How To Do The History of Psychoanalysis - A Reading of Freud's "Three Essays On The Theory of Sexuality"
How To Do The History of Psychoanalysis - A Reading of Freud's "Three Essays On The Theory of Sexuality"
Arnold I. Davidson
I have two primary aims in the following paper, aims that are inextricably
intertwined. First, I want to raise some historiographical and epistemological
issues about how to write the history of psychoanalysis. Although they
arise quite generally in the history of science, these issues have a special
status and urgency when the domain is the history of psychoanalysis.
Second, in light of the epistemological and methodological orientation
that I am going to advocate, I want to begin a reading of Freud's Three
Essays on the Theoryof Sexuality, one whose specificity is a function of my
attachment to this orientation, to a particular way of doing the history
of psychoanalysis. Despite the enormous number of pages that have been
written on Freud's ThreeEssays,it is very easy to underestimate the density
of this book, a density at once historical, rhetorical, and conceptual. This
underestimation stems in part from historiographical presumptions that
quite quickly misdirect us away from the fundamental issues.
In raising questions about the historiography of the history of science,
I obviously cannot begin at the beginning. So let me begin much further
along, with the writings of Michel Foucault. I think of the work of Foucault,
in conjunction with that of Gaston Bachelard and Georges Canguilhem,
as exemplifying a very distinctive perspective about how to write the
Discussions, both recent and ancient, with Dan Brudney, Nancy Cartwright, Peter
Galison, Erin Kelly, and David Wellbery have greatly benefited this paper. Conversations
with Stanley Cavell about how to approach the texts of Freud were enormously helpful.
A version of this paper was given as a talk to the Institute for Psychoanalytic Training and
Research in New York, and I am grateful for the discussion that followed my presentation.
? 1987 by Arnold I. Davidson. All rights reserved. Permission to reprint may be obtained only from the author.
252
1. The sketch that follows reproduces, with some omissions and additions, the beginning
of my "Archeology, Genealogy, Ethics," in Michel Foucault:A CriticalReader, ed. David Hoy
(London, 1986), pp. 221-34.
2. Michel Foucault, "Truth and Power," Power/Knowledge:SelectedInterviewsand Other
Writings, 1972-1977, ed. Colin Gordon, trans. Gordon, Leo Marshall, John Mepham, and
Kate Soper (New York, 1980), p. 133.
3. Foucault, "History of Systems of Thought," Language, Counter-Memory,Practice:
SelectedEssays and Interviews, ed. Donald F. Bouchard, trans. Bouchard and Sherry Simon
(Ithaca, N.Y., 1970), p. 199.
8. See my "Closing Up the Corpses: Diseases of Sexuality and the Emergence of the
Psychiatric Style of Reasoning," in Handbookfor the History of Psychiatry,ed. J. Gach and
E. Wallace, forthcoming; and my "Sex and the Emergence of Sexuality," forthcoming.
9. I discuss this notion at length in an unpublished paper, "Styles of Reasoning,
Conceptual History, and the Emergence of Psychiatry."
10. See Heinrich Wolfflin, Principles of Art History: The Problem of the Developmentof
Style in Later Art, trans. M. D. Hottinger (New York, 1950).
11. See Paul Veyne, L'Inventaire des diffrrences:leqon inaugurale au College de France
(Paris, 1976); see Arnold Hauser, The Philosophyof Art History(Evanston, Ill., 1985). Hauser
is referring to Wolfflin's own phrase, "Kuntsgeschichte ohne Namen," which appears in
the foreword to the first edition of Principlesof Art History. This foreword was omitted from
later editions, and from the English translation of Wolfflin's book.
notion of how to read Freud. When applied to the Three Essays on the
Theory of Sexuality, this myth proceeds by showing that, for example,
Richard von Krafft-Ebing employed the idea of libido and Ellis the idea
of autoerotism, that Fliess made central use of the notion of bisexuality,
that Moll discovered infantile sexuality years before Freud, that Iwan
Bloch talked about erotogenic zones, and so on, ad infinitum. Since Freud
was fully aware of these writings, the story continues, how could he be
anything other than a usurper, with a kingdom made of stolen materials?
