1 s2.0 S2666498420300028 Main
1 s2.0 S2666498420300028 Main
Original Research
A R T I C L E I N F O A B S T R A C T
Keywords: Continuous urbanization over the last few years has led to the increase in impervious surfaces and stormwater
Low impact development runoff. Low Impact Development (LID) is currently receiving increased attention as a promising strategy for
Stormwater management model surface runoff management. To analyze the performance of LID practices for surface runoff management, a long-
Cost-effectiveness analysis
term hydrological modeling from 2001 to 2015 along with a cost-effectiveness analysis were carried out on a
Decision-making process
campus in Dresden, Germany. Seven LID practices and six precipitation scenarios were designed and simulated in
a Storm Water Management Model (SWMM). A cost-effectiveness analysis was conducted by calculating the life-
cycle costs and runoff removal rate of LID practices. Results demonstrated that the LID practices significantly
contributed to surface runoff mitigation in the study area. The LID performance was primarily affected by the
length of the precipitation scenarios and LID implementing schemes. The runoff removal rate of the LID practices
fluctuated significantly when the rainfall scenario was shorter than 12 months. When the rainfall scenario
exceeded 1 year the effects on the runoff removal rate was constant. The combination of an infiltration trench,
permeable pavement, and rain barrel (IT þ PP þ RB), was the best runoff control capacity with a removal rate
ranging from 23.2% to 27.4%. Whereas, the rain barrel was the most cost-effective LID option with a cost-
effectiveness (C/E) ratio ranged from 0.34 to 0.41. The modeling method was improved in this study by con-
ducting long-term hydrological simulations with different durations rather than short-term simulations with
single storms. In general, the methods and results of this study provided additional improvements and guidance
for decision-making process regarding the implementation of appropriate LID practices.
* Corresponding author. Institute of Groundwater and Earth Sciences, Jinan University, 510632, Guangzhou, China.
E-mail address: [email protected] (J. Zhang).
https://doi.org/10.1016/j.ese.2020.100010
Received 20 September 2019; Received in revised form 8 December 2019; Accepted 7 January 2020
2666-4984/© 2020 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
increasingly proven to be costly, especially for highly urbanized areas expense related to LID practices vary with time due to differences in the
[12–14]. The rapid rise of surface imperviousness and climate initial costs as well as maintenance and operating costs, it is not accurate
change-induced extreme rainfall events make expanding and upgrading to evaluate the cost-effectiveness of LID practices in a short period of
the existing drainage system challenging since these methods do not time.
comply with the aspirations of sustainable urban development [15,16]. Accordingly, in order to improve the knowledge gaps of previous
More recently, low impact development (LID), which is also termed as studies, this study proposed two main objectives: (i) evaluate the tech-
water-sensitive urban design (WSUD), is regarded as a promising strategy nical performance of LID practices for surface runoff management
for sustainable urban stormwater management [6,17,18]. Contrasting through long-term hydrological simulations and (ii) identify the optimal
conventional centralized techniques, LID technology refers to the LID options through long-term cost-effectiveness analyses. The methods
decentralized design, which reduces stormwater by mimicking and results of this study will provide additional guidance for the decision-
pre-development hydrology and promoting processes of infiltration and making processes related to LID practice implementation.
evapotranspiration in the urban watersheds [7,17]. As a result, LID The remainder of this study is illustrated as follows: METHODS,
technology has attracted immense research interest in the past ten years, which explained the methods and tools, as well as source data used in this
and meaningful efforts have been made by scholars to explore LID per- study; the RESULTS AND DISCUSSIONS, which presented the results and
formance for surface runoff management. corresponding discussions; the CONCLUSIONS, which summarized the
The evaluation of LID performance includes multi-scale experiments results and implications of this study.
and modeling [14,15]. Most of these studies emphasized the runoff
control capacity of LID for short-term precipitation scenarios which 2. Methods
represents a single heavy storm event with different intensities and du-
rations. However, some scholars pointed out that LID practices are nor- 2.1. Study area
mally implemented as a long term functioning engineering measure, and
the technical performance in short-term scenarios do not adequately The study area was selected in the city of Dresden in Germany and
represent the average performance during the long-term implementa- was chosen based on the available data and funding constants. As pre-
tion. For example [4], found that LID practices during a three-month sented in Fig. 1 and Table 1, the study area is a 0.85 km2 campus area
precipitation scenario performed generally better than in single hourly with multiple land cover types, including road, building, parking lot,
events [19]. also noticed that the LID practices had an annual average squares, and green land. As showed in Fig. 2, the drainage network is
runoff removal rate of 51.9%, whereas the values for single rainfall distributed along the roads to collect and convey the stormwater runoff
events ranged from 6.4% to 100%. Furthermore, since the engineering to three outlets on the north edge of the study area. This area has a typical
Fig. 1. Scope and location of the study area in Germany and Dresden region.
