses, for Moses
already preached Christ. Increasingly in later editions2® Calvin sees law and
gospel together. The whole of the OT is full of promise, full of Christ, so
that the NT is in the OT. Conversely the NT does not set aside but confirms
and purifies the law that the Pharisees had perverted.2” Both apostles and
prophets preached the same unchangeable will of God both to judge and to
save. Few thoughts were so much on Calvin's heart in his own time as that
of the primary unity of the biblical revelation both with itself, and then
further back, and less evident, with what God has said and still says to us in
nature, history, and conscience.
In Calvin the thought of revelation is freed from all historical caprice
and contingency. The one God meets us majestically, if more or less in
concealed form, all along the line.28 We can none of us make the excuse
that we do not know the law or are not under its authority. Again, we none
of us should regard ourselves as lost for not knowing the promise that
always accompanies the law. There is no escaping divine judgment, but
also no total distance away from divine mercy for those who can and will
hear God’s voice. Christ once more stands between the contradictions or
rather above them, as the principle of knowledge, showing us both the
full terror of judgment and the full depth of grace, yet not accepting the
fact that these two both are and always will be two things. Calvin has been
charged with Judaism because he would not let go of the essential relation
of the OT and the NT but like the early church upheld their unity.?? He
has also been charged with rationalism3° because for him God’s revelation

25. OS I, 54; BI 39.


26. Inst. I, 9f. OS TI, 398ff.
27. For this thought cf. already in 1536 OS I, 54; BI 39.
28. Cf. esp. Inst. I, 5, and II, 12-17; OS III, 173ff; 254ff.
29. Seeberg, 566, thinks Calvin's legalism inclines him to erase the boundaries
between the OT and the NT.
30. Bauke, Probleme, 13ff., thinks the first feature of Calvin’s theology is dialectical
rationalism.

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Early Years, 1509-1536

is simply his bringing to fulfillment our most profound and compelling


human disposition. In spite of Marcion and Harnack,3! we may regard
the first fault as an advantage, and in view of the hints that Calvin gives
us we should perhaps think more cautiously about the relation between
reason and revelation in him. At any rate, no special gains accrue from
cutting the threads between the OT and the NT.
If we now turn to what Calvin thinks about Christ when speaking
about him expressly, we see at once that we have here the seat and origin
of these and all the other tensions and antitheses that characterize his
theology. The first thing he has to say in 1536 is that Christ, one with the
Father, assumed our flesh and thus concluded the covenant with us,
drawing us very close to God, from whom our sins had greatly estranged
us (I, 30).32 He has been made righteousness, sanctification, and redemp-
tion for us [1 Cor. 1:30]. This means for Calvin two things that are always
distinct yet never separate. Christ died for us and thus freed us from the
curse and judgment that lay upon us. In our flesh, and therefore in our
name, he went up to heaven and is there at the right hand of the Father,
interceding for us, our only hope, by participation in whom we are already
in heaven even though on earth. That is the Godward, not the manward,
side of Christ. He places himself in front of us, covering and justifying
and liberating us, because in our flesh he is so wholly other than we are,
the Son of Man who is the Son of God, and in whom, even though we
are so far from God, we can put our trust.
Nevertheless, we cannot follow through this side of the matter to
the very end without at once coming upon the other side. If Christ
represents us in this way, then we are no longer afar off. In him we, too,
are in heaven, chosen before the foundation of the world according to the
same good pleasure of God that has made him ours, redeemed, accepted,
reconciled, put under his protection, planted in him, in him already
entering in hope the kingdom of God. There takes place here the wonder-
ful participation that we who by our own works could never be justified
or capable of justification are now what he is, a new creation, and we

31. The 1st edition of Harnack’s classic study of Marcion had just come out in 1921
(Leipzig); cf. Marcion (Durham, North Carolina), pp. 134ff., where Harnack argues that
the early church was right to retain the OT but the OT became a fate overhanging the
Reformation in the 16th century and in the 19th keeping it in the canon weakened the
Protestant church and religion. Barth's evaluation of Marcion was much influenced by this
work.
32. OS I, 40; BI 22.

166
§9 1536 Institutes

cannot be anything else when we deny ourselves and take up the cross,
giving active expression to our heavenly calling by the good works that
God gives (I, 49-52).33 We have here, we might say, the opposite manward
and not Godward side of Christ. But always Christ is in reality both the
one who justified us without uy and the one who dwells and works and
initiates within us as the giver of the new life in us. The two can never be
separated, yet the union is also true only insofar as each is on its own side
the whole. Always in Christ we are those who are afar off, sinners, poor,
ungodly, referred only to grace. Yet in Christ we are always close, God’s
children, hoping and already attaining, inseparably related to God. This
is a secret and hidden philosophy that we may not know by syllogisms
but that God makes known by opening the eyes of some, so that in his
light they may see light (I, 82).54 Always in fact Christ is the covenant
and the one who concludes the covenant between God and us, the enacting
of the inconceivable and impossible thing that when enacted is also the
most simple and most natural.
The place where God’s revelation comes to us is holy scripture. We
all know that with special strictness Calvin stresses scripture’s objective
validity and authority. Already in the 1536 Institutes it is plain that he
handles the Bible like a legal book whose wording must always have the
final decision. Calvin forged the dogma of inspiration. Yet we cannot be
content merely to say that. He never spoke about the inspiration of the
Bible without also advancing the principle of its opposing highly subjective
character. I refer to the inner testimony of the Holy Spirit,>> the voice of
truth that makes itself heard not merely in the Bible but also in the
believing reader or hearer. Hence the process by which the content of the
Bible becomes certain and authoritative is not merely an enforcing of the
dictate of the letter and the subjection of the human understanding to it,
but, if we take Calvin in the living sense that he had in view, it is also a
conversation of the truth with itself. As the Holy Spirit is in the letter and
also in the hearts of believers, the truth only seems at first to be twofold.
In reality it is one, and inevitably it will find and know itself again on
both sides. Precisely here, to do justice to Calvin, we must see that in his
thinking he moves from but also toward a single point that is above the
antitheses of objective and subjective or outward and inward, and that he

33. OS I, 60fF; BI 46ff.


34. OS I, 96; BI 42.
35. Inst. 1, 7, 4; OS Il, 65ff.

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Early Years, 1509-1536

can now very specifically speak of the one, now of the other, only because
primarily he always has their unity, the totality, in view.
The same may be said about the thinking of Calvin on the appro-
priation of revelation, on faith. More strongly than the other reformers
Calvin stresses the purely other-sided basis and content of faith. Faith does
not come from us, not even as the recognition of our need. Even when
we believe, and precisely when we believe, we have nothing good in us;
our treasure is in Christ in heaven. It is the nature of faith to pierce the
ears, close the eyes, wait upon the promise, and turn aside from all thoughts
of human worth or merit.36 For, he hammers home tirelessly, the object
and goal of faith is the Word of God as such, and for us, then, it is the
divine promise that we cannot see or touch. By nature faith is a mystery
and always will be. It is something that we have in hope. We cannot
possibly have it without self-renunciation, without ever new humility. The
only guarantee of its truth and reality is the truthfulness of God, which
no experience can attain to, which comes to us only in God’s Word, and
which can be accepted by us only in the trust in God’s Word that the
Holy Spirit creates in us. Faith is acceptance of God’s truthfulness, namely,
that he cannot deceive us. But this is always the truth of God, the invisible
thing, the mystery, the promise, that which we accept in Christ, and
precisely in Christ, when we believe. At its core faith is always by nature
hope. All this, however, does not mean for Calvin any uncertainty, hesi-
tation, or doubt. The very character of faith as hope is its character as
certainty. For where is there certainty except beyond ourselves in God?
Where can we rest except in what we cannot see or touch? Where is the
Archimedian point for our life on earth except in heaven? Just because we
have here only promise, only hope, we have certainty, assurance, undoubted
possession. Hope, not having, is true having vis-a-vis God. All having must
again and again be understood as hope. Those who would boast, let them
boast in the Lord [1 Cor. 1:31]. But those who can boast in the Lord can
and should boast.
With each detailed statement in Calvin’s theology we should note
how, when it is pressed, we reach a kind of joint where a new and
apparently opposing statement comes to light that makes the meaning and
content of the first one really clear if we can resolve upon following the
dialectical movement in which all the statements engage. The point of this
movement is always the same, namely, to think together the divine and

36. OS I, 60; BI 46.

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§9 1536 asHbates

the human or the vertical and horizontal side, to relate the insight of
Luther to the problem of the Middle Ages and the modern period, or to
put the latter in the light of the former, to see God from our side and
ourselves from his. Good care is taken, then, that this theology will have
to remain humble. There can ‘be no question here of building a proud
medieval structure. There has to be constant reference back to a first and
original thing that cannot be put in any one statement but that simply
stands creatively and critically behind all statements. In other words, all
statements can only point to an inexpressible center, and to do so they
must turn into apparently opposing statements. We might well say that
the systematic element in Calvin consists of the applied insight that with
words we can engage only in good polemics, and that with words, and
the Word, we must be zealously polemical indeed when necessary, but that
we cannot make a system of words, for only the theme of all words, God
himself, can really be the system, the synthesis.37 When theology remem-
bers this unattainable synthesis and sets itself under its constraint in all its
words, that is in itself a great thing.38
I would like to give a few more examples in order to make this feature
in Calvin's theology clear. As a good Lutheran, when he hears the term “good
works,” Calvin never wearies of declaring that with all our efforts? and
exertions we are worthy only of death and confusion. He was afraid that faith
would collapse the moment it ceased to be totally the faith of promise, faith
in God’s mercy. We do not simply have the forgiveness of sins; we have
constant need of it. Even the good things we do in faith on the ways of God
cannot make us pleasing to God in ourselves. Only the imputed righteous-
ness of Christ can stand in the eyes of God (I, 47, 49).4° God’s people can
build only on this righteousness (I, 113).4! Even those who have gone a long
way on God’s paths are still far from the goal. They have the desire and the
will and they try, but in them is no perfection. If they look at the law, they
see that every work they attempt or plan is under a curse. For what is
imperfect is not even partially good or acceptable, but bad and accursed. This
is what we are assured with unyielding severity (I, 197).44 Hence we need

37. Cf. Goethe’s Faust, I, vv. 1997f.


38. Barth had here a graph in the margin that he no doubt put on the board.
39. The MS erroneously had “temptations” here; cf. OS I, 59; BI 45, which Barth
was paraphrasing.
40. OS I, 58ff.; BI 44f.
41, -OS 1315 BE 132:
42. OS I, 225; BI 243.

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Early Years, 15 09-1 536.

forgiveness for our stains and impurities, always needing to be covered by


Christ’s purity and perfection so as not to come into judgment until the hour,
the hour of death, when the goodness of God, perfecting us, giving the new
Adam, Christ, the victory over the old Adam, takes us into his blessed peace,
and when we await the day of our Lord, the day of resurrection, on which,
in our new and incorruptible bodies, we will enter into theereosy of his
kingdom (I, 49).43
Yet all this does not alter in the slightest for Calvin i seriousness
of the task that is posed for our lives by the divine law. How can the Holy
Spirit not be given as Leader and Ruler into the hearts of those to whom
Christ’s righteousness is imputed before God? But that is a seizing of our
flesh. It means that our will can will no other than in every respect the
glory of God. On the basis of the election of grace a life must be built up
in which we demonstrate what we are: vessels of mercy [cf. Rom. 9:23]
chosen for glory and therefore for cleansing. Those who are God’s are
changed and have become a new creation [cf. 2 Cor. 5:17]. They are on
the way, moving from the kingdom of sin to the kingdom of righteousness.
Holiness of life is the way, not the way that leads but the way on which
the elect are led by their God to the glory of his heavenly kingdom. It is
the training that we have to undergo, a school for recruits (tirocinium),44
when we are justified by grace alone before God. Between the cursing that
Calvin pronounces on all our works as such and the school for recruits in
which we must receive training in good works for the glory of God there
is apparently an unbridgeable gulf. There is indeed. We do not misunder-
stand Calvin, however, but perhaps suspect something of the fear and
trembling [cf. Phil. 2:12] with which this man would see Christians
standing before God, if we remember that it is again the line that is broken
in God that he wanted to describe, and could obviously describe in no
other way.
More keenly than the other reformers Calvin felt and emphasized
the provisional and questionable nature of our temporal life. How often
do we read in this man of only twenty-seven years of age expressions like
“so long as we live in the flesh” or “so long as we are confined in this
prison of the body”4> we are sinners and stand under judgment and have
to bear the burden of this earthly life, so that we must be ready to journey

4300S 1, (Gl, 476


44. OS I, 67; BI 55; cf. n. 47 below.
45. OS I, 59; BI 45; cf. 133, 138.

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§9 1536 Institutes

on here below. Strangely seldom does he sound a triumphant note as


Luther so often does. With earnest agreement he repeats the familiar
thoughts of Luther that cause him at this point to use words in which we
unmistakably recognize a restrained rejoicing. But it is always restrained. It
is as though he is lifting up his hand to show us that the situation is really
too serious for us to let ourselves go even for a moment. We never trust
God enough except in mistrust of ourselves. Our courage in him is never
so high that it does not have to be broken in us. We never find enough
comfort in him unless we are without comfort in ourselves. We can never
really boast of ourselves in him unless we renounce all self-boasting (I,
48)46
Or listen to his description of the lives of Christians who, looking
to the divine promise in faith, have ventured to tread his way. Scripture,
he says, has left us nothing of which to be proud before God. Its whole
aim is to suppress our arrogance, to humble us, to make us small, to keep
us within bounds. But it comes to the aid of our weakness, which would
crumble at once were it not sustained and comforted by expectation. How
hard it is to give up and abnegate not merely what is ours but our very
selves is something that we must all consider individually, but that is the
school for recruits in which Christ trains his disciples, that is, all the pious.
He then disciplines us all our lives with the discipline of the cross so that
we do not lose our hearts to the desire for temporal goods or to trust in
them. In short, he treats us almost as though, wherever we look so far as
the eyes can see, we see meeting us only despair. So that we do not go
down under such heavy pressure the Lord comes to us and reminds us (so
that we may lift up our heads and learn to look further ahead) that we
may find in him the felicity that those in the world do not see (I, 54f.).47
Or listen to what he says about faith in another context. To believe with
our whole heart, he tells us, is not to cling perfectly to Christ but simply
to lay hold of him sincerely, not to be fully satisfied in him but to hunger
and thirst and sigh after him with burning desire (I, 104).48
Naturally all these notes may be caught in Luther, too. The difference
is that they have become the basic note in Calvin. He correspondingly
draws the lines more strongly on another side. Above the problems and
assaults of the present life there shines always the thought of the day of

46. OS I, 60; BI 46.


ATZOSANG/5 BUSS:
48. OS I, 120; BI 120.

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' Early Years, 1509-1536

the consummation of the kingdom with the revelation of divine judgment


when God alone will be the sun and all in all, when his own people will
be gathered in glory, and when the kingdom of Satan will be shattered
and overthrown (I, 94);49 or, in less eschatological terms, in an exposition
of the fourth commandment (I, 37), the eternal sabbath which is already
dawning wherever we rest from all works that are not done by us as the
fruit of the Spirit, and will dawn with eternal rest the moment the divine
“then” comes that confronts our human “then.” To be fair to Calvin we
must look at both the harsh and stringent appraisal of time and the bright
prospect of eternity in which we often almost think we hear the notes of
a Tersteegen. When we do this we see from a new angle what the sure
secularity of Calvinism is all about. It is the diagonal>! between a sober
view of temporal things that is free from all illusions and a looking ahead
to the reality of the Absolute at an unheard-of upward angle. There are
portraits of Calvin in which we can nearly grasp this conjunction of
reasonable sternness with almost radical enthusiasm.

Sacraments

Always from the same standpoint we must take a preliminary look at


Calvin's doctrine of the sacraments. We are in the mid-1530s and the issue
is one that divided and still divides adherents of the Reformation move-
ment. On which side would the young Calvin come down? What was the
debate really all about? The historical facts are well known and so are the
historical explanations. I can only say that the usual comments on the
matter do not satisfy me.°* An issue on which Luther would sooner see
the whole Reformation confounded than yield had to be in some way
more important and central than we view it today with the help of the
usual slogans. But what was the important point of the sacramental con-
troversy? Why did this issue stand at the heart of all the controversies?
Iwill first try to explain Luther's insistence on an almost material

49. OS I, 109; BI 108.


50. OS I, 47; BI 31f.
51. Cf. Bohatec, Calvinstudien, 353, for the term “theology of the diagonal”; also
Bauke, 16f.
52. This sentence in the margin replaces an original (erased): “I admit that I am in
some difficulty here because I do not rightly understand (inwardly) what the controversy
was really about.”

tie
§9 1536 Wastittes

presence of the divine in the sacred actions in terms of his general tendency
to make of the divine an independent material entity. Thus in him faith
and the Word of God and the kingdom of God always have a remarkably
isolated position from which at best we have then to find connections and
bridges. His experience, the great Reformation experience, is before him
as a something in time and place like the Wittenberg tower. We must let
the Word stand.°3 It may be that Luther had in mind here something that
no one since has really considered, something for which, for us latecomers,
the antennae are in some way not available. For him everything depends
on the Word enduring in its purity and distinctiveness. “ This is my body”
[Mark 14:22 par.]. The thought of sacramental objectivity had value for
him as an expression of that other objectivity which in the mere Word
seemed to be too little safeguarded against human caprice and unbelief.
Zwingli, as we saw earlier,-4 did not have this interest in the objec-
tivity and purity of the divine element, or had it in a different way. For
him all the stress fell on application, on practice. He could see in Luther's
view only a relic of the medieval idea, which it was not. For him the divine
element, the Spirit, the object of faith, was wholly and‘ utterly a relation,
a movement, theos being derived by him from theein (I, 165).° It is flesh
and not spirit that is thing, body, a matter of sense, and the flesh is of no
avail [John 6:63]. Hence: significat. Zwingli’s sacramental teaching has its
own fervor and force; let us make no mistake about that, and let us be
careful not too speak too hastily about profundity and less profundity. An
interest in relation is in truth a profound interest, too. Here, then, were
the great opposing views with which Calvin had to deal in 1536.
In that year negotiations for union were in train between Wittenberg,
Strassburg, and Zurich that reached a provisional and not very promising
conclusion in the so-called Wittenberg Concord.>® We might expect in
advance that in relation to this controversy Calvin would display the
greater perseverance and desire, for concerns of both Luther and Zwingli
were present in him. With Luther he laid all the stress on the objectivity 3

of the divine element, and with Zwingli he staked everything on the real

53. An allusion to the last verse of Luther's Ein feste Burg of 1529 (based on Ps.
46).
54. See above, 96.
55. Cf. Zwingli’s True and False Religion, Schuler and Schultess III (Zurich, 1832),
165.
; 56. For the text of the Concordat, which Melanchthon composed, cf. CR III, 75;
and Tschackert, 261f.

173
| Early Years, 1509-1536

relation to humanity and the world. Hence both the sacramentalism of


the former and the spiritualizing of the latter were alien to him, or, rather,
he saw the element of truth behind the two as one and the same, so that
he had. to go his own way between the two contending brothers.
I must also say at this point that Calvin did not opt for a mediating
path either here or elsewhere. He was not a man of no fixed opinions like
Bucer busily rushing back and forth between Wittenberg ahd Zurich.>”
He really did go his own way, already in 1536 when he had France chiefly
in view, but also later as well. The implacable anger of Luther and the
Lutherans was soon enough directed at him as well, and by 1560 Calvin's
name was in as much ill repute in North Germany as was Zwingli’s.°8 If
Calvin’s theology did in fact prove to be ecclesiastically mediating, this
was only to the extent that in some areas of Germany it made the Reformed
version of the Reformation possible, giving it a more acceptable form than
Zwingli’s theology had done.
But let us now get to the point. Calvin calls a sacrament an appendix
of the promise by which God seals the pr promise and makes it more credible
to us. He stresses that the promise itself does not need this seal. God’s
truthfulness is sure enough in itself. It is our “imbecility” that needs it.
The sacrament thus bears testimony to the grace of God by means of an
outward symbol that confirms our faith (I, 102).°9 The water of baptism
is not itself our cleansing and salvation, but simply the instrument of these,
mediating to us the knowledge and assurance of this gift of God that takes
place through the Word (I, 110).6° What happens is not the forgiveness
of sins but a strengthening of faith in forgiveness (I, 115).°! Similarly the
Lord’s Supper is not the bread of life or Christ himself, but it reminds us
that Christ is the bread of life (I, 120).62 In it the Lord seeks to nourish
the soul rather than the stomach. We are not to seek Christ in the body,
as though we could grasp him with our bodily senses, but in such a way
that the soul knows and grasps his presence (I, 121). Here is the basis

57. Cf. Tschackert, 263, on Bucer’s attempted mediation.


58. Barth obviously refers to the controversy between Calvin and Westphal of
Hamburg; cf. OS II, 263f£; CO 9, 51ff. and 141ff. The controversy hardened the rejection
of Calvinism in North Germany and Lutheran northern Europe.
59 OST, 18) BISuns,
60. OS I, 127; BI 128.
61. OS I, 133; BI 134.
62. OS I, 138; BI 141.
63. OST, 1398; Bl 142,

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§9 1536 Institutes

of the belief that in the flesh Christ is in heaven in our place.“ Those
who would say that his body is not there but here with us really meanthe
spirit. Hence Calvin argues that he is truly and effectively exhibited, not
naturally (naturaliter).°> We are given, not the substance or the true and
natural body of Christ, but the benefits that he has mediated to us in his
body (I, 123).6° The point of the sacred action is (1) to remind us of the
goodness of God in Christ and to summon us to recognize it, (2) to enable
us to perform an act of confession, and (3) to bring us to a fresh awareness
of our fellowship with the brethren and to lead us to love of them in Christ
and of Christ in them (I, 126).67
Ido
I not really understand how Wernle can arrive at the thesis that
in this. question, and in his approach to the sacraments, Calvin may be
seen as a Lutheran when he really sought to stay clear of theefar too strong
material element in Luther’s thinking.®® Instead we are tempted to take
the line actually taken by many of his contemporaries and claim him as
a rather cautious Zwinglian. Yet that again would not be correct, of course.
We must take note once more of the hinge that suddenly sheds a different
light on the picture. Calvin did not go along with the liberal antisacramen-
talism of Zwingli that under the sign of spirit and faith left no place for
the objectivity of the divine element. Under the form of thinking that was
Zwinglian, or close to that of Zwingli, he did in fact speak no less strongly
than Luther about the objectivity of the divine element in the means of
grace, but developed the thought without the massive materialism of
Luther. When Calvin referred to the appendix of the promise, the exer-
cising of faith, the act of confession, or the act of fellowship, he did not
add any “merely” to these concepts or weaken the presence of the divine
element. As we saw yesterday, promise for him was the supreme and proper
form in which God now draws near to us. Faith in the promise, eschato-
logical faith in things that we do not see, was for him full and profound
saving faith. This faith precisely, and this faith alone, which is set on Christ

64. OS I, 140; BI 142.


65. OS I, 142; BI 145.
66. OS I, 142f.; BI 145.
67. OS I, 145f. BI 148f.
68. P. Wernle, Der evangelische Glaube nach den Hauptschrifien der Reformation, vol.
III, Calvin (Tubingen, 1919), 92, argues that Calvin undoubtedly saw himself on the side
of Luther, not the Swiss, but just because he felt so strongly Lutheran he thought he should
fight the more vigorously against a superstitious confusion of the external sign with the
thing signified.

iS
Early Years, 1509~1536

enthroned in heaven, and which is awakened by the Holy Spirit whom


Christ has sent from there and given us from above, is an assured and
certain faith that fully suffices.
Spiritualizing for Calvin does not mean any volatilizing, any sub-
jectivizing. It is supreme objectivizing. Unlike Zwingli, on no account
did he want, of course, a Spirit that freely roams and rules. As he brought
Spirit and letter into a dialectical relation, so he did Spirit and sign. He
always had two sides strongly in view, the eternal and majestic God in
his unsearchable loftiness and freedom, and we in all our imbecility and
arrogance who cannot do without external words and signs. For this
reason Calvin expressly defends the sacrament in a way that is plainly
directed not least of all against Zurich, against the arguments that faith
does not need it, that it restricts the Holy Spirit, and that it infringes on
the honor of God by bringing in such a creaturely element.®? His basic
response is always to recall how needy and provisional is that which we
call faith — a consideration that was by no means unnecessary face-to-
face with the overconfident folk at Zurich — yet also to recall7° the way
in which God himself wills to meet us by such means, and finally to
recall how obvious it is that we should not trust in the sacraments but
in God alone, the ministry of the sacraments being to help us to do this
(I, 104f.).7!
Along these lines, then, baptism is important and meaningful; it is
good to have assurance that it is God himself who speaks to us through
the sign.”* We certainly need a lifelong testimony that we are not only
growing into the death and life of Christ but that we are one with Christ
in God’s sight and share his blessings (I, 114).73 In the same way the Lord’s
Supper documents the promise and bears witness to it. Where the promise
is, faith has something on which to base itself and with which to comfort
and strengthen itself (I, 118).74 We are offered that here and not elsewhere;
it is as though Christ himself were present before us and could be seen
and touched by us.’> Note that Calvin puts this in the conjunctive. For

69. The editor at OS I, 120 n. 30, thinks that the second and third objections
discussed by Calvin go back to Schwenckfeld.
70. By an oversight the MS has here an auf for an.
71. OS I, 120; BI 1206.
Ja: OST 132; BI134:
7a OS 1132) DIN133.
TAOS, '137;, BE 13%
75. OS I, 137; BI 140.

176
§9 1536 Ineseupes

him the corresponding indicative is of a higher order that does not belong
in this context. Yet he leaves us in no doubt that it has its place. We We are
to move by analogy from bodily things to spiritual things. We must t listen
to the words: We are told to take, and that means that it is ours; we are
told to eat, and that means that the other thing that we cannot see or take
or eat becomes one substance with us.76 The whole force of the sacrament,
says Calvin, lies in the Word: “giyen for you,” “shed for you.” Those who
take in the language of the sign truly take the thing signified. In later
editions of the Jnstitutes Calvin used formulas that came even closer to
Luther and the Lutherans. He could do so with calm confidence. The
ground on which he moved, not Lutheran or Zwinglian but his own, was
solid and broad enough to allow of free movement without peril. His
failure to win over the Lutherans shows outwardly that he had made no
concessions. The more the pity for all of us that this farsighted and superior
intelligence did not succeed in calling the confused minds on both sides
to order!

Church

By way of orientation let us look finally at the doctrine of the church as


Calvin presented it in 1536. The breadth of his whole conception, the
almost titanic nature of his theological enterprise, is nowhere perhaps so
clear as at this point. At issue is the antithesis that is usually depicted under
such headings as visible and invisible church or church of faith and church
of holiness. I myself would like to put it more one-sidedly and yet also
more ambivalently as the divine church and the human church. Who are
those who belong to Christ? What is the nature of their membership? How
do we distinguish these people from others? Here obviously we have a very
important field of battle for decision regarding the Reformed and Refor-
mation interest in the relation between the vertical and the horizontal, the
above and the below, eternity and time, Lutheran and medieval or modern
thinking. Can we succeed in simultaneously saying the two things as one,
that the church is God’s work and yet that as such it is also a human
reality? Can we trace membership of Christ wholly to free grace and yet
precisely for the sake of the truth of God’s grace see another angle and
make a distinction from nonmembership? Can we attribute God’s judg-

76. OSA,, 1375 BE 141.

l7.
Early Years, 1509-1536

ment on individuals wholly and solely to him and yet, just because this
judgment counts as the most valid of all life’s realities, establish the point
_ that it means_a strict and pitiless distinction?
From the outset we must say that even Calvin could not succeed in
really establishing and upholding both aspects, at least as one and the
same. As everywhere, so here, too, he had to be content to put the two
alongside one another and to show how they are interrelated and affect
one another. And as everywhere, especially in his sacramental teaching in
which it is plain enough where his heart is, so here he is closer to Zwingli
than to Luther, staking everything on God’s relation to us and therefore
on the visible holy human church, though also with Luther as distinct
from Zwingli, we must immediately add, staking everything also on the
what, on the content of the relation, and therefore also, even if rather
against the grain, on the invisible church of God that we can only believe.
But if Calvin’s undertaking did not and could not succeed — the person
who has found the right word in this predicament has not yet been born
— his intention is plain and instructive enough.
It is interesting to see how the Calvin of 1536, in dealing with the
article regarding the holy catholic church, the communion of saints, was
never more Lutheran than precisely at this point, a sure sign that here
especially he thought of going further in the opposite direction. For he
here defined the church as the sum total of the elect (numerus universus),
whether angels or humans, and if humans, dead or alive, and if alive, living
in various lands and scattered among many peoples. There is ove church,
one communion, one people of God, of which Christ our Lord is the prince
and leader, the head of the body. In him they (all) are elected by the
kindness of God before the foundation of the world so as to be gathered
into the kingdom of God (I, 72).7”7 From the foundation of the world
there has been no time when the Lord did not have his church on earth,
nor will there ever be such a time. For out of the corrupt mass he always
sanctifies to himself some vessels to his glory, so that there should not be
any generation that does not have experience of his mercy (I, 74).78 For
Calvin, then, the..concept.of the church rests on that of election, or
predestination; which-in.the 1536 Institutes is worked.out here and-only
here. Note in this regard two points.
1. When we see that this is how predestination comes into Calvin’s

TOSS 862 B1 78:


78. OS I, 87; BI 80.

178
§9 1536 Institutes

theology, we certainly c:cannot say that it


it isthe starting point or center of

fact t
that.aes Calvin would-stress.so »vividly this theologoumenon whose
content is so arresting, and that he would defend si against all attacks,

himself anesnecessary, for Luther did not go so far in the sponsoring


of a visible church of the sanctified and obedient. For the same reason the
doctrine of predestination had already been much stronger in Zwingli than-
in.Luther, but Calvin, the synthesizer, knew far better what he was doing,
Modern Reformed theology, ‘Which for sentimental reasons thinks it may_
or must throw the¢
concept Of
0 predestination overboard, has burdened and
punished it
itself, <
aswe see in‘Switzerland and America, j
precisely with what_

beseetenctand sant itself with great moral leveling, with ahah,


industrious and astonishingly visible churchiness that knows little, how-
ever, of the fear and trembling at the grace of God [Phil. 2:12] that is the
basis and meaning of the real nature and life of the church. Things will
not get better until those who are thus occupied see in some way that the
ancient master of Reformed theology had good reasons for introducing
this counterweight precisely at this point.
2. But we have also to take note of what the counterweight means
precisely at this point: a strict election of grace as the constitutive principle
of the church! Where, then, is all the rest, the assurance, the continuity,
that at least today we regard as essential for the development of a so-called
flourishing congregational life? Is it not clear that we are constantly facing
the beginning again, or nothing again? Who of us have the courage today
to base our congregational work on proclamation of the God who truly
elects and rejects according to his good pleasure, and whom we can never
anticipate? Would not this be like laying a foundation at which we
solemnly put a big load of dynamite on the foundation stone instead of
engaging in the harmless ceremonies that are customary? Calvin had this
courage, as we see not only in his dogmatics but also in his sermons, in
which again and again he ruthlessly begins at the beginning.’”? In this
regard we can only note with astonishment that he achieved a success in

79. A common phrase in Barth; cf. Christliche Dogmatik, part II of Gesamtausgabe


(Zurich, 1982), 390f. n. 14; and Rémerbrief, 1st ed., reprinted in part II of Gesamtausgabe
(Zurich, 1985), 163, 171, 382.

179
Early Years, 1509-1536

upbuilding that none of us today can emulate, and that obviously it was
precisely with this rediscovery that he had the courage and the good
conscience to take much more energetic steps in building up a true visible,
holy community than we moderns do who shrink back from what he
discovered.
For him — and again we must face the paradoxical connection —
it was precisely the apparently uncertain thing that lies beyond us, pre-
destination, the unconditional freedom of God’s dealings with us, that
gave him the possibility of taking firm steps in this world, and good reason
to do so. Of the elect who make up the church he said that their salvation
rests on such secure and solid planks that it would not collapse or fall even
if the whole cosmic machine (tota orbis machina) were to break in pieces.
For it is linked to God’s election and could change or fall only with this
eternal wisdom. The elect may thus tremble and be tossed hither and
thither and even fall, but they cannot perish, for the Lord holds them with
his hand (I, 73).8° I think we can see expressly how the other side already
comes to light in these eschatological statements, namely, the church, but
not the church as a mere ideal or conceptual entity, not an invisible church
in the watered-down modern sense of the term. No, cost what it will, here
is something that will take shape visibly on earth during the reign of the
emperor Charles V, not in spite of, but precisely because of, the fact that
it has its roots where other plants do not, that is, in heaven.
But let us tarry for a while on this side. We naturally ask who these
elect are who make up the church. Calvin replies that we can only believe
the church as we regard ourselves as also called and elect, leaving the
position of onlookers and questioners and standing by the answer that is
given us in Christ, by the goodwill of God toward us.8! The one thing
we must not do, he cries out with Luther, is ignore Christ as we put the
question. Any secondary guarantee of our election that ignores the origin,
the revelation, would instead provoke God’s wrath against us, and as we
plunge into the abyss of his majesty we could only be crushed by his
glory.8* This terrible threat shows us how seriously Calvin took the danger
of finding a basis for the church and its membership in this world. At the
end of this road he can see only the plight, indeed, the despair of those
who want to have dealings with God but not seriously. Calvin knows

80. OS I, 87; BI 80.


81. Ibid.
82. OS I, 88; BI 81.

180
--§9 1536 Institutes

something of the fact that it is a fearful thing to fall into the hands of the
living God [cf. Heb. 10:31]. By humility, objectivity, and worship we learn
not to ask whether we are elect.
Clearly the prompt yes with which Calvin can answer believers as to
their church membership simply underlines the thesis that the church is
the church of God that rests on the revelation of his goodwill. As regards
others the answer is not so simple, for in the strict sense we can all believe
only for ourselves. We obviously cannot deny to even our nearest neighbors
the venture of trust or the seriousness of obedience, nor can we ascribe
them to them. But for the same reason we must refrain from any final
decision either way. It is God’s prerogative to know those who are his
[2 Tim. 2:19]. Even the lost can still convert, and even those who seem
to stand the most firmly can still fall.83 When he referred to binding and
loosing for the kingdom of heaven [Matt. 16:19], Christ was not putting
in our hands a judicial means of determining plainly who the bound and
the loosed are.84 The final truth is, then, that the church is God’s and his
alone. The last sentence of the whole section on the church tells us that
the church is not a carnal thing that we may know by the senses or locate
in a set place or restrict to that place (I, 77).®
Calvin spoke in a more succinct and one-sided and Lutheran way
than Luther himself about the church as the church of faith — of faith,
that is, of God alone. In 1536 he came close to the spiritualizing concept
of a church that we may see only in terms of God. We must be surprised
at the manner in which he found his way back from this point. But he
did find his way back. The extreme manner in which he spoke about
predestination seems to me to be a proof that from the first his intuition
was twofold, that from the first the concept of a visible church, a very
visible church, was his goal, that it was not suggested to him, as Wernle
thinks, only by wrestling with the practical problems of church life after
1536.86 We can be so radical on the one side only if we are no less radical
on the other, and with even greater need, I would say, in Calvin's case.
How about that other side in Calvin? As regards others, he says, we

83. Ibid.
84. OS I, 89; BI 82.
85. OS I, 91; BI 83.
86. Wernle, Calvin, 56, argues that a few years of church work after the 1st edition
were enough to shift Calvin's thinking from the invisible ideal church to the visible church,
so that in the next edition he was no longer hovering between heaven and earth but had
both feet firmly on the ground.

181
Early Years, 1509-1536

cannot know the elect with any certainty of faith. But we do have some
signs or indications by which we may at least have some probability. You
all know what are the “notes” of the church according to the Augsburg
Confession: “The church is the congregation of saints in which the gospel
is rightly taught and the sacraments are rightly administered.”8” Here is
an attractive solution. The sanctity of the church has an objective basis in
its institution. The saints are not saints; they are the sanctified by partici-
pation in that institution. Visibility, then, means such participation, or,
more strictly, the disclosing and communicating of the primary accounts
of it, that is, the right proclamation of the gospel and administration of
the sacraments. We seem to have here a happy solution to the problem
how the invisible can be visible without losing its objectivity and becoming
something contingent, human, and limited, and we can well understand
why modern Lutherans (Stange!)88 do not seek any closer definition but
constantly retreat into this sure and tested stronghold. When Calvin came
to speak about the visible church, why could he not be content with this
classical Augsburg formulation to which he subscribed®? and of which he
undoubtedly approved?
This is not the only point at which the difference between Lutheran
and Reformed theology is not one of deviation but of agreement and yet
with something extra, a further dialectical refraction, on the Reformed
side. We shall perhaps see that as regards the Lord’s Supper, too, where
the extra is apparently on the Lutheran side, the situation is no different.
Here in the concept of the church it is plain. No, Calvin could not be
content with Augsburg’s definition of the “notes” of the church. We may
really doubt whether the definition, even though its obvious purpose is to
secure the objectivity of the concept of the church, actually does this in
face of every velleity?® and constriction. The history of the Lutheran church
at any rate seems to me to give us good reason for such doubt. What is
meant by right teaching and right administration? Obviously only the
founder of the church can decide, and he only directly. Luther (in a 1521
sermon; Tschackert, 104) said that we humans can consecrate bishops and

87. Augsburg Confession, article VII, has “pure docetur” according to BSLK 59f.,
but in J. T. Miiller, Die symbolischen Biicher der evangelisch-lutherischen Kirche (Giitersloh,
3rd ed. 1913), 40, which he used, Barth found “recte”; and cf. Schaff, 12.
88. Carl Stange (1870-1959) was a Gottingen colleague of Barth, professor of
systematic theology.
89. 1541 at Regensburg; see 398 n. 18.
90. Willkiirlichkeiten.

182
§9 1536 Institutes

make parsons, but only the Holy Spirit can make good preachers, and if
he does not, then all is lost.9! Again (in his 1518 Psalms commentary,
EOL XIV, 66) he said that the church, God’s holy city, is where Christ
most purely teaches Christ.?? That is the authentic interpretation of
“rightly.” It has to be so, for would not any other more obvious and more
readily comprehensible interpretation at once interfere with the aim of the
whole formula, namely, to secure the purity and objectivity of the concept
of the church? But if there is no other interpretation of the decisive
“rightly,” then clearly it says no other than what Calvin is saying in his
“number of the elect,” that is, that the Lord knows who are his [2 Tim.
2:19}.
At the end of his discussion Calvin thus adopted the Augsburg
concept, but with some not inessential changes or, better, sharpenings. He
says that where the Word of God (not just the gospel) is sincerely (not
just an objective “rightly”) preached (not just taught) and heard (again
not just taught), and where the sacraments are administered according to
Christ’s institution (not just an indefinite “rightly”), where we see all this
we cannot doubt that the church of God is also there? — note the caution
as compared to the assurance of Augsburg: “The church is . . .” Nor does
Calvin ever speak here of notes, let alone of notes of that which it is his
final concern to seek. He speaks thus only to give final comfort face-to-face
with the fact that there can be no ultimate certainty as to individual
membership or nonmembership of the church. In this matter he does in
fact seek notes or indications, things to which we can cling. But he does
not do this in the impersonal matter of the true church, which we cannot
know in practice. The changes that he proposes in the Augsburg definition
obviously point in this direction, though he does not himself specify them.
The Word of God that embraces both law and gospel (not just the gospel)
as it is sincerely preached and heard and the sacraments as they are
administered according to Christ’s institution — they constitute the true
church. But here is only Calvin’s final comfort where all else fails. As proper
notes or signs he does not adduce the qualities or activities of the church
as such but only those of the people who as the elect of God have a share
in it.
What did Calvin fear most? The spiritualizing imprecision that leaves

91. WA 9, 603, 6-8.


92. Cf. WA 5, 60Ff. on Ps. 2:7.
Wey, OSadl, ils eH! tip.

183
Early Years, 1509-1536

it open whether the “rightly” is expounded authentically in Luther's sense?


Certainly he did not want to stop at the number of the elect that such an
interpretation would finally give but saw clearly that if there must be notes
something more is needed. Or did he fear institutionalizing more, the
objectivity of the pastorate to which the other interpretation would inevi-
tably lead? We have no data on which to judge. The most we can say is
that he had simply no antenna for the specifically Lutheran concept of
the ministry. Positively, at any rate, he wanted a truly visible church against
the background of the invisible church, a human church that might dare
with fear and trembling to equate itself with the invisible church, but
without being condemned thereby to passivity in this world; in short, a
congregation of saints in which there would be no need to take the term
saints so strongly that of the subjects of this holiness, the living persons
concerned, no more would in truth be left than a kind of church roof
arching in friendly fashion over them. When he inquired into the elect,
the members of the church, Calvin was seeking the living persons to whom
they relate. We should not really regard his aim too hastily as a kind of
relapse from the Reformation and denounce it as a new monasticism or
Humanistic velleity.°4 The relation of the knowledge of God to the living
persons, and thus to the culture, or lack of it, in which they live, is also,
as I said last time in regard to Zwingli, a serious and a profound concern.
What would the knowledge of God be, and what would come of it, if
there were no such relation? Can there be such a thing as a knowledge of
God in itself? We must see the valid reasons for the concern that drove
Calvin beyond Luther and Augsburg, just as we must understand the
concern of the latter when they did not go beyond that definition. Only
when we have grasped Calvin’s concern have we any right to shake our
heads because he could find no way of meeting the concern.
Calvin's notes of the church are as follows. We must have regard to
a person's (1) confession of faith, (2) example of life, and (3) partaking of
the sacraments. If in these three things the person confesses the same God
and Christ as we do, then we should accept that person as one of the elect
and a member of the church, but if not, then for the time being we should
not.» In Calvin’s view church membership, or election, will necessarily
show itself in certain subjective signs, and he himself specifies the above

94. Cf. A. Ritschl, Geschichte des Pietismus, vol. | (Bonn, 1880), 76; Troeltsch,
Soziallehren, 627; Loofs, Leitfaden, 893; also in n. 156 below.
95. OS I, 89; BI 82.

184
§9 1536 Institutes

three, especially the first two. But this means that notwithstanding his
almost spiritualizing or at any rate extremely Lutheran concept of the
church, he has to demand church discipline, the right of the congregation
to excommunicate. This is essential (a) lest anything unworthy be imputed
to Christians to the dishonoring of God, as though his holy church were
a conspiracy of lawbreakers and openly ungodly people, (b) in order that
the bad example of such people should not corrupt others by their accepted
presence, and (c) in order that by being put to shame such people should
repent and make public confession.%
To his well-known demands Calvin did, of course, attach some
provisos that put the matter in a different light from that in which it is
usually seen. We are not to be simply offended by the moral imperfection
of others, at least so long as they have not totally fallen victim to it. We
are not to regard temporary exclusion from the church as though those
thus punished had fallen from God’s hand, from the number of the elect,
and were lost — unless, as he adds, those concerned are openly condemned
by God’s Word, opposing the truth, suppressing the gospel, extinguishing
God’s name, and resisting the Holy Spirit.?” By the nature of the case this
limitation of the limitation, that is, the possibility of directly recognizing
those directly marked by God and treating them as such, had to be more
influential in practice than it should have been according to the theory.
In his later life Calvin met a surprising number of people whom he would
recognize to be wicked in this sense. But this was, perhaps, inevitably his
destiny in view of his distinctive witness. At any rate, we must not overlook
the fact that he wanted to exercise the church discipline that he envisioned
with great caution and restraint. We cannot limit God's ability or make
rules for his mercy. God can change the worst of people into the best. He
can bring in the alienated. He can put those who are outside inside. He
can thus shatter all human thinking: We must mutually think the best of
each other, and if we cannot we must commend ourselves to God’s hand
and at least hope for something better from one another. In this way we
shall maintain peace and love and refrain from foolish prying into the
mystery of God’s judgments. Even though Paul may hand over someone
to Satan in 1 Cor. 5 [v. 5], that is only a condemnation in time for the
sake of salvation in eternity.?8

96. OS I, 89. BI 83.


97. OS 1-90; BI 83.
98. OS I, 91; BI 84.

185
Early Years, 1509-1536

In a word, we are not to condemn others. Their persons are in God’s


hands. For our part we can only evaluate their deeds by the standard of
the law of God that is the rule of the good and the bad.®? Our purpose
with the excommunicated, then, is simply to motivate them to bring forth
better fruits and hence to return to the society and unity of the church. !00
There follows a passage that perhaps unfortunately but at least significantly
Calvin omitted from later editions. In it he stated that we were not to
treat only the excommunicated in this way but also Turks and Saracens
and other enemies of true religion. We must totally reject the ways in
which thus far many have tried to convert them to faith by withholding
from them water and fire and other common necessities of life, by refusing
to discharge to them the duties of humanity, and by persecuting them
with iron and the sword (I, 77).}01
From all this we see that Calvin was well aware of the ambiguity and
danger of his movement in the direction of a visible church. But we must
also note that on the basis of the subjective notes that he boldly advanced
these were only restrictions on the demand he made for church discipline.
What he really wanted deep in his heart was a church that can honor God
in the world, a church that has the advantages of a sect without the
disadvantages, a church that knows what it wants and does not want, a
church that knows its people, a church militant that could be compared
to the Jesuit order in external power if not perhaps in inward organization
because after all it is not an order or society but in spite of everything a
church. Here was the step, then, that Calvin took beyond the Augsburg
Confession. In later editions of the Jnstitutes he worked out this side of
his teaching with increasing force and more and more pushed the other
side, the Lutheran side, into the background, though he never abandoned
it altogether. Precisely at this point we see in a distinctive way the synthetic
approach in his theology. He knew what he was doing when he dared to
be a resolute and blunt churchman. He also knew what he was doing when
he dared to be a resolute and blunt predestinarian. Even today we should
take note of his pointing finger in this regard: Not the one side without
the other. Both sides are valid.

99. OS I, 90; BI 83.


100. OS I, 91; BI 84ff
101. OS I, 91; BL85.

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§9 1536 Institutes

False Sacraments

We have now familiarized ourselves with the main content of the first four
chapters on law, faith, preachingand sacraments. We have still to take a look
at the last chapters on false sacraments and Christian liberty, which, as we have
said, expand the schema offered in Luther’s Catechism. But since these two
chapters together make up no less than half the main work, we must be on
guard against claiming Calvin here as a kind of translator of Luther into
French. Calvin did not really find Luther’s Catechism exhaustive, and, as we
have seen, he would often go his own way even when following it. The two
chapters do not, of course, make easy reading. In them we get some impression
of the ambivalence of the fact that Calvin completed Luther’s work. What we
see and hear now is reformation that has truly and finally come down from
heaven to earth. We now have a detailed answer to the momentous question
facing all religious movements: “Men and brethren, what shall we do?’ [Acts
2:37]. How could this question fail to call forth a detailed answer in the
Reformation, too? The threatening foes and uncertain friends of the cause
force the leader to say precisely how all things would now be. It was a thankless
task to give this answer. Luther played his part in shouldering the burden. But
Calvin carried more of it. For in his case the insight into its inevitability was
not the bitter end but the beginning that already stared the twenty-seven-yeat-
old in the face as he realized that there was no option.
Ido not know whether it is apt to do as Wernle often does and speak
about Calvin being inspired.!°* Those who from the outset had to under-
take that thankless task had to have much more than inspiration or
whatever else we might call it. Much more apt, I would think, is a
description like harnessed enthusiasm, which Wernle also coined for Cal-
vin in one place.!93 Seen on the highest level, this attitude is perhaps one
of the greatest and most heroic one can find among us. But at a first
glance, it might easily seem to make a person dry and dull and all too
human. Calvin could never achieve popularity either in his own lifetime
or later. He could not become a theme of myth like Luther. It is more
understandable that unlike the latter, he walked rather than flew. The 1909
anniversary in Geneva was thus a celebration for pastors and professors,

102. Cf. Wernle, Calvin, 20, who sees here'a personal relation to Christ rather than
theology.
103. P. Wernle, Einfithrung in das theologische Studium (Tubingen, 2nd ed. 1911),
225, views a repressed, restrained enthusiasm as integral to Calvin.

187
Early Years, 1509~1536

not for the people.!°4 There was too much resignation in Calvin’s whole
attitude for things to be different. Indeed, resignation was with him from
the beginning. For proof enough we have the fact that when he went over
to Protestantism he became a theologian, and indeed a dogmatician and
ethicist. To become a theologian in the way Calvin did is perhaps the most
sober and secular and unromantic thing, the most free from illusions, that
anyone can do. Instruction, apologetics, synthesis — these three terms are
the distinguishing motifs of his theology. All three denote a descent into
the arena. It is easy in contrast to extol the purer figure of Luther or the
bolder line taken by Zwingli. A person has to be very open to undertake
that descent. For that reason Calvin is at least no less a figure, no mere
successor. It is in this connection, it seems to me, that we should read the
two last chapters of the first /ystitutes, out of which later the enormous
book IV on the external means of salvation would develop.!©
In the first of these chapters we see Calvin with sword in hand hewing
away with all his skill at the chief enemy of the gospel, Roman sacramental-
ism — a veritable slaughter of the innocents as he casts a severe and hostile
glance on all the beautiful little plans of ingenious institutions and practices
that had flourished under the warm medieval sun, as always happens in
religious history, first plucking them up, then digging out the roots and
energetically throwing them on the rubbish heap — not perhaps an edifying
but a very human spectacle! Those who know in any sense what was at issue
can hardly raise any serious objection. On this matter of the sacraments we
have a plain either-or. Either friends and foes alike knew what was at stake,
or they gained adherents without knowing what they wanted, willing to
make a peace with opponents that would be the beginning of the end. A true
leader could not be crisp enough in giving the order here to halt and advance.
If the need for this is no longer really clear today, if, not without reason, there
seems to us to be something nonessential and superfluous in what now passes
for the fight against Rome,!° this is more relevant as a judgment on our own
age than on that of the Reformation.

104. Barth’s library contained an illustrated account of the July 1909 anniversary
in Geneva, Les Jubilés de Genéve en 1909. Cf. W. Niesel, Calvin-Bibliographie 1901-1959
(Munich, 1961), 32ff., for the related literature.
105. The full title speaks of the external means and supports by which God invites
us into the fellowship of Christ and keeps us in it.
106. Barth plainly alludes here to the partly political Protestant distrust of ultra-
montanist Roman Catholicism; cf. K. Scholder, Die Kirchen und das Dritte Reich, vol. I
(Frankfurt, 1977), 35f.

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That precisely this chapter is so fundamentally and ruthlessly nega-


tive undoubtedly made it a liberating and reconciling chapter for hundreds
and thousands at that time who were not clear about the matter. Behind
the no with which Calvin challenged his adversaries his own Reformation
position could be seen all the more clearly, the “Glory to God alone”
which was the essential message of Luther and Zwingli and Calvin in
opposition to the well-graded medieval pathway of grace and salvation. In
France and Germany there was certainly special gratitude to Calvin pre-
cisely for this chapter because of the perspicacity and care with which he
worked out the simplicity, directness, and credibility of the relation to
God, if also the unheard-of paradox of it, in contrast to all the ingenious
and even profound and certainly sentimental things that in the last resort
could only conceal the simplicity, and also because of the energy with
which, to use his own expression, he had partly stripped the lion’s hide
off the asses,!97 showing up that which was human for what it really was.
This chapter unquestionably did much to clarify the situation regarding
the opposition. In this context I must refrain from going into details and
be content to share with you some of my own inquiries.
The first section ison confirmation.!8 The reference is to the Roman
practice, the ostensible equipping of those regenerated in baptism with
the Holy Spirit for the battle of life. But where, asks Calvin, did God ever
promise any second equipment of this kind alongside baptism? A servant's
first duty is to obey. Where is the word of command to which those who
call themselves ministers of the sacrament may appeal here?!°? Who has
taught them to seek salvation in the oil that plays so decisive a role both
here and in the whole Roman Catholic sacramental system? Is not baptism
itself an adequate equipment for the battle of life? Is it not a devilish
doctrine that so devalues the promise that God has given in baptism?!!°
The wisdom of God, celestial truth, all-Christian doctrine, really institutes
and anoints a Christian (I, 145).!!! A sacrament is not from earth but
from heaven, not of us but of God alone (I, 146).!!2 Away, then, with
confirmation! If we are perhaps to retain what the practice was originally,

107. OS I, 223; BI 170ff.


108. OS I, 163ff.; BI 170.
109. OS I, 163; BI 172ff.
110. OS I, 165; BI 172f.
111. OS I, 166; BI 174.
112. OS I, 168; BI 176.

189
Early Years, 1509-1536

we might put catechetical instruction in its place, teaching children the


main points of religion in a short formula, and thus doing something that
can only be useful in view of the general ignorance.!!3 I might note in
passing that with a few slight alterations what Calvin says about confir-
mation might still be said against the great abuse that from the days of
Pietism and Rationalism has gained a footing even in Protestant churches.
Apart from oil and bishops, there is really nothing missing of the things
against which Calvin inveighs here. For the rest his friend Bucer seems to
bear some guilt for the development of this Protestant confirmation.!!4
The second section is on penitence (penance).!!5 Like few passages
in the whole work it breathes a Lutheran spirit. The enemy here is the
idea that penitence can be a single act which as such effects forgiveness of
sins. Plato comes in at this point with his thesis that the life of the
philosopher is a meditation on death. Even more truly one might say that
the life of a Christian is a constant striving and training in the mortification
of the flesh until it is fully destroyed (I, 150).!!© We thus learn not to
dwell upon our own contributions and penitential tears but to direct both
eyes to the mercy of God and to give him the glory in true humility (I,
152)!!7 — the surest way to avoid the despair and the lightheartedness
between which we vacillate when we make penitence a sacramental act.
Penance has to go. We have sinned against God alone, God alone can help
us. Io him alone we can and must confess our sins.!!8 The power of
binding and loosing is either the power of God’s Word in the preaching
of the gospel, which God acknowledges and in which we hear God himself
speaking with his Word of judgment and grace, or it is the authority that
the church has been given to discipline its members, and that has nothing
whatever to do with the remission of sins.!!? Ideas about special priestly
powers, a treasury of good works that the church can draw on, works of
satisfaction that must follow absolution, mortal and venial sins, and pur-

115. OS-1 169; BIT76:


114. For Bucer and the church orders influenced by him confirmation still had
sacramental significance; cf. Martini Buceri Opera omnia, ed. F. Wendel et al., series 1:
Deutsche Schriften, vol. VIL (Giitersloh and Paris, 1964), 313: Laying on of hands and
prayer as an act of blessing.
115. OS I, 169ff; BI 177.
M6, OS 1, 172; BIAS 1.
IN7. OSA, 175P BL 18s.
1TSHOSS W/O eBiEI83:
119: OS i, 186s BI L968

190
§9 1536 Institutes

gatory (a “deadly invention of Satan”) are all human and misleading


fabrications.!20 Penitence as an act is not a sacrament. It does not have
the sign and promise that alone make a sacrament. The true sacrament of
penitence is baptism, which offers sufficient comfort to the penitent.!?!
We then move on at once to extreme unction, ordination, and
marriage.!?* An important point here, stressed in the case of ordination,
is that in place of the hierarchical omnipotence that had thus far instituted
and deposed ministers Calvin envisions at least some powerful cooperation
on the part of the congregation itself,!23 something, as we well know, that
even the Protestant church has not yet fully achieved. Dearest to Calvin
was the appointment of pastors by the civil authorities on the advice of
tested older ministers.!24 He had no objection to the laying on of hands
at institution, but it ought not to have any religious, that is, sacramental,
character. !2> The enemy again was cultic materialism — the relating of oil
and spirit (I, 190), inept gestures (I, 189) — in presumptuous imitation
of the appointment of the apostles by Christ.!26 With savage scorn Calvin
calls this an ingenious fabrication, trying to show historically how the
priesthood developed out of Christendom, Judaism, and paganism patched
together to make one religion (I, 190).!27 He does not regard the anointing
of the sick in the Epistle of James [5:13] as a basis for extreme unction,
nor the story of the Samaritans in Acts 8 [v. 16] as a basis for confirmation,
for even though the latter were baptized, and had yet to receive the Holy
Spirit, the apostolic age had gifts and needs that are no longer present,!?8
a thesis that the churchman accepted with remarkable rashness. His con-
clusion is the triumphant statement that in part he has torn off the lion's
hide from the asses.!??
In reading all this we do not really know whether to laugh or to cry,
to go along with the powerful attacks or to hold somewhat aloof from
them. Calvin does a successful and convincing job for us in the chapter

120. OS I, 187, 190ff., 200; BI 200ff.


121 OS. 201; BI21G.
122. OS I, 202ff; BI 216ff; OS I, 205ff; BI 219ff; OS I, 220ff.; BI 2366.
1ID32O0S 214: BI229:
124. Ibid.
IDS, OSI, PUB TIE DSBie
IDG OSs yale 2333 OS 2163 Bl 232,
1272O Sala eZ 338
128. OS I, 203; BI 217f; OS I, 164; BI 171.
129. See n. 106 above.

191
Early Years, 1509-1536

only to the degree at least that he makes his own strong position clear
through all the negations and proposals for amendment. As regards the
negations I believe that we may in good conscience vacillate between the
thesis that once we are caught in the wasps’ nest of Romanism we have
to attack vigorously and uninhibitedly!3° and the thesis that we certainly
cannot do real justice to the Roman Catholic problem along these lines.
On our lips Calvin’s polemic would undoubtedly not sound good. Both
theses are true. It seems that one of the evils, either slackness in principle
or injustice in principle, can hardly be avoided. May we decide carefully
which of the two we choose!
Historically the following points are to be noted regarding this
controversial chapter. (1) The direct impression it leaves is that here is a
man who can handle Roman Catholicism well, really well. He shows no
sign of devotion to the world of its piety, or love for it. At every point he
looks pitilessly only at the ancient and evil foe. Again and again he calmly
puts the stereotyped question: Where is the sign for this supposed sacra-
ment? or: If you have a sign, where is the divine promise that makes the
sign a sacrament? He does not say farewell to the opposing position that
he fights as one might to a dear friend who has, perhaps, become unfaithful
— Luther's attitude to the Roman Catholic church. He does so as a judge
who dismisses a convicted and condemned malefactor. This mood cannot
have been of recent origin. A sudden conversion in 1533 thus seems to
be ruled out completely. His abandonment of medieval Catholicism must
have taken place much, much earlier. His stubbornness in clinging to error,
to which he refers in the Psalms commentary, cannot have gone that far,
or it must not be regarded as a serious adherence to Romanism. Who
knows, the seeds of his break with the church might have been sown
already in his parents’ home in Noyon.
(2) Nowhere except in the Seneca commentary of 1532 does Calvin
speak so plainly as a Humanist as in this chapter. Naturally that does not
detract from its value, but we have to take note of it for the sake of
understanding. Nor does it mean that in the chief point at least Calvin
does not launch his polemic wholly from the center. Especially in the great
chapter on penitence, which is typical of the whole, a grim seriousness
holds sway, a constant recourse to the final and profoundest arguments.
But the subject meant that the battle front here was in many ways similar

130. Cf. M. Claudius, Asmus omnia sua secum portans oder Simmtliche Werke des
Wandsbekker Bothen (1775; new ed. Munich, 1968), 551.

LZ
§9 1536 Institutes

to that's! of contemporary il/uminati. Hence we can well imagine that


some portions were read favorably by those who rejected the Reformation
gospel but approved of the fight against Rome and joined in it. In contrast,
serious and thoughtful Roman (Catholics would hardly be reached at all
by the work. The method of proof is biblicist, more so than in other parts
of the book. But formal biblicism was originally a Humanist achievement.
The simple way in which the question: What is written? rather than other
questions is used against tradition may sound orthodox in our ears but
there is something of the Enlightenment and liberalism about it. In large
part it goes with the eternal conflict between Romanticism and ratio-
nalism, and it is only that which hides from us a little the significance of
the fact that in this case, unlike a century ago, rationalism is the younger
and fresher and more vital of the two contestants. The crisp fighting style
and the irony and mockery which often enough break through all the
seriousness point in the same direction. Finally, the polemical arguments
themselves, at least in some passages, hardly differ from those of a decided
rational skepticism vis-a-vis the Roman world of miracle. At this point we
plainly see an intersection of the two lines of the movement of the time.
This was unavoidable in Calvin. It was he who was really, and would
increasingly become, the chief fighter against Roman Catholicism, never
clearly distinguishing for himself the difference of motifs in the conflict.
This was both the strength of his polemic and its weakness. Calvin would
not have been Calvin if there had not been this side to him, too.
In the chapter on false sacraments we see Calvin with sword in hand.
Unique to him there is the energy with which, more like Zwingli in this
respect than Luther, he burns his boats behind him and says farewell to
everything medieval, to all that goes along with consecrated oil. Note that
without the antagonism expressed in the chapter one might perhaps be a
good Lutheran but one cannot be a good Reformed. Reformed Protes-
tantism has two problems: the glory we must give the Lord God (thus far
it is only a sharpened Lutheranism), and the demonstrating of this rever-
ence by a corresponding attitude in secular life in the world (a concern
not so strongly on the heart of Luther). There was no place for an
independent third thing between the two, both sacramental and cultic.
The cultus, even in the form of the sacrament, can only be instruction on
the invisible relation to God and its visible implications, not an objectifi-

131. The MS incorrectly had denen here.

193
Early Years, 1509-1536

cation or reification of what is divine. It is not an end in itself but only a


means. It is not basically a tarrying but a hastening. There is no relation
between oil and spirit.132 In this spirit the Heidelberg Catechism could
later call the papal mass “an accursed idolatry,”!33 displaying a fierceness
that was never known in Lutheranism because this knew nothing of that
hastening from the sacred to the profane, but in its own way, if perhaps
in a spiritualized manner, it cultivated a tarrying in the sphere between
the two. This spirit impresses on Reformed Christianity a certain nonre-
ligious, sober, and in some sense critical and openly or secretly aggressive
character from which it cannot and should not break loose so long as it
understands itself. Precisely this chapter on false sacraments is thus a
primary Reformed note. We can calmly contemplate and accept its human-
ity and human questionability but in no case should we suppress or
overlook it if we are to understand what is at issue.

Christian Liberty

In the sixth and last chapter Calvin took tools in hand with the aim of
showing in outline how he thinks about the Christian attitude in secular
life in terms of reverence for God. He suggests three themes: (1) Christian
liberty; then more narrowly (2) ecclesiastical power, and (3) political
government.!34 In the three titles we find expressed both the borrowing
from Luther and the difference. When at the end Calvin seeks to speak
expressly as an ethicist in the more precise sense, we do not have an added
second or new thing, nor the law as a second thing alongside the gospel.
His concern is simply for a right use of the freedom that is opened up for
us by the gospel. The statements that speak about life in terms of faith
and the world in terms of God are not synthetic but analytical. No new
factor emerges. The aim is to understand the one old factor aright and to
put it into action aright. The Enthusiasts, who are here the enemy, mis-
understood and misused Christian liberty. A violent, chaotic, and capri-

132. See n. 123 above.


133. Heidelberg Catechism qu. 80.
134. Chapter 6 has the three headings in its title, but Barth puts the break between
the first two sections at a different point from the editor of OS I. See n. 139. On
ecclesiastical power see OS I, 234ff; BI 252ff; on political government, OS I, 258ff.; BI
284ff.

194
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cious relation to the historically evolved world and its forms of life was
for them the consequence of the new knowledge of God. A situation
threatened that we today know only too well, namely, that those who came
down from the newly discovered mount of transfiguration [Mark 9:9 par.]
into the depths of everyday life, as they had to do, would wander around
in an intoxicating mist of Enthusiasm, all of them as seemed best to them
[cf Judg. 17:6] adopting a basically negative attitude to everything that
might have any claim to represent valid order in daily life.
Calvin, like Luther and Zwingli, did not think that this had to be,
that this was real Christian liberty, nor did he take this view merely as an
apologist for Protestantism to Francis I, who feared revolution. He could
do so because nothing was more alien to his approach from the outset
than that cloudy freedom. For a synthesizer, who tried to see antitheses
together, what could Christian liberty mean in practice but discipline and
order, just as in practice the number of the elect was identical to the
militant church of the saints, the voice of the holy God was one with that
of the written Word, and the divine gift and fulfillment was one with the
promise that is all we can have? The remote, the divine, the wholly other
was in fact so remote, so divine, so wholly other for him that he could
not fail to do justice to what is near and human and ordinary. In contrast
to all intermingling of heaven and earth, he had now for the first time to
show the near and the human and tthe ordinary in their own true light,
in their unavoidability but also in their crisis. So radical and sudden was
his conversion that the usual confusion in conversions between overcoming
the world and greater or lesser withdrawal from it or fighting of it, between
Christian freedom and some other freedom, could never find any place in
him. So radical was it that he did not have to give up his Humanist and
juristic leanings and interests; we find no trace of this in Calvin. Instead,
he could at once find a place for them in the resoluteness of a Christian
who was not ready to put his light under a bushel in the human and
properly ordered world.
Two things are true and call for notice. Calvin was wholly Lutheran
when he did not put his ethics under the rubric of good works, fulfillment
of the law, or the new obedience, but under that of Ghristian liberty. In
view of this fact we can hardly say that he did not rightly understand or
adequately value the intention of Lutheran ethics, which is best summed
up under the phrase “Christian liberty.” Christian life is life in the liberty
of the children of God [Rom. 8:21]. All that might seem to have to be
added to faith as life, good works, obedience, keeping the commandments,

15
Early Years, 1509-1536

or however else we might put it, has substance and truth only in the
atmosphere of this freedom. Hence nothing has to be added to faith. Faith
has simply to come into action. This is what Calvin expounded so power-
fully here.
But then we must note the second truth. Calvin is not at all Lutheran
when he associates or, more precisely, interrelates Christian freedom and
ecclesiastical and political order. Could we really imagine Luther's famous
Freedom of the Christian having a second and third part on these themes?
As Calvin tried to grasp Christian freedom both specifically and positively,
his eye fixed on church and state as the two great forms of life on and in
which we must practice and demonstrate it. Decisiveness unrestricted by
any asceticism is the distinctive feature of Calvin’s ethical approach to the
relation here. Or, in other words, we might find the distinctive feature in
the fact that the concept of love, which plays so big a part in Lutheran
ethics, has for Calvin no role at all, or only a subsidiary role, in this whole
context. If love is precisely the great step out of world renunciation and
false freedom toward the neighbor, the world, and orderly action in the
world, one might argue that it was something that Calvin took for granted.
But one might also argue that when Calvin the lawyer and Humanist at
once fixed his eye on church and state in making the step, he had good
reason to handle the concept of love with caution and restraint. The latter
interpretation is probably closer to the truth. Realism is the strong side of
all Reformed ethics, love perhaps the weak side. No one can have a strong
side without some penalty.
But let us now turn to the details. th a first section of the chapter
Calvin deals with Christian liberty as such, that is, in its negative signifi-
cance. As he sees it, the gospel means liberation for us in three ways. (1)
While not challenging our obligation to make our lives a meditation on
piety, it does challenge the idea that by such efforts we can achieve the
righteousness that counts in the judgment of God. So, then, without
weakening the seriousness of the divine commands, it turns our gaze away
from ourselves to Christ, that is, to the mercy of God.!35 (2) Without
hiding the fact that what is perfect is demanded of us, and that the
imperfect obedience that even the best of us renders is reprehensible
disobedience, it tells us that God in his fatherly leniency accepts even our
imperfect practice, that in Christ we are not household servants but
children, and that in spite of, no, because of our basic insight into the

135. OS I, 224; BI 242.

196
§9 1536 Institutes

judgment under which we stand, we may meet and obey the divine
summons with great and joyous alacrity.
36 (3) It frees us from an anxious
conscience in our use of God’s earthly gifts, though not concealing from
us the truth that conscience, and regard for the consciences of others,
obviously limits our freedom, afd yet in such a way that we might have
to give offense to Pharisees, and that there is no place for a vacillation of
conscience, for its being torn in different directions.!37
If we look at the three negative descriptions of freedom together, it
is evident that nothing, absolutely nothing but faith is made the basis of
ethics here, a relentless looking past oneself to God, a good will that stands
totally under judgment and finds its possibility precisely therein, a cer-
tainty, finally, that has its footing and its natural limit in that eternal
foundation. Christian liberty is in every part a spiritual thing (I, 199).138
The truly free person is the one who is captive to God. For this very reason
there can be no confusion between the freedom that is grounded in God
and the freedom that we assert in relation to others. This is where the
themes of the second and third sections come in, that is, distinguishing
and relating the spiritual government of the church and the political
government of the state.
The second section deals with ecclesiastical power (I, 205, 208).19?
Calvin’s purpose is indubitably to show that in contrast to fanatics who
misuse Christian freedom, discipline and order are unavoidable and good
even in the church of the gospel. What is remarkable, however, is the way
that he takes to reach this goal. He arrives at it only at the end and deals
with it only briefly. He devotes the main part of the section to showing
that there is no ecclesiastical power that fixes our relation to God or binds
our consciences. Freedom itself, true freedom, must overcome false free-
dom. It must do so by showing that it is itself at the same time captivity
to God. And so again he gives centrality to what can be described only in
negations. The authority and dignity of prophets, priests, apostles, or the
successors of apostles is not their own, not a human authority and dignity,
but the authority and dignity of the ministry they fulfill, or rather of the
Word that this ministry serves (I, 205f.).!40 But there is only one Word

136, OS 1 225; Bl243; OS I, 225t; BI 245.


