Assessment of Neurocognitive Functions Olfaction Taste Mental and Psychosocial Health in Covid 19 in Adults Recommendations For Harmonization of Research and Implications For Clinical Practice
Assessment of Neurocognitive Functions Olfaction Taste Mental and Psychosocial Health in Covid 19 in Adults Recommendations For Harmonization of Research and Implications For Clinical Practice
Copyright © INS. Published by Cambridge University Press, 2021. This is an Open Access article, distributed under the terms of the Creative Commons
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the original work is properly cited.
doi:10.1017/S1355617721000862
CRITICAL REVIEW
Lucette A. Cysique1,19,20,* , Emilia Łojek2,*, Theodore Ching-Kong Cheung3,† , Breda Cullen4,†, Anna Rita Egbert5,† ,
Jonathan Evans4,†, Maite Garolera6,†, Natalia Gawron7,†, Hetta Gouse8,†, Karolina Hansen2,†, Paweł Holas2,†,
Sylwia Hyniewska9,†, Ewa Malinowska2,†, Bernice A. Marcopulos10,11,†, Tricia L. Merkley12,†, Jose A. Muñoz-Moreno13,†,
Clare Ramsden14,†, Christian Salas15,†, Sietske A.M. Sikkes16,†, Ana Rita Silva17,†, Imane Zouhar18,† and the NeuroCOVID
International Neuropsychology Taskforce
1
Psychology Department, Faculty of Sciences, The University of New South Wales, Sydney, NSW, Australia
2
Department of Clinical Neuropsychology and Psychotherapy, Faculty of Psychology, University of Warsaw, Warsaw, Poland
3
Department of Psychology, University of Toronto; Centre for Neuropsychology and Emotional Wellness, Markham, ON, Canada
4
Institute of Health and Wellbeing, University of Glasgow, Glasgow, UK
5
Faculty of Medicine, The University of British Columbia, Vancouver, BC, Canada
6
Neuropsychology Unit, Consorci Sanitari de Terrassa, Barcelona, Spain
7
Department of Adult Clinical Psychology, Institute of Psychology, The Maria Grzegorzewska University, Warsaw, Poland
8
Department of Psychiatry & Mental Health, University of Cape Town, Cape Town, South Africa
9
Division of Psychology and Language Sciences, University College London, London, UK
10
Department of Graduate Psychology, James Madison University, Harrisonburg, USA
11
Department of Psychiatry and Neurobehavioral Sciences, University of Virginia School of Medicine, Charlottesville, USA
12
Department of Psychology and Neuroscience Center, Brigham Young University, Brigham, USA
13
Infectious Diseases Department, Lluita contra la SIDA Foundation, Germans Trias i Pujol Hospital, Barcelona, Spain
14
Tasmanian Health Service, Hobart, Australia
15
Faculty of Psychology, Diego Portales University, Santiago, Chile
16
Faculty of Behavioural and Movement Sciences, Department of Clinical, Neuro and Developmental Psychology, Amsterdam University Medical Centers &
VU University, Amsterdam, the Netherlands
17
Center for Research in Neuropsychology and Cognitive Behavioral Intervention – CINEICC, University of Coimbra, Coimbra, Portugal
18
Department of Psychology, University of Toronto, Toronto, ON, Canada
19
St. Vincent’s Applied Medical Research Centre, Peter Duncan Neuroscience Unit, Darlinghurst, Australia
20
MAP Centre for Urban Health Solutions, St. Michael’s Hospital, Toronto, ON, Canada
(RECEIVED March 2, 2021; FINAL REVISION May 7, 2021; ACCEPTED May 13, 2021)
Abstract
Objective: To propose a set of internationally harmonized procedures and methods for assessing neurocognitive
functions, smell, taste, mental, and psychosocial health, and other factors in adults formally diagnosed with COVID-19
(confirmed as SARS-CoV-2 þ WHO definition). Methods: We formed an international and cross-disciplinary
NeuroCOVID Neuropsychology Taskforce in April 2020. Seven criteria were used to guide the selection of the
recommendations’ methods and procedures: (i) Relevance to all COVID-19 illness stages and longitudinal study design;
(ii) Standard, cross-culturally valid or widely available instruments; (iii) Coverage of both direct and indirect causes of
COVID-19-associated neurological and psychiatric symptoms; (iv) Control of factors specifically pertinent to
COVID-19 that may affect neuropsychological performance; (v) Flexibility of administration (telehealth, computerized,
remote/online, face to face); (vi) Harmonization for facilitating international research; (vii) Ease of translation to clinical
practice. Results: The three proposed levels of harmonization include a screening strategy with telehealth option, a
medium-size computerized assessment with an online/remote option, and a comprehensive evaluation with flexible
1
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2 L.A. Cysique, E. Łojek et al.
