Session 9 - Chapter 10 - Techniques
Session 9 - Chapter 10 - Techniques
2
Study Session Schedule
Session Date Chapters Topics
1 Jan 25 1&2 Introduction and BA Key Concepts
9 Oct 18 10 Techniques
Underlying Competencies 4
AGENDA (CON’T)
• Purpose
• Generate creative ideas by exploring many possible solutions.
Purpose and Description
• Description
• Promotes creative thinking by producing a diverse set of options
• Works best by focusing on one issue
• Asks a group to generate many ideas quickly to resolve the issue
• can be use in identifying root causes of business problems, generating
possible solutions or creating product concepts
Techniques 8
10.5 BRAINSTORMING
• Description
• This technique is best applied in a group as it draws on the experience
and creativity of all members of the group.
Purpose and Description
Techniques 9
10.5 BRAINSTORMING
1. Define the area of focus, set expectation, and establish
evaluation criteria
Techniques 10
10.5 BRAINSTORMING
Techniques 11
10.5 BRAINSTORMING
• Service desk team tries to figure out why their backlog of tickets is
steadily growing. Through a brainstorming exercise, they may
discover that issue may be caused by delay in resolving existing
tickets, not having enough staff to handle the incoming requests,
or staff not having enough training.
Example
Techniques 12
10.13 Data Flow Diagrams
(Tameen)
10.16 Decision Analysis
(Holly for Carolina)
10.16 DECISION ANALYSIS
• Purpose
• Used to explore possible consequences of different decisions.
Purpose and Description
• Description
• A decision is the act of making a choice among multiple viable
alternatives with different values of their outcomes.
• The evaluation of an outcome may take a form of financial value,
scoring, or a relative ranking.
• There are a number of decision analysis tools available to assist in
Decision Analysis.
• The appropriate approach depends on the type of decision, level of
uncertainty, risk, quality of information, and evaluation criteria.
Techniques 15
10.16 DECISION ANALYSIS
• Decision analysis requires an understanding of:
• The values, goals, and objectives related to the decision problem
Purpose and Description
Techniques 16
10.16 DECISION ANALYSIS
• Components of Decision Analysis
• Description of the decision to be made or a Problem Statement.
• Decision Maker: the person or people responsible for making the
final decision.
• Alternative: a possible proposition or course of action.
• Decision criteria used to evaluate the alternatives.
Elements
Techniques 17
10.16 DECISION ANALYSIS
• Examples of decision analysis tools and techniques:
• Pro versus con considerations
• Force field analysis
• Decision tables
• Decision trees
Examples
• Comparison analysis
• Analytical hierarchy process (AHP)
• Totally-partially-not (TPN)
• Multi-criteria decision analysis (MCDA)
• Computer-based simulations and algorithms
Techniques 18
10.16 DECISION ANALYSIS
PROS 33 40 CONS
Online 6 8 Dashboard
Invoicing
Estimates 5 9 Integration with
Payroll
Expenses 5 8 Cost
Total 33 40
Value Scale: 1-10 (1: lowest, 10: highest)
Techniques 19
10.16 DECISION ANALYSIS
Change
Lower Costs Timing
Time Tracking
Improve UX
Total: 12 Total: 8
Techniques 20
10.16 DECISION ANALYSIS
• Decision Matrices
• Can be simple or weighted.
• A simple decision matrix totals the number of evaluation criteria
matched for each alternative.
Decision Matrices
Techniques 21
10.16 DECISION ANALYSIS
• Decision Matrices
• Simple decision matrix
Decision Matrices
Techniques 22
10.16 DECISION ANALYSIS
• Decision Matrices
• Weighted decision matrix
Criterion 2 1 5 5 4 4 3 3
Criterion 3 3 5 15 1 3 5 15
Criterion 4 5 1 5 5 25 3 15
Score 28 27 35
Techniques 23
10.16 DECISION ANALYSIS
• Decision Trees
• Are used for assessing the preferred outcome where multiple
sources of uncertainty exist.
• Allow for assessment of responses to uncertainty to be factored
across multiple strategies.
Decision Trees
Techniques 24
10.16 DECISION ANALYSIS
1.00
Techniques 25
10.16 DECISION ANALYSIS
Change
Time Tracking Finance is the
Integration with owner of
Payroll payroll,
Operations the
owner of time
entry process.
Manual to Operations is
Automatic the owner of
Tracking the time entry
process.
Techniques 26
10.16 DECISION ANALYSIS
• Trade-offs
• Are relevant when a decision problem involves multiple, possibly
conflicting, objectives.
• For more than one objective it is not sufficient to simply find the
maximum value for single variable.