2
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
urbanized catchment and a complete drainage system and represents a 2.3. Model construction
suitable site to study the runoff management performance of different
LID practices. Four types of data were supplied by the local authorities to develop
the model for the study area: piping network, terrain condition, satellite
images, and hydrological records. Specifically, the piping network
2.2. Model theory including locations and dimensions of manholes and pipes were stored as
a DWG file in AutoCAD, the terrain condition was stored as a DEM model
The U.S. Environmental Protection Agency Storm Water Management in ArcGIS, the satellite images of study area were stored as a TIF file, and
Model (SWMM) was adopted as the modeling approach in this study. As a hydrological records (i.e., historical rainfall events and corresponding
dynamic rainfall-runoff model, the SWMM has been continuously flow rate of outlets from 1995 to 2015) were stored as a TXT file.
developed for the adoption in planning, analysis, and design of urban According to previous studies [26–29], the drainage system model
drainage systems since 1971 [9,20–22]. During the past few years, the was ideally constructed based on the following assumptions and
SWMM was widely used for short term and long term hydrological simplifications:
simulations by scholars. The results generated from the SWMM is a
suitable model to systematically and mathematically analyze runoff 1) Rainfall intensity is the same across the whole study area;
quantity and quality from catchments [8,9,14,19,22–24]. The SWMM 2) Only manholes at the starting point, endpoint, and intersection of
calculates the generation and transportation of stormwater runoff based pipelines are included in the model;
on two theoretical modules, which are the hydrological and hydraulic 3) Catchment is subdivided according to the road distribution;
modules, respectively [13]. 4) Runoff flows into the nearest manhole.
The hydrological module is used to simulate hydrological events such
as time-varying precipitation and rainfall interception from depression More specifically, 30 sub-catchments were added in accordance with
storage. This module contains various hydrological objects, including location and shape of 30 blocks in the study area, and each sub-
Fig. 2. Model integrating based on: (a) Catchment imperviousness, (b) Catchment topography, (c) Drainage network distribution, and (d) Drainage model in SWMM.
3
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
catchment was assigned with specific impervious rates and surface slopes the consistency of simulated and observed data in hydrological modeling
on the basis of catchment imperviousness and topography as shown in because of its high sensitivity to hydrological flow changes [30,31]. R2 is
Fig. 2(a) and (b). In addition to the 36 junction nodes, 41 pipe links and 3 expressed as the squared value of Pearson’s product-moment correlation
outfalls were deployed in the model based on the current pipe network coefficient, the value ranges from 0.0 to 1.0, indicating the goodness of fit
distribution shown in Fig. 2(c). The constructed drainage model in the from low to high [28,42]. R2 was calculated in this study using Equation
SWMM was presented in Fig. 2(d). (1).
0 12
Pn
2.4. Calibration and validation B ðOi OaÞ*ðSi SaÞ C
R2 ¼ @qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Pn
i¼1
ffi qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Pn ffiA (1)
2 2
i¼1 ðOi OaÞ * i¼1 ðSi SaÞ
Some sensitive parameters related to depression storage capacity and
surface roughness can affect the accuracy of hydrological and hydraulic where, Oi is the ith observed value, Oa is the average value of all
simulations [30–32]. Based on previous studies in Dresden [33,34], four observed values; Si is the ith simulated value, Sa is the average value of
parameters were selected as sensitive parameters in this study. These all simulated values.
parameters include N-Impervious, N-Pervious, Dstore-Impervious, and As presented in Table 2, the R2 varied between 0.905 and 0.962,
Dstore-Pervious. These parameters represent roughness coefficient and indicated that the validated model was acceptable [43,44]. Fig. 3 sum-
depression storage depth of impervious and pervious areas [22]. marizes two of the calibration and validation results. The key parameters
In order to improve the model accuracy, the key parameters were with the empirical value range and calibrated values were listed in
firstly assigned with empirical value ranges based on existing literature Table 2.
and the SWMM model technical manual [9,20,32,35,36]. These param-
eters were then further calibrated and validated against the observed and 2.5. Precipitation scenario
simulated flow rates of outfalls derived from hydrological records and
simulations. Considering the potential change of catchment characteris- In order to evaluate the technical performance of the LID practices for
tics due to urban development over the past few years, the record of the surface runoff management through long-term hydrological simulations,
latest four years from 2012 to 2015 was selected. More specifically, four six long-term precipitation scenarios with different durations were
rainfall events in the period from 2012 to 2013 were used for calibration, designed based on observed rainfall events from 2001 to 2015. Six sce-
and four rainfall events from 2014 to 2015 were used for validation. narios with a rainfall intensity unit of millimeter/day (mm/day) and
Several indexes were developed and commonly used by previous durations of 3 months, 6 months, 12 months, 60 months, 120 months,
studies, such as coefficient of determination (R2) [37,38], root mean and 180 months were studied. Fig. 4 displayed the hyetographs of the six
squared error (RMSE) [15,39], and Nash-Sutcliffe efficiency coefficient precipitation scenarios.