administration. The context in which each harmonization level might be used is described. Issues of assessment
timelines, guidance for home/remote assessment to support data fidelity and telehealth considerations, cross-cultural
adequacy, norms, and impairment definitions are also described. Conclusions: The proposed recommendations provide
rationale and methodological guidance for neuropsychological research studies and clinical assessment in adults with
COVID-19. We expect that the use of the recommendations will facilitate data harmonization and global research.
Research implementing the recommendations will be crucial to determine their acceptability, usability, and validity.
Keywords: COVID-19, Neuropsychological functions, Assessment, Guidelines
Since December 2019, the world has been grappling with Xiang et al., 2020). While such high prevalence may be asso-
escalating cases of Severe Acute Respiratory Syndrome ciated with pandemic stress and higher anxio-depressive symp-
Coronavirus 2 (SARS-CoV-2) infections leading to previ- toms across the community (Ettman et al., 2020), the
ously unknown Coronavirus Disease – COVID-19. By possibility of immune-related or direct SARS-CoV-2 brain
April 15, 2021 – there were nearly 140 million confirmed impact cannot be excluded at this stage (Troyer, Kohn, &
cases of infection with the SARS-CoV-2 and almost 3 million Hong, 2020). PTSD is known to occur in patient groups
deaths from COVID-19 (for up-to-date data, see World who undergo severe and critical illness, especially ICU survi-
Health Organization, WHO 2020). vors, those who are intubated and mechanically ventilated, and
Within a few months of the initial SARS-CoV-2 infections ultimately those that experience delirium (Marra,
detected in Wuhan, physicians in charge of ill patients Pandharipande, & Patel, 2017). An association between delir-
observed that the disease involved multiple organs besides ium and PTSD has been described recently in COVID-19
the lungs, including the heart, liver, gut, peripheral nerves, (Kaseda & Levine, 2020). Depression, anxiety, and PTSD
and the brain (Yang et al., 2020). A retrospective observatio- can be associated with various neuropsychological deficits
nal case series of 214 consecutive hospitalized patients with (Marcopulos, 2018), which will complicate the differential
laboratory-confirmed diagnosis of SARS-CoV-2 (Mao et al., diagnosis of long-term neurocognitive effects of COVID-19
2020) showed that neurological involvement was frequent (in (Kaseda, & Levine, 2020). Finally, the rate and extent of recov-
36% of 214 patients and in 45% of those with severe disease ery (chronic effects of COVID-19 on the CNS and the newly
vs. 30% in those with non-severe disease). Various cerebro- recognized “Long-COVID” also newly known as Post-Acute
vascular events (e.g., ischemic stroke, intracerebral hemor- Sequelae of SARS-CoV-2 infection (PASC)), and potential
rhage, cerebral venous sinus thrombosis) are described as increased risk for long-term neurodegenerative effects and
the most prominent COVID-19-associated neurological neuropsychological sequelae are yet to be investigated (De
symptoms. This is followed by inflammatory CNS syn- Felice, Tovar-Moll, Moll, Munoz, & Ferreira, 2020; Wilson
dromes (e.g., encephalitis, encephalomyelitis). Peripheral & Jack, 2020).