137. OS I, 226ff; BI 246ff
138. OS I, 234; BI 254.
139. OS I, 234ff; BI 252ff
140. OS I, 234; BI 254.

197.
Early Years, 1 D0P= |536.

of God. From this source all those have drunk to whom God gave the
honor of knowing him: Adam, Noah, Abraham, Isaac, and Jacob, and all
like them. The time of the NT, however, the time of Jesus Christ, is called
the last time because it brought the conclusion of revelation, the revelation
of the unity, exclusiveness, and definitiveness of the Word of God (I,
207).!41 What kind of other human authorities come into consideration
now that the Word has become flesh, the age of many and varied prophe-
cies and revelations has been brought to a close, the one Word to which
all revelations point has been spoken? Every’ human mouth must stay
closed now that he has spoken in whom the heavenly Father willed to hide
all the treasures of wisdom and knowledge. . . . The one Christ must speak
and all others be silent — the one must be heard and all others ignored
and even despised.!42
On this basis, however, there is an authority that is given to the
church and indeed to all its pastors: the power confidently to venture all
for the Word of God as whose ministers and administrators they are
instituted; to make all worldly power, glory, and greatness bow to its
majesty and obey it; to rule all, from the highest to the lowest, by the
Word; to build the household of Christ; to destroy the kingdom of Satan;
to feed the sheep; to slay the wolves; to admonish and instruct the obedient,
to correct and upbraid and oppose the rebellious and arrogant; to loose
and to bind them; and finally to deal with them with thunder and
lightning; but to do all these things with the Word of God, whose spiritual
power is as different from that of bishops as Christ is from Belial (I,
280f.).!43 This saying stamps the character of Calvin and Calvinism as
few others do. By both outer and inner necessity imperialism and mili-
tarism are here made a likeness — a likeness, be it understood — of the
kingdom of God.
But let us hear more. When people do not bow before the Word of
God but before something human, then ecclesiastical authority is a decep-
tion and illusion, contrary to Christian freedom and indeed to God
himself. Nowhere does God recognize anything as his except where his
Word is heard and very carefully (religiose) obeyed (I, 211).!44 Nothing
injures God so much as to be venerated in a new form of religion that is

141. OS I, 235; BI 256.


142. OS", 2368 BE 2575
143, OST, 257; BE253:
144. OS I, 240; BI 262.

198
§9 1536 Tens

of human invention (I, 212).!45 Hence there can be no appeal to the


authority and tradition of the church. What is the church? The Holy Spirit
makes Christians, makes the church. This is always true considering the
imbecility to which even the most gifted are always subject.!46 But the
Spirit's presence is guaranteed only by humble attentiveness to the Word.
The church is certainly that church that must be heard.!47 But it is the
company of those who are united in Christ and it dare speak only out of
God’s Word. This company is to be heard, and no other church.!48 The
truth does not always flourish in the bosom of pastors, and the wholeness
of the church does not depend on their state (I, 216).!49 A pastorate that
is not based on obedience to God is a matter of caprice (licentia).!>9 Against
it may be brought all that Jeremiah and his like had to say against the
priests and prophets. But that is how it is with the pope and bishops and
councils. The royal rule of Christ puts an end to all human dominion.!>!
But what about the order that Calvin did not wish to give up but
sought to maintain and establish against the fanatics?!>* He himself admits
that at a first glance it is not easy to distinguish this order from the
clericalism he was opposing (I, 225).!53 It can be justified only if we see
its totally human and temporal and earthly character and divest it of any
religious character. For the sake of peace and concord and seemliness and
humanity, he says, every human society is of necessity a politia. Without
order and decorum and observances and “bonds of humanity” the church
could not survive in view of the great number of different people in it.1>4
These things are not necessary to salvation. They do not bind or loose
consciences. They do not serve God. We cannot even claim their detailed
necessity or validity.155 But they are useful if they are not pressed too hard
and if the instruction of good pastors protects them as far as possible
against misunderstandings. Among the bonds of humanity Calvin lists not

145. OS I, 241; BI 262.


146. OS I, 242ff; BI 264ff
147. OS I, 244; BI 267.
148. Ibid.
149. OS I, 245; BI 268.
150. OS I, 245; BI 269.
151. OS I, 245ff; BI 268ff
152) OS Li253 BI 2778.
153. OS I, 255; BI 280f.
154. OS I, 255; BI 281.
155. OS I, 256ff; BI 281f.

199
Early Years, 1509-1536

only such things as Paul mentions in 1 Corinthians 11 and 14, for example,
women keeping silent in the church [14:34] or liturgical order and all that
it entails, but also church discipline, which is so important for him. But
there must be no clinging to such things at all costs, not even to things
that came in long ago by good human right or even by divine command.
Thus King Hezekiah had to destroy the brazen serpent [2 Kings 18:4]
with the same necessity with which Moses once set it up ‘[Num. 21:8].
God’s Word stands over every yes or no in such matters.
This was Calvin’s last word on ecclesiastical authority in 1536. When
we recall how much, as we noted earlier, he was concerned to establish
discipline and order in the church, and when we also recall that the struggle
with the people of Geneva, which at least outwardly became the main
theme of his life and which, all unawares, he would enter upon this same
year, revolved around this very point, we can never be surprised enough
at the restraint that he exercised in this section. You will certainly be
astonished that apart from the remark about the value of church order for
decorum and humanity he has nothing positive to say in justification of
it. The point of his argument is simply to make plain that it is compatible
with Christian freedom, and under what restrictive conditions. For him
everything depends on basing ethics on freedom. If freedom is ensured,
ensured even against self-misunderstanding, that is, the freedom of the
divine Word that itself provides for order in human affairs, then Calvin
believes that the order he desires so ardently is secure. In this context he
sees no reason to do more than indicate the way in which Christian
freedom can and indeed must be used to set up in the human sphere a
church law at least as rigorous as that of Rome, and the form that this use
should take.
For him everything depends on the grounding of the possibility (not
the reality) of what he thought, of course, to be unconditionally necessary
as the human side of the church. We thus coarsen and falsify Calvin's
thinking if we say that his concept of the church is a revival of that of
medieval Catholicism.!5¢ The two look alike but they are not the same. 157
Appearances deceive. In any case Calvin’s church was not at all the same.
It rested no less invisibly and spiritually and exclusively on God’s Word

156. Seeberg, 631, sees here a movement back to medieval thinking and away from
the Reformation overcoming of this. He put this view even more sharply in the 1st ed.,
II, 405.
157. Terence Adelphi V, 3, 37.

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than Luther's. Indeed, it was perhaps even more invisible since Calvin
experienced and conceived of faith more paradoxically than Luther, of
Christ's eucharistic presence more miraculously, and of the merciful char-
acter of justification more keenly. Just because he drew the line on the one
side to the very end here, it was natural and necessary for him to continue
it on the other side, and to do so with full awareness, with a good
conscience, and with no hampering consideration that we have here only
the other, human, earthly side of the matter, the visible church with its
strict order, the step from heaven to earth. We must not view Calvin's
church of holiness as a catholicizing confusion of divine and human
commands, at least not as far as Calvin himself was concerned, no matter
what misunderstandings might have arisen later among his successors.
Calvin himself clearly saw the possibility of such a confusion. Under the
pressure of the order and holiness that he found in God, he realized that
order and holiness are incommensurable. They cannot be imitated on this
side in the human sphere that is not to be confused with the other world,
in the little city of Geneva that even at the pinnacle of his success he never
truly regarded or described as a Jerusalem. With a certain resigned wisdom
and grim humor, if we might put it thus, he spoke only of honoring God
by bonds of humanity!>8 so far as this is possible seeing that we live on
earth. Calvin did not fall victim to the illusion that gripped the whole of
the Middle Ages and that has gained force again in the modern age, the
illusion that there is a continuous path that leads step by step from an
earthly city of God to the kingdom of heaven. For him the divine was
always divine and the human always human.
But precisely this sense of distance that finds such surprisingly strong
expression in this section of the first /nstitutes makes the human symbolical
and plastic for him and full of promise. For this reason it is an object of
serious work for him as it can never be when heaven and earth are confused.
What was the origin of this insight? We might again pose this question
here. Did he derive it from the NT, from Plato, from Luther, or from
Erasmus? Did he derive it from all of them? My own view is that we do
not derive such an insight from any source. If we have it, we have it. But
in any case we must not confuse the insight that he so wonderfully
expresses in these deliberations on church authority, both against it and
for it, with any of the medieval or modern banalities.
The only remaining section of Calvin's ethics is on political govern-

158. See n. 154 above.

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ment.!59 I want to go into this rather more thoroughly both because of


its relevance and even more so because we really find the theological
uniqueness of Calvin with special clarity again in this area. Let us look
first at the frame of mind with which Calvin undertook to tackle, in a
teaching manual, what was then a dangerous issue, that of the relation
between Christianity and politics. It is important that we should be clear
about this in order that we may rightly evaluate the surpfising content of
this final section of the work. Let us keep the following points in view.
1. As a lawyer Calvin had expert knowledge of the field. Here if
anywhere we might expect this to become apparent in the knowledge
displayed and the concerns addressed. Yet when we read through the
section we are disappointed in this regard — whether pleasantly so or not
is a separate matter — at least to the degree that he refrains from intro-
ducing anything that is not strictly relevant in this area of his special
expertise, or from expressing any thoughts that would not be immediately
understood even by those who have no legal training. The reason for this
cannot be that he had forgotten his legal knowledge, for he gave ample
demonstration of it later in Geneva, and he showed that he knew how to
make good use of it in given cases.
2. There can be no doubt that Calvin wrote this last section of his
book with a specific material interest. He was not a monk emerging from
the cloister and realizing that there was secular as well as spiritual govern-
ment, so that for good or ill he had to try to wrestle with this alien fact.
Calvin was a man of the world who had certainly investigated the questions
of public life — whether anarchism is right or wrong, what is the best
form of the staté, whether revolution and tyrannicide are permissible —
before he ever took up the question of the content of the NT. We must
remember with what profound skill and liking he participated all his life
in high politics, even the highest. In fact, if not in form, he was the
statesman as well as the pastor not only of his Genevan but also of his
international congregation. In a symposium that has just come out entitled
Masters of Politics (Stuttgart and Berlin: Deutsche Verlagsanstalt, 1922)
Calvin is the only theologian represented, and in a brilliant depiction of
him H. von Schubert ventures to compare him to Napoleon.!6 Today we

159. OS I, 258ff; BI 284ff


160. H. von Schubert, “Calvin,” in Meister der Politik. .., ed. E. Marcks and K. A.
von Miiller, vol. IT (Stuttgart and Berlin, 2nd ed. 1927), 67ff. On pp. 94ff. Schubert argues
that Rousseau, too, saw the importance of religion in Geneva, as did Napoleon, who for

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might well imagine Calvin as a most industrious reader of newspapers and


writer for them, and modern politicians of all parties and countries would
probably learn something from him. But if we expect to find anything of
this great ability and interest in the section, we will again be disappointed.
His thoughts about government and law and society as he expresses them
here are perhaps clearer and more acute and consistent than those of other
theologians who then dealt with such matters, but they do not show more
of the statesman. He had to put a deliberate curb on his interest as well
as his knowledge.
3. We may not doubt that to this field as well as that of the church
he brought specific insights and goals as well as knowledge and concerns.
Behind his exposition of the different possibilities and requirements of
public life stands not only an exact knowledge of the subject, and not only
abstract attentiveness to what was going on in this theater such as we
might have when, as is best for us, we are not committed to any party
dogma but for this very reason are forced into the frustrating role of
onlookers. As would soon come to light in Geneva, Calvin had specific
ideas of what he wanted, very specific ideas, for example, of the best form
of government (he was an aristocratic republican),!®! of civil and criminal
law, of the European situation and its demands, and even of economic
relations and possibilities. In such matters he was anything but an un-
worldly idealist; he was supremely practical. To mention only one thing,
for a good part of his life he flung himself body and soul, and expended
much of his energies, in a fight against the policies of Bern, and in this
fight he knew how to achieve what he wanted and needed!
But in the Institutes we find no sign, almost no sign at all, of his
wanting anything, not even in the later editions that came out in the heat
of all the conflicts. He can discuss the most prickly of political issues
without playing politics (even by hints) on a single line, without making
a plea for or against one thing or another. The more closely we look, the
more clearly we see that there are in fact no specific decisions in individual
matters, that questions are left open, that even if we regret it, we are not
set on a particular course of Calvinist politics. If an uncommitted person
were given the section to read without knowing who its author was, such

a moment thought of favoring Protestantism, regretted that it had lost its chance in France
in the 16th century, and might well have reached out his hand to Calvin had he lived at
that time.
161. See 225f. below.

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a person would find it hard to identify the man who not unjustly has been
called a father, if not the father, of the political and economic ideal of
Western European liberal democracy,!®* but would be more likely, perhaps,
to see here a North German legitimist who is perspicacious enough to
look beyond his legitimism. How self-controlled this author must have
been, or, better, how controlled by some other interest, to be able, when
giving instruction in the Christian religion, not to say what he, John
Calvin, was really aiming at with all the fervor of his heart and the brilliance
of his mind!
4. Finally, we have to remember how much the predisposition and
thrust of Calvin’s whole theology lead us to expect that he would have to
give a plain, down-to-earth statement here. Did he not attempt a synthesis
of divine and human knowledge? Did he not aim to supplement the
Lutheran systole with the Reformed diastole?!©3 Did he not insist firmly
on justification by faith and yet as an ethicist keep both feet solidly on
the ground and thus seek to apply the Reformation insight (as a crisis) to
the horizontal problem of the Middle Ages and our own time? Why, then,
is there no program of a theocratic state or Christian Socialism? Why are
there not at least precise and unambiguous indications of Calvin's view of
the way in which Christians should approach the problem of society? Why
does he not at any rate pacify us with an attempt to derive from the gospel
a way of fashioning life and the world that is in keeping with the gospel,
and thus lead us to the goal to which with some impatience we want to
be led when someone undertakes to give us instruction in the Christian
religion? Is it not the agelong weakness of theology and theologians that
the moment we expect them finally to redeem the promise they have long
since given and say to us: “Do this and do not do that for such and such
reasons,” they leave us in the lurch again on fresh dialectical pretexts? At
least on the basis of some writings on Calvin and Calvinism, do we not
look for better things from him?
Yes, we do have here a weakness of theology, at any rate of Protestant
theology, if we want to call it a weakness. I myself would, of course, say
that it is the venture of Reformation and Protestant theology, which
distinguishes it from medieval and modern theologies, that it neither can

162. Cf. M. Weber, Spirit of Capitalism (London, 1940), 43ff, vol. I of Gesammelte
Aufsatze zur Religionssoziologie (Tubingen, 2nd ed. 1922), 17ff.
163. Barth crossed out a further sentence in the MS: “You know, of course, these
medical terms for the two functions of the mechanism of the heart.”

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nor will do anything but leave us in this predicament, or, rather, make it
fully plain to us that the final word: “Do this and do not do that,” must,
of course, be spoken (the “must” is specifically Reformed), but that it can
be spoken only by God himself as his own Word; and if Reformed theology,
when addressing ethics, wanted things to be different, this would mean
apostasy from the Reformation! Those who look for a program, or even
simply a system of directions, in instruction in the Christian religion must
turn to Thomas and not to Calvin. (I already pointed out to you on an
earlier occasion that we modern Protestants of all trends can probably fare
better with Thomas than Calvin.)!°4 Longing for the smooth and well-
lighted paths of medieval and Roman Catholicism is a very understandable
emotion, and it is too much alive in us Protestant theologians for us to
take offense at others when they accuse us of leaving them in the lurch at
the most relevant point in our expositions. But it is not we who do it. It
is the Reformation that leaves us in the lurch the moment we think: This
is it! Or, rather, it leaves us to God. It shows us clearly that all else that
has been said can only be an experience that helps us discard all other
possibilities of salvation and leads us to the point where we must hand
over ourselves — our conscience, insight, and will — to God.
We should not expect anything else from Calvin, not even in his
ethics, otherwise he would not be Calvin, but Thomas, or Bernard of
Clairvaux, to both of whom he was in fact related in some ways, though
we should not fail to see that he was so under a changed sign, that is, with
the Reformation knowledge of God, with the theology of the cross that
is also the point of his ethics. Everything becomes totally different in him.
It cannot be, then, that in his synthesis he again wants either peacefully
or stormily to point to a way from earth to heaven, or even to a heaven
on earth, as though the parallel lines were again meeting in the finite
sphere. No, God is still God, and we are still human. Calvin felt this
antithesis, or at least expressed and emphasized it, much more sharply than
Luther, and he thus worked out much more sharply than Luther the thesis
that God is our God, the God of real people living in the real world, that
there can be no fleeing from his presence to another world, that there is
no world that even as it is, is not God’s world, that precisely in this world
we stand under the command of God. Yet under the command of God.
The burden that is laid upon us by the fact that God is the Lord who
issues the commands cannot be lifted from us by anyone, not even by a

164. See above, 40f.

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Early Years, 1509-1536

good Christian lawyer, no matter how great his political interest may be
or how well he knows what he wants. If anyone were to take the burden
from us, even an angel from heaven, and if we were gratefully to exalt that
one into heaven as the being that had finally, finally brought us clarity
and given us directives — that one would be the most dangerous and
abominable deceiver.
Calvin was not a deceiver of that kind. He was not Dostoyevsky’s
Grand Inquisitor.!©5 Often he might almost seem to have been so. I myself
have sometimes thought that he was more dangerous than all the popes
and generals of the Jesuit order put together because, under the Refor-
mation banner, he was doing the work of the worst kind of Counter-
Reformation. But precisely the surprising thing in this last section of the
Institutes shows us, if nothing else has yet done so, that he was not a
deceiver, he who knew better than any others the temptation of the Grand
Inquisitor and indeed the justifiable concern that he had. This is why he
does not set up any Christian state or Christian Socialism or Christian
civil or criminal code, even though he is obviously not lacking in ideas
and plans in that field, and even though, once the time comes for him
not to instruct but simply to live, he will regard the most far-reaching
experiments in that direction as not merely legitimate but divinely com-
manded, and will for this reason conduct'them with incomparable his-
torical success.
Yesterday we saw how he would make no exceptions in his criticism
of all ecclesiastical power that does not have the force of the Word of God
itself even though he really knew what he wanted in this regard and also
sought and achieved what he wanted (church discipline). The decisive
point is, however, that he set the specific and well-considered and to him
truly important content of his willing and striving and achieving funda-
mentally on a very different human level, where also, of course, God has
to be heard and obeyed, but where human imbecility rules as well, where
face-to-face with the eternal majesty of God there can be no human
eternities, where, as we saw yesterday, the brazen serpent that Moses set
up may be destroyed again by order of the same God. Human willing and
striving, even when obedient to God, and especially then, has to have
specific content. We cannot obey God without willing and seeking some-
thing, this or that. But what we human individuals will and strive after,
even though it be ever so important and significant, even though it be a

165. See E M. Dostoyevsky, Brothers Karamazov, Il, 5.

206
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whole city of God, always stands as such under the shadow of the relativity
of all things human. It neither can nor should become a theme in instruc-
tion in the Christian religion if it is not to have the force of a new enslaving
of conscience. This instruction, if it is to remain pure and true, can provide
only a basis for the possibility of what can and must happen on the human
side in obedience to God, at the creature’s infinite distance from the
Creator yet also with a view of the Creator. It cannot provide a basis for
the reality. For this reality is always human, temporal, this-worldly. If God
in his paternal leniency will accept it as well-pleasing to him, that is his
affair.!6¢ But we neither can nor should count on making it, as though
this were for us to decide. Not making this distinction is a feature of
Roman Catholic theology. I say yet again that not unrightly we have the
feeling we would be better off not having to make it. But Calvin did make
it. Hence his great silence precisely where we are most curious. Calvin's
synthesis is the synthesis between God in his majesty and us in our
imbecility, between the holy God and sinners. No other! Since we are
Protestant theologians, we must try in some way to accept this.
Let us now analyze briefly the content of this last section.!°7 We
recall that in the second section on church law, which gives us no law, he
used the title “Christian Liberty.” This in itself tells us the whole story.
Calvin certainly wants those whom he is instructing to plant both feet
firmly on the ground. He certainly wants to answer the question: What
shall we do? But he can give his answer only in the framework of Christian
freedom. Remember that “freedom” is the catchword under which Dos-
toyevsky distinguishes Christ from the Grand Inquisitor.!®8 Only one
thing is at issue even when demands are put: that we should be forced
into a situation in which we are thrown back upon God and therefore
free, that we should be freed from illusions that might still hold us and
that are remote from freedom.
Hence Calvin’s aim in this section is not, as it might seem, the
positive one of founding and establishing the ideal state. As before, when
he discusses the church, his aim is to show what is God’s will in the orders

166. See n. 136 above.


167. OS I, 258ff.; BI 284ff.
168. The reference is to a passage in Dostoyevsky’s novel in which the Grand
Inquisitor tells Christ that all will be happy under them, neither rebelling nor exterminating
one another as they would under Christ’s freedom. He would convince them that they
would be free only by renouncing their own freedom in the church's favor and becoming
subject to it.

207
Early Years, [509-1536

that exist, with the emphasis not on the existing orders, as in a conservative
worldview, but on the divine will! There can be no Christian freedom
without submission to the divine will. The rights of government and law
and the duty of citizens to obey arise only out of Christian freedom. For
in government and law we encounter the order of God that Christians
particularly should not seek to avoid.
The enemy whom Calvin combats here is the view OP He Radicals
that salvation involves total world reform,!® the setting aside of imperfect
government and law. For Calvin this view is so bad that he refrains from
expressing his own concern for better government and better laws. We
must avoid this “Judaic illusion” that would make Christ’s kingdom part
of this world (I, 228).!79 We must not fuse into this world that which
does not belong to it but must follow its own logic (ratio). As different as
soul and body are Christ’s spiritual reign and civil order.!7! Spiritual liberty
is truly compatible with political subjection.!72 Our human status and the
national laws under which we live are not the thing that counts, for Christ’s
kingdom does not consist of such things (I, 229).!73 So says the father of
modern democracy, the man to whom it was not really a matter of
indifference whether he continued to live under the laws of old Geneva!
But that concern yields to the other concern, that in our desire for better
human laws we should never forget or neglect that law of God that is
always and everywhere present.
Does this distinction make the civil order an object of indifference
and contempt? Not at all! That order is a different thing from the reign
of Christ but it,does not stand in contradiction with it. The celestial
kingdom begins already with the reign of Christ in us, and in this mortal
and perishable life we thus have a prospect of immortal and imperishable
blessedness. The point of civil order, however, is to integrate our life, so
long as we live among others, into human society, to frame our ways of
life according to justice, to make us mutually responsible for one another,
to nourish and to cherish peace and tranquility.!74 All that will be super-
fluous when the kingdom of God that is now hidden in us brings the

169. OS I, 258; BI 284f.


170. OS I, 259; BI 285.
171), OS), 258t5 BL 285.
1722 OSU N259 BE 285s
173. Ibid.
174. Ibid.

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present life to an end. But while it is the Lord’s will that we should wander
as pilgrims in expectation of our true homeland, our pilgrimage demands
instruments of that kind, and to strip us of them is to strip us of our
humanity (I, 229).!75 A
Note the double meaning of the term “humanity” (Aumanitas) here.
It first denotes our earthly pilgrimage far from our true homeland, and
hence something no less imperfect than necessary. But this imperfect and
necessary thing is the Lord’s will under which we stand here and now. We
must not try to evade it even though we see how superfluous such supports
for our pilgrimage will be when it is over, when there is no more here and
now, when the kingdom of God brings our present life to an end. How
lacking in insight it is to try to evade this relative divine will that is valid
here and now! As though it were not simply barbarity (immanis barba-
ries)'76 to give free rein to evil because of some dream of a perfection that
is already possible.
Calvin then goes on to list what civil order entails: first, simply seeing
to it that life is possible; then seeing to it that there is no idolatry, no
blasphemy against the truth of God, no other offense against public
religion; that public peace not be disrupted; that the property of all be
protected; that regulated dealings between people be possible; that Chris-
tian worship be ordered; and again, and obviously unambivalently, that
humanity obtain among us.!77 Calvin excuses himself for makng the care
of religion a political matter when it is in truth outside the sphere of
human competence. He would rather not do this, but his concern is simply
to protect true religion against public calumny and slander.!78 Here we
are obviously on the level of relative considerations, and Calvin himself
points this out. We do not owe our lives to the authorities but to God.
God does not need the state to protect himself and his truth. Private
property and free trade are not of supreme importance. Humanity is not
the key to the door of heaven.
We naturally do not need Calvin to tell us all this. But does it then
follow that these postulates, including a loyal protection of the church by the
state, do not have a relative justification? The seriousness of the human
situation forces Calvin to say that they do, and its humorous side permits

175, OS) 259» BL 286:


176. OS I, 260; BI 286.
177. Ibid.
178. OS I, 260; BI 287.

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Early Years, 1509-1536

him to do so. We must not confuse Calvin's justification of the state with
political conservatism, for although the general need for the state rests on a
command of God, this command is valid only for a time, and, as we shall
see, the details are based only on time and:place, not on divine institution.
In Calvin’s doctrine of the state and society we find three trains of
thought. ;
1. Authorities.!79 Calvin starts out from the fact that the Bible does
not merely recognize civil authorities but eulogizes them. He even thinks
John 10:34: “I have said, “You are gods,’” has to be related to the civil
authorities. He takes it that this and similar passages give those who hold
political office a divine mandate and therefore the divine authority to play
the part of God in every relation (I, 230), seeing to it that to some degree
they act as his representatives.!80 What kings and their advisers and other
officials decide and carry out is thus God’s work. The divine providence
and sacred ordinance are a sufficient reason why human affairs are regu-
lated in this and not some other way. Civil authority is thus the most
sacred and honorable of things of this kind in all our mortal life.!8! After
what I said last time I need hardly give a detailed explanation of these
statements that should sound strange to us. We today no longer know
what eternity is, and we thus find statements of this kind strange. But
those who are as clear as Calvin was that the life we live here and now has
the character of parable and pilgrimage can safely venture to make the
statements. And we can rest assured that they will not fail to put them in
proper light by means of other statements.
What does this dignity that is ascribed to public officials actually
involve? Above all things a duty, a responsibility. Having to rule, those
who are God’s vicars or legates must remember that in their own persons
they have to offer to others a picture, as it were, of the divine providence,
protection, goodness, benevolence, and righteousness. If they fail to do
this, they sin not only against their fellows but against God, whose justice
they besmirch.!82 In their dignity they do have, of course, the comfort
that as God’s servants they do what God does, so that those who reject
them always reject God.!83 The office of kings certainly differs from that

179. OS I, 260ff; BI 287ff.


180. Ibid.
LSTTOS GiB s/t.
182. OS I, 262; BI 288.
1835 @Oo 2625 BI289%

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of apostles, but both rest on divine appointment,!84 even the dangerous


office of the monarch. Monarchy or republic? That is a matter of circum-
stance, conditions, and usefulness. Both forms may be right in the right
place. Calvin warns against disputation on such issues.!85 In the light of
God’s will it is for us to be obedient where the one or the other exists (I,
231-33).186 The task of government?!87 Calvin issues a reminder that he
is not speaking zo the powers that be, but about them. He is thus content
with the affirmation that, as is necessary on earth, they must reward the
good and punish the bad; this is the judgment or justice to which Jer. 22:3
refers. There is thus no disguising here that we are in the field of oppor-
tunistic or relative considerations, that the fact that God is in heaven and
we on earth [Eccl. 5:1] applies also to the “gods” on royal thrones and in
royal council chambers. For Calvin the divine justification of civil authori-
ties lies precisely in the relativity and humanity of their task as he soberly
sets it forth. In his view we may not and should not fail to see the finger
of God in this very relativity.
Three short excursuses follow that show us what problems fanatical
circles in France had caused at this particular time. First, government
means the shedding of the blood of wrongdoers. Should it? Yes, says Calvin
without hesitation. He well knows the prophecy of the holy mountain
where no one wil! hurt or destroy (Isa. 11 [v. 9]). But the death penalty
is simply the unavoidable answer to the fact that in this world the com-
mandment “Thou shalt not kill” [Deut. 5:17] is constantly broken. It is
a divine judgment on this transgression.!88 The devout, of course, must
not hurt or destroy. But it is not hurting or destroying if the unjust
suffering of the devout is punished by divine command. It is not human
arrogance to exact this penalty. Since the judgment of God is concealed
in it, failure to do so would be human arrogance. From this standpoint,
Moses and David, both lenient and peaceable by nature, as Calvin thinks
he can state, sanctified their hands by the use of force, and would have
stained them had they not used it. They executed the vengeance that is
the Lord’s but that the Lord commits to them for its execution.!8? Natu-

184. OS I, 263; BI 289f.


1350S 1263;7B1L290;
186. OS I, 263; BI 291.
187. OS I, 263ff; BI 292ff.
188. OS I, 264; BI 292.
139ROS T6579 B E293:

BoA
Early Years, 1509-1536

rally kings and judges have to remember that clemency is their supreme
ornament, but they must remember, too, that there is a superstitious
softness that face-to-face with the horrors against which they have to
protect us is in fact the most dreadful inhumanity.!9° Note well that what
Calvin is arguing for here against the fanatics is obviously not the right of
society to defend itself against those who disrupt it but the thought of the
divine judgment, which in this world must first take the form of that
self-protection of society. Calvin also realized that this is not the ius talionis
of eternal law, but as temporal law it is the fearful reflection or likeness of
that law, and for that reason it must be upheld.
The second special problem is that governments wage war. Should
they do so? Calvin again answers yes. But a conditional and limited yes!
They must not resort to the sword under the impulse of passion. It must
happen only as a last resort. All other steps must be taken before a decision
is made for arms.!9! But finally we have a full and unqualified yes. Wernle
comments that Calvin was not aware of the problem that the Radicals
discerned.!92 He did at least know, however, the horrors of the reality of
war and he had a strong impression of its ungodly nature, as we learn
from many passages in which he speaks of it. Is it by chance that he does
not mention the name of God here but is content simply to say that the
same right which makes governments the protectors of their subjects,
guardians of the laws, and a terror to malefactors is also the right to wage
war when necessary, but also the right to anticipate what waging war
involves, to have standing armies, and to enter into defensive alliance?1!93
Naturally he might have mentioned the name of God in this connection
as well, not merely because on his view of God and the world God’s action
is also concealed in some way even in our ungodly human action as its
ultimate determinative basis, but also because our human action that
evokes such horror — and this is the point here — is sanctified when it
is performed in obedience to God’s command. The function of govern-
ment in both peace and war, however, stands under God’s command. We
must see to it that justice is done to this command and how it is done,
but we should also be on guard against overlooking the fact that in
observing the command ultimate and humanly speaking unheard-of possi-

190. OS I, 265f.; BI 294.


LOI OSMA2663 Bi 294:
192. Wernle, Calvin, 147.
193. OS I, 266f.; BI 294f.

22
§9 1536 Institutes

bilities are present. To overlook this would be to overlook the seriousness


of the human situation, the seriousness of the fact that while the kingdom
of Christ is the beginning and the goal, it cannot be or become an element
of this world. All the required restraint regarding the ultimate unheard-of
possibilities of drawing and using the sword will not and should not
prevent us from constantly realizing how serious the situation is.
This was what Calvin wanted to defend against the pacifists of his day.
The step from there to what we neutrals in recent years called a theology of
war!4 is a very small one, or no step at all. But we must not fail to see the
distinction. To defend the right to wage war with the help of divine right is
one thing, to illustrate divine right with the right to wage war is another. The
latter was what Calvin was doing. Again recalling his own example of
Hezekiah destroying the brazen serpent [2 Kings 18:4], we will not ourselves
use this overworked example. But that should not prevent us from seeing
that for the sake of divine rather than human order Calvin exalted something
that is most imperfect and yet most necessary into a duty and a right.
The third excursus is on the raising of taxes, not just for truly necessary
because generally useful state expenditures but, as Calvin remarkably and
expressly emphasizes, to achieve domestic splendor, to carry out duties of
representation, and to make possible the pomp and magnificence that are
indivisibly associated with government of any kind.!% To play the parts they
had undertaken, David, Hezekiah, Josiah, Jehoshaphat, other pious kings,
also Joseph and Daniel, used public funds to achieve this splendor “without
offending piety,” as Calvin strangely assures us, untroubled by the doubts
that might assail us in this connection.!96 But then, of course, comes the
sharp warning that the state treasury belongs to the people. It is the “lifeblood
of the people” that is in the hands of the government, and it would be the
worst possible inhumanity to squander it.!97 Unjustifiable tax burdens are
tyrannical robbery. That is now the passionate cry, not perhaps without some
allusion to the government of Francis I, which, as we recall, had made itself
hated on this very score. Princes must see to it that what they venture in this
field they venture with a good conscience. Wicked recklessness here can easily
become contempt for God.!98

194. Cf. Barth’s letters to M. Rade (8.31.1914) in the Barth-Rade Briefwechsel, ed.
C. Schdbel (Giitersloh, 1981), 95ff; also to W. Herrmann (11.4.1914) in ibid., 113ff.
195, OSH, 267; BI 295.
196. Loc. cit.
197. Loc. cit.
198. Loc. cit.

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Early Years, 1509-1536

Why, we might ask, was the right of governments at this point so


important to Calvin? Wernle conjectures that it is the practical Calvin who
is speaking here.!199 I do not know. That explanation seems simplistic to
me. The directions are not really very practical; we might equally well call
them visionary. Perhaps in the representative splendor of those in high
and responsible places, which private citizens, the public, could not and
should not hope to achieve,20? he saw something divinely significant, a
reflection of the majestic divine right that he did not wish to be assailed
on obvious rational grounds. Perhaps he was motivated by complaints of
fanatics unknown to us, complaints only too comprehensible in view of
the lifestyle of Francis, but that Calvin now used, whether they might be
justified or not, to clarify once more not the right of princes but Christian
liberty.
2. Laws. We now come to a discussion that will help to shed light
on all that is puzzling and paradoxical in the first train of thought regarding
government. It is not as if Calvin wanted simply to absolutize the given
reality of princes and others who happened to be in charge, or of their
whims. We find the nerves, or indeed the soul, of the state, he says, in
law. Without law there is no government, though the converse, of course,
is also true. The law is silent government, the government living law.20!
Calvin's concept of the state thus loses that element of the contingent and
capricious that seems to cling to it and to the state functions that he has
discussed. For Calvin, being blessed by God, if we might put it thus, is
identical with the strictest subjection to laws. This being so, the wind is
knocked out of pure “legitimism.” For even if, as we saw, Calvin issues
unconditional warnings against all revolution, with this question of the
legality of a regime the axe is laid to the root of the tree and blind obedience
on the part of subjects is made impossible. It is this close link between
government and law that distinguishes Calvin’s concept of the state from
Luther's.
But what is this law that gives legitimacy to government and with
it constitutes the state? In what precedes we have seen that it is a divine
command that makes the king a king and that permits and even commands
him to draw and use the sword and adopt a kingly style. We have seen

199. Wernle, Calvin, 148, states that for the practical Calvin it was obvious that a
king should live as such and show himself to be a king to the people.
200. OS I, 267; BI 296.
201. Loc. cit.

214
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that it is not for his own sake but for that of the command of God that
we cannot deny him these rights. But whence comes this divine command,
we might ask, and what is its content? Calvin replies that it is no other
than the moral law, which itself is the basic content, valid for all ages, of
the revelation to Moses, but which again, as is added by way of explanation,
is simply a witness to, and co-knowledge of, that natural law which God
has engraven on every human soul.?02 Its content, however, is the eternal
and unalterable will of God that we all worship him and love one
another.293 Understood and written thus, it is the magna carta or basic
law of human society in all its forms. As the ceremonial parts of the Mosaic
law were subject to the moral law, and in contrast to it2°4 had only
transitory significance, and as the detailed legal provisions of the Mosaic
law applied only to Israel, so in laws that are valid today we must distin-
guish between law in the broader sense (constitutiones) and the sustaining
and motivating basis of all laws, namely, that revealed moral law which is
simply an explication of the natural law that is innate in everyone and
that Calvin sums up in a very sober and practical word, equity.2 It is
typical and noteworthy enough that Calvin can here associate the worship
of God and neighborly love, and force them, one might almost say, into
the Procrustean bed of equity. What resignation, one might say, what a
withdrawal from absolute requirement! Naturally Calvin realized that the
demand for love of God and neighbor went far beyond the demand for
equity. We see this from the fact that he quietly drops the word “love”
and uses the more restrained term. The frenetic need to assure us that
paying taxes, governing, and waging war are works of love that we find in
Luther,2 Calvin wanted to avoid.
The puzzle remains, however, that in him the basic command of
God remains here in this strikingly shrunken form. It obviously does so
because here only the absolute requirement had to come on the scene,
because Calvin had no intention of sketching a plan for the ideal state.
But what is the issue? He has to show that the state which has in fact
evolved historically does not rest on chance or caprice, that it does not

2O2NOSWIy 269 sBI 298:


203. OS I, 268; BI 297.
204. The MS had jenen here.
205nOS 1,269; BI297.
206. WA 19, 625, where Luther argues that in spite of appearances what soldiers
do is in fact a work of love.

pil
Early Years, 1509-1536

rest on any uncontrollable institution, on any intrinsically sacred origin,


or on any arbitrarily invented human orders or statutes, but that it finally
rests on the one law of all laws known to us all. That this law is not pure
or absolute in a historical, human, earthly entity like the state, or in this
or that person or institution, Calvin takes for granted, not because, as
Wernle says once more, he is so practical,2°7 but because he has too great
a sense of distance to have any such expectation.
But even if in the foreground that which is unclean and imperfect,
in this case pagan-sounding equity, is all that remains of the law of all
laws, this does not alter the fact that worship of God and love stand in
the background,?°8 and that the unclean foreground has at least a share
in the dignity and significance of this background. Equity is the form in
which the divine command appears in human laws. It is the meaning
inherent in all initially meaningless laws, thus forbidding us to free our-
selves from existing laws. The question of equity is the question that we
can fairly put to state representatives and institutions when, as the fanatics
fail to see, there would be no point at all in putting the question of the
absolute demand in such cases. The relative is only relative. But it is not
for this reason a matter of indifference. Let us see that in the different
legal enactments of every age and country one meaning, one requirement,
lies hidden. Let us see God even in the imperfect reflection of the human.
Let us fear God by honoring the king whom the law of equity legitimates
(cf. 1 Pet. 2:17)! This is what Calvin wants to impress upon us. The divine
mandate of government is not an irrational sacred cow but a necessity that
we can well understand to be rational.
3. People and Government. May we and should we accept the state
in practice? This is the last question. The Enthusiasts say no, Calvin yes.
But here if anywhere we see that Calvin's real concern is not the state. He
does not begin with the state but by way of it, and above it he begins first
with God. Though from what we have heard thus far it might seem so,
it is really no surprise that in the long run Calvinism was never and
nowhere reactionary or merely conservative. In the long run it always had
a reforming, unsettling, and even revolutionary effect on state life, and it
did so just because it suppressed and stifled all the usual and most obvious

207. Wernle, Calvin, 150, states that Calvin, being very practical, took it for granted
that in the main he could speak only of equity. In everything relating to life he stayed close
to the realm of the possible.
208; OS 1, 268) BI 297:

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reasons for revolution and left only the great contrast that what is simply
is, that it is the order of pilgrimage, the humanity that is necessary in all
its imperfection, and that over against it, truly over against it, is the celestial
country.*° This contrast justifies humanity but also unavoidably brings
to light its questionability. The great contrast that gives its due to what is
cannot but have a most unsettling effect even on what is. When seen in
this light, even though justified in this light, the state must be on the
watch for what will become of it when its reality is in all too great
contradiction with its claim.
Calvin begins with the question whether one may go to law.?!° This
was a well-known problem for Radicals. Calvin’s reply is that legitimate
complaint and defense at law have a place. Without bitterness, and trusting
in the courts, we should seek what is just and good.?!! We should not
wish harm to opponents, nor seek revenge, nor insist unconditionally on
our own rights. We should look for the friend in the foe. We should handle
the dispute in a superior way as though it were already settled. No strife,
anger, or hatred, yet still litigation! For if not, says Calvin, pursuing even
the most righteous cause is ungodliness. Even Wernle dare not say that
Calvin is speaking here as a practical lawyer. A lawyer could hardly speak
about litigation in a more unpractical way. How does he mean it? Here
again there is method in the madness. To use Calvin’s own phrase, he is
depicting a kind of miracle.2!2 That is the point of litigation. It is far too
easy to cry out that in reality the miracle will not take place. Naturally it
does not, or very seldom does. But what does that prove? The thing itself
is still good and pure.2!3 The point of it, the meaning, is the heavenly
justification of the meaninglessness.
Those who simply reject the seeking of justice before human judges
must realize that they are rejecting the divine order, and that if they keep
hammering away at this order they will never be aware of it anywhere. We
are certainly commanded to suffer injustice rather than commit it [Matt.
5:39]. We must be ready to find nothing good in this life but bearing the
cross, seeking to overcome evil with good [Rom. 12:21], not repaying eye
for eye or tooth for tooth. But we can unite all such things and even fulfill

209. See n. 169.


210. Barth has prozedieren, which equals prozessieren.
DN, OSA PAVE Jel AOS).
DD OSL, AFA eh! SKOUy
DiS wkocrcit:

27,
Early Years, 1509-1536

them by earnestly seeking justice, whether on our own behalf or as the


public interest demands.?!4 Christians will suppress the love of battle that
plays a part in every trial. They will keep alive in their hearts the love that
bears all things even when they are in court. But for that very reason they
can go to court. Is Calvin defending litigation or is he defending the great
and secret possibility of a common striving for justice and truth that lies
concealed in this unpleasant garb? I think that to put this question is to
answer it. It is obvious, however, that on this view litigation must be
something very different from what first appears, that it necessarily effects
a revolution of its own. And we need to ask ourselves: Which is really
more revolutionary, the refusal of the Anabaptists or Calvin's rejection of
it, his apparent connivance and cooperation with the world?
After that odd example Calvin takes up the main theme of the final
train of thought which also concludes the whole work. The duty of subjects
to rulers is that of respecting and obeying the divine mandate entrusted
to the latter.215 We should not view government as a necessary evil. We
should warmly and sincerely cherish it. We should meet its demands with
a ready mind.2!6 Temperately renouncing self-will, we should realize that
the authorities and not private citizens are the true subjects in public life.2!7
It is for them to act and take the initiative. Citizens do so only to the
extent that the constitution provides. If it does not, they must be content
to play a part in achieving what they regard as needed for improvement.
The problem of bad government, of the tyrant, arises here. What if
the ruler is not what he should be, the father of the fatherland, the shepherd
of his people? Does the obligation of obedience and respect fall to the
ground because nothing may in fact be seen of the divine image that he
ought to reflect??!8 Calvin begins with the natural and obvious right to
revolt. In all ages a hatred of tyrants has been innate in our hearts no less
than a love of good rulers. But this sentiment or resentment must not be
the deciding factor. Divine right is still present in the right of government
even when those who rule are not worthy of it. But the divine right is
then disclosed more plainly in its true character. It is the right of the divine
Judge and Avenger that is revealed in the injustice of a bad ruler against

214, OS I, 272; BI 301.


JINGY, COWS) I, 7B JIL BOB.
216. Loc. cit.
217. OS I, 274; BI 304.
2NS OS I275sBiIN3 046

218
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his people. A wicked ruler is the wrath of God on earth. Hence that ruler,
too, shares in the divine majesty. Even the most terrible man who holds
office, unworthy of any honor at all, is still as such the holder of that
wonderful divine power which the Lord of justice and judgment has
committed to his servants, and he must be honored by his subjects ac-
cordingly.*!9 Along such lines we must view even the most unjust of rulers
from the standpoint of his divine appointment.220
What Calvin has in mind he illustrates by the so-called right of kings
in 1 Samuel 8, which without exaggerating depicts the power of the king
over his subjects in terrifyingly harsh colors. Are all these acts of violence
the right of kings? No, by right, by law, kings should not act in this way.
But it is their right in relation to the people, and though it is personally
wrong for them, subjects must not contest it, for they are kings.2?! As
Jeremiah says, God, the Creator of all things, has delivered the peoples
into the hand of Nebuchadnezzar his servant, and woe to all those who
resist his hand. But serve the king of Babylon and you will live. Thus it
is sedition against even the worst of rulers to think we should treat them
as they deserve.222 Instead, seek the best for Babylon to which the Lord
has taken you (Jer. 29 [v. 7]). Again, even though David was himself
chosen to be king, he did not harm Saul. Why? Because Saul was the
Lord’s anointed.223 We should not have regard to individuals but to their
role, which that “inviolable majesty” encircles.224 We cannot want to repay
authorities tit for tat anymore than in the case of husbands and wives or
children and parents. In marriage the law of love obtains even though the
other225 be a fragile vessel. The command to honor parents holds sway
even though they do not do their duty. Similarly, the command to obey
governments obtains even though the regime be bad.??¢ Calvin is willing
to go thus far, not so as to overvalue or glorify the state (I can only repeat
that that is not his point), but out of concern to clarify by this actual
problem what Christian liberty is, the divine right under which we are set
in Christ.

219, OS 1,275; BI 305:


220. OS I, 276; BI 306.
DINOS slg2//65, Ble3 07s
227.4081, 2775 BL 507,
223,081,277; BL 308.
224. Ibid.
225. Le., the spouse.
2262 OS 1,278; Bl 309.

219)
Early Years, 1509-1536

I do not know whether my understanding of this section has con-


vinced you so far. I freely admit that it is not the most obvious or the
clearest, especially when we read the section alone. Here, as in Romans
13, which deals with the same problem, what seems to be the most faithful
historical interpretation is that we have an acceptance, justification, exalt-
ing, and extolling of the state, and how we are to explain that, well, it
simply is so by God’s command unless one can find some external prag-
matic explanation or other.22” As an example of the latter I will take
Wernle’s explanation because it is the most recent and the most illuminat-
ing that I know. Wernle concludes that Calvin was (a) a French royalist,
(b) a follower of Paul tied to the wording of Romans 13, and (c) a practical
man.228 J can only say that if I had to be content with this type of
explanation, then at this decisive point, but basically in relation to Calvin
as a whole, I would be confronted by a blank hole of which I could have
absolutely no understanding at all. Wernle speaks of the glorifying of state
power as such, but what would be the point of that here at the end and
climax of Calvin’s instruction in Christianity? With what inner right does
such a thesis come into connection with what Calvin thinks and desires?
What in the world does the fact that Calvin was a French royalist, a literal
expositor of Romans 13, or a practical man, have to do with the title
“Christian Liberty” under which Calvin has contingently set these con-
tingent matters? A man who had so little idea of what he wanted, or was
so little aware of what he was doing, would not in my book be a living
man but a wax figure, like the author of Romans 13 if, as almost all
expositors say, he,followed up what he had to say about divine wrath and
righteousness, human misery and redemption, election and self-offering,
with an immediate and disconnected but enthusiastic eulogizing of the
state, and then just afterward, as though nothing had happened, pro-
claimed the end of all things, the imminent day of Jesus Christ. If such
contradictions are to have the last word just because a superficial literal

227. Cf. Barth’s Rémerbrief, 2nd ed. (Munich, 1922), 424ff, on 13:1f., where Barth
argues that only apparently do we have here a positive basis for total subjection, since the
decisive word “God” does not have here alone in the epistle the significance of what is
metaphysically unequivocal and given. What use is faithfulness to the wording if it is
purchased at the expense of unfaithfulness to the Word?
228. Wernle, Calvin, 158f., states that no one glorified the power of government
more than Calvin. In spite of everything Calvin spoke as a French royalist, yet also as a
disciple of Paul, and it is hard, he says, to see how a Christian who is so closely tied to
what Paul says can take any other position on this issue.

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reading that is out of context seems to support them, then Paul and Calvin
were poverty-stricken opportunists and amateur theologians and their
historical influence is a riddle whose solution we cannot even sense, since
there is no solution, either with Ged or with us.
Pardon this polemical digression. I entered into it only because I
suspect that in the last hours there might still have been some distrust
among you, that you might perhaps have suspected that I have been
reading into Calvin something that is not there. I Aave been reading
something in, namely, the presupposition that Calvin could not be teach-
ing such resounding nonsense in contradiction with himself. But I think
I have shown that even the literal wording does not force such a conclusion
on us. I have not opposed but accepted the fact that Calvin does emphati-
cally affirm the state. But I am asking: In what sense? And I reply: In a
parabolic sense, not directly, but indirectly, not as it stands but in its
relation, as a temporal image of the eternal righteousness of God, to what
is thus its meaning and origin.
Relation means relativity. The Radicals wanted to bypass the relativ-
ity and plunge directly into the origin, the absoluteness of God. That is
for the most part the tendency of the medievals and us moderns as well.
The Radicals thought they could base this tendency on the newly dis-
covered insight of the Reformation that God is really God, that absolute-
ness is absoluteness, that eternity is eternity. They showed thereby that in
thus understanding this insight they were misunderstanding it. For if God
is God and eternity eternity, then the only thing for us is the relativity,
the relation, of all things human and finite and temporal to their origin.
We must avoid leaping into that abyss, whether in the form of serious
objective knowledge of the significance precisely of the relative, in the
form of reverent and obedient pilgrimage with all that that entails, or in
the form of meditation on the future life that is necessarily one and the
same thing as taking the present life with basic seriousness. The state as
the most primitive and the most developed form of life in society and not
just a future ideal state (even if there were ever to be such), the present
state no matter how it is constituted, is what reminds us impressively that
as we live in the body we stand under the divine justice and judgment; in
other words, that God’s command is now valid for us as we live in the
body, that there can and should be obedience here and now, that we do
not have to wait for Christian freedom because it is itself the great waiting
for God. This is what Calvin wanted to defend in this crowning chapter
of his book against what I have called the brilliant misunderstanding of

221
Early Years, 1509-1536

the Radicals. And in my view Calvin and the other reformers, in rejecting
the Radicals’ hostility to the state, were even more brilliant so long as we
do not make of their opposition a banal friendliness with the state.
You are naturally right to ask me how it is that this whole line of
interpretation is not more obvious, that Calvin himself does not seem to
have worked it out in this way. I can offer in reply only the general
observation that Wernle, too, expressly emphasizes (p. 164), namely, that
the uniformity of the /nstitutes is not immediately apparent, that we have
to read the work from a certain distance in order to perceive the unity
that is still there.229 Calvin speaks of each subject, in this case the state,
in such a way that it seems almost to stand alone, and we have to look
closely to be able to see that in fact the totality is always there behind what
he says, shining forth from hundreds of points. Reformation theology, like
NT theology, does not meet our systematic needs as we might desire. It
counts on readers having intuition, the ability to divine things and to put
them together, gifts that are not as plentiful in every age as they were then.
It poses riddles. As Wernle again says regarding this section, it speaks in
hard paradoxes.?3° It flings out one Cyclopean block after another and
counts upon us having eyes to see how they all fit together. If we do not,
then the worse for us. We will see only blocks being flung around and
falling and lying there, and we will excuse our failure by saying that the
Reformation was a wonderful event even though, when we look at it, we
do not understand it. If, then, you ask whether the teaching of Calvin
really hangs together, I can only ask you to read the Jnstitutes for yourself
with the question whether you do so presupposing that this section has
to be part of the whole and has to have a meaning that a better interpreta-
tion can wrest from the literal wording.
Yet I have not yet fully analyzed the third train of thought in the
section, the discussion of the right relation between people and govern-
ment. Listen, then, to the conclusion of this final section of the Jnstitutes.
Is it really the case that the affirmation that even bad rulers are God’s
envoys and representatives for the sake of the role that is given them and

229. Wernle, Calvin, 164, does not think it easy to find any guiding thought in the
Ist edition of the Institutes. A first glance suggests that Calvin deals with each theme
separately and leaves it to his readers to tie them together. Calvin certainly handles each
question with a specific interest and feels no compulsion to systematize. We have to look
at the work at some distance to achieve awareness of its inner unity.
230. Wernle, Calvin, 155.

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that sanctifies them in their total lack of sanctity — that this is really the
last word on the problem of tyrants? In ordinary life we would say that
people usually deny the most vehemently that which is the most obvious
implication of their own thinking. You remember perhaps my review of
the last passage in the dedicatory epistle to Francis I, in which we read
unequivocally that when all appeals and explanations to the king have
failed to halt the fury of the persecution of believers, we will then be led
as sheep to the slaughter and reduced to extremes, but in such a way that
Wwe possess our souls in patience and wait for the strong hand of the Lord,
which will undoubtedly be stretched forth armed in its own good time
both to rescue the sufferers from their distress and to execute vengeance
on the despisers.23! What does that mean? Is it just a pious flourish, or
does Calvin know something else about the relation of a tyrant to his
victims apart from their having to honor him in all circumstances since
he is God’s representative? And if the latter is true, if Calvin, seriously if
not threateningly raising a warning finger against his king, is showing that
he really does know something different, can we really expect that the
conclusion of the book, unlike that of the epistle, will insist on the duty
of unconditional respect and obedience? That would have to be so, of
course, if Calvin were really the royalist and statist that he seems to be
according to the wording at least of many passages. But if Calvin had
really aimed to glorify the power of government as such, if he had been a
French royalist and a disciple of Paul tied to Romans 13, then how could
he have thwarted his own purpose at the end by pointing out the possibility
of an appeal to the supreme court, from the representative to him who is
not just a representative, and how could he have shown in no less than
three ways, and more plainly than when he spoke about the right of kings,
that there is a limit to the power of tyrants?232 Certainly the Calvin of a
Wernle, for example, could not have done this.
But he does it. And that is how the Jnstitutes ends. What are we to do
when we suffer under a bloodthirsty, avaricious, spendthrift, idle, and
ungodly ruler? Answer: We are to remember our sins that have merited this
punishment and consider that it is not for us to ward off such evils.79° Note
here that the loyalty that Calvin so urgently recommendsis again apparent.
It is not the tyrant who plagues us but God who punishes us. And if we were

231 OS 1536; BI 19:


232. Cf. Schiller’s Wilhelm Tell Il, 1, v. 1275: “No, the power oftyrants has a limit.”
233. OS 1,278; BI 309:

229
Early Years, 1509-1536

to set out to remove the tyrant it would not help us. Our only help comes
when God ceases to chastise us through the tyrant. Our one resort is to call
upon God. Thereis really no such thing as the power of government on earth.
What we describe as such sinks into oblivion when the one who has
appointed rulers his servants comes on the scene in opposition to them. He
is God and he will stand in the assembly of gods and judge them in the midst.
All kings and judges of the earth who have not kissed his ‘anointed will fall
down before him and will be cast down (Ps. [82:15] 2 [vv. 10-12]), all kings
and judges who have passed unjust laws in order to wrong the poor in
judgment and to do violence to the cause of the lowly, in order to rob widows
and to seize the goods of orphans (Isa. 10 [wv. 1f.]).234 It will then be clear
that these rulers and judges are only servants.
God also has other servants. This is the first bar to tyranny. From
among them, if need be, God raises up avengers and gives them a com-
mission to punish wicked rulers and to liberate people from their misery.
To this end he can even use the fury of those who have in mind and before
them something very different from the will of God.?3> There is a legiti-
mate divine vocation to oppose kings without violating their divine ap-
pointment because a greater power is now restraining the lesser, as when
a king can and may proceed against his ministers.23° We have examples
in Moses and the judges when they avenged and liberated their people.
There is also, however, an unwitting doing of God’s will here when those
concerned may perhaps themselves have only evil in mind.
It is still true, however, that no matter how we are to evaluate the
human actions, the Lord uses them to do his own work of breaking the
scepters of bloodthirsty kings and toppling regimes that have become
impossible.?3” Thus the Assyrians executed judgment on Egypt, the Egyp-
tians on Tyre, the Medes and Persians on Babylon, the Babylonians on
Judah and Israel. Wernle sees it as a sophism that Calvin thinks a legitimate
divine vocation to resist government is possible, and he conjectures that
out of sheer biblicism, since all the examples of the overthrow of tyrants
are taken from the Bible, Calvin is in self-contradiction in advocating a
right of resistance.*38 If we think the power of government as such is the

234. Ibid.
235), Noval,
236. OS I, 279; BI 309f.
UST OS) Ih, DSR LE SiO),
238. Wernle, Calvin, 156f.

224
§9 1536 Institutes

theme here, then we must, of course, accept this kind of exposition. But
we ought not to think that. Calvin’s thinking is clear and not at all
sophistical, and it has nothing whatever to do with biblicism, once we see
that his real theme is the rule of God, which may today wear the mask of
tyranny and tomorrow the mask of revolution, but is always the same.
All the democratic impulses that we find in Calvin are for him the
next bar against tyranny. Private citizens have simply to obey and to suffer.
The law of subjection is strictly valid for them in all circumstances.
Nevertheless, there are people’s magistrates who are specially appointed to
curb the whims of rulers. By way of example Calvin refers to the demarchs
of Athens, the ephors of Sparta, and the three estates of France. They, too,
are divinely instituted to protect the people’s freedom, and they will be
guilty of serious unfaithfulness if they do not fulfill their office.239 It is
here, if we will, that we can call Calvin, the herald of a divine blessing of
the strictest observance, a father of modern democracy. In his day he
himself could not see how broad was the breach that he made in the wall
of the conservative principle with this thesis. But how could the modest
beginnings of democracy that he knew and earnestly acknowledged fail to
lead at last even to a social democracy whose representatives are not by a
long way to be excluded from divine appointments? No party, right or
left, can claim direct support from Calvin. In truth we have to say that in
him the breach was no more important than the wall. It is only for the
sake of him who appoints that he speaks at all of those who are appointed,
whether they be kings or ephors.
A third and the strongest bar to tyranny is for Calvin the freedom
of conscience in relation to God that even kings may not violate. How
perverted it would be to please men by injuring him for whose sake we
obey them. The Lord is the king of kings who, when he speaks, alone
must be heard before all others and above all others. We are subject to
those set above us, but not at this point.249 In this regard, however, we in
no way fail to render rulers the respect that is their due. We simply place
them on the step where they belong face-to-face with the supreme power
of God. How dangerous this is, is clear. The king’s anger at such conduct
can be the messenger of death. Nevertheless, we must obey God and not
humans. We have been dearly bought in Christ. Hence we have to do two
things. On the one hand we must not be enslaved by common human

239-OS:1; 2793 BI310.


240. OS I, 279; BI 310£.

DD)
Early Years, 1509-1536

lusts — this is obviously aimed at the revolutionaries. On the other we


must not become servants of “impiety” out of fear of suffering for the sake
of obedience to the will of God — this is obviously aimed at legitimists
who have forgotten that there is a supreme court over the one immediately
below it.24! Calvin belongs neither to the one group nor to the other.
Naturally the conclusion of the Jnstitutes is not establishing the right
to revolt. But neither, as we have seen, is it establishing the right of kings.
Either way, it is establishing the divine right measured by which all human
and relative rights both stand and fall. Yes, the right of kings may also fall
and that of revolt against it may also stand. Calvin unquestionably sees
that there is a divine vocation, a legitimate vocation, to offer resistance in
the three different forms of direct divine revelation, democracy, and the
freedom of conscience, and he clothes this vocation with the same dignity
as that of rulers. But the applause that here breaks out perhaps from the
left, and that makes Calvin a forerunner of Rousseau and human rights,
is just as lacking in understanding and insight as that of the right that
would make him the defender of dark Romantic forces. There neither can
nor should be any complete right on the human side in such matters.
I am not speaking theoretically when I speak of applause from the
left and the right. In Switzerland at least it has been our experience that
Ragaz and Wernle?42 thought they could appeal with equal enthusiasm to
Calvin, the one for revolution, the other for reaction. The last word of the
Institutes is neither the one nor the other but Christ, Christian liberty, and
the celestial country, in the light of which training— serious, relevant,
zealous training, yet no more — is the proper term for what we ourselves
ought to be doing.

§10 BaszEL TO GENEVA

After this great digression, which was forced upon us by the completion
and publication of the first Jnstitutes in 1536, we take up again the thread
of our historical account. It was once thought that there was a French

ZANT OS 1) 2798; BEST


242. Cf. M. Mattmiiller, Leonhard Ragaz und der religiose Sozialismus: Eine Biogra-
phie, vol. Il (Zurich, 1968), 80, 430f., 452f. Barth clearly has Wernle, Calvin, 158f., in
mind.

226
§10 Basel to Geneva

edition of the Institutes before the Latin, but this has been shown to be a
misunderstanding.! At any rate, Calvin finished the Latin, which he had
perhaps brought with him in part in manuscript from France, when he
was in Basel in 1535, and it was printed and published by Thomas Platter
of Basel early in 1536. At the same period Calvin wrote a second preface
to his Psychopannychia* and perhaps completed a revision of the work,
though this was not published. We recall the letter from W. Capito that
warned him not to publish it and to clothe his zeal in a more plausible
line of argument, an admonition that in every way rested on ignorance of
the situation, for even Capito could not deny that the Instruction in the
Christian Religion constituted the more plausible line of argument he
requested.3 But Calvin’s simultaneous work on that earlier publication
shows that in his view the step from the Psychopannychia to the Institutes
was not a step from nonessentials to essentials, that he saw a link between
the former thesis and the thrust of this main work, and that he thought
he had to keep up this link even if, following the advice of friends and for
other reasons, he at first refrained from publishing the revision. I would
ask you, now that we have gained some acquaintance with the Jnstitutes,
that you look again at what was said about the Psychopannychia, and that
you realize that we do not have there a mere chance throw but the key to
the way Christianity is presented in the /nstitutes. It would be a rewarding
and important task to work out and to set forth in detail the inner unity
of the two works.
At a stroke with the /nstitutes Calvin achieved renown not only in
France, where he was known already, but throughout the Protestant and
anti-Protestant world. The impression he made on contemporaries was
not that of someone who was here repeating what they might just as well
read in Luther, Bucer, or Zwingli, but of a new and independent fighter
who had now entered the field, and in all whose Protestant views they
could rejoice without identifying him with anyone else. He left the im-
pression of the welcome intervention of a fresh and untapped force and
gift in a situation that was becoming more and more complicated for the

1. Cf. E. Doumergue, Jean Calvin, vol. I (Lausanne, 1899), 589, 592. Doumergue
concludes (192) that materially and morally it is impossible that the 1536 Latin edition
of the Jystitutes should not have been the first. So, too, E. Stahelin, “Calvin,” RE, II (1st
ed.), 658.
2. CO 5, 173ff.; cf. above, 148ff.
3. CO 10/II, 45£; cf. above, 153f.

ay
Early Years, 1509-1 536

Protestant cause at the time. This impression has to be for us a confirma-


tion that we do well, when explaining Calvin, not to give prominence to
the question of his dependence on predecessors but to seek signs of
uniqueness at every point, as we have tried to do. This course commends
itself even and precisely when we say, as we certainly can, that Calvin's
Institutes met what had become a general need in the third decade of the
Reformation: the need for a work that with vigor and openness, but
without surrendering anything, would deal with the relation of the
Humanist question of time to the Lutheran question of eternity; the need
for a comprehensive compendium that, without shrinking from the final
implications, would sum up the Reformation paradoxes and at the same
time make clear that these are paradoxes of real life; the need for a treatment
of the antithesis between the Reformation and the Middle Ages that would
be more sharply and ruthlessly defined than Melanchthon’s Loci or the
Augsburg Confession, but less personally and contingently than Zwingli’s
first great systematic effort along these lines, his Commentary on True and
False Religion; the need for a deep and serious presentation that would
satisfy all kinds of strangers in theology to whom Luther’s Catechisms
might seem to be too childish or too deeply German or too edifying to
accept.
To meet this need, to be able to speak strongly and with full eternal
certainty of the glory of God, and yet at the same time, and for this very
reason, to be eminently practical and contemporary, a special gift was
required that neither Luther, Melanchthon, Zwingli, nor Bucer had, and
that gift was Calvin’s. How far it was seen to be unique at the time is
another matter. The entrance of a uniqueness that is new and strong is
almost always fe/t first and only then understood. Yet Calvin’s uniqueness
was understood as it became clearer what he was and what he wanted.
This is proved by the fact that the first impression that his Jnstitutes was
important became an abiding and growing impact that as it were stamped
the face of the Reformation in this second period more strongly than did
the influence of the older Luther.
The people of Basel were unaware of the important event that took
place in the St. Alban suburb in 1535-36. It was not their fault. Always,
even to the days of Friedrich Nietzsche, Basel has made too much rather
than too little of celebrated strangers. The fault lay with Calvin himself,
who lived there under the name of Martianus Lucianus, so that when the
Institutes came out under his real name, at first no one knew that it was
he who had written the “catechism of a certain Frenchman to the king of

228
§10 Basel to Geneva

France” (Wernle, Calvin und Basel, 6),4 his associates at the time being
only very few, and most of them aliens. Calvin seems to have done biblical
study or had conversations with the rector Simon Grynaeus.> We see this
from the dedication of his commentary on Romans, which he wrote and
published in Strassburg in 15397 and which carries a reference to this
period.° Probably even before the Institutes was published, and certainly
before it became known and famous, Calvin had left Basel. As he noted
in his commentary on the Psalms (31, 23/24), his aim was not to put
himself forward or acquire renown, and he quickly left,” almost like a
fugitive abandoning his place of work once the work was done.
In March 1536, using the name Charles d’Espeville and accompanied
by his friend Louis du Tillet,8 he went by some unknown route to Italy.
According to Beza (21, 125) he went there because of a great desire to see
Italy, and if that is correct he was one of many famous northerners gripped
with an almost incomprehensible homesickness for the south. There is a
1535 picture of Calvin painted by Leonhard Limousin? — whether it
really depicts him is open to question — in which he appears as a young
and distinguished man, pale, of eager glance, with full beard, and in a
scholar’s robe. The expression conveys seriousness but also give signs of
fatigue and overwork, of a certain shyness and reserve, and yet also of
something childlike and thoughtful, with a suggestion that impulses of a
romantic nature might not have been absent at this period.
The practical aim of the journey was a visit to, and perhaps a longer
stay at, one of the secret half-Humanist and half-reforming centers of the
movement of the time, the court of the duchess Renata of Ferrara,!9
daughter of Louis XII of France, the predecessor of Francis I. The Ferrara

4. RP Wernle, Calvin und Basel... (Tiibingen, 1909).


5. Simon Grynaeus (1493-1541) was professor of Greek language and NT in Basel,
1529-1534.
6. For the dedication, dated 10.18.1539, cf. CO 10/II, 402ff (no. 191). In the
margin Barth noted that he did have the preface to Olivetan’s translation of the Bible of
1535 (9, 791f£), which he must have been told might shed further light on this period
in Calvin's life. Calvin’s two prefaces show him at work on the problems of interpreting
scripture prior to the publication of the Institutes in 1536.
7. CO 31, 23. In the French (24/26): “de me monstrer et acquerir bruit.”
8. Louis du Tillet later went back to Roman Catholicism and doubted Calvin's
vocation. Cf. A. Ganoczy, Le jeune Calvin. . . (Wiesbaden, 1966), 335ff.: “Le probleme
de la vocation.”
9. Cf. Doumergue, I, 13ff; and Bossert, 54.
10. Renata of Ferrara (1510-1575), wife of Duke Ercole II of Este.