(NSE) [6,12,26,27,29,40,41] to determine the goodness of fit of the re-
sults. The coefficient of determination (R2) is commonly used to describe
Table 2
Results of calibration and validation for key parameters.
Key parameter Empirical value range Selected rainfall event Usage Correlation coefficient (R2) Calibrated value Reference
a
N-Impervious 0.010–0.025 16.05.2012 Calibration 0.962 0.012 [32,36]
15.05.2014 Validation 0.955
N-Pervious 0.04–0.80 14.08.2012 Calibration 0.918 0.2 [32,35,36]
19.08.2014 Validation 0.905
Dstore-Impervious (mm)b 1.27–3.81 30.05.2013 Calibration 0.926 1.27 [9,20,32]
18.05.2015 Validation 0.909
Dstore-Pervious (mm) 2.54–7.62 06.07.2013 Calibration 0.951 2.54 [9,20,32]
22.07.2015 Validation 0.940
a
N-Impervious/Pervious: Manning’s roughness coefficient of the impervious/pervious area.
b
Dstore-Impervious/Pervious: Depth of depression storage of the impervious/pervious area.
Fig. 3. Partial results of model calibration & validation: (a) Calibration with rainfall on 16/05/2012, and (b) Validation with rainfall on 15/05/2014.
4
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
Fig. 4. Hyetographs for precipitation scenarios with duration of: (a) 3 months, (b) 6 months, (c) 12 months, (d) 60 months, (e) 120 months, and (f) 180 months.
2.6. LID implementing scenario Considering the possibility of both single- and combined-applications
of LID practices, seven implementing scenarios of selected LID practices
Over the past decade, various LID practices have been developed, were designed. Three scenarios implemented three single LID practices
including Green Roof (GR), Rain Barrel (RB), Bio-Retention (BR), Vege- (IT, PP, and RB), and the remaining four scenarios implemented four LID
tative Swale (VS), Infiltration Trench (IT), and Permeable Pavement (PP). combinations (IT þ RB, IT þ PP, PP þ RB, and IT þ PP þ RB). Further-
Some LID practices have been successfully implemented in many parts of more, previous studies reported that some technical parameters related
the world such as Maryland (USA), Berlin (Germany), Manchester to the infiltration and storage process should also be considered during
(United Kingdom), and Chongqing (China) [33,45,46]. The benefits of the design of implementing LID scenarios [22,24,59,60]. Therefore,
the implementation of LID have been demonstrated by previous studies. seven implementation scenarios with different installation sites and di-
For instance Ref. [1], documented that PP removed 34.8% of the runoff mensions, and technical parameters were determined based on academic
volume [47], concluded that the GR decreased runoff induced flooding papers and design manuals, listed in Table 4. Installing locations for LID
damage by over 35% [48], reported that VS reduced 44.3% of the peak practices were determined according to land-use distribution and actual
flow on average, and a combination of BR and IT was able to delay when conditions of the study area. The approximate locations of implemented
the time point of peak flow occurred by over 30% according to Ref. [12]. LID practices were presented in Fig. 5.
According to policies and technical manuals developed by regional
and national institutes [46,49,50], suitable implementing scenarios of
LID practices can vary based on land-use types. Therefore, a systematic 2.7. Cost-effectiveness analysis
analysis on the catchment characteristics of the study area is the key to
the implementation of LID. As shown in Table 1, the study area mainly Cost-effectiveness is an economic indicator generally used to compare
consists of four land-use types: buildings, roads, parking lots, squares, expenditures and benefits achieved based on stormwater management
and green space. The first three land-use types with sealed catchments measures [62,63]. In this case, the costs were expressed as a life-cycle
are suitable for LID implementation. After reviewing the Dresden local cost (LCC) and the effectiveness was expressed as a runoff removal rate
and German national technical manuals [51,52], three LID practices were of LID practices.
selected to implement in this study area. The characteristics of selected The LCC is an economic index that involves all the associated ex-
LID practices were listed in Table 3. penses throughout the lifetime [63]. These costs primarily including
capital, annual operation, and maintenance costs [64]. Since the LCC
Table 3
Characteristics of selected LID practices.