neurological disorders (e.g., Guillain–Barré) and variants SARS-CoV-2 neuropathogenic mechanisms are thought
are less common (Frontera et al., 2020; Paterson et al., to be multifactorial, including possible direct and indirect
2020; Varatharaj et al., 2020). SARS-Cov-2 may change effects of the virus in the CNS (Frontera et al., 2020;
the risk of stroke through an enhanced systemic inflammatory Koralnik & Tyler, 2020). Evidence for the presence of
response, hypercoagulable state, and endothelial damage in SARS-CoV-2 RNA in the CNS and associated morphologi-
the cerebrovascular system (Abootalebi et al., 2020). cal changes (such as thromboembolic ischemic infarction of
Frequent but typically less severe neurological symptoms the CNS), specifically in the brain stem, has been shown
include headache, dizziness, anosmia, and ageusia (Meinhardt et al., 2021). Viral load of 5.0–59.4 copies per
(Frontera et al., 2020; Helms et al., 2020). Anosmia and ageu- cubic millimeter was also reported in the brain sections from
sia are reported even in patients whose presentation is not the medulla oblongata, the frontal lobes, and olfactory nerves,
severe enough to warrant hospital admission or who are oth- which is obtained from 16 patients who died with COVID-19
erwise asymptomatic (Gane, Kelly, & Hopkins, 2020). In (Solomon et al., 2020). Inconsistencies in the detection of
some cases, the involvement of the nasal epithelium may only SARS-CoV-2 in the CNS remain. This may be due to the
reflect local inflammation. However, trafficking of viral par- dynamics of the infection in relation to when samples were
ticles and protein, in addition to SARS-CoV-2 RNA to the obtained, and/or the fact that viral load and neural infectivity
CNS cannot be excluded (Meinhardt et al., 2021). have a nonlinear relationship (Yi et al., 2020).
Across the pool of retrospective studies on COVID-19, In the acute phase, progressive respiratory involvement
new-onset psychosis, affective disorders, altered mental status can lead to Acute Respiratory Distress Syndrome (ARDS),
including agitation, and dysexecutive symptoms have also which is itself associated with a high risk of hypoxia and con-
been reported (Helms et al., 2020). Some of these neuropsychi- comitant cognitive and psychiatric sequelae; this represents
atric symptoms were linked to premorbid status (e.g., demen- as one of the main indirect pathways to brain damage in
tia), while others represented de novo symptoms (Varatharaj COVID-19 (Ellul et al., 2020; von Weyhern, Kaufmann,
et al., 2020). Among the emerging prospective studies of Neff, & Kremer, 2020; Wu et al., 2020). Acute hypoxic inju-
COVID-19, one key finding is the relatively high prevalence ries were detected in the cerebrum and cerebellum in 18
of PTSD, depressive, and anxiety symptoms (Bo et al., 2020; patients who died with COVID-19, with loss of neurons in
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NeuroCOVID recommendations 3
the cerebral cortex, hippocampus, and cerebellar Purkinje cell speed, executive functions, and perceptual abilities) in 29
layer (Solomon et al., 2020). hospitalized patients who recovered from COVID-19 and
Severe forms of COVID-19 illness requiring intensive 29 closely matched controls. They found impairment of sus-
care unit (ICU), intubation, and ventilation may be associated tained attention in the clinical group and a significant rela-
with further immune, inflammatory, and vascular brain dam- tionship between reaction time and inflammatory level as
age. Secondary effects such as ICU delirium and possible indicated by C-reactive protein.
long-term cognitive disorders are further observed and may Almeria, Cejudo, Sotoca, Deus, and Krupinski (2020)
be related to CNS invasion, inflammation, other organ failure, described cognitive disorders in 35 patients (aged 20–60)
and induction of sedatives (Kotfis et al., 2020). with confirmed COVID-19, without any previous neurologi-
The picture, course, and long-term consequences of cal or psychiatric diseases. The patients were examined in-
COVID-19 are modified by many factors. Serious health com- person, for 10–31 days after hospital discharge, using a set
plications and the death toll from infection are greater among of standardized neuropsychological tests. Individuals pre-
older individuals (>60 years), those with underlying medical senting with headache, anosmia, dysgeusia, diarrhea, and
conditions (including hypertension, obesity, chronic lung dis- those who required oxygen therapy had lower scores in
ease, diabetes, and cardiovascular disease). COVID-19 may memory, attention, and executive function tests as compared
also have a distinct course and impact in patients with preex- to asymptomatic patients. Marked disorders (scores 2 SD
isting neurological, psychiatric, and immune conditions below appropriate norms, controlling for age and education)
including schizophrenia (Fonseca et al., 2020; Kozloff, were noted in the domains of memory, attention, and seman-
Mulsant, Stergiopoulos, & Voineskos, 2020), mild cognitive tic fluency [in 2 patients (5.7%)], in working memory and
impairment, Alzheimer’s disease, Parkinson’s disease, multi- mental flexibility [3 (8.6%)], and phonetic fluency
ple sclerosis (Matías-Guiu et al., 2020), and HIV-associated [4 (11.4%)]. Anxiety and depression indicators were signifi-
neurocognitive disorder (Levine, Sacktor, & Becker, 2020). cantly related to subjective cognitive complaints.