Both of these myths, mirror images of one another, depend on the
same kind of historiographical presumptions, unacknowledged, prejudicial,
and, in my opinion, misguided. Whether Freud did or did not discover
infantile sexuality, whatever his own changing assessment of his indebt-
edness to Fliess, whether he was the first, second, or third to use the
word Trieb when speaking of sexuality, all of these claims, both pro and
con, are radically inadequate if we want to understand his place in the
history of psychiatry. Both myths rely on an inappropriate invocation of
his name, both misplace the role that such invocation should have in
writing the history of psychoanalysis. Freud's biography, his personal
drama, and whom he read in what year are all topics that, of course, are
interesting and important. But they will not allow us accurately to ground
the question whether he was an originator of thought or merely a conserver,
and sometimes extender, of other people's ideas.
How we characterize Freud's place in the history of psychiatry ought
to depend not on who said what first, but on whether the structure of
concepts associated with Freud's writings continues, extends, diverges
from, or undermines the conceptual space of nineteenth-century psychiatry.
What we need, as I have indicated, is a history of the concepts used in
psychoanalysis, an account of their historical origins and transformations,
their rules of combination, and their employment in a mode of reasoning.13
This task presumes, first, that we can isolate the distinctive concepts of
nineteenth-century psychiatry, articulate their rules of combination, and
thereby discern their limits of the possible. We must then undertake the
very same enterprise for Freud's work, which, with sufficient detail, should
enable us to see more clearly whether Freud's conceptual space continues
or breaks with that of his predecessors. Although Freud may use much
the same terminology as many of the people we know he read, the
structure of concepts he employs, what I have been calling his conceptual
space, may nevertheless deviate to greater or lesser extent from theirs.
These methodological remarks, however brief and abstract, should
stand or fall depending on whether or not they enable us to produce a
philosophically enlightening, historically plausible account of the issues
at hand. If they do not directly guide us toward a more adequate reading
of Freud, then their interest will remain but brief and abstract. So I now
want to turn to some of the historical questions that this archaeological
method dictates. This is the place to acknowledge the somewhat misleading
implications of the title of this essay. I will not even attempt anything
like a complete reading of the Three Essays. I want to focus exclusively
on the problems encountered in reading the first essay, "Sexual Aber-
rations." Given the structure of Freud's book, I will obviously have to
look at passages in the other essays as well, but I will discuss these only
when, and insofar as, they are relevant to excavating Freud's concep-
tualization of the sexual perversions. The scope of my task is limited
here by my desire to approximate to a comprehensive reading only of
this first essay. In order to do even that, I will have to start before Freud,
with the prevailing concept of sexual perversion in the literature of
nineteenth-century psychiatry. So let me try to demarcate the conceptual
space of which perversion was an element that dominated European
psychiatry at the time Freud was writing the ThreeEssays.14
During the second half of the nineteenth century there was a virtual
explosion of medical discussions about the sexual perversions, what Fou-
cault has called an incitement to discourse, an immense verbosity.'5 These
discussions saturated European and, eventually, American psychiatric
concerns, resulting in an epidemic of perversion that seemed to rival the
recent cholera outbreaks. Despite many differences between these lo-
quacious psychiatrists, differences both theoretical and clinical, all shared
the concept of perversion that underpinned these discussions-the per-
versions were a shared objectof psychiatric discourse about which there
were commonly recognized and fully standardized forms of reasoning.
The best way to begin to understand the nineteenth-century conceptual
space encircling perversion is to examine the notion of the sexual instinct,
for the conception of perversion underlying clinical thought was that of
a functional disease of this instinct. That is to say, the class of diseases
that affected the sexual instinct was precisely the sexual perversions. A
functional understanding of the instinct allowed one to isolate a set of
disorders or diseases that were disturbances of its special functions. Moreau
(de Tours), in a book that influenced the first edition of Krafft-Ebing's
PsychopathiaSexualis, argued that the clinical facts forced one to accept
as absolutely demonstrated the psychic existence of a sixth sense, which
he called the genital sense.16 Although the notion of a genital sense may
appear ludicrous, Moreau's characterization was adopted by subsequent
14. In what follows, I recount, with some additional quotations, parts of my article,
"Closing Up the Corpses." More detailed historical documentation for my claims can be
found in that paper.
15. See Foucault, The History of Sexuality, Vol. 1: An Introduction,trans. Robert Hurley
(New York, 1978).
16. See Paul Moreau (de Tours), Des Aberrationsdu sens genesique, 2d ed. (Paris, 1880),
p. 2.