• Methods for handling trade-offs include elimination of dominated
Elements
Techniques 27
10.16 DECISION ANALYSIS
• Strengths
• Provides a prescriptive approach for determining alternate options.
• Helps to eliminate subjective biases in making decisions.
Usage Considerations
• Limitations
• Due to the effort required and the lack of necessary information,
may not suit decisions that must be made immediately.
• The results may be perceived as more certain than they are.
• Analysis paralysis can occur.
• May require specialized knowledge, such as math knowledge in
probability and strong skills with decision analysis tools.
Techniques 28
10.18 Document Analysis
(Pindy)
10.20 Financial Analysis
(Ron)
10.25 Interviews
(Ivy)
10.26 Item Tracking
(Alan)
10.26 ITEM TRACKING
• Purpose
• Used to capture issues and assign responsibilities in order to resolve
the issue in a timely fashion
Purpose and Description
• Description
• An organized approach to address issues, enhancements, defects,
or other concerns
Techniques 33
10.26 ITEM TRACKING
1. An item record may include
• A unique identifier
• A summary or description of the issue or defect
• A category or group of similar issues
• The date the issue was first identified
Elements
Techniques 35
10.26 ITEM TRACKING
• Strengths
• Ensures concerns around stakeholder requirements are captured,
tracked, and resolved.
Usage Considerations
• Limitations
• Stakeholders could become immersed in overly detailed data.
• The time and effort used to manage items may outweigh the benefits
of recording items.
Techniques 36
10.27 Lessons Learned
(Pindy)
10.29 Mind Mapping
(Sophie)
10.32 Organizational
Modeling
(Cecilia)
10.35 Process Modeling
(Holly)
10.35 PROCESS MODELING
• Purpose
• Process modeling is a standardized graphical model used to show
Purpose and Description
• Description
• A process model can be constructed on multiple levels, each of
which can be aligned to different stakeholder points of view.
• At a high (enterprise or context) level, the model provides a
general understanding of a process and its relationship to other
processes.
• At lower (operational) levels, it can define more granular activities
and identify all outcomes, including exceptions and alternative
paths.
• At the lowest (system) level, the model can be used as a basis for
simulation or execution.
Techniques 41
10.35 PROCESS MODELING
• Description
• The business analyst can use a process model to define the
Purpose and Description
Techniques 42
10.35 PROCESS MODELING
• Types of Models and Notations
• Many different notations are used in process modeling. The most
commonly used notations include the following:
• Flowcharts and Value Stream Mapping (VSM): used in the business
domain
• Data Flow diagrams and Unified Modelling Language TM (UML®)
Elements
Techniques 43
10.35 PROCESS MODELING
• Types of Models and Notations
• Process models typically contain some or all of the following key
elements:
• Activity: an individual step or piece of work that forms part of the
business process
• Event: a zero-time occurrence which initiates, interrupts, or terminates an
Elements
Techniques 45
10.35 PROCESS MODELING
Use a real example or practic
Flowchart
Techniques 46
10.35 PROCESS MODELING
• Types of Models and Notations
• Business Process Model and Notation (BPMN) provides an
industry-standard language for modeling business processes in a
form that is accessible by both business users and technical
developers.
• BPMN is designed to cover many types of modeling, including both
Elements
Techniques 47
10.35 PROCESS MODELING
• Types of Models and Notations
• Business Process Model and Notation
Elements
Techniques 48
10.35 PROCESS MODELING
• Types of Models and Notations
• The Activity Diagram is one of the use case realization diagrams
defined in the Unified Modelling Language TM (UML®).
• Originally designed to elaborate on a single use case, the activity
diagram has been adopted for more general process modeling
purposes, including business process modeling.
Elements
Techniques 49
10.35 PROCESS MODELING
• Types of Models and Notations
• Activity Diagram
Elements
Techniques 50
10.35 PROCESS MODELING
• Strengths
• Appeals to the basic human understanding of sequential activities.
• Most stakeholders are comfortable with the concepts and basic
Usage Considerations
Techniques 51
10.35 PROCESS MODELING
• Strengths
• Likely to have value in its own right. They provide documentation
for compliance purposes and can be used by business
Usage Considerations
Techniques 52
10.35 PROCESS MODELING
• Limitations
• To many people in IT, a formal process model tends to reflect an
older and more document-heavy approach to software
Usage Considerations
Techniques 53
10.35 PROCESS MODELING
• Limitations
• Problems in a process cannot always be identified by looking at a
high-level model. A more detailed model with reference to
Usage Considerations
Techniques 54
10.38 Risk Analysis and
Management
(Cecilia)
10.38 RISK ANALYSIS AND MANAGEMENT
• Risk Identification
• Example of risk register
Example of risk register for pre-billing process Telecommunication Company (2007 Revenue: US$212 million)
# Risk Event or Condition Consequence Probability Impact Risk Level Risk Modification Plan Risk Owner Residual Risk
Probability Impact Risk Level
Billing is not correct Execute report of calls per hour and Patricia, Billing
(underestimated) switching centre Analyst/SME
Customer complaints due to If missing calls, call switching centre Patricia, Billing
Elements
Techniques 56
10.40 Root Cause
Analysis
(Holly)
10.40 ROOT CAUSE ANALYSIS
• Purpose
• Root cause analysis is used to identify and evaluate the
Purpose and Description
• Description
• Root cause analysis is a systematic examination of a problem or
situation that focuses on the problem's origin as the proper point of
correction rather than dealing only with its effects.