Poverty, living in densely populated neighborhoods of lower Finally, an Australian study (Darley et al., 2020) con-
socioeconomic status, a higher prevalence of comorbid dis- ducted in a community sample (only 10% hospitalized) found
eases, and poor accessibility to healthcare facilities and ser- a low rate of neurocognitive impairment (9%) 2 months after
vices are further risk factors for contracting the virus, as recovering from COVID-19 illness on the Cogstate Test
well as negative health outcomes (Bialek et al., 2020; Battery measuring visual learning, speed of processing, atten-
Laurencin & McClinton, 2020; Public Health England, tion/working memory, and executive functions. However,
2020; Raifman & Raifman, 2020). 24% showed impairment on the NIH Toolbox Odor
The above data indicate that as a result of many pathologi- Identification test, and this was associated with neurocogni-
cal factors and mechanisms associated with COVID-19, peo- tive impairment. Further, there was an association between
ple recovering from that disease may experience cognitive, moderate-to-severe initial neurological symptoms and con-
emotional, and behavioral problems that require a referral tinued subtle neurocognitive changes. Because this is a pro-
to neuropsychology and/or neuropsychiatry services. It is spective study, it will be important to assess how these results
not known how long these problems may persist, but for a evolve on longitudinal testing.
certain number of COVID-19 survivors, it may even be a life- In response to the urgent needs associated with possible
long impairment, significantly influencing everyday life. neuropsychological consequences of COVID-19, we formed
Neuropsychologists have already signaled urgent needs the NeuroCOVID International Neuropsychology Taskforce
for developing research as well as clinical practice services in April 2020, with the goal of developing recommendations
for COVID-19 survivors (Postal et al., 2021; Sozzi et al., for harmonized standard neuropsychological methods and
2020; Wilson, Betteridge, & Fish, 2020). These studies procedures/protocols to determine the prevalence, pattern,
and mounting evidence from neurological studies (Taquet and incidence of neurological and neuropsychological symp-
et al., 2021) support the hypothesis that COVID-19 may lead toms associated with COVID-19 in adults. The use of similar,
to neurocognitive disorders. One study included a sample of harmonized assessment methods will help to combine data on
over 84,000 individuals who were coincidently participating COVID-19 from different sources. As of April 2021, the
in another study amid the COVID-19 pandemic (Hampshire group has 107 members from 19 countries (see Figure 1).
et al., 2020). This UK study revealed that individuals who Neuropsychological knowledge and methods can play a
recovered from suspected or confirmed COVID-19 per- key role in understanding the prevalence, profile, and nature
formed significantly worse on tests in multiple cognitive of COVID-19 neurological and psychiatric symptoms. They
domains compared to people who did not suffer from may also contribute to the development of clinical manage-
COVID-19. This deficit was evident in hospitalized ment and facilitate the development of rehabilitation guide-
COVID-19 survivors, but also among individuals who did lines for patients with COVID-19-related neurological
not receive hospital treatment. However, the study had sig- disorders worldwide. There are currently no definitive stan-
nificant methodological limitations in determining what dards for neuropsychological (i.e., cognition, motor func-
may have been due to COVID-19 versus any other causes tions, global-, mental-, and psychosocial health, olfaction,
of impairment. Zhou et al. (2020) in China, Wuhan, examined and taste) assessment of patients with COVID-19. A lack
cognitive functions (i.e., attention, memory, processing of standard will lead to disparate results, which will be
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4 L.A. Cysique, E. Łojek et al.