French clinicians, and his phrase "sens genital" was preserved, by Charcot
among others, as a translation of our "sexual instinct." The genital sense
is just the sexual instinct, masquerading in different words. Its charac-
terization as a sixth sense was a useful analogy. Just as one could become
blind, or have acute vision, or be able to discriminate only a part of the
color spectrum, and just as one might go deaf, or have abnormally sensitive
hearing, or be able to hear only certain pitches, so too this sixth sense
might be diminished, augmented, or perverted. What Moreau hoped to
demonstrate was that this genital sense had special functions distinct
from those served by other organs and that, just as with the other senses,
this sixth sense could be psychically disturbed without the proper working
of other mental functions, either affective or intellectual, being harmed.
A demonstration such as Moreau's was essential in isolating diseases of
sexuality as distinct morbid entities.
The OxfordEnglish Dictionary reports that the first modern medical
use in English of the concept of perversion occurred in 1842 in Dunglison's
Medical Lexicon: "Perversion,one of the four modifications of function in
disease: the three others being augmentation, diminution, and abolition."18
The notions of perversion and function are inextricably connected. Once
one offers a functional characterization of the sexual instinct, perversions
become a natural class of diseases; without this characterization there is
really no conceptual room for this kind of disease. It is clear, for instance,
that Krafft-Ebing understood the sexual instinct in a functional way. In
his Text-bookof Insanity Krafft-Ebing is unequivocal in his claim that life
presents two instincts, those of self-preservation and sexuality; he insists
that abnormal life presents no new instincts, although the instincts of
self-preservation and sexuality "may be lessened, increased, or manifested
with perversion."19 The sexual instinct was often compared with the
instinct of self-preservation, which manifested itself in appetite. In his
section on "Disturbances of the Instincts," Krafft-Ebing first discusses
the anomalies of the appetites, which he divides into three different
kinds. There are increases of the appetite ("hyperorexia"), lessening of
the appetite ("anorexia"), and perversions of the appetite, such as a "true
impulse to eat spiders, toads, worms, human blood, etc." (TI, p. 80; see
also pp. 77-81). Such a classification is exactly what one should expect
on a functional understanding of the instinct. Anomalies of the sexual
instinct are similarly classified as lessened or entirely wanting ("anesthesia"),
abnormally increased ("hyperesthesia"), and perversely expressed ("par-
esthesia"); in addition there is a fourth class of anomalies of the sexual
17. See ibid., p. 3.
18. OxfordEnglish Dictionary, s.v. "perversion."
19. Richard von Krafft-Ebing, Text-bookof InsanityBased on Clinical Observations,trans.
Charles Gilbert Chaddock (Philadelphia, 1904), p. 79; further references to this work,
abbreviated TI, will be included in the text. Krafft-Ebing considers abolition to be the
extreme case of diminution.
perversions) did not sufficiently take into account the analogy between
the sexual instinct and other functions:
23. Albert Moll, Perversionsof the Sex Instinct:A Studyof Sexual Inversion, trans. Maurice
Popkin (Newark, N.J., 1931), pp. 171-72; my emphasis.
24. For some French examples of this understanding, see Maurice Paul Legrain, Des
Anomalies de l'instinct sexuel et en particulier des inversions du sense genital (Paris, 1896), and
Dr. Laupts (pseudonym of Georges Saint-Paul), L'Homosexualitiet les typeshomosexuels: Nouvelle
idition de perversion et perversiti sexuelles (Paris, 1910).
27. In my discussion, I shall leave aside Freud's comments about popular opinion
concerning the absence of infantile sexuality. The question of the relationship between
popular and learned opinion on this issue is too complex to take up here.
It has been brought to our notice that we have been in the habit
of regarding the connection between the sexual instinct and the
sexual object as more intimate than it in fact is. Experience of the
cases that are considered abnormal has shown us that in them the
sexual instinct and the sexual object are merely soldered together
-a fact which we have been in danger of overlooking in conse-
quence of the uniformity of the normal picture, where the object
appears to form part and parcel of the instinct. We are thus warned
to loosen the bond that exists in our thought between instinct and
object. It seems probable that the sexual instinct is in the first
instance independent of its object; nor is its origin likely to be due
to its object's attractions. [T, pp. 147-48]
and sexual instinct are merely soldered together, Freud dealt a conceptually
devastating blow to the entire structure of nineteenth-century theories
of sexual psychopathology. In order to show that inversion was a real
functional deviation and not merely a statistical abnormality without
genuine pathological significance, one had to conceive of the "normal"
object of the instinct as part of the very content of the instinct itself. If
the object is not internal to the instinct, then there can be no instrinsic
clinico-pathological meaning to the fact that the instinct can become
attached to an inverted object. The distinction between normal and inverted
object will not then coincide with the division between the natural and
the unnatural, itself a division between the normal and the pathological.