229
Early Years, 509-1536

court, in the Lower Po Valley, is the scene of Goethe’s Zasso. You will
perhaps recall the inspired words of Leonore San Vitale describing it (I,
1).!1 Goethe’s Leonore was Renata’s daughter. But in Renata’s day every-
thing was not so happy and harmonious as there depicted. A tragedy lay
between mother and daughter, described by the latter in Goethe's play in
III, 2.12 Renata had great knowledge and cleverness but these did not
protect her from what was called “foreign error.” The tragedy was closely
linked to Calvin, for the foreign error that threatened and finally split
apart the princely family was none other than Calvinism. If, as in Goethe’s
Tasso, classical princely hospitality was extended to poets like Ariosto and
later Tasso, it could be dangerous to entertain foreigners of Calvin's stamp
as Renata did.!3 This Renata was like her friend Margaret of Angouléme,
one of those tragic women whose gifts and position as such enable them
instinctively to sense what is authentic and right with a perception that!4
we seek in vain in their more or less clever husbands and brothers, but
unable or too little able to follow up on what they know with the energy
and consistency that the men usually show when they reach the same stage.
Renata was not beautiful but she was intellectual, had studied Greek, Latin,
mathematics, and astronomy from her youth, and although regarding
herself as a good Catholic, had a basic dislike for the papacy, so that,
continuing the honorable tradition of Ferrara in offering hospitality, her
court became a center for all the enlightened, all those who had been
driven into opposition, all malcontents, all Protestants after the manner
of Stapulensis, especially those of French origin. Her husband, Ercole II
of Este, a son of the infamous Lucrezia Borgia, was a well-educated but
dissolute Renaissance ruler — he even seems to have written some fairly
good Latin verse (Bossert, 56) — but for political reasons, as an ally of
Charles V, he did not trust what his wife was doing, and the situation
seems to have become especially critical that spring.
I have gone into all this in some detail because the situation was a
typical one for the younger Calvin: a mixture of the Renaissance, a high
aristocracy that would ultimately act for political reasons, and Protestant
sentiments. Into this, under an assumed name of course, and invited

11. Lines 70ff.


12. Lines 1792ff.
13. For the reference to Tasso, III, 2, cf. T. Schneider, Calvin und wir (Wiesbaden,
1909), 6f.
14. The MS had ei, altered by the editor to nach.

230
§10 Basel to (Ce

because he was French, came the brilliant scholar and the malcontent, not
as an agitator but as one who scattered the seed in judicious conversations
with the duchess, so that he did not bring peace but a sword [cf. Matt.
10:34]. A Humanist physician from Germany, named Sinapius,!5 was also
in Ferrara at the same time. He was friend of Bucer and Grynaeus. But
Calvin did not take him into his confidence, just as he had not told the
people of Basel who he really was. We are not entirely clear why the author
of the Institutes engaged in this concealment, which was much in vogue
in that day, but we should take note of it if we are to understand what it
meant when we see the same man very publicly at the helm a few years
later.
One thing is clear: his own inclination and constraint were not to
occupy the position of a reformer. He wanted to be a Christian scholar
working through his books and through private conversations with people
like Renata of Este who, he believed, might come to think as he did. There
is something academic, almost esoteric, about what he did for the Protes-
tant cause from the Cop address [to the 1536 Jnstitutes]. Even if, as we
saw, with some final reservations, he did proclaim the need for active
participation in church and state, saying what ministers of the Word,
rulers, and citizens should do, for his own part he kept such participation
to a minimum, feeling little compulsion to act, practicing his understand-
ing of life in time as a pilgrimage!® literally and directly by wandering
from place to place as an anonymous pilgrim scholar with no abiding city
[cf. Heb. 13:14], whispering rather than blowing trumpets, desiring noth-
ing less than achieving prominence or renown.!7 What he was able to do,
he did provisionally by writing his book and the epistle to the French king.
He obviously had no further plan in view and therefore no reason to expose
himself unnecessarily to danger.
During the weeks Calvin was in Ferrara the latent crisis between the
Estes flared up. In March 1536 inquiry came from Rome whether there
were Lutherans in Ferrara. This was a provocative question. On April 14,
Good Friday, one of the Frenchmen present in the church refused to offer
adoration to the cross. The duke had him arrested and tortured, and
like-minded friends of the duchess scattered. Calvin must have been one
of those who fled Ferrara at the end of April. His stay, then, can have been

15. Johann Sinapius (d. 1561); cf. Bossert, 159; and Doumergue, II, 63f.
16. See above, 208f. and 216f. n. 208.
17. See above, 229 n. 7.

231
Early Years, 1 POP 1936

only for a few weeks.!8 Beza tells us that Calvin said he had arrived in
Italy only to leave it again (21, 125). For the duchess this was the time of
the beginning of the tragedy sketched by Goethe. Rich in all kinds of
episodes, it came to a head in 1554, when her children were taken from
her and she herself was condemned to imprisonment for life. Two weeks
later, however, she declared herself ready to go to mass again. She was
restored to her princely dignities, but on her husband’s deathbed had to
swear to have no more dealing with heretics. She had been in correspon-
dence with Calvin all this time, and he pronounced the oath to have been
forced upon her and therefore invalid.
She left Ferrara in 1560, since her son (Goethe’s Alfonso) was just
as much in the hands of the Counter-Reformation as his father. Confessing
herself a Protestant, she went to France, where her castle Montargis became
a place of refuge for the persecuted during the Huguenot wars. She evenly
bravely withstood a siege there. She outlived Calvin, who counseled her
until his death. She died unbowed in 1575, three years after the St.
Bartholomew’s Day Massacre, and as Goethe’s Leonore put it, she did not
give her children the final consolation of “dying reconciled to God.” Her
life, her whole physiognomy, is a remarkably characteristic reflection of
the life work of her mentor, both in its greatness and in its questionability.!9
This was what might happen when people became Calvinists in the 16th
century. They might well be secular to start with, then show human
vacillation as they went on, and finally be heroic after the manner of
antiquity. The mother deserved poetic depiction no less than the daughter.
But Goethe had his reasons for seeing his own problem in Tasso and not
in Calvin. That ‘is how it will always be when artists come face-to-face
with this distinctive story. The drama of Renata will no doubt remain
unwritten, and surely it is better so.
From there? at the end of April Calvin directed his steps to France,
where persecution of Protestants had to some extent eased (Edict of Concy,
1535). The story that he fell into the hands of the Inquisition but for-
tunately escaped rests on a late fiction, as does the report that his journey
through Piedmont was a kind of evangelistic tour. It is hard to decide,
too, whether he left there by means of the 2786-m. Col de Fenétre to
reach the Rhone Valley. In Aosta there is today a cross with an inscription

18. Cf. Doumergue, II, 52.


19. Doumergue calls Calvin Renata’s “directeur de conscience”; cf. II, 67ff.
20. Doumergue, II, 85ff.

232
§10 Basel to Geneva

(1541) to record his flight, obviously a monument to the victory of the


Counter-Reformation, and there is a tradition that links the cross to the
repulse of a Protestant minority in which Calvin played an active part on
his return journey by way of Aosta, and with whom, when the Romanist
party triumphed, he took flight t6 the Rhone Valley and from there to
France, using the difficult detour of the Col de Fenétre because the Great
St. Bernard was blocked. The truth behind this tradition is that Protes-
tantism advanced into the Aosta Valley in 1535/36, not without some
support from Bern, which was then entering into the period of its en-
tanglement with Savoy, and that the estates of the province passed a
resolution to live and die in the Catholic faith and in loyalty to the ruling
house.?!
It is more than doubtful, however, whether Calvin had anything to
do with all this, for the estates met on February 25, 1536, when Calvin
had hardly left Basel. And what about the date 1541 on the cross? Calvin's
whole attitude in these years up to his arrival in Geneva makes it most
unlikely that he should have been an agitator for the Protestant cause in
this corner of Upper Italy. Furthermore, the goal of his journey was not
west Switzerland but Basel, so that from there he might move on to France.
This being so, going by way of Aosta would have been a strange detour.
Finally, a Swiss theologian, E. Bahler,2* regards the whole story as most
improbable from an Alpinist standpoint, for the Col de Fenétre would
still be impassable in May. In my view this whole Aosta episode belongs
to the sphere of legend, though we may regret the fact that it robs the life
of Calvin of a dramatic feature. In those years Italian fugitives were by no
means rare in those valleys, and recollection of the events of spring of
1536 might well have come to be linked later with the name of the most
famous and the most hated of the fugitives. It is at least historical that in
Italy, and in Savoy in particular, people later made the sign of the cross
when the Genevan reformer was in view.
We thus find Calvin in Basel, and then at the beginning of June in
Paris to settle his parents’ affairs. He then wanted to go to Strassburg, but
a German-French war blocked the direct path through Alsace-Lorraine,
so that he had to go further south, and at the end of July or the beginning
of August he reached Geneva. His plan was simply to spend a night there,

21. Ibid., 86.


22. E. Bahler, “J. Calvin in Aosta und sein Alpeniibergang,” Jahrbuch des Schweizer
Alpenclub 39 (1903/4), 189ff.

209
Early Years, 1509-1536

but it would become his permanent residence. The most decisive hour of
his life had come, the moment we might well call a sudden conversion in
the usual sense as distinct from all earlier moments of decision. It is
certainly odd that that great but long forgotten war should have had a
part in it. That Calvin had to make the detour became its decisive con-
tribution to world history.

Writings: De fugiendis impiorum illicitis sacris and


De sacerdotio papali abiiciendo

Before we turn to the next stage in Calvin's life, his first stay in Geneva,
we must look at two little works that came from his pen at this critical
time, written during the Italian journey according to Beza. The two
pamphlets were both printed and published together in Basel in 1537.73
They seem to me to be important for an understanding of what went
before and what came after. Our general impression of the Calvin of the
first period is that of a theoretically perspicacious person but one who was
definitely more inclined by nature to contemplation. What has been
recounted of his varied reforming activity in France and Italy seems to rest
more on an understandable projection back of the later Calvin to the
earlier period. There is nowhere any solid evidence for it. Suddenly, after
1536, we find Calvin, having discovered fields of action, at work as an
agitator and fighter. When he himself tells us that this was not what he
wanted,*4 we must surely believe him. It is also in keeping with the external
image that he had fashioned up to that time. Nevertheless, the change
naturally did not take place unprepared. We have already seen something
of the agitator and fighter in the Institutes, though within the whole
theological system and in the material context it is less prominent there.
We have also seen earlier in discussing the Cop address and Psychopanny-
chia that at root Calvin did not want to do the work of a mere scholar
but to speak to his contemporaries. If we had more of his earlier letters,
we would surely know more of the urge to act, to go to work, that was
already awake in him even if it was still severely restrained.
Why was it restrained? Why the incognito in Basel and Ferrara that

23. For the full titles cf. OS I, 287ff. For the short titles used by Barth cf. CO 5,
2308 52 /Oi
24. Cf. below, 243ff.

234
§10 Basel to Geneva

raised a question for us yesterday? Why was it, as we shall hear next time,
that Farel had to take extreme measures to break through the restraint?
Should we try to explain the matter psychologically as an inferiority
complex that secretly dogged this strong man, perhaps attributable to his
strict father, and that remained with him until Farel in that famous scene
counteracted it and roused him to an awareness of his own powers? Or is
it that until he came to Geneva he did not find the object of action that
was needed to provide adequate opposition? His relation to this city was
remarkable. It was so different from him and for that very reason suited
him so well. In 1538 he left it with a feeling of deliverance but in 1541
he would return to it for good, drawn by invisible cords. Or are we to say
it was simply the cause, God’s cause, to which he had devoted himself,
that proved to be the motor but was also the great rock in his path?
In discussing the Jnstitutes we have seen how he himself constantly
checked and thwarted himself and his inclinations even as he developed
them. Especially worth pondering in this regard is that he did not entitle
his sixth chapter “De civitate Dei,” but contrary to all we might have
expected “De libertate christiana.” We must also add that even afterward
Calvin was never unfaithful to the restraint. If his synthesis was tilted
overmuch to one side in the first /nstitutes, he would also allow for a
powerful tilt on the other side. Especially in his personal life, to his honor,
he took the step from waiting to action most impressively, making clear
that the Christian’s pilgrimage does not find fulfillment in the contempla-
tion of the sage but in the practice of an active life. Nevertheless, the
uplifted finger that he obviously saw raised against himself in Basel and
Ferrara almost prevented him from ever becoming Calvin, and it would
be raised over him throughout his life — the doctrine of predestination
that so firmly reminds us of what we cannot do is the most powerful sign
of this but not the only one — and without this restriction again Calvin
would not have been Calvin. One thing, however is certain. Even before
1536 that other element, the urge to act, the urge to play a part, was
burning in him, and it was surely a more burning and consuming urge
just because of the even stronger restraint. We might perhaps compare it
to a river flowing underground. Farel’s adjuration might well have
awakened something of this sort but could hardly have created it.
In this respect the two works written just before the accidental arrival
in Geneva are an important signpost. We might perhaps say that if the
Cop address shows how the new knowledge of God that Luther and
Erasmus mediated had broken tumultuously on the young Humanist, if

135)
Early Years, 1509-1536

the Psychopannychia shows how Calvin then began to think out Reforma-
tion ideas for himself, and if the Jnstitutes shows him provisionally relating
these insights at each point to issues of the day, these two products of the
Italian journey indicate the place where Calvin, personally obeying his
own genius and the demand of the hour, thought of bringing his powers
to bear, thus initiating the process that would have his most striking
successes and impact as a result.
But what will he actually do when he takes the ae We can almost
see what he will do in advance as we read these works. He will give
Protestantism a keener edge by making it clear to Protestants that in
venturing with God they have ventured on something dangerous that
makes a claim and demands consistency and decision; that the new
knowledge must show and confirm itself in significant actions, actions
that issue a loud no on the one side and a loud yes on the other. Calvin
will strip away from Protestants the illusion that the forgivenss of sins
and Christian freedom are soft pillows on which they can rest and thus
comfortably forget the great medieval unrest, achieving in this way a
medieval rest instead of unrest as Catholics who no longer believe in
their Catholicism but with their better knowledge have the consolation
of a good conscience. No, he will shake them and tell them that the new
unrest is greater than the old, and that come what may, there can be no
peace with medieval Catholicism. Calvin will become the father of a
militant Protestantism that will again produce heroes and martyrs as
Christendom had not done for some time. By making Protestants aware
that they are in a conflict, of course, he will also make the rift in the
church incurable and irreconcilable. Again, as we have said, he will bring
the Reformation finally into history as a force alongside other forces, as
a For and Against with specific contours even by human standards. He
will thus summon into life something great, something very great, but
in the process also destroy for good many flowery dreams that might
have been dreamed with a good conscience fifteen years earlier, and either
way he will meet the demand of the hour.
The two 1536 pamphlets have the same motto, 1 Kings 18:21: “How
long will you halt between two opinions? If the Lord be God, then follow
him; if Baal, then follow him.”25 The first work also has 1 Pet. 2:9 as a
motto: “But you are a chosen generation, a royal priesthood, a peculiar
people, that you should show forth the praises of him who has called you

IS, (ONS Ih, AST

236
§10 Basel to Geneva

out of darkness into his marvelous light.”26 And the second work also has
the text Rev. 3:2, 15f: “I know your works, for you have a name that you
live, and are dead. Be watchful, and strengthen the things that remain,
that are eee to die, for | have not found your works perfect before
God. .. . I know your works, that you are neither cold nor hot; I would
that you were cold or hot. So then because you are lukewarm, and neither
cold nor hot, I will spew you out of my mouth.”27 One might say that
the whole of Calvin’s program is present in these three quotations from
the Bible. The two works have the form of open letters, and although no
recipients are mentioned they were addressed to two definite French con-
temporaries whose names were quickly guessed by the public.
The first work (5, 239ff.)28 on shunning ungodly rites was for
Calvin's Paris friend Nicolas Duchemin.?? The question is whether Prot-
estant Christians as a minority among Roman Catholics should conceal
their convictions by cultic participation. Many at the time had subtle
arguments in favor of this course, and not all were cowards who did it.
Calvin would often have to take up his pen later to oppose these so-called
Nicodemuses. In 1545 they were still asking Melanchthon, Bucer, and
Peter Martyr as well as Calvin for theological opinions on the matter, and
that of Melanchthon was not wholly unfavorable to them.3° Their justi-
fication was as follows. We can take part externally in the practices of those
who believe differently with full inner freedom and clarity. The mass is
simply the Lord’s Supper.3! We must do what the times demand. Is now
the time to worry about such trifles? Is it not more important to educate
people first in true piety, love, kindness, and patience, and only when the
time is ripe to undertake external change?3* How can we educate them if
we separate ourselves externally from them?9 Is it not perverse to deny
the Christianity of one who goes to mass when one who does not do so
perhaps shows much less of the Christian life?54 Is it a good thing to give
incurable offense to many earnest and devout people, who are not so far

26. Ibid., 328.


27. Ibid., 362.
28. Ibid., 287ff.
29. A layman, a former Paris school friend.
30. For the responses, also from the Zurich pastors, cf. CO 6, 621ff.
31. OS I, 310.
32. Ibid., 316f.
33. Ibid., 290.
Be Moral, Bhil7/.

Jay
Early Years, 1509-1536

off, by ostentatiously not taking part in the cultus, when we might avoid
giving offense by Christian moderation?3> Do we not by such nonpartici-
pation incur the charge of atheism?° Is not the intransigent attitude of
Calvin and the like a bitter and morose one?37 Is it not all too easy for
those who stand outside to philosophize quietly in the shade about the
conflict and to condemn those who have a much harder time than they?38
This side could even produce their own good proofs from scripture, for
example, the permission that Elisha gave to Naaman to worship with his
king in the house of Rimmon in 2 Kings 5:18, or the striking account of
Paul bringing an offering for purification in Jerusalem in Acts 21:26.59
Calvin's reply has the effect of a torrent. He must have been invited
formally to answer along the lines he did, but it needed only the slight
opening of the sluices and he burst out. He had the advantage that those
who deal in basics always have over opportunists, even pious opportunists.
But he also had the disadvantage that always arises in meeting a specific
challenge. His opponents at least seemed to have the NT on their side,
Calvin only the OT, apart from Naaman, in whose case, as in Paul’s, he
could hardly find an adequate answer. In both these cases the other side
was exegetically right. In general, however, Calvin had incomparably the
stronger position, as we see at once. What does he really have to reply to?
His position is strongest when he simply appeals directly to God. Those
who are ready to be trained by God, and who learn to check their own
desires, cannot even raise such a question, he says at the outset.4 All
attempts to suit both others and God rest on such desires, which those
who are serious with God will suppress and forget. If we deviate a nail’s
breadth from obedience to God, even if only, as in such considerations,
by making distinctions between outward and inward obedience, between
important and nonimportant commands, then we are in the typical human
situation, and the last state is worse than the first. Christian freedom
cannot consist of such deviation from God. It is a weakness, too, to
abandon the post at which God has set us. True piety involves true
confession.4! For those who truly love God, can there be any other law

35. Ibid., 324.


36. Ibid., 325.
37. Ibid., 304, 316.
38. Ibid., 328.
39 Ibid... 321, 323;
40. Ibid., 290.
41. Ibid., 294.

208
§10 Basel to Geneva

than that of manifesting his sacred majesty in every possible way? Our
only goal must be to let this majesty be seen on every possible occasion,
and in an unbroken sequence of moments genuinely to do in this regard
what we have ventured to do.*? It is not for us to share the honor we owe
to God between him and idols.43 °
» _The mass in particular is a blatant encroachment upon the all-sufficient
atonement Christ made with God.“ Its liturgy is an abjuration of Christ
that cannot be compared to the Lord’s Supper.*° It makes God a finite object,
and, as Calvin sees it, the priest’s facing the altar with his back to the people
is part of this process.4° Does the fact that all is done in the name of God
and Christ make it any different from paganism?47 Is not participation in it
to be rejected since Romanists are looking for this and see in it a sign of
assent?48 Is not the differentiating of outer and inner worship intolerable
when the latter is a judgment on the former?4? Since God is now seeking to
purge his church, can there be any more rational course than to correct
radically and at a single stroke all the things that have simply come from the
devil's school?>° Better be suspected of atheism than of idolatry, thinks Calvin
in conclusion, and he is not afraid to call upon his friend to consider that
what he is saying is not just human advice but an oracle from the sacred
mouth of the eternal God that has for him the force of a command in this
matter.?! So sure of his cause is Calvin!
For the rest, we cannot say that he was inattentive to the practical
problems that scattered Protestants faced. Thus he says that it is not
necessary and should not even be right for everyone to emerge as a
proclaimer of evangelical truth. We must all follow our own vocations.°?
Distinctions may also be made. Fasts and celibacy are matters of Christian
freedom. We may break fasts and marry, but do not have to do this.»

42. Ibid., 295.


43, Ibid., 304.
44. Cf. ibid., 306f., 310.
45. Ibid., 307, 311.
46. Ibid., 308f.
47. Ibid., 312f.
48. Ibid., 315.
49. Cf. ibid., 309f.
50. Ibid., 303.
51. Ibid., 325.
52. Ibid., 294.
53. Ibid, 503)

29
Early Years, 1509-1536

Yielding is thus possible in such areas. This situation is different, however,


with images, unction, indulgences, holy water, and especially the mass.>4
To give way on such matters is to betray God and to give real offense even
if by only a semblance of participation. To give even the appearance of
approving of the Roman Catholic cultus is reprehensible participation.
This is what must not happen in any circumstances, and raising one’s hat
to an image is included.>> Yet one may quietly and modestly attend a
Roman Catholic church.° Paul very skeptically inspected the altars at
Athens to see what was going on [Acts 17:23].°7
Calvin concludes with some positive hints and directions. Protestants
must conduct themselves in such a way that they are not seen to be
despisers of God. In the eyes of others their whole life must have a clearly
religious cast.>8 Others must see so much good in them that they have to
recognize them as servants of God! To avoid the difficulties created for
them by servants who might betray them, they must insist that the whole
household join with them in the knowledge of God so that it constitutes
a little church. They will then not regret having been obedient.>? There
is an urgent warning against mixed marriages, for these entangle people
in a labyrinth, and there is no basis for the usual consolation that the
person of different beliefs will be won over.
All in all, this is not a secondary matter but involves the very heart
of religion.°! Calvin does not ask anything specific of his friend — simply
that he not deny Christ. He should not cling so much to this life. He
should see that it is worse to be cast off by Christ than to be regarded by
others as an ungodly apostate and traitor. As regards the accusation that
he himself was philosophizing about the conflict in the shade, Calvin
believes that God will arm him with his Spirit when he finally leads him
into the thick of the battle. He did not think out what he had written in
the shade. It had been tested in the sufferings of the martyrs. These did
not suffer in order that we might comfortably surrender the truth for
which they died but in order to teach us how, trusting in God, we might

54. Cf. ibid., 303ff.


55. Ibid., 304, 325.
56. Ibid., 314f.
57. Ibid., 315.
58. Ibid., 325.
59. Ibid., 3256.
60. Ibid., 327.
61. Ibid.

240
§10 Basel to Geneva

become invincible face-to-face with the whole battle array of death, hell,
the world, and Satan.©
The second open letter was to one of the best-known advocates of
the Protestant party in France, Gésard Roussel, who under the protection
of Margaret of Valois had become bishop of Oléron.© Calvin's letter to
him on the sacerdotal ministry of the papacy is a sharp criticism of this
step. ‘Amid the stream of congratulations I come to you morosely accusing,
complaining of the very things on which others are congratulating you.”64
The glory is only in appearance.® Calvin then gives a graphic depiction
of what the ministry really entails: not outward pomp but divine appoint-
ment, heavy responsibility, nervous tension, no slackness, watching.® In
contrast, a Roman Catholic bishop’s chair means wealth, indifference, evil
influence, the contradiction of its own claims.” A beleaguered city in
which the plague breaks out!©® It might just as well be a robbers’ cave.
His friend should either do something bold or resign. Otherwise he is
neither a true man nor a Christian.”
In this way Calvin summons to decision. The hour when he himself
had to go on to do something decisive had struck.7!

62. Ibid., 328.


63. Gérard Roussel (ca. 1500-1550), bishop of Oléron from 1536.
64. The reference is to the episcopal office; cf. OS I, 331f.
65. Ibid., 329.
66. Ibid., 331ff
67. Ibid., 335ff
68. Ibid., 340.
69. Ibid., 342.
70. Ibid., 362.
71. Obviously Barth had not been able fully to prepare his lecture here, so that he
simply gives the contents of the second work under headings.

241
7 _ - at

dest UK peg wR
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(CO mae WAS Chr
Furst Genevan Stay

As regards the circumstances in which Calvin came to settle in Geneva on


his way back from Paris to Basel, he himself tells us in the preface to his
Psalms commentary (31, 26) that he had resolved to live a retired life, but
finally Master Guillaume Farel kept him in Geneva, not so much by
counsel or admonition as by a terrible curse, as if God from on high had
laid his hand on him to hold him fast. For the direct route to Strassburg
where he wanted to go was blocked by war, so he decided to go by way
of Geneva, but not to spend more than a single night there. Just before,
the papacy had been chased out of the city by that excellent man whom
he had mentioned and by Pierre Viret, but things had not yet been put
right and there were bad and dangerous splits and parties in the city. Now
it happened that a man who later shamefully apostatized and went back
to the papists recognized Calvin and made him known to the others. [This
was none other than Calvin's friend and travel companion du Tillet, who
had left him on returning from Italy and settled in Geneva; Kampschulte,
I, 280. His relapse took place at the end of 1537 or early in 1538.]! The
result was that Farel in his burning zeal for the cause of the gospel made
every effort to keep Calvin in Geneva. When the latter told him that he
planned some private studies for which he wanted to remain free, and
when Farel saw that he could gain nothing by entreaty, he called upon
God to curse the leisure and tranquility for study that Calvin sought if he
turned his back on such great need and denied his help. This saying

1. Barth’s brackets.

243
First Genevan Stay

terrified and shook Calvin to such an extent that he abandoned his


intended journey. Yet with a sense of his shyness and timidity he did not
want to pledge himself to take up any specific office.* According to Beza’a
Life of Calvin, Farel, a man of heroic spirit, told Calvin that if he hid
behind his studies he predicted in the name of almighty God that God
would curse him for not joining with them in this work and seeking self
rather than Christ (21, 125).3
In this way Calvin was torn away from the contemplative life of the
theological Humanist, of the Protestant sage, of the radical but not prac-
tically engaged observer, speaker, and writer, and plunged into the fulfill-
ment of his own deepest urge, into the active life of the Genevan reformer.
I must ask you, as you survey what we have said about Calvin thus far, to
keep in mind that that was the beginning. A portrait of Calvin without
the great restraint that expressed itself plainly enough in the decisive scene
we have just described; a portrait of Calvin as simply the theocrat who is
zealous and races and runs and speaks and writes and organizes and deposes
and burns and burns up for the glory of God without considering whether
this can ever be a human affair; a portrait in which it is forgotten that this
man of organization and system was not really concerned about organi-
zation or system, that this captain was not really concerned about the
battle or the positions under attack, that this new and energetic worker
on the medieval problem was not really concerned about the city of God
on earth, that behind all his actions there lie at root such nonactivist
thoughts as meditation on the future life, alien righteousness, predestina-
tion, and Christian liberty, that is, the reality on behalf of which we can
strictly do nothing; a portrait of this kind, whether favorable or hostile in
intention, can only be not just distorted but false.
If we want to understand Calvin aright under the sign of action —
and he does indeed come under this sign, and under it, from the standpoint
of church history and world history, and under it he became what he was
— then we have to realize that for him this action was, to a very different
degree than for Luther, basically demanded and necessitated by his under-
standing of Christianity, even though it was for him also a descent to the

2. The key words are as follows: “et avoye deliberé de continuer de mesme iusqu’a
ce que finalement maistre Guillaume Farel me reteint 4 Geneve, non pas tant par conseil
et exhortation, que par une adjuration espouvantable, comme si Dieu eust d’enhaut estendu
sa main sur moy pour m/varrester.”
3. Beza, loannis Calvini Vita, CO 21, 125.

244
Life of Calvin

basement. We have to realize that all the great and also the little things
that he did along this line, all the important and often the questionable
things, were done in this basement, and that they cannot be understood
properly without the great provis6 of etérnity, grace, and freedom that
Calvin himself always kept more or less clearly in view. Calvin could work
alongside Farel, but Calvin was no Farel, who had been born in that
basement as a vassal of the good Lord. Nor was it just the aristocratic
element in Calvin’s character that constantly prevented him from saying
and doing the far too obvious things that his friend Farel confidently
thought he could venture to say and do. Farelism, that is, pastoral daring
and rashness to the glory of God and the improvement of conditions, is
not really Calvinism, and it can hardly have escaped Farel himself that in
pressing this man at any price to join him in his work he was summoning
someone who was something very different from a better edition of him-
self.
It is the more typical of Calvin that in the ultimate weapon that
Farel, like many zealous pastors, used so freely, he still thought he could
see the hand of God that he could not escape. What he really heard was
the voice of his own innermost genius. But no, we do best to take him at
his word and see here the hand of God that terrified and shook him afresh
in the security that he had achieved with his knowledge of Luther’s gospel;
that diverted him afresh, as he thought, from the path that he had marked
out for himself; that tore him away from the sober, clear, satisfying,
superior position of one who sees the true relation of God to the things
of this world and who for this very reason takes care to become involved
in these things only so far as is absolutely necessary; that plunged him into
the ambivalent, dangerous, compromising position of one who on the
basis of the knowledge of God cannot take leave of that knowledge and
discipline, but at the risk of being defiled becomes involved in the problems
of the world of things. By this movement he placed himself under judg-
ment but also under promise. The situations in which he became entangled
would often not be without their tragic aspect, but also — and this is
perhaps harder to bear — not without their comic aspect.
Yet behind all these situations there would be a more than usual and
more than historical necessity. His actions would be ambivalent on this
lower ground, as everything human that is done there is ambivalent. God’s
wrath and God’s judgment would blaze forth almost indistinguishably
from these deeds, arousing both love and hate, both admiration and horror,
a savor of life to life and of death to death [2 Cor. 2:16]. But in the last

245
First Genevan Stay

analysis who may presume to judge, seeing these acts rest on knowledge
and are acts of obedience? A consideration has its place here that we learned
to know in discussing Calvin's ethics (at the beginning of ch. 6 of the
Institutes) and that Calvin urged against the Lutherans at the Worms
Colloquy of 1540, namely, that there is a fatherly indulgence in the law,
too, in virtue of which God accepts even our defiled works,.not on account
of their worthiness, but on account of his kindness, if only, as God’s
children in the NT sense, we have regard to the promise that is ours, not
as those who act but as those who trust in his fatherly benevolence (21,
269).4
The urge to dare to go to work in faith was the hand of God which
in that hour Calvin saw embodied in the pious impertinence of the good
Farel. Here once again Calvin was humbled and broken and converted,
and this time more penetratingly and with more momentous results,
perhaps, than in his earlier conversion from the papacy to Lutheranism.
In truth, this was not just a step out of the study into practical life as Farel
was demanding. Hidden behind this in itself insignificant switch was the
step from the humility (Demut) of faith to the courage (Muz) of faith. And
what can be more humbling than to have to prove humility, which is
thought to be already present and practiced, by courage? The very essence
of the Reformed or Calvinist branch of the Reformation lies in that
demand. It is no wonder that this second change lived on in Calvin's
memory much more vitally and vividly than the first, as we see from the
preface to the Psalms commentary. For it was by this second change that
he became what he was. Naturally he did not do so for the first time in
that hour with Farel, for we see the controlling influence of the change
already in the first /nstitutes and even in the Psychopannychia. But the hour
with Farel became for him as it were the symbol of the change, for it was
then that it moved out of the realm of thought and became event.
It then became unequivocally clear that God demands of us a double
brokenness, the first by way of the insight that God alone is great and that
we can do nothing for him and for our own justification, the second by
way of the insight that we must obey this great God in faith either by
what we do not do or by what we do, but at all events that we must obey
him if we really believe. Disobedience is equivalent to unbelief. This means
that even everything we might do in contrast to the dangerous and am-

4. Cf. the Acta conventus Wormaciensis ofW.Musculus (11.10.1540), reprinted in


CO 21, 269. See also above, p. 197 n. 136.

246
Life of Calvin

bivalent active life, for example, studying, is also human and not justified
in itself. The contemplative life of study offers no salvation. It is a possi-
bility, an opportunity, and indeed, after this hour Calvin would truly study
for the first time, but it is no moré than that, and if the humility that will
not be courageous seeks to hide behind it, it is even less than that, an
impossibility, an occasion of perishing for all our humility. “You are seeking
self and not Christ, and the Lord will curse you.”> How true that is! So,
then, this path is at least under threat, and the other path, that of an active
life, is at least open even though it lies under the shadow of the same
threat.
We thus have a concrete and definite relation to the world by which
the relation to God must in some way demonstrate itself. As we saw, we
miss this in the ethics of the Jnstitutes, which pointed out the possibility
but not the actuality and necessity of this or that definite action, the first
and last word of that ethics being Christian liberty. It had to be so. A
theological ethics that would take any different attitude would be Roman
Catholic and not Reformed. Only the reality of God, which is concealed
in the reality of life, can fill this vacuum. On the one hand was this reality
in all its full and succulent uniqueness and pregnancy, on the other was
the earthly, banal, and limited Geneva on Lake Geneva, where things had
not yet been put in order,° where very much that was conceivable but also
very difficult had yet to be done. Here, then, was the place to obey, here
something had to be done, ere fatherly indulgence had to be invoked
over all the human work.” Where else but in this earthly, banal, and limited
here and now? Farel was needed to point to this here and now, to issue a
call that would ring in such a way that it was like a blow, that Calvin, for
whom it was nothing new, received it as though it were something very
new, the very thing that was new for him. Why could not Calvin resist
it? Why had he to see in Farel’s demand the symbol of his second conver-
sion? Why could he not refuse to see in this here and now his own here
and now? There was many another Geneva and many another Farel.
At this point, of course, no further survey or discussion of what
happened can help us. We confront the problem of the unique, the
contingent, the divinely willed as such, and can only say that this is how
it was. It is enough to see that it took place because this problem, the

5. See n. 3 above.
6. See 204ff. above.
7. See n. 4 above.

247
First Genevan Stay

problem of ethics, was like a rock on Calvin’s path that he could not
remove, and nothing would be more distinctive of Calvin's life and work
than that there was this rock on his path. Nevertheless — and I go back
now to the beginning of what I was saying — we have to keep in mind
that what we have here was an event, a change, showing that the man of
Geneva whose puzzling portrait we are trying to unroll was. a broken man,
a doubly broken man, not a Farel, not a vassal of God, if we may use that
phrase again, though it was through Farel that he was converted, and his
life would now be linked to this Farel. If we fail to see the break, we cannot
understand the portrait. Our evaluation of it will be wrong. We cannot
hear the promise and the warning that lie in it.

§11 THe SITuATION IN GENEVA

I must sketch for you in a few strokes the situation that Calvin found in
Geneva. In this context I do not have time for a full account. For this |
would refer you to Kampschulte, vol. I.8 Geneva was first a stronghold of
the Allobrogi, then a Roman provincial city, then a residence of the kings
of Burgundy, then an episcopal city. When Calvin came to it, there were
some fifteen thousand residents. It had three governing powers: the bishop;
the count or his regent, who lived on an island in the Rhone and had
jurisdiction; and finally the free and self-governing citizenry, which had
always had a strong sense of its rights. Severe tensions had come into the
relations between these forces from the time that the ducal house of Savoy
had become overlords of the count in the 13th century and then seized
control of the bishopric in the 15th, this time with the help of the papacy,
which in this instance betrayed the freedom of the church and for this
reason enjoyed little respect among the citizens. The Savoy bishops also
discredited themselves among their flock by a worldly, to some extent
dissolute, and at any rate unspiritual lifestyle. Early in the 16th century
Geneva swarmed with clergy who did nothing for the city. There were
seven parishes, five monasteries, three hundred ministers, seven hundred
monks and nuns, twenty fraternities, and nine hospitals. The bad moral
reputation of the clergy was typical of the day. But at first the decisive
factor was political opposition to the house of Savoy represented by the

8. Kampschulte, I, 3ff Barth follows this account except where otherwise noted.

248
§11 The Situation in Geneva

church. In spite of everything the church as such still had many warm
supporters in the city, as became plain when the conflicts shifted from the
political to the religious arena.
In 1519 the citizens tried’to secure their position by a so-called
agreement on city rights with Swiss Freiburg. This attempt was defeated
and the leaders were executed or imprisoned, but the upshot was that
when the Savoyards exploited their victory too unwisely the bishop had
to leave the city in 1526. Propaganda against the church was already
present. In 1528 the Reformation triumphed in Bern, and when in 1530
the bishop declared the Genevans to be rebels and the Savoyards actually
threatened the city, troops from Bern and then Freiburg came to Geneva.
This development paved the way for the first Protestant sermon in St.
Pierre cathedral. It was delivered in German by a preacher from Bern, the
Zwinglian Megander.? A treaty with Savoy gave Geneva security against
arbitrary acts, if not its freedom. A council decree ruled somewhat am-
~ biguously that in religion they wanted to live as their ancestors had done
but that the gospel should be preached without human additions.!° This
was a provisional decision that others would necessarily follow.
What happened, however, was a confused chaos of strokes and
counterstrokes from which the only thing to emerge clearly is that the
Reformation in this Reformation city was very little a matter of principle.
In the summer of 1532 Clement VII wanted an indulgence preached in
Geneva. A certain Jean Goulaz put up posters against this, arguing that
forgiveness of sins is by grace and faith alone. The result was a violent
clash between him and one of the cathedral clergy named Werly. In these
weeks Guillaume Farel (b. 1489 at Gap in the Dauphiné) came for the
first time to Geneva. This man had been a zealous Romanist, but through
Faber Stapulensis in Paris he had changed into an even more zealous
Protestant agitator and fighter. He was no scholar or speculative thinker
but a matchless man of action, a little man, with a bristly red beard, fiery
eyes, a big mouth, a shrill voice, sunburnt as a result of his many wander-
ings, bony, broad-shouldered, always prepared to speak at a moment's
notice to the people.!! His life was a veritable Odyssey or Iliad, for wherever
he went sharp and not merely intellectual conflicts arose. More than once
he himself was almost beaten to death by enraged masses in French

9. Kaspar Megander (1459-1545).


10. Kampschulte, I, 109.
11. Henry, I, 167.

249
First Genevan Stay

Switzerland, where he chiefly worked. For the scenes in Geneva at the


bishop’s palace and in the streets when he came with his notorious repu-
tation, you must read Kampschulte.!? At first, to avoid the worst, even
this bold man had to yield. A further effort was made by Antoine Fro-
ment,!3 who said first that he was a language teacher, then held secret
Protestant gatherings, then dared to preach publicly on the Place Molard,
but finally had to flee.
In 1533 Pierre Viret!4 of Vaud came for the first time to Geneva.
As a result opposing steps were taken by the two parties to secure their
positions. A council decree to the effect that each should act according to
conscience, but that traditional customs should not be derided, and yet
that preachers should also stick with scripture, failed to bring either clarity
or peace. Werly, always ready to draw the sword for Roman Catholicism,
would finally have to pay for the cause with his life. The one who killed
him was executed. From a distance the bishop impotently tried to prohibit
unauthorized preaching and Bible reading. An attempt by Roman Cath-
olics to swing things in their favor by calling in the scholarly Dominican
preacher Guido Furbity!> ended badly for their cause when the foreigner
described his opponents as “German heretics,” which at once evoked a
protest from Bern.
Meantime Froment and Farel were again on the scene, and in a
public assembly they could defy Furbity, who knew Thomas but not the
Bible. Early in 1534, amid a great throng, Viret administered the first
Protestant baptism. On March 1, 1534, the Franciscan house was stormed
and Farel preached in the church there. Freiburg appealed in vain to the
earlier agreement. The bishop called in vain for economic sanctions and
even a night attack on the city. An attempt to poison Farel, Froment, and
Viret failed. In a second disputation the Frenchman Peter Caroli,!6 of
whom we will hear more later, tried to put things back on an intellectual
level. On August 8 Ami Perrin!” led the decisive attack on the images in
St. Pierre, with some shameful acts (feeding the host to dogs), but also
with the unmasking of some shameful deceptions (gadgets to make the

12. Kampschulte, I, 118f.


13. Antoine Froment (1508-1581), Froment in Kampschulte.
14. Pierre Viret (1511-1571).
15. On Guido or Guy Furbity cf. Kampschulte, I, 136ff.
16. Peter Caroli (ca. 1480-after 1545).
17. Ami Perrin (d. 1561), captain general of Geneva.

‘250
7

§11 The Situation in Geneva

images of saints sing or angels appear, and a skull of Peter made of stone).
The monks and clergy had to admit they were ignorant. On August 12
the mass was ended, and on August 27 the bishop and pope were banished
in favor of the sole authority of holy scripture.
By the events of 1535, at the time when Calvin was writing the
preface to his Jnstitutes in Basel, Geneva had ceased to be a papal city. But
what had it become instead? In keen anticipation the people of Geneva
chose a motto made up of the Vulgate of Job 17:12: Post tenebras lux, and
the no less bold: Deus noster pugnat pro nobis (based on Deut. 3:22).!18 We
should not probe too deeply into what either the spiritual and secular
leaders or the image-storming youth from the alleys meant by /ux and
Deus. There were places where the visible, historical circumstances under
which the so-called Reformation took place were more worthy and signif-
icant than in Geneva, and there were other places where they were even
less worthy and significant. The great wave of change from the medieval
ideal, the wave of the disturbance and disruption of all that had been
customary in the West by a factor that in the first instance, since it had
no home on earth, we can intelligibly describe only in more or less violent
negations, but that, understood, misunderstood, or not understood, was
simply there and at work, this wave had now reached these waters, too.
That here as elsewhere the waters that were thus ruffled from the surface
to the depths were human, all too human, should neither be obscured by
a mythical depiction by Protestants nor all too triumphantly exposed by
the kind of anti-Protestant account that we find in Kampschulte.!?
Naturally everything that takes place in history, absolutely every-
thing, has a human face, and the more closely we look, a not very edifying
face. Educated people like ourselves are much too easily tempted to forget
that this is true of all the processes of history and to regard what happened
in the studies of Humanists and theologians during the Reformation years
as something pure and detached and free. We are tempted to do this
because its result, Reformation thought, has given us such fine and bold
and illuminating ideas, and it seems as if we are falling from heaven when
we become aware that in Wittenberg and Zurich and Geneva there were
markets and alleys and council chambers where the Reformation was
desperately tainted with sweat and blood and tears and money and alcohol
and public papers and all the rest. To safeguard ourselves against the

18. See Doumergue, II, 139f.


19. For Barth’s evaluation of Kampschulte cf. Bw.Th. I, 360.

251
First Genevan Stay

disenchantment that might arise when we realize that the human beast
had a hand in the Reformation as well as the human spirit, against the
temptation to close our eyes to the way things really were, we have to be
very clear that even the apparently pure religious experience and thinking
that we find on the intellectual peaks of humanity in the medieval West
were also human and earthly and beset with ambiguities, and that the
composition of the Jnstitutes and the breaking of images, vastly different
though they seem to be, all come under one-common denominator, so
that at every point we have to differentiate between what was disturbed,
and what caused the disturbance, the Spirit of the Lord from above.
The Reformation loses nothing of its importance if we allow no place
for even the remnants of hagiography that we find in the biographies of
Calvin by Henry and Staehelin.2° On the contrary, it is only then that we
are protected against the danger of falling victim to anti-Reformation
polemics such as we find in such a subtle and outstanding form in Kamp-
schulte’s account. We may then quietly accept the thesis that the Refor-
mation in Geneva was essentially political and economic in motivation;
the suggestion that the people of Geneva did not really know what had
happened to them when they suddenly became Protestant, nor what part
had been played by foreign policies such as that of Bern; the question
marks that we have to put against such figures as Farel and especially the »
Molard preacher Froment; and in my view perhaps something that is a
fact even if Kampschulte offers only a little solid support for it,2! namely,
that from a human standpoint those who came out best in this Reforma-
tion were the nuns,of the St. Clara convent, who with a steadfastness that
was worthy of a better cause, even under severe attack, refused to let
themselves be reformed by Farel and his worldly associates.
But why should we not also agree that along with others the religious
motive played just as big a part in the movement; that the sermons of
Farel and the biblical teaching of Froment, no matter how much we might
have against their type of evangelizing, could not possibly have been mere
clamor, babbling, and appeal to the lowest instincts as Kampschulte depicts
them; that we can just as well put a positive as a negative sign in front of
the whole movement even with all its far too human components? If we
are not afraid to see how questionable are all things human, then we are

20. For Henry and Stiahelin, see n. 4 on p. 129. For Barth’s view of Stihelin’s work
cf, his letter to E. Thurneysen dated 12.14.1919.
21. Kampschulte, I, 169ff.

Dia)!
7

§11 The Situation in Geneva

in a position to see, too, that all things human after their manner and on
their level have at least the possibility of justification.
Let us leave, then, the question how far Geneva in August 1535 had
not only ceased to be Roman Catholic but had also begun to be Protestant,
how far the new motto, so genuinely Genevan and oratorical, corresponded
to reality. Let us leave this ambiguous question unanswered. It was to this
situation that Calvin was referring when on his arrival in Geneva he said
that things had not yet been put in order.2? But as yet Calvin had not
come to Geneva. The ecclesiastical revolution of August 1535, itself
strongly political, served for its part to sharpen the political situation, for
it now ruled out any peaceful settlement with the bishop and therefore
with the Savoyards who stood behind him. The bishop could now be
content with nothing less than the complete subjection of the city, and
the city could feel secure only if totally independent of the bishop. Savoy
at once took up the fight with renewed energy, and the people of Geneva,
strengthened now by a religious as well as a political shibboleth, resisted
with fresh power. The duke overran the surrounding area with his troops,
and not without heroism Geneva sacrificed the suburbs, leaving some six
thousand people without protection, but making the city itself the more
defensible. For the first time Farel and his colleagues now began to make
a comparison between fighting Israel and God’s new people in Geneva to
whom God would not deny similar victory.23 A regular siege began.
Expectantly the people of Geneva began to look to the east, to powerful
Bern, as whose envoys Farel, Froment, and Viret, the messengers of the
new faith, had come to them. If a stalwart Christian city, Bern, had given
the gospel to Geneva, wrote a chronicler in Bern at the time,24 it could
not now refuse to undertake the defense of those who were oppressed for
the gospel’s sake.
But now there plainly began the game that Bern would play with
Geneva during this whole period, and that would cause Calvin so much
trouble later. At first it was a double game. To the general surprise Bern
for long enough held coldly aloof from Geneva. Remarks like “The shirt
is worn much closer than the coat”25 were common currency. But to the
other cantons and to the government of ducal Savoy it posed as an advocate

22. See above, n. 2.


23. Kampschulte, I, 185, based on A. Froment, Actes et gestes, 179f.
24. Kampschulte, I, 186.
25. Ibid., 189.

255
First Genevan Stay

of the interests of Geneva. When its ally Constance demanded that it


should abandon Geneva in the interests of peace, it suddenly insisted on
the city rights that it had to observe. But at first no actual steps were taken
to relieve Geneva. The bear would not scratch until the city was in the
last desperate straits, said the same chronicler?¢ in an excellent understand-
ing of his government's intentions. What was the point of this game? Very
simply, the leading idea behind the policy of Bern had always been the
openly imperialistic one of restoring the kingdom of Burgundy under
Bern’s leadership, and Geneva would be a pillar of this larger territory. For
this reason Bern supported the struggle for independence from Savoy,
sharpened the conflict by cleverly introducing a religious rift through the
brave Farel and his companions, and then, when happily no settlement
was possible, despicably leaving Geneva in the lurch so as to show plainly
how useful and necessary an alliance with its neighbor was. The people of
Geneva were well aware that they could have their independence at this
price, but they were freedom loving and clever enough not to fall into this
trap. Hentce they decided first to wait and help themselves as best they
could.
And help came in a way that fortunately the little powers of this
world not infrequently experience. A fourth actor came on the scene.
Francis I of France had plans on Upper Italy and therefore against Savoy,
whose duke was related by marriage to Charles V and hence his natural
enemy. Francis, then, had an interest in securing Geneva. It thus came
about that the French negotiated for an alliance with Geneva and a
protectorate over it, though Francis did not intend this to include the
religious liberty that he was suppressing in his own country. Some inade-
quate attempts were also made to end the siege. Geneva handled dealings
with this dubious patron cleverly, thanking him politely for his friendly
intentions but making no concessions in fact. For the time being the game
was already won, not by clever Bern or clever Francis I, but by the people
of Geneva with whom they were playing it. For now, said the chronicler,
prudent Bern summed up things correctly and resolved to help Geneva
before the king led the dance.?7
The intervention of a rival from the west worked wonders. Neither
the unfavorable attitude of the other cantons nor a warning letter from

26. Ibid., 188, quoting Valerius Anshelm, Berner Chronik, unprinted continuation,
1534.
27. Kampschulte, I, 195, quoting Anselm for the years 1535-36.

254
Fa

§11 The Situation in Geneva

the emperor could now stop the bear marching. Geneva had accepted the
gospel, rooted out the papacy, and thus greatly increased the anger of
enemies of the divine Word. Bern would cover itself with eternal shame
if it did not help the beleaguered city. So said a manifesto of the govern-
ment to the citizens of Bern.28 On January 16, 1536,29 war was declared
on Savoy, and shortly thereafter six thousand men under the tested captain
Hans Franz Nageli marched through the Vaud up to Geneva. This was a
swift and completely victorious march. It gave Geneva a breathing space.
Roman Catholic Freiburg, Valais, and France then joined in so as not to
leave all the spoils to Bern. Soon afterward the castle of Chillon was taken
and the freeholder Bonnivard of Geneva, who had been imprisoned there
for six years, was released from his chains.39 This man would later be an
enthusiastic writer of the history of the period and would also come under
Calvin’s church discipline, for good reasons. The surrounding territories
of Savoy were laid waste, and the Genevans themselves took an active part
in this in revenge for the sufferings they had endured so long. God’s OT
people were again recalled, for, as we well know, this people had punished
neighboring idolatrous peoples with rapine and subjugation.>!
Less along biblical lines was the demand that Bern made upon
Geneva that it should recognize the rights of the bishop and the regent in
the city. But again, even though a Bernese military presence backed the
demand, Geneva managed to evade it. Without doing anything much,
Geneva was again in the fortunate position of a skilled checkers player.
Bern realized that if it tried to use force, Geneva would be pushed irrevo-
cably into the arms of France. Hence, when the demand was rejected,
Bern had to be content with a treaty that upheld the sovereignty of Geneva
— the contested rights of the bishop and regent were transferred to the
magistrates — but that also bound the city not to enter into alliance or
agreement with other states without the consent of Bern, and always, in
peace or in war, to keep its gates open to the Bernese, its fellow citizens.>2
What Geneva could not prevent was that Bern, having conquered the
Vaud, lay almost directly at its gates, a proximity that in the event would
not always prove pleasant. Understandably there would also now be in

28. Ibid.
29. Ibid.
30. Ibid., 197.
31. Ibid., 198, based on Froment, 222ff.
32. Kampschulte, I, 201f.

Zao
First Genevan.Stay

Geneva, in addition to the Roman Catholic Savoy party, which had been
eliminated for practical purposes, a party that was more oriented to Bern
and Switzerland and a party that was more oriented to France, each of
which with some degree of truth could claim to represent the genuine
interests of Geneva’s freedom. For the time being, however, Israel had peace
[cf. Judg. 3:11, 30, etc.], and it could now put into practice its newly
achieved political and religious freedom, which in recollection quickly
became one and the same thing.
Council records (21, 197ff.) show us pees the Reformation went
ahead under Farel in the spring and summer of 1536. On March 10 and
24 Farel came before the council and in a great speech strongly exhorted
them to give the Word of God to the surrounding city areas, bringing
them to obedience and setting aside licentiousness and swearing. In this
process, remarkably, an important role was played by the setting up of
church bells to summon the people more effectively to worship. Above all
it seemed necessary to take measures to prevent some of the Genevans
from secretly attending mass in the unreformed rural areas on Sundays.
On March 31 the magistrate of Vandeuvres made the naive request that
his people might be allowed to hear mass on Sundays as they had always
done and after it they would willingly listen to a gospel sermon. In view
of this kind of failure to understand the situation it was resolved to
summon all community leaders and pastors to a conference in the city.34
This took place on April 3, 1536. To an earnest remonstration one of the
community leaders made the reply: “Sirs, we are ready to live according
to the gospel, but let us live as has been our custom. Our forefathers were
good people and we want to follow them. But if we see our neighbors
changing their manner of life, we will do the same.”3> One of the pastors
present was accused of having a book by means of which he led the people
astray. It seems as if he had a collection of sermons, often found, as we
know, in pastors’ studies, and the good man could usually find in this
something to offer his people on Sundays. Farel treated him roughly: he
must stick to the gospel and not to his book of sermons. Another pastor
made the sensible proposal that they should be given a month to read the
gospel first and then give their answer. It was then resolved that within a
month they should state whether the evangelical doctrine taught in the

335 GOAL, N,
34. Ibid.
Bd lbid..198.

256
§11 The Situation in Geneva

city was the “sacred doctrine of truth’ or whether they had doubts about
this. In the meantime, however, they should stop ministering in the old
style and the community heads should see to it that the people came to
sermons (obviously in the city). They agreed to do this.3¢
A similar conference with other pastors took place on April 5. The
pastors were told that the aim was now to live as God requires. They
confessed that they did not have enough learning to understand how that
might be, and they were counseled to come to sermons and to stop reading
the mass for the time being.3”7 On April 28 it was resolved that at weddings
brides should have their heads covered as Paul enjoined. On May 10 rules
for clergy stipends were made. On May 12 it was resolved that some pastors
who had read the forbidden mass should be forcibly brought to sermons
and publicly made to confess their misdeed. On May 19 Farel and his
colleagues made an urgent plea for good lives according to God’s will and
for concord among the people. In particular the school system was to be
reconstructed to prevent young people from wasting their time. A general
assembly should also be called with a view to finding out whether people
were all ready to live “according to the reformation of the faith as it was
now preached.”38 On the same day the Council of Two Hundred declared
that it was not ready to tolerate there being people in the city who were
cold in their faith in God.
The popular assembly took place on Sunday, May 21. Bells and
trumpets called the people together. When the solemn question was put,
the people gave unanimous consent by show of hands and promised and
swore before God that with his help they would with one accord try to
live “in this sacred evangelical law (!) and Word of God as it has been
announced” to them, renouncing all masses and other papal ceremonies
and abuses, images and idols, and everything associated with them, and
living in unity, obedience, and righteousness.3? It was also resolved to
found a school that would be free for poor children and compulsory for
all, the renowned Antoine Saunier*® being appointed teacher at an ade-
quate salary.
On July 13 a pastor came forward with the admission that against

36. Ibid.
37. Ibid., 199.
38. Ibid., 200f.
39. Ibid., 201f.
40. Ibid., 202. Saunier was French. His dates are not known.

25}
First Genevan Stay

his promise he had been saying mass frequently, and he was promptly
locked up. On July 21 an arrest warrant was issued against another pastor
on the same charge. On July 24 Jean Balard, a respected man and tested
freedom fighter, was summoned and appeared on the charge that he
refused to go to sermons. Asked why, he replied that he believed in God,
who taught him by the Spirit, but not in the preachers. No one could
force him against his conscience to go to sermons. When told to obey
within three days he replied that he would live according to the gospel of
God, but he needed no interpretation by private persons, only that of the
Holy Spirit through holy, catholic mother church in which he believed.
His conscience would not let him go to sermons, and he would not go
against it. He had his teaching from a higher source (par plus haut) than
the preachers.4! This opposition could have been linked to the influence
of Radicals appealing to the Spirit. The man was imprisoned on August
15, for several days taken by force to sermons, and when he persisted in
his protest he was banished from the city after ten days of grace. On
September 15 Farel was awarded a keg of white paradise wine (unum
dolium vini albi de paradys).*

§12 Catvin’s WorkK

Meantime, at the end of July or the beginning of August, Calvin had come
to Geneva. He agreed to stay on two conditions, first, that he should be
allowed a few weéks of time (which he used to visit Basel); and second,
that initially he should not have any specific office in the church. It is
evident that a block still remained, that he did not want to be committed
to any particular task.! By the beginning of September we find him starting
some Bible studies or biblical lectures in the St. Pierre cathedral (not
sermons!). He was also at work on a translation of the /nstitutes into French
and called himself professor of holy scripture.2 Obviously for the time

41. Ibid., 203.


42. Ibid., 205.
1. Kampschulte, I, 281f; cf. Calvin's letter to his friend E Daniel, 10.13.1536, in
CO 10/II, 62-64 (no. 34).
2. Calvin uses this description of himself on the title page of the two 1537 Epistolae,
OS I; 287.

258
§12 Calvin’s Work

being he wanted to occupy a kind of middle position between purely


academic work and church work. He never became totally a pastor but
always remained on the boundary, as it were, standing and working on
church soil but always looking beyond it to associated possibilities as a
public adviser and an independent thinker, scholar, and writer. Further-
more, in the biblical lectures, which he would not give up even when he
was appointed pastor some months later,3 we can see the beginnings of
the Geneva academy, which would later4 grow almost of itself out of
Calvin's lectures.
What line did this early educational activity in Geneva take? We
hardly know anything about it except that he began by expounding the
epistles of Paul.» Zwingli opened his preaching ministry in Zurich under
similar but more peaceful conditions with an exposition of Matthew's
Gospel.® The different texts chosen are typical of both. Remember that
Calvin found himself in a totally chaotic situation in Geneva. On his
deathbed, saying farewell to his colleagues, he said of this that when he
first came to this church there was, as it were, nothing there. Sermons
were delivered, but that was all. Idols were sought out and burned, but
there was no reformation. Everything was tumultuous (9, 891f.).7 Into
this situation he brought Paul and his Romans, which would be the theme
of his first commentary three years later.8
It is hard to imagine how things really went. One thing is certain,
that even decades later,? when he had for a long time been in the thick of
it, Calvin had not by a long way developed the same direct form of
eloquence that still grips us in Luther’s sermons. To the end of his days
he had to be content to expound, though at once going on to show the
relevance and universal validity of his texts, always focusing on the main
point, hence not without the fervor that is unavoidable when there is this
concentration on the drift and content to the exclusion of all secondary
matters; yet always very sober, bent over the Book, not claiming to bring

3. Stahelin, I, 122.
4. In the MS Barth first put the “later” before “Geneva San but then altered
it to its present position.
5. Bossert, 66; Kampschulte, I, 283.
6. 1.1.1519; cf. H. Bullinger, Reformationsgeschichte, ed. J. J. Hottinger and H. G.
Végeli, vol. I (Frauenfeld, 1840), 12. The sermons have not been preserved.
7. Discours d’adieux aux ministres, OS II, 401.
8. CO 49, 1-292.
9. The MS had by mistake an unnecessary “when he” here.

Zo)
First Genevan Stay

or to represent anything but what stands in it! in all its weight and with
all its implications.
At the first, when he emerged from his study to speak to the public,
this was how it had to be, though we do not have any of his lectures from
this period. Nevertheless, a remarkable thing happened. These biblical
lectures, which to our way of thinking might seem to be doctrinaire, made
an impression and were well attended, as though a mysterious under-
ground and paradoxical relation had come into being between the mixture
of error and force!! that was then called the Genevan reformation, and
the thinking of Romans that came from such a different world. Already
on September 5 Farel was before the council stating how necessary the
lectures were that “this Gallus” was giving in St. Pierre and asking them
to see to it that they were continued and supported. It was resolved to do
this.!2 But nothing much actually came of it, for in February 1537 the
council itself had to report that Calvin had received almost nothing by
way of remuneration and it was resolved to pay him six taler.!3
What he surely did receive in quick time was the respect and ad-
miration of the other pastors, though he played a secondary role in relation
to Farel, and was content to serve as the latter’s chief of staff. By May 1537
Farel was no longer going before the council without being accompanied
by this colleague who was twenty years younger. Farel and Calvin con-
stantly appear together now in council records, and when the crisis broke,
as though by an oversight on the part of the scribe, we suddenly find
Calvin and Farel.!4 The real relation between the two had probably for a
long time been in this reverse order. And when, three years after they left
Geneva, the situation became untenable, the Genevans knew where they
had to turn, and Calvin, no, M. Calvin ministre,}5 had now become the
only one to address the council in the church’s name. That the reversal
could take place without the slightest friction or dissension between the
two not only arouses sympathetic regard from a human standpoint but is
also an indirect proof of the strict objectivity to which the two subjected

10. For this formula in Barth cf. the preface to his Romans (Oxford, 1933) in the
second and later editions, 2ff.
11. Cf. Goethe’s Zahme Xenien IX.
DACOD 204
13. Ibid., 208.
14. Ibid., 224 (4.19f.1538).
15. Ibid., 282.

260
§12 Calvin’s Work

themselves. Farel understood the strange art of not just letting himself be
led but also letting himself be taught by the other even in things in which
he had already formed his own different convictions apart from Calvin,
for example, in eucharistic teaching, in which he was originally a fully
pledged Zwinglian.1¢ ‘
And to this stormy and unpredictable man, who at 69, for example,
would marry a young girl over the protests of all his friends,!” Calvin
would be no less loyal. The friendship that linked two such different
characters all their lives, and that on Calvin's side showed no signs of
reserve or being forced, proves too that in spite of everything we might
note concerning it, Farel’s reformation in Geneva also took place on a
different plane from that which is historically visible. Calvin could speak
on his deathbed about Froment, the moral preacher, though not without
a twitching in the corner of his mouth.!8 But he loved and honored Viret
and Farel as well as respecting them, though going his own way and not
theirs, and though it was only as his students that they became unambigu-
ously what they were.
In October (1-8) 1536 the Bern government had arranged a dispu-
tation at Lausanne.!? In the conquered territory of Vaud Roman Cathol-
icism still had strong support. Viret was preaching in one of the Lausanne
churches, but mass was still being said in the cathedral. Clearly the vic-
torious state had to take steps to cut the religious ties that still linked the
area to the previous government. With Viret, Peter Caroli (a Sorbonne
doctor and Protestant refugee), Farel, Calvin, and two other Geneva pastors
would represent the Protestant cause. On the Roman Catholic side, which
was much more resolutely and perspicaciously advocated than at Geneva,
a physician, Blancherose, was outstanding. But here, too, most of the
priests were characterized by a total lack of counsel or knowledge. The

16. In treating Farel as a Zwinglian Barth follows such older authorities as J. H.


Merle d’Aubigné, Histoire de la réformation . . ., 5 vols. (Paris, 1838ff.; ET New York,
1849f£); and C. Schmidt, Wilhelm Farel und Peter Viret . . (Elberfeld, 1860). More recent
research shows that this view does not allow for nuances and has little basis in Farel’s works;
cf. E. Jacobs, Die Sakramentslehre Wilhelm Farels (Zurich, 1978), 354, who concludes that
we must abandon the idea of a Farel who first followed Zwingli and then Calvin as too
simple, Farel being in fact closer in his eucharistic teaching to the Strassburg reformers.
17. CO 17, 335f. (Calvin to Farel, no. 2958) and 17, 351ff. (to Neuenburg
colleagues worked up about the matter, no. 2966); cf. Schmidt, Farel, 35.
18. Discours d’adieux aux ministres, OS I, 401, 36ff.
19. Schmidt, Farel, 19ff.

261
First Genevan Stay

Protestant theses (9, 701f.; Miiller, Symb. Biicher, 110)° laid strong em-
phasis, as was usual in Zwinglian circles, on the saving work of God and
the spiritual nature of salvation. Christ was sacrificed for us once and for
all, hence the only church is the fellowship of the reconciled and believing,
Christ is present only by the Holy Spirit, the sacraments are symbols and
signs of hidden things, the only priesthood is that of administering the
Word and sacraments, confession of sins is made only to God and only
God can forgive sins, and the only possibility of serving God is the spiritual
one of love for God and neighbor.
Calvin did not speak at this disputation until the fifth day.?! Perhaps
this was because he had been sick in bed at Geneva for ten days just before
it,22 the first of many sicknesses. Or perhaps he felt a need to become
acquainted first with the new situation and to let Farel and Viret take the
lead. Or it may be that he had an instinctive aversion for the Bernese
background of the whole affair. Or perhaps he could not be wholly satisfied
with the theses because they did not contain much that was dear to his
own heart: the majesty and glory of God, the authority of holy scripture,
an eschatological outlook, the paradoxical presence of Christ in the sacra-
ment, the sanctification of individuals in the community as an inescapable
task. But finally on the fifth day he saw cause to make his own incisive
contribution, though it would not be much more than the verdict of an
expert (9, 877).73 In discussion of the Lord’s Supper Blancherose had said
that the Protestants were contradicting the fathers. Farel could not answer
this charge.”4 Calvin with his knowledge of the history of dogma felt that
he should now join in the proceedings.
He did not forget to begin by saying that we really have enough in
the Law and the Prophets and do not need to use either the living or the
dead as our authorities. For this is not just a matter of temporal policy for
the present life but a question of the spiritual rule of God for eternal life
in which we have to recognize God as the only king and lawgiver.?5 (It is
worth noting that a link between biblicism and eschatology comes to light
here. It is because we have to do with eternal things that the Bible is

20. Les articles de Lausanne, CO 9, 701f.


21. CO 9, 877. Calvin stated that he had kept silence thus far sillhad meant to
do so to the end seeing the replies of Farel and Viret were so adequate.
Qe COnOMaGr
235 COVES H-8G:
24. Cf. Schmidt, Farel, 21.
D5 ACOWNS.8:

262
§12 Calvin’s Work

normative rather than the fathers, in whom this orientation is not suffi-
ciently strong.) Nevertheless, if there was to be an appeal to the fathers,
Calvin thought he could show that they favor the Protestant view more
than they do the Roman Catholic. His contribution was primarily a
brilliant display of his erudition. From memory he could adduce a passage
from ‘Tertullian, another from Pseudo-Chrysostom, and six from
Augustine, and give the sources.*° Furthermore, he could give an outline
of his christology and eucharistic teaching?” with a precision that shows
clearly that he lived and moved regularly in that whole world of thought
of which he had given only one demonstration in the Jnstitutes. A Fran-
ciscan monk named Todi then rose up in a kind of ecstasy and declared
that he had now seen the truth, that he knew what the gospel was teaching,
that in order not to sin against the Holy Spirit he must confess this, that
he was asking the people to forgive him for so long leading them astray,
and that he was leaving his order.?8 This was the high point of the whole
disputation.
Calvin spoke again twice when the other side appealed to the au-
thority of Pope Gregory VII, using not wholly impartial sources, again
extemporaneously, to show what kind of man Gregory was.?? When the
Bernese mayor Jacob of Wattenwil, who was present for the occasion,
declared the disputation over on October 8 and held out the prospect of
a decision by the government, it was evident to everyone that the goal had
been reached and reformation would take place in Vaud. Caroli was
appointed the first pastor in Lausanne and Viret the second.3° We shall
hear more about both.
On October 16 Calvin went with Caroli to a synod at Bern dealing
with the so-called Wittenberg Concord. Thanks to the unwearying efforts
of Bucer and Capito this document had been drawn up as an instrument
of peace between Lutherans and Zwinglians. Luther on the one side and
the Swiss on the other were not enthusiastic about it. Calvin did not take
part in the proceedings. As is still the custom to this day, the discussions
of church and state bodies in Bern were held in dialect, and it is quite
possible that the French guests were simply unable to follow the course of

26. Ibid., 879-81.


27. Ibid., 882-84.
28. Doumergue, II, 216.
29. CO 9, 884-86.
30. Schmidt, Farel, 22.

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First Genevan Stay

the lively debate. It is hard to see what other reason there could be for
Calvin maintaining silence when such an important matter was under
discussion.