difficult to interpret as the methods and procedures will not be COVID-19 infection and potential translation to clinical prac-
comparable and have unreliable associations with disease tice, we apply the following selection criteria:
processes and biomarkers. This could result in inconsistent A) Methods appropriate for measuring the consequences of
management guidelines, inadequate policies, and poor out- COVID-19, in order to:
comes for patients. • Measure the range and severity of COVID-19-associated
COVID-19 is a new disease. It is complex as different neuropsychological dysfunctions (i.e., direct and indirect
(both direct infection and indirect) mechanisms, may be causes of COVID-19-associated neurological and psychiat-
responsible for neuropsychological dysfunctions. The range ric symptoms).
and severity of neurological symptoms are varied and poten- • Differentiate neuropsychological impairment from psycho-
tially affect the entire neuraxis (Paterson et al., 2020). logical distress.
Developing research protocols that appreciate this complex- • Measure consequences at different phases of disease
ity will have important clinical repercussions. The social (acute/infectious, subacute, chronic) that fit the require-
ments of longitudinal study design.
lockdowns make standard in-person neuropsychological
• Consider premorbid and comorbid effects, performance
assessment practice difficult or impossible, even in countries validity, and other factors that may affect neuropsychologi-
with developed neuropsychological services. While awaiting cal performance in a manner specific to patients with
a global vaccine and its rollout, neuropsychologists adapted COVID-19.
to the COVID-19 pandemic by modifying their services and B) Methods and procedures adaptable to the pandemic social lock-
adapting their assessments using telehealth – audio or video down, and patients’ quarantine status, or patient’s hospitali-
conferencing technologies (Bilder et al., 2020; Matchanova zation and alertness status (e.g., ICU vs. ambulatory):
et al., 2020; Postal et al., 2021). This adaptation also neces- • Telehealth, computerized, remote/online, pen, and pencils
sitates a shift in standard methods of neuropsychological assessments options.
research of patients infected with COVID-19. • Screening strategies, medium-size evaluation, comprehen-
Since COVID-19 is a global pandemic, we must develop sive assessment options.
harmonized methods and procedures that are globally rel- C) Methods and procedures appropriate for international
evant and promote health equity just as we strived to do purposes:
for HIV infection. Our recommendations must be applicable • Selection of tests with evidence for cross-cultural validity
or widely available instruments.
across various settings and work in low-middle and high-
• Guidelines or other considerations to promote valid cross-
income countries. Building capacity to address such diverse cultural test translation/adaption, as well as data fidelity.
objectives is fully embraced as one of the major goals of these
recommendations. To facilitate the implementation of the recommendations,
To provide standard and harmonized neuropsychological the context in which each harmonization level could be used
methods and procedures for research in patients with is described. Issues pertinent to required training level for
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NeuroCOVID recommendations 5
administration and scoring, assessment timeline, guidance to Time of testing for hospitalized patients
support (remote) data fidelity, norms, and impairment defini-
Assessment of cognition should be completed around the
tions are also described.
time of discharge, ideally before.
To address our aims, we propose three levels of harmoni-
zation of neuropsychological examination methods and pro-
cedures in COVID-19. Each level of harmonization covers a Quarantine status
different level (from minimal, medium to comprehensive) of Can be in quarantine or no quarantine.
neurocognitive, mental and psychosocial functions, and other
important factors for describing medical and demographic
characteristics. Harmonization Level 3 (HL 3) was designed Patient’s alertness status
to represent a close equivalent to clinical practice. All proce- Test should only be completed when the patient is fully able
dures recommended in the current work involve human par- to do the testing via a brief assessment of CNS symptoms.
ticipants and thus they should be conducted in accordance
with the ethical standards of the relevant institutional and/
or national research committee and with the 1964 Helsinki
Setting
Declaration and its later amendments or comparable ethical Telehealth, in-person with PPE. Considering pandemic-
standards. related limitations in research and clinical activities, the
HL1 protocol can avoid in-person face-to-face contact
through the use of remote assessment methods. Thus, HL1
RECOMMENDATIONS FOR facilitates studying participants in the infectious phase who
HARMONIZATION LEVEL 1 are (self-)quarantined, isolated, or hospitalized.