Since the nature of the instinct, according to Freud, has no special bond
with any particular kind of object, we seem forced to conclude that the
supposed deviation of inversion is no more than a mere difference.
Indeed, Freud's very language is indicative of the force of this conclusion.
He says, "Experience of the cases that are consideredabnormal," thus
qualifying "abnormal" in a rhetorically revealing manner. 29 These cases
of inversion are consideredabnormal because of a certain conception of
the sexual instinct in which one kind of object is a natural part of the
instinct itself. Unhinged from this conception, these cases cannot be
considered pathological, cannot instantiate the concept of abnormality
employed by Krafft-Ebing, Mill, and others. I think that what we ought
to conclude, given the logic of Freud's argument and his radically new
conceptualization in this paragraph, is precisely that cases of inversion
can no longer be considered pathologically abnormal.
In light of these remarks, I think that we can conclude further that
Freud operates with a concept of the sexual instinct different from that
of his contemporaries, or, better yet, that he does not employ the concept
of the sexual instinct in his theory of sexuality. What is at issue here is
not Freud's choice of words. Commentators are forever remarking that
English-reading readers of Freud are led astray by the translation of Trieb
as "instinct," since Triebis better translated by "drive,"reserving "instinct"
for Instinkt.30However, since many of Freud's contemporaries, among
them, Krafft-Ebing, used Trieb, Freud's terminology did not constitute
a break with previously established terminology. It is not the introduction
of a new word that signals Freud's originality but rather the fact that
Sexualtriebis not the same concept as that of the sexual instinct. We can
see this, to reiterate my main point, by recognizing that Freud's conclusion
is explicitly and directly opposed to any conclusion that could be drawn
29. The German is "Die Erfahrung an den ffir abnorm gehaltenen Fallen lehrt
uns ... " (Freud, GesammelteSchriften [Vienna, 1924], 5:20).
30. For one recent example, see Bruno Bettelheim, Freud and Man's Soul (New York,
1982). I have criticized Bettelheim's claims in "On the Englishing of Freud," LondonReview
of Books, 3-16 Nov. 1983.
by using the concept of the sexual instinct. The relationship between the
concepts of sexual instinct and sexual objectfound in nineteenth-century
texts, a rule of combination partially constitutive of the concept of the
sexual instinct, was completely undermined by Freud, and as a consequence
of this cutting away of old foundations, inversion could not be thought
of as an unnatural functional deviation of the sexual instinct. That Sexualtrieb
is not the same as sexual instinct is shown by the fact that the concept
of sexual instinct played a very specific role in a highly structured, role-
governed, conceptual space, a space within which psychiatric theories of
sexuality had operated since about 1870.
If Freud's conclusions are as radical as I have made them out to be,
if his conclusions really do overturn the conceptual structure of nineteenth-
century theories of sexual psychopathology, then we might well wonder
what prepared the way for these conclusions. I think that we can point
to an attitude that prepared the way for Freud, even though there is a
very large gap between this attitude and the new conclusions Freud drew.
Freud himself tells us in a footnote the source of his attitude, and the
fact that he mentions it only in passing should not lead us to underestimate
the depth of its significance: "The pathological approach to the study of
inversion has been displaced by the anthropological. The merit for bringing
about this change is due to Bloch" (T, p. 139 n. 2). In 1902-3, Iwan
Bloch published a two-volume book, Beitriigezur AetiologiederPsychopathia
Sexualis,which was central in establishing the inadequacy of the degeneracy
explanation of perversion. This work is exhaustive in cataloging the utter
pervasiveness of sexual aberrations, which, according to Bloch, have
appeared in all historical periods, all races, and all cultures. His attitude
toward these facts is surprising and, one might say, potentially revolu-
tionary, although his work lacks the conceptual rearticulation that was
a precondition of any radical conclusions.