§13 REFORMATION PROGRAM!

In the ensuing winter months of November and December the lectures


and sermons met with growing success, and Calvin also drew up the chief
documents for the first attempt to reorganize the church. These documents
included a church order that he submitted to the council in a memoran-
dum, a catechism that would be the basis of religious education for young
people, and a confession of faith? to which adult citizens would solemnly
subscribe in order to seal their resolve to accept the Reformation. Since
the whole Geneva experiment, of which these documents were the start,
is so important if we are to achieve a proper portrait of Calvin and his
theology, we cannot refuse to look more closely at these pieces in their
original form.

Church Order

On November 10 Farel came before the council to present some articles


of church government. It was resolved to accept these as they were, to
remove all images, and to establish an order for preaching according to
detailed resolutions that would be passed at the next session. This at least
is how I have to understand the rather obscure wording of the minutes of
that session.> It certainly seems to me that these articles cannot have been
the same as those presented by Farel and the other pastors on January 16,
1537, the articles on the organization of the church and worship at Geneva,
in which nothing is said either about removing images or a preaching
order. Probably the November articles were a first draft, but we know
nothing about this apart from the points mentioned, and Calvin probably
had little or no hand in them. It is indeed psychologically more likely that

1. In the MS the heading was added in the margin.


DROS les Goths 37/8ther4 sth
Ba COW 206:

264
§13 Reformation Program

Calvin, having just come back from Lausanne and Bern, and having
previously been at work hardly a single month in Geneva, would not have
rushed in at once with his incisive ideas on the organization of the church.
He obviously had to tackle this subject, and he did so at the beginning of
1537 in a memorandum to the Council (10/I, 5ff.).4 He himself almost
certainly did not draw this up, but equally certainly its contents in the
critical portions are his work. We must briefly analyze it.
A first introduction rather clumsily summarizes the four main points
that concern the pastors who present it.5 A second introduction admits that
the confusion of the first period of reformation did not make for the quick
reducing of everything to good order but claims that it has now pleased the
Lord to establish his rule rather better here, and therefore the time has come
to consider what church polity should be adopted as we are directed by his
Word and have the assistance of his Spirit.° If the council sees that the
following proposals are in keeping with God’s Word, then it should do its duty
and put them into force as orders. For the Lord has indeed given the council
the insight that the church’s ordinances (an actual use of this term already!)
must always rest so far as possible on his Word, which is the sure rule of all
government and administration, especially in the church.” Who was behind
these statements we can hardly fail to see. They are memorable and historically
weighty statements when we remember all that would follow this first link
in the chain. From this time on we not only have Calvin but we have Calvin
in Geneva, Calvinism. The first part of the memorandum, more than three-
quarters of the whole, deals with the Lord’s Supper.8 Then we have the singing
of the Psalms, the catechism, and the order of marriage, but in comparison
these are mere trifles. Calvin’s church order is a eucharistic order.
e The exposition begins with the clear-cut thesis that it would be
desirableto administer the Lord’s Supper at least (!) every Sunday. Jesus
did not institute it to be remembered only two or three times a year but
as a constant exercising of our faith and love in which the congregation
should engage every time it meets. The abomination of the mass has led
to decline from the original use.? It willbeseen that Calvin had no thought

JOST, 3698,
. Ibid., 369.
/ Ibid.,.370.
Ibid.
. Ibid., 370ff.
fibids370;
DAW
0ON

265
First Genevan Stay

of sharing in a spiritualizing aversion from the sacrament. For him it was


a constituent part of worship. He did not want to lag behind Roman
Catholicism in this regard but to move ahead of it — an almost intolerable
idea for us but one into which we must try to find our way somehow if
we are to understand Calvin. In him’ as in the other reformers, even
Zwingli, I have the impression that they had at their command at this
point categories that we have lost but that in some manner that eludes us
were linked to what was most central in their knowledge of God, the
communion of Christians with Christ. They still knew what a sacrament
is. Perhaps we will one day come to know this again. Calvin himself had
to give up this ideal of an administration every Sunday. Because of the
existing “weakness of the people” there was a danger that too frequent
administration would bring disparagement on the mystery. For this reason
it would be better to opt for a monthly administration, switching from
one church to the other, though obviously with the whole city and not
just one parish in mind.!° We are probably not mistaken if we see in this
more limited proposal, which the council later would not find satis-
factory,!! the result of a compromise among the pastors themselves. Calvin
wanted to go further, others less far, so they agreed upon this middle
course.
The question of frequent administration, however, was not Calvin's
main concern. The “principal order” that ought to be introduced was as
follows. The
institution of the Lord’s Supper had as its aim the uniting of
the members of Christ to their Head and their uniting among themselves
as one body and spirit. But this union must not be stained and besmirched
by the participation of those whose evil lives declare that they do not
belong to Jesus. This would be the dishonoring of God against which Paul
made such serious threats in 1 Cor. 11 [vv. 17-34].!2 Those who have the
power, then, must set up a polity that stipulates that only those may
participate who are as it were approved members of Jesus Christ. This
meant excommunication according to Calvin’s understanding of Matt. 18
[vv. 15-18]. The obdurate and those who lead an unchristian life in spite
of admonition must be cut off from the body of the church as members
that have rotted.!3 For— and here we have three reasons familiar to us

10. Ibid., 371.


11. CO 21, 206. The council fixed on four times a year.
OS Ih Bye
ISMibida 372.

266
§13 Reformation Program

from the /nstitutes — (1) Jesus Christ must not be exposed to the suspicion
that his church is a conspiracy of perverse and frivolous people; (2) those
concerned should be brought to self-knowledge and repentance by the
shame of this punishment; and (3) the rest should not be unsettled by
their bad example but terrified by the example of their punishment.!4
Papal excommunication is a caricature of this, for the right to punish is
there taken from the congregation and handed over to pseudo-bishops.!5
It must be given back to the congregation. To put it into effect the
congregation must select a number of men of excellent life and character,
proven convictions, and incorruptibility.
What this involves, though the word is not used here but only in
later versions of the order, is the consistory. Chosen from all the parishes,
the men mentioned will keep an eye on how people live, and if they find
a serious fault (“notable vice”) in anyone, they will report it to a pastor,
whose task it will then be to admonish the one concerned in brotherly
fashion.!© If that does no good, the fault and obduracy will be reported
to the congregation. If that again does not help, the congregation will be
told that although it has done its duty, it has failed. the
If offender
continues in hardness of heart, the time for excommunication has come,
for exclusion from the “company of Christians,” for handing over for a
time to the power of the devil until signs are given of remorse and
repentance. In
token of this exclusion the person concerned will be refused
Holy Communion and intimate dealings with other believers, but will still
be allowed to hear sermons in order to get teaching and in an attempt
again and again to see whether it will please the Lord to move the heart
and to bring the person back to the right path.!7 Apart from this punish-
ment the church will initiate no other proceedings, we are then told
expressly, but if any thus excommunicated think they can laugh at this
punishment, then the authorities will know ways of not leaving un-
punished such deriding and mocking of God and his gospel.!8 This theory,
we see, does not regard it right for the church to inflict bodily punishment
(ecclesia non sitit sanguinem).'9 It is not unlike the Roman Catholic view

14. Ibid., 372; cf. 89f£; BI 83.


15. OS A373:
16. Ibid.
17. Ibid., 3736.
18. Ibid., 374.
19. On the history of this legal maxim cf. A. Erler, “Ecclesia non sitit sanguinem,”
Handwiorterbuch zur deutschen Rechtsgeschichte, vol. | (Berlin, 1972), 795ff.

267
First Genevan Stay

that heretics should be handed over to the secular arm. The difference is
that jurisdiction now extends only over the moral and not the religious
life of the people, an uneasy advance on Roman Catholicism, but at any
rate not its opposite.
Naturally Calvin did also regard religious attitudes as a matter for
church discipline. Those totally “opposed to us in religion” were even less
to be tolerated in the eucharistic fellowship than evil livers.2° For them
the remedy was as follows. All the residents of the city were to make a
confession so as to show who were in agreement with the gospel and who
would rather belong to the kingdom of the pope than to the kingdom of
Jesus Christ.2! And it would be an act of Christian magistrates if council
members would individually subscribe to the confession in the council so
as to make it plain that their doctrine really is that by which all believers
link themselves to the church. By their example they will show the rest
what they must do.2? A more unusual demand has seldom been made so
formally of any government. The one who dared to put the demand can
hardly have been a loyalist. Having made the confession, some of the
council members should then go to individual citizens with a pastor to
receive their assent to the confession. But this should be done only this
one time when it is not known as yet what the attitude of people is to the
teaching that is the true beginning of a church.”3 The thinking is obviously
that a tradition will now be started to which there may be legitimate appeal
should doctrinal differences arise later. In
this way Calvin focused church
membership, church government, and the church confession on the Lord’s
Supper. The purity and dignity of the supper is the standard by which to
decide who are approved members of Jesus Christ, members of the
church.*4 To maintain the purity and dignity of the supper a church board
is needed, the consistory, but so too is the church confession if the whole
structure is to rest on an authority and continuity that are more than
personal and that may be invoked at any time.
Itis a fact that in remarkable and instructive tension with the spiritual
and even otherworldly character of Calvin’s Christianity his community
in its original conception is so expressly a eucharistic community, and also,

KD, OS Ik, BHA


21. Ibid.
22. Ibid., 374f.
DSalbidesyo:
24. See above, n. 13.

268
§13 Reformation Program

as we have seen, that the state, by means of the confession made by the
supreme authority and the sum of its citizens, should confess its identity
with this community, and should thus show itself to be a Christian state,
a legitimate power that God has instituted not only in his wrath but also
in his grace. The parallels to what we find in Roman Catholicism are
obvious. I hinted at some of them yesterday. But it should be pointed out
again and again that in contrast to this strongly developed element of
visibility in Calvin’s concept of the church the thought of predestination
offers very sharply an element of invisibility, so that there can be no real
equation with the concept of medieval Catholicism.
Let us recall again at this point that in Calvin ecclesiastical power
comes under the heading of Christian liberty and has a place only there.
The church is not for Calvin a saving institution, seriously though he takes
it. It is the visible fellowship of believers. But in its proper place and with
every necessary caveat we have to take it seriously as such. In the Lord’s
Supper there is no corporeal presence of God, no direct miracle, but in it
we have the presence of the promise of God, the sign and image of the
miracle, and where people find themselves in the fellowship of those who
expect this, who look beyond the visible, there is the community of Christ
on” earth, and-again itistobe taken seriously assuch. Finally, even the
church discipline is not a way to God that is necessary for salvation. God’s
judgment remains sovereign over both those who are inside and those who
are shut out. It is an instrument of humanity,*> a measure by which the
community may keep its witness pure. And who permits us, Calvin thinks,
not to use this visible measure, knowing its relativity? What we really have
here is the force and breadth of Calvin’s genius that are almost beyond
our comprehension — a clear vision of the this-worldly element on the
one side and the otherworldly element on the other, but with an equal
appeal to both as complementary to one another. In considering the church
order for Geneva with its uncomfortable concreteness, we must thus pay
more attention than formerly to the transcendent, eschatological, and
theocentric motifs in his theology, not being content merely to shake our
heads at all that we heard yesterday.
The second matter on which the pastors of Geneva gave their advice
to the council concerned the introduction of psalm singing after the
manner of the early church so as to protect common prayer against
coldness and to lift up the hearts of the people to God. At this point, too,

25. OS 256; BL 231f

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First Genevan Stay

the papacy had robbed the church by making of loud praise to God's glory
a thoughtless mumbling. The Psalms should first be taught to children,
then adults should be taught to sing them, so that they might become a
common inheritance of the church.26 |
The third article dealt with Christian education.?7 Faith and confession
go together, especially for young people. In the existing situation in particular
something had to be done to make possible for them an intelligent confession
of the faith of the church to which they belonged. There was to be seen in
them an astonishing “rudeness and ignorance” such as were not tolerable in
the church of God.28 Needed, then, was a brief and easy summary of the
Christian faith by which children might be examined at certain times of the
year by the pastors until they showed themselves to be adequately instructed.
It was really the parents’ duty to see to it that children learned this summary
of the faith, and they should be admonished to attend to this by the council.
As we see, we have here a primitive form of religious education. There is no
talk at all of confirmation or the like. A church whose pastors knew what they
wanted did not really have to take these things tragically, only seriously. Being
so concerned about content and so sure of the power of Christian truth, they
did not need to worry about quantity or educational refinement. Today when
religious pedagogics is in full bloom and church circles show a general concern
for the quantity of religious education,?? you must answer for yourselves the
question where there is a similar concern for content or a similar confidence
in the power of Christian truth.
Finally, the fourth article has to do with the order of Christian
marriage, especially as regards impediments, in regard to which scriptural
injunctions were to be brought back in place of the complex papal rules.3°
The memorandum closes with a challenge to the council to test what
has been said by the Word of God. If the Word is in agreement with it,
then it is not the pastors who have said it, and no difficulty should prevent
the council from doing its duty and setting affairs in order. If we follow
the commands of God, we must also have good hope that God in his
goodness will bring our undertaking to a successful conclusion. God has

26.,OS 1-375;
2/7. Ibid. 3726.
28. Ibid., 376.
29. Earlier Barth had been much involved in this issue. For a list of relevant writings
cf. the Swiss edition, p. 364 n. 31.
30. OS I, 376.

270.
e

§13 Reformation Program

already given the council the grace to seek his glory.3! Before we look at
the basic significance and historical outcome of the memorandum, we
have still to turn our attention to the two other elements in Calvin's
reforming of the church.

Catechism32

We are now dealing with the original form of the famous Latin and French
Catechism of the Genevan Church of 1545, which became a norm and
model for all Reformed catechisms until a year before Calvin’s death it
was put in the shade by the work of the theologians Ursinus and Olevianus,
the much more practical and usable Heidelberg Catechism of 1563 (6,
1ff.; Miller, Bekenntnisschrifien, 117ff.).33 The Catechism or Instruction
in the Christian Religion of 1538 was the direct forerunner of the 1545
work.34 It claims to be a translation of an earlier French original35 and
was drawn up to defend the author and his colleagues publicly against the
charge of Arianism that Caroli had brought against them in Lausanne.
The earlier French original was for a long time thought to be lost, but
suddenly it was rediscovered in 1877 in a collection in the Bibliothéque
Nationale in Paris, published, and then included in CR (22, 33ff; Latin
5, 323ff.).3° This French original has the title Zstruction and Confession
of Faith Used in the Church of Geneva, and it is surely that brief and easy
summary that the memorandum of the pastors, as we say, requested of
the council. The time of its appearance is not easy to fix since it is not
dated, nor is it mentioned in the records of the council, but according to
the testimony of Beza’s biography?” and a letter of Calvin to Grynaeus in

ZBL Ibid., 37/7.


32. Ibid., 378ff.
33. BSRK 117ff; Schaff, 307Ff.
34. In a marginal note Barth refers to Calvin’s quoting of the catechism in answer
to Farel, but the reference should be to Caroli. In a letter of the Genevan pastors to Bern
dated February 1537 (CO 10/II, 82-84), Viret is defended against Caroli’s charge of Arian
error. Two quotations are given from the Latin version of the catechism that agree word
for word with the text in CO 5, 337f.
35. For the full title see CO 5, 323f.
36) GiCO 22,.9:/OS 12378th> Latin, CO: 5, 3238.
37. Beza, Vita Calvini, CO 21, 126. For the letter to Grynaeus see CO 10/II, 106-9
(no. 64), with reference to Viret and Arianism on 107.

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First Genevan Stay

May 1537 it must have come out at the end of 1537 or early in 1538,
that is, at much the same time as the memorandum was presented.
As regards authorship, internal and external evidence leaves us in no
doubt that the work was Calvin’s and only Calvin’s. Apart from arrange-
ment, the original differs from the better-known 1545 Catechism in that
it does not consist of questions and answers. Like Luther's Large Cate-
chism, but more crisply, it consists of a sequence of sixty succinct presen-
tations. Three characteristic texts from 1 Peter serve as a motto: “As new-
born babes, desire pure spiritual milk” (2:2); “Be always ready to give an
answer to everyone who asks you a reason for the hope that is in you”
(3:15); “If anyone speaks, let him do it as speaking God’s Word” (4:11).
The Ten Commandments, Apostles’ Creed, Lord’s Prayer, sacraments,
preaching ministry, and government are the topics. Seven articles on the
knowledge of God and self form the introduction. Nine articles on the
Commandments and the Creed deal with the significance of the law for
salvation, predestination, faith, justification, repentance, and good works.
Between the Creed and Lord’s Prayer three articles deal with hope and
prayer.
As we see, we have on the whole a repetition of the J/nstitutes, and
there are even some verbal echoes at times. All the same, I would recom-
mend you to read the work and can hardly pass it by altogether here. Its
relation to the Institutes resembles that of Kant’s Prolegomena® to the
Critique ofPure Reason. It is an authentic summary of the larger work and
in it many sayings and thoughts that do not receive emphasis there take
on for the first time their true color and force. At the same time there are
in it no new approaches or expositions that carry us further. I will thus
simply pick out certain things from this catechism. For the purpose of
these lectures we cannot impress upon ourselves too strongly the distinctive
expressions and concepts of Calvin’s theology.5?
Article 14° tells us that in view of the fragility and brevity of life it
has to be a meditation on immortality. But we can find eternal and
immortal life only in God; hence we have to seek God.
Article 24! deals with the difference between true and false religion.

38. The Critique came out in 1781, the Prolegomena in 1783.


39. Barth put the themes of the articles, or groups of articles, in the margin,
underlined in red pencil.
40. OS I, 378. Theme: “God and Immortality.”
41. Ibid., 379. Theme: “True Religion.”

INP
4

§13 Reformation Program

People constantly come up with the idea of a deity they have to fear. But
true piety is not fear. Fear of the deity may well go hand in hand with an
irregular life and with great security. Fear is not yet recognition of the
infinite majesty of God. Fear fashjons its own god according to the dreams
and illusions of the heart. We have here a criticism of religion that we
might well feel reminds us of Feuerbach. True piety shows itself in the
genuine zeal that never tries to conceive of God as our own presumption
dictates but seeks the knowledge of the true God in God himself, conceives
of him only as he himself reveals himself and declares himself, namely, as
Father and Lord, reaches out after his righteousness, and has more fear of
offending him than of death itself.
Article 342 has to do with the knowledge of God. True and solid
piety is faith conjoined with fear and trembling. We cannot comprehend
God’s majesty as such. We are simply shattered by its brightness. We must
cling, then, to his works, which represent what we cannot see.43 We see
in the universe of things the immortality of our God as their common
beginning and origin, his power, wisdom, goodness, righteousness, and
mercy.*4 Note that here God’s immortality is put before all his other
attributes and is linked to the thought of creation — another instance of
Calvin’s basic eschatological, or, if one will, Platonic, orientation. Properly,
he thinks, the universe of things ought to teach us about God, were we
not blinded to the witness of this second created light as well. This being
so, we need the divine Word, which tells us what we cannot see for
ourselves, that every good thing comes from God and must redound to
his praise. We have to come to ourselves, to the revelation of God as the
living, wise, and almighty God, to the proofs of his righteousness, clem-
ency, and goodness toward us, if we are to understand the language of
heaven and earth.45
What can article 446 say about us, however, but that we have damaged
our divine likeness by revolt against the Lord, against God. It is only
stripped of all glory of our own that we can now know God. Everything
about us is profane and abominable to God.47

42. Ibid., 379f. Theme: “Knowledge of God.”


43. Ibid.
44. Ibid., 380.
45. Ibid.
46. Ibid., 381. Theme: “Self-Knowledge.”
47. Ibid.

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First Genevan Stay

As article 548 puts it, nothing we undertake is the true freedom it


ought to be; all is corrupt and spoiled.
Article 649 tells us that we are born thus and are constantly ensnared
in what then happens along these lines. If this insight plunges us into
terror and despair, it is essential that with no righteousness of our own,
no trust in what we can do, no possibility (“expectation”) of life at all, we
learn to cast ourselves down before the Lord, acknowledging our poverty
and shame.>9
For — we read in article 7>! — this very self-knowledge creates for
us the possibility of true knowledge of God. Or rather, with it God himself
has opened for us a first door to his kingdom by destroying the two evil
pests of security against his retribution and false self-confidence. We now
begin to lift up to heaven eyes that were previously focused on earth. We
no longer rest in ourselves but sigh for the Lord.°2
To bring this about is the purpose of the law of God, of which Calvin
speaks in articles 8-20.93 You must read the exposition of the command-
ments for yourselves.
If there are any people, we read in article 21,>4 who really exhibit
God’s law in their lives, they have to have the perfection that God expects.
If our wills were in line with God’s, the law would be enough for salvation.
But that is not so. The more clearly the law reveals to us the righteousness
of God, the more clearly it also reveals our own corruption.>>
Hence, article 22 tells us,>° God himself intervenes for us and com-
forts us with the confidence in his power and mercy that he gives us in
Christ, his Son. In the law he seemed to be only the righteous Judge; in
Christ we see him in his grace and clemency.57 We note that here Calvin
keeps in the background two thoughts that elsewhere he stresses strongly:
the promise concealed in the law and the unity of the OT and the NT.
He follows instead the familiar Lutheran schema of an unequivocal an-

48. Ibid. Theme: “Free Will.”


49, Ibid., 381£. Theme: “Sin and Death.”
50. Ibid., 382, n. 50.
51. Ibid., 382. Theme: “Alteration.”
52. Ibid.
53. Ibid., 383ff. Theme: “The Law.”
54. Ibid., 389.
55. Ibid.
56. Ibid., 389f. Theme: “The Gospel.”
57. Ibid., 390.

274
§13 Reformation Program
\
tithesis of law and gospel. It cannot be denied that the Lutheran view of
the relation is simpler and more vivid and dramatic. That Abraham saw
the day of Christ and rejoiced [John 8:56] is something that is hard to
explain even to adults and indeed theologians, let alone children. I do not
know whether it was for this reason, to avoid upsetting the psychological
simplicity of the familiar treatment, that he kept silence at this point. In
fact we must not always say all that we know or might say. In the later
versions of the Jnstitutes he took up the matter all the more extensively,
and the fact that in question 19 the Heidelberg Catechism followed Calvin
and ventured to state the position so plainly>8 seems to me to be one of
its most decisive theological services.
In another respect Calvin makes things easier for children than the
Heidelberg, at least in this form of his catechism. Iam referring to the
doctri ion, which even here, in contrast to the first edition
of the Jnstitutes, he expounds for the first time under its own heading. The
condition foracquiring that comforting trust.in God is faith,.says article
23.59 There is thus a distinction among people. Some receive the seed of
thedivine Word, others do.not.
~ According to article 24° this distinction goes back to God'selection,
which applies to some, whereas others are rejected by the same divine.
decree before thefoundation of the world, so that the clearest and most.
~peérspicuous ‘Preaching of the truth. can be for them only a savor of death

é ieseasonfor his choiceto God alone. Avail our crude minds


cannot comprehend the divine clarity. Those who seek to penetrate the
divine majesty will be overpowered by the glory and struck down.°!
We should not say that it is an evasion when Calvin has recourse to
mystery in this fashion. What he speaks of is not a mystery, but the mystery,
the mystery of the freedom, the deity of God, of him who is and is not,
of the ground of all grounds, of the light that is present for no eye, of him
who goes and comes, who is eternal. This being so, faith is our only option,
he is saying. Faith does not mean that everything is self-evident. It means
being wrested out of the darkness of unbelief. God alone is the “why” of
faith, God the Lord, God in his majesty. How can or may we ae of

58. Schaff, 313.


59. OS I, 390. Theme: “Predestination.”
60. Ibid.
61. Ibid., 390f.

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that “this being so” an explanation, a reason? If there were a reason for
faith, it would not be faith. Faith is faith only when it has no basis other
than the freedom, the decree, of God. Calvin is a thousand times right
when he begins his description of faith with God and God alone.
Whether he is equally right to assign faith and unbelief to two different
human groups is another question. I for my part do not think so. It would
be more consistent, I think, to speak loudly and forcefully about God’s
electing and rejecting but to maintain a strong and significant silence about
the elect and the rejected. But it would take us too far afield to go into
that here. Two things Calvin believes we should cling to face-to-face with
this mystery of the election of grace. First, God is always right, for even
if he wished to destroy the whole human race, who could deny him the
right to do so? If he saves some, it is of his sheer loving-kindness, to which
no one can lay claim. Second, we need not plunge into the abyss of eternity
to know how we ourselves stand; we have only to hold fast to the witness
that is given us in Christ and that grants assurance of salvation to all who
accept it.
True faith, says article 25,69 halts at the mercy of God that is
promised us in the gospel. Promise and faith are correlative concepts for
Calvin. Take away the promise, he says, and you take away the basis of
faith.©4 A faith that is anything other than faith in the promise (in the
things that we do not see but can only hope for according to Heb. 11:1)
would again not be faith. Christ, however, is the confirmation of all
promises, the quintessence of promise, we might say in line with Calvin.
In him we see all the treasures of the divine mercy. In him they are offered
to us. Hence he is the “perpetual object” of faith,® the lasting and defini-
tive focus of all eyes that wait for the consummation.
This being so, article 26 continues,® it is obvious that faith tran-
scends all the powers of our human nature. We are blind to the divine
mysteries. We have no organ by which to perceive them. How can we be
certain about the will of God for us? We who are human! Is it not a fact
that the truth of God has no stability in us even when it is a matter of
observing visible and perceptible things? How, then, can it be firm and

62. Ibid., 391.


63. Ibid., 391£. Theme: “Faith.”
64. Ibid.
65. Ibid., 392.
66. Ibid., 392f.

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certain when God promises us things that no eye sees and no mind
understands? No, when and where faith is present, it is so only as a
distinctive and precious gift of God. It is a clarity of the Holy Spirit
illumining our minds and confitming our hearts so that we are firmly
convinced that the truth of God is so certain for us that it is totally
impossible that what his holy Word promises should not be fulfilled.97
Article 27 deals with justification.°8 If Christ is really the sum of all
the promises, the perpetual object of faith, we can know that what we
receive though faith has to be in Christ alone. Stripped of our own
righteousness, we are clothed with his.7? We do not receive anything of
this righteousness within ourselves. It is imputed to us as promise, imputed
just as if it were our own.7! Christ represents those who in him believe in
the promise of God, and that means the forgiveness of sins, not an
alteration in us, but the unheard-of and incomprehensible thing of an
alteration in God’s attitude to us. This alteration is the point of the sending
of Jesus Christ.
For Calvin, however, there is not just a justification by faith but
definitely (article 28) a sanctification by faith as well.”2 They are deceiving
themselves who think they can boast of their faith in Christ without this
second aspect.’3 There is for Calvin no contradiction between what he
had just said and this further point, for in his view justification and
sanctification lie from the outset on two different levels, yet they intersect
—and this is the important thing— on the line which is Christ from
an upward point of view and faith from a downward. Christ represents
us before God; that is in faith the ground of justification. But Christ
also gives us his Spirit; again in faith, that is the ground of our sanctifi-
cation.’4 To put this in mechanical terms, a hinge has to open here. As
the one thing is done for us in heaven, we on earth are put in a position
to do the other. The second thing is still totally different from the first,
but it has to take place in consequence of it. This other thing, the other
that has to take place on earth, is the observing (“l’observation”), though

67. Ibid., 392.


68. Ibid., 393. Theme: “Justification.”
69. Ibid.
70. Ibid.
71. Ibid.
72. Ibid., 393. Theme: “Sanctification.”
73. Ibid., 394.
7A. Ibid., 393f.

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not, of course, the fulfilling of the law. The law, once the cause of
self-condemnation, now becomes the light on our path [cf. Ps. 119:105].
It is not as though we are now doing works in our own strength. We do
them in spiritual strength as works by which we are made ready for the
righteousness of the kingdom of God.”
Hence — article 2976— there is no faith in -Christ without
penitence, without regeneration. Participation in the righteousness with
which Christ clothes us when representing us before God is a grace that
we must not profane, for it means consecration of life.”” In this conversion
regeneration takes place through mortification and vivification. As a result,
penitence is a task that is always essential.78
We thus move on in article 307? to the meaning of good works.
Especially clear in this article is the way in which Calvin constantly views
our human situation dialectically, from a twofold standpoint. There is no
doubt, he begins, that good works which proceed from a clear conscience,
that is, a penitent conscience, are pleasing to God. But why and to what
extent? Because God recognizes his own righteousness in them. The only
righteousness of our works before God is that which consists of this
correspondence to the divine righteousness.8° Only in faith in Christ is
this correspondence really true and are we justified in what we do.
We might use the following comparison to make Calvin’s meaning
clear.8! Imagine two mirrors parallel to one another. The one represents
God's righteousness, the other our good works. A wall separates them,
somewhat inadequately representing — every simile conceals! — the total
impossibility of congruence between the perfect and the imperfect. We
cannot possibly attain to the righteousness of God and our works cannot
be pleasing to him. But imagine that at the end of the dividing wall a
third mirror is pointed in the opposite direction, that is, turned to the
first two divided mirrors. This third mirror is Christ. Then it is clear to
us how far there can in fact be correspondence between God’s righteousness
and our good works; how Christ can stand in our place before God and

75. Ibid., 394.


76. Ibid., 394f. Theme: “Penitence.”
77. Ibid., 394.
78. Ibid., 395.
79. Ibid., 395f. Theme: “Good Works.”
80. Ibid., 395.
81. The MS margin has an illustration.

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in God’s place before us; how in Christ we can participate in God and
God can recognize himself in us; how we can find our righteousness in
God and God can find his own righteousness again in us.
What Calvin calls correspondence here signifies a relation, one that
is, of course, broken and indirect, that is real only in Christ, but that is in
fact real in Christ. Apart from Christ God could not find a single meri-
torious work in his people. If there are to be justified works of ours, the
justification must lie outside us.82 It is outside us in Christ, and now God
finds in our intrinsically imperfect and polluted works nothing but a “total
purity” (“une entiére pureté”), calling them righteous and rewarding them
with eternal life.83 Take Christ away, the living relation, the correspondence
between heaven and earth, and everything is as it was before, for only in
Christ can this inconceivable thing, this paradox, be the truth.
I will pass over articles 31-40, which expound the Creed.®4 Article
41 on hope®> is important as a significant transition from belief in the
resurrection of the body and the life everlasting (in the last article on the
Creed) to prayer. For Calvin the relation of hope to faith is that hope is
the truly alive and active and motivated thing in faith, its pressing on from
promise to fulfillment. It is true that if Calvin keeps Christ at a distance
from us as the content of promise, along with the mercy of God and
everlasting life, he does not do this as if there were a kind of static relation
between here and there, a real this world and the next. Faith in itself, of
course, is simply acceptance of the promise, but how can that take place
without at once more than that taking place? Those who receive this
assurance are now waiting for what God promises to take place. Faith takes
it that God is truthful, hope waits for the manifestation of his truth. Faith
accepts God as our Father, hope waits for him to show himself as such.
Faith regards everlasting life as already given, hope waits for it to reveal
itself to us.86 The total Calvin speaks in this “hope waits” (espérance attend).
Articles 42f.87 describe prayer as the great movement beyond our-
selves to God to find in him what we lack. Above all, then, it is a
renouncing of our own dignity and glory. In it we do not exalt ourselves
¢

pyr, (Oks I SOS


83. Ibid., 396.
84. Ibid., 396fF.
85. Ibid., 403. Theme: “Hope.”
86. Ibid.
87. Ibid., 403ff. Theme: “Prayer.”

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before God but bewail our plight before him.88 We thus do what is
acceptable to him, and of itself prayer now becomes what it ought to be:
petition and thanksgiving.
In expounding the Lord’s Prayer im articles 44-51,89 Calvin seeks to
show how the honoring of God that is the theme of the first three petitions
is for our own good, so that in praying for our own good.in the last three
petitions we constantly redirect our thoughts from this to the honoring
of God, since we can seek our own good only to God’s glory.?°
Article 52 bears the heading “Perseverance in Prayer”?! and is perhaps
one of the most personal passages in Calvin. We must not try to tie God
to specific circumstances nor to impose any law or conditions upon him.
The first step in prayer is to subject our will to God’s so that, restrained,
as it were, with a bridle, it seeks only to adjust and conform itself to that
will.93 If we have composed our hearts to such obedience and are allowing
the divine providence to rule over us completely, then we learn in prayer
to trust, to wait upon the Lord, and to accept delay in the fulfillment of
what we desire until the time his will decides, certain that he is always
present with us even when this is not apparent, and that one day he will
show that he is not deaf to our cry, no matter how often it seems not to
be heard.?4 And even if after long waiting our senses do not see that our
prayer has been of any use, our faith affirms what the senses cannot see,
namely, that we have been granted all that is needful for us, that we have
plenty in our poverty and comfort in our affliction. Hence, when all else
leaves us in the lurch, God does not leave us, for he cannot let the
expectation and patience of his people be in vain. God himself will be an
adequate substitute for all else, so surely does he contain in himself all the
good that he will fully reveal in the world to come.? This was the way in
which Calvin prayed.
~ Articles 53-5676 deal with the sacraments. The sacrament is a witness
to the grace of God, to his goodwill toward us, an outward sign of

88. Ibid., 403f.


89. Ibid., 405ff.
90. Ibid., 405f.
91. Ibid., 410f.
92. Ibid., 410.
93. Ibid.
94. Ibid.
95. Ibid., 410f.
96. Ibid., 411ff. Theme: “Sacraments.”

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proclamation that the imbecility of our faith requires.97 Faith must be


exercised before God and others,°8 both inwardly and outwardly, we might
perhaps say, as an act of knowledge and as an act of confession, for, even
though it is God’s work, it is still our faith, imperfect like all things human.
God trains it by putting his high and heavenly mysteries in the form of
carnal things as befits the ignorance of our flesh in all that is high and
heavenly.?? It is not as though the things we are offered in the sacrament
bore what is high and heavenly in themselves by nature. They do it only
inasmuch as the Word of the Lord gives them this significance.!0° The
promise that God’s Word gives us comes first. The sign follows. It confirms
and seals the promise. It sheds light on it by putting it in the realm of
what we can comprehend with the senses.!°! And as we ourselves do
something at the same time, we exercise our faith outwardly before others
as well, and it becomes confession and praise of God.!02
» For Calvin the high and heavenly mystery is the same in both
baptism and the Lord’s Supper. There cannot possibly be different graces.
The one always depends on the other or calls to it. Nevertheless, he possibly
sees in baptism more of the sign of our fellowship with Christ, of our
investing with the good things that God has hidden in Christ, of our
sanctification, and in the supper more of the sign of justification, of Christ's
representing us before God. All the same, baptism is also the promise of
divine mercy and the supper the promise of Christ’s presence. Precisely in
Calvin’s doctrine of the sacraments we can see how justification and
sanctification, without merging or mingling (as in Osiander or in J. T.
Beck in the 19th century),! do belong together and are alive and dynamic
as the two divine standpoints from which we must see our life and whose
relation can find no analogy in any natural or continuous process.
In baptism and the supper we are to avoid certain errors. Water is

97. Ibid., 411.


98. Ibid.
99. Ibid.
100. Ibid.
101. Ibid.
102. Ibid.
103. Barth knew Andreas Osiander (1498-1552) esp. through the work of his
Gottingen colleague E. Hirsch, Die .Theologie des Andreas Osiander (Gottingen, 1919), esp.
172ff. For Barth’s later evaluation of J. T. Beck (1804-1878), cf. his Protestant Theology in
the Nineteenth Century (London, 1972), pp. 616ff., where he finds him closer to Osiander
than to Calvin, if not indeed to Trent.

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not the cause or even the instrument of cleansing and regeneration, and_
there is no spatial presence of Christ’s body and blood in the supper. The
aptismal water imparts to us knowledge of those gifts, and the eucharistic
elements give us instruction on Christ’s presence with all his riches.14 For
Calvin, however, this knowledge and instruction are the most vital and
direct and supreme things that God can now do for us here and now. For
the knowledge and instruction come about through the Spirit.! Is there
anything stronger or more direct and divine than the Spirit for us who are
human and not God? Would not anything more in fact be less? I would
warn you here against viewing Calvin’s sacramental teaching as more
limited than the Lutheran, as subtraction from the latter. For Calvin there
was no belittling or conjuring away of the mystery. His concern was to
put the mystery in the right place where it is unambiguously not just any
mystery but the mystery of the relation between God and us, the mystery
of the Spirit. Calvin excludes all spatial and material and natural ideas in
order that that alone may remain which truly unites God and us, namely,
the Spirit. If
Christ has gone up to heaven and left this dwelling on the
earth in which we still find ourselves to be pilgrims, even so no distance
can take away his ability to quicken his own people by what is his.!°° The
reference is to the Spirit, to the Spirit, to the supreme Spirit, to the Spirit
of God.
If we are assured of this fellowship between God and us by the miracle
of the Spirit, then we can hazard the further thought that was so much a
concern of Luther and that we found already in the Jnstitutes. As the Spirit
speaks in the sign to our spirits, Christ is present to us, and truly no less so
than ifwe could see him with our eyes and touch him with our hands, indeed,
with such power and efficacy that he not only gives the hope of eternal life
to our spirits but makes us certain of the immortality of our flesh. 197
The very insight into the strictly and properly spiritual nature of
God’s relation to us, the recollection of the distance between heaven and
earth, makes possible for Calvin, then, the insight that corporeality is the
end (the end) of the ways of God.!08 Without the first insight the second

104. OS I, 412, 413.


105. Ibid., 412.
106. Ibid., 412f.
107. Ibid., 413.
108. Barth picked up this phrase from E. C. Oetinger, Biblisches und Emblematisches
Worterbuch . . . (1776), 407.

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would be naturalistic dreaming, just as the first without the second would
be spiritualizing sophistry. Together the two insights form the genuine
paradox of faith. The place from which we see the spatial and material
and natural in its relation to Géd has to be transcendent, but from this
place we do see it in that relation. Thus for Calvin everything is again said
in his sacramental teaching, and here perhaps most strongly. “Hope waits,”
he might perhaps say here too, and for that reason he stops inflexibly at
the sign, but at the sign that signifies.
The final articles 57-60! present the doctrine of church and state
in much the same words as used in the Jnstitutes. Recall the militant
description of the ministry of the Word of God.!!0 Calvin adopted it more
or less word-for-word in the Catechism,!!! though with a stronger em-
phasis. God’s Word is what gives preachers their authority.!!2 If, then, they
turn back to the dreams and inventions of their own heads, they are eo
ipso no true pastors but are to be chased off as dangerous wolves. For
Christ bids us listen only to those who tell us what they have taken from
his Word.!!3 Of all human traditions we are to say that in no case do they
bind the conscience, and in no case are they to be equated with service of
God.114 If they do bind us, if they seek to be necessary to God’s glory, if
they want to be spiritual laws, then they not only destroy Christian liberty
but obscure true religion and violate the majesty of God, who alone wills
to rule in our consciences by the Word.!!9
Calvin then moves on at once to an exposition of church discipline
with the express caveat that we do not find in the memorandum but is
there in the Jnstitutes, namely, that it is a matter of regulating the church,
not of a true restraint of evil, and also with the three reasons for it that
we know already.!16 The teaching on government!!7 finally repeats the
demand for unconditional obedience, the one condition being that, since
the demand is made in the name of God, the will of God is itself a limit.

109. OS I, 413ff. Theme: “Church and State.”


110. Ibid., 237; BI 277ff
111. OS I, 414.
112. Ibid.
113. Ibid., 414f
114. Ibid., 415.
115. Ibid.
116. Ibid., 415f, On restraint of evil, 415; cf. 90f; for the 1536 Institutes, BI 83.
See above, 185ff.
117. OS I, 416f.

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First Genevan Stay

Here, too, Calvin’s last word is that we must obey God [Acts 5:29] rather
than human authorities.
This, then, is how Calvin wanted the young people of Geneva to be
taught. We are astonished. But let us ask carefully what it is that astonishes
us. It certainly should not be the pedagogical inexperience and hardness
of Calvin that he would offer children this kind of fare. To be sure, it is
difficult dogmatic food. But do not assume too quickly that the children
would not understand it. It was understood. The whole history of Geneva
for the next centuries proves that. The Genevans quickly|
learned to listen
to Calvin on predestination and Christ's
st’seucharistic presence, and t
to> speak

and Alexandria oul speak about homoousios and homoiousios.!118 Such


things were for them not just pettifogging issues or matters for doctors of
theology, but living questions. If they no longer are that for us, so much
the worse for us! In itself Christian dogmatics, when it really speaks, is
just as alive and intelligible as anything else in the world. It really speaks
when necessity, spirit, and life stand behind it, when it is a hard-won
answer to serious questions. Then it is an urgent matter of the day. Then
it is as relevant as anything else in virtue of its special connection with the
most burning of all questions. Then children, too, can understand it. But
if it is no longer that, then it becomes obscure, difficult, and absurd. Then
all our efforts to explain it or to give it emotional force are no help. Then
sincere young people laugh at our psychological wiles, no matter how well
meaning they may be. If we are in this latter position, then we need to
ask ourselves how it has come about that something that did speak once
will no longer speak to us. We certainly should not suppress the historical
truth that it did speak once.

Confession

You will recall that in our account of the memorandum presented to the
Genevan council a confession of faith was put forward as a requirement
for the Lord’s Supper, a confession to which the council and all citizens
were solemnly to subscribe. In the preface to the Latin version of the
catechism in 1538 (5, 319),!19 Calvin himself tells us what considerations

118. Cf. Gregory of Nyssa, MPG 46, 557.


119. OS I, 426-34.

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moved the pastors to ask for this prerequisite. Whatever others might think
of it, he said, the pastors could not limit their work so narrowly as to be
content with preaching as a completed task. They had to attend more
closely to those whose blood might be required of them should they perish
because of the pastors’ sloth. As this concern became sharper, it became a
particularly burning and painful one when they had to administer the
Lord's Supper. For although they viewed the faith of many as more than
doubtful, all the people without exception streamed to the supper. They
thus took to themselves the wrath of God rather than sharing in the
sacrament of life. Should it not be concluded that even the pastors were
profaning the sacrament if they could administer it with so little joy? The
pastors, then, could have a good conscience only if they demanded that
those who wished to be counted as Christ’s people and to be admitted to
the holy and spiritual meal would pledge themselves to the name of Christ
by a solemn confession.!2° It was obviously the text of this confession that
was presented to the council on November 10, 1536, along with articles
on church government that have not survived.!?! We may also assume
that reference was somehow made to the confession in the articles. As we
shall see, the confession was then printed separately in April 1537 and
distributed to all the houses. In 1538 Calvin then translated it into Latin
along with the catechism and thus made it known to a wider public. The
longer title tells us that all citizens, residents, and subjects were to swear
to uphold and keep it (9, 693; 22, 85; Miiller, Bekenntisschriften, 111;
Ratinjoy 355)822
The question of authorship is not at all simple. The 1538 Latin
translation undoubtedly came from Calvin’s pen, and in whole and in
detail the confession is based on Calvin’s Catechism. But between the
beginning and the end with Calvin another was probably the true author.
For the sake of brevity this author left out an exposition of the Ten
Commandments, Apostles’ Creed, and the Lord’s Prayer, as we did last
time. He put a section on the authority of holy scripture at the beginning.
He greatly shortened the expositions of the catechism. In many places he
simplified them theologically by eliminating the dialectical element. He
omitted the section on predestination and the second half of that on
government, where God, we are told, must be obeyed first. In compensa-

120. Ibid., 428f.


120, COMI 206:
122. OS I, 418ff; cf. CO 9, 693ff.; 22, 85ff (French); and 5, 355f. (Latin).

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tion he enriched the earlier work by enlarging the section on discipline


with a sonorous list of vices and many sections with powerful attacks on
the papacy, as in the section on the Lord’s Supper, where the mass is called,
almost in the words later used by the Heidelberg Catechism, an abomi-
nation and damnable idolatry, churches dependent on the papacy are called
synagogues of Satan, and so on.!23 So far as possible, everything is
made practical and illuminating and easy to handle. As we would see it,
this confession is unquestionably more usable than the catechism itself as
a means of instruction. What it offers as the first Calvinistic con-
fessional statement is throughout Calvin's theology. There is hardly a non-
Calvinistic word in it. But a thin veil of Reformed churchiness is thrown
over Calvin’s concepts, as would be attempted so often later with success
or failure, most classically in the Heidelberg Catechism. On linguistic
grounds (prolegomena to 22)!?4 it may be cogently argued that the author
was Farel, not Calvin.
The confession shows plainly what a strong impact Calvin's theology
had made only a few months after his arrival, even on those who were so
much older than its author. It is also astonishing, however, how quickly
Farel learned — and how easily and swiftly this may be done with the
theology of Calvin or anyone else — to remain more or less faithful to the
wording and yet to make of this theology something different, something,
we might say, that is more customary and that may be put more easily to
use. Supposing that Calvin had died of the illness that afflicted him in the
fall of 1536. The work of reformation that had been begun with the
Institutes would have been in the hands of Farel and the other pastors once
again, and they would have continued it along the lines of the confession.
Farel was an open and honest man, not wanting at all in zeal. But things
would have been much different than under Calvin, as they were thirty
or forty years later when Calvin was no longer there: Calvin with his very
theological and, for all its turning to the world, very unpractical abstract-
ness; Calvin with his puzzling zeal for an extreme doctrine of predestina-
tion; Calvin with his incomparably paradoxical concept of Christ and the
Lord’s Supper; Calvin with his insistence that obedience must first be paid
to God [Acts 5:29]. Much that was ambivalent and demonic would then

123. For the vices see CO 9, 698; 22, 93; OS I, 424f. On the mass see CO 9, 697;
22, 92; OS I, 423; cf. Heidelberg Catechism, qu. 80; Schaff, 335f. On the synagogues of
Satan see GO’ 9; 698; 22) 93:'OS I, 424.
124. CO 22, 9/10.

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certainly not have happened: the disaster of 1538;!25 the rough power
struggle of the 1540s; the fall of Bolsec; the burning of Servetus; the
momentous development of the second, Reformed form of the Reforma-
tion in such a way that it made a place for itself and could no longer be
set aside as simply a sect, a special instance of spiritualizing Enthusiasm
— in short, much of that which has made Calvin such an unsympathetic
figure in the eyes of the educated world.
The making of a compromise in which Reformed Protestantism
would have a good and strict but not so unbearable or aggressive a form,
a mild type of Reformed Protestantism linked to a necessary devotion to
the shades of Zwingli, but accepting, with some discontent, of course, its
destiny as a singular form of Lutheranism, which alone deserved serious
consideration — all this would have been just as possible in Geneva as in
Zurich, Basel, or Bern. For all their excellent qualities, and for all their
respect for the Genevan reformation, how carefully and self-consciously
did Bullinger, Myconius, and Haller hold aloof from it as long as they
lived, with the open or secret question always on their lips: Why are you
really like that? Could you not be rather simpler, rather more palatable,
rather more like ourselves? How much more Farel for all his rough edges
and corners, how much more the worthy Beza, would have been their
man, even the man for Geneva, which would not have had to suffer all
those things under them. How then a Calvin jubilee might have been
celebrated in 1559 similar to the celebrations of 1909,1!2° at a safe distance
from the guns, with infinite joy under the shadow of the great name, but
joy at what? At being so very different from Calvin himself!
As we have said, had Calvin been dead, things would very easily have
returned to normal, to what was possible and supportable. Some of the
difficult nails of Calvin would, of course, have been too forcefully ham-
mered in by now for people to escape them that easily. They could not
forget all that quickly the great threat under which they had lived for the
last decades or the great promise which they sensed behind it. For honor’s
sake belief in predestination and verbal inspiration and church discipline
would have had to be maintained for a time, and would in fact have been
maintained with honest conviction. Yet soon enough it would have had
to be admitted that these things were not meant in the same way as in
Calvin, and honesty would have demanded the abandoning of all the

125. The expulsion of Farel, Calvin, and Courault from Geneva.


126. See n. 104 above.

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extreme positions. The great disruption!27 would have been over. Unfor-
tunately, perhaps the Spirit would have been lost as well. Church history
could go on as usual. The thinly veiled Calvinistic confession of Farel
shows that all this might easily have come to pass already in 1536.
Calvin did not repudiate Farel’s work. He accepted it as though it
were his own. He could do this easily. The veil was thin, so thin that it
did not take much to stand by what was written. Calvin had always
reckoned with the fact that there would be others alongside him who
would say and do things differently. In this matter he would naturally let
his old friend take the lead, at least outwardly. There was no danger in so
doing, for this was a confession that was tobe subscribed to only once.
The Reformed church had never had confessional documents in the
solemn sense familiar to Lutherans. Farel’s confession was good enough
for the purpose. This, in my view, is how we must understand Calvin's
relation to this part of the Reformation program in Geneva. The voice
was Jacob’s voice, but in this instance he could be content that the hands
were the hands of Esau [cf. Gen. 27:22].
But let us pause for a moment to consider what it really meant that
Farel and Calvin dared to come before the council and people of Geneva
with this demand for a Protestant confession. This point in their Refor-
mation program was just as strange and repulsive as the other two, the
church order and the catechism. We learn of the objections that were made
to the demand from Calvin himself in his preface to the Latin edition of
the catechism in 1538.!28 The objections were by no means flimsy. For
example, it was asked, not merely in Geneva but by Protestants abroad,
whether such a confession had any legitimate place alongside the confes-
sion that everyone made by the fact of being baptized.!2? This was an
objection that Calvin himself could well understand. It is basically the
same objection that many rightly make today against what is called con-
firmation. On Calvin’s own view no human work is to be interposed as
necessary for salvation between the heavenly grace that is known and
confessed in baptism and a life in time that is obedient to that grace. On
his view, too, baptism stood in need of no confirmation. A second objec-
tion went to the very heart of the demand. All citizens were to pledge

127. Cf. the heading of Barth’s exposition of Rom. 12-15 in his 2nd ed. of
Rémerbrief (Munich, 1922), ET Romans, 424ff.
128. See n. 119 above.
129. OS 1,429.

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§13 Reformation Program

themselves by an oath to keep the divine law that no one can keep, and
they were thus inevitably being led into perjury.!30 In this regard appeal
could be made to Calvin himself as a witness, for he had spoken plainly
enough about our human inability to keep God’s law.
In striking fashion Calvin’s answer to these objections is simply one
long reference to the OT. What were Moses, the kings Josiah and Asa,
and later Ezra and Nehemiah doing when they had the people of Israel
swear to try to keep God’s law?!3! Did they forget the sacrament of
circumcision in which the covenant of God was sealed without confession?
Did they really lead Israel into perjury? Is it really a matter here of
demanding that we seek after the righteousness of the law and not of
confessing the righteousness of Christ with which we are to be clothed as
we renounce all human righteousness? Is not the impossibility of keeping
God’s law an essential part of this confession?!32 A recklessly bold riposte,
one has to say. There is thus a renewing of the covenant with God (Calvin
uses this expression), but with the admission that we do not have to renew
anything, but will be renewed in Christ! A confession, then, that everything
we confess amounts to nothing! Yes, that is Calvin’s paradoxical meaning.
For a just evaluation of this development and of the whole historical
process, we have to keep in mind that Calvin was operating on two levels,
an upper and a lower. The decisive process was on the upper level, and there
he was in full agreement with his critics. There we are indeed poor and
wretched and blind and naked face-to-face with the gracious God. There the
glory of God shines over all that takes place in the transitory world. But then
— and this again is distinctive of Calvin — something is also taking place
on the lower level, and it ought to do so, certainly in full awareness of the
relativity of what may happen there, and therefore something that is from
the very first imperfect and halting and irresolute, yet precisely in awareness
of the relativity, something that still takes place with the energy and solem-
nity of the history of God’s kingdom in the OT. In this action, realizing that
we are only human, we must still show, too, that we are God’s.!33 In it God,
impossible though this might sound, has to be glorified by us.

130. Ibid.
131. Ibid., 429f.
132. Ibid., 430.
133. Perhaps echoing the motto of Christoph Blumhardt in his third period (1896-
1900); cf. C. Blumhardt, Eine Auswahl. . ., ed. R. Lejeune, vol. III: hr Menschen seid
Gottes! Predigten und Andachten aus den Jahren 1896-1900 (Zurich and Leipzig, 1928).

209
First Genevan Stay

Just because Calvin constantly had meditation on the future life in


view— and we must stress this again — he had a strongly developed
feeling for significant action on earth, for what could be at times un-
avoidably dramatic Christian testimonies of the fellowship of Christians
with Christ. This is why the Lord’s Supper was so important for him, or
church discipline with its solemn act of excommunicating the unworthy.
This is why later in situations of conflict he would press matters not
unwillingly to an almost incomparably impressive intensity, for example,
in his last sermon in St. Pierre’s in 1538 in defiance of the prohibition of
the council, or on occasion by openly refusing to give communion to
someone who was acting shamelessly, or by solemnly entering the council
chamber at the head of all the pastors.!34 He also made his dying into a
solemn act in several scenes.!3> We may compare him in this regard with
Luther and his death. This will show us how Calvin’s death had about it
something of a very impressive and by no means unplanned event.!3° We
find the same thing on many occasions, and above all we have to note in
such matters the urge to make things vivid and dramatic, and to see the
profound link between this urge and all that Calvin was and willed. When
we become solemn, there is usually something very suspect about it because
we do not really know why we are solemn. Solemnity in itself, solemnity
on the lower level without the overarching light of eternal occurrence that
is reflected in our action, is naturally all wrong. But it might well be that
with the need to think of eternal things we can again have the freedom
here below to be solemn.
First, however, we can hardly be warned too much against merely
imitating Calvin in this regard. It is in this connection that we are to
understand the demand he made upon Geneva for confession. He per-
ceived the objections that might be brought against the demand, but he
also saw the need for something striking and momentous at this stage in
the Genevan reformation, something in which all should have a part so
that expression might be given to, and everybody impressed with, the
element of seriousness, decision, and irrevocability in the situation pro-
duced by the Reformation, a great sign or symbol in which everybody

134. On the sermon see below, 359f. On refusing to give communion see Kamp-
schulte, II, 203ff., esp. 209-11; also I, 460f On entering the council chamber, see ibid.,
NG OAS}.
135. Cf. OS II, 398-404.
136. Cf. Stahelin, II, 460ff.

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§13 Reformation Program

could see clearly what the situation was and be united with others in
relation to it. As clearly as a stroke of lightning, the history of the kingdom
of God had to be seen as something that had not happened but was in
process of happening, and the excitable people of Geneva, always disposed
to high spirits and revolt, had to become again the people of the OT
covenant, while he himself, Calvin, would be their Moses, Josiah, Ezra,
and Nehemiah. All this had to come about like a lightning flash, an
impossible event, not meant ever to be a church institution, not meant
—not at all—for imitation, at root a wholly eschatological event.
Nevertheless, as such, conceivable as a once and for all, a special, a most
special, event, it was somehow necessary.
In the preface to the catechism, directly after his explanation of the
demand, Calvin added an almost supplicatory request to other Protestants
abroad who had blamed him to some extent on the matter — and this
passage is one of the most gripping that I have learned to know thus far
in Calvin — to bear in mind that we are all soldiers engaged in one war
against the one foe, under the one leader, and in the one camp. Unity is
thus demanded above all that is individual or that divides.!37 If we want
to show obedience to Christ our captain, it is imperative that we bind
ourselves together as one pious society and keep peace among ourselves.
What? Should not the enemy, the devil, constrain us to act in concert?!38
He alone can rejoice in our conflicts. If only we were to consider that
there is a danger of fighting against Christ himself should we oppose
actions in which even one scintilla of piety may be seen. Ought we not
to note and honor the insignia and ornaments of our God no matter in
whom they encounter us?!39 Ought we to have such distrust of one another
as to be always so ready to take in a bad sense all that our brethren and
fellows undertake? With charity and goodwill should we not instead think
the best of one another and act on one another's behalf?!4° Especially when
it is a matter of ceremonies, in which we have freedom and do not have
to agree? What will be asked of us at the last judgment but whether we
have made good use of this freedom? Those will stand in that day who
have done most for edification. May, then, our whole care and attention
and diligence and concern be directed to edification, in‘which we can be

137. OS I, 430.
138. Ibid., 431.
139. Ibid.
140. Ibid., 431f.

294
First Genevan Stay

successful only insofar as we go forward in earnest fear of God, sincere


piety, and undissembled holiness of life.!41
It was finally in this light and context that Calvin himself saw the
Genevan confession. He can defend himself, but he can also lay down his
weapons. He strongly supported the need for the act, but if the objection
to it was sound, he simply replied that it was no more than a ceremony,
a possible means of edification. Think of it as you will, but no conflict
about it in any circumstances. As I understand it, Calvin thought the act
necessary in the sphere of freedom. Freedom stands above the need, and
Christ the captain above freedom. I believe that this renunciation of any
justification does in fact justify the extraordinary act. Those who know
what Calvin knew here of the peace of God that passes all understanding
[Phil. 4:7] may permit themselves extraordinary acts of this kind. I at least
would not be bold enough to stop them with criticisms.
That is how it is in some sense with the whole of the Genevan
program of reformation as we have come to know it. What are we to say
concerning it? We can put ourselves back in the situation of the time and
thus say correctly that in the way they were undertaken the measures
initiated by Farel and Calvin, the church order, catechism, and confession,
met the historical needs of the hour. When the position of the gospel in
this remarkable corner of Europe was under attack on every hand, what
would have become of Geneva if these extraordinary men had not pur-
posed and ventured to do these things? And perhaps we may also ask what
would have become of the Reformation in general if these very well-
equipped men had not come along and founded this school? The very
things that scare us off from the Genevan program in fact fit only too well
into the general situation of the day on the lower, secular level, just as a
purely sociological study of the things that were then attempted will find
real pleasure in them. It was a classical, an only too classical construct that
then began to emerge in Calvin’s work of reform. From the opposite angle
we may also with some truth remark that Calvinism did in fact fit into
this world much too well, that the construct was too classically human.
Then we can point to all the things in the acts, as acts on the lower level,
that were imperfect and suspect and even openly perverted: the dangerous
proximity and relationship of these acts to what the enemy, Roman Ca-
tholicism, was doing in this situation; the serious temptation to revive the
Middle Ages in a new and even more ambiguous and dangerous form; the

141. Ibid., 432.

292,
§14 Reception

acute infiltration of a political, legal, or at any rate OT element into the


Reformation gospel.
We can say all these things. Nevertheless, we cannot fail to see that
when we have justified and criticized, beyond all that may be said both
for and against, there is finally something else to be said on Calvin's behalf,
even if it be only indirectly. I refer simply to the fact that here was a man
who in the Spirit dared to take a step, a dangerous step, an earthly step,
yet a step that he had to take. It may be that nothing more can finally be
said in his defense. But as a sign he had a promise that many more easily
justified human steps do not have because they are not ventured as this
step was. It is the secret of life in general to know what Calvin knew, to
look beyond to what is incorruptible, and then to live and act in the world
of the corruptible precisely with this higher reference.

§14 RECEPTION

I now have to tell you how the Reformation program of Farel and Calvin
was received by Geneva. It will always be a fact worth pondering how it
was possible that in those days a complex of abstract theories and unheard-
of demands like the Reformation, opposed as it was to a centuries-old
religious, cultural, and political tradition, could become not only an in-
tellectual and religious force but also a public force that often in a few
months could change visibly and palpably the whole nature and structure
of national societies and most incisively redirect their total destinies. In
this regard we have to remember what an inconspicuous role all churches
and forms of Christianity have thus far played in the upheavals of our
own day, how they have just accompanied the actions of governments and
peoples and been the rearguard of world movements, at times sanctifying
and transfiguring them, at times uselessly protesting against them, but
never seizing the leadership or even giving a notable watchword, let alone
giving the impression that in this worst catastrophe to overtake Europe
since the barbarian invasions they championed a special, respectable, seri-
ous cause of their own, a cause to which political and social needs could
adapt themselves and not just vice versa.
I am saying that we must keep all this in mind if we are to be clear
about the elemental force and dynamic of the events of the Reformation
that proved that in little things and great Christianity is at least one factor

293
First Genevan Stay

that has helped very strongly to shape the life of society, a factor that is
transcendent at any rate to the degree that no one could fail to see how
it calls all this-worldly factors into question and undermines their stability.
What book of religion or theology today, for all the interest it arouses in
specific circles, does not remain strangely aloof from the spheres in which
most people seek their duty and their joy and the destinies of classes and
nations are fought over and decided? For who listens seriously today to
what theologians and philosophers say, at any rate so long as they speak
as such? .
We have to repeat, however, that Reformation writings dealt with
everyday issues no matter how abstract their contents might be, and what
they proposed, transcendent though it was, and just because it was, im-
pinged upon what was taking place in the council chambers and market-
places. The visible emergence of a transcendent factor all along the line at
that time might have been very broken and imperfect. The otherworldly
did not become the this-worldly. That is self-evident. But much more
significant is the point that the transcendent factor did indeed become
visible, or, better, noticeable, with such incomparable intensity that it was
hardly possible not to notice it. Let us now try to see in some way how
far this was true of Calvin’s initial proposals in Geneva.
1. We know little or nothing of the reception that Calvin’s Catechism
first met with in Geneva, except that there was no obvious opposition.
That the council, which had to make the decision, was fully convinced of
the soundness of Calvin’s theology, or was even in a position to be clear
about the ramifications of all the details, we cannot, of course, take for
granted, nor that in spite of personal impressions of the man and his
proposals there was any enthusiasm for making the venture of his theology.
Once they dared to take this step they learned soon enough to understand
that theology, partly valuing it highly, partly realizing with horror that
they did not really want what Calvin wanted. Thus for some it would be
the cornerstone, for others the stone of stumbling [cf. 1 Pet. 2:6-8], but
for all a benchmark. The Christian thinking of Geneva, whether for or
against, would from then on really be along the lines of this catechism.
Positively or negatively the stamp of Calvin would be upon the face of
Genevan Christianity, and long after Calvin’s death, right up to the days
of Rationalism, there would be no serious rival. The best token of this
truth is the realization of Calvin’s indispensability after he had been chased
out in 1538. It is of the nature of the case, however, that we know little
or nothing of what took place in the early period.

294
§14 Reception

2. Things are different as regards both council and people when we


come to the proposal for subscription to the confession. It was not a matter
now of a general willingness to adopt a specific type of Christian instruc-
tion but of a once-for-all, immediate, and solemn acceptance. As we saw
last time, both in Geneva and ofttside this was not something that could
be taken for granted but an extraordinary demand. We see this from the
hesitation with which the council undertook the task of implementation.
The confession was presented on November 10, 1536.! But only in April
1537 were any real steps taken concerning it. The first resolution was to
the effect that residents in each district should be visited by pastors and
syndics to put before them the confession they were being asked to affirm,
but then the simpler plan was proposed that it should be printed and
copies sent to every house.? Even then, however, it was only on July 29,
on repeated representations from the pastors, that the Council of Two
Hundred resolved that the administering of the oath should be in the
hands of the leaders in the various wards. They had to make sure that the
residents were willing, if necessary deal with those opposed, report the
obstinate for judgment, and finally at the head of their wards assemble all
the people, young and old, men and women, in St. Pierre’s cathedral,
where the city secretary would read the oath from the pulpit, and then
have the people swear by raising their right hands, thus pledging themselves
to a new City constitution.
It will be seen that the city authorities themselves thought in terms
of complete parallelism between the religious order and the political. The
initial question put to the citizens was the general question “how they
wanted to live.” The supreme and decisive answer was that “they wanted
to live according to the commandments of God” along the lines of the
official confession. But on this basis they were also pledging themselves
to uphold the liberty, rights, and laws of the city and republic of Geneva.
When we consider how dialectical was the argument that Calvin put
forward for the inner possibility of the whole act of confessing, that is,
that it was naturally not a matter of keeping, or fully observing, the divine
commands, but of faith in Christ, which meant a recognition of the
impossibility of observing the commands and trust in being clothed with
the heavenly righteousness of Christ, the very argument that he expressly

1..Gf CO-21, 206:


Dealbide 210)
3. Abid:, 213.

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First Genevan Stay

put forward in Geneva itself — and when we realize that the Genevan
council ventured to build the political allegiance of the citizens and resi-
dents on this foundation, we can see clearly for the first time how fantastic,
or how eschatological as I put it last time, the whole process was. There
was here none of the brutal accommodation to the level of the OT that
Calvinism is often accused of; instead, the OT, in this case the oaths taken
by Israel under Moses, Josiah, Asa, Ezra, and Nehemiah, are boldly given
an NT sense and the commandments of God are sharply understood as
the kerygma of forensic justification. That is historically the most remark-
able, paradoxical, and significant feature in the whole process.
How the people concerned, Farel and Calvin, the city authorities,
and the residents, actually thought of the matter is hard to imagine.
Even when we take into account the possibilities of no understanding
at all or of misunderstanding, the reaction must have been much more
lively and spirited than it would be with most of us in our age of
straight-line, nondialectical thinking. Calvin himself in the preface to
the 1538 Catechism could speak of a certain alacrity (élan) with which
the government arranged the taking of the oath and the citizens re-
sponded.4 On the whole that seems to be true, though resistance to the
demand was more active and significant than Calvin saw or wanted to
see. The council itself was not so fully convinced of the need for the
oath or its value, and opposition arose among many of the people that,
though suppressed, linked up quietly with all kinds of other charges
against the pastors and finally found expression afresh in the great
outbursts of 1538. Real unanimity in such a venture would have been
much too good ‘to be true. In figures of that type we cannot usually
state what took place in history.
On September 19, well after the oath had been administered, a
complaint was lodged in the council that not all had taken it, that some
had managed to evade it. It was resolved to call such people to account,
and if they still refused, to tell them that those who were unwilling to take
the oath should go and live somewhere else.> But on October 30 Calvin
had to come before the council to complain again that some had now
sworn but others had not, and it had to be resolved afresh to bring pressure
to bear on the latter.© On November 12 it was reported that yesterday, the

4. See 288 n. 129.


Spl(GQ) il, ils.
6. Ibid., 216.