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6 L.A. Cysique, E. Łojek et al.
Completion time
# Domain Format (min) Mode of administration
Neurocognitive screens While the MoCA-5 could be a preferred choice for quick
screening in-person or in teleneuropsychology, domains such
Montreal Cognitive Assessment 5-Minute Protocol
as attention and executive functions are abbreviated. A solu-
(MoCA-5, Wong et al., 2015) is the short form of the
tion would be to consider the 22-point telephone Montreal
Montreal Cognitive Assessment (MoCA), which was origi-
Cognitive Assessment (T-MoCA, suggested cutoff = 18/19;
nally developed to screen for vascular cognitive impairment
Pendlebury et al., 2012), sometimes referred to as the
and dementia (Nasreddine et al., 2005; O’Driscoll &
“Blind MoCA” (Wittich et al., 2010). It essentially removes
Shaikh, 2017; Wong et al., 2015), but later research covers
the visually related items from the full MoCA, and thus could
various other neurological conditions (Hebert, Day,
cover the rest of the cognitive domains in all the languages in
Steriade, Tang-Wai, & Wennberg, 2017; Phabphal &
which MoCA has been validated. Its limitations, as pointed
Kanjanasatien, 2011; Rodrigues, Gouveia, & Bentes,
out by the test co-developers, are the lack of published vali-
2020). The four items of the shortened protocol cover atten-
dations with remote testing and norms for key groups of inter-
tion, verbal learning, and memory (with delayed recall),
est (Phillips et al., 2020). However, recent evidence supports
executive functions/language, and orientation. The advan-
the validity of remote administration of the TMoCA in an eth-
tage of the test is that it could be used in teleneuropsychol-
nically and economically diverse US community cohort
ogy. A shortcoming is that visuospatial abilities would not
(Katz et al., 2021).
be assessed. The full form has been translated and validated
Alternatively, we recommend The Brief Test of Adult
in 27 languages with most of them having norms provided
Cognition Telephone (BTACT; Tun & Lachman, 2006), though
(Mast & Gerstenecker, 2010). MoCA-5 is also available
it is important to note that this tool has been recommended only
with alternative versions in English, French, Italian, and
for research. See legend of Table 1 for further details.
Chinese. Its cultural sensitivity among racial and ethnic
minorities has been researched (Milani, Marsiske, Cottler,
Chen, & Striley, 2018; Milani, Marsiske, & Striley, 2019;
O’Driscoll & Shaikh, 2017). The test is freely accessible,
Cognitive symptoms
though test users are recommended to complete an official The Patient’s Assessment of Own Functioning (PAOFI) is a
online training and certification in order to administer and well-validated self-report questionnaire (Chelune, Heaton, &
interpret the MoCA and its various short forms. Lehman, 1986). The PAOFI covers cognitive domains such
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NeuroCOVID recommendations 7
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8 L.A. Cysique, E. Łojek et al.
Completion
# Domain Format time (min) Mode of administration
recommend the inclusion of performance validity tests (see capture potential direct COVID-19 effects on the brain as
Supplementary File 5 for further guidance). COVID-19 is a well as potential indirect effects: (1) Attention/working
widespread condition affecting a wide range of people. memory; (2) Executive function; (3) Motor function; (4)
Ensuring that measurements of cognitive performance are Processing speed; and (5) Learning and memory. HL2 remote
valid is therefore essential. testing is possible through online self-administration, but we
recommend checking with the test providers whether this will
fit your study population. In case of conflict with national
Demographic inventory and medical history health guidelines on telehealth, or wide variability of
questionnaires Internet access and hardware suitability in your study popu-
lation, we advise that you conduct the neurocognitive testing
We recommend using the same protocol as for HL1 and com-
in person. The other option is to repeat the HL1 protocol via
plementing the basic demographic data with a more extensive
telephone, and the rest of the HL2 protocol using telehealth or
testing of premorbid abilities. See also Supplementary
in-person assessment. Thus, using some flexibility in your
Material 2.