In the introduction to the first volume of his work, Bloch announces
that he intends to show that "the purely medical view of the sexual
anomalies, which has been stated so well by Casper, von Krafft-Ebing,
A. Eulenburg, A. Moll, von Schrenck-Notzing, [and] Havelock Ellis, ...
[does not suffice] for a fundamental explanation of the phenomena in
this field," and he then opposes to the "clinico-pathological theory" of
the sexual aberrations his own "anthropologic-ethnologic concept of the
facts of so-called 'psychopathiasexualis.'"31 He claims that he will show
that "this general concept of the sexual anomalies as universal human,
ubiquitous phenomena makes it necessary to recognize as physiologic
31. Iwan Bloch, AnthropologicalStudies on the Strange Sexual Practises of All Races and
All Ages (New York, 1933), pp. 5, 6; all further references to this work, abbreviated AS,
will be included in the text. This is a translation of vol. 1 of Bloch's Beitriige zur Aetiologie
der PsychopathiaSexualis (Dresden, 1902-3). I believe that Sulloway does not adequately
see the role of Bloch's work in Freud's ThreeEssays.
much that previously has been regarded as pathologic" (AS, p. 6). (Bloch
follows a standard nineteenth-century medical convention of often using
the contrast physiologic/pathologic instead of normal/pathologic.) Given
his "anthropologic" attitude, Bloch finds no difficulty in making statements
such as the following:
The narrow boundary between the normal and the pathological, the fact
that sexual aberrations are a universal human phenomenon, was the
primary evidence for Bloch that nervous degeneracy was not an accurate
explanatory or diagnostic rubric under which perversion could be placed.
And his attitude about sexual aberrations was distinctively different-
less unequivocal, less psychiatric-from that of the authors with whom
he was engaged in debate. But this attitude toward inversion and toward
the other perversions, however different it was from the purely medical
view and however unstable it often seemed, never led Bloch to throw
into doubt the concept of the sexual instinct that made possible the
classification of these phenomena as deviant (and that therefore required
some alternative explanation of their status as pathological). Freud might
have taken Bloch's anthropological observations, in conjunction with the
other clinical evidence he cites, to show merely that inversion, if only in
a rudimentary or shadow form, was much more widespread than many
psychiatrists had believed. This claim would still have allowed a conceptual
priority to the "uniformity of the normal picture." Freud might then
have advanced with this conclusion to blur the boundary between the
normal and the pathological even further, thereby providing yet one
more attack on the idea that a distinctive class of degenerate individuals
suffered from inversion. But rather than drawing this limited, though
significant, conclusion, Freud went to the core of the matter and decisively
replaced the concept of the sexual instinct with that of a sexual drive "in
the first instance independent of its object." This was a conceptual in-
novation worthy of the name of genius-although genius need not be
32. Bloch, Anthropologicaland Ethnological Studies in the Strangest Sex Acts in Modes of
Love of All Races Illustrated (New York, 1935), pt. 2, p. 4. This is a translation of vol. 2 of
Bloch's Beitrige zur Aetiologieder PsychopathiaSexualis.
So since the normal sexual aim is copulation and the anatomical region
appropriate to this aim is the genitals, two main kinds of perverse deviations
in respect of the sexual aim are possible. Under the heading of anatomical
extensions, Freud discusses oral-genital sexual activities, anal-genital sexual
activities, kissing, and fetishism, recognizing that the latter might also
have been classified as a deviation in respect of the sexual object. Under
fixations of preliminary sexual aims, Freud discusses touching and looking,
and sadism and masochism. Since I cannot discuss each of these examples
here, let me focus on a few representative ones.
Sexual use of the mucous membrane of the lips and mouths of two
persons, otherwise known as kissing, is, strictly speaking, a perversion,
since, as Freud says, "the parts of the body involved do not form part
of the sexual apparatus but constitute the entrance to the digestive tract"
(T, p. 150). But when the mucous membranes of the lips of two persons
come together, we are not in the habit of classifying the anatomical
extension or resulting aim as a perversion. Indeed, Freud notes that we
hold kissing in "high sexual esteem" and he goes on to claim that kissing
is "the point of contact with what is normal" (T, pp. 150-51). So given
kissing's technical status as a perversion and our refusal to classify it as
such, those who claim oral-genital and anal-genital activities are perversions
must be "giving way to an unmistakable feeling of disgust, which protects
them from accepting sexual aims of this kind" (T, p. 151). Freud im-
mediately adds that "the limits of such disgust are, however, often purely
conventional"(T, p. 151; my emphasis).33
33. The German is "Die Grenze dieses Ekels ist aber haiufig rein konventionell" (Ge-
sammelteSchriften, 5:25).