296
§14 Reception

11th, the recalcitrant had been summoned to take the reformation oath
(as it was now called for the first time) and that some had done so but
others not, and that not a single person from one street, the Rue des
Allemands, had done so. Again the choice was put before them, either to
swear or to leave the city.? Things were still the same on November 15,8
thought this time only the threat was issued, and understandably the more
this was repeated the less seriously it was taken.
On November 26 something more specific was said about the reasons
for resistance. Farel and Calvin had come before the council to defend
themselves against other charges that were being brought against them in
the form of rumors. It was being said (by outsiders) that the people of
Geneva were guilty of perjury. The preachers used the argument familiar
to us from the preface to Calvin’s Catechism, namely, that if regard is had
to the contents of the confession, this is not so, and plainly the Confession
is in keeping with the will of God and the example of Nehemiah and
Jeremiah (as the council secretary, who was not so well versed in the Bible,
recorded it). What we have sworn is to keep faith in God and believe his
commandments.? This was obviously the dialectical interpretation of the
demand that we were recalling earlier. But even worse, it was definitely
stated by the other side that some officials from Bern visiting Geneva had
said during (or more likely after) a meal in the house of a syndic that those
who had taken the oath were in fact guilty of perjury.
This was one of the first clear shots in the war that now commenced
between Calvin and Bern. There was great excitement, for here was an
important point in favor of the minority that refused to take the oath.
The pastors declared that they were ready to show that the matter was in
fact in keeping with the divine will and biblical,!° and the issue was
regarded as important enough to send the two on an official mission to
Bern to state their case before the council there. They returned on Decem-
ber 10 and reported that they had been well received by Bern and that an
embassy would be sent to Geneva to disown officially the slanderous
statements of those officials.!1 But possibly, as often happens, Calvin had
too readily assumed that what Bern had said to him was favorable, for

7. Ibid.
8. Ibid., 217.
9. Ibid.
10. Ibid.
11. Ibid., 218.

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First Genevan Stay

instead of an embassy a letter arrived from Bern on December 13 denying


that report.!? It was then resolved to send Farel alone back to Bern.!3 On
the 14th Farel and Calvin asked that the council be summoned to hear
the results of their first visit. This was resolved, but Farel, along with other
envoys, still had to go again to Bern.!4 Farel and Calvin thus came before
the Council of Two Hundred, gave a report on the first journey, and
declared that there must have been machinations to prevent Bern from
sending the embassy with an apology.!> They had heard in Bern that they
were being slandered from Geneva, the charge being that they had
preached that all bad things come from Germany. Farel was thus told again
to go to Bern and to find out who had said these things.'!© On December
30 the envoys from Geneva returned.!7 And on January 3 a missive came
from Bern at last, but held out little comfort and did little to settle the
matter, stating merely that reports had come to Bern that because of the
confession there were rebels in Geneva, and urging Geneva to take steps
to reach agreement.!8 (It was in this style that German Switzerland, espe-
cially Bern, would often intervene in conflicts in Geneva. When these were
for him a matter of “to be or not to be,” Calvin understandably hated the
general admonitions to seek peace that came to him from the German
Swiss.)
From this point on the pastors found the question of the confession
inextricably linked to the other difficulties with which they had to contend
and which finally resulted in their expulsion. We simply have to see now how
in this matter, too, their position increasingly worsened, and how the
resolution that the council and people had passed the previous summer
should obviously have to give rise to another serious crisis before vacillation
would give way to that inevitable historical result. Several times again
demands were made on those who resisted the oath, but with no further

12. Letter from Bern Council to Geneva Council, 12.9.1537, CO 10/II, 133 (no. 84).
13, CO) Dil, Pils
14. Ibid.
15. Ibid., 218f. In the margin Barth put: “Cf. Briefe no. 82-85, 87, ref. to CO
10/II, 130ff: Bern to Geneva; Bern embassy instructions; Bern to Geneva; Calvin to
Bucer.” The instructions favored Farel and Calvin, and Geneva had resolved not to send
the second envoys, but then came Bern’s further declaration (12.28) and the exhortation
to seek peace that swayed Geneva on 1.3.1538; cf. CO 21, 220.
WG, CLO) Wil, Milks.
Webide 219:
18. Ibid., 220; text in 10/II, 134.

298
§14 Reception

threats of banishing them. It was now agreed with Bern that the matter
should be regarded and handled with pacification in view.!9 When the
preachers for their part threatened to invoke church discipline and to refuse
communion to those who would not take the oath, they were repulsed, and
it was resolved that communion should be denied to no one.° Clearly the
council, the council that had ordered the oath, was not so certain about the
matter as not to capitulate when opposition both within and without became
too strong. The pastors, of course, had not the slightest thought of yielding.
Hence this issue contributed to the catastrophe of April 1538.
3. The prospect was now dim for the third point in the Reformation
program, church discipline and the order of the Lord’s Supper. Here again
the council had at first been fairly favorable as regards adopting at least
the spirit of the memorandum of the pastors. It was a fatal sign, however,
that the very first resolution regarding it on January 16, 1537, greatly
altered what Calvin was seeking. He had asked that there be communion
every month, but the council decided for four times a year. An interesting
point is the introduction of a primitive form of civil marriage, notice being
given before an appointed prominent citizen prior to the threefold calling
of banns in church and the ensuing wedding. As regards impediments
there was agreement with the preachers that everything must be according
to God’s Word. Midwives were not to baptize. On Calvin’s view, which
was followed here, baptism is also and essentially an act of confession, and
therefore it can be given only in the context of congregational worship.
Then we read that the remaining articles were passed as written.*!
This means that the council was accepting the main point: church disci-
pline with excommunication. In truth we have here the first expression of
the willingness of the council, never wholly abandoned even in the time
of conflict, to accept as generally right the strict understanding of the
holiness of the community that the preachers were advancing. A series of
sharp resolutions and some detailed decisions along these lines make this
plain, though the council was not agreeing expressly that the church itself
should be in charge of the discipline, or that a special body should be set
up to screen those who came to communion, as the memorandum was
asking.?2 All shops and places of work were to be strictly shut during hours

NG) LEO) aks PN),


20. Ibid.
21. Ibid., 206.
22 sibid..207.

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First Genevan Stay

of worship, images of saints were to be diligently sought out, all dubious


customs were to be suppressed, some popular songs in particular were
prohibited, and so were games of chance, of which the people have re-
mained fond even up to our own day.”3 Bakers’ apprentices were not to
cry their justly famous pastries on the streets during times of worship. It
may be noted that neither in the memorandum nor in the council reso-
lutions does the much debated Puritan Sunday play any part. Calvin and
Geneva wanted to protect worship rather than to sanctify Sunday by
enforcing rest. Two syndics — the answer to the demand for a consistory
— were appointed to see to the observance of rules of this kind.
On January 29 some private schools whose Protestant character was
suspect were closed down.24 On March 13 it was again resolved to accept
fully (“en plein”) the articles of Farel and Calvin regarding the Lord’s
Supper and other things.2> New clergy appointments, especially in the
rural areas, were approved without hesitation as Farel and Calvin, the two
leading pastors, proposed.26 On June 4 strong penalties were resolved for
those who were still celebrating former feast days as holidays; Sunday was
now to be the only feast day.2” On July 3 the preachers were instructed
to report moral lapses on the part of individuals in writing to the council.?8
It will be seen that the council had no intention of handing over com-
petence in this matter to a special consistory. It wanted oversight and strict
rules, but it would itself be the consistory. On July 13 we find for the first
time a complaint against a pastor who was close to Calvin, the aged
Courault, a former Augustinian monk from France, who, though blind,
was one of the most zealous adherents and warriors of Calvin’s reformation.
He was told not to assign blame for things that do not exist.29 On July
27 Farel and Calvin strongly urged the need for moral exhortation. This
was resolved upon, and complaints were to be made to the “seigneurs.”3°

23. At the end of his ministry in Geneva (1911) Barth wrote two articles on this
subject, “Pour la dignité de Genéve” and “Wir wollen nicht, dass dieser iiber uns herrsche”;
cf. Vortnige und kleine Arbeiten 1909-1914, ed. H. A. Drews and H. Stoevesandt, part III
of Gesamtausgabe (Zurich, 1992), 312ff., 320ff.
2ANC@O 212078
25. Ibid., 208.
ZOmE on Hleyral., 0K, DIL, PI OPAL.
27 biden 2 ie
28 bide 2125
29. Ibid.
30. Ibid., 213.

300
§14 Reception

On October 30 there was still talk of papist schools that had not been
visited, though these might well have been on territories in neighboring
Savoy. On the same day a pastor was brought to order who was still a
laggard and preached papal doctrine. A woman hairdresser had also to
spend some days in prison because she had done a young woman’s hair
in unfitting fashion for her wedding. The same penalty was imposed on
several other women who were involved.3!
Police regulations such as that just mentioned, or the putting in the
pillory of a cardplayer with the cards round his neck,32 were obviously
translations and applications of what Calvin really wanted, whether or not
he agreed with them. We should not link Calvinism too tightly to this
type of justice, but also, of course, not too loosely. In the first instance it
was the community that acted thus, and many another community has
acted in the same way, and even more strictly, for the same if less sharply
defined motives. The only distinctive Calvinistic feature in Geneva is the
parallelism between the eucharistic community and the civil community.
The demand for the holiness of the former fell like a monstrous shadow
over the latter. If it was to show itself worthy of the glory of its transcendent
basis, it had to be serious about moral sobriety and could not shrink back
from strict and sharp rules. If the secular power was spurred on in this
direction by a desire not to let ecclesiastical power have a place alongside
it, but to display itself the ecclesiastical zeal required, it need hardly surprise
us that among cities with these kinds of regulations Geneva stood out by
reason of its strictness, which was acceptable to some, painful to others.
It needed two full decades to slip into the role that was assigned to them
by Calvin’s concept of the church.
We need not be surprised that at first they resisted it strongly. What
people would not have resisted strongly being made the subject of an
experiment of this kind? The Genevans were restless. They were always
prepared for opposition. They loved freedom. They were thus less ready
for the experiment rather than more. Hence the conflict with Calvinism
was unavoidable in the city of Calvin. The governmental decrees regarding
moral discipline, the ruthless purging out from public and private life of
all papal remnants, and the strictly meant, though not thoroughly ex-
ecuted, resolution that required the confessional oath of all residents,
opened the eyes of the Genevans relatively early to what it would mean

31. Ibid., 216.


32. Kampschulte, I, 291.

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First. Genevan Stay

for them to live according to God’s will.33 They had enthusiastically


accepted this, but without really knowing what the preachers had meant
by the term, without realizing that what the preachers meant would be an
unacceptable encroachment on the freedom they cherished above all else.
For this reason the story of the church order proposed by Farel and Calvin
became a tragic one from the middle of 1537 onward, no less so than that
of the parallel story of the oath into which it would finally and fatally
merge. The history of a laborious attempt to enforce the new outlook
became in fact the history of increasingly bold and powerful opposition.
The first truly fatal day for the cause of Calvin’s reformation was
November 25, 1537, when a general assembly was held at which opponents
complained hotly of disregard for the rights and freedoms of the citizens.54
The assault was not really made upon the preachers themselves but upon
their secular supporters, and especially upon the council majority, which
within limits gave their approval. At the same time there were bitter
complaints against the sharp and offensive terms used in the pulpit. The
preachers were told that they wished the people ill, and it did not help
much when Farel told them that this was so little true that he was ready
to shed his blood for them.3> No one wanted the blood of the reformers.
The general desire, even among adherents, was to be left in peace. The
year 1538 began with the prosecution at the first session of the council of
someone who had said that Farel was a wicked man.3° On January 16 we
read of drunkards who by night in the streets and taverns had vilified one
another with the insult: You also belong to the brothers in Christ!37 Very
quietly between all the reports of this kind it is noted that on January 22
the surgeons of the city asked for permission to study anatomy, and this
was granted insofar as it was necessary for the human body.38
It was a bad sign for the cause of the Reformation when in January
Louis du Tillet, the friend of Calvin who had once gone with him from
France to Basel and then to Ferrara, and who had finally come with him
to Geneva, began to doubt the goodness of the whole enterprise in view
of the unhappy conflicts that he saw, and returned to France,3? where he

33. CO 21, 199, also 203.


34. Kampschulte, I, 301.
Sb COA, Aig
36. Ibid., 219.
37. Ibid., 220.
38. Ibid., 221.
39. Ibid., 220.

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$14 Reception

became a Roman Catholic again. Calvin wrote him a letter full of sorrow
but also resolve. There is not the slightest evidence that he himself was
tempted to relapse by such a disaster so close to him. He had thought that
his friend was firmer than that, he wrote. He, Calvin, would prefer the
Jewish synagogue to the Roman church, for though the latter knows the
name of Jesus, it helps it little, since the power of it has been lost, and at
least the synagogue has less idolatry.4° He finally judged the step taken by
his friend to be a dangerous venture. It is tempting God to go back so
willingly to prison. The damp sacks with which we are accustomed to
cover ourselves before others cannot stand up to the heat of God’s judg-
ment.4! “May the Lord not let you fall on the slippery path you are treading
until he has granted you full liberty” (Briefe, no. 90, 10/1], 147ff.).42
How the situation came to a head in Geneva in February 1538 we
see from a letter of Grynaeus to Farel and Calvin that begins: “I have read
your letter with sorrow. I see the storm, I see the assaults. Satan rages and
pushes and pursues you on all sides.”43 Grynaeus consoles them with an
image that Calvin himself would often use later: Christ the Lord is himself
a spectator of the tragedy; no one in this theater does anything to no
purpose.*4 Calvin himself writes calmly to Bullinger: “We will not have a
strong church unless the ancient apostolic discipline is restored as we desire
in many connections. But thus far we have not been able to succeed in
introducing a pure and holy order relating to excommunication.” Even
the demand of the preachers that the city should be divided into parishes
for pastoral care had thus far been frustrated (Briefe, 92f.).4°
Calvin, then, was unbowed, and he constantly came up with new
ideas in the final phase of the conflict about his church order. On February
3 there were elections for a new council and syndics. In vain the day before
Calvin and Courault tried to promote their cause by admonition.4° Those
who previously had been relatively favorable to them were not reelected,
but were replaced by those of the opposition party. The change soon began
to make itself felt. On March 2 Farel had to answer to the council for a
rumor that he had said in Bern that in Geneva some wanted the mass and

40. Letter dated 1.31.1538; CO 10/II, 149 (no. 90).


41. CO 10/II, 150.
42. Ibid.
43. 2.13.1538, CO 10/II, 152f. (no. 92).
AA bocweits
45. 2.21.1538; CO 10/II, 153£ (no. 93).
AE KO) AA, AM

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First Genevan Stay

others the gospel.4”7 On March 12 a complaint was lodged that Calvin in


a sermon had called the council the devil’s council. Significantly on the
same day Farel and Calvin were forbidden to interfere with the govern-
ment.48 On April 8 the aged Courault received a reprimand for attacking
the regime from the pulpit.49 In his parting address to the pastors on his
deathbed Calvin tells them that at this time, to frighten him, shots were
fired from arquebuses in front of his door, as many as 50 or 60 (9, 892).5°
He was naturally not the man to be taught in this way. From this time
on error and confusion regarding the church order merged into the stream
of general discontent with the preachers, discontent that reached a peak
between April 19 and 23 and ended with the banishment of the preachers.
Nevertheless, we have a mistaken view of things if we think that
conflicts were the only result of the momentous memorandum of Novem-
ber 1536. Even Kampschulte has to state (I, 292f.)>! that the labor had
not been in vain, that public conditions had gradually improved, and that
the churches were zealously attended. The council, even in part the new
one of 1538, was not really unwilling except when it came to the pastors’
severest demands. So far as possible it tried to meet their wishes and
support their work in church and school with all the resources available.
For example, it even seems to have dealt favorably with the not unimpor-
tant issue of stipends. Even in the difficult month of February 1538, just
after the anti-Calvinist elections, it adopted a recommendation of the
pastors and on one day found positions and support for no fewer than
three French refugees as rural pastors.>2 As regards church discipline,
though it did not follow Calvin's pattern and treated it more as policing,
Calvin himself later had to say that the worst enemies of our religion were
forced to give God the glory (10/II, 207).55 Geneva was beginning to
achieve renown as a Protestant city, as we see from a letter of Bullinger to
Calvin on November 1, 1537, written on behalf of three devout, scholarly,
and wealthy Englishmen, Eliottus, Buttlerus, and Partrigius, who in the
well-known Anglo-Saxon manner were going from one place to another

47. Ibid., 222.


48. Ibid.
49. Ibid., 223.
50. OS Il, 402, 1ff.
51. Loc.cit.
COMI 2Ir
53. Farel and Calvin to the Zurich pastors, June 1538; CO 10/II, 207 (no. 121).

304
A

$14 Reception

to get to know famous people. They had already achieved their aim in
Zurich, and now they wanted to visit Geneva to listen to Farel and Calvin
and to observe their piety.>4 Referring to their ability to pay, Bullinger
asked Calvin to provide them with lodging.
All in all, this was a time in Geneva when things must have been
strangely balanced, yes and no, for and against, very strong influence and
very stern resistance, radicalism on the side of the preachers, no less
unbroken vitality on that of the Genevans, and seen from outside, holy
and audacious willing and venturing on the one side, the opposition of
ancient carnality and the obtuse world on the other; or, seen in another
way, on the one side, spiritual impelling and compelling that had already
come to be described as a new papalism,°> on the other side, the not
unjustified claims of free citizens, indeed, the threat to freedom of con-
science and conviction. Why should we not conclude that there was
present on both sides something of what was thought to be perceived?
The picture was a colorful and lively and significant one, but by no means
unequivocal. Students to this day can make of it what they will. After the
many things that we have already said about Calvin's general position and
orientation, and especially his view of God and the world, I will now
refrain from indicating in what direction these things point us.
We are now at the end of our discussion of the first Genevan program
of reform. As regards both the ideal and the reality it offers us a good and
in its own way complete picture of what Calvin was and wanted and
achieved as a churchman. In the later periods of his work, for which
unfortunately we will not now have time, everything became more com-
plicated both as a program and as its execution. Like the 1536 Institutes,
the catechism and the articles concerning the organs of the church and
cultus®® were only the first links in a chain of ever richer and more
comprehensive constructs. But as we can find the spirit of the Justztutes
already in the first edition, especially when we have some knowledge of
the last, so it is with the documents of church reform. Calvin would
rearrange, enrich, sharpen, and less frequently excise, but substantially his
work remained the same. The results were similar, too. The battle of
1536-38 was only a prelude to the much greater and longer war that
occupied him lifelong, and the symptoms of his impact were also similar,

54. CO 10/II, 128 (no. 80).


55. Kampschulte, I, 307.
56. See above, 264ff.

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First Genevan Stay

a strange mixture of some love, much respect, much fear, and some hate,
a mixture, too, of success and failure, although with time success began
decisively to predominate. If we have let the picture of church reform in
1536-38 gain our attention and speak to. us, then we must have acquired
a fairly definite idea of what Calvin’s reformation was all about. But the
man himself as an individual, and the universal problematic that impelled
him, and that alone enables us to see in any meaningful way what he
wanted and did, are truly unsearchable. We thus have every reason to go
further with him in the hope of gaining a better understanding of this
central point from which all the details radiate.

§15 CONFLICTS

We have seen that the reformation program and its execution in Geneva
led to a crisis in Calvin’s relation to those outside. It might seem to us
that the knot had been tied tightly enough already to bring on disaster.
But in reality we have as yet learned to know only one of the lines that
led to the fatal end and the happy new beginning. Apart from the program
of reform three great concerns filled and occupied Calvin at this time and
finally produced, like clouds, that great storm. First, he was engaged in
conflict with the Anabaptists, second with Dr. Peter Caroli, and finally
with the leaders of church and state in Bern. The first two of these battles
contributed only indirectly to the 1538 disaster, but indirectly they did so
very powerfully. The third was decisive in precipitating it. Neither the
question of the confession, nor that of the church discipline, nor the
agitation of the Anabaptists, nor the accusations of Caroli, nor all of these
combined could probably have brought about Calvin’s downfall. What
actually brought it about was the most uninteresting and earthly or at any
rate nontheological intervention of the republic of Bern in his affairs. In
a secondary matter Bern obstinately insisted on its bond! and opposed
both the view and the purpose of Calvin, a second time decisively for
Geneva’s further history. It was around this event that the other difficulties
that beset Calvin crystallized and this period in his life came to a sudden
close. There was as a result something almost mathematical in the way all
this had to come about as it did, but when it did, it seemed to do so by
chance, by surprise, giving us a strange and clear example of the way in
which, at turning points in history, that which is absolutely puzzling and

306
§15 Conflicts
unique and irrational will finally speak the decisive word amid all that
runs at all points on foreseeable and understandable lines.

Anabaptists

On March 9, 1537, when Farel and Calvin were hard at work on their
program, two Dutchmen were brought before the council, Hermann von
Liittich and André Bénoit, with the request that they might be allowed to
dispute with the preachers. They came to be known as Catabaptists,2
probably more in perplexity than because there was any exact knowledge
of their purpose. From what took place we gain little clarity concerning
their teaching. The only certain thing seems to be that they were mystics
who toned down all church dogma and reshaped it into a comprehensive
theory of a natural deification of humanity and a realistically conceived
redemption through the implanting of the Spirit of God released in Christ’s
death and resurrection.? That at least was the kind of mystical doctrine
then proceeding from the Netherlands. It could come in two forms and
might do so even in the same advocates, the one form ascetic, the other
libertinistic. Those who combated it in the church might at will regard it
as a serious teaching that, however, erroneously rejected culture, state, and
church, and so on, or as a frivolous teaching that fanatics who preached
the liberty of the flesh espoused. At a later date, in the 1540s, when he
ran into this type of influence again, Calvin opted for the second possi-
bility, and by using the label Libertines for the Enthusiasts was able to hit
at two enemies at the same time, the foreign preachers on the one hand
and on the other hand his foes at home, who were not, of course, mystics,
but who for obvious reasons supported in part the doctrine of the liberty
of the flesh.4 Calvin’s right to use the term “Libertines” for the Dutchmen
has recently (ZKG 40, 83ff.) been contested by K. Miiller on the basis of
a thorough investigation of their writings.» Probably his objection to the
Catabaptists in 1537 was not of that type. From the popularity of that

1. Cf. Shakespeare’s Merchant of Venice, act 4, scene 1: “I would have my bond.”


2CO 21,208.
3. Cf. K. Miiller, “Calvin und die Libertiner,” ZKG 40 (1922), 83ff., esp. 85, also
97 with reference to the theology of the mystic Antoine Pocque.
4. Cf. the two works of Calvin in 1544 and 1545, CO 7, 49f. and 149ff.
5. See above, n. 3.

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First Genevan Stay

argument we may almost conclude that it might be found in some degree


in the records. Yet there is no evidence for it, and we are left with the
impression that the authorities followed the two-day disputation without
much understanding of it. Yet we also have no evidence of ascetic teach-
ing.
We may thus suppose that the issue was instead the basic theological
view of the foreigners, which, as is possible, they might well have asserted
provisionally as such without working out the implications either the one
way or the other. It is the great beauty of mysticism that we can always
leave it open whether we turn to seriousness or frivolity. We remember,
of course, that this basic mystical view was an old acquaintance of Calvin's
from the days of his Psychopannychia, which still lay unpublished on his
desk.” Since Calvin published this work in 1542 in the same form in which
he had written it in 1534, might it not be that the form in which he met
the Anabaptist opponents was the same as he had in view then, so that it
was for this reason that he would now publish the older work that Capito
had earlier called inopportune? And since his foe in this work was Quietist
mysticism, might we not conclude that the people who were now tres-
passing in his not yet fully laid out garden were Quietists of the same
kind? It need hardly be said that they were an unwelcome disruption at
the very moment when Calvin was engaged in establishing the quite
nonmystical parallelism between the national community and the eu-
charistic community.
The conduct of the council gives us the impression that they were
definitely hostile to the alien prophets, though not without some fear of
them. The foreigners had obviously gained a following in the city and
were told to put forward articles for disputation. Nevertheless, the council
thought it dangerous to hold the disputation publicly, and it was not to
deal with all their articles but only with the question of the priesthood
(“laffaire des prétres”).8 Parel in particular did not agree to the exclusion
of the public from the disputation, and so, contrary to the real view of
the council, a two-day disputation took place in the Cours de Rive church.
Thus we read that on March 16 there was disputing all day at the Rive
with two Catabaptists, and then disputing all day again on the 17th.? The

6. CO 21, 209Ff.
7. See 146ff. above.
SaCOIR208:
9. Ibid., 209.

308
$15 Conflicts

council minutes tell us no more. The disputation must have been either
too scholarly for the scribe, or too odd for him. Writing to Capito Farel
says that the opponents were simple and ignorant.!0
On Sunday, March 18, the Council of Two Hundred convened and
resolved (1) that the disputation should be broken off, since only diverse
opinions were coming to light, the faith was coming out only flickeringly,
and the attackers had not advanced sufficient reasons for their cause; (2)
that all Anabaptist writings should be called in; (3) that Farel should be
admonished not in the future to enter into any disputations with such
people; and (4) that the Catabaptists should be told they had been refuted
and should recant. But the latter were not of this view and replied to the
council that they were subject to the will of God and would not recant.
“Note,” added the council minutes touchingly, “that we first called them
brothers, but since they did not agree with our church and would not pray
with us, we no longer do so.”!! The following day, the 19th, it was resolved
that if they refused to recant they should be permanently banned from
the city. They again refused, appealing to conscience, and banishment
ensued.!2 In spite of the assurances in Beza’s biography,!3 however, the
reformers had not won a true or decisive victory, not merely because they
had not convinced their opponents, but because an irritating number of
followers still remained and even the clergy had been exposed to some
slight infection. Whether there was an underground link to similar out-
breaks with which Calvin had to contend in the 1540s we cannot say. The
one sure thing is that the prestige of the reformers had suffered a blow
through this affair, since it had been shown that people could have a form
of piety different from that set forth in the official teaching of the church.

Caroli'4

Briefe, 10, nos. 48-78, 193; Adversus Petri Caroli Calumnias Defensio Ni-
colae Gallasti 1545; E. Bahler, “Petrus Caroli und J. Calvin,” Jahrbuch fir

10. Letter dated 5.5.1537 (no. 59), CO 10/II, 99.


LISCORT2095
12. Ibid., 210.
13. Ibid., 22f., 126.
14. In the margin the MS has here some headings for greeting Prof. E. Geismar of
Copenhagen, who visited the class 7.6.1922 during a summer tour in Germany. See the
Swiss edition, 420 n. 1, for details.

309
First Genevan Stay
.

Schweizerische Geschichte 1904; F. Trechsel, Die protestantischen Antitrint-


tarier vor Faustus Socin, 2 vols. (Heidelberg, 1839 and 1844); Hunde-
shagen, Die Conflikte des Zwinglianismus, Luthertums und Calvinismus in
der Bernischen Landeskirche (Bern, 1842).1°
The Caroli affair was one of the threads in the web that finally
resulted in Calvin’s downfall in Geneva and in the closing of this second
period of his life. Its main significance for us, however, is that it sets a
specific aspect of Calvin’s theology, namely, his relation to the dogma of
the early church, in a sharp light. Along with the biographical result of
the affair is the historical result that it gave to Calvin a fuller awareness
that the Reformation was not an innovation but a new understanding and
comprehending of ancient catholic truth. As we have seen from time to
time, he was already conscious of this and had stated it. But the Caroli
affair made this insight an important and urgent one. Instinctively he had
always held aloof from the sectarianism that thinks the world begins today
with its own knowledge of the truth, that thinks that with its better
knowledge it can rush heedlessly past the thinking of those who were wise
before us.!© The Caroli affair gave Calvin the unpleasant experience of
hearing from a strange Protestant crank what all his Roman Catholic
opponents were naturally thinking and stating, namely, that he, Calvin,
was himself just an innovator and sectarian who had fallen away from the
center of the church's tradition, namely, the dogma of the Trinity, to the
heresy of Arius, to Unitarianism. It was a charge without foundation. The
first edition of the Jnstitutes, in chapter II on faith, contains already an
express confession of the trinitarian dogma.!7 Article 31 of the 1536
Catechism also stated the doctrine in a way that is free from objection.18
Calvin had only to give prominence to these two passages, to put them
in more emphatic and lively terms, and the charge of heresy, which he
could not allow to go undefended when made by Roman Catholics as
well, since if not refuted it made all his theology heretical, would be left
hanging in the air.
Whether we take it favorably to Calvin or unfavorably, we must at

15. On Briefe see CO 10/II, 81ff, 408ff. On Defensio Gallasii see CO 7, 289ff.
E. Bahler, “Petrus Caroli und Johann Calvin,” Jahrbuch fiir Schweizerische Geschichte 29
(Zurich, 1904), 41ff. On Hundeshagen see above, 97 n. 10.
16. Goethe's Faust, 1, 572f: “Zu schauen, wie vor uns ein weiser Mann gedacht.”
17. OS I, 70-75.
18. OS I, 396.

310
4

§15 Conflicts

any rate adopt as a motto for our account of the Caroli affair the words:
“Something sticks.”!9 There was something about the charge, and it has
symbolical significance inasmuch as its occurrence helped to bring about
the break in the course of Calvin’s reforming work. In a singular way it
was the great question mark that we have to put against Calvin’s whole
reforming position and work if we are to evaluate them properly. In the
best sense Calvin’s theology rested on a rationalistic and monotheistic
premise, and therefore it presented a window to antitrinitarianism that
was not absolutely closed. Those who move far in any one direction in
theology need not be surprised or annoyed if they are confused sometimes
with undesirable neighbors who move a little further in the same direction,
even though they may have a perfectly good conscience that they do not
think as these neighbors do.
Calvin did venture far afield either in stressing a final link between
faith and knowledge or in stressing the strict unity of God. Both emphases
had a necessary basis in his historical and systematic position. He could
have a good conscience in this regard because he did in fact lift up
knowledge on to the step of faith rather than bringing faith down to that
of knowledge, and because Christ was clearly the heart and axis of his
monotheism. Nevertheless, like all the contrasts in his theology, the knowl-
edge of God and faith in revelation, the unity of God and the deity of
Christ, were linked in an extremely sharp and even paradoxical way. It
could easily happen that less dialectical thinking than his would seize on
one side of the contrast, ignore the other side, make some inference or
other, and either espouse or accuse it, in a way that was the more difficult
for him because he could not easily show dialectically less gifted minds
how unjustified it was but had to be content simply to affirm in a more
or less successful way how abhorrent it was to him. Self-evidently Calvin
did at times make it possible for othérs to exaggerate some aspect of his
teaching. No theology can be so careful as to make it totally impossible
for others at times to seize on its own words and twist what it says, and
especially what it has not said, into a cord that it finds hard to unravel.
This is how it is with the relation between Calvinism and Unitari-
anism. It was naturally no accident that the latter enjoyed particular success
in the Anglo-Saxon world. We cannot deny that in the history of dogma
Calvinism’s neighbor on the left is Socinianism. That Calvin did in fact

19. Cf. Plutarch, De adulatore et amico 24: “Audacter calumniare, semper aliquid
haeret.”

oil
First Genevan Stay

initially open the door to this neighbor and to the charges that resulted
for himself may be seen from the strangely unemphatic and “loveless”
position that the doctrine of the Trinity occupies in the Jnstitutes and the
catechism. It has an honorary place, but we cannot possibly maintain that
his heart beat faster when he dealt with it. It began to do so only when
there were those who dared to question his orthodoxy. He had in fact
transposed the core of his trinitarian and christological dogma into the
doctrine of the appropriation of salvation. It was there that the questions
arose for him and the decisions were made. He could very well have done
without the dogma if it were not there, not because he was against it but
because its content was not for him an urgent concern. The same applied,
of course, to all the reformers. Luther, for example, essentially honored
the lofty mystery of the Triunity, tipped his cap to it in his own words,?°
but then went back to his own questions. In Luther, however, great
reverence for the church’s past acted as a cover, and Calvin definitely did
not have any such reverence. In this regard, then, Luther never left any
opening, any occasion for a charge such as that of Caroli.
As an authority or formula, the early church confessions meant little
to Calvin, as he would say more than once in the Caroli controversy.
Perhaps, as in Institutes, ch. II, he would find in the terms ousia and
hypostasis, in which the dogma of the mystery of the deity was expressed,
a useful and necessary clarification and definition of biblical truth, so that
we are not to reject them,*! but he definitely did not have what we can
call a real relation to these venerable teachings. He had this only from the
moment when he was brought to awareness by Caroli’s accusation that it
might almost seem as though he had something against them. He could
say with a good conscience that he did not, but that he saw little in their
favor is clear from the fact that he did not object when Farel’s confession
of faith, after devoting only six lines to christology and not touching on
the decisive points in the ancient dogma, was content merely to quote the
Apostles’ Creed.?? This attitude of Calvin shows us that the questions and
answers of the early church were for the Reformation only ballast in the
sense that it had to work at first on its own new questions.

20. WA 37, 40, 16ff. Barth was using the rather different EA (2nd ed.), 9, 1 version,
as in Loofs, Leitfaden, 4th ed., 751, and he seems to have followed Loofs in seeing disinterest
in the Trinity in Luther.
ZAI OS. Wyk
22,08 17420;

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That could not mean, however, that the reformers wanted to sepa-
rate themselves from the Christianity of past centuries and begin a new
church history. Fundamentally they were much too strongly convinced
that for all the differences of times and people there can ultimately be only
one truth, only one question and answer, to be able rather arbitrarily, like
the antitrinitarians, to sever the link with the dearly won classical results
of the theological battles of the past even though they might not see at
once in these results their own results won on a very different field. When
the issue was put to them, they were naturally able and obliged to affirm
these results, for severing the link that related their own enterprise to the
church of the past would not only have compromised that enterprise
outwardly — the reformers did not really fear this even though they took
precautions against it — but above all would have made the enterprise
meaningless in their own eyes because it would have entailed losing the
connection with the real world to which the church belonged. The mo-
ment the dogma came into question as an expression of the truth-content
of the catholic church, the Reformation had to abandon its indifference
to it and affirm it. How far it was able truly to demonstrate the unity of
old and new questions and answers, to build early theology into its own
Reformation theology, was another matter. It was a difficult matter that
gave rise to a full-scale scholasticism with whose emergence a dividing post
was set up marking the end of reformation and the resumption of church
history. In any case, however, the response had to be a positive one if the
whole breadth of the Reformation conception as a relating of conservatism
to Radicalism were to be preserved and the Reformation were not to go
the way of the Enthusiasts.
That is the point of this moment in the life of Calvin. Here he
plainly took on the feature in his physiognomy that made him the last
reformer, the Hippocratic feature in the face of the man who closed the
cycle that Luther had begun and ended it on a higher level than at the
start. Yet it was not blind chance, as Doumergue thought, that even
outwardly the picture of the aging Calvin with its unbearably sharply
etched lines impressed itself upon the recollection of the nations rather
than one of the more expressive portraits from the earlier years.23 What
is that Calvin to us? No doubt he lived at one time. But the historical
Calvin is the man with the uplifted finger, half teaching and half threat-
ening, the man who laid hold of his racing spirit, checked it, and forced

23. E. Doumergue, Iconographie Calvinienne (Lausanne, 1909), 10.

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First Genevan Stay

it backward, the man who on the far side of the antithesis of enthusiasm
and traditionalism subjected himself to the law of historical continuity,
and who now demands the same iron obedience of others. This Calvin
— the Calvin who had Servetus burned — begins to emerge in the Caroli
affair. It is not for nothing that in his letters on this affair he brings to
light for the most part the less pleasant side of his character. It is not for
nothing that this affair caused him to write his most crushing and from
a human standpoint his most questionable polemical work, the Defensio
Gallasii.24 The doctrine of the Trinity was the issue here as it would be
sixteen years later in the Servetus trial. But then the accused became the
accuser. Changes of that kind do not usually go unpunished.
Dr. Peter Caroli had become the first pastor in Lausanne in the fall
of 1536. Like Farel he came intellectually from the Faber Stapulensis circle.
He was born in 1480. He was thus almost thirty years older than Calvin
and could easily have been his father.?> It is not without importance to
note that two generations of the evangelical movement in France were
here confronting one another. An older man, who might have been the
father, had to understand and agree with and perhaps indeed follow a
younger. Farel did that. But it is not the norm. If the younger are under-
stood by the older, it is by their grandfathers rather than their fathers.
When it is by the fathers, as it may often be, that is grace.
Caroli was a French evangelical like Bishop Roussel, with whom
Calvin had crossed swords in the second open letter of his Italian
journey. He belonged to the school whose conscience had been
awakened by Luther but whose heart was still in the beautiful medieval
liturgy, the school that was judicious but had no sharpness of insight,
that was gentle and patient with others but especially with itself, trying
to veil the antithesis of the old and the new ages rather than to grasp
their unity, trying to glue them together and merge them by com-
promises and combinations. If people of his kind could be hostile, it
had to be against a man like Calvin, who so coldly and unlovingly
rejected their dearest concept, that of an evangelical Catholicism. As a
rule they showed no hostility. They left anger and fury to those who
would hate them for their many-sidedness.
It was the special individuality of Caroli, however, that he was a
sharp proponent of what was basically not sharp. He was a recognized

24. See above, 310 n. 15.


25. Bahler, 44.

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scholar of his day. In 1529 he had published a fresh edition of Faber’s


translation of the NT.?¢ He would undoubtedly have made an even greater
name for himself in this direction if the Reformation had not partly
deflected him and made him archurch agitator. I say “partly” because for
all the instability that gives him the stamp of a restless spirit, we never see
in him any real or deep unsettlement or disturbance. He had the posture
and fervor to make him a reformer, but not the discipline or humility. I
say, too, a “church agitator” because in what he undertook, apart from an
overly strong interest in his own person, his obvious concern is the church,
the visible church, which he seeks now in one place and now in another.
What he did in these later years of his life makes this plain. For all his
gruff individuality and self-will, he was more an exponent than a cipher,
that is, an exponent of the instability with which innumerable scholars,
even theological scholars, faced the questions that were put to them for
decision at that time. No less than three times he turned his back officially
on the Roman Catholic church and its theology, and no less than three
times he returned to them. According to the accounts of his adversaries,
in early years he had pandered both gladly and generously to both Bacchus
and Venus. He certainly had a strongly developed vitality, a worldly streak,
which might also manifest itself as a business sense. Yet although the
reformers knew all this and could not stop it, they took him seriously. His
youthful sins and instability of character first came to be portrayed and
emphasized only when they had to defend themselves against him on other
grounds. The age was familiar with two approaches. It could quietly and
nonpharisaically overlook human failings but it could no less mercilessly
attack the person publicly when occasion seemed to demand. At any rate,
one would do well not to engage the man polemically from that angle.
He had his second departure from the church behind him when he
came to Geneva in the spring of 1535 and in his own strange and ambivalent
way took part in the decisive religious discussion of the time. To no obvious
end he sought to mediate and would not sign the minutes of the disputation.
He then went to Basel, where he became friendly with Erasmus and Karlstadt
and especially Grynaeus and Myconius. It must have been then that the idea
came to him that would bring him historical fame, the shabby idea that he
would declare the stout Farel under suspicion of Arianism because in his
Sommaire he had described Triunity as an incomprehensible mystery which
he did not propose to deal with in this work that had practical piety as its

26. Ibid., 48f.

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aim.27 Caroli thus set Basel in an uproar and caused a question to be put to
Farel, though we do not know what answer he sent.?8 In May 1536 Caroli
became pastor in Neuenburg, and as such, having first married, he took part
in the Lausanne Disputation. His appearance there must have made a good
impression, at least among the Bernese who were present, and even the
Genevans would later have no reason to complain of his conduct on this
occasion, which they would certainly have done had there been any grounds.
The result was that he was called to be the first pastor of Lausanne along with
Pierre Viret, Calvin's intimate friend.??
But now strange signs began to appear. He seems to have viewed his
position as first pastor in the Vaud capital as a kind of episcopate, and to
have allowed himself to address his colleagues as though they were under
his charge (Bahler, 59). Much more offensive was a further step that he
took in January 1537 when his colleague Viret was in Geneva. To the great
astonishment of the congregation he then read from the pulpit a number
of theses defending prayers for the dead.3° He was not proposing a revival
of the medieval idea of purgatory or of intercessions that would earn merit
on behalf of its residents. But his position was certainly not in line with
the customary caution of the reformers regarding anything to do with
death or the dead. If my view is correct, Caroli (7, 328)3! had generally
in mind a stressing of the neglected eschatological complex of ideas in the
NT. If he had really taken this in bitter earnest, he would truly have made
contact with Calvin on this issue. In the background of his plea for prayers
for the dead stood the thought of the coming of God’s kingdom that
would put an end to death. In expectation of this coming redemption all
creation sighs and Christ intercedes for his community as high priest before
God. Trusting in the divine promise, the community living on earth must
stand in for the departed and beseech the Lord that he will soon cause the
day of judgment and resurrection to dawn.3? But Caroli was not enough
of a serious and disciplined religious thinker to realize that in no way may
we send an intuition of such breadth flashing and sparkling forth only

27. Ibid., 71, quoting Farel’s 1537 or 1538 preface to a new edition of his Sommaire.
28. Bahler, 56.
29. Ibid., 56-58.
30. Ibid., GOf For the text of the theses cf. CO 7, 328f.; and cf. Farel to Calvin,
10.21.1539, CO 10/II, 408f. (no. 193).
ile (QO) Tg evAcy
32. Barth summarizes here Caroli’s eight conclusions; cf. theses 5 and 8 in CO 7,
Sy):

316
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aphoristically and even with very worldly secondary purposes. What he


himself put to the fore, to the jubilation of the people of Vaud who had
only just been forced out of their traditional beliefs and practices, and to
the irritation of all honest Protestants, especially his colleague Viret, was
the curious, futile, and noxious dogma, as Calvin called it,33 of a renewal
of an active relation of piety, such as we find in Romanism, between living
believers and those that have gone before them.
On hearing the news, Viret hastened back as fast as possible to
Lausanne.*4 Who knows, there might have been a peaceful and profitable
discussion if Caroli had been a little greater than he was. There was in fact
a real lacuna in Reformation thinking at this point, as we are now well
aware for many reasons, more so than was the case then. But Caroli was
Caroli, and he was ill-advised enough, in lively conversation with Viret
but in some context unknown to us, to question again the trinitarian
orthodoxy not now of Farel alone, but also of Viret and Calvin.
With the putting of this new question the eschatological question at
once lost its prominence. Viret took the accusation seriously, reported it at
once to Geneva, and in mid-February 1537 Calvin, no less aroused than Viret,
went to Lausanne. We learn about the course and content of the discussions
that now began mostly from Calvin's own records. Apart from their biographi-
cal and theological interest, which engaged us yesterday, these offer us a
welcome insight into Calvin as a fighter according to his own depiction of
himself. He would often be in similar situations later. It will repay us to give
close attention to this first instance because it is typical of all that would follow
(Defensio Gallasii, 7, 289ff.). Those who do not know how Calvin could
conduct a quarrel do not know him at all. According to his own statement he
saw in Caroli’s thrust (Briefe, 50)5° a threat to the foundations he had laid in
his work thus far. He viewed the calumny as an intolerable stain that would
bring shame on the gospel as a whole if not removed.

Lausanne Disputation, 2.17.1537© On February 17 an official disputa-


tion took place between Calvin, Viret, and Caroli in the presence of

33. Cf. CO 10/II, 82 (no. 49), Genevan to Bernese pastors, February, 1537; also
7.333; 10/Mx 85.
34. Barth has here the marginal reference 7, 314, but this cannot be CO 7, 314.
Calvin tells of Viret’s return in CO 7, 334. For details see the Swiss edition.
35. CO 10/II, 85-87, Calvin to a Bern pastor, February, 1537.
36. In the MS this heading was in the margin.

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Bernese envoys then in Lausanne under the leadership of the city secretary
Zyro (cf. Briefe, 49, 50, 74).37 The proceedings seem to have opened with
the reading by Caroli of eight theses on prayers for the dead.38 Then Zyro
asked him to listen to what his colleagues had to say about them. Caroli
replied rather pompously that he would give an account of them to the
Bern council and clergy (Briefe, 49). Calvin then spoke, and according to
his own record he argued so victoriously that Caroli could make no
response and suddenly switched to his real theme, furiously and without
cause assailing Calvin and his followers with the charge of Arianism.3? The
main point made, at least according to Calvin, was that in their writings
Caroli’s opponents avoided the terms “Trinity” and “person.”4° In answer
Calvin quoted two passages from his catechism, articles 31 and 33, which,
as he saw it, gave material expression to an orthodox confession of the
Triunity.4! It is true that the terms Caroli was asking for were not used.
Calvin might justly have appealed to ch. 2 of the Institutes in which they
were.42 He did not do this. Perhaps in Lausanne he had to maintain
solidarity with Farel, who was especially severely attacked and threatened.
Or perhaps he realized that the point of that passage in the Institutes was
that the trinitarian confession, though possible and necessary, has no literal
basis in scripture, and cannot be shown to be necessary in the context of
the Reformation doctrine of salvation.43 Even less could he adduce the
passage in the Genevan Confession, which was the main object of the
attack. He did not occupy, then, a wholly favorable position.
Caroli, however, did not enter into a discussion of the passages in
the catechism that Calvin quoted, but simply declared that we must ignore
all new confessions and subscribe to the three early church symbols. Calvin

37. CO 10/II, 82-84, 85-87, 119-23.


38. See above, 316 nn. 31f.
39. CO 10/II, 83 (no. 49).
40. CO 7, 316, 318.
41. CO 10/II, 83 (no. 49).
42. See above, 310 n. 17.
43. The MS originally had a further sentence to the effect that Calvin probably
realized that the two terms did not occur in the passage, but Barth struck this out and
added the marginal note that this suggestion did not fit in view of 7, 316; he then struck
this note out as well, adding instead that the terms are in the Institutes at 7, 316. In fact
Calvin used “person” in his account of the doctrine of the Trinity (OS I, 72ff.) but used
“Trinity” only in the short treatment of the Holy Spirit (85). The term is, of course, implicit
in the passage I, 72. Barth’s marginal reference is to a passage in Adversus Petri Caroli
calumnias, CO 7, 316f. (Note: BI 65 has “trinity of persons.”)

318
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and his followers were under suspicion in his eyes because they did not
accept in particular the Athanasian Creed, which Calvin claimed not to
have the support of any legitimate church (Briefe, 49), and in relation to
which he stated that he was not accustomed to recognize anything as God’s
Word, which he had not thoroughly tested (Briefe, 50).44 Caroli then made
the dramatic declaration that Calvin was not worthy to be called a Chris-
tian (Briefe, 50).4
Calvin had clearly spoken somewhat audaciously to evoke this angry
cry from Caroli. In a letter of justification to the Zurich clergy in August
1537 (Briefe, 74) he left out that utterance of his and contented himself
with the offering of material reasons why he would not subscribe. As he
put it, the only ground on which they avoided the use of “person” was
that as Caroli put his demand its acceptance would have amounted to a
confession of guilt. Requiring subscription to the symbols would have
meant not only casting doubt on what they had built up with their ministry
but actually overthrowing it radically. They did not want an example to
be given in the church of the kind of tyranny that declares people heretics
because they will not subscribe to what others put before them.*¢
But in the Defensio Gallasii, which was published in 1545 and
addressed to a wider European public, we find no mention of this first
Lausanne disputation even though a broad and explicit account of the
affair as a whole is given. Calvin had “forgotten,” then, his own much too
extreme sayings, and even the whole gathering, proof enough that he did
not look back on them with any feelings of pleasure. The two letters from
which I have quoted (49 and 50), which he obviously wrote immediately
on his return from Lausanne, the one to the Bernese clergy, the other to
a single unnamed Bernese minister, almost certainly Megander (the note
in CR on 50 rests on a confusion!),4” show that he had two aims in view:
first to gain support for himself in Bern against Caroli, and second to
arrange if possible for a synod before Easter to settle the dispute once and
for all. For no settlement had been reached at Lausanne. Calvin himself
tells us that the envoys from Bern could see no outcome in view of the

44. CO 10/II, 83f., 86.


45. Ibid.
Ab CO} 1LO/ME 1208.
47. The editors of CO 10/II (85, n. 1) thought Megander was at the disputation
and refer to a letter he wrote to Bullinger (88f.) containing an account ofit. Barth, however,
argued on the basis of Calvin's account in CO 7, 310, that Megander was not in Lausanne
<
until May 14. He believed the reference in 88f. was to the Bern Disputation on 2.28.1537.

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controversy regarding the authority of the Athanasian Creed, and he stated


that a theological convention would have to decide the matter.

Bern Disputation, 2.28.1537* For the time being the convention was
not held, but a second preliminary confrontation between the two parties
took place on February 28, 1537, two weeks later, before the body that
exercised spiritual jurisdiction in Bern, and that Calvin had asked to
convene a synod (cf. Briefe, 59, Farel to Capito; and Defensio Gallasit, 7,
308ff,; also on this Briefe, 660, Viret to Calvin, 7.14.1545!).4 Things must
have gone much the same in Bern as in Lausanne, but were much more
dramatic. Caroli expanded on his view of prayers for the dead. Viret and
Calvin refuted him, and they seem to have succeeded in getting a ruling
that Caroli should in the future stop teaching his theory. But Viret and
Calvin were also told not to boast of their triumph, that is, to say nothing
about it. That was a typical Bern decision.
The disputation seemed to be at an end. In reality it had only just
begun. For hardly had Caroli recovered from the way in which the judg-
ment shook him — as Farel and Calvin tell the story he even shed tears
— before he asked permission to make an announcement. For the glory
of God and the honor of the government of Bern, he said, to promote
the purity of the faith, the unity of the church, and public peace, and to
fulfill his duty of venerating God, he had to tell them something on which
he had for a long time kept silence and secrecy — after this invocation of
all the gods some decisive novelty was naturally expected, but it turned
out to be the same old thing: many preachers in Geneva and in Bern as
well were tainted with the ungodliness of Arianism.>° To the general
consternation a list was then produced and read of those whom Caroli
had in mind. He offered no proofs, says Calvin, but was content to have
spread abroad his poison and taken his revenge. It was a genuine stroke
of the theater on Caroli’s part.
But then Calvin spoke, and he told the assembly, according to his
own account, that Caroli had recently invited him to a meal since he was
a beloved brother. He had also told him to send friendly greetings to Farel.
He thus regarded all those whom he now called heretics as brothers, and
said that he had always tried to cultivate fraternal fellowship with us.

48. In the MS the heading is in the margin.


49. CO 10/II, 97-106.
DON COS

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“There was never any word about Arianism. Where, then, was the glory
of God and the honor of the government of Bern? Where was the purity
of the faith? Where the unity of the church? Either you are now making
it clear that you lied to God and,men and are a culpable traitor to the
truth, or it is evident to all of us that you have other reasons for your
accusation than those you give. For with what kind of conscience could
you twice celebrate the Lord’s Supper with your Arian colleagues? If you
had even a single spark of true faith and zeal, would you have been able
to tolerate it that your brothers and colleagues were denying the Son of
God? How could you have dealings with those who were infected with so
great ungodliness? But let us assume that your own zeal is not the issue.
I ask you how you know that I am an Arian heretic. I recall that I have
given open testimony to my faith and you will not easily find anyone who
is more zealous than I am in upholding the deity of Christ. My works are
in the hands of the people, and I have found that all orthodox churches
approve of me and my beliefs. But you, have you ever documented your
own faith except in drinking and tippling? That has been thus far the
warfare in which you have engaged. With what right, then, do you accuse
me of Arianism? I will purge myself of this insult and will not tolerate it
that such unworthy suspicion should rest upon me.”*!
Note the refined technique that Calvin displays in this address. The
old attorney has reawakened in the reformer. How cutting he is, how
self-conscious, how sharply prepared to be in the right at any price, how
ready not only to smash his foe intellectually but also to destroy him
morally! And this was how Calvin portrayed himself eight years later, when
the battles were long since over and another might perhaps have looked
back on the stormy time with gentle irony. But Calvin at 36 was not
prepared to take Calvin at 27 any the less seriously or to refrain even one
jot or tittle from justifying him.
Caroli in response was forced to some extent to withdraw. He was
not attacking Calvin’s writings, which were in fact orthodox, but Calvin
had made common cause with Farel, of whom the same could not be said.
But at once Calvin and Viret replied that they were prepared to vouch for
the absentee’s innocence. The affair ended with fear and trembling for
Caroli, said Calvin.52 The disputation concluded at this point. Calvin
attained his wish in that Bern resolved to convene a synod, but against

51 Abid:, 309:
52. Ibid.

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his®3 desire it was put off until after Easter. For the rest it was clear that
he did not meet with favor in Bern. We have a remarkable letter from
Megander, one who soon enough would have to suffer much from Bern,
addressed to Bullinger and dated March8, 1537 (Briefe, 52), which is
definitely not friendly at all to Calvin. Megander briefly describes the
collision on the eschatological issue and writes that some of the French in
the newly occupied territory (Vaud) are under suspicion of unorthodox
teaching about Christ and the Trinity of persons. For this reason Calvin
came to Bern and obstinately asked for a synod, which was denied him
until after Easter. Be on the watch for how much work these bigoted and
refractory Frenchmen (Galli illi superstitiosi ne dicam seditiost) will still
cause us.>4

Crisis?> At this same period Farel received a most ungracious letter from
the Bern council (Buhler, 69).5° The offense was that during the absence
of Viret and Caroli he had gone from Geneva to Lausanne. It was surmised
that he had done this to stir up feeling against Caroli. This greatly dis-
pleased Bern, and he was told to desist at once. His church was Geneva,
and he should not meddle in the affairs of others. At the time relations
between Bern and Caroli seem to have become increasingly friendly and
the latter still had unbroken confidence in his cause. We can well under-
stand why Calvin was pressing for further and clearer decisions.
Meanwhile the situation was made more complicated by the com-
promising emergence of a real antitrinitarian close to Calvin. This came
in the person of a certain Claudius of Savoy (Trechsel, 56;57 Bahler, 73).
Claudius was an unstable and volatile advocate of a mere humanity of
Christ, the son of God naturally and in time, but not the eternal Son. He
had been driven out of Bernese territory and went to Luther and Melanch-
thon at Wittenberg by way of Basel. Nowhere finding a welcome, he
returned to his own home territory of Thonon, formerly in Savoy but now
part of Bern. There he was trustingly received by the local pastor Fabri, a
close friend of Calvin and Viret. On fresh instructions from Bern he went
to Geneva to await the return of Calvin with a view to a disputation with

53. The MS had shren (“their”) here for seinen (“his”).


54. CO 10/II, 89.
55. In the MS this heading is in the margin.
56. Bahler, 69 n. 1, prints an extract from the letter.
57. Trechsel, vol. I.

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§15 Conflicts

him. In the interval Farel and the other pastors who had stayed behind
worked on him so thoroughly that they succeeded in securing an orthodox
confession of faith from him.
But these dealings of the Genevans with a suspected heretic, even
though they led to his conversion, were obviously not calculated to make
a favorable impression abroad. It all seemed to indicate that things were
not well with the triumvirate Farel, Calvin, and Viret. I will quote two
letters to prove this. On May 20 Myconius of Basel wrote to Bullinger to
the effect that something would have to be done by learned men if these
Genevans were trying to bring back the Arian heresy, as he had heard, or
even worse the evil error of the Spaniard Servetus (Briefe, 60).58 During
this whole period Myconius was a definite friend of Caroli and his cause.
Even in July (Briefe, 72), when Caroli had become a Roman Catholic
again, he could still write that he would have sworn that Caroli was a good
man, whereas it was in a dissident spirit that those in Geneva and Lausanne
refused to subscribe to the Athanasian Creed and thus seemed to cast
doubt on belief in the Trinity (Briefe, 69).°? What those at a greater
distance, with no knowledge of the details, thought of the way things were
going in western Switzerland may be seen from a letter sent by Melanch-
thon to V. Dietrich on August 5, 1537, in which he said he had heard
that an associate of Servetus was scattering the seed of samosatanic error
and that frivolous people were paying so much attention to this new
delirium as to hold a synod already to deal with it.©? Naturally there is
here a confusion or intermingling of the causes of Caroli and Claudius,
but we can still see that the reputation of the author of the /nstitutes was
damaged if he could be spoken of in that way. We must take all these
considerations into account if we are to explain Calvin’s attitude. If we do
so, we can at least understand, if not condone, his more than energetic
response to Caroli. His life’s work was at stake when he defended himself
so strongly against the attack of this man.

Lausanne Synod, 5.14.1537°! On May 14, 1537, the synod that Calvin
had wanted for so long finally met in Lausanne. To know how it went we
are almost totally dependent on Calvin’s own account in his Defensio

58. CO 10/II, 103.


SOnCO 10M m7heise
60. CR 3, 400 (no. 1599); cf. also Bahler, 91.
61. In the MS this heading is in the margin.

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Gallasii (7, 310ff.). The synod convened in the Franciscan church and
consisted of over one hundred pastors from the Vaud territories conquered
by Bern and twenty from Neuenburg. The two pastors from the city of
Bern, Megander and Kunz, presided, and the Bern government was rep-
resented by two council members, Rudolf von Graffenried and Nikolaus
Zurkinden. The synod had the character of an inner Bern affair, with the
Genevans Farel, Calvin, and Courault present only as guests. The antitrin-
itarian Claudius seems to have been there as well.
After the reading of a formal complaint drawn up by Caroli, Viret
was asked to respond first. This type of opening shows something we
might gather from Megander’s letter of March 8, namely, that in the
trinitarian dispute the situation of Calvin’s party was not a favorable one
subsequent to the February colloquies. The tension of the months in which
Calvin and his friends were under formal complaint helps to explain the
crushing force with which Calvin proceeded to reply to Caroli now, then
to reply again eight years later, and then to attack Servetus later still. In
no circumstances did he wish to see his life’s work exposed again to the
peril under which it stood in the spring of 1537, when people were linking
his name to that of Claudius of Savoy, and indeed confusing the two, as
we learn from Melanchthon’s letter.
Viret made the following declaration in answer to Caroli’s charge:
“When we confess the one God, then in the essence of the one Godhead
we associate the Father with his eternal Word and the Spirit. We thus
name God the Father in such a way that we proclaim the Son and his
Spirit with the Father as the true and eternal God, but without confusing
the Father with the Word or the Word with the Spirit. For we believe that
the Son is other than the Father and the Spirit other than the Son, though
there is only one divine essence. For this reason we say only of the Son,
not of the Father or of the Spirit, that he became flesh, and thus that
Christ is very God and very man. For at the time appointed for our
redemption he took our flesh, and became participant in our humanity,
in two natures that are united but not mingled.”®2
We see from this statement that good care was taken to retain the
content of both the Nicene Creed and the Chalcedonian definition, to
avoid Arianism on the one side and Sabellianism on the other, yet not to
use — for reasons we saw last time — the terms that Caroli was demand-
ing, namely, “Trinity” and “person.” The statement was a real work of

627C Ow, 310,

324
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theological craftsmanship. Caroli called the confession sparse and thin,


too short, ambivalent, and scanty, and for his part he began to recite the
Nicene Creed and then the Athanasian Creed, and to do so with such
strange twisting of the body and shaking of the head, and in such a
bellowing voice, that general laughter broke out. By an unhappy chance
he also got stuck after the third clause of the Athanasian Creed, so that
he was abruptly forced to abandon his declaiming of it.63 His obvious
purpose was again to demand of Calvin’s party subscription to these
ancient symbols, or express confession of them.
This moment of comedy turned the tide against Caroli. Calvin's
moment had come. On the principle that attack is the best form of defense
he opened a strong point-blank attack on the devilish and envious rage
with which Caroli was daring to confuse the church, to halt the progress
of the kingdom of Christ, and to tear down worthy men. Caroli, he said,
has kindled strife regarding the nature of God and the distinction of
persons in God. He himself would begin further back. He would ask Caroli
whether he believed in one God at all. For he would maintain before God
and men that there was no more faith in him than in a dog or a swine.
The proof was that he was an Epicurean in lifestyle, as they all knew.
After this pithy introduction, which reminds us of the insults with
which Homer’s heroes usually opened their battles, Calvin read an express
confession upon which he had reached an agreement with his Genevan
colleagues, since they could not afford to let this kind of affront rest upon
them. As he put it, a confession of faith must be based on respect for the
mystery of the divine majesty and therefore on the Word of God. It must
not be affected in any way by what is pleasing to others. It must state the
very truth of scripture itself, not according to the words but according to
the sense. God is eternal, infinite, spiritual essence. As the one God he
has his being of himself, and he has conferred being on his creatures. In
this one essence of God we recognize Father, Son, and Spirit, not as three
gods, nor as mere terms for his operations, but as three hypostases, sub-
sistences, or modes of being that are not to be mixed with one another
and that all lie in his essence. Thus in scripture the Son, too, is called
Jehovah (Heb. 1 [vwv. 7ff.]), our life, light, salvation, righteousness, and
sanctification, in whom we put our trust and on whom we set our hope.

63. Ibid., 310f.


64. Ibid., 311.
65. Ibid., 311f.

a2)
First Genevan Stay

But this is practical knowledge, not idle speculation. That it has to do


with being quickened and enlightened and saved and justified and
sanctified makes it certain knowledge, a viewing and grasping of God very
present to us. Similarly, the deity of the Spirit follows from the manner
of his working on us, which we see to be divine.® It is in this context,
Calvin is saying, that the doctrine of God as Father, Son, and Spirit is
scriptural and that we accept it. (He again stubbornly and: in opposition
to Caroli leaves out the terms “Trinity” and “person.”)
These concepts of Calvin that I have justypresented throw great light
on the whole situation. Calvin was inclined to regard the Greek dogma
as idle speculation in contrast to the practical knowledge that he himself
thought he could gain from scripture, and it was only to the extent that
the doctrine of the Trinity could be understood as practical knowledge
that it seemed to him to be scriptural and acceptable. This evaluation of
the Greek dogma, which was then original and necessary, has now become,
especially under the influence of the view of dogmatic history inspired by
Ritschl, one of the theological things that sparrows trill from the roof-
tops.°” I would advise you to treat it with great caution. When an age
regards the statements of a previous age as idle speculation, in the first
instance this is just an indication that it now has different problems, or
rather the same problems in another form. Calvin might permit himself
to suspect the serious religious thinking
of the4th centuryofbeing idle
speculation, but_this. evaluation was no more correct than. ifwe, as we
might easily be tempted to do, were to. _permit_ ourselves to reject the”
the
contention that the Reformation doctrine of justification or predestination
ispractical knowledge. The contrast that Calvin made simply shows us
how great was the curve in the path that came with the Reformation, so
great that the stretch behind the reformers was no longer visible to them
and they could no longer adjudge the thinking of that earlier period to
be practical knowledge. Caroli had not gone round this curve. Insofar as
he did any vital thinking at all, he did so on the path of the older problems,
and what Calvin had to say about the God who is so present to us seemed
to him to be idle speculation, a modern discovery, as one might say today.

66. Ibid., 312f.


67. Barth obviously has in mind Harnack’s thesis that early church dogma was a
Hellenizing of Christianity (History of Dogma, I [New York, 1962], 47ff.), where the
argument is that in the light of historical research we must see in the development of
dogmatic Christianity a work of the Greek spirit on the soil of the gospel.

326
$5 Conflicts

In the last analysis not merely two different minds but two different
dogmatic epochs were speaking past one another here.
Calvin upholds then — and as in the Jnstitures his scriptural proof
lies chiefly in the baptismal formula — the belief that there is distinction
in the Godhead, but he argues tHat this does not abolish the most simple
unity, so that the Son is one God with the Father because he is in harmony
with the Father in one Spirit, and the Spirit is in no way different from
the Father and the Son because he is the Spirit of the Father and the Son.°8
Arius is expressly repudiated for contesting the eternal deity of the Son.
Macedonius, the bishop of Constantinople who was deposed in 360, is
repudiated because in Calvin's eyes he was responsible for the heresy of
the Pneumatomachi, who sought to subordinate the Spirit to the Son.
Finally, Sabellius is repudiated for abolishing the distinction between
Father, Son, and Spirit.©
It should be noted in this regard that had Caroli been more acute
he would have had to accuse Calvin and his party of Sabellianism rather
than Arianism. On this front his offensive would have been more promis-
ing, for Calvin himself later found the equation of Christ and Jehovah, in
spite of its biblical basis, rather surprising, and for this reason, in a way
that is not entirely free from objection precisely in the most striking
passages of his Lausanne confession, he omitted it in the Defensio Gallasii
(7, 322; cf. 9, 708!).7° The reformers undoubtedly tended to stress the
unity rather than the distinction in God, as we see plainly in Calvin. You
probably are aware that on the last pages of his Christian Faith Schleier-
macher counsels a serious weighing of the Sabellian solution in contrast
to the Athanasian.”! Calvin did not go that far, but a more perspicacious
adversary who advocated the Greek dogma could certainly have found it
necessary to attack him on this side. Calvin himself could rightly feel
immune to the charge of Arianism, for the Reformation approach, like
that of the early church, found the deity of Christ to be self-evident, no
matter what one might think of the authority of Athanasius. Just because
so much depended for Calvin on the true and eternal deity of the Son

(CONG Bile
69. Ibid.
70. For the 1537 text cf. CO 9, 708; for the 1545 text, 7, 322.
71. The Christian Faith, §172, where Schleiermacher finds the NT unclear, views
the Athanasian and Sabellian concepts as both valid and serving the same purpose, and
asks whether the latter does not do so without entangling us in insoluble difficulties.