• Root cause analysis looks at the main types of causes such as
people (human error, lack of training), physical (equipment failure,
poor facility), or organizational (faulty process design, poor
structure).
Techniques 58
10.40 ROOT CAUSE ANALYSIS
• Description
• Root cause analysis helps organize the information in a framework,
Purpose and Description
causes of a problem.
• This tool helps to focus on the cause of the problem versus the
solution and organizes ideas for further analysis.
• The diagram serves as a map that depicts possible cause-and-
effect relationships.
Techniques 60
10.40 ROOT CAUSE ANALYSIS
Replace with a real
example
The Fishbone Diagram
Techniques 61
10.40 ROOT CAUSE ANALYSIS
• The five whys is a question asking process to explore the nature
and cause of a problem.
• The five whys approach repeatedly asks questions in an attempt to
get to the root cause of the problem.
The Five Whys
Techniques 62
10.40 ROOT CAUSE ANALYSIS
• This may take more or less than five questions—the technique is
called the five whys because it often takes that many to reach the
root cause, not because the question must be asked five times.
• The five whys can be used alone or as part of the fishbone
The Five Whys
diagram technique.
• Once all ideas are captured in the diagram, use the five whys
approach to drill down to the root causes.
Techniques 63
10.40 ROOT CAUSE ANALYSIS
• Strengths
• Helps to maintain an objective perspective when performing cause-
and-effect analysis.
Usage Considerations
• Limitations
• Works best when the business analyst has formal training to
ensure the root causes, not just symptoms of the problem, are
identified.
• May be difficult with complex problems; the potential exists to lead
to a false trail and/or dead end conclusion.
Techniques 64
10.50 Workshops
(Paula)
10.50 WORKSHOPS
• Purpose
• Workshops bring stakeholders together in order to collaborate on
Purpose and Description
• Description
• A workshop is a focused event attended by key stakeholders
and subject matter experts (SMEs) for a concentrated period of
time.
• May be held for different purposes including planning, analysis,
design, scoping, requirements elicitation, modelling, or any
combination of these.
Techniques 66
10.50 WORKSHOPS
• Workshops generally include:
• A representative group of stakeholders
Purpose and Description
Techniques 67
10.50 WORKSHOPS
Prepare for the Workshop
• When preparing for a workshop, business analysts:
• Define the purpose and desired outcomes,
• Identify key stakeholders to participate,
• Identify the facilitator and scribe,
Elements
Techniques 68
10.50 WORKSHOPS
• Workshop Roles
• Sponsor
• Frequently not a participant in the workshop, but does have ultimate
accountability for its outcome
• Facilitator
Elements
Techniques 69
10.50 WORKSHOPS
• Workshop Roles
• Scribe
• Documents the decisions reached during event in the format determined
prior to the workshop
• Keeps track of any outstanding items or issues
Elements
• Timekeeper
• May be used to keep track of the time spent on each agenda item.
• Participants
• Includes key stakeholders and subject matter experts
• Are responsible for
• providing their input and views,
• listening to other views, and
• discussing the issues without bias.
Techniques 70
10.50 WORKSHOPS
• Conduct the Workshop
• Facilitators generally begin the workshop with a statement of its
purpose and desired outcomes.
• Establishing agreed-upon ground rules can be an effective method
for establishing a productive environment for collaboration.
Elements
Techniques 71
10.50 WORKSHOPS
• Post Workshop Wrap-Up
• Facilitator
• follows up on any open action items that were recorded at the workshop,
• completes the documentation, and
• distributes documentation to the workshop attendees and any
Elements
Techniques 72
10.50 WORKSHOPS
• Strengths
• Can be a means to achieve agreement in a relatively short period
of time.
Usage Considerations
Techniques 73
10.50 WORKSHOPS
• Limitations
• Stakeholder availability may make it difficult to schedule the
workshop.
Usage Considerations
Techniques 74
CHAPTER 9 Underlying Competencies
Group Practice