LID Suitable installing Empirical installing ratio Unit Empirical capital cost per Empirical annual cost per Empirical lifespan Reference
practicea site (%) unit ($) unit ($) (year)
5
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
Table 4
Seven implementing scenarios of LID practices.
LID Installing site Installing Installing Soil layer Soil layer hydraulic Storage layer Storage layer Drain Reference
practice ratio (%) dimensions porosity (%) conductivity (m/d) thickness/barrel clogging factor delay
(m2) height (mm) (%) (hr)
T
X
1
PVC ¼ C0 þ Ca * (2)
t¼0 ð1 þ rÞt
Vo Vm
R¼ 100% (3)
Vo
The cost-effectiveness was expressed as the C/E ratio of LCC and the
runoff removal rate of the LID practices. The C/E ratio indicated the
economic-technical performance of the LID practice. Therefore, the lower
the ratio signifies a more effective LID practice. The C/E ratio was
calculated by Equation (4).
LCC
C E¼ (4)
R
6
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
Table 5 Table 6
Technical performance of seven LID implementing scenarios. Life-cycle cost of seven LID implementing scenarios.
LID practice Runoff volume removal rate LID Installing Assigned Assigned Assigned PVC
a practice dimensions capital cost annual cost lifespan (million
3 Mon 6 Mon 12 Mon 60 Mon 120 180
(m2) per unit ($) per unit ($) (year) $)a
Mon Mon
IT 11,224 11.97 0.80 15 0.232
IT 14.93% 18.60% 17.92% 16.48% 15.96% 16.36%
RB 13,469 3.68 0.06 15 0.058
PP 12.93% 16.16% 15.51% 14.20% 13.75% 14.10%
PP 6734 110.15 0.44 15 0.774
RB 14.30% 17.85% 17.14% 15.74% 15.25% 15.64%
IT þ RB 11,224 þ 15 0.291
IT þ PP 19.86% 23.73% 23.01% 21.51% 20.97% 21.40%
13,469
IT þ RB 21.61% 25.68% 24.87% 23.30% 22.76% 23.23%
IT þ PP 11,224 þ 15 1.006
PP þ RB 18.23% 21.98% 21.24% 19.77% 19.26% 19.68%
6734
IT þ PP þ 23.24% 27.42% 26.64% 25.04% 24.46% 24.94%
PP þ RB 13,469 þ 15 0.832
RB
6734
a
Mon: month. IT þ PP 11,224 þ 15 1.065
þ RB 13,469 þ
6734
12.9%–16.2%. As for the combine-applied LID options, the combination
a
of IT þ PP þ RB showed the best performance in regards to the runoff PVC for LID combination is the sum of PVC for all involved LID practices.
removal rate range from 23.2% to 27.4%, while the combination of PP þ
RB only reduced about 20% of the surface runoff. This result indicated most expensive one among the three LID practices because of the large
that the runoff control capacity can vary among different LID practices, excavation and material requirements during the construction stage [54].
and properly combined application of the LID practices is an effective As for the combine-applied LID options, the combination of IT þ PP þ RB
way to improve the runoff reduction rate. was the most expensive scenario which cost 1.065 million US dollars,
In addition, the variation of rainfall patterns was proven to be an followed by the combination of IT þ PP cost 1.006 million US dollars
impact factor for runoff mitigation effectiveness of the LID practice. As during the whole lifespan. These results support that the LID imple-
demonstrated in Table 5, the runoff volume removal rate showed a menting scenarios could cause a strong influence on economic perfor-
fluctuation in six precipitation scenarios. More specifically, the runoff mance of the different options and a mathematical analysis is essential to
removal rate of LID practices was at the lowest point in a 3-month rainfall quantify this influence.
scenario, and it climbed to the peak when the rainfall duration increased
to 6 months. However, the runoff removal rate showed a slight drop and 3.3. Cost-effectiveness analysis
then remained in a stable range when the length of the rainfall scenario
was longer than 12 months. Overall, the average runoff removal rate of The cost-effectiveness of the LID practices was analyzed by calcu-
the selected LID practices during the whole 15 years ranged from 14.2% lating the C/E ratio of the LCC and runoff removal rates in the long-term
to 25.0%. The reason for this result was that the 3-month and 6-month precipitation scenarios. The results of the cost-effectiveness analysis were
precipitation scenarios length was too short to comprehensively show listed in Table 7.