S27
First Genevan Stay
~

(and not simply on rational grounds here!), he felt that he had to stress
the unity more than the distinction. If he was an antitrinitarian — and if
there are any who; feel confident enough to take this view in spite of his
assurances, let them do so! — then it was certainly not as an Arian. Caroli’s
accusing him of being both an Arian and a Sabellian at the same time was,
of course, nonsensical. (In almost all the controversies of this kind Calvin
had the good fortune to fight with opponents who put their case with
astonishing ineptitude.)
A further section of the confession deals with the two natures in
Christ. Calvin calls Christ prior to his incarnation the eternal Word before
all time, begotten of the Father, true God, of one essence, power, and
majesty with the Father, and therefore himself Jehovah, that is, the self-
existent one.’2 For if he is God, everything that is true of God is true of
him, too. There can be no God of a second ranking for Calvin in spite of
all the difficulties that arose for him here and in spite of the proximity to
Sabellianism into which he brought himself. In calling Christ the Word,
he adds, he does not have in mind the fleeting and dying voice of the
oracles and prophecies given to the fathers, but, as he puts it with admirable
clarity, the perpetual wisdom resident with God from which all oracles
and prophecies derive. For the ancient prophets and others who imparted
the truth of God to us spoke no less by the Spirit of Christ than the
apostles.’3 As the incarnate Word Christ is both true God and true Man.
The natures remain distinct, but are in mutual communication, so that
we can predicate the qualities pertaining to each of the other. The church
is redeemed by the blood of God, the Son of Man is in heaven.74 This is
the familiar doctrine of the idiomata (“attributes”), and it was the part of
the early teaching that Calvin found it necessary to appeal to most. He
rejected the Marcionites, who in his view substituted a specter for Christ’s
body; the Manichees, who spoke of a heavenly flesh of Christ; Apollinarius,
who accorded to Christ only a half humanity; and Nestorius, who taught
both a human and a divine Christ.75
It may be noted again that if he was really determined to find a
heresy Caroli might have seized perhaps on the last name, the name of
Nestorius, with more success. The Lutherans later knew how to raise

72 CO 7 ONor:
73. Ibid., 314.
74. Ibid.
75. Ibid.

328
§15 Conflicts

serious objections against the Nestorianism of Reformed christology.76 But


Caroli let his best chances slip at every point. In so doing he showed that
he no longer lived in the spirit of the ancient dogma but was a real man
of a later generation who, unable to grasp the spirit of the new age, had
to content himself with brandishing a few extracts from an earlier age
against his adversaries. He was not in truth the dragon slayer of his
posturing. Breaking off his report of the Lausanne colloquy at this point,
Calvin asked who could not be satisfied with so clear a confession. What
could a judge who was not wholly unjust miss in it?77
Calvin concluded his address with an explanation of the strange fact
that he and his friends refused to meet Caroli’s demand for subscription
to the early confessions. Why not? Simply because Caroli was demanding
it. Yielding would have compromised their work thus far, and Farel in
particular would have been left unprotected. They could not set a prece-
dent by allowing the tyranny of an individual over the church or an
obstinate insistence on words.’8 I cannot wholly avoid the impression that
Calvin was glad to be able to use this defiant argument, which is so right.
It really is the case that we must not yield to people like Caroli even though
their cause is the very best. Nevertheless, why had not the Genevans
themselves thought of honoring or at least mentioning the early creeds
somewhere in their reformation program as the Augsburg Confession and
the Schmalkald Articles do, and even Zwingli in the first article of his
1530 Fidei ratio?” It was really a good thing for them that the admonition
regarding this omission came from a man to whom they could reply: “We
cannot!” with pride and with no taint of suspicion. Calvin could even
permit himself to jest about this argument, as he himself tells us (zocatus,
7, 315). Jocularly he pointed out to Caroli that he had recited the first
lines (of the Athanasian Creed), stating that those who do not keep this
faith cannot be saved, but he then observed that Caroli himself did not
keep it, for with all his efforts he had reached only the fourth clause.
Supposing death had overtaken him and the devil had come to fetch him
after he had expressly consigned himself to the everlasting perdition that

76. This criticism arose in connection with the so-called Calvinistic extra; cf.
A. Calov, Systema locorum theologicorum, vol. VII (Wittenberg, 1677), 225; J. Gerhard,
Loci theologici, vol. 1 (Leipzig, 1885), 506.
HI SSO) 16 sss
78. Ibid.
79. BSLK 55, 8f. 414, 25f; Z 6/II, 15ff.

329
First Genevan Stay
~

is certain without the protection of this confession.80 Those who can joke
in this way about the rather pompous introduction to the Quicumque can
hardly be called ardent in their respect for the church’s tradition.
And the continuation is even better, for Calvin asks: What if he
should deny that the statement that Caroli wants to thrust upon him really
was the work of the Council of Nicea? Can we believe that the holy fathers,
who surely wanted to put everything necessary in as brief a formula as
possible, would have played around with such a superfluity of words? Is
there not repetition in such clauses as “God of God, light of light, true
God of true God”? Why this repetition? Or does it have some real point
or meaning? What we have here is obviously more a hymn for singing
than a confession, in which one syllable too many is absurd.8! This is a
genuine Calvinist objection, but the astonishing thing is that it was raised
at all. Historical criticism based on a judgment of taste! Those who go so
far afield show that they have no direct relation to the object of criticism.
It would have been better for the matter under discussion if that had been
rather more apparent at the time. But we cannot dictate to history its
tempo. And there was wisdom in the way in which Calvin made it clear
how free he was regarding earlier authorities, did so better than any other
reformer, yet did not come right out and say that these were not authorities
for him. Something of that sort had taken place at the first Lausanne
disputation.8? This time Calvin was content to put a few question marks
after agreeing materially with the confessions. These observations brought
his address to a close.
Caroli then spoke again, and again, providentially, he made himself
an object of general ridicule. He thought he should reprove his youthful
antagonist by bidding him respect his white beard, but instead of canus,
meaning “white,” he used calvus, meaning “baldheaded”; and even though
general laughter broke out, with his usual boldness, says Calvin, he re-
peated his statement three times, always with the same result. People then
knew Latin better than they do now, and the mistake, along with the
unintended pun calvus-Calvinus, was enough to make him once and for
all a figure of fun. He had nothing new or cogent to add, and he certainly
could not make any impression.
The president Megander tells us the result of the colloquy in a letter

S0NCO VRS 15:


81. Ibid.
82. See above, 319.

330
§15 Gof

to Bullinger dated May 22, 1537 (Briefe, 61).83 Here he says that the synod
of Vaud brethren met under his presidency on May 14 and came to a
happy conclusion. Claudius of Savoy recanted his Arianism. (This was one
matter the synod did take care of, though Calvin for obvious reasons does
not mention it.) Farel, Calvin, and many other brethren, pious and learned
men, were wrongly accused of heresy. Caroli, who was responsible for this
tragedy, was on account of it, and of other ungodly, vain, and odd acts,
deprived of his office by the brethren, and Megander had no doubt but
that the council would support the judgment of the synod.84 Calvin, too,
records the deposition, but also states that the synod recognized the
Genevan confession.8> This was naturally more important for him than
the ousting of Caroli, especially as there were other reasons for the latter
apart from his calumniating of the Genevans.
It seems possible that here again Calvin later saw the actual proceedings
in rather a different light. At any rate, he and Farel received an unfriendly letter
from the Bern council on August 13 to the effect that it had been reported
that Calvin had written to a Frenchman in Basel saying the synod had
accepted and “approved” the Genevan confession. The exact opposite was the
truth. He and Farel had expressed their readiness to subscribe to the Basel
confession, which held sway in Bern. (Calvin himself mentions in passing that
at Lausanne he did in fact endorse this confession.)8° There was surprise in
Bern, then, that he should write the way he did, and he was told to desist, and
that if he did not Bern would be forced to resort to other measures.”
Obviously if Calvin had secured from the synod he so much wanted all that
he had desired, namely, a full and unequivocal clearing of his name, Bern
would not have dared to address him in this manner. Clearly the situation was
that although his opponent Caroli had been defeated, this was not because he.
and his accusation had been totally routed, but because he had succeeded in
making himself impossible quite apart from his relation to Calvin.

Bern Synod, 5.31.1537°8 The next and last stage in the controversy, in
which outwardly Calvin achieved rather more than at Lausanne, was also

$5 CO ao 1
84. CO 10/II, 104.
83. COT, 17.
86. Ibid., 319.
87. CO 10/II, 118f. (no. 73).
88. In the MS the heading is in the margin.

331
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~

a Pyrrhic victory for him, the true and profoundest outcome of the whole
affair being that although nothing could be made to stick against him, he
was not really trusted, so that occasion was sought to prevent this uncannily
zealous man from ‘Geneva from growing trees that would reach to heaven.
Caroli saw fit to appeal from the French-speaking part of Bern canton and
its decision to the German-speaking part, which came together on May
31 to deal with another dispute between the two city pastors Kunz and
Megander.89 Calvin welcomed the opportunity to vanquish his adversary
more completely. Here the situation proved to be different from the very
outset, for Caroli was now the one who stood accused. Calvin and his
companions were asked to bring their charges against him, and after he
had tried in vain to anticipate them by frankly confessing some dark blots
in his past, Farel and Viret gave a very full and most unedifying account
of his moral weaknesses both past and present.?? It was not a happy
occasion, since the final victory over Caroli was won simply with the help
of a flood of old and new anecdotes, and the unfortunate man still had
the audacity to compare himself to that great champion of the faith
Athanasius, who had had to suffer so much for the truth.2! On June 5
the Genevans were rehabilitated in Bern as well, the judgment on Caroli
was confirmed, and banishment sharpened it.9?
For reasons that are not clear there was a sequel to the decisive action
of the synod, this time in the ecclesiastical court of Bern (7, 336). It seems
that in spite of everything Caroli had friends in Bern, especially in the
Lutheran faction among the clergy, and by turning to these friends he
sought a last chance to come to terms with his opponents.?3 But again he
conducted himself in such a way that he did not achieve his end, and
Farel, Calvin, and Viret now went over to the offensive, visited the mayor,
who had attended the synod along with the whole council, and asked that
Caroli not be allowed to leave the city until he had cleared them as the
synod demanded. Naturally this was not because he (Calvin) thought it
necessary that his orthodoxy should be acknowledged by Caroli — which
he had persistently and sharply refused to do — but because this public

89. Peter Kunz belonged to the Lutheran party in Bern, Megander to the Zwinglian;
cf. Hundeshagen, 64ff., 157ff; and above, 97 n. 10.
M0; (GO) 1, BELT, 385:
91. Ibid., 335.
92. Ibid., 336.
93. Ibid., 336f.
94. The MS simply has er = Calvin.

3824
§15 Conflicts

humiliation of their adversary would give force to the somewhat cool


declaration of the synod. Their request was granted, and it was to be
formally satisfied on June 6. But Caroli did not show up at the time
appointed by the mayor, and when a servant went to fetch him, it seems
that the missing man had left the city before daybreak.95 He went to
Solothurn, where the French ambassador resided, and from there, on June
16, he sent a remarkably shameless letter to the Lausanne council (Briefe,
660) saying that he thanked God for being freed by his grace from bonds
that had irked him so long. The foes of the Holy Trinity would not be
able to enjoy their triumph for long. He believed that all he had said was
true, and he would uphold it before the forum of the whole church.96
What he meant by the last statement became clear at the end of the
same month when we find him at Lyons with Cardinal Bishop Tournon,
who would arrange for his (second) return to the Roman Catholic church.
From Lyons he sent a no less astounding letter to Pope Paul II (Bahler,
8f.)°” saying that for thirteen years he had championed, spread, and
preached the theses of Luther that were for the most part rejected, that
finally for seven months he had led and taught the Lausanne congregation
according to the new doctrine, although not in all points, and that in
keeping with the accepted custom there he had taken a wife, but appealing
to the holy father as a suppliant, he stated that he had seen others spread
a dreadful heresy among these people and perceived a relapse into terrible
ungodliness as he saw clergy and theologians who styled themselves preach-
ers adopt the errors of Arius, Sabellius, Paul of Samosata, Nestorius, and
Basilides, and even go so far as to ridicule, disparage, and tread under foot
the symbols of the Council of Nicea and Athanasius, and to deny that
these had ever been recognized by the true church, so that he, Caroli,
could no longer tolerate such abhorrent apostasy and error and such
dreadful blasphemy. At synods and disputations in Lausanne and Bern he
had zealously made every effort to oppose such ungodly errors and to break
the horns of the heretics above mentioned, and by God’s help he had
become ever stronger and more victorious in this fight, but for that reason
he had been the more hated and finally expelled. He had had to save his
life by swift flight last of all from the city of Bern. In‘deep penitence for
outwardly rather than inwardly leaving the bosom of holy mother church,

95. See n. 104 below.


96. CO 10/II, 110f.
97. Ibid.; see n. 3 on 310.

31916)
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he now wished to return to its fellowship, to renounce all heresies, and to


do penance for his sin. He begged that he might do this, and to that end
he begged this his marriage might be annulled, and that he might be
restored to his doctor’s degree, his ordained status, his ministry at the
altar, and his qualification to receive a stipend.?8
Two years later, in July 1539, Caroli turned up again in Neuenburg,
then Basel, then Strassburg, and for the third time he went over from
Rome to Protestantism.?? He thus began a second and no less tumultuous
period of relations with Calvin into which we cannot go here. Rightly to
assess his letter to the pope, however, we must say that in Strassburg he
signed the Augsburg Confession, and when asked how he had been able
to go back to Christ’s enemies, he replied that he had taken this step out
of weakness and error, but that in spirit he had never really left his former
companions in the faith.!9° In him the relation between what is inward
and what is outward, between the spirit and the flesh, must have been a
complicated one. In 1543, after various switches, we find him in the role
of a polemical Roman Catholic preacher at Metz,!9! and it was as such,
in virtue of his attacks especially on Farel, that he became the target of
Calvin’s polemical work in 1545 to which we owe the most detailed and
vivid account of the whole affair.
In what I have told you about the matter I have used this account
with caution, with hints at various times why this is so. Controversy, with
its terrible urge to be right and to win on both sides, and of which we
have just seen a striking example, offers a good deal of smoke as well as
fire. It was the dust cloud of the Reformation and not its marching column.
We recall the tragic ambivalence of Calvin’s whole historical position. He
stood at the point where the flame was becoming smoke. Someone had
to stand there. When we realize that, we will be on guard against disliking
Calvin because he wanted to be right and he had to win after the manner
of his day, but more fiercely, consistently, and brilliantly than perhaps any
of his contemporaries. But we will also use great caution in viewing the
testimonies of his lively spirit as sources by which to evaluate others.
It cannot be maintained that much can be said to redeem Caroli.
Nevertheless, we cannot say anything final in evaluation of him because

98. Bahler, 84ff.


99. Ibid., 96fFf.
100. Ibid., 112, 115.
101. Ibid., 122f.

334
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we have too little of his own sayings and writings. To engage in a thorough
investigation of his life and his relation to the Reformation from a broader
and deeper standpoint than we find in Bahler would be a rewarding task
in the course of which it woyld perhaps emerge that this virtuoso of
switching back and forth might have been an example at least of a little
regarded but much stronger and more widespread middle movement
between the Reformation and the Middle Ages, the type of movement
which, with no feeling for the either-or that the epoch posed, tried to hold
the balance and thus had a certain characteristic significance of its own.
Was it not inevitable that most people of the time, though unable to switch
back and forth as Caroli did, should still be basically undecided in exactly
the same way? In the long run being a classical representative of those who
do not see that the hour has struck counts for something. Caroli finally
died in a hospital in Rome, naturally, as Calvinists would have it, as a
result of his excesses.102
But let us go back to his opponent who triumphed in 1537, to
Calvin. At his insistence the Bern council gave him a testimony to his
innocence, as he called it, on the day after Caroli’s flight, June 7. It is
worth noting that he was able to steel himself to request this from the
neither very spiritual nor very intellectual men of the Bern regime, he who
had so scrupulously argued that he was under no suspicion and that he
would not regard Caroli’s approval as even remotely necessary. But so
seriously did he take his view that secular governments have a vocation to
watch over the orthodoxy of what the church preaches that he was willing
to do this. Since the synod had acknowledged that he was right, the council
could not refuse to make this officially known. The council accepted the
logic of this. The remarkable official document is now in the Geneva
Library with the seal of the republic of Bern on it, showing the bear that
is slowly but surely inclining upward, an eloquent symbol of what Bern
has always wanted and not wanted. In religious matters Bern wanted order,
precision, comprehensibility, not intellectual ferment of any kind, not
unfathomable depth or freedom of thought, especially not what was arbi-
trary and strange, and might disturb the peaceful course of administration.
The unhappy Caroli now came to feel the severity of this bear’s claws,
but Calvin and his party did not wholly escape. The people of Bern gladly
made use of the occasion to say that it was they who had the say in their
territories, not merely in judicial and military matters but in those per-

102. Ibid., 165.

335
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First Genevan Stay

taining to the Holy Trinity as well. Not for a moment, however, did they
think of confirming turbulent Jehan Chauvin, who for them was basically
on the same level as Caroli, in what had become his somewhat doubtful
seat in the saddle at Geneva. Hence the testimony to Calvin's innocence
did not mean much (Briefe, 63).!93 Caroli had not been able to make good
his charge of Arianism. The accused were innocent. The charge had no
merit. At the request of Farel and Calvin the ecclesiastical court had been
ready to arrange a declaration of innocence. The flight of Caroli had
blocked this. At the further request of Farel and Calvin the government
had declared them innocent, having no good reason not to. It thus ordered
all its officials, if necessary, to see to it that right was done to Farel and
' his fellows against Caroli and his supporters.!°4 But if the tone of this
document is not enough to show us how unfavorable things really were
in Bern for Calvin and his friends, we should read the singular letter,
already mentioned, that Bern sent to Farel and Calvin on August 13 (Briefe,
73), which tells the learned, modest, loyal, and good friends that they were
reported to have tried to convince the preachers in neighboring Gex that
the terms “Trinity” and “person” were empty terms, and to seduce them
from their allegiance to the customary way of speaking of the Trinity that
they had inherited from the catholic church. There is then added the
complaint about Calvin’s untrue account of the Lausanne Synod, which
made out that Bern had accepted his confession rather than he himself
accepting that of Bern, with the threat of other measures should this
warning not suffice. !9
Reading this crude missive might well have given Calvin cause to
consider the shadow side of his concept of church and state. He departed
from his own path, of course, as little as Bern did from its path. But the
lords of Bern were not the only ones for whom the palpable result of the
Caroli affair was in fact a distrust of Calvin that was hard to remove. Read
the letters that passed between Myconius, Bullinger, and Grynaeus that
summer (Briefe, 60, 65, 69, 71, 72),!96 and you will be convinced what
shaking of heads there then was after Calvin’s victory over Caroli even

LOSREOWNOB7:
104. CO 10/II, 105f.
105. Ibid., 118.
106. Ibid., 103. (no. 60), Myconius to Bullinger, 5.20.1537; 109f. (no. 65),
Grynaeus to Calvin, June 1537; 113f. (no. 69), Myconius to Bullinger, 7.9.1537; 116f.
(no. 71), Bullinger to Myconius, 7.23.1537; 117f. (no. 72), Myconius to Bullinger,
7.26.1537.

336
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among stout Protestants, and even, indeed, in leading Reformation circles


from the shores of Lake Geneva to the unruly and riotous people of the
Allobrogi. Any letters addressed to the author of the Institutes were always
respectful and restrained, but there was no decisive shunning of Caroli, at
least not until his return to Rome was complete, and the letters were not
without a tone of quiet avuncular admonition to Calvin, with some anxiety
about all the things that might be possible in Geneva, and joy at any report
that seemed to indicate that things were not as bad with this good friend
as had at first been assumed. When the disaster took place in Geneva a
year later, the admonitory tone became more pronounced, as usually occurs
when something bad happens. In Bern, as later events would show, Calvin
had made a definite and conscious enemy of the Lutheran Kunz.

Bern Synod, 9.22.1537'” The last act in the Caroli affair, mainly un-
favorable to Calvin, took place in the presence of Bucer, Capito, Myconius,
and Grynaeus. It was the Synod of Bern on September 22, 1537,!08 and
centered on the agreement with the German Lutherans concerning the
Lord’s Supper. This synod, fully in line with the wishes of the Bern Council
and under the dominant impress of Bucer’s personality, would establish
the preponderance of a Lutheranizing trend in Bern. But the aim was also
to settle in this broader Reformed circle the question of the Trinity that
had not yet been wholly laid to rest. The letter sent by the Bern Council
to Farel and Calvin requesting their presence (Briefe, 77) does not mention
either item on the agenda but simply says that the synod will deal with
certain matters concerning the catholic faith. Capito and Bucer had ex-
pressed a wish that, being of like mind, Farel and Calvin should take part
in the discussions. To advance the “true truth” (“vraie verité”) and to please
them this wish was granted.!9 But basically the attitude of Bern to the
Genevans was equivocal. On the one side they were doing the Strassburg
leaders the favor of according them the like-minded helpers they wanted
in the eucharistic controversy (at that time Calvin was thus regarded as
anti-Zwinglian at least). On the other side the Genevans were being called
to account before this forum in the matter of the Trinity, in relation to
which the attitude of Bern was naturally one of caution if not of actual
mistrust. And we have to say that for these statesmen, who knew so well

107. In the MS this heading is in the margin.


108. On the course of the synod cf. Hundeshagen, 79ff., 114; also Trechsel, I, 163f.
109. CO 10/II, 125f.

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*

how to direct the play put on by the unsuspecting theologians, everything


went astonishingly very much as they desired.
Our present interest, of course, is in the part that Calvin played in
the proceedings. As regards the Lord’s Supper he had the undoubtedly
important task of presenting in the name of the Swiss churches a statement
that the Strassburgers, of whose sincerity there was at first some mistrust,
could sign as a proof of their agreement with the Swiss at the points at
which they were particularly opposed to Luther. This statement, the Con-
fessioFidei de Eucharistia (9, 711£.),")° is brief, but it is a little masterpiece
for which a Calvin was needed. It_sets out with extraordinary sharpness
the essence of the Lutheran view and that of the Zwinglian view (as Calvin
understood it!) and makes no attempt to mediate between them. Instead,
precisely by harshly opposing them to one another, itaims at a paradoxical
but as such illuminating unity, and says nothing whatever about the points
that are not essential on either side (i.e., not essential for Calvin).
\ The spiritual life that Christ gives us, says Calvin, is not just vivifi-
cation by his Spirit but also participation in his flesh; it is an imparting
of the whole Christ. No words can worthily describe the mystery of our
fellowship with the body of Christ.!!! There we have Luther. Calvin adds,
however, that all this in no way contradicts the fact that our Lord is exalted
to heaven, that he has withdrawn from us the spatial presence of his body,
which is not needed for the purpose. For though we pilgrims in our
mortality cannot be with him in the place where he is, nevertheless the
efficacy of his Spirit is no less surely not restricted by any limits, as though
the Spirit could not bring together and unite into one that which is
separated in space.!!? There we have Zwingli. We thus read in conclusion
that we find in the Spirit of Christ the order or bond of our fellowship
with Christ, but in such a way that the Spirit truly nourishes us to
immortality by the substance of his body and blood, and imparts life to
us by the fellowship of this body and blood. Christ, however, proffers us
this fellowship of his body and blood under the symbols of bread and
wine in the most sacred supper, and he gives (exhibet) it to all who celebrate
the supper rightly according to its institution.!!3 There we have Calvin.
For purely technical reasons, quite apart from the force and depth

110. OS I, 435£.
111. Ibid.
2S Uriel,
113. Ibid.

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of the underlying conception, those who know a little of what the eu-
charistic controversy of the time was all about will rejoice at the quality
of what Calvin did here. From this lofty height how tedious the battle
about the est (“is”) seems, how scholastic the Lutheran inference that the
wicked also partake, and how rationalistic Zwingli’s eternal insistence that
the flesh profits nothing. But how unnecessary, too, seems the attacking
of either left or right now that the two are brought together in this unity
as equivalent ways of describing the same thing, comprehended in the
cardinal concept of the Spirit of Christ by whose power the impossible
becomes possible, the distant near, the heavenly earthly, though not for a
moment losing its own worth or significance and becoming an immediate
actuality. Here we have a mediating theology that is not a mediating
theology because no room is left in it for either party as such.
The Strassburgers signed without demur, though Bucer at least ap-
pended a brief statement to the effect that he had never believed that
Christ was locally in the elements or diffused everywhere, but also that we
cannot allow the wine and the bread to be called naked and empty
symbols.!!4 If we want to study the difference between good theology and
average theology, superior theology and untalented theology, we should
compare the two brief statements made by Calvin and Bucer on the Lord’s
Supper. From the standpoint of Calvin’s statement the controversies re-
garding ubiquity on the one side and the purely symbolical character of
the elements on the other are now meaningless in virtue of the strong
reference to the miracle of the Spirit, who is himself the Lord. But Bucer,
according to his appended statement, seems to have had little comprehen-
sion of this point. Be that as it may, Bucer and Capito, who were present
in Bern as go-betweens for the great zealot of Wittenberg, signed Calvin's
statement, and if as a result concord between Luther and the Swiss was
closer to achievement than it has ever.been before and would ever be again,
this was. due not least of all to Calvin. It was not his fault if the peace
proved to be of short duration.
Naturally, however, the domestic problems of the Reformation move-
ment were too serious to be set aside by one good formula. Calvin would
derive no pleasure from what he did. He had built for the Strassburgers a
golden bridge to the hearts of the Swiss, but the result historically was not
to lift up the debate to the higher level of the statement. Instead, against
Calvin’s intentions, the crude and banal outcome was a strengthening of

114. Ibid., 436.

339
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First Genevan. Stay

the Lutheran influence as opposed to that of the Zwinglian in Bern. The


one who came out on top in Bern was now Kunz, and the one who soon
after had to give ground was Megander.!!5 The Bern regime had in fact
triumphed. It preferred Lutheranism to Zwinglianism, for Lutheran teach-
ing suited the government, giving free rein to the state, much better than
Zwinglian teaching, in which the church with its threats and actions
claimed that it should at least have a say in determining the course of the
state. In fact the obstinacy of Luther had also triumphed when, to the
annoyance of Calvin, his!16 statement was at once openly given a Lutheran
interpretation. After the deposing of Megander in Bern, Calvin wrote a
letter to Bucer on January 12, 1538, in which he openly expressed his
displeasure at the situation created by what he called Bucer’s craftiness
(Briefe, 87; Schwarz, 15).!!7
I will give you as a sample a passage dealing with Luther, since it
shows us instructively what was Calvin’s image of Luther — and there are
bothersome passages — when he became annoyed at him. He did not take
it kindly, he said, that Luther would accept them with this confession, for
Luther was not the only person worthy of note in the church of God. We
would have to be thrice-dreadful barbarians if we did not take into account
the many thousands who would be terribly insulted by a union of that
kind. What Calvin ought to think of Luther, he said, he did not know,
though he was firmly convinced of his true piety. If only it were not true
what even most of those who would not allow any injustice to be done
to him still maintain, namely, that there is a good deal of stubbornness
mixed in with his staunchness for the faith. Luther himself is not the least
responsible for this suspicion. If it was true, as Calvin had recently heard,
that there was a rumor going about in all the Wittenberg congregations
that they had now brought almost all the churches to a recognition of
their error, what vanity that would be! Would that there were no such
unhealthy arrogance among us, that it were enough that Christ alone be
held to be true, and that /is truth shine in human hearts! Truly I see how
it will be, said Calvin. There can be no health among us so long as the
fury of arrogance is at work. Both sides, then, must bury all recollection
of the past if they want lasting peace. The battle was too sharp and too

115. Cf. Hundeshagen, 94-96.


116. I.e., Calvin's.
117. CO 10/H, 137-44; R. Schwarz, Johannes Calvins Lebenswerk in seinen Briefen
. » vol. I (Tiibingen, 1909), 26-31 (1961 ed., Neukirchen, vol. I, 58-64).

340
§15 Conflicts

bitter to be remembered without at least some sparks reigniting, and if


Luther wants so much the glory of victory, no true union in the truth of
God can prosper. For this reason, if there is a desire to do anything for
Luther as a favor or out of respect, we must see to it that he subject his
former opponent in the unholy dispute to Christ and not to himself, and
that he himself be ready to welcome the truth even where he is in contra-
diction with it.118
This, then, was Calvin’s part in the first item on the agenda of the
Bern Synod. The second affected him more closely, and here the result
brought him less regard and was much more unpleasant for him. The aim
was to settle two outstanding matters that arose for Protestant circles out
of the Caroli affair. First, why did not the Genevans use the terms “Trinity”
and “person”? Second, what did they mean by equating Christ with Je-
hovah? They now had to explain themselves on these issues in the presence
of the Strassburg leaders. We see how different the situation was even
outwardly. As regards the Eucharist, Calvin in his statement was repre-
senting the Swiss churches to Strassburg. Now, however, the Strassburg
leaders were witnesses, if not judges, in questions addressed to Calvin
himself. The second point seems to have caused no difficulty. The
Genevans explained that calling Christ Jehovah summed up his deity,
which pertains to the Father, Son, and Spirit equally, and that it does not
imply any denial of the Son’s begetting from the Father even according to
his eternal essence.!!9 No one apparently offered any opposition to this
explanation. Here Calvin had logic if not custom on his side. Yet he never
liked his views to be regarded as peculiar to Geneva even when they were
recognized to be such, and so, as we have noted already, in his later account
he took steps to conceal the fact that this issue was a point of controversy.
We have here one of the few cases where Calvin, though officially justified,
showed by his later silence that he was not ready to insist on his view.
The situation was not such a good one for the Genevans on the
other issue, the question of the terms “Trinity” and “person.” Calvin's view,
and the advice of the Strassburgers, was that no one should be compelled
against his or her conscience to use these doubtful terms.!29 For Calvin,
who had to protect his friend Farel in this regard, this meant that the use

118. CO 10/II, 138ff. Barth uses the translation (with a correction) given in
Schwarz, 26f. (59).
119. CO 9, 708.
120. Trechsel, I, 163f.

34]
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of the terms should be wholly voluntary, but for the Strassburgers it meant
that in time fear of the words would and should evaporate, though there
should be no enforcement of them. The formula upon which agreement
was finally reached!2! can only be described as unfavorable to Geneva.
The Genevans had to allow that they saw that in the churches of Christ
these terms were calculated to suppress unhappy controversies and that
therefore they would not refuse to accept them, to hear them from others,
and to use them themselves. They had to recognize that as they had been
used previously, so their use should not be stopped in their churches. They
would not avoid them and they would teach others not to be afraid of
them. If there were any who in mistaken zeal would not use them, they
would not approve of this and would make every effort to correct them.
But since such zeal is no reason for rejecting those of true faith, they would
tolerate their lack of insight on this matter and not excommunicate them
or regard them as heretical. They would not take it amiss, however, if the
Bern pastors would not admit to the ministry of the Word any who would
not accept the terms (9, 707f.).
If it had only been a matter of Calvin’s own position, this formula, apart
from the final provision sponsored by Bern, would not have been so bad.
Calvin had said this much in ch. II of his Zmstitutes, that since the terms
“Trinity” and “person” had come in with good reason, it would be wrong to
reject them.!22 But things were different for Farel, against whom, as we saw,
Caroli’s attack was chiefly directed. Farel’s intentional avoidance of the terms
in his Sommaire,!*3 even though he himself was not mentioned by name,
was now branded as superstitious and preposterous. It might be tolerated but
it could not be sanctioned, and Bern would not even tolerate it.!24 The last
point was a slap in the face for Calvin in his solidarity with Farel. The whole
conclusion meant no more and no less than that the Genevans had to fall
back on their repeated declaration that they refused to use the required terms
only for tactical reasons (i.e., not to yield to Caroli), but that fundamentally
they had nothing against them. In my view this was tantamount to admitting
that the charge was legitimate except as Caroli’s, to promising amendment,
and also to promising not to take it amiss if Bern adopted toward them the
same attitude as that of Caroli.

12 COM O74:
122. See above, 312 n. 21 and 318 n. 43.
123. See above, 316 n. 27.
124. CO 9, 708 (cf. above, n. 121).

342
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So the last act of the Caroli affair ended with the ignominious retreat
of its true hero. Unquestionably Calvin and his party had not gained a
victory but suffered a defeat. Calvin’s contemporaries saw it that way in
spite of the reassuring manner ia which they told Calvin how glad they
were to be convinced now that he was innocent.!25 This came to light
later in 1539 in Strassburg when Caroli resurfaced and all the proceedings
of 1537 came under fresh scrutiny.!2° The impression left in Bern, Basel,
and Strassburg, perhaps least of all in Zurich, and despite all Calvin's efforts
to counteract it, was that in this matter he had gone too far and made a
mistake.!*7 The general view of Calvin as he emerged from his first period
in Geneva was that he was a learned and zealous man who could not be
rated too highly as such, but that he was still too young and hasty and
rather unpredictable — who really knew what he might do next? Certainly
nothing could have been more galling to Calvin than the half-distrustful
and half-paternal tenderness with which people usually greeted him from
now on and well into his Strassburg days. That it was the skill of the Bern
government that had been able to bring him into this situation in 1537,
and with his theological help in the matter of the Eucharist to put the
Bernese Lutherans in the saddle, was one of the humiliations at the hands
of these men on the banks of the Aare that the reformer could never forget.
We will not try to examine how far the quiet anger that he would cherish
from this point on was on account of his cause or on account of his own
reputation and person. All his life it had on a big scale, as with most of
us on a small scale, both sides to it.
We may remark that Calvin was perhaps right, when giving his
account of the affair in 1545, to refer to the fatal second synod of Bern
in September 1537 only incidentally, unobtrusively, and without saying
anything about the solemnity of the occasion. Strictly speaking, it was no
longer a real part of the Caroli affairthat he was seeking to report. But
he was hardly justified in ending the work by quoting the testimony to
his innocence that at his insistence the Bern Council had provided, thus
giving the impression that this was the end of the matter and that the
same council had not, shortly afterward, sent that very different letter, !28

125. Barth has in view Bullinger’s letter to Farel and Calvin, 11.1.1537, CO 10/11
128 (no. 80).
126. Babler, 112-20.
127. Ibid., 116f.
128. CO 7, 335. See above, 336 n. 103, 331 n. 87.

343
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quite apart from the autumn synod. Nor was he right innocuously to
present the declaration that he and his friends had had to make concerning
the terms “Trinity” and “person” as though it were a testimony to his
goodwill offered to an intimate circle of Bern pastors, and to leave out the
final and decisive caveat of Bern, so that the declaration closes with the
statement that those who do not use the terms are not to be excommuni-
cated or regarded as heretics.!29 That was an amending of the sources after
the manner of the Ems dispatch and a well-known example of our own
day.130 There is no excuse here except perhaps to claim that in the spheres
into which Calvin believed he had to move energetically on the basis of
his own view of Christianity, he could not operate without ambiguities of
this type.
It is not without penalty that we push on as forcefully as Calvin
sought to do to the glory of God. Normally and gladly we find in the
Jesuits the dangers of doing all to the greater glory of God. But honestly
we have to see the same dangers in the reformers as well. Nor is it any
wonder if in their different ways we find the dangers especially clearly in
Zwingli and Calvin. They arose for these two, as they did not for Luther,
just because of the temptations to which they were exposed in virtue of
their distinctive tendency to engage in decisive action in the world. It has
always been the feature precisely of an ethically oriented Christianity that
it does not safeguard its best and most zealous champions from the ethical
ambiguity of all human action but has often made them embodiments of
the warning to play the man and not follow them!!3! That is part of the
tragedy of the life and work of Calvin to which we have often alluded and
which rightly, as it should, arouses fear and pity!32 in us but should not
cause us not to see how necessary and relatively justified is the reformation
type that he represents.

129200) 7,319;
130. Barth alludes first to Bismarck’s emending of the Ems dispatch in July 1870
that whipped up Prussian opinion against France and prepared the way for the Franco-
Prussian war. Regarding the second allusion, in the typed copy of the MS Barth puts the
name Eisner here, referring to Kurt Eisner (1867-1919), a Bavarian politician, and possibly
to his making public some documents on the question of German guilt for the war of
1914-18 in the hope of gaining Allied support for his plans.
131. Barth quotes from the last line of Goethe's poem On the Sorrows of the Young
Werther: “sei ein Mann, und folge mir nicht nach,” which was the motto of the novel in
the 2nd ed., 1775.
132. Cf. Aristotle’s Poetics 7.1449b, on the purpose of tragedy.

344
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We know little or nothing of the direct repercussions of the Caroli


affair in relations in Geneva. Indirectly it contributed more strongly than
anything else to a thickening of the atmosphere of mistrust under which
the preachers were living there. Ivcould not be concealed from the people
of Geneva that abroad, especially in their highly regarded and indispensable
neighbor Bern, their strict reformers did not enjoy the unconditional
respect that they demanded at home, if not for themselves, at least for
their teaching. It must have made a remarkable impression when it could
be told that the authors of the new confession, to which all residents had
to swear on pain of banishment, were refusing to sign the venerable,
ancient, and fundamental creeds of Christianity (A. Lang, 41).133
When Farel and Calvin returned to Geneva from the fifth and last
of all the disputations and synods, at a session of the Council of Two
Hundred on September 27, they did, of course, refer finely and plainly
enough to the constitutional powers of these representatives of the people
and to their duty to admonish the people to live according to the law and
commandments of the Lord, to act justly in relation to all, both rich and
poor, and to live in harmony with the lords of Bern (words no doubt taken
from a concluding address at the Bern Synod and specifically directed at
the delegates from Geneva). They also reported that the lords of Bern had
paid their expenses and given them each another two ducats for the
journey, and that after all the proposals and speeches had been heard
agreement had been reached at last on the question of Christ’s presence
at the supper.
134
This account was undoubtedly calculated to give a favorable impres-
sion of the acts and experiences of the reformers abroad, but the impression
did not last long. Shortly thereafter the dispute concerning the Genevan
confession began to come to a head. It made the whole winter a period
of unrest. With the spring there came from outside the great wave of
resentment that the Caroli affair had intensified. In Geneva itself other
charges against the preachers combined with this to produce the flood that
finally engulfed them.

133. Lang, Johannes Calvin.


134. CO 21,216:

345
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.

Bern Ceremonies

A look at this third and decisive controverted issue and the related disputes
will lead on directly to an account of the disastrous outcome that had been
in course of preparation for so long. What was the issue? At the beginning
of December 1537 the Bern Council dealt for the first time with some
differences in church practices between the churches of Bern and Geneva
that Bern regarded as disruptive and wished to set aside, naturally by the
submission of Geneva to Bern’s judgment. There were four main differ-
ences.!35 (1) In Bern Christmas, New Year, the Annunciation, and the
Ascension were still kept as feasts, a modest remnant of the medieval
calendar. In Geneva, however, all such feasts were done away with on strict
biblical grounds, and only Sundays were observed. (Later, when Calvin's
system triumphed, even keeping Christmas at home could be punished, !5°
and on Good Friday street work is still done in Geneva today as needed.)
(2) Bern churches retained the font, Geneva discarded it along with other
medieval furnishings. (3) Bern used wafers at the Lord’s Supper, Geneva
ordinary bread. (4) At church weddings Bern had brides wear hair adorn-
ment, Geneva forbade this on the basis of 1 Pet. 3:3: “Whose adorning
let it not be that outward adorning of plaiting the hair, and of wearing of
gold, and of putting on of apparel, but let it be the hidden man of the
heart.”
All of us would probably agree with Hermelink when he calls these
differences mere trifles.!37 But the z in Aomoiousios and Luther’s est (“is”
at Marburg and many another strange jot and tittle in the history of the
Christian church were also mere trifles, and it is a distressing truth that
very decisive things may hinge precisely on such trifles. It so happened in
this case that on the matter of these four differences all the combustible
material that had gathered around what Calvin was doing caught fire, and
that in connection with them the event took place which would for the
time being bring the work that he had begun to an end, although, as
would be seen, it had more vitality than was supposed, and would only
establish itself on more solid foundations, because by its very nature it did
not allow of any turning back.

135. On what follows cf. Hundeshagen, 129.


136. Cf. Kampschulte, II, 290.
137. Hermelink, 161, sees a question of principle — whether church or state should
have final ecclesiastical authority — behind the trifling issue of wafers.

346
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The Calvin who was expelled from Geneva in 1538 seemed there to
be someone they had done with altogether. But the Calvin who had been
expelled and who had to be recalled in 1541 was one they could not do
without as things then were. When wrong and hurt have been done to a
person, but then it is seen that we cannot do without this person, that we
are tied to this person, then the injury that has been done is all the more
serious and severe. Without the painful event of the spring of 1538 Calvin
would not be the Calvin who later fought and won. That event was the
secret accolade that made him invincible. For this reason it will repay us
to deal with the trifles that led to the event. Why did it come about that
this question of the Bern ceremonies acted at once like leaven in Geneva?
What did Bern want in demanding that Geneva accept them? What did
Geneva want when at once a majority voted in favor of compliance? And
finally, looking at the third actor in the drama, what did Calvin not want
when he stubbornly, and ultimately at the cost of his career and work in
Geneva, resisted the demand?

Bern View'38 We begin with the first question. Why did the Bern
government insist on these trifles? The first answer, if we adopt a theolog-
ical approach, is undoubtedly that Bern, as we have seen, was then inclining
to the Lutheran side. The results of the September synod had far-reaching
ramifications along these lines. The catechism of the Zwinglian Kaspar
Megander, which had thus far been the standard of instruction throughout
the canton, was subjected to a thorough revision by Bucer without Me-
gander’s knowledge or consent. Understandably Megander opposed this,
and as a consequence he was dismissed by the regime.!3? Heading the
clergy in his place were Sebastian Meyer, a native of Bavaria, who was a
committed follower of Bucer, and Peter Kunz, a more passionate and
coarser man, who had studied for some years at Wittenberg, then made
his name as the reformer of his native Simmental in the Bernese Oberland,
and come out as a decided Lutheran.!4° It was Kunz who now became
normatively responsible for the theological character of Bern's ecclesiastical
policy.
When Bern made strenuous efforts to counteract the biblicist purism
of Geneva, it was first undoubtedly in an application to externals of the

138. In the MS the heading is in the margin.


139. Hundeshagen, 93-95.
140. Ibid., 69f.

347
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well-known Lutheran conservatism that might also be called liberalism.


Above all no legalism! “Destroy it not, for a blessing is in it! 2[Isanos: 3):
Reverence for what has come into being and is now present! No under-
standing for the synthesis of OT and NT: approaches, of antipagan fervor
and moral earnestness, that characterized the reformation in Geneva. More
instinctively than intellectually, with something of hostile peasant cunning,
Kunz sensed clearly from the very first that Calvin was the adversary they
had to fight in every possible way. During the whole of the Caroli affair
he tenaciously took Caroli’s part, different though the two were. Then as
the ecclesiastical leader he began attacking Geneva long before the Bern
authorities determined on any definite steps. It was hardly without his
knowledge that in December 1537 the Bernese areas near Geneva forbade
their pastors to invite the Genevans to their discussions or to attend
discussions in Geneva, or that Farel, who had so many contacts in all
western Switzerland, and who had done so much to promote the Refor-
mation there, was forbidden to preach on Bernese soil. Certainly it was
his doing that pastors who had been admitted or accepted in Geneva were
no longer given free access to the territory of Bern and that pastors who
inclined to Geneva were brought under severe pressure.!4! Calvin com-
plained strongly about this in a letter to Bucer (January 12, 1538) to which
I have referred already. Notorious Anabaptists, known thieves, people
worthy to be hanged on the gallows, were now appointed pastors in Bern
territories, while even the best who had proved themselves in Geneva were
not accepted.!42
It might well be that what Kunz was doing along these lines was
seen by him as an executing of the Bern caveat at the end of the agreement
on the question of the Trinity. But his opposition to Geneva on that issue
rested simply on the all-consuming hostility of Lutheran theology to this
new and alien body that had arisen in the west after Zwinglianism had
been set aside. Here then, in a narrow section of western Switzerland,
especially in the extreme corner of Vaud where it borders on Geneva, and
in the poor heads of rural pastors who only a short time ago had read
their last mass, the two great waves of Lutheranism and Calvinism broke
upon one another for the first time. We would do much to know more
about what this involved in detail. It is unfortunate at any rate that the
young master in Geneva had no worthy opponent on the other side. The

141. Ibid., 130.


142. CO 10/II, 141f. (no. 87).

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spirit of Kunz did not permit any large-scale engagement. Kunz dragged
Calvin into a petty strife of whose meanness we have sad glimpses in more
than one letter that Calvin wrote that winter and the following spring.
But the fine eyes of Peter Kunz or even regard for the theology of
his teacher Luther were naturally not the only reason for the intervention
of Bern in church matters in Geneva. We know that the government of
Bern had political plans for Geneva. Reformation in Geneva, indeed,
radical reformation, formed part of these plans. Because of the difference
in language, Bernese theologians, or theologians from any part of Ger-
man-speaking Switzerland, could not bring about reformation there. It
was a pity, but unavoidable, that the reformers would have to be French.
It was intolerable, however, that these Frenchmen should champion, and
champion so energetically, a theology and ethics that were as alien to Bern
lifestyle and sentiment as Calvin’s were; that Geneva should thus experience
a different, non-Bernese, strangely abstract, radical, and international type
of reformation; that a new and alien world of thought should arise precisely
at what was meant to be the key bastion of a revived Burgundian kingdom.
It may be that Bern saw in this theology and ethics something that was
simply French, and that they feared Calvin and fought him as an emissary
of the French spirit and even of French politics.
In February 1538 came another intrigue on the part of Francis I,
who himself had not given up his own designs on Geneva, and who had
made alliance with some of the citizens of Geneva who, not wholly by
accident, were also friends of Calvin.!43 The powerful French immigration
(and occupying of clergy positions)!44 was also a factor that had to be
dealt with. The equation of Calvin with what was western and of Luther
with what was Germanic was already playing a role at that time. It is
testimony to the undeniable sharpness of vision of the Bern rulers that on
the one hand they treated Calvin with great respect, and sometimes sup-
ported him in his position, for example, in his difficulties with the con-
fession, as we saw, and even later, on the occasion of his expulsion from
Geneva and recall to it, when they saw that a strong man was indispensable
to their own interests; but that on the other hand they did not cease
whistling him back, as it were, humiliating him a little, throwing a few
rocks in his path,!45 in order that his work in Geneva should not be too

143. Kampschulte, I, 308f.


144, CO 21, 221 (council minutes, 3.15.1538).
145. But cf. the feeble support given by Bern to Farel and Calvin, above 297ff. On

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successful after its own Calvinist manner, since, if that were to happen, if
a distinct spiritual kingdom were actually to be set up, then the hope of
a political unification of Geneva and Bern, and indeed the political as-
similation of the newly conquered neighboring Vaud, would be severely
jeopardized.
For all its original unpopularity in Geneva, the Genevan view of the
church had great revolutionary, missionary, and infectious force. It pro-
duced great agitation. The rulers of Bern did not fail to see this. We have
here a good example of Christianity being such a real and vital factor in
social life that a clever and farsighted government could not be indifferent
to the question what kind of Christianity its subjects and even its neighbors
were cultivating. It was realized, and feared, that if it were truly different,
then something would come of it. It would have political ramifications.
It would have to be watched and checked no less than Bolshevism has to
be in our day. But for what denomination or trend would a modern state
have the same kind of respect as Bern then had for Calvinism? What
modern denomination or trend today would the state work to counter?
Bern worked thus against Geneva, as we have seen, by means of the
attitude it adopted in the Caroli affair. It then continued its opposition
by treating the divergent biblicist ceremonies of the Genevan church as
exponents of the Genevan view of the church, and by taking offense at
this view as the champion of, shall we say, an antinational or anational
view of life and the world that Bern could not use as a suitable basis for
its attitude to the state. That Bern did not treat these obvious trifles as
trifles, but as symbols which as such had more real significance than many
a great and apparently serious controversy, is yet another sign that the Bern
rulers had good eyes in their heads.

Geneva View\46 Ata first glance it is much less easy to understand why
the Genevans, especially the council newly elected in February 1538,
acceded to the Bern demands. With surprising certainty and force, once
the question had been put precisely, they decided to yield, that is, to accept
the Bern ceremonies.!47 Undoubtedly an explanation in terms of Calvin
versus Bern, or Calvinism versus Lutheranism, or solely in terms of Ger-

Calvin's expulsion and recall, see below, 368f., 379ff. See also Hundeshagen, chs. 6 and 7
(253ff.), which reflect the tensions between Geneva and Bern, 1549-1559.
146. In the MS the heading is in the margin.
147. CO 21, 223f; and Kampschulte, I, 310.

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§15 Conflicts

many versus France, such as we find indirectly in the recent depiction of


Calvin by H. Bauke,!48 will not hold water. This antithesis played a part,
no doubt, but if it were decisive, why did not the decision go in favor of
the conational Calvin and not in favor of his German Swiss opponents?
We should also note how unlikely it really was that a city which had only
recently secured its freedom would let itself become entangled with another
city, passionately adapting itself to ordinances that came to it from a power
that had, of course, just before given it strong support, but of whose selfish
purposes, threatening to its own independence, it had undeniable proof?
There had to be some strong reason why, against their French nationalism
and their civic pride, the Genevans came to the decision they did.
Even when we look at the theological antithesis, we would really
have expected that the rigorist standpoint of the preachers in Geneva would
have won greater applause than the Lutheran tendency that lay behind the
demands of Bern. For rationalistic, if not biblicist, reasons, the radicalism
with which Calvin and his party were purging out the papist leaven from
every obscure part of the cultus would seem to be more in keeping with
the character of the people. In Geneva there could certainly be no question
of the Lutheran motives that lay behind what Peter Kunz was doing in
Bern.
It has often been suggested!4? that for the council a decision was
being made in the battle of the secular against the spiritual power that it
was now hoped to win with the help of the Bern demands. Considerations
of this kind, which are stupid and muddled vis-a-vis the real situation,
might well have motivated some members of the anti-Calvinist trend in
Geneva, especially among the most radical of those who had fought for
freedom. But I have the impression that we are making too much of them
if we see here the real reason for the Genevan attitude. Calvin's theory did
give the state an almost incomparable dignity and majesty, and even in
practice a conflict between council and clergy could have taken place only
insofar as the council did not wish to be left behind by the clergy in zeal
for church affairs, and would thus be unwilling to hand over the decision
in church practices to a special consistory,!° a position that on the basis
of his concept of church and state, even though he might have serious
practical doubts, Calvin could hardly oppose. How could the clergy object

148. Bauke, Probleme; cf. 114 n. 44.


149. Kampschulte, I, 306f.
150. See above, 351.

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if the secular power proved so willing to undertake the necessary regulating


in the spiritual field as well? The Jnstitutes had anticipated this.!! And
how could the touncil object if the clergy commonly and repeatedly
claimed its support along these lines? The council had itself asked the
clergy to do so, and up to the spring of 1538 it had helped to push through
all the proposals of the clergy to the best of its ability. _
In my view the conflict of church and state in Geneva was not
primary but secondary, just as in the Jnstitutes the possibility of revolt
against the government is viewed as final and inescapable only when it is
seen that God must be obeyed first [Acts 5:29].!52 Conflict between church
and state could not arise here primarily or in principle, but only when the
chosen representatives on the two sides no longer wanted the same thing
as the theory presupposed and as had at first been the practice. Only then,
by reason of the different desires of their representatives, could the two
factors emerge as warring forces. It was a sign of prudence, if not of distrust,
when Calvin asked for a consistory in addition to the council. In case the
council were to use its assumed consistorial power in a way that did not
suit the church, Calvin wanted to give the church a means by which it
could protect its rights within certain limits. The situation was like that
of swimmer across the English Channel who for the sake of safety arranges
for a boat always to be present at a certain distance.
The demand for a consistory and the refusal of this demand did not
cause the break as they would have done if the issue had been that of
church and state. The real problem was that the council in a particular
matter showed that it was exercising its ecclesiastical function in a way
which made it clear that it wanted something different from the clergy.
The state as Calvin envisioned it in the Jnstitutes would not be in any
sense subordinate to the church or the clergy, nor the church ranked above
the state. What Calvin had in view was a perfect parallelism of the two
forces, both of which had to serve the same end of the glory of God on
earth, but with different means, the church with preaching, the state with
regulatory measures. Like a lightning flash, it seemed for a moment in the
fall of 1536 as though this parallelism had been achieved. But in fact it
could only be for a moment in the midst of the reality of secular history
in which such miracles usually manifest themselves only to vanish again.
Then the question had to arise, not the question of the relation of church

151. See above, 209.


152. OS I, 279£; BI 310f. Cf also above, 225 with nn. 239f.

DDL
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and state as such, but the question whether this church and this state really
meant the same thing when they were serving God’s glory, the one with
its preaching, the other with its regulatory measures. Was the council really
acting according to the law of God in its decisions, the clergy began to
ask more or less clearly in their sermons. And on the other side it was
asked whether what the clergy were preaching and demanding was really
the law of God. During the whole of 1537 this double question remained
latent. The only complaints were that the council was too dilatory, the
clergy too zealous, though both basically wanting the same thing.
But when the new council was elected in February 1538 and Calvin's
opponents were in a majority, these issues had to become acute, for now
it was obvious that the council and the clergy did not understand the same
thing by the glory of God. And because there had been no success in 1537
in setting up an emergency church authority with its own special ecclesi-
astical rights, there was no chance to do this now that the parallelism had
broken down. It was not unimportant that the council had a different
view of the glory of God from that of the clergy, for the council could
now put this different view directly into practice in the field of the church.
The question whether God should be obeyed first was thus put. (This
issue arose much faster than Calvin could have foreseen at the end of the
Institutes!) The conflict between church and state had come. But as we
have said, it was not primary but secondary, not the cause but the effect
of the much deeper conflict between what Calvin really wanted and what
the Genevans really wanted.
In this latter conflict of approaches, of viewpoints, of concepts of
God’s glory, the question of the Bern ceremonies took on symbolical
significance just as for Bern itself the ceremonies were the exponent and
symbol of its opposition to Calvin’s system, which did not fit in with
Bern’s political calculations. In their own way the Genevans were in the
same basic conflict with what Calvin wanted. So long as no issue arose to
give living expression to this, the parallelism did not fall apart, though all
the signs, as we have seen, pointed to its actual disruption. When the issue
arose with the demand of Bern that there should be adaptation to the
practices of neighboring churches, the Genevans realized and stated plainly
that they wanted something different from what Calvin wanted. They
were not ready to be a testing ground for Calvin's theology. They did not
want to be different from neighboring communities. They did not want
something distinctive of which there was talk all around, with much
shaking of the head for the most part. They did not want to have to be

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the people of God with all the claims that this involved. If not without
religion, and indeed in harmony with the basic principles of the Refor-
mation, they simply wanted to live as free citizens as best they could. What
Calvin wanted, the parallelism of faith, and life, the paradoxical relation
of otherworldly truth and this-worldly reality, the understanding of life as
a pilgrimage with one’s gaze steadily fixed on the heavenly home, a visible
holy community of men and women who before God, however, can only
confess their total unworthiness, the total anchoring of existence in ground
at an infinite depth so that in our little boats on the surface we constantly
feel the tug on the chain that holds us fast below — how could the
Genevans want all that? What city, village, or hamlet could ever have
wanted it? For them serving the glory of God simply meant something
much more harmless and much less threatening and demanding, a half-
friendly and half-serious commitment to life, not this determination of all
life that posed such a threat, made such a claim, and involved such
everlasting unsettlement.
We must add, of course, that naturally they did also want what
Calvin wanted. How could they wholly escape the force of the truth that
spoke to them out of what Calvin wanted? It was no empty self-deception
when at first they gladly forced themselves to take the oath that was
demanded, nor again when finally in 1541 they recalled Calvin, only to
make life more difficult for him than it had been before, yet to go along
with him for a considerable stretch on the way. Yes indeed, just as the
people of any city or village want in some way that which to their great
surprise was then presented to citizens in the form of the Calvinist way
of life. Nevertheless, they also did not want it. It was the not wanting that
characterized the situation and had come to the fore early in 1538. Being
in contradiction,!>3 we still have a strong inclination not to want. The
individualism of our old nature rises up and prattles about tutelage,
bondage, arbitrary rule. Is it totally wrong to do so?
In this reaction did not nemesis lurk for Calvin’s overly bold wishes:
for the dramatic gesture we have seen, for example, in his daring to demand
a confessional oath; for his overly precise knowledge of what was at issue,
so precise that it almost seemed to involve forgetfulness; for the severity
that is bound up with any overly ethical outlook and position, and that

153. “Mensch mit seinem Widerspruch” occurs in the last verse of the poem Homo
sum, from Huttens letzte Tage: Eine Dichtung, by C. F. Meyer. It is also the motto of the
whole work.

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often, as I said yesterday, leads those who take such a position most strongly
far afield from the sphere of true ethics? What Calvin with his ideal of life
was setting over against the old nature in Geneva was not the new nature
as such and in its purity, nor was jt Jesus Christ himself. Let us say it for
once, it was Calvin’s Christ, but it was also Calvin himself, Calvin causing
offense. Calvinism is not the gospel pure and simple. Like all isms it stands
under the judgment of the gospel. Hence we cannot deny that the not
willing of the Genevans was relatively right, and why, indeed, should the
actions that the Bern politicians and Lutherans took against Calvin have
been contrary to the divine will (sine numine)?'54 I am not saying this to
excuse them, but simply to make clear that I cannot with confidence
one-sidedly condemn those who then thought they had to oppose their
no to Calvin. In face of actions of this kind both excusing and blaming
can have only limited worth. Better than both is understanding. In the
context of the Reformation Calvin’s great attempt had to be made as the
fiery sign of a possibility that then came within the compass of human
willing and achieving, but only at once to show yet again that this is a
divine possibility that is impossible for us [cf. Mk. 10:27 par.]. For that
reason it was inevitable that there should be the massive opposition that
Calvin encountered and that erupted — we are on earth — over a trifling
cause.
From the point of view of Geneva, too, the issue was a minor one,
a mere conflict about feasts, fonts, wafers, and bridal attire. But in these
minor matters the people of Geneva found a way of expressing their not
willing. They did not want compulsion, biblical purism, a radical alteration
of custom. They saw this refusal plainly exemplified in the matter of the
Bern ceremonies. More was being asked of them than of others. Living
according to God!55 did not have to mean such a harsh destruction of
every bridge as they were experiencing. The few church ceremonies that
the Bernese had retained, more conservative and Lutheran as they were
than Calvin, became a banner for what the Genevans understood by
Christian liberty, namely, the rejection of all that was of the OT, terrifying
and all-penetrating. That it was only a matter of opposing Calvin on
ceremonies made it easier to offer resistance at this point. If what would
have been much more oppressive moral and religious demands had been

154. Sine numine, constructed on ancient models, is a common expression in


Zwingli; cf. his Sermon on Providence, ch. 5, Z 4, Ul, 143, 4-6.
155. CO 21, 199; see above, 257 n. 37.

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at issue the opposition would have been much weaker and with a more
uneasy conscience. Just because the issue was a trifling one, they hoped
for victory. Victory here might lead to victory later in more important
matters. The Genevans had as little understanding of the theological
motives of the Lutheran Peter Kunz as Calvin himself had, and they would
naturally have rejected the underlying political aims of the Bern govern-
ment. But they could understand and welcome the reaction against Calvin's
program as such, and that is why they acted at once without any lengthy
consideration of the matter. It was for the same reasons that they had
elected an anti-Calvinist council in February 1538, and this council acted
according to the wishes of those who elected it when it decided to accede
to the demands of Bern.

Calvin’ Attitude (Easter 1538 in Geneva) Of most interest, of course, is


the third question: What was the inner reason for the attitude of Calvin
that the people of both Bern and Geneva opposed? But before we try to
answer that question, let us first look simply at the facts. It was on March
11, 1538, that the council in Geneva basically decided to adopt the Bern
order, that is, to live according to the Word of God and the ordinances
of the rulers of Bern.!>© That was the anti-Calvinist interpretation of the
law of God! It was certainly no accident that the following day a letter
came from the Bern council politely stating that a synod would be held
at Lausanne on March 31 to which Farel and Calvin should be sent.157
Plainly they were to be sent there only to receive sentence. That this was
Bern’s intention may be seen from a second letter from the Bern council
dated March 20 which states clearly that the business of the synod was to
achieve unity on the basis of the Bern ceremonies. The Genevan preachers
were invited to attend on the understanding that they would agree. If they
were not ready to do so, Bern and Vaud would come to an agreement and
then enter later into separate negotiations with Geneva.1>8
On both sides, then, Farel and Calvin faced a fait accompli when at
the end of March they went to Lausanne accompanied by one of the
negotiating syndics. In Lausanne, to which they had gone only at the
command of the council, they held aloof from the real proceedings; and

156. Barth quotes according to n. 1 on letter 101, CO 10/II, 179f; cf. CO 21,
022, :
157. CO 10/II, 178f. (no. 100).
158. Ibid., 179 (no. 101).

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§15 Conflicts

when the synod voted to adopt the Bern ceremonies, the theologians of
Geneva refused to recognize this result. They stated that they had less
against the ceremonies as such than against the way they were forced upon
them, and they demanded a reconsideration of the whole issue at a general
synod. They unconditionally rejected adoption of the four feasts that Bern
was supporting. Thus they returned to Geneva unbowed, but with nothing
settled. 159
Three uneasy weeks now had to follow with both parties resolutely
refusing to give ground and both waiting for a chance to make this clear. On
April 19 two new letters came from the Bern council to Geneva, the one
addressed to the Geneva council communicating the results of the Lausanne
synod, and in a friendly way asking that its decisions be observed in
Geneva,!® the other addressed to the preachers with the courteous request
that they should accept what had happened, since the two churches were at
one in the fundamentals of the faith. What they should now do was proclaim
this externally by unity in the ceremonies, thus taking away any reason for
calumny on the part of enemies of the gospel. They were asked to consider
that the differences were of little significance and that no harm could be done
to the truth if the Genevans accepted the articles — a consideration that
Bern was obviously inclined to put forward one-sidedly in its own favor. The
preachers were also implored to reach agreement and therefore not to wait
for the general council that was being planned for Zurich.!6!
Farel and Calvin were next invited to attend a meeting of the council
at which these two letters were read to them. It was Good Friday. Easter
was at hand. The council made a peremptory demand that the Lord’s
Supper should then be administered according to the Bern rite. Farel and
Calvin replied with a request that the innovation be postponed until
Pentecost and that in the meantime they should await a decision by a
general synod. They also asked for time to consider, and then withdrew.
In their absence the council resolved in any case to forbid the pulpit to
the aged Courault. How far this move was directly connected to the Bern
issue is not wholly clear. On Sunday Courault had preached from the
pulpit that there was no longer any righteousness in Geneva and that what
was right was being trodden under foot by the syndics. He had compared
Geneva to a state of frogs and called the citizens rats who lived in the

159. Kampschulte, I, 310.


160. CO 10/II, 184f. (no. 106).
161. Ibid., 185 (no. 107).

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straw, a wild and unruly horde. He was thus forbidden to preach on pain
of imprisonment. At the same time the council decided to stand by its
demand that at Easter the Lord’s Supper should be administered for the
first time with wafers as at Bern. It also seems to have negotiated separately
with one pastor who, as would be seen later, did not go along uncondi-
tionally with Calvin, Henry de la Mare, trying to arrange that if necessary
he would take the place of the others. But this pastor refused, so that in
the minutes we read that all three protested, Farel, Calvin, and Henry.!6
Obviously the council was determined but did not know quite what to
do. When the bailiff was then sent to Farel and Calvin requesting a
definitive answer, the unequivocal response was that they would neither
preach nor give communion if the Bern ceremonies were adopted.
Who, then, did preach on the Saturday before Easter and was at
once thrown into prison? The aged Courault! The battle had begun. Farel
and Calvin, accompanied by all their secular supporters, at once came
forward to protest the imprisonment of Courault and to call for the
summoning of the Council of Two Hundred. The minutes said of the
secular supporters that they had many strong things to say. One of them
even declared that their friends would preach regardless, and an angry
Farel, recalling his decisive role in the Reformation, went so far as to
remind the rulers that without him they would not be sitting there at all!
An attempt was made to make clear to the complainants that the arrest
of Courault was not related to the eucharistic issue but had taken place
because he had held the council in contempt. But the presence of the
participants provided an opportunity to ask them again whether they
would comply. They replied that they would do nothing but what God
ordered them to do. The proceedings closed with a lively discussion
whether bail would be accepted for the imprisoned Courault. The request
was finally rejected on the ground that Courault was not a citizen of
Geneva, and after one of the supporters of the preachers had stated threat-
eningly that there were traitors in the city and that they were well known,
the complainants left.!63 Strangely the council thought it advisable to send
the bailiff a second time to the preachers with a further demand that they
comply, and only when he naturally did not meet with any success did he
tell Farel and Calvin that they were forbidden to preach the next day.164

162. €O 21, 224.


163. Ibid., 224f.
164. Ibid., 225.

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It was a strange Easter Day for the people of Geneva and their pastors
in 1538. During the night arquebus shots had again been repeatedly fired
in front of Calvin’s door and the cry went up through the streets: Into the
Rhone with the preachers! a sure sign that the government and the people
were at one on this issue. At the last hour the Bernese envoy von Diesbach
tried to persuade Calvin to yield. But it was too late. Both sides were now
more sharply and intransigeantly determined than could have been in-
tended or foreseen at Bern when the stone had first been set rolling. What
had now happened had not, in fact, been what Bern had planned.
When the morning of Easter came, without any flinching, as though
there were no official prohibition, as though one part of the Jnstitutes had
never been written, or rather, as though the last resort for which it finally
provided had come, Farel and Calvin went to church with their supporters,
prudently armed for the occasion, Calvin to St. Pierre cathedral, Farel to
St. Gervais on the right bank of the Rhone. They mounted the pulpits
and told the large crowds that assembled that for the time being they
would no longer administer the Lord’s Supper in Geneva, not out of dislike
for the disputed Bern rite, but because the situation in Geneva was ob-
viously such that the sacred mystery could only be profaned and the supper
eaten only to judgment. There followed a description of the then state of
the city and its inhabitants that must have been extremely colorful, and
in conclusion the preachers declared that never and nowhere could they
recognize such a people as Christian or cast at their feet the supreme graces
of Christianity. Growing murmuring on the part of the assembled con-
gregations greeted this not very Easter message. Finally, the voices of the
preachers threatened to be drowned out by the furious clamor, swords
were drawn, and it was at the peril of their lives that the preachers had to
be escorted back through the inflamed mobs to their own homes.!®©
I have told you already how we are to explain such incidents in
Calvin's life. He had a flair for the dramatic. When he wanted or did not
want something, he loved to press things to a climax, signifying not merely
by words but by meaningful actions what the issue was in a way that was
quite unmistakable. We need not be surprised that the less the situation
was in keeping with the NT the more forceful was the purpose and the
more dramatic the action. That was Calvin.
The council was told what had happened. Its first concern was the

165. For this account cf. Kampschulte, I, 312f; Stahelin, I, 134ff£; CO 10/II, 190
(no. 110) and 205 (no. 121).

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remarkable one of making arrangements to replace the Lord’s Supper that


had not been administered. It decided to hold it the next Sunday. Calvin's
outlook had already made such an impact that in the last resort the
eucharistic community was now the basis of the civic community. Even
without Calvin, or in opposition to him, this basis of the state had to be
secured. It was also decided to summon the Council of Two Hundred and
the Conseil général and to leave any further decisions te them. Finally,
Pastor Henry de la Mare, who, it was confidently thought, would not
stand by Calvin through thick and thin, was asked to preach in the
afternoon. From him, however, the council received the weak answer that
Farel and Calvin had forbidden him to do so under pain of excommunica-
tion.!©6 He did not dare as yet to act as a strikebreaker.
The next day, April 22, the Council of Two Hundred was asked
whether it would accept the Bern ceremonies and what should be done
about the disobedience of Farel and Calvin. Should they be put in prison?
the council asked, obviously uncertain because of the protest in the case
of Courault. The Council of Two Hundred resolved to accept the ceremo-
nies and to banish Farel and Calvin.!°7 The Conseil général agreed the
following day but made the sentence of expulsion even more severe by
stating that they must leave the city within three days. The bailiff who
communicated the decision to the pastors came back with the report that
Calvin had replied: “Well and good, if we were serving men, we would
be poorly rewarded, but we serve a great Master who will reward us.”168
The two did not wait for the three days to expire but, no doubt in
order to make a demonstration, packed and left at once the same day
(April 23). The exalted mood in which they did so finds expression in
Calvin's later preface to his commentary on the Psalms (31, 25): “On being
violently ejected, I was more joyful than was fitting.” Due to his more
timorous nature he was not really a match for events of that kind and he
viewed the disaster as deliverance from a calling that did not suit him and
as permission to retire to a life of private scholarship. Everything points
to the fact that his conduct during those days was a kind of outbreak of
enthusiasm.
But the rejoicing on the other side was just as great. A popular feast
was celebrated, and Farel in particular was exposed to the city’s ridicule in

IGG COT 2256


167. Ibid., 226.
168. Ibid., 226f.

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§15 Conflicts

a kind of shrovetide masquerade.!6° On April 25 the aged Courault was


released from prison and expelled like his colleagues. On the 26th a first
hearing took place for the remaining pastors Jacques Bernard and Henry
de la Mare. The council asked them whether it was not really according
to God (selon Dieu) if brides were adorned on their wedding day, and they
received the satisfactory answer that it was not against God (contre Dieu)
but that the way their hair was done was a totally indifferent matter (tout
égal).\/0 The new era of a more moderate Christianity had begun in
Geneva.
We are now in a position to put our last question: What did Calvin
have in mind when he consciously allowed his work to be wrecked over
this question of the Bern ceremonies? In Lang’s biography of Calvin (p. 45)
I find the judgment that the reformers’ attitude in this matter was both
stupid and morally dubious, stupid since an unimportant practical issue
of this kind was no proper occasion for the battle for great principles that
in practical life always have to be brought to recognition in struggles about
detailed requirements, and morally dubious because fidelity to principle
does not rule out yielding in small and detailed matters.!7! There is some
basis for this verdict in that Calvin later did not try to justify his attitude
at this time.!72 This was right, for who would not be able to put against
it all kinds of question marks regarding its wisdom or moral soundness?
Nevertheless, I for my part would not make this kind of judgment. We
might well ask whether unimportant practical matters do not often provide
in fact the occasion for the battle for great principles, and whether, in so
doing, they do not cease to be unimportant. We might also point out that
even if fidelity to principle does not rule out yielding in matters of detail,
it does not at any rate necessarily include it.
As regards the specific issue, we may also say that the whole question
of the Bern ceremonies no doubt seems petty and unimportant to us
because we no longer appreciate the power of symbolical thinking. In our
thinking forms constantly detach themselves from content, images from
things, appearances from essence, and in so doing form a second kingdom
of truth that we like to call petty and unimportant. But I regard that not
as progress but as a bad sign that we are perhaps approaching, as Spengler

169. Kampschulte, I, 313.


AO. (CO) Wl, DM,
7k thers, SYA, Ds
172. See below, 382 nn. 53f.