protocol, you may be able to conduct a minority of tests/ques-
tionnaires in person and use telehealth for the remainder. The
rationale for the neurocognitive test selection includes (i)
Neurocognitive testing tools that are widely used with well-developed training man-
The cognitive domains of interest include those affected in a uals; (ii) tools used internationally that have several language
wide range of neurological and psychiatric conditions to versions with evidence of cross-cultural validity and for some
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NeuroCOVID recommendations 9
use in resource-limited settings; (iii) and tools that have good evidence of cross-cultural adaptation. Test details and access
criterion validity and test–retest reliability. Construct validity are described in Supplementary Material 2. The quickest
for standard neuropsychological tests was not retained as a olfaction tests may be adapted to remote online testing using
selection criterion, but is documented in Supplementary a webcam, plus mailing of the scratch and sniff cards.
Material 2. The computerized format was primarily chosen
to facilitate test administration (including by trained nonspe-
cialists), integrated data capture, and automatic scoring. The Mental and psychosocial health questionnaires
computerized format also facilitates multi-site studies. Lastly,
we considered the availability of large normative datasets for We recommend using the HL1 protocol and, time permit-
optimal interpretation of performance. Supplementary ting, adding a wider array of mental and psychosocial
Material 2 includes detailed information about the four neuro- health questionnaires (see Supplementary Material 2 for
cognitive computerized tests, all available on tablets/iPad: details). As per current mental health literature in
Test My Brain (TMB); Cogstate Computerized Battery; COVID-19, symptoms of PTSD, anxiety, depression,
NeuroScreen; and the NIH Toolbox Cognition and Motor and fatigue may be the most important to screen. Careful
Batteries. consideration of mental health risk is needed if sending
psychological questionnaires remotely; the scoring should
be immediately interpreted using remote technologies to
Literacy, quality of education, and premorbid ability flag and follow-up with patients at high risk of distress.
and additional neuropsychological measures
Literacy, quality of education, and premorbid abilities can
be documented via a demographic interview to which stan- Activities of Daily Living (functional) assessment
dard tests of reading or reasoning may be added. Careful (ADL)
consideration of the person’s native language and level
It may be useful to assess Instrumental Activities of Daily
of education is needed to interpret test performance. The
Living (IADL), particularly for hospitalized cohorts, which
study scope might require additional neuropsychological
typically have more severe COVID-associated neurological
tests, which we have also documented in Supplementary
symptoms. Indeed, it is important to document the everyday
Material 2. The Grooved Pegboard Test could be used
functioning relevance of any acquired neurocognitive
for motor functions or, alternatively, the 9-hole
impairment. This also represents as the first step toward
Pegboard Test is part of the recommended NIH Toolbox –
rehabilitation strategies when needed. Traditional tools
Motor.
for IADL assessment are based on a set of predetermined
activities, which may not be relevant to some individuals,
Cognitive symptoms depending on their gender, age, educational status, and spe-
cific activity engagement (Sikkes, de Lange-de Klerk,
Use HL1 protocol or consider other options provided in Pijnenburg, Scheltens, & Uitdehaag, 2009). Traditional
Supplementary Material 2. Specific consideration should IADL measures also have low cross-cultural validity and
be given to the timelines covered by these questionnaires, poor psychometric properties for both criterion validity of
which may not fit the timeline of an acute infection with a IADL impairment and detection of decline upon repeated
range of recovery such as COVID-19. testing (Sikkes et al., 2009). We, therefore, recommend
the use of recent instruments, which have addressed some
Smell/taste questionnaire of these challenges (see Supplementary Material 2). These
new instruments also have screening versions and several
We recommend the longer version questionnaire adapted language versions and offer methods for developing
from the Taste and Smell component of the NHANES cross-culturally validated versions (Dubbelman et al.,
2013–2014, which can be easily adapted/translated. This is 2020; Jutten et al., 2018).
provided in Supplementary Material 2.
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NeuroCOVID recommendations 11
Completion
# Domain Format time (min) Mode of administration
NB: the protocol material is available in Supplementary Materials 2 and 3.*Some information may be filled out by participants/patients and their informants at
their convenience within 3 days of the neuropsychological exam.
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NeuroCOVID recommendations 13
Cognitive screeners (HL 1–2) MOCA-5/T-MoCA þ More culturally appropriate telephonic cognitive screening measure.