the alteration in the rainfall patterns with seasonal changes, which leads As presented in Table 7, the RB showed the lowest C/E ratio range of
to a larger fluctuation in the magnitude of rainfall events and the sub- 0.32–0.41 and PP had the highest C/E ratio ranging from 4.79 to 5.99. As
sequent performance of the LID practices in the first two scenarios. In for the LID combinations, the C/E ratio of the combination of IT þ PP þ
contrast, when the lengths of the last four precipitation scenarios were RB ranged from 3.88 to 4.58. Although RB did not perform well for runoff
longer than 12 months and included different rainfall patterns based on reduction, it was the most cost-effective LID option due to the lowest
four seasons, the magnitude of the rainfall events and technical perfor- engineering expense. In contrast, PP was the lowest cost-effective option
mance of the LID practices only had a slight fluctuation due to the annual because of the high LCC and the low runoff removal rate. Despite the best
climate change. This result suggests that the short-term hydrological performance for runoff removal, the combination of IT þ PP þ RB was
simulations could not reflect the average technical performance of LID not the most cost-effective option due to the high engineering expense.
practices during the long-term implementation, which aligns with pre- The LID technical performance, which was unlike the engineering
vious studies. expense, did not proportionally increase with the combined imple-
mentation of LID practices. Thus the combined-applied LID options
generally had a higher C/E ratio relative to the single-applied LID op-
3.2. Economic performance of LID practices
tions. This result illustrated that during the determination process for LID
implementation, it is not proper to solely evaluate the LID options based
The economic performance of the LID practices was evaluated by
on the technical performance or economic performance. The integrated
calculating the LCC of seven LID implementation scenarios. Considering
consideration of both factors could be a more reasonable way for proper
the length of the simulation period, the lifespan of all LID practices was
decision-making.
set to 15 years in this study. The capital and annual costs of LID practices
and the median values of the empirical ranges in Table 3 were assigned to
calculate the LCC for single-applied LID practices. As for the LID com-
binations, the LCC was the sum of all the values involved with the Table 7
respective LID practices. The results of the economic performance were Result of cost-effectiveness analysis.
listed in Table 6 and the detail calculations for LCC of the LID imple- LID practice C/E ratioa (%)
menting scenarios were illustrated in Table S2 in the Supplementary
3 Mon 6 Mon 12 Mon 60 Mon 120 Mon 180 Mon
material.
As demonstrated in Table 6, RB was the cheapest LID option with the IT 1.55 1.25 1.29 1.41 1.45 1.42
PP 5.99 4.79 4.99 5.45 5.63 5.49
LCC of 0.058 million US dollars, whereas PP was the most expensive RB 0.41 0.32 0.34 0.37 0.38 0.37
single-applied LID practice with the LCC of 0.774 million US dollars. This IT þ PP 5.07 4.24 4.37 4.68 4.80 4.70
result indicated that the engineering expenses of LID practices varied IT þ RB 1.35 1.13 1.17 1.25 1.28 1.25
widely due to the different structures involved. More specifically, RB was PP þ RB 4.56 3.79 3.92 4.21 4.32 4.23
IT þ PP þ RB 4.58 3.88 4.00 4.25 4.35 4.27
the cheapest LID practice because it was a simple barrel with several
a
pipes, which was easy to install and maintain. In contrast, PP was the C/E ratio: Cost-effectiveness ratio.
7
W. Yang et al. Environmental Science and Ecotechnology 1 (2020) 100010
3.4. Research implications Catchments project in the framework of the Sino-German “Innovation
Cluster Major Water” (Grant No.: 02WCL1337A-K) funded by German
This study evaluated the performance of LID practices for stormwater Federal Ministry of Education and Research (BMBF). Mention of trade
runoff control using a long-term hydrological modeling and cost- names or commercial products does not constitute endorsement or
effectiveness analysis. Two contributions were expected to be made. recommendation for use. This manuscript has not been subjected to the
Firstly, the modeling method was improved in this study through con- above agencies’ required peer and policy review and therefore does not
ducting multiple long-term hydrological simulations with different du- reflect the views of the above agencies and no official endorsement
rations rather than single storm events with short-term scenarios. This should be inferred.
improved approach allows for a more comprehensive evaluation of the
LID technical performance. Secondly, results suggested that the RB was Appendix A. Supplementary data
the most cost-effective LID practice and IT þ PP þ RB performed the best
based on technical performance based on LID combination on the campus Supplementary data to this article can be found online at https://doi.
area in Dresden, Germany These two LID options were expected to be org/10.1016/j.ese.2020.100010.
considered in environmental policies as potential solutions for storm
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