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First Genevan Stay

would have it, the fellaheen stage of culture that is characterized by insipid
abstraction.!73 Calvin and his contemporaries thought in more full-
blooded terms. |
In trying to look at the conflict from the standpoint of Bern and
Geneva, we have noted already that in Calvin’s deviation from the Lutheran
ceremonies of Bern his opponents had to see signs of a champion of a
whole system of life that they found strange and suspect.: When the Bern
council wrote to Farel and Calvin on April 15, 1538, that the matter was
not of such great importance that it would damage the truth if the pastors
were to yield, that was an effective rhetorical flourish; materially there
stood behind it, however, a consideration that the people of Bern (and
not just the Bern theologians) did not relate to their own standpoint.!74
No one ventured to argue this point seriously against Farel and Calvin
because no one really thought that it had any cogency. Those who blame
them today on the ground that the issue was small and unimportant take
their stand on a reason that was then a mere flourish.
For Calvin, in fact, all these forms, without ceasing to be such, or
ruling out the freedom that he fully recognized, represented content with
an urgency that made it impossible for him to separate the two. How this
was so, of course, we can gather only tentatively from his thinking else-
where. As regards the four feasts, which were the main point at issue, his
chief objection was biblical, but apart from that he must have seen the
triumphant way in which the Middle Ages were always on the point of
going too far toward making weekdays Sundays and the next world this
world. Sunday is Sunday and heaven is heaven, and by God’s ordinance
and command they are set at a fitting distance from us. Anything more
comes of evil! [cf. Matt. 5:37]. His insight into the relation between God
and the world shows us this. Again, in Calvin's eyes, and from the stand-
point of his sacramental teaching, the baptismal font and eucharistic wafers
of Bern looked like attempts to detach the matter of the sacrament from
the earthly sphere of the sign, to come to the help of faith with direct
vision, to weaken the paradox of the presence of the risen Lord by the
Spirit with the bridge of things that quicken the imagination, to transform
pilgrimage and promise into the bold depiction, however modest, of arrival
and possession. Calvin did not want that, nor could he want it. Finally,
the strange offense that he took at the Bern wedding adornment that the

173. Barth refers to O. Spengler’s Decline of the West (New York, 1926), 107ff.
174. See above, 357 and n. 161.

362
$15 Conflicts

ladies of Geneva so much coveted, apart from the rather amusing biblical
reason,!7> was surely due, was it not, to his dislike for anything that might
be seen as a demonstration of vivacity. Vivacity urgently needed to be
disciplined, checked, held back. In no case must it be solemnly affirmed.
In no case must it be linked to a religious and ecclesiastical action.
Naturally, different decisions in such matters might well be reached
in all good faith, and Calvin himself declared that except on the subject
of the feasts he could at a pinch yield. But with what wisdom or morality
did he have to yield? Indeed, we might well ask finally whether he ought
to yield when the demands of Bern were presented to him so plainly as
the expression of a basic outlook that was opposed to his own, when he
could see so plainly reasons of principle on his adversaries’ side. Mutatis
mutandis, was the decision for him so different from that for Luther at
Worms even if the fact that it was now a problem of ethics or conduct —
those whom it suits may add an “only” here — meant that his gesture
could not be such a magnificent one as that of Luther.
We cannot accuse Calvin of mere obstinacy. He was not just insisting
on his own will (sic volo, sic iubeo).!”© He constantly insisted that the
dispute ought to be settled by a general Swiss synod, that is, on an informed
basis achieved by way of dialogue, not by self-will on the other side. In
this respect he was unquestionably right. If he was obstinate it was only
because he was given no reasons, or only the inadequate reason that he
should yield because of a desire for external conformity. In the long run,
however, this obstinacy was the proof of a greater freedom than would
have been shown by a conciliatory approach. In people who know what
they want and have the right to want what they know, conciliatoriness of
that kind for no good reason is not usually what wisdom dictates.
But no matter how we look at all that in detail, we certainly cannot
view Calvin's attitude in those critical days as a fixed and intrinsically
meaningless proof of character. When he said that he served a great Master
who would reward him,!77 he did not mean a fad that he was promoting
or a system to which, once it was set up, he was feverishly attached, but
a well-considered position in a living situation in which, taking into
account all that might be said either way, he could not in the long run
just as well say yes as no, but finally had to say no in spite of everything.

175. See above, 346f.


176. “Sic volo, sic jubeo; sit pro ratione voluntas,” Juvenal Satire 6.223.
177. See above, 360 n. 168.

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First Genevan Stay

One other thing that we must add is that often in explanation of


Calvin’s attitude there has been appeal to the struggle for the formal
principle of the church’s independence of the state. Calvin, it is stated,
wanted to show the state plainly that the church would not allow inter-
ference of that kind.!78 I cannot accept this explanation. As I argued last
time, Calvin’s opponents in Geneva, too, were not trying to establish the
state’s authority over the church. To think that way is to introduce modern
issues, I think, into a situation that knew nothing of a dispute of that
kind. By his conduct Calvin did indeed offer a dramatic proof of the need
for the church’s autonomy; but for him, like the authority of the state for
his adversaries, this was a secondary issue and not the primary issue, an
emergency measure when the parallelism of church and state that he
envisioned in the /nstitutes was painfully denied. It would not have oc-
curred to Calvin to violate the majesty of the state even in matters of
church policy, which included the ceremonies. Later, indeed, he showed
that for him even the subtle questions involved in the doctrines of pre-
destination and the Trinity were matters for the state as well as the church,
to be referred to the council as well as the consistory.
If a conflict could arise between church and state, it was not because
one or the other was going beyond its competence. What external affairs in
Geneva were not within the competence of the church, what internal affairs
were not within that of the state? The eucharistic community there consti-
tuted the civic community, and the civic community had to remind itself
again and again that from the very first it was the eucharistic community. If
conflict arose, it could be only because representatives of the one party or the
other lost sight of,the common orientation. That in a given case this would
be the civic community, the representatives of the state, was naturally the
determinative insight for Calvin. But he did not make of this insight, in a
_kind of papal whim, an a priori normative one, as is alleged against him.
Instead, when serious controversies arose, as in the cases of Bolsec and
Servetus,!79 he urged that before deciding opinions should be sought from

178. Lang, 45; and see above, 351 n. 149.


179. The physician Hieronymys Bolsec (died ca. 1584/5) publicly criticized Calvin's
doctrine of predestination-and_after debating with Calvin was expelled from Geneva in
1551. The magistrates sought the views of other Swiss churches during the course of the
trial. Michael Servetus (15112-1553) was prosecuted at Calvin’s request on account of his
antitrinitarian views. Opinions were sought from the other Protestant cantons. He was
burned for heresy in 1553. Melanchthon expressly approved of the city’s action in a letter
to Calvin, CO 14, 268f.

364
§16 April to September 1538

other Reformed and even Lutheran spiritual and secular bodies. He appealed
neither to his own intellect nor to his own exposition of scripture, but to the
consensus of mind and exposition in Geneva on the one side and in Basel,
Bern, Zurich, Strassburg, and even at times Wittenberg on the other, and
always on the assumption that he would find in these places not only a
church but also a state serving the same ends as the church.
In this first and most severe of all his conflicts he called for a general
synod that would be an organ for the participating states as well as churches.
His call meant that now that the parallelism between one church and state
had been fatally disrupted restoration could be achieved by means of the
intact parallelism of all the churches and all the states. It was not Calvin who
acted violently and arbitrarily but the people of Bern and Geneva when they
did not follow up this call, and in this regard the Genevans heedlessly went
much further than Bern (and would be at once disowned by the latter, as we
shall see) by thinking they could unilaterally restore the broken parallelism
by simply expelling the obstinate preachers and sending them packing when
they did not yield as Bern had obviously hoped they finally would.
On Bern’s view the council should no more enforce its own will than
should Calvin. The prohibiting of the pastors from preaching was already
an infringement, and Calvin and Farel were right not to dispense the
Eucharist in either the Bern form or their own, but to withhold it, even
if they did this provocatively. The situation that arose when the council
banished those who resisted it and put strikebreakers in their place was
from the outset an untenable one, for a church on this basis could not be
regarded as a complete church by the other churches, nor was it thus
regarded, so that the council had to reap what it had itself sown. It could
not evade the consequences. Desperate though everything must have
seemed at first, the rehabilitation of Calvin was from the very first inevi-
table unless the consensus of the national Protestant communities, which
found such arbitrary actions intolerable, was to be totally rejected.

§16 ArRIL TO SEPTEMBER 1538!

Let us go back to what took place. Our theme is the period between Calvin's
expulsion from Geneva and his arrival in Strassburg. Naturally the enthusi-

1. In the MS the heading is in the margin.

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First Genevan Stay

asm with which the reformers and the Genevans parted company was only
one side of the matter. The other side was that the reformers had lost a battle.
Calvin, who had avbetter view of things, understandably was the first to see
that they could not leave it at that. First of all then, and more painfully than
his opponents, he had to discover that it is easier to run a ship aground than
to refloat it. He tells us in the commentary on the Psalms that he returned
to his private studies with joy when he turned his back on Geneva.?
Nevertheless, the broadly undertaken reformation of the faith and life of
fifteen thousand people that he had initiated in Geneva, and that for the time
being had been brought to a halt, had become so much a part of his own
being, at least as much a part of him as his academic achievements and plans
for the future, that he could not simply break free from it when he shook off
from his feet the dust of this city that was so hard of hearing. Perhaps he
thought of what he was now doing as a kind of mopping up and concluding
of what lay in the past, but at any rate his next steps were not at all directed
to the finding of a place somewhere to study, but rather, astonishingly
enough, to the opening again of the gates of Geneva, which he had just left
so dramatically and with such satisfaction.

Calvin in Bern3

He and Farel went — who would have expected it? — directly to the place
which had set the stone rolling that caused the landslide, namely, to Bern.
Here again we have proof of Calvin's sure political instinct. The rulers and
pastors of Bern were not his friends. He knew that, as we have seen. But
he guessed rightly that the way things had turned out could not be what
Bern had planned or wanted if it had any grasp of the situation at all. If
he, Calvin, aroused no sympathy in Bern due to what was seen there simply
as his restless French radicalism, in the eyes of the people of Bern his
adversaries had shown themselves equally at fault by their turbulent pro-
ceedings. No matter what ecclesiastical aims the people of Bern might
have, they certainly could have no liking for crude and one-sided swing
movements, and what one might expect from them would be an attempt
to restore the equilibrium that had been disturbed. The Protestant cause
in Geneva, where it was still so new, had clearly been severely compromised

2. COST, 26.
3. In the MS the heading is in the margin.

366
§16 April to September 1538

by the ejection of the reformers, and it was now under threat again from
Roman Catholicism. But on this cause, even though they would have
preferred that it be prosecuted along different lines from those adopted
by Calvin, there hung the interests of Bern in Vaud, and again the political
status of Bern in the west, which was by no means finally secure against
either France or Savoy, quite apart from the rather far-ranging plans that
might well have been in the minds of the imperialists of Bern. Hence
Calvin's strange plan of appealing to Bern for help was in the first instance
the most perspicacious, even though things might finally turn out a little
differently from what he had thought.
Immediately after their arrival in Bern Farel and Calvin presented a
written complaint to the council there (Briefe, 110).4 In this complaint we
see signs of the feverish indignation that they felt after the experiences of the
past few days. They first complained of the imprisonment and treatment of
the aged Courault. Then they tackled the charge made against them that they
had acted like rebels and were opponents of ecclesiastical conformity with
Bern. Both charges were false. They had never simply rejected this confor-
mity but had merely insisted that consideration must be given to the way in
which to achieve a true upbuilding of the church. An unworthy compromise
had been proposed to them that involved the deposing of their colleague
Courault in exchange for the council’s leaving the issue of the ceremonies to
the synod. This would have meant for them acting against an express
command of scripture, and conflict had thus ensued. According to their
explicit declaration from the pulpits, their refusal to give communion was
not because the Bern rite was to be used but because administering the
mystery would have profaned it in view of the obvious moral and religious
state of the city at the time. The Geneva council had never given them the
chance to present their reasons either to it, to the Council of Two Hundred,
or to the people; it had simply passed resolutions and acted. The council's
aim was not to establish the Bern ceremonies but to expel the preachers.
The Geneva council would later complain that this document of the
preachers contains many lies.> It may well be that in matters of detail
(Courault? hatred?)° there are exaggerations and omissions. But in spite

4. CO 10/II, 188-90.
5. Ibid., 194f. (no. 113), dated 4.30.1538. The letter charges that what Farel and
Calvin have said in their complaint is contre vérité.
6. The word given here as “hate” is hard to decipher. If correct, Barth must have
had in mind CO 10/II, 189f. (no. 110).

367
‘ First Genevan Stay

of the fact that they were so incensed they were right in the main. On
both sides the issue of the ceremonies was only the occasion for bringing
to light more deep-seated differences.
I must now lead you through a period in Calvin’s life that was very
active but that has little to offer the student by way of reward. One reason
for this was that in keeping with the situation Calvin was less concerned
with the future planning and promoting of his cause than with looking
back at himself. It must have surprised Geneva when even before a week
had passed after the ousting of the pastors a letter came from the Bern
council that against all expectation, if it did not strenuously favor the
banished preachers, did in fact criticize the attitude of Geneva. A copy of
the complaint that Farel and Calvin had made the previous day was
enclosed. The letter made three decisive points (Briefe, 109).” Bern states
(1) that the whole process of expelling the preachers was a scandal and
detrimental to the Christian religion (referring, of course, to the Protestant
cause in the west); (2) that Bern’s demand in the matter of the ceremonies
has been meant as an affectionate recommendation (de bonne affection)
and not as an attempt to use force and pressure in things in which there
has to be liberty (Bern had in fact categorical desires about how this liberty
was to be exercised, and at the time of the banishment the envoy in Geneva,
von Diesbach, had surprisingly taken no steps to tell the Genevans that
they were misinterpreting what Bern wanted, though they were not then
so exposed as not to be able honorably to retreat); and (3) that Bern found
very disorderly and displeasing the harsh way in which Geneva had dealt
with the preachers. Bern acted just as Calvin had expected. It took into
account the fatal consequences abroad of what had been done, it adopted
a broad view of the theological aspect, which meant disapproval of the
lack of perspicacity in Geneva, and it strongly disliked the unruliness that
the Genevans had displayed. The letter made no demands except that poor
blind Courault be released from prison, and, as we know, this had already
been done. Bern also requested that it be given the pleasure of seeing its
points considered. Calvin could be well content with this result. It had
now been insisted, as he expected, that there be a radical cooling down in
Geneva.
Both Calvin and the Bern council were mistaken, however, if they
thought that would happen. The letter certainly created astonishment in
Geneva, for it was not what was expected, but it quickly became apparent

Fe COMOML 13878

368
§16 April to September 1538

that compliance with the wishes of Bern had not by a long way been the
driving force behind the ousting of the preachers. The reply from the
Geneva council, written at once the day the letter from Bern was received
(April 30), is characterized aboye all by a total and by no means uninten-
tional failure to understand what Bern was trying to do (Brief, 113).8 The
reply does not go into the precise points made by Bern but acts as though
it were a matter of refuting Calvin’s complaint; as though the fact of the
violent breach between the council and the preachers were not the matter
on which Bern wished to guide further reflection in Geneva; as though
the concern of Bern were to make sure that the Lord’s Supper would now
be administered according to the Bern rite and that there was a determi-
nation to live according to the Bern ceremonies. The main content of the
reply, namely, a vivid description of the obstinacy with which Farel and
Calvin had simply refused to accept the Bern ceremonies even though they
had been lovingly (charitablement) asked to do so once, twice, three times,
and more,’ completely misses the point because it forgot to answer Calvin’s
charge that the preachers had been confronted with a fait accompli, to
which they should say either yes or no, with no chance at all to state their
case or to appeal to the synod. This omission can hardly be due to bungling
or misunderstanding, for the Bern letter and Calvin’s complaint were
written in good French and were clear enough. Geneva was clearly bent
on going its own way either with or without Bern. Its will was stronger
than the rulers of Bern had assumed. It had now to be seen whether these
rulers were prepared to take further statesmanlike actions in the matter.

Zurich Synod, 4.28.1538'°

For the time being the reply from.Geneva was tabled. The court had
primarily to be allowed to speak for whose decision Calvin had again and
again appealed in Geneva, that is, the Swiss synod, which had assembled
in Zurich on April 28. Once this decision had been reached specific
demands could be made of Geneva that Bern had not made in its first
letter. The complicated interplay of individual and general church and
state authorities made this necessary. The synod, which was composed of

8. Ibid., 194f.
9. Ibid., 194.
10. In the MSthe heading is in the margin.

369
a First'Genevan Stay
.

both spiritual and secular delegates, had met in the presence of Bucer and
Capito once again to discuss an answer to an extremely friendly and
hopeful letter that*Luther had sent to the Reformed Swiss cantons on the
matter of the Concordat.!! Once that was dealt with the Geneva affair
was taken up.
Two documents in particular give us information about the proceed-
ings (Briefe, 111f.).!2 First we have the fourteen articles in which Calvin
stated his position, then we have the part of the minutes of the synod that
states the position of the German Swiss churches. In the articles Calvin
lists — I do not know what we should call them, whether the concessions
he is inclined to make or the conditions he must insist on if he is to have
any further part in the reformation in Geneva. The articles are a remarkable
testimony to his complete inner constancy at that time. In spite of the
external humiliations that it involved, the disaster had had no real effect
on him inwardly. He speaks with the same considered but unhesitating
singleness of mind and sense of purpose, with the same willingness to yield
wherever he would and could, but also the same readiness to gain his way
by hook or by crook where he would not and could not, as he had already
shown before every court in the Caroli affair and as he had also shown in
this conflict from the very first. Not incorrectly Kampschulte (316)!
thinks that the articles must have aroused strange feelings in the assembly.
What he was demanding after his defeat was more, he says, than the
spiritual authority in any of the Swiss churches could give. At that time
and later they could back Calvin, but they could not give him the help
he wanted and expected until finally he knew best how in some way to
help himself. In any case, there was no way to cause him any confusion
as to what he thought he had to desire. He desired it the most strongly
when he saw that he could least count on any help. But let us look more
closely at these articles that lay at the heart of the discussion at the Zurich
synod and that would also play an important role after it.
In article 1 Calvin declared himself ready to yield in the matter of
the font if there were no other changes in the rite of baptism, that is, if
it were to be administered during public worship and proper instruction
on its significance were to be given each time from the pulpit. In my
view, Calvin yields in order to stress the more forcefully in another way

11. WA B 8, 149-53, no. 3191, dated 12.1.1537.


12. CO 10/II, 190-93.
13. Kampschulte, vol. I.

370
$16 April to September 1538

the opposition to sacramentalism that really lay behind his initial obsti-
nacy.
In article 2 he accepts the wafer required by Bern but adds that he
does so on the condition that Bern will accept the Genevan custom of
breaking the bread. Again, while on the one side apparently abandoning
his antisacramentalism, on the other side he underlines the more forcefully
his familiar understanding of the Lord’s Supper as a proclamation of the
death of Christ that awakens and strengthens faith.
In article 3 he again yields a little regarding the four feasts. So be it,
we will accept them, but those who wish to do so must be free to work
as on a working day after hearing the sermon. It seems to me, then, that
the command to work six days [Exod. 20:9] remains unbroken but that
four of these working days each year begin with a festal sermon, after
which individuals may work or not work as seems best to them.
Article 4 deals with the way in which the concessions are to be made.
Through its envoys Bern must state that the customs in use in Geneva are
not in the least displeasing to it and that it does not wish to see any change
in them that might not be in accordance with biblical purity, but that its
sole concern is for the unity and concord that might be better achieved
with a uniformity of rite. The preachers for their part are to preach on the
freedom of ceremonies but then to give detailed reasons to the people for
accepting uniformity. The church must be allowed its full freedom of
judgment. With good reasons the state may express its own desires, but
must not seek to overthrow that freedom. In the freedom that is retained
for it, the church on its own judgment will accept the state’s desires when
good reasons are advanced for them. Once again we have a masterly
combination of concession and firmness.
Article 5 is typical of Calvin. It was an intolerable act of “barbarism
and inhumanity” that in Geneva they were not given the chance to explain
and justify their attitude. As a result they are now covered with op-
probrium. Calvin could never tolerate having what he regarded as calumny
heaped upon him without replying. He had an almost demonic need to
explain and justify himself. He would usually track down any accusation
that was made against him until he had dug it out by the roots. It was
this need that brought such monstrous expansion to the later /nstitutes
and that made it a book we find hard to enjoy in many passages. What
can we say about this need? We are confronted here by a strange phenom-
enon of his nature that primarily defies explanation. We suspect perhaps
that between this need and the need to proclaim as loudly and con-

oe a
? First ‘Genevan Stay
.

sistently!4 as possible the total unworthiness and culpability of humanity


there is some odd relationship of complementarity that we cannot explain
in purely psychological terms. Here, then, was the first condition of a return
to his charge at Geneva. He had to have the opportunity of saying all that
he was unable to say before the break because he was not permitted to do
sO.
Article 6 shows more plainly than those that precede that Calvin's
mood was more one of offense than defense. If he was to go back to
Geneva, then the discipline — the greatest rock of offense, as we know,
that he had put in the way of the Genevans — had to be confirmed. If it
were not, then all that had been achieved would be lost. He undoubtedly
had in mind more than he was as yet prepared to say. What was absolutely
essential was stated next.
According to article 7 the city must be divided into parishes, pastoral
districts that would be assigned to the individual pastors. Article 8 then
called for more pastors to match the population. Article 9 demanded a
consistory to deal properly with excommunication. Article 10 dealt with
the ecclesiastical institution of pastors by the laying on of hands and the
need not to replace this totally by secular induction. (We see here provi-
sions made for the emergency situation that experiences had already shown
to be possible.) Article 11 asked Bern for its part to adjust to Calvin's
Geneva in the two points raised in the next two articles: in more frequent
communion (article 12), at least once a month if the custom of the early
church could not be restored, and in the singing of the Psalms at worship
(article 13). Finally (article 14), certain obscene songs and their tunes were
to be forbidden so that in this matter the people of Geneva could no
longer appeal to the liberty enjoyed at Bern.
In evaluating these articles note that although they are an appeal to
the Swiss synod they are really a program that had been tested only in a
few points in Geneva itself and that would be in the main points an
unheard-of innovation in the places represented at Zurich. The situation
was obviously this, that after Calvin’s expulsion, although no one had
spoken of restoring him to Geneva, the synod had to decide whether
something should be done along these lines. He himself acts as though
his return were a foregone conclusion. He would in fact return, and it was
only a matter of fixing the conditions on both sides. His position is subject
to criticism at Geneva but first and foremost at Bern, and whether anything

14. Editorial emendation: The MS read anderen, nicht laut und beharrlich genug.

O72
$16 April to September 1538

can be done for him obviously depends finally on whether and how far
he can and will yield. But he for his part seeks above all to make a defense,
and in reality it is only incidentally that he refers to his concessions, and
not without at once making his’counterdemands, proposing once again a
consistory and monthly communion that Geneva had either tacitly or
openly rejected, and finally putting to Bern four demands exactly equal
in number to Bern’s own demands: breaking the eucharistic bread, monthly
communion, singing of the Psalms, and the forbidding of immoral songs.
Truly a most unusual course of events! We can really explain it only if we
assume that Calvin was aiming in part to secure his return to Geneva in
this way, but chiefly that he wanted to set up a sign again, that he wanted
to give a demonstration of himself and his whole idea, even at the risk of
setting himself in a strange light and achieving nothing, as did in fact
happen in the first instance.
The impression he made on the German Swiss is best summed up
in what their leader Bullinger said a few days later in a letter to von
Wattenwil of Bern in which he was commending the cause of Farel and
Calvin to him: “They are overzealous, but they are holy and learned men
and much, I think, should be given them” (Briefe, 114).!> This evaluation
of the two zealots could clearly be reversed: They are holy and learned
men, but overzealous! Nor is it wholly clear which way the synod read the
judgment. So far as we can tell, they read it for the most part in the second
way. The minutes strikingly do not go along at all with the fourteen articles.
They state that as a result of the division and unrest the church at “Jhannf”
(Geneva) is in danger of perishing. The pastors had perhaps been too strict
and the churches are now despoiled. We must have sympathy both with
the pastors and with the church and in Christian love see to it that
good-hearted Christians are not left destitute. Whether or not the pastors
were formerly at fault or too strict, they were now ready to be directed.!¢
The minutes report all this as coming from Calvin and Farel. I cannot
think that they did in fact talk that way. What we find there is obviously
the view that the synod majority took of the matter and communicated
to them. The statement is in too little keeping with what we know
authentically of Calvin’s position at the time from the fourteen articles.
And it fits in too well with the discussions and decisions of the synod
itself. It was not only a matter of the church and preachers, the majority

15. CO 10/II, 195 (5.4.1538).


16. Ibid., 193 (no. 112).

373
. First’ Genevan Stay
.

said, but of many other good-hearted people in Geneva who might profit
from these excellent men. It was thus resolved that a friendly recommen-
dation be made to. the council at Geneva that it have patience with them,
and that Bern be requested to send envoys to Geneva to urge this, and
above all to make excuse for any errors on the part of the preachers, since
the synod was convinced that their desire was to promote good Christian
things. The synod also resolved that some of its own delegates should
earnestly counsel the preachers to restrain their in some sense unfitting
severity and cultivate Christian gentleness among this people that was as
yet unedified.1!7
All that sounds amicable and clearly expresses the intention of actu-
ally restoring the preachers to Geneva. But in no circumstances did Calvin
himself think of going back there half-justified, but also in humility
half-confessing his faults. The findings were more an instrument of peace
than a real account of the way in which peace could be achieved. The
actual proceedings seem to have involved an effort to console and praise
the two pastors on the one side but to tell them on the other that they
must be more gentle. They, too, had made mistakes and were thus in part
responsible for the disaster. Calvin can hardly have heard all these mild
pronouncements without the most vigorous inward protest. How differ-
ently, of course, the situation can be interpreted may be seen from the fact
that Kampschulte, correctly, I believe, at this point, writes that Farel and
Calvin went back to Bern discontented, their hopes having been dashed
(316), whereas Stahelin can say on the basis of the same material that with
glad and thankful hearts the two preachers left the assembly with this
decision and returned to Bern (160).!8 In any case, and at the latest at
Bern, it must have become wholly clear to them that their situation was
not good, that the fourteen articles in particular had not improved the
opinion that the German Swiss had of them, and that Calvin had erred
when he thought that on this occasion the German Swiss could perhaps
endorse his wrathful enthusiasm (read Briefe, 121 = 22 in Schwarz).}9

17. Ibid.
18. Kampschulte, vol. I; Stahelin, vol. I.
19. CO 10/II, 202ff; R. Schwarz, Johannes Calvins Lebenswerk in seinen Briefen,
vol. I (Ttibingen, 1909), 35ff. (new ed. Neukirchen, 1961, 70ff.).

374
§16 April to September 1538

Summer 1538

The man they now had to learn to know in Bern was Peter Kunz of
Simmenthal. From the letters of Calvin and Farel we see that Kunz must
have played the part of a truly furious Roland. Calvin tells us how, when
they came to Bern, they were exposed to his downright crudities, insults,
complaints, and outbreaks of anger, so that the other pastors and finally
the council had at last to protect them almost bodily from his wildness.
Especially dramatic is the account of a visit to Kunz in his manse at which
they were kept waiting in an antechamber for almost two hours because
the pastors were at work on ecclesiastical court matters, and then they
were given a most unfriendly and ultimately stormy reception.?0
From all this we gather that in these tense moments a confrontation
took place between two men of different races, the one from Noyon in
Picardy, the other from the valley between the Stockhorn and Niesen. It is
most unlikely that either of them could think quietly or rightly about the
way they each expressed themselves. One thing at least is certain, namely,
that on the basis of what he had learned at Zurich Kunz was quietly and
firmly resolved for his part to oppose to the hilt all that Calvin was wanting
and trying to achieve, and that on their return to Bern, even when Geneva
was ready to put into effect the Zurich resolutions, he set out at once very
openly to do this. What Calvin saw as fury was more an obstinate tenacity
that almost drove Calvin and the like-minded Farel to despair. Kunz seems
to have complained to the Genevans that with their reckless striving for
innovation they were disturbing the German Swiss churches that had
hitherto been so peaceful. He saw intolerable cunning in the fact that the
articles were full of exceptions. The synod at Zurich had not approved of
these articles in any sense.?! All such opinions were undoubtedly more than
Calvin and Farel could find justified or accept. Sebastian Meyer, the other
leading Lutheran in Bern, also held visibly aloof from the Genevans; and
Erasmus Ritter, the one Zwinglian who remained after Megander’s depar-
ture, did not have enough influence to give them effective support. Finally,
they had to find that the council was formally demanding that they renounce
the fourteen articles and accept the fact that steps would be taken to restore
them to Geneva only if they would unconditionally accept conformity.?2

20. CO 10/II, 203f.; Schwarz, 36 (71).


Die COON 04
22. Ibid., 205f.; Schwarz, 37 (73).

DD
. First Genevan Stay
.

It is one of the riddles of Calvin’s life and character that in May 1538
he clung so tenaciously to the idea of a return to the Geneva that he had
left so dramatically, but that then only a little while later he took up again
his first view of the expulsion and consoled himself with the thought that
things were best as they were, and that he neither wanted to return nor
should do so. Remember his strong statement: “Well and good!” when
the council bailiff came to tell him of his ejection.2? Remember his
description of his mood that day as one of more joy than was seemly.?4
That was on April 23. But on May 20, at the conclusion of negotiations
with the Bern council, he wrote that it seemed better to them to agree to
any conditions rather than leave unexplored any way to further the cause
of the church (Briefe, 119).29 Then two months later on July 10 he wrote
to Louis du Tillet that as it was a divine vocation that had kept him there
and consoled him, so now he felt that he would be tempting God if he
were to take up again a burden that he had found to be too heavy (Briefe,
127)26
What did he really want, we might ask, when we see how energeti-
cally and even with an appeal to the supreme court he now took the one
view of the matter and now the other, and always in a way that makes it
hard for onlookers to follow him or to see why it has now to be the one
way and now the other. We are perhaps forced up against Calvin’s concept
of God if we are to explain, even if we cannot answer, the psychological
question. In the later editions of the Jnstitutes, in remarkable parallelism
with Thomas Aquinas, Calvin developed the distinctive theory that divine
providence constantly uses second causes, including the human will, to
achieve its ends.?” Though he avoided mechanistic thinking, Calvin viewed
the decisions of the will, whether his own or that of others, as guided,
driven, and motivated by God, to whom we must constantly pay inner
heed and whom we must always be ready to follow, so that we do not so
much as lift a finger without a nod from him (Rom. 14 [v. 5]).28 Ideas of
this kind — and his actual conduct both here and in many other cases
was in keeping with them — show us that Calvin was not so strictly
doctrinaire as we often like to depict him, but that in daily life he would

23. CO 21, 226; see above, 360 n. 168.


24. CO 31, 25; see above, 360.
25. CO 10/II, 201, to Bullinger.
HG, Morel... 221.
27. dnst: In; 97 Os I, Qi ck Sl pilsqusedl2ay3 aie
28. CO 49, 259f. (Romans Commentary).

376
§16 April to September 1538

constantly decide and act in accordance with the situation, which included
his own shall we say volatile disposition, naturally within definite ethical
limits, yet in detail with an extraordinary and incalculable freedom that
we today
— who knows? — might regard as romantic caprice, but that
for him had the significance of supreme divine necessity. We may perhaps
think here of the Socratic daemon?? that stands in a similar half-light. We
do not have here a solution to the riddle but a pointer to the direction in
which to look if we are not content to remain standing blindly before the
facts as such.
We were describing those days in the middle of May 1538 when
Calvin's desire and will was still to go back to Geneva. The reason that he
gave was always the welfare of the church, which he regarded as imperiled
by the disorderly interruption of his tenure and the resultant situation.
Better do and accept anything than let devout people be able to think we
were to blame if things were not put right, he once wrote.?° It seems that
he was not the only one to expect his restoration on the basis of the
decisions at Zurich. A letter from Capito to Vadian (Briefe, 115) contains |
the noteworthy report that no less a figure than Martin Bucer of Strassburg
had a mind to go personally to Geneva to reinstate Farel and Calvin.?!
Could this man who was so skilled a negotiator have succeeded in doing
what even the powerful voice of Bern later failed to do? In fact the journey
never took place. During the same period we have a letter from Grynaeus
of Basel to Calvin and Farel (Briefe, 116) in which he seems to have thought
that their return was certain, and with the gentle Christian friendliness
that Basel in particular was showing to these friends who had come to
grief in Geneva, he urged them to overcome all their adversaries with
Christian mildness and humility and to take away from them any oppor-
tunity of blaspheming the gospel. The letter, which has this admonitory
tone throughout, closes with the reminder how great a service it will be,
and how true and solid will be their renown, if they can look only to
Christ and totally forget themselves in this cause?” — a most appropriate
wish at a time when both of them were very preoccupied with themselves
and the rightness of what they had done.
They would not be given, however, the chance to act along such

29. Plato Apologia 31d; Phaedr. 242b + c.


30. CO 10/II, 205 (no. 121).
31. Ibid., 196.
32. Ibid., 197.

ie.
‘ +
First Genevan Stay

lines. As we have seen, the theologians of Bern treated them badly when
they asked for support in carrying out the decisions of Zurich. They had
better success with the council, which did not have the theological and
personal objections against them that alieriated a Peter Kunz, but had good
political reasons for trying to do as they desired. The result of negotiations
with this body was the appointment of envoys to go back with them to
Geneva and to see to their reinstatement into office. If Calvin’s eagerness
to return is puzzling,?> no less astonishing is the diligence and civility with
which the Bern council now acted. It went so far as to abandon its
objection to the fourteen more than audacious articles that Calvin had
presented as peace proposals at Zurich. The envoys were to put these before
the Geneva council in the presence of Calvin and Farel, who would thus
have a chance to explain them.
Did the council really read and understand them properly? When
we consider that on account of them the furious controversy with Kunz
had arisen, and that later everything would founder in Geneva because of
them, we may well doubt this. Or was it that Bern knew the mood in
Geneva so poorly that it seriously thought it could offer the city this
solution? Hundeshagen (139) and Staehelin (161)34 write that the Bern
government was denying itself at this point. I myself would hardly venture
to say that; I suspect that Bern for its part had reason to evaluate the
political peril in which Geneva then stood in a way that we cannot, and
yet at the same time had illusions about the significance of the articles and
the mood at Geneva that would quickly avenge themselves. At one point
the council refused to give ground. It demanded that the two should return
on the tacit understanding that the Bern ceremonies should be definitively
adopted. Calvin wanted an authoritative resolution on the matter, since
conformity had been violently imposed by the very people who had been
as yet only ready to throw the preachers in the Rhone. Yielding here was
obviously the extreme condition to which Calvin alludes in several let-
ters.3° On this occasion he had no cause for complaint against the Bern
politicians. The more surprising, then, was the blow that was finally
received and the lesson that the help that Bern was ready to give had its
limits.
The party left Bern on May 18. Erasmus Ritter, the last Bern Zwing-

33. Barth has Zuriickkehrte, a possible slip for Zuriickstrebte.


34, Stahelin, vol. I.
35. See n. 30 above; also CO 10/II, 201 (no. 119).

378
§16 April to September 1538

lian, who was well disposed to Calvin and was to act as the theological
expert, went with Farel and Calvin, to be joined by Viret at Lausanne,
and accompanied also by Hans Huber and Hans Ludwig Ammann as
secular delegates from Bern. Directly before starting Calvin wrote to
Bullinger: “We are now setting out on our way, may Christ prosper us.
For we look to him in taking this path and lay the outcome in his hands.”36
Originally the Bern council had prudently arranged that the preachers
should go only as far as the fourth milestone before the city, let the envoys
go ahead to negotiate with Geneva, and wait until they came back to
conduct them in. Calvin, however, had called this shameful “deprecation,”
and at his urgent desire the program was changed. The envoys would lead
them at once to the city and arrange an opportunity for them to speak
(we remember how important this was for Calvin), so that when they had
explained matters and been found without fault, and Calvin took this for
granted, they would be reinstated.37
Things did not go at all as planned, however, for one of Calvin’s main
foes in Geneva, Peter Vandel, who was often in Bern, had been there and
secured secretly a copy of the fourteen articles. Calvin definitely asserted that
it was the Bern pastor Peter Kunz who gave them to him. If that was so, it
was a perfidious act on the part of this man from the Bernese Oberland. At
any rate Vandel was right when he openly boasted that he carried “mortal
poison” for the preachers in his pocket and that he did not fear in the least
the arrival of the envoys from Bern.?8 He must have succeeded by his talk in
fixing the mood in advance. When the company was still a mile away from
the city on May 22 a messenger from the council met them with the strict
order that they should not bring Farel and Calvin in with them until the city
had decided what to do. In this way scandal could be averted.3? The two
wanted to defy the order but were finally persuaded by the others to stay
behind and await the result of their mission. Calvin later maintained that
this decision saved their lives, since there had been an ambush close to the
city gate and twenty gladiators were stationed at it.“° It is not impossible that

36. CO 10/II, 201 (no. 119). Barth’s date for this letter is wrong (it should be May
20); he was perhaps following Kampschulte, I, 317, though he (later?) corrected the error
in his copy of Kampschulte.
37. Ibid., 205f. (no. 121).
38. Ibid., 207 (no. 121).
39. The MS has und here.
40. CO 10/II, 206 (no. 121).

372
4 First Genevan Stay
*

in this regard an excited imagination depicted the situation as much worse


than it really was.
Active negotiations now took place between the envoys and the
council, the Council of Two Hundred, and finally the Conseil général. The
climax came in a meeting with the Conseil général on May 26. It would
seem that here Ammann and Viret in particular made some impression
by what they said in favor of the ousted pastors on the basis of the Zurich
decisions. But then Peter Vandel’s mortal poison was injected into the
discussion. He drew the fourteen articles, which thus far the envoys had
wisely left unmentioned, out of his pocket and read them publicly, arousing
great ill-will. There were many outcries as he read, all kinds of spiteful
comments were made on the individual points, the church discipline was
called a tyranny, and some said they would rather die than have to listen
to the speech of self-justification by Calvin that was being sought.4! When
the envoys had been brought back in again and a vote was taken in their
presence, it was seen that an impressive majority of the people favored
upholding the expulsion. It was in vain that one zealous supporter of
Calvin, as the minutes tell us, held up both hands in his favor. He and
those like-minded with him were in a negligible minority. When the
envoys saw this, they said they would tell their rulers and masters and
asked that what they had tried to accomplish should not be held against
them, since their rulers and masters had only sought to do what was best
for an allied city. They were then thanked.42 That was the end of the
matter. The envoys had no instructions to do more and they thus left.
Noisy festivities marked the final winning of the victory.43 All the reformers
could now do was to go back to where they had come from, to Bern. It
seems that Calvin was offered a pastorate there. One has to ask again how
things might have turned out if he had grasped this opportunity. But this
time he had no mind to agree to coming under the leadership of Peter
Kunz. He made use of a pretext, viewed by him as coming from the Lord,
to leave Bern, and even to do so without saying farewell to the council.44
Provisionally the two went first to Basel. On the way by horse they had
to cross the swollen Aare and were nearly drowned. But, said Calvin, they
received more mercy from this river than from their own people. For the latter

41. Ibid.
42. Ibid., 231.
43. Stahelin, I, 162.
44, See n. 45 below; also Stihelin, I, 163.

380
§16 April to September 1538

wanted to destroy them contrary to all right and justice, but the river had to
obey the grace of God to their deliverance. Very wet and tired they arrived at
Basel.4> From this city, where they were welcomed by Grynaeus, Calvin sent
in both their names the detailed letter to the Zurich clergy to which we owe
the most thorough account of this whole episode, including a dramatic
description of Peter Kunz and a terrible portrait of the three pastors who
succeeded them in Geneva.*¢ If we want to study Calvin’s creatureliness, we
should read this letter. After seven weeks Farel went to Neuenburg (Neu-
chatel), where he would find his definitive sphere of work. (The aged Courault
had become the pastor of Orbe, but died in the fall of this year.) The joint life
of the two such different friends had thus come to an end, and from more
than one passage in letters we learn that their other friends were glad of this,
for they were convinced that the two sharpened and spurred on one another,
and plunged one another into ill-considered actions.4” Indeed, it is perhaps
no accident that from this point onward more calm and stability came into
Calvin's life. But by means of letters and reciprocal visits the friendship
remained as strong as ever right up to Calvin’s death.
A letter of August 4 mentions for the first time an invitation that
Bucer sent to Calvin to come to Strassburg (Briefe, 132).48 Bucer’s desire
and readiness to draw him into the circle in that city had developed at
once after the ejection from Geneva. Bucer had written to Calvin saying
that if no other sphere of useful work were open to him, it had been an
early desire of his people to have him in Strassburg. The congregation to
which he would be able to minister was small (i.e., the French congrega-
tion), but it was a promising and needy one, and it might well be good
for the situation in Geneva, too, if this call were accepted for the time
being. Calvin’s participation in approaching religious discussions in Ger-
many could also be very useful, but he could obviously play a part only
if he were connected with a German church. For the rest, he must not
bury his great talents in a napkin but use them to the advantage of those
who both needed them so much and were so urgently asking for them.”

45. CO 10/II, 201f. (no. 120, Farel and Calvin to Viret and Courault).
46. See nn. 19ff., 35, 37£., 40f. On Kunz see above, 375 n. 20. For the new pastors
at Geneva, see CO 10/II, 208.
47. See the postscript of Calvin to Farel 8.4.1538, CO 10/II, 230 (no. 132). Cf.
ibid., 227 (no. 131), 236 (no. 136); also Stahelin, I, 166.
48, CO 10/II, 228-30.
49, Ibid., 219 (no. 126). Barth follows Stahelin closely here (I, 166), but cf. CO
10/II, 219.

381
~
First Genevan Stay

At first Calvin treated this invitation with the same timid reluctance as
that with which he had at first responded to Farel’s effort to woo him to
Geneva. He asked whether, being French, he would really feel at home in
a German city, also whether he could.with a good conscience accept
responsibility for the specific relations there.*° But finally, as we see from
the Psalms commentary, he saw himself again in the situation of Jonah,?!
gave in, and made haste to Strassburg without even putting his affairs in
order. He preached there for the first time on the second Sunday in
September.>2
Before we discuss this third great episode in Calvin’s life I would like
to share with you some passages from his letters at the period that help
to illustrate the rather mixed mood in which Calvin looked back on what
had taken place. At Basel on August 4 he wrote that when they saw that
it was not without the Lord’s will that the people had cursed them, they
did not doubt that God had his will for them. They were thus ready to
humble themselves lest they should be in conflict with the will of God
that purposed their humiliation. In the meantime they would await his
day. For soon the crown of the drunkards in Ephraim would lose its luster
(Briefe, 132).°3 In Strassburg in September he wrote that they certainly
had to admit before God and his people that it was partly through their
own inexperience, neglect, carelessness, and errors that the church that
had been entrusted to them had become so sick. Nevertheless, it was their
duty to uphold their innocence and purity against the church by whose
deceit, malice, wickedness, and hostility the breach had come. Calvin
would gladly admit, then, before God and all the pious that their ignorance
and thoughtlessness deserved exemplary punishment. But he would never
admit that it was their fault that the church had come to grief. For before
God their conscience told them something different. Hence there could
never be the acknowledgment of guilt that was asked of them with a view
to reconciliation. It should be seen that everything could be had from
them if only they were reinstated. But the Lord would, he hoped, open
up for them a better way (Briefe, 140).54 Calvin was right. We might
question in endless ways what he did in those years in Geneva. We have

50. Stihelin, I, 165.


Spills (CO) Bil, HSPs.
52. Stahelin, I, 166; CO 10/II, 246 (no. 140).
53. CO 10/II, 229, to Farel.
54. Ibid., 246f., to Farel.

382
§16 April to September 1538

to agree that his friends in Basel, Zurich, and Strassburg were right to
object to his actions. We have even to admit that occasionally the Genevans
were right to reject so bitterly and frivolously what he was doing. Neverthe-
less, we cannot fail to see that basically what the accused on all sides was
wanting to do also had right on its side in a way that the accusers never
suspected. Aware of this higher right, he could seek a new home with a
good if afflicted conscience.

383
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“e‘pp: Ce sage
a G Shite”:
Strassburg Stay, 1538-1541

In the short space of time now left we must speed things up by no longer
following events chronologically but freely selecting various points in the
period that were important and that characterize the whole life and the-
ology of the reformer. (I would ask you not to be upset that in discussing
the previous period I went into more detail than you expected of me. You
will recall that at the“beginning of the semester I painted with a larger
brush. But I think I would have failed to fulfill my purpose of presenting
Calvin to you if I had not studied at least one period more closely and
thoroughly in order to show you what manner of man he was in the great
problems of his historical existence that have often enough caught at least
my breath. We may now treat ourselves to a few leaps in conclusion.)
For our purpose there is not a great deal in the Strassburg years that
calls for notice. Outwardly they were a turning point in Calvin’s life, the
translation from young manhood to maturity, from a tentative effort to
the true establishment of his life’s work. We might turn once again to the
Institutes, which he published in a much altered edition in 1539.1 We
might learn to know Calvin as a poet in his Epinicion [song of victory]
Christo cantatum of 1541.2 We might analyze his work on the Lord’s
Supper written in the same year,> and I would remind you that nowhere
can you perhaps study the distinctiveness of Calvin so well as in his

1. CO 1, 255-1152.
2. OS I, 495-98.
3. OS I, 503-30.

385
Strassburg Stay,. 1538-1541

eucharistic teaching. We might perhaps look at his efforts in Strassburg to


give shape to the liturgy and to congregational life, which later found
expression in the-forme des priéres et chants ecclésiastique avec la maniére
d'administrer les sacraments et consacrer le mariage selon le coutume de l'Eglise
ancienne that he published after returning to Geneva in 1542.4 To give
depth to our psychological understanding of Calvin we might take a little
glance at the strange way in which he became a married man in Strassburg.
All this, and his growing contacts with all kinds of contemporaries both
in person and by letter, are things that unfortunately we can only mention
and greet from afar. (For material cf. vols. 1, 5, 6, 10/II, 11). The three
matters that I want to select for further study out of the abundant topics
are the exposition of Romans in 1539, the part played by Calvin in the
German religious conversations, and the exchange of letters with Cardinal
Sadolet, which would be not the least occasion for the calling of Calvin
back to Geneva.

§17 COMMENTARY ON ROMANS?

This commentary will give us the opportunity to take note of the essentials
of one of the most important sides of Calvin’s theology that thus far we
have only touched on in passing, namely, his quality as an expositor of
the Bible. Scripture did not play quite the same part in Reformed Protes-
tantism as in Lutheran. Its dignity here was one of principle as it never
was in Lutheranism, no matter how highly the latter regarded it. Intro-
ducing reformation now meant establishing the Word of God in the Bible
as the norm of faith and life. The Reformed church is first of all the school
in which we learn and then the institution in which we are brought up.
The right attitude is first one of docility, then of obedience.” Scripture is
the guide and teacher (Jnst. I, 6, title).8
All this may sound terribly legalistic. It is not meant that way. But
the priority of the scripture principle in Reformed Protestantism, the lesser

4, OS II, 11-18:
5. CO 49, 1-292. New ed. Leiden, 1981 (ed. T. H. L. Parker).
6. Editorial emendation.
Te OE MAA My Oy 3 CS Mh, HO), dikes Ge, GO Biles Wil
8. OS III, 60, Of.

386
¢

§17 Commentary on Romans

prominence given to the content, which was the starting point for Luther
and Lutheranism, is undeniably beset by ambiguity. This is the ambiguity
of the whole Reformed turn given to the Reformation of which we spoke
earlier. It was unavoidably linked to the attempt to relate eternity to time,
the forgiveness of sins to the life of the sinner, spirit to existence in the
flesh, incomparable love to more humdrum obedience. Those who see
themselves set the task of recognizing these relations and putting them
into effect cannot fail to give the false impression, the more zealously they
do it, of losing the whole freedom that comes with the positing of what
is incomparable, replacing it by a dreadful tutelage such as we often think
we should connect with the OT and that we therefore describe as legalism.
Lutheranism, too, was in its own way an attempt, an attempt to let eternity,
forgiveness, spirit, and love stand as entities in their own right, making
them the cone at the head as it were, maintaining indeed the relation but
leaving it to the good Lord to establish it. The bad impression that was
made in this case was not one of tutelage but of a great and blessed
laissez-faire.
Both attempts gave ample cause for these bad impressions. We will
not try to decide here which of the two compromises took Christianity
more seriously or which promoted and proclaimed it the more vehemently
in spite of every compromise. We can only emphasize constantly the inner
necessity of both and their inner relationship. If the Reformed effort is
ventured, then the special importance of holy scripture arises out of the
quest for a norm by which to regulate the relations, the quest for a rule
of faith and life, of knowledge and action. This becomes the primary and
vital question. The relation to time to which this concern is linked makes
it essential that there be a temporal form and order for us. The real relation
is certainly to eternity, but since this is now related to time, form and
order are required.
Reformed Protestantism began everywhere as a rejection and con-
testing of forms and orders that were only apparently and ostensibly the
required form and order, that is, of Roman Catholicism, which seemed to
be a bringing down of the eternal to the temporal, to which there cannot
be accorded the dignity of the form and order in which the relation finds
true fulfillment. Reformed Protestantism began by establishing biblical
authority. The burning issue for it was how to give God, the true God,
the glory, how to do it here and now. In this question it lifted its gaze
above the carefully erected steplike structure of medieval authorities until
it came to rest on the canonical writings of the primitive Christian era.

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There, and there for the first time, and there alone, it found the expression
of a dignity, form, and order that imposed themselves and that it could
and should respect, the norm with which it could make its venture to the
glory of God without falling victim to an illusion. We have to understand
the free and revolutionary forward pressure behind this establishment of
the Reformed scripture principle and we will then be able to handle at
least more cautiously the concept of legalism.
There were inner reasons, then, why the Zurich reformation should
begin in such a banal way with a series of sermons on Matthew's Gospel,?
and we have seen that Calvin had hardly arrived in Geneva before he began
at once, not to preach, but to lecture on the Epistle to the Romans.
Wherever, as with the Reformed, it is a matter of acting with God and for
God, knowledge ofGod has to come first. And wherever it is a matter of
knowledge of God, what else calls for consideration but the Bible, the
Epistle to the Romans? That we have to handle the concept of legalism
cautiously, as I have said, emerges already from the fact that Calvin took
Romans as the first subject of his practical proclamation, also as the first
subject of his scholarly work. The way things go is remarkable enough:
ethical concern for the glorifying of God on earth leads to the question
of the intellectual norm and then to the classical record of Paulinism. If
we take note of this, we cannot fail to see what is the root of the ethical
fervor of Reformed Protestantism. Truly it was not any lack of understand-
ing for that which was so important for Luther as the pure and simple
gospel of forgiveness and faith, but the very desire to understand this
gospel. The ethical turn did not imply any abandonment of this gospel
but was meant to'lead back the more forcefully to it. Knowledge of God
engenders a desire to act. A desire to act engenders a new seeking of God.
The new quest for God engenders new knowledge of God. That is the
way that Reformed thinking goes.
Against this background the task of exposition was important. The
relation to the Bible is a living one. The spring does not flow of itself. It
has to be tapped. Its waters have to be drawn. The answer is not already
there; we have to ask what it is. The Bible calls for objective study. What
is in it is, of course, known already insofar as it is a matter of the relation
about which we cannot ask without first knowing it, but because it is a
matter of the form and order of this relation in time, we do not yet know
what is in the Bible, and, as is unavoidable in time, we have to seek and

9. See above, 258f.

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GIF Commentary on Romans

find this by work. The Bible is thus opened and listened to with a readiness
to receive what is not yet known, not for the purpose of finding again
what is known already. In exposition it is a matter of opening up the mind
of scripture, as Calvin says in the commentary’s dedicatory epistle to
Grynaeus. !° f
To this we must add at once, of course, that according to Calvin’s
express view in /nst. 1, 7, God himself must bear witness concerning himself
to those who would receive and pass on the witness of the biblical author.
God is not just the theme but also the Lord of biblical truth. A purely
historical understanding of the mind of scripture would be for Calvin no
understanding at all. The mind of scripture cannot be merely the object
of exposition but has to be its subject as well. “The same Spirit, therefore,
who has spoken through the mouths of the prophets must penetrate into
our hearts to persuade us that they faithfully proclaimed what had been
divinely commanded.”!! Nevertheless, that does not alter the fact that the
mind of scripture is also an object that deserves and demands objective
study. Exegesis has to be a conversation in which the one speaks and the
other listens. Listening, even if on the premise of secret identity with the
one who speaks, is the task of the exegete. :
This is what gives Calvin’s expository skill its first distinctive feature:
its extraordinary objectivity. We can learn from Calvin what it means to
stay close to the text, to focus with tense attention on what is actually
there. Everything else derives from this. But it has to derive from this. If
it does not, then the expounding is not real questioning and readiness to
listen. Calvin once wrote of Luther’s exegesis that he was not too much
concerned about the literal wording or the historical circumstances of the
text but was content to derive fruitful doctrine from it (Briefe, 217).!2 We
see gentle criticism here. Calvin wanted to derive fruitful doctrine from
the actual wording and historical circumstances, not by ignoring them.
This is a feature of the way he goes about his task. Thus he engaged in
textual criticism insofar as he was able with the tools available and without
having the philological skill of an Erasmus. Nor did he shrink from higher
criticism, seriously questioning the authenticity of 2 Peter and Jude, and
definitely contesting Paul’s authorship of Hebrews.!9

10. CO 10/II, 403 (no. 191).


11. Inst I; 7,4; OS IM 70, 2-8.
12. CO 11, 36, letter to Viret, 5.19.1540.
13. On the former see CO 55, 441 and 485; on the latter, 55, 5.

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~~

The actual exposition follows the text word for word. Only rarely
does Calvin allow himself brief digressions. Naturally he does engage in
what we call eisegesis, and rightly so, for if we read nothing into the Bible
we will also read nothing out of it. But whichever he is doing he keeps
his eye firmly on the actual text. He proceeds methodically and steadfastly,
seeking diligently to follow the text in all its twists and turns. His aim is
to do justice to everything in it. He displays extraordinary freedom relative
to the exegetical tradition even at points where, as in the messianic prophe-
cies of the OT, he likes to see what traditiom thought it had seen before
him. He stays close to what is there because what is there is enough for
him, because the one biblical truth is dear and important to him precisely
in the form and passage in which it is communicated and not in some
other. There is, for example, remarkable tension between his well-known
basic view that Christ speaks already in the OT! and the great caution
with which he critically tests each individual OT passage to see whether
and to what extent, either more closely or more remotely, it can carry a
reference to Christ. To get a clear picture of this compare Luther's exposi-
tion of Psalm 2 in his Operationes with that of Calvin.!>
It is self-evident that Calvin would make only the most cautious use
of what is called allegorizing even where NT parallels seem to call for it
directly by their hina plerothé (“that it might be fulfilled”). It was naturally
no accident that of all the NT books he did not write a commentary only
on Revelation. He hated what he called on one occasion the pleasurable
playing about!® with every possible interpretation of the text that we can
hardly avoid when it comes to Revelation, and wherever he could he
avoided leaving us with two or more meanings. This is perhaps connected
with the fact that he seldom engages in the adducing of parallel passages
that plays so big a role in many commentaries both old and new (Luther's
merry chasing after deer).!7 Each passage has its own truth. Each is
self-grounded. Each must be expounded in its own context. The harmony
of the whole will emerge of itself without having to be more or less
questionably documented in detail. What he still reads into the Bible at
every point, in contrast to more recent historical study with which his
approach must not, of course, be confused, is the unity of truth, the

14. Jnsz. I, 9 and 10; OS TH, 398ff., 403ff.


15. WA 5, 47-74; CO 31, 41ff
16. CO 10/II, 405 (no. 191).
17. Ch. WA 5, 34, 8-12 (on Ps. 28:8).

390
§17 Commentary on Romans

assumption that though there are many voices, in the last resort they are
all seeking to say the same thing. This did not prevent him, however, from
seeing what was distinctive as such, from finding the reason for it, and
from emphasizing it and establishing its validity in its own place.
This leads us to the second ‘distinctive feature of his method. I might
call this its uniformity. We see this even outwardly in his commentaries in
the equal way in which each word and chapter is taken up and exploited. He
does not give special prominence to Romans 1-8 because these chapters are
the biblical basis of Reformation soteriology. He expounds the whole epistle
with the same care and attention. Nor does he stop at Romans and some
other leading and central writings. Romans is for him, as he says, an entrance
that has been opened up to an understanding of all scripture.!8 In gentle
criticism he complained that Melanchthon expounded only a few particu-
larly essential chapters and because he was occupied with these he neglected
many others that ought not to be neglected.!9 If in principle it is seen to be
right to listen to the Bible, then we should listen to the whole Bible.
Calvin too, of course, did allow himself some tacit exceptions. I have
already mentioned Revelation. In the OT he omitted especially the works
attributed to Solomon. The feeling of being engaged in battle on a long
and extended front enabled him to deal with detailed passages in a relaxed
and sober manner. He had his eye on the whole, and therefore he did not
need to break out and win victories at every point which could be in his
view only sham victories. The whole of a single book and the whole of all
the books speaks for itself. I do not think that we should view the doctrine
of verbal inspiration, which is obviously in the background here, in the
rigid and mythological way in which people usually see it.2? What does it
amount to in practice but the hypothesis that in some sense the text is
trustworthy, the premise that there has to be a meaning in it, a meaning,
indeed, in its wording? This premise did not prevent Calvin in fact from
closely examining that trustworthiness any more than his doctrine of
predestination prevented him from taking our human responsibility in
bitter earnest. But it gave him also a consistent zeal to track down the
content of the whole Bible, a zeal that incidentally would also stand
historical investigation of the Bible in good stead.

18. CO 10/II, 405.


19. Ibid., 404.
20. For examples in works used by Barth cf. Loofs, Leitfaden, 882f.; Seeberg,
Lehrbuch, 1V/2, 566f£.; Lang, 74f Bauke, 47-52.

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We now come to the third distinctive feature of Calvin’s exegesis. I


would call this its relevance. This is the more striking in Calvin because
his objectivity often borders on what we call historicism. At this point we
see again one of the tensions in which his theology is so rich. Like no
other Reformation exegete, he gives free play to what is unique in each
passage. He really emerges above all the others as a true biblical investigator
and scholar. But then he can handle the material in such:a way that we
do not have the impression with him any more than with others that all
we have here is mere history. History is indeed being studied, but it is also
being made. It did not simply need such common expressions as “Hence
we say” and “Hence we recall,” or the occasional attacks on papists, monks,
and schoolmen,?! to make clear to us that the commentary has a purpose,
that something is happening in it, that a fruitful and living dialogue is in
fact taking place here across the cleft of the centuries. We are in the Ist
century but we are equally in the 16th. We hear Paul, and we also hear
Calvin. The voices merge into one another so that we can hardly distin-
guish them, and we get some sense of the truth of the saying that the
Spirit who spoke by the prophets must penetrate into our hearts.22 This
relevance of Calvin’s exposition, quite apart from specific applications,
means that it still speaks and teaches and persuades today. We believe
Calvin the more readily because he is not deliberately trying to make us
believe but simply setting out what he finds in Paul, yet not, of course,
without being able or even trying to hide the fact that he himself believes
it. This quiet kinship between the apostle and the exegete speaks for itself.
We have to read Calvin attentively, of course, if we are to profit from
him. At a first glance most of us might find him rather tedious. Initially
his thoroughness, restraint, and uniformity seem overdone. But finally,
especially when we compare him enough with others, we are grateful for
these qualities and rejoice to see how here and there between the lines of
the commentaries there can be just as powerful lightning flashes as in
Luther, but with the advantage that we never lose sight of the primary
goal of exposition as we often do in Luther. Whenever I have myself
consulted Calvin's commentaries for my own use, I have found pleasure
in his distinctive combination of historical and pneumatic exegesis even?3

21. Barth seems to have the commentaries in general in mind here, since these
expressions are not at all common in Calvin's Romans. See below, 393.
22. See above, 389 n. 11.
23. The form of this statement rests on a pencil correction Barth made in the

392
§18 Participation in German Colloquies

when I have permitted myself to go my own way. His work not only
provided an external model for my own special study of Romans but also
laid a firm foundation for its content.24 The exegetical virtue that Calvin
held up for himself was “perspicuous brevity.”25 He advocated this in
contrast to Bucer, who, he said, had hardly laid hold of the content before
the incredible fruitfulness of his mind poured out such a fullness that he
could no longer hold it in or reach an end.26 But why brevity? Does the
answer lie in his own character, in the relation to his system, the boundaries
here being fluid, since the Institutes is a web of exegesis? Exegesis as part
of the work of laying the foundations of truth stands in need of brevity.
It is in its relation to the practical goal of systematics, though without
prejudice to its own significance, that the importance of Calvin's exegesis
finally lies.27

§18 PARTICIPATION IN GERMAN COLLOQUIES

This side of Calvin’s stay in Strassburg is important because here for the
first time we have external evidence of the European place occupied by
Calvin as man and thinker. You can read in more than one book of the
pedagogical significance of his experiences at this point.! They supposedly
widened his outlook and horizon and directed his attention to the general
European situation of Protestantism. I do not think this reading is right.
Calvin was from the first a good European who did not take national
boundaries seriously and never gave proof of any distinctively French or
Genevan way of looking at things; who even in his student days had learned
to know the German way; who then on his first visit to Strassburg, and
especially in the vital dealings of Geneva with Bern, Basel, and Zurich,

MS. He originally wrote: “As one who for years has never preached without consulting
Calvin’s commentaries I can finally do no more than bear witness that I have always found
pleasure in this distinctive combination of historical and pneumatic exegesis even when. . . .”
24. Cf. Barth on Calvin as a model in the 1921 preface to his own Romans, and
cf. above, 260 n. 10.
25. CO 10/II, 402f.
26. Ibid., 404. Barth follows the translation of Stahelin, I, 187 n**.
27. Barth had obviously not finished preparing his lecture here and simply sketched
the outline in the MS. Cf. above, 241 n. 71.
1. Stahelin, I, 171; cf. Kampschulte, I, 323; and Lang, 49.

393
Strassburg Stay, 1538-1541
~

which were then regarded as Upper German cities, had long ago gained a
better sense of this; who in his contacts with the cosmopolitan Bucer had
long since come to be immersed in the complicated tangle of the Refor-
mation movement as a whole; and who by the synthetic character of his
first theological essay — we have seen how he tried to look at all sides and
to bring all possibilities within his purview —had plainly enough
manifested the religio-political universality of his purpose:
The plainest proof that he did have such a broad horizon seems to
me to lie in the letters he wrote about the first colloquy to Farel,? for these
are rich in acute comments on men and things and show that he was no
novice on this stage. Kampschulte says about these letters that a native
could not have given a better evaluation than this Frenchman who was
not an expert on the Germans. His later accounts again do not sound
like those of one who was gaining experience and learning new things. He
judges too quickly for that. He almost sounds the charge. He understands
only too well. He has to be there. He sees the importance of the matter,
initially more so than later. He is zealous for the cause. But there is no
sign of the industrious commitment of one who is a dilettante abroad and
in affairs. On the contrary, he has seen through the magic. As a genuine
cosmopolitan he realizes that people are the same everywhere, in Regens-
burg, Strassburg, or Geneva, and that it is,no more important or worth-
while to head large or even the largest companies, since everything depends
on how this is done.
True universalists do not have to have their horizons broadened, and
Calvin was such. He showed this by his participation in the German
colloquies. For him the practical result of these was that he went back
from the broader arena to the narrower, from Regensburg and Charles V
to Geneva and the proximity of Peter Kunz of Bern. If he learned anything
from the talks, it was by way of disillusionment, that is, something nega-
tive, the fact that European policies and religious policies that he himself
would later distinctively pursue would move along different tracks from
those in which he was participating there as a critical observer and reporter.
After that he would not travel a great deal. He would not expect much
from the conferences that were then so popular with their mass pronounce-

2. CO 10/II, 322-29 (no. 162) and 330-32 (no. 164). These letters to Farel tell of
the experiences at Frankfurt February to April 1539, with Bucer from the middle of March.
Cf. also Kampschulte, I, 329.
3. Kampschulte, I, 330: Barth puts geschah for Kampschulte’s geschiet.