− Recommended over BTACT.
BTACT þ Relies partially on instruments with cross-cultural validity testing (e.g.,
RAVLT; Digit backwards).
− Number Series task compromised validity for some LMIC populations
(social and formal educational differences).
− Must adjust the BTACT cutoff score when some tasks are not suitable for
inclusion (e.g., Number Series task).
Functional Screeners (HL 1–2) Activities of Daily Living þ ADLs are culturally bound and vary significantly between and within settings.
(ADL) Scales þ Local/national tools are more suitable than global measures, if available
(Pashmdarfard & Azad, 2020).
þ Lawton Instrumental Activities of Daily Living Scale (IADL) has several
cultural adaptations (Dubbelman et al., 2020; Ng, Niti, Chiam, & Kua,
2006; Siriwardhana, Walters, Rait, Bazo-Alvarez, & Weerasinghe, 2018;
Stone et al., 2018).
− If not available, develop and validate tools using Siestke et al. methods.
Standard neuropsychological BVMT-R (visuospatial − Some subjectivity associated with scoring with an inter-rater agreement of
tests (HL 2–3) learning and memory) ∼60% (Caneda, Cuervo, Marinho, & Vecino, 2018).
− Must adhere strictly to standard scoring guidelines to reduce bias.
HVLT-R (verbal learning − A culturally and linguistically appropriate version of the HVLT-R must be
and memory) used
− In the absence of an appropriate version of the HVLT-R, a culturally suit-
able substitute e.g., Rey Auditory Verbal Learning Test (RAVLT),
California Verbal Learning Test (CVLT), or Free and Cued Selective
Reminding Test (FCSRT) (Lim et al., 2009) can be used.
Category fluency þ More normative data exist for the Animal category than the Fruits and
Vegetables category. The former is therefore recommended.
Premorbid ability − LMIC lacks normative data to reliably estimate premorbid intelligence.
− Within countries, disparities in terms of socioeconomic status must be taken
into account (Shuttleworth-Edwards, 2016) in the validation processes of
these measures.
− Premorbid IQ should only be assessed if appropriate normative data are
available accounting for age, education, and socio-economic status (SES)
status.
Performance Validity − See Supplementary File 5.
− Collection of data in appropriate control group will be needed in many
locations as cross-cultural versions of such tests are lacking
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14 L.A. Cysique, E. Łojek et al.
and/or longitudinally in order to track within-patient changes describe the potential impact of the administration procedure,
across the stages of the disease. Diagnosing impairment and its alterations, on the proposed diagnosis and (if appli-
should be done with caution and follow the standard impair- cable) recommended treatment.
ment grading of the original norms.
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NeuroCOVID recommendations 15
the recommendations will facilitate multi-site and • Mr. Theodore C.K. Cheung is supported by the Ontario
international collaborations and we encourage colleagues Graduate Scholarship, Canada.
from HIC to develop studies that assist research in LMIC • Dr. Gouse is supported by the Fogarty International Center
when appropriate. Implementation research regarding the 1K43TW010361–01.
• Dr. Silva (A.R.) is supported by the Portuguese Agency of
acceptability, usability, and validity of the recommendations
Science and Technology.
will be critical to their uptake and the Taskforce welcomes
feedback on potential improvements and adjustments to
inform refinement of the recommendations. It is important CONFLICTS OF INTEREST
to note that these recommendations apply only to adult The authors have nothing to disclose.
research and practice; analogous recommendations for neuro-
psychological research with children infected with SARS-
CoV-2 are urgently needed. References
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NeuroCOVID recommendations 19
The Taskforce is coordinated from a dedicated Slack platform. All members have access to the Welcome and Literature/Resources channels, and all are able to
share, propose, and access the material, including the manuscript as it evolved via a Slack-Google Drive link. The SIG co-chairs have administrative access to
Slack. SIG members are required to become INS members to join, as per INS policies. For the current recommendations, members were asked to self-nominate
for leading manuscript sections. More than one member could be a section author. The co-chairs led the synthesis from all the co-authors and all co-authors have
reviewed the paper, including two senior researchers who are native English speakers.
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