394
§18 Participation in German Colloquies

ments. He would seldom make any effort to work with princes and other
secular powers, or indeed with any others among whom he would simply
be one among the rest and compromise would be the only goal or the
only means of making headway. Instead, without losing sight of the whole
picture, indeed, just because he Kept it in view so firmly and without any
illusions, he would form a center. He would position himself in relation
to this center, which means essentially to himself, and from it he would
radiate his influence, preferably indirectly by his writings, by the summons
that he and Geneva issued, by his letters that he sent to influential people,
so that the impact would be simply his own, which was as yet the case
only to a small extent in Germany. Calvin's participation in the German
colloquies was indeed important as regards his European relation, not as
regards its origin, but as regards the way in which he would put it into
effect.
We will first let the facts speak for themselves. Calvin's stay in
Strassburg coincided with the time when Charles V, harassed by Francis I
on the one side and the Turks on the other, had to try to come to an
agreement with the Protestants in the empire. This was the final moment
when things favored, humanly speaking, the Protestant cause in Germany.
No less was at issue than behind the back of Rome, as it were, which was
constantly postponing the promised general council, the achieving of a
religious peace in Germany. Under pressure the emperor himself had made
the overture, so that no matter what the form of the agreement might be,
it would be a basic victory for the Reformation. Typical was a scene at the
Worms colloquy in December 1540, of which Calvin reports in triumph
that the papal nuncio was not allowed a place of privilege but was seated
with all the rest of the delegates; that even Roman Catholics avoided
making mention of the pope; and that the nuncio had to suffer the defeat
of alone baring his head when he himself referred to the holy father,
whereas all the delegates did so when the name of the emperor was
mentioned.
Calvin knew how to stress and exploit this angle of Germany versus
Rome in a work against Cardinal Farnese published anonymously in
March 1541, in which, addressing the Germans in such terms as “we
Germans” and “our Germany”> — terms, Kampschulte feels, that the
German nation had not heard since the days of Hutten (I, 335) — he

AKO i, 138 (no. 268), Dec. 1540.


5. CO 5, 461-508; for the terms, see CO 5, 507.

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Strassburg Stay, 1538-1541

issued a warning to the papal mercenaries among them who were traitors
to the fatherland, and defended the right of the Germans not to wait any
longer for the council but to protect themselves by their own peaceful
negotiations. This: was perhaps one of the rare cases when a Frenchman
could speak along the lines of German nationalism. Calvin’s own true aim
was naturally not to be found along such lines, but he did want to
strengthen German Protestantism and therefore indirectly the whole Prot-
estant cause. He had proved this the previous summer at Hagenau, where
he had zealously appealed for an alliance between the German Protestants
and Francis I against the emperor, and for this reason was the recipient of
many compliments from Margaret of Angouléme, the king's sister, in a
letter she sent him.® Nevertheless, the strengthening of German Protes-
tantism was primary for Calvin, and nowhere in his letters had he more
bitter complaints than when he spoke about the indecisiveness and disunity
of the German princes and yet the skill with which they could handle the
papal legates and assert themselves,’ two factors that together were finally
hampering the formation of a national outlook. We need not be incensed
as Kampschulte was that Calvin’s plan was to play off Germany against
Rome and France against Germany, or at least against the emperor.® His
true cause was neither the French nor the German cause, but the Protestant
cause, and it was so to a degree of impartiality found in hardly any other
theologian, corresponding exactly to the policy that the internationally
oriented adversary in Rome was following. If the aim was to advance the
Protestant cause on the stage of global politics, no way of doing it was
more shrewd that that which Calvin had in view.
But I will now take things as they come. The series of discussions
began in Frankfurt at the end of February 1539 with a conference of
Protestant delegates alone.? Calvin had an unofficial role as a companion
of Bucer. Incredibly quickly, as we have said, and without knowing Ger-
man, he gained detailed information about the new world into which he
had now stepped, and in conversations with the statesmen and theologians
present he tried to work chiefly in two directions, first, to unite Protestants,
to concentrate their forces, and to play down their differences, then to
secure help for the oppressed Protestants in France. He first advocated an

6. CO 11, 62 (no. 226).


7. Cf. ibid., 178f. (no. 290).
8. Kampschulte, I, 331-35.
9. CO 10/II, 322, 9 (no. 162); also Stahelin, I, 230ff.; and Kampschulte, I, 328ff.

396
§18 Participation in German Colloquies

alliance between the German Protestants and Francis I by which he hoped


to gain a breathing space for those who were under persecution in his own
country. But he found no great hearing for this proposal. He thus worked
the more energetically at first to achieve the primary goal. He wrote with
obvious irritation about the Duke of Wiirttemberg, who at that time
preferred to go hunting instead of attending meetings that might decide
what would happen to his state and perhaps to his own head.!9 Everything
that seemed to give material or moral strength to the Schmalkald League
interested Calvin and gave him pleasure. If he had had there the influence
that Luther had and did not use, things might have turned out very
differently! In Frankfurt — and this was a subsidiary aim of his going there
— he met Melanchthon for the first time, and although he saw his weak-
nesses, he quickly came to a remarkably good understanding with him.
There thus arose the friendship between the two, cultivated though it was
more diligently by Calvin than by Melanchthon, that would last until the
death of the latter.!! It was undoubtedly their common origin in
Humanism that linked them at first, but also perhaps the need to com-
plement one another that two very different people so often have. As we
know, Melanchthon before his death became almost a martyr to his
crypto-Calvinism. It would be a worthwhile study to examine the relation
between the two more closely.
The commencement of the more polemical colloquies had to wait
a year, but at last in June and July 1540 a conference took place at Hagenau.
The Roman Catholic delegation was so weak, however, that no really
important decisions could be reached. The Roman party was clearly trying
to gain time so as to prevent the achieving of any agreement, or even the
discussion of essential questions, without papal participation. Here again
Calvin called for vigorous action on the part of the Protestant states with
the cooperation of Francis I. The pope and the emperor were simply biding
their time until they could attack with force.!2 The result of Hagenau was
the calling of a fresh conference at Worms, which was opened in October
1540 and lasted until January 1541. Calvin now took part officially as the
representative of the dukes of Liineburg,!> at first gladly, but quickly

10. CO 10/II, 326.


11. Stahelin, I, 230ff., 237ff.
12. CO 11, 50ff. (no. 221) to Farel, 6.21.1540; and 64-67 (no. 228) to du Tailly,
7.28.1540; cf. also Kampschulte, I, 330f.
13. Kampschulte, I, 332.

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Strassburg Stay, 1538-1541

enough disillusioned by the delaying tactics of the Roman party, which


endlessly raised questions of form and procedure. From this time onward
Calvin's letters to Farel become increasingly morose. On the only decisive
issue discussed, that of original sin, the Roman Catholics were ready to
compromise, for in this matter they were not agreed among themselves
— “it was remarkable how noisily they wrangled among themselves over
it” — 14 but they were victorious as regards their main objective of ob-
structing any kind of binding agreement. It is not surprising that Calvin,
who almost died of impatience, had no great desire to take part any further
when it was resolved to continue the talks in connection with the Diet of
Regensburg. At first he refused to go there, but Melanchthon in particular
summoned him to do so, and thus, most unwillingly, he went (invitissime
Ratisponam trahor).'
The proceedings began on March 10, 1541. In the short intervening
time Calvin had written the polemical work against Farnese under the
name of Eusebius Pamphilius (5, 461ff.).!° This work simply shows how
different would have been the caliber and tempo of the action he favored
from what he was now —a Prometheus bound — permitted to do. At
the very beginning of the Diet Calvin, along with the other Protestants,
had had to sign the Augsburg Confession, for the Roman Catholics would
hold conversations only with its adherents. !7‘The version was the /nvariata,
that is, that which was least favorable to Calvin’s view of the Lord’s
Supper.!8 But how could he not sign? He had already persuaded himself
at Frankfurt that its author thought in the main essentially as he himself
did. The anti-Calvinist reading that the relevant article would be given
later was not as yet to hand. For Calvin only the existence of the Variata
made the J/nvariata the shibboleth of an exclusive Lutheranism that it
became.
At last in Regensburg serious discussions began between the Roman

14. CO 11, 138 (no. 268).


15. Ibid., 156 (no. 277) to Farel. Following Kampschulte, I, 334 n. 1, Barth has
invitissime for invitissimus.
16. See above, 395 n. 5.
17. Stahelin, I, 234.
18. See above, 182 n. 88. We cannot say for certain which version Calvin signed.
In favor of the Jnvariata cf. CO 15, 336; in favor of the Variata, 16, 430. Stahelin calls
the question one we cannot answer for sure, and three years later Barth himself opted for
the Variata; see Theology and Church (1st German ed. Munich, 1928; ET New York, 1962),
WA

398
§18 Participation in German Colloquies

Catholics Eck, Gropper, and Julius of Pflug on the one side and the
Protestants Bucer, Melanchthon, and Pistorius on the other.!9 Calvin's
initial pleasure was dampened by the admission, in spite of every protest,
of the papal legates Contarini and Morone and by the presence of the
emperor, which from the outset weighed down the scales decisively in
favor of the adversaries.20 Nor could he be pleased that the Evangelicals
were much too conciliatory and in this way, as he saw it, showed their
weakness. On the basis of Augustine an agreed formula was reached on
original sin and even on justification.2! But when an attempt was made
to take up the questions of the church and especially transubstantiation,
the talks collapsed, to Calvin's no little satisfaction.22 For a long time he
had been listening skeptically. And when Eck, to his sorrow, did not die
as the result of an assault (“the world does not yet deserve to be rid of this
brute”),23 and things threatened to drag on forever, the patience he had
been showing finally gave out, and he left prematurely on June 15. Un-
doubtedly negotiations for his return to Geneva played a part in his
departure. But it was also in keeping with the mood and viewpoint that
had increasingly become his relative to the whole business. He no longer
expected anything to be achieved by these efforts.
In this affair, we may quietly admit, Calvin was totally isolated. This
must be our starting point, I think, if we are to arrive at any understanding.
The way in which he constantly felt himself impelled to open his heart
in long and detailed letters to Farel, all of them full of irony and concern,
tells us that more than any other theologian there he found himself a
stranger who stood alone. Nor was that simply because he was French. I
can think of no instance when, as he might so easily have done, he broke
out in sighs or scorn at the foreign way things were done. It was what he
wanted and was pursuing that isolated him even from his German friends,
even from Bucer and Melanchthon. He was isolated in his aims and also
in his assessment of things. At the first, and on all sides, the Protestant
faction valued him and respected him, but they saw things with different
eyes and they were thus separated from him as by a glass partition. This
is what irritated him at certain times, as though he would like to ask them
why they wanted him in their game when their aims were quite different.
19. Cf. CO 11, 203 (no. 302) to Farel, 4.24.1541.
20. Kampschulte, I, 334-36.
21. CO 11, 215 (no. 308) to Farel, 5.11.1541.
22. Ibid.
23. Ibid., 217f. (no. 309) to Farel, 5.12.1541.

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The second related fact was what we might quietly call his total lack of
success or influence. He entered into the discussions with his renowned
‘conceptual sharpness — we have already referred to what he had to say
about justification and sanctification at Regensburg’4 — and he partici-
pated strongly in private talks, some of them with Roman Catholics. In
general, however, the course of the whole colloquy would hardly have been
different at any point if this stranger, who would later beso influential,
had not been there. The only palpable impact he made that calls for
mention is that he did perhaps do something to check Melanchthon’s
tendency to yield and Bucer’s to compromise, that is, to rein in the far
too conciliatory spirit that the two showed in their different ways.”
In both his isolation and his lack of influence Calvin may be com-
pared only with the one Protestant contemporary who held aloof from
the whole affair and who in his own way also viewed it critically, namely,
Luther. Typically, of course, Calvin wanted precisely what Luther wanted
least, namely, the promotion of Protestantism with the help of political
combinations. One can hardly imagine any sharper antithesis to Luther's
style than the game Calvin wanted to play with France, Rome, and
Germany. But the extremes met. In spite of his greater independence and
distinctiveness, or perhaps because of them, Calvin was a more faithful
theological disciple of Luther than Bucer or Melanchthon, and for that
reason his political stance was in its result (i.e., in that isolation and lack
of influence) much closer to that of Luther than the stances of the other
two, who, without Calvin's resolve upon political action, but with a zeal
for compromise, actually did much more to politicize the gospel than did
Calvin, who with ‘all his grandiose political schemes had so consistent a
concern for the purity of the cause that he damaged his influence.
Then as later we may perhaps describe Calvin's attitude in world
politics as one of soberness or objectivity. We saw earlier that his tendency
to keep the distance between heaven and earth gave him an inner freedom
to tread the more surely and resolutely on earth. He did not act politically
as an enthusiast. He was not swayed by religious feelings. As he saw it, he
simply acted in obedience. The kingdom of Christ has also an earthly side
that we must differentiate from the heavenly. We have to proceed realis-
tically on this side. A game of chess is in order in relation to it. The total
lack of any confusion between the visible and the invisible enabled Calvin

24. Cf. 246 n. 4, though the reference is to Worms.


25. Cf. Kampschulte, I, 337.

400
$18 Participation in German Colloquies

to look calmly at the visible as such in all its distinctiveness, to see the
Protestant cause as a related complex with its own needs face-to-face with
the Roman Catholic adversary and the states involved. He wanted to be
a champion of this cause, or, if he was that already, he wanted to be it
more truly and zealously. Here is the explanation of the earnestness with
which he gave himself to the task and the skill that he showed in doing
so. His very lack of success, and the subsequent need to develop his own
political style, showed that his soberness had less of an earthly origin that
it might seem to have at first glance.
We see Calvin’s soberness and objectivity especially in the three
motifs that finally characterize all that he had to say on this subject. First,
he sees European Protestantism as a whole, more so than any of the
German Protestants. If there was to be Protestant political action, then,
following the example of the adversary, it could be only from a universal
and not a German standpoint, the national standpoint being only a means
to the end. We may lament when we find the national standpoint primary
for someone, but we then have to consider what we are really after. Calvin
at least knew that. Second, Calvin had an emphatic and active concern to
promote Protestant unity. At all costs he wanted to stay above the Protes-
tant split in Germany. This is why he inclined so strongly to Melanchthon.
But his letters to Switzerland also show how zealously concerned he was
to urge his friends there to steer clear of Swiss eccentricity, to reconcile
themselves to the styles of Bucer and Luther, to stop making so much of
Zwingli.26 Calvin was not aiming to set up any Calvinism, though he
might easily have done so. Third, we see an aversion to the zeal of others
to reach a modus vivendi. The aim must be not to make peace with Roman
Catholics but to clear the way for the cause of Protestantism. Calvin was
surely in no sense a middleman when he could dryly write that the first
principle of Roman Catholic theology is that there is no God and the
second that Christianity is a swindle, from which two all the rest follow.?7
Precisely at this point we see that Calvin's realism, though it took its own
path, was no different from that of Luther but totally different from the
weak bartering of Bucer and Melanchthon.
The result for Calvin, as we have said, was disillusionment. Protes-
tants as they were were not for now any use on the field of world politics.
They were no match for the opponent. They were good people, but they

26. CO 11, 24 (no. 211) to Farel, 2.26.1540.


27. CO 5, 654; cf. Kampschulte, I, 336.

401
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had too little knowledge of what they wanted, they vacillated too weakly
between different standpoints, they were not outstanding people. A sec-
ondary result of this whole period was that Calvin gained information
about the conditions of German Protestantism in particular. He objected
to three specific things in it: its lack of religious discipline, its form of
worship, which had been too little purified and was too Judaizing, and its
dependence on the different leaders.?8 At all these points something better
had to be done. An active and superior shock force was needed. It was
with that resolve that Calvin left Regensburg and went for the second time
to Geneva. The confirmation of his own most inward view that the
German colloquies gave him was no mean thing. We may thus say that
this episode was of decisive significance for him in his life.

§19 CORRESPONDENCE WITH SADOLET

I have chosen this exchange as our third and last topic because in it the
whole Calvin was again moving on particularly to the inner structure of
his Christianity and because today, at our final session, it brings us back
to our starting point, to the contrast between the Middle Ages and the
Reformation. When we study the correspondence we have to listen once
again to the spirit of medieval Catholicism in the person of an extremely
fine and sympathetic advocate — such was Sadolet — and then in antithe-
sis to Calvin’s response, and this will give us yet another chance to see
what not just Calvin but the Reformation in general both was and is as
opposed to the finest and most sympathetic form in which that Cathol-
icism might encounter it. I hope that you have still retained enough of
the impression made by the first lecture to realize that our aim is not to
attack that Catholicism by contrasting its perversions with a relatively
perfect Protestantism. I also hope that you noticed that I did not earlier
make that Catholicism responsible for a figure like Caroli. Relatively
perfect forms confront one another on both sides in the exchange that we
must now discuss. Remember this antithesis when you again have occasion
to clarify what really separates us confessionally from Rome if we are
genuine Protestants.

28. Cf. Kampschulte, I, 339; CO 10/II, 331 (no. 164) to Farel, March 1539; and
340 (no. 169) to Farel, April 1539.

402
§19 Correspondence with Sadolet

Jakobus Sadoletus (1477-1547), bishop of Carpentras in the district


of Avignon and cardinal presbyter of St. Calixtus at Rome, was a man
who was as it were on the left wing of the papal camp. Himself deriving
from Humanism, he had formed an independent and distinctive view of
Catholic Christianity. In the papacy he contended constantly, and not
without criticism, for church reforms, and he had his windows open here,
as we might say, toward Protestantism. He, too, had written an exposition
of Romans that aroused much opposition.! In 1537 he had also written
a friendly letter to Melanchthon with an invitation to return to Rome.?
It is in the same role that we shall learn to know him now.
A confused situation had followed the departure of Farel and Calvin
from Geneva. The pastors who were appointed in their place were of little
significance and the council followed no fixed course, trying to steer
between Bern’s earnest desire for a full reformation of faith and life and a
popular laissez-faire that would acquiesce in almost anything. A party
favoring Calvin made things difficult for both the pastors and the council,
and only admonitory letters from Calvin3 stopped this party from making
things even more difficult. But the secret friends of Roman Catholicism
both in the city and outside, along with those whom the Reformation had
driven abroad, also began quietly to raise their heads again, thinking their
hour had perhaps come. The situation aroused much interest outside as
well, so much so that early in 1539 a bishops’ conference at Lyons attended
by the former bishop of Geneva, Pierre de la Baume, could seriously plan
steps that would win back this important city.
The result was a charge to Cardinal Sadolet, who had the skill to
carry out the plan if anyone could, and in execution of this charge he sent
a letter on March 18, 1539, to his dear brethren the council and citizens
of Geneva.‘ This letter rather surprised Geneva, but it was politely received
and a provisional acknowledgment was sent. One of the preachers was
deputed to make the real response in the name of the city.° The friends
of Romanism saw to it that the letter was sent round and read from house

1. This was published in 1534 but censored in 1535 because of its semi-Pelagianism
and its being too far from Augustine. With the help of Contarini, however, Sadolet managed
to get the ban removed. Cf. K. Benrath, “Sadoleto, Jacopo,” RE, 3rd ed., 17, 329f.
2. CR 3, 379-83 (no. 1587).
3. CO 10/II, 250-55 (no. 143, 10.1.1538) and 350-55 (no. 175, 6.25.1539).
4. Cf. Kampschulte, I, 352; OS I, 441 ff.
5. Stahelin, I, 295; Doumergue, II, 679.

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to house. Those who favored the Reformation in Geneva, and the people
of Bern in particular, were worried as to-what might come of it. Since the
pastors of Geneva Showed no resoluteness in grasping the nettle, no other
than ‘Peter Kunz finally advised that they should turn to Calvin as the
proper man to do so.
Calvin, once a swift messenger had brought him a copy and he had
digested the contents, had no hesitation in meeting the request, and in six
days he wrote his reply, dated September 1. The reception of this reply in
Geneva restored the shaky situation there almost at once, and even Kamp-
schulte agrees with the general verdict that the reply brilliantly disposed
of the adversary.® Of all Calvin’s shorter works it is in fact the most incisive
and powerful, and it evoked express praise from Luther, so that Melanch-
thon could tell his friend at that time that he stood for the moment high
in Luther’s graces.? The reply helped at least intellectually to prepare the
way for the recall of Calvin to Geneva. Other more forceful events would
be needed, however, before that could happen. Let us now turn to the two
works themselves (5, 369ff.).8
Sadolet’s letter is a masterpiece of its kind, and not only because
formally it was composed with such skill and charm. It sounds like an
Italian adagio. It avoids anything offensive. It is content to issue a pious
admonition to the readers and to point out to them quite dispassionately
how much finer and better it would be for them if. . . . Yet it also has a
serious dignity that could not and did not fail to have its effect. The
contents are also very good. The letter firmly plays down what is hierar-
chical and superstitious in Roman Catholicism. It openly admits the partial
corruption of the church. What remains is a refined and intelligent Chris-
tianity whose warmth one can hardly escape even if one does not have
sharp ears. The words “love” and “peace” recur again and again, words
which were not really the most used in the vocabulary of the Reformation
and for which even today many churchgoers have an instinctive longing.
In this letter Roman Catholicism seems to be such a natural and a given
thing. How could they resist it? Nor are some more profound passages
lacking for the more thoughtful. There is thus something for everyone.

6. Kampschulte, I, 354: “in truth one of the most brilliant polemical works ever to
flow from his pen, and even those who do not share his views must accord him the palm
in this controversy.”
7. Ibid., 355; and CO 10/II, 432 (no. 197), to Farel, 11.20.1539; cf. 402 (no. 190);
and WA B 8, 569, 29-32, Luther to Bucer, 10.14.1539.
8. OS I, 441ff.

404
§19 Correspondence with Sadolet

The familiar road from earth to heaven is opened up. A cardinal who is
both friendly and accomplished stands at the entrance and recommends
that we take it.
If we look more closely wé find that in fact what he says might have
a place in what are at least supposedly good Protestant sermons. Why
should we not accept his invitation? And over the whole there arches a
blue and cloudless heaven that compares favorably with the gray north of
Germany and Gaul. The cardinal tells the people of Geneva that as their
neighbor he has always had their interests at heart and has heard with
sorrow that certain cunning men have brought them into confusion and
apostasy. Mother church weeps over the desolate, and they can see by the
result what kind of seed was then sown. Thorny and subtle investigations,
a useless philosophy, and an obscure interpretation of the Bible have
directed them on to this path. The cardinal will talk to them humbly and
simply and clearly. Why do we become Christians? Well, clearly and
simply, to be saved and to go to heaven. Christ rose again, and did so for
all, in order to open up for them this way. This matter was so important
for God that he sent his own Son for us in the flesh.? We thus believe in
Christ in order that through him we may find salvation for our souls, that
is, our own life. If we are dear to ourselves, the salvation of our souls has
to be important to us.!°
What is faith? Not just trust in God without love? That would not
be possible. No, faith includes an inner readiness to do good and to live
for God. God is himself love. Hence faith and love are the cause (causa)
of our salvation.!! For the salvation of their souls many martyrs have shed
their blood and many learned fathers have poured out sweat. Should they
not be an example for us? They form and constitute the church, which is
surely worth pious consideration as an authority. The church it is which
with its institutions shows us the way of faith and love!? that we cannot
and should not leave if we are to be humble and to remain humble. And
how important humility is before God! How dangerous for the salvation
of our souls, and therefore for ourselves, is its opposite, a wrong and
arbitrary worship of God!!3 Let us assume that it is not certain that the

9. Ibid., 442-45.
10. Ibid., 445.
11. Ibid., 446.
12. Ibid., 447.
13. Ibid., 447ff.

405
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Catholic church does have true and humble worship of God; is it not at
least more probable that it does so with its fifteen hundred years of past
history than that the new church only twenty-five years old should have
it? Is it not more advisable, then, to be in agreement with this church than
the latter?!4
The Genevans must tell themselves that they are now at a crossroads.
Let us imagine two persons at the last judgment.!> The first one says: I
received my faith from my parents. I resolvedto be faithful to it. I heard
some new people who had scripture often on their lips and who tried to
seduce me away from obedience to the church. But I did not listen to
them. Even their reference to the defective lives of many of the princes
and priests of the church could not lead me astray. I remembered the
saying that what the latter told us, we should do, and I obeyed them and
committed myself to the judgment of God. I now stand before thee, God,
and invoke thy mercy.!© The second says:Isaw the wicked lives of those
who ruled the church and burned with righteous indignation. I had applied
myself diligently to theology and literature and learned a great deal, and
I saw unworthy people taking the posts of supreme dignity ahead of me.
I then made up my mind to attack those whom the Lord also hates, and
I stirred up the people to break the laws of the church, I called the papacy
a tyranny, I preached righteousness by faith alone, so that people can live
as they like, and I studied the Bible particularly to make polemical use of
it. I thus achieved renown and recognition, and if I could not wholly
overthrow the authority of the church, I caused a great commotion.!7
Then, the cardinal goes on in his summary of the Protestant confession
at the last judgment, this person makes no mention of the involved
vainglory, self-seeking, craving for popularity, and hidden deception
known only to the self.!8 Even if, inconceivably, the church should be
wrong, will not the first person be justified in virtue of the humility
displayed and for the sake of pious ancestors?!9 But who will stand by the
arrogant second person? The one who in opinionatedness scorned the
church, the bride of Christ, and not only cut but tore to pieces the seamless
robe that even the soldiers spared? :

14. Ibid., 450.


15. Ibid., 451.
16. Ibid., 451f.
17. Ibid., 4526.
18. Ibid., 453.
19. Ibid., 453.

406
§19 Correspondence with Sadolet

Look at your sects and parties! The truth is one, but among them
are many truths. What does Christ command us? That we should all be
one in him. The Christian religion is peace with God and concord with
others. Everything, absolutely everything, depends on unity.20 It is this
unity that the Catholic church is seeking. I pray for the seducers. I do not
curse them. May God bring them to knowledge. But you Genevans, I
admonish you, now that the mists have been cleared away from your eyes,
return to concord and give new obedience to our mother church. Do not
be put off by the lives we live. You may hate us personally if the gospel
permits you to do so, but you surely cannot hate our teaching and our
faith.2! These things could hardly be expressed in a more illuminating,
skillful, or mischievous manner. Note the contrast that is made, namely,
between the Roman Catholic laity and the Protestant preachers.
What would Calvin say in reply? He stated that he would come
forward as one of the cardinal’s supposed seducers of the city, not renounc-
ing solidarity with them even though no longer resident in Geneva. If this
had been just a personal attack, he could have kept silent. But it would
be disloyalty to do so when the attack was on his office and ministry.?? If
ambition had driven him, he, with Farel, would have done better to remain
in the Roman Catholic ministry. Did he really have to have the charge of
ambition flung ai him by a Roman cardinal??3
But to the point. What about Sadolet’s long disquisition on the
salvation of souls? Certainly it is good to be reminded of future eternal
life, to have this reminder sounded in our ears day and night. In our own
sermons we do little else than refer to spiritual fellowship with God in the
hope of a blessed eternity.24 But our primary concern should not be for
ourselves but for the glory of God.?> From him and in him and to him
are all things. Only in order that we might truly glorify his name has he
linked to this the achieving of our own salvation. It befits a Christian to
aim at something higher than simply seeking and achieving the soul's
salvation. I cannot regard people as truly devout if they do not find such
an insistent reference to heavenly blessedness superfluous, if they leave

20. Ibid., 454.


21. Ibid., 455.
22. Ibid., 457, 486.
23. Ibid., 459-61.
24. Ibid., 4636.
25. Ibid., 463.

407
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people to themselves, if they do not help them with a single word, if they
do not incline them to hallowing the name of God.?° (This passage is
clearly the heart of the whole work. The naive desire to get to heaven,
with’ a crass appeal to human self-love, was the foundation stone of
Sadolet’s structure and also its weakest point. By making here his familiar
reversal
— we live for God, not God for us — Calvin robbed his op-
ponent’s whole train of thought of its point. We also see here once again
that Calvin’s belief in the hereafter is not to be confused with what we
usually call this. It is fellowship with God in hope, and serious people
cannot primarily seek what is just in their own interest. We achieve our
own salvation because God in his wisdom and goodness has linked this
to his own glorifying, but it comes second, not first.)
Calvin then attacks Sadolet’s view of the church. Sadolet seems not
to know that the Spirit and the Word together constitute the church. He
has thus no standard by which to know the true church.” Papal theology
has it in common with Anabaptist theology that it speaks constantly of
the Spirit but forgets the Word.28 We do not seek to erect a new church
but specifically to set up again the oldest and true church that is now
almost destroyed. Does the opposite party, scholastic theology, really have
the recklessness to call the study of holy scripture thorny and subtle?29
Calvin then gives an express account of the doctrine of justification that
Sadolet had totally misunderstood.3° He could honestly reject the com-
plaint that he preached license for the flesh, and he could quietly repeat
something he often said, namely, that where Christ is, there is the Spirit
of sanctification, even though always with a backward glance at the gratui-
tous righteousness of God that brings salvation.3! Again, what is humility?
Is it really reverence for the church, for human beings? Certainly a true
humility will accord to all people their due at the appropriate level, but
basically it relates to the head of the church, to Christ. Certainly we are
to offer obedience to those above us, but only according to the rule of
God’s Word. Certainly the church is important, but its sole concern must
be for God’s Word and nothing else.32 Things must not be left to scholars,

26. Ibid., 463f.


27. Ibid., 464f.
28. Ibid., 465.
29. Ibid., 466-68.
30. Ibid., 469-71.
31. Ibid., 470f.
32. Ibid., 475f.

408
§19 Correspondence with Sadolet

but even the simplest must be armed in the hard fight they have against
the devil so that they may fight with assurance.33
In conclusion, Calvin places two persona before the judgment seat,
but this time it is not a Romarf Catholic and a Protestant, as in Sadolet.
(He calls that a game on Sadolet’s part to enable him to give his own
picture of a Protestant.)54 Instead we have two Evangelicals, the one a
preacher, the other a believer (a good answer!). The first says: Thou, Lord,
art the truth. Judge whether I did right to turn aside from human precepts,
the veneration of saints, and works righteousness. I did not think I went
too far by thus doing what I saw all your servants have done. Is it arrogance
to seize the standard when others flee and to rally the scattered to their
posts? Was the standard anyone else’s but thine? Could I serve unity at the
cost of truth? Did not the prophets contend with the priests of their day?3>
The second says: Before, I blindly obeyed the church and I had a bad
conscience. Not without resistance I then saw its authority to be arrogance,
and I wanted to obey thee alone. A reference to the faith of ancestors could
equally well justify the religion of Jews, Turks, and Saracens.3¢
Calvin came back to the foolish charge of vainglory and self-seeking
and then at the end to the accusation that the Reformation caused strife
and division. The truth is that it seeks peace for the kingdom of Christ,
but no other peace. If we seek any other peace we simultaneously tear the
Christian religion out of human hearts. May Sadolet and his like come to
realize that the only bond of church unity is for Christ the Lord, reconciles
us to God the Father, to unite us in the fellowship of his body, so that by
his Word and Spirit we grow to be one heart and one soul.”

33. Ibid., 477.


34. Ibid., 480.
35. Ibid., 480-84.
36. Ibid., 484-86.
37. Ibid., 487-89.

409
Index of Subjects

Absolute, The, 16, 172, 221 Baptism, 174, 176f., 189, 191, 281ff.,
Activism, 111f. 299, 370
America, 88, 179 font, 346, 356, 362
Anarchism, 202 Baptists, see Enthusiasts
Angels, 27f., 37, 178 Bern
Anthropology, Natural?, 162 colloquy, 320
Antipaganism, 348 Lutherans, 332ff., 339ff., 348ff.,
Antiquity, 99 375
Antitrinitarianism, see Unitarianism synods, 263, 332ff., 337ff.
Apologetics, 53ff., 158ff., 188 Beginning, at the, 179
Apostles’ Creed, 333 Bible, see Scripture, Holy
Arianism, 3}5t., 320m., 327, 330, Biblicism, 2, 135, 147, 150, 193, 262,
336 347ff., 362
Aristotelianism, 30 Binding and Loosing, 181, 198
Assaults, 172 Biography, 139f.
Asceticism, 50, 120, 125, 171 Bishop(s), 109, 198
Astronomy, 126 Geneva, 248ff.
Athanasian Creed, 325, 329f., 333 Brides, Adornment, 257, 301, 355,
Augsburg Confession, 182ff., 228, 329, 361f.
334, 398 Brokenness, Double, 246f.
Augsburg, Peace of, 114
Augustinianism, 51f. Calling, 79, 84
Authority, 25, 97, 111 Calvin Jubilee, 1909, 187f., 287
biblical, 32, 197, 387 Calvinism, 90, 198, 216, 230, 265,
ecclesiastical, 31ff., 108, 198f., 330, 268f., 296, 301, 312, 348ff., 401
405 diagonal, 172
Autonomy, 80 secularity, 172
Index of Subjects
Cathedral, Gothic, 22, 26, 30, 36f.,, 39, Conscience, 164f., 192, 197, 205ff., 225f.
62, 65 Conservatism, 208, 210, 216, 225, 313,
Ceremonies, 291ff., 346ff., 367ff. 348
Chalcedonian Definition, 324 é Consistory, 267f., 300, 351ff., 364, 372
Christianity Contingency, 247
Calvinist, 77 Councils, 199, 396
significance today, 293f., 350 Counter-Reformation, 66, 90, 112f.,
Christology, 125, 263 206, 232
Calvinistic extra, 329 Covenant, 166, 289
communication of attributes, 328 Creature, Worship of, 134
Church, 108ff., 134, 177ff., 196ff., 231, Creatureliness, 98
405ff., 408f. Crisis, 125, 138, 140
authority, see Authority ross) 755/77, 166, 177
concept, 185, 200 Cross bearing, 64, 217
consensus, 218 Cultus, 193
discipline, 185ff., 199, 206, 269,
286, 299ff., 380 Death, 154, 316
fathers, 20, 147f., 263 line, 45
holiness, 182ff. penalty, 211f.
invisible, 177ff., 200f,, 269 thought, 64, 154
Lutheran, 182 wisdom, 127
membership, 181ff., 268 Democracy, 204, 208, 225f.
militant, 111f£, 186, 236 Dialectic, 73, 76, 81, 91, 101, 168, 182,
notes, 182ff. DONO lal
order, 199f. historical, 17
politics, 400f. Distance, Sense of, 216
powers, 197ff., 269 Dogma(s), 27, 52, 310ff., 326ff.
reform, 91f., 403 history of, 82, 313f., 326
salvation institute, 34f., 269 Dogmatics, 73, 284
and state, 283, 336, 352ff., 364ff. and ethics, 77, 80
visible, 177ff., 181, 184, 201, 269,
Sl) Election, see Predestination
See also Eucharistic Community Elucidarium, 28
Circumcision, 289 Enthusiasts (Radicals), 20f., 66, 83ff., 89,
Citizens, 214ff., 225, 231, 354 92s 112-1468 1515 £195,027 bie,
Clericalism, 199 216ff., 287, 307ff., 408
Commandment, 83ff., 120, 165, 205f., Equity, 87, 215ff.
Qt ee Atine 221 Eschatology, 127, 151, 154, 156, 180,
first, 76 262f., 272f., 296, 316
keeping, 195f,, 295 See also Expectation, Hope, Judg-
Conferences, 394ff. ment, Kingdom of God, Last
Confession, 184, 270, 325 Things, Life (eternal), Parousia
Confessional Writings, xiv, 286, 288 Eternity, 61, 130, 153, 210, 221, 245,
Confirmation, 189f., 270, 288 276
~ Index of Subjects
*~

Ethics, xivf., 8, 49, 66, 70, 74ff., 82, 84, catechism, 271 ff.
87, 101, 114, 118f,, 127, 134, 194ff,, holy city, 114, 122, 201, 207
203ff., 245ff., 344; 363, 388 opposition, 296ff., 355f., 364, 384
Lutheran, 196 _ order, 264ff., 378
Ethos, 88ff., 99, 127, 151, 160, 355 political situation, 248ff.
Eucharistic Community, 268f, 301, reformation
308, 360, 364 images, 250 *
Eucharistic Controversy, 87, 98, 172ff. motives, 249ff.
Eucharist, Doctrine of, 35, 51f,, 56, 125f., referm programme, 264ff.
131, 174f.,, 176, 182, 201, 238f.,, 260ff,, German Theology, 48, 58, 64, 83, 85
281, 290, 337ff,, 365, 386 Glorifying of God, 155, 388, 407f.
“est,” 346 Glory of God, 3, 39f., 75ff., 92, 99, 107,
Europe, 394f. 1th LUGO AaIS4s 1453635 1/0:
Evil, 30 189, 193, 201, 228, 244, 353, 387, 407
Exegesis, see Scripture, Holy God
Expectation, 125, 147, 152f,, 154, 171, absconditus, 45, 46, 89
269, 316 act, 138f.
Experience, 16, 18, 168 concept, 117ff., 376
reformation, 173 counsel, 88, 276
religious, 252 ‘fear, 44, 61, 77, 215, 291f.
freedom, 55f, 79, 92, 117, 176,
Faith, 46, 53, 62, 75ff., 80ff., 88f., 97ff., 2OGE 262273283
119, 125, 135, 148, 151, 160, 168ff., God alone, 40, 118, 177, 181f.
LOGE, 2015 275i, 2955 405 God is God, 205
courage, 101 immortality, 272
implicit, 34, 46, 53, 56 judge, 143f.
knowledge, 311, 246 knowledge of, 32f., 49, 51, 79ff,
Fear and Trembling, 89, 170, 179, 184, 100, 120, 150, 152f., 162, 184f.,
273 195, 204f, 273f, 311
Feast Days, 300, 346ff,, 355ff, 362f. Lord, 206
Finitude, 39, 46, 53, 65 love of, 45f.
finitum non capax infiniti, 102 majesty, see God, freedom
Forgiveness, 55, 62, 74f., 84, 89, 100, 143, mercy, 43, 46ff., 72, 78, 107, 110,
169f., 174, 190, 236, 262, 276ff., 362 143ff., 190, 196, 274ff.
Freedom, 127 power, 54f., 63
Christian, 195ff, 200, 207, 214, righteousness, 79, 273, 278
219ff., 226, 236, 238f., 244f., subject of theology, 39, 48
247, 269, 283, 291, 355, 387 substance, 325
fruitio Dei, 29, 38 thought of, 82, 92
Fulfillment, 279 truthfulness, 168, 174
unity, 311, 328
Geneva, 226ff., 243ff., 258ff., 264ff., vision, 29, 32f., 45£, 146f.
306ff., 346ff., 365ff. will, 78, 88, 117, 165, 180, 208ff.,
academy, 259 224, 274, 280, 283, 382

412
Index of Subjects

Gospel, 143, 196, 276, 355, 388 striving for, 56ff., 61f.
Government, 112, 191, 202f., 210ff, Immediate, The, 61
231, 267, 285f., 301, 335, 340 Immortality, 156, 272, 282
divine mandate, 210ff. Imperialism, 198
duties, 213 Impossible, The, 72, 167
Grace, 33ff., 42f,, 45f., 78, 99ff,, 121, Impossible Possibility, 59
155, 164ff£.,, 191, 245, 274, 280f., 288 Indulgences, 36, 191
Grace, means of, 100, 175 Inquisition, 113, 123
Grand Inquisitor, 206f. Intellectualism, 66, 101
Italy, 229
Hands, Laying On of, 191, 372
Heaven, 28, 37, 168, 180, 217, 338, Jesuits, 112, 186
362, 400, 405 Judgment, Divine, 9, 43, 49, 62, 72, 78,
Heidelberg Catechism, xiv, 135,. 194, 108, 163, 165, 170, 185, 196, 210f.,
Dy 21S BHO PING), DPI
Helvetic Confession, First, 331 last, 113
Historians, 9, 14, 98, 139 Justification, 34, 40, 47, 56, 77ff., 99ff.,
History, 1ff., 17ff., 65f, 68f., 90, 114f, 119; 1536, 166th; 179, 20152246;
122, 132, 138, 236, 306, 352, 389, 392 277£., 281, 296, 326, 399, 408
past, 2f., 8
philosophy of, 18, 20, 25 Keys, Power of, 190f.
present, 2f. Kingdom of Christ, 25, 110, 199, 208,
sacred, 1ff., 17 212, 268, 400, 409
secular, 1ff,, 17 Kingdom of God, 83, 87, 99, 108ff.,
Holy Spirit, 3f., 87, 92, 101, 125, 158, WANTS IZADE ys}
IG 170, WS, DS, NOS), 2, BO”, consummation, 172
282, 338f., 363
inner witness, 167, 389 Last Things, 94ff., 123, 151
letter, 176 Lausanne
Holland, 88 colloquies, 318f.
Hope, 44, 107, 168, 279, 408 disputations, 261 ff.
Horizontal, The, 45ff., 65, 79, 89, 204 synods, 323ff., 356f.
and Vertical, 46ff., 61, 64, 67, 73ff., Law
SSD, CIN 177 divine, 42ff., 186, 203, 208, 274,
Huguenots, 145 280613533596
Human Rights, 226 and gospel, 93, 164, 183, 274f.
Humanism, 21, 91ff, 98ff., 127, 137, keeping, 277f.
144, 148 moral, 215
Humanity, 209, 217 Mosaic, 215
Humility, 43f., 61, 77, 101, 171, 181, state, 208, 214 ff.
246, 406, 408 Legitimism, 204
Liberty, Christian, 194f., 220ff., 226,
Idolatry, 60, 209, 239, 303 236, 247,283, 292, 355, 387
Immediacy, 35f., 40, 60 Light, 164
i
Index of Subjects

created, 272 accessibility, 30f.


Life, 60, 113, 156, 165, 221, 228, 354 Mysticism, 28, 35ff., 48, 57ff, 151, 307f.
Christian, 75, 81, 84, 92, 167, 171 abnegation, 62ff.
eternal, 154f, 272f., 279, 407
meditation on future, 87f., 116, Natural Law, 93
127, 154, 221, 244, 290 Negation, 56
Likeness, 17, 126, 198, 210, 212 Neo-Platonism, 30
Logic of Christianity, 127 Nestorianism, 329
Lord’s Supper New, The, 14ff., 23, 25, 50, 56, 62, 74,
Bern rite, 346ff. 314
frequency, 265f., 299, 372 Nicene Creed, 330, 333
See also Eucharist; Sacrament Nicodemites, 136ff., 237
Love, 34, 79, 84, 148, 196, 215ff., 387, Nominalism, 47, 52ff.
404 doctrine of God, 54f.
for God, 46
for Jesus, 61f. Obedience, 74f., 798,99, 117,119,
Lutheranism, xv, 82, 104, 287, 348ff., 150ff., 181, 195f., 199, 206, 280,
286f. 288ff., 314, 352f., 387, 400
ministry, 184 to government, 208, 214, 218f.,
See also Sacraments, Theology D2) 285
Lutherans, 71, 74, 89, 96, 99, 177 Oil, 189, 191, 193f.
modern, 182 Old, The, 16ff., 25, 50, 62, 68
in Switzerland, 97 Order(s), 79, 83ff., 196, 208, 217
divine, 208, 217
Manichees, 328 See also Church, discipline
Marcionites, 328 Other, The (Wholly), 14ff., 139, 177, 195
Marriage, 85f., 191
civil, 299 Pacifism, 213
Mass, 194, 237, 239, 256ff., 304 Pagans, Elect, 100
Meteorology, 126 Papacy, 22, 25, 94, 109, 127, 199, 269,
Middle Ages, 13ff., 48f, 61, 65, 73f., 286, 395fF.
TS9 99 VLO M2962 lesAs335, Paradox, 15, 33, 47, 60, 78, 101, 110,
362, 387, 402 18952015 22228 792 83286,
crisis, 50 » DIIGS 38, F548 262
grace and way of salvation, 189 Parousia, 138
problem, 49, 57f., 67, 70, 169, 204, Paulinism, 52, 388
244 Peace, 117, 152, 217f., 292, 340, 404, 409
theology, xvi, 28ff. Penance, 36, 190
See also Scholasticism Penitence, 50, 56, 100, 190, 278
Militarism, 198 People of God, 353f.
Monasticism, 50f., 88£, 98, 127 Persecution, 104ff., 114, 126, 141, 148,
Monotheism, 99, 312 157, 232,:396f.
Moralism, 101, 122 Pharisaism, 88, 122f., 135, 197
Mystery, 27, 168, 275ff., 281ff. Philosophy, 159

414
Index of Subjects

Christian, 143, 150 Lutheran, 71, 117, 135


and theology, 164 movement, 67
Pietism, 138, 190 oath, 295ff., 354
Pilgrimage, 209ff., 216, 231, 236, 354, See also Geneva, catechism
362 Reformed, 49, 67ff., 88f., 92f., 103, 114,
Placards, 104, 157 116, 153, 187, 246
Platonism, 52, 127, 155, 273 revolution?, 106ff.
Politics, 86, 97, 202ff., 394, 397, 400f. turn, first, 89f., 99, 114, 153
See also State Reformers, 9ff., 25, 32, 294
Praise of God, 281 origins, 96ff,, 114, 125f., 349, 375
Prayer, 22262796: Regeneration, 278
for dead, 316ff. Relativity, 18f., 23f., 68, 88, 138, 207ff,,
Preaching, 183, 190 216, 221, 269
Predestination, 51, 55, 78f., 87, 118f., Religion, 99
127f£,, 178ff., 244, 275ff.,, 284ff.,, 326, history, 346
364 politics, 396
election of grace, 43, 100, 166, 170, true, 209, 283
178 true and false, 273
number of elect, 178, 183ff. Religious Colloquies, 393ff.
Pre-Reformers, 67f. Frankfurt, 396f.
Prolegomena, 131, 272 Hagenau, 396f.
Prophets, 122, 165, 328 Regensburg, 398ff.
Protestants, Persecution of, 104ff., 114, Worms, 395, 397f.
126, 141, 148,157; 232; 396f: Renaissance, 64ff., 78, 82, 90, 231
Protestantism, 13f., 18, 33f, 47, 67, Resignation, 188
236, 393ff. Resistance, Right of, 218ff., 352
modern, 26, 60 Revelation, 59ff., 99, 163ff., 180, 198
Reformed, 112, 126, 159, 193, and history, 160, 165
269f., 287, 372 See also Reason
Providence, 92f., 116, 210, 280, 376 Revolution, 202, 216, 226
Psalms, Singing of, 269f., 372 See also Reformed, revolution?
Romanticism, 40, 193
Quietism, 49, 74, 97, 151ff., 308 Rome, 395ff.

Rationalism, 66, 91, 99, 165f., 193, 294, Sabbath, Eternal, 172
Salil, Syl Sabellianism, 325, 327ff.
political, 112 Sacrament(s), 172ff., 187ff., 280ff.
Lutheran doctrine, 281f., 338
Reaction, 226 objectivity, WQS LOTS 952695
Reason, 94, 159 283, 361
and revelation, 26, 32, 52ff., 166 presence of Christ, 174ff., 23th
Reformation, 14ff., 31, 39ff., 48ff.,, 66ff., 339, 347, 362
1O2ZES 121fF, 139; 205°228)2908f, signs, 190ff., 281ff., 339, 362
326, 335, 395, 402 Sacramentalism, 174, 371
~
Index of Subjects
*

Roman Catholic, 188 Synagogue, 122, 303


Savoy, 248f., 354f. System, Theological, 89f., 160, 169, 222
Schmalkaldic Articles, 329
Schmalkaldic League, 397 Taxes, 213
Scholasticism, 20ff., 38ff., 56ff., 408 Theology
later, 22, 30, 134 Calvin’s, 79, 169
See also Nominalism inner problems, 82
Scripture, Holy, 2, 135, 147, 159, 161, of cross, 41ff£, 88, 205
262, 381f. of glory, 27ff., 45ff., 60, 64
exposition, 258f., 386ff. Lutheran, 182
allegorizing, 390 natural, 162
textual and literary, 389 modern, 138
inspiration, 53, 167, 287 one-sided, 43, 89
NT, 93, 198, 222, 387 polemical, 38f., 41f., 47f.
@T;, 93; 289; 296; 387, reformation, 13ff., 40f., 204f,
relation of OT and NT, 2, 164f., Reformed, 49, 78f., 159, 182, 204f.
274f., 390 basic view, 111
unity and diversity, 390 science, 27f.
Wisdom literature, 391 synthesis, 119f., 160ff., 173, 179,
Scripture Principle, 387 1878512038 2355.093
Scripture Proof, 147£., 238, 327 unity, 80ff, 89, 165
Secularization, 114 This-worldliness, 49, 65f, 99, 117,
Self-Denial, 167, 171 126f., 155, 201, 207, 354, 362, 378
Self-Knowledge, 273 Time, 14, 49, 78ff., 117, 138, 388
Self-Love, 408 Time and Eternity, 17, 33, 74, 125f.,
Semi-Pelagiansim, 33 153f., 160, 172, 177, 228, 387
Sin, 42f., 45f£, 164, 170, 207, 223, Tragedy, 18, 74, 122f., 132, 232, 301f.
fall, 163 Transcendence, 294, 301
Social Democracy, 225 Transcendentality, 51, 53f, 63f, 76, 155
Socialism, 204, 206 Trent, Council of, 112f., 123
Socinianism, 312 Trinity, 30, 310ff., 325ff., 337, 348
Sociology, Christian, 90 persons, 318ff., 336, 341ff
Speculation, 326 Truth, 4, 14, 63, 109ff., 115, 270, 277,
State, 86ff,, 214 ff. 313
Christian?, 268 Turkey, 186
cura religionis, 209f. Tyrannicide, 202
form, 202 Tyranny, 219, 223ff.
See also Government, Legitimism
Strassburg, 14f., 381ff., 393 Unction, Extreme, 191f., 240
Sunday Observance, 299f. Union, 119, 173, 339
Swiss, The, 96ff., 400 Unitarianism, 311ff, 323
Switzerland, 96, 101, 107, 179
Symbols, Early Church, 312, 319, 325, Vertical, The
3296F. See Horizontal, The

416
Index of Subjects

Vitality, 363 treasury of merit, 191


World, 73, 83ff., 94, 99, 103, 112ff.,
War, 85, 213f, 215 127194 2055 245, 292
Will, 42, 197, 205 overcoming of, 195
bondage, 78 , shaping of, 79, 204
freedom, 33, 51, 56, 78 See also Time
Wittenberg Concord, 173, 263 Worldliness, 114
Word of God, 23ff,, 47ff., 73, 94, 113, Worship, 209, 239, 266, 300, 386,
143ff., 168, 173, 183, 197ff., 206, 402
265, 272, 281ff., 325, 386, 408 silent, 152
in nature and history, 163
Work Holiness, 134 Youth, Instruction of, 190, 269f., 284
Work Righteousness, 63
Works, 42ff., 75£, 170ff. Zurich
good, 74ff., 89, 169, 196, 278 synod (1538), 357, 363, 369f., 378,
of satisfaction, 191 380

417
Index of Names

Abelard, P, 31, 100 Becksulagls glde


Adam, A., 102 Benedict, 50
Aesop, 25 Benoit, A., 307
Alciati, A., 141 Benrath, K., 403
Amalrich of Bena, 31 Bernard of Clairvaux, 22, 59f., 126,
Ammann, H. L., 379f. 205
Amsdorf, N., 153 Bernard, J., 361
Anselm, 31, 55 Bettenson, H., 92
Anshelm, V., 254 Beza, T., 104, 129, 141, 147, 232, 244,
Apollinaris, 328 271, 287
Aristotle, 26, 42, 344 Biel, G., 35
Arius, 327, 333 Birkholz, C., xx
Arnold, G., 57 Bismarck, O. von, 7, 344
Athanasius, 327 Blancherose, C., 261f.
Augustine, 7, 20, 32, 35, 51f,, 64, 282, Bloesch, H., 157
389 Blumhardt, C., 101, 138, 289
Bohatec, J., 116, 172
Bahler, E., 233, 309ff., 343 Bolsec, H., 123, 287, 364
Balard, J., 258 Bonaventura, 22, 26f., 57
Barth, FE, 130 Bonnivard, FE de, 255
Barth, P, xviii, 131 Boossloal>
Basilides, 333 Bora, K. von, 85
Bauke, H., 70, 114f,, 125£, 165, 351, 391 Borgia, L., 230
Baume, P. de la, 403 Bossert, A., 110, 134, 158, 230, 259
lsbgde (Es, Soy ING Bosshart, L., 19
Bayer, G., 130 Bradwardine, T., 39, 51, 67f.
Index of Names

Bruno, G., 66 Doumergue, E., 117, 130ff.; 135f.,.227,


Bucer, M., xix, 70, 86, 92, 104, 143, 229; 232, 251,313; 404
1G Ie 74E L909 2287) 231) 237, 2638 du Tillet, L., 145, 229, 302£, 376
337ff., 348, 377, 381, 393ff. du Tailly, 397
Budaeus, G., 141 é Duchemin, N., 237
Bullinger, H., 57, 85, 118, 151, 157, 259, Diirer, A., 122
28/3903, 305, 619,330,330, 343, 373 Dulaure, J. A., 105
Bultmann, R., xiii Duns Scotus, 20, 30, 33, 36, 52ff., 63
Bure, I. de, 86 Durandus of St. Pourgain, 35
Buttlerus, I., 304
Ebert, C., xx
Caloy, A., 329 Ebrard, J. H. A., 113
Capito, W., 141, 227, 309, 339, 377 Eck; J; 399
Carlstadt, P B., 84 Eckhardt, Meister, xix, 27, 29f., 33, 43,
Carlyle, T., 126f. 48, 60, 62, 64, 68
Caroli, PB, 250, 261, 263, 306, 309ff., Edler, A., 267
317ff., 332ff., 342ff., 401 Eichendorff, J. von, 36
Castellio, S., 85, 123f. Eisner, K., 344
Cauvin, G., 133 Eliottus, N., 304
Cauvin, J. née Lefranc, 133 Erasmus, 65f., 70, 92, 99, 104, 122,
Charles V, 89, 104f., 113, 230, 254, 394ff W235. SHO), SBS, MGI ADiLy Sls), Sis3s)
Choisy, E., 121 Erler, A., 267
Cicero, 1 Este, Ercole II von, 230
Claudius, M., 192 Este, Leonore von, 230
Claudius of Savoy, 322, 324, 331 Eugene IV, 109
Clement VII, 249
Colladon, N., 129 Faber Stapulensis, see Lefevre d’Etaples
Contarini, G., 399, 403 Babi Gs 922
Cop, N., xv, 105, 142, 150 Farel, W., 85f., 117£., 235, 243ff., 264ff,,
Cordier, M., 134f. 293ff,, 312ff., 332ff., 346ff., 365ff.,
Courault, E., 287, 300, 303f. 357ff., 403f.
367f., 381 Farnese, A., 395, 398
Cyprian, 35 Feuerbach, L., 273
Ficker, G., 25, 52f.
dAilly, P., 35, 53 Franck, S., 70, 84
Danesius, P, 141 Francis I, 21, 103ff., 126, 135ff., 157ff.,
Dante, 12, 26, 29, 43 254, 349,395; 397
Descartes, R., 90 Francis of Assisi, 7, 26, 50
Diesbach, N. von, 359, 368 Frohlich, K., 69f., 115
Dilthey, W., 69, 101f,, 119, 122 Froment, A., 250, 252ff.
Dionysius the Areopagite, 58 Furbity, G., 250
Dorsche, J. G., 22
Dostoevsky, E M., 7; 206f. Ganoczy, A., 229

419
Index ofNames

Geiger, M., xix Ignatius Loyola, 48, 123, 135


Geismar, E., 209 Isidore of Seville, 51
Gerhard, J., 329
Gerson, J., 30, 46, 67f. Jacobs, E., 261
Goch, J., 67 John Scotus Erigena, 32
Goethe,J.W., 33, 40, 65, 122, 127, 130, Juvenal, 363
169, 230ff., 260, 310, 344
Gogarten, F., 63, 70 Kafka, E, xxi
Gottschalk, 51 Kampschulte, FE. W., xiv, xviii, 87, 116,
Goulaz, J., 249 130ffs 135ff, 147, 243, 248ff,
Gregory VII, 263 255ff., 290, 301ff., 346ff, 370ff,
Gregory the Great, 35 393 ff.
Gregory of Nyssa, 284 Kant, 13:56, 769931512272
Gregory of Rimini, 51 Karlstadt, A. B., 84, 315
Gropper, J., 399 Kierkegaard, S., 161
Griinewald, M., 7, 61 Klein, K., 157
Grynaeus, S.,. 1573222952317 27159993; Kunz, P, 332ff.,, 340, 347ff., 375ff., 394,
B53 3968, 3775 381 404

Haag, E129 Lang, A., 116, 130, 137, 143, 149, 345,
Hagenbach, K. R., 26ff., 37f., 46, 51ff. 361, 364, 391, 393
Haller, B., 287 ascomaano7
Harnack, A. von, 15, 37, 60, 166, 326 Lefévre de’Etaples, 65, 104, 135, 145, 314
Hegel, G. W. F, 18 Wenz). xx
Heidanus, A., 90 Leydecker, M., 90
Heiler, FE, 115 Limousin, L., 229
Heimbucher, M., xx Locher, G. W., 57, 98, 101
Heine, H., 112 Moofsy By i3f, 22-05 27550) 4 ono ot.
Henry VIII, 104 é 66f., 97,159, 184, 3125391
Henry, 2,04, 117,°1295157,; 252 Louis XII, 229
Hermann of Liittich, 307 Louise de Savoie, 104
Hermelink, H., 13, 25, 52f,, 69, 346 Luther, M., xiv, xvi, xviii, 5ff., 10, 15,
Herrmann, W., 5, 16, 213 17ff., 40ff., S8ff, 68, 69ff., IOFF,
Hilary of Poitiers, 105 103ff., 118f., 140f£, 143, 150ff., 161,
Hirschy., 153, 281 G55 07 [ee fr eSEe ebsites
Holl, K., 9, 69, 74, 88, 130, 136ff. 195ff.,. 2149.9 227; 259.4263)272,
Huber, H., 379 312, 322, 338ff., 349, 363, 387, 400,
Hugh of St. Victor, 30 404
Huizinga, J., 122
Hundeshagen, K. B., 97, 310, 337, 360, Macedonius, 327
346ff., 378 Machiavelli, N., 66
Huss;.J.,. 39,67 Mangold, G., 57
Hutten, U. von, 122, 395 Marcion, 166

420
Index of WNiies

Mare, Henry de la, 358, 360 Perrin, A., 250


Margaret of Angouléme, 104, 141, 145, Pestalozzi, R., xv
230, 396 Peter Lombard, 28, 35
Margaret of Valois, 241 Peter Martyr, 237
Marx, K., 18 Pfeiffer, F, 30, 62
Mastricht, P. van, 90 Pfister, O., 135
Mattmiiller, M., 97, 226 Pflug, J. von, 399
Megander, K-, 249, 319, 322, 3308; Philip of Hesse, 113
340, 347 Pico della Mirandola, 32
Melanchthon, P, 71, 86, 91, 104, 120, Pighius, A., 20
12553, WAS), GI, 76), BOS WEA, POE Pistorius, J., 399
364, 391, 397£., 403 Plato, 7, 51, 64, 66, 99, 155, 158,
Merle d’Aubigné, J.-H., 261 190
Merz, G., 70 Platter, T., 15
Meyer, C. F, 354 Plautus, 91
Meyer, S., 347, 375 Plutarch, 312
Michelangelo, 116 Pocque, A., 307
Morone, G., 399 Propertius, 102
Miiller, E. E K., 10, 116, 137ff. Pseudo-Chrysostom, 262
Miiller, K., 307
Miinzer, T., 84 Radbert, 35
Musculus, W., 246 Rade, M., 213
Myconius, O., 287, 315, 323, 336f. Ragaz, L., 97, 226
Reinstadtler, A., xx
Nageli, H. E, 255 Renata of Ferarra, 229ff.
Napoleon, 202f. Ritschl, A., 20, 67, 71, 116, 184
Nestorius, 328f., 333 Ritter, E., 375, 378
Niesel, W., xviii, 188 Rousseau, J.-J., 226
Nietzsche, E, 120, 228 Roussel, G., 241, 314

@ccam, Ws xix, 305935,.52, 63 Sabellius, 327, 333


Oetinger, FE C., 282 Sadolet, J., xviii, 17, 401ff.
Olevianus, K., 135 Saunier, A., 257
Olivetan, P R., 135 Savonarola, G., 67f.
Osiander, A., 88, 281 Scheuner, D., xviii
Orton Re wlo wl 5,52 Schiller, E, 21, 59, 135, 160
Overbeck, F., 127, 138 Schjgrring, J. H.
Schleiermacher, E, 327
Paracelsus, 66 Schmidt, C., 261f.
Patrigius, N., 304 Schneider, T., 230
Paul IJ, 112f, 333 Scholder, K., 187
Paul of Samosata, 333 Schubert, H. von, 202f.
Pelagius, 20 Schulze, M., 116, 154f.

421
Index ofNames

Schwarz, R., xviii, 10.130, 340f., 374ff. Troeltsch, E., 13f., 66, 73f., 184
Schweizer, A., 69ff., 116 Tschackert, BP, 13, 27, 51, 54, 58, 63,
Schwenckfeld, K., 20, 24, 84, 176 69ff., 97, 100F., 159, 1826.
Seeberg, R., 13f., 20, 32, 37, 52ff., 66f.,
69ff., 164f., 201, 391 Ullmann, CuGy
Semler, J. S., 26 WrsinuseZ 71
Seneca, 100, 141 ff.
Servetus, M., 7, 123, 147, 149, 287, Vadian, 377
314, 323, 364 Vandel, P., 379f.
Seuse, H., 28, 38, 59, 63 Varable, F., 141
Shakespeare, W., 307 Viet) P61570243;7250,(253) 316K.
Sinapius, J., 231 Da 2t, 3791, 689
Socrates, 377 Voetius, G., 90
Spengler, O., 361f. Volmar, M., 141
Staehelin (Stahelin), E., xiv, xvili, 69ff,, Vorlander, K., 66
iBt le 124 IG eOo Teor,
147, 2274 252, 259, 201, 3593/4 Wattenwil, J. von, 263, 373
378, 380ff., 393ff. Weber, C. M. von, 39
Staehelin (Stahelin), R., 70 Weber, M., 125, 204
Stange, C., xv, 182 Wernle, P, xiv, 10, 69ff., 116, 130, 137,
Stella, PR, 141 157, 1/5, 181,187, 2125.2 14th229
Stoevesandt, H., xix Werly, P., 249
Suso, see Seuse Wesel, J. von, 67
Westphal, J., 174
Tasso, I., 230 Wittich, C., 90
Tauler, J., 28, 48, 58ff., 62ff. Wobbermin, G., xv
Terence, 201 Wolzogen, L., 90
Tersteegen, G., 172 Wycliffe, J., 39, 67f.
Tertullian, 262
Tholuck, A., 10 Ziindel, FE, 138
Thomas Aquinas, 20, 22, 26, 29, 33, 35, Zurkinden, N., 124
43, 45, 57, 205, 376 Zwingli, H., xiv, xvi, xviii, 2, 5, 10, 15,
Thomas a Kempis, 60 18f., 49, 57, 68, 69FfF., 90fF, 103fF,
Thurneysen, E., xivff., 16, 68, 160, 252 136,. 161ff, :173f5) 178fh, olS8ik;
Tillet, L. du, see du Tillet, L. 195ff.; 227f.,:.259) 266; 28735329,
Tournon, Cardinal, 333 338f., 401
Trechsel, F, 310, 322, 337, 342 Zyro (Cyro), P., 318

422
Index of Scripture References

Genesis 17:6 82:1 224


1:16 126 119:105 278
Wifes 288 1 Samuel
2:6 Ecclesiastes
Exodus 8:10ff. Dall 211
20:9 371 bey
Isaiah
Leviticus 1 Kings Ose 224
12. 86 18:21 11:4 107
19:10 ie) 211
Numbers 28:21
21:8 200 2 Kings 40:4
5:18 45:5
Deuteronomy 18:4 53:2
3322 251 55:8
Bald 85, 211 Job 65:8
5:18 8:7-13
ease) 8:9f. Jeremiah
19:1-7 Ie? 10:13
21:18-21 20:1-7 223
24:1-6 22:4f. Deatk.
28:12 DSI
28:59-64 Psalms
32:5-7 Zi, Lamentations
2:10-12 3:23
Judges 10:16
3:11, 30 256 BIE2>

423
Index of Scripture References

Amos 10:34 210 Galatians


3:8 106 14:8 44 Ce 9
14:9 62
Habakkuk Ephesians
3p) 44 Acts ileal 3
2:37 187 4:13 171
Matthew 5:29 286, 352
4:17 WB. 8B: 8:16 191 Philippians
5:20 87 E25 240 OND 39)5 ILD, UWS
5:37 3620 4 17527 ES 84:7: 292
Book _ DY 21:26 238
7:6 : 111 2 Timothy
10:34 231 Romans 2:19 181
13:12 9° 1-8 391
16:19 181 117 78 Hebrews
18:15-18 266 4:23 1 ei 325
19:8 Wen ce Wh 138 10:31 181
21:43 149 8:21 1952 1 276
I 23 170 12:28 90
Mark 10:2 63 13:8 Ss
4:9 159 12-15. 288 13:14. 231
S39) 195 127, 107
10:27 35> DED 27, James
127 The 13 5 Sells) 191
12-31 Th 13:1-10 86, 220, 223
1422 173 14:5 12376 1 Peter
: 2D) LP)
Luke 1 Corinthians 2:6-8 294
2:36-39 86 1:30 166 DES) 236
9:62 151 Leo 168 BAG! 216
10:23 63 Sys) 185 3:3 346
10:38 34 537 89 3:15 pais
14:28 102 11:1ff 200 4:11 272
16:8 103. -11:17-34 266
20:37f, 8 13:12 29. 1 Peter,
24:29 114 14:14 200 3:12 7, 101
14:34 200
John Jude 389
1:14 61 2 Corinthians
Bpe 139 2:16 245275 Revelation
3:30 120 4:18 140° «322 237
6:63 173 S27. 170 SHilb)& DSi,
8:56 275 6:9. 40, 44

424
“Tit
| Til BIBLE COLLEGE & SEM. LIBRARY

— 3 4320 00114 0328

DATE DUE

or ee
Demco, Inc. 38-293

230.4Z09Z ClosDdt

Barth, Kari.

theology or Jvonn Caivin


The
Though Karl Barth wrote ie lectures on John Calvin more
than seventy years ago, the wrestling of one theological giant
with another can hardly fail to be exciting and instructive.
Delivered at the University of Gottingen in 1922, Barth's lectures
offer a brilliant theological analysis of the Reformation — of
Calvin in particular — while at the same time providing vital
insights into the development of the theologian Barth hirnself.

Barth’s lectures open with an illuminating sketch of medieval


theology, an appreciation of Luther's breakthrough, and a
comparative study of the roles of Zwingli and Calvin. The ,
main portion of the lectures consists of an increasingly sym-
pathetic, and at times amusing, account of Calvin's life up to
his recall to Geneva. In the process, Barth examines and.eval-
uates the early theological writings of Calvin, especially the
1536 edition of the Jnstitutes.

“These lectures are a significant marker on the road of Barth’s


theological progress. Barth’s resolute joining of the knowledge
of God and the knowledge of history, widely valued by many, ~
is already present in these lectures from 1922. Biography, his-
tory, theology, reflection, and actualization for our time flow
smoothly one into the other. . . . Barth brings to these lectures
a rare congeniality and sensibility for what was at the heart of
the Protestant Reformation — then and now. A captivating
and reliable introduction to Calvin and to his theology.”
— H. MARTIN RUMSCHEIDT
Atlantic School of Theology

“An important contribution to modern Calvin studies. It deals


as much with Calvin’s life as with his teachings, and as we
would expect, Barth had mastered all the details of Genevan
affairs and of Calvin's writings, letters, and disputations to
make himself an authority on his subject. This book will prove
useful alsofor its searching introduction to the Middle Ages
and Luther” ~ RONALD Sy
Columbia Theological Seminary

KARL BARTH (1886-1968) was professor of dogmatic the-


ology at the University of Basel in Switzerland. In addition
to the monumental multivolume Church Dogmatics, his Is
numerous other works include The Gottingen Dogmatics,
Evangelical Theology, and Wolfgang Amadeus Mozart.

Wo. B. EERDMANS
PUBLISHING Co.
Sas aa Grand Rapids/Camibridge

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