In discussing the kind of looking that has a sexual tinge to it, Freud
acknowledges that most normal people linger to some extent over this
form of pleasure, so he gives a number of conditions under which this
pleasure in looking, usually called scopophilia, becomes a perversion.
The most important of these conditions is when "instead of being preparatory
to the normal sexual aim, it [pleasure in looking] supplants it." And
Freud goes on to remark that "the force which opposes scopophilia, but
which may be overridden by it (in a manner parallel to what we have
previously seen in the case of disgust), is shame" (T, p. 157). Similarly,
when the aggressive component of the sexual instinct "has usurped the
leading position" so that sexual satisfaction "is entirely conditional on
the humiliation and maltreatment of the object," we are faced with the
perversion of sadism (T, p. 158). Shame and disgust are the two "most
prominent" forces that keep the sexual instinct "within the limits that
are regarded as normal" (T, p. 162), but Freud also lists pain, horror,
and aesthetic and moral ideals as other normalizing restraints.34
In the conclusion to the third section, after mentioning the importance
of such restraints, Freud insists that since these perversions admit of
analysis, that is, since they "can be taken to pieces," they must be of a
"composite nature":
This gives us a hint that perhaps the sexual instinct itself may be
no simple thing, but put together from components which have
come apart again in the perversions. If this is so, the clinical ob-
servation of these abnormalities will have drawn our attention to
amalgamations which have been lost to view in the uniform be-
haviour of normal people. [T, p. 162]
34. Pain and horror are mentioned, respectively, on pp. 159 and 161; aesthetic and
moral ideals are listed on p. 177.
35. Freud uses the term "erotogenic instincts" once on p. 193. The German is "erogenen
Trieben" (GesammelteSchriften, 5:68).
36. Freud uses this notion of uniformity in two crucial passages. See T, pp. 148 and
162. For the German uses of "gleichfirmig," see GesammelteSchriften,5:21 and 36.
what Freud says here that there are no true perversions. The conceptual
space within which the concept of perversion functions and has a stable
role has been thoroughly displaced-and displaced in a way that requires
a new set of concepts for understanding sexuality and a new mode of
reasoning about it.
This is the place, obviously enough, at which someone might retreat
to Freud's discussion of disgust and shame, claiming that these reactions
can provide an independent criterion for classifying certain sexual phe-
nomena as perversions. But however we are to understand the role of
these reactions, it is absolutely clear from Freud's remarks that even
though he believes that some of these phenomena are such that "we
cannot avoid pronouncing them 'pathological' " (T, p. 161), these pro-
nouncements, our shame, disgust, and moral and aesthetic ideals, cannot
provide an appropriate criterion of perversion. The tone of his example
that we may be disgusted at the idea of using someone else's toothbrush,
which follows his claim that these reactions are "often purely conventional,"
permits no other intelligible reading (see T, pp. 151-52). And, of course,
it almost goes without saying that such a last-ditch attempt to save the
concept of perversion would be at odds with the structure of the Three
Essays as a whole and would make most of its content completely beside
the point.
Even if Freud's conclusions in effect overturn the conceptual apparatus
of perversion, it is well known that he did not embrace these conclusions
unambiguously or unhesitatingly. The language of Freud's discussion
sometimes reads as if he is unaware of the conceptual innovations he
has wrought, as if nineteenth-century theories of sexual psychopathology
can remain secure in their conceptual underpinnings. In the section of
the third essay entitled "The Primacy of the Genital Zones and Fore-
Pleasure," Freud can be found referring to "the appropriate [geeignete]
stimulation of an erotogenic zone (the genital zone itself, in the glans
penis) by the appropriate [geeignetste]object (the mucous membrane of
the vagina)" (T, p. 161). But the whole point of Freud's argument in the
first essay has been that no particular zone of the body and no particular
object is specially suitable to, or qualified for, stimulation. The notion of
appropriateness has lost all of its conceptual plausibility because the
concept of the sexual drive is detached from that of a natural object and
aim. And whatever transformations of puberty Freud may want to sketch
in the third essay, these transformations cannot reinstate the old concept
of the sexual instinct, the concept which gives a place to the notions of
appropriate object and stimulation. The uneasy attitude of Freud's dis-
cussion is highlighted again in the next section of the third essay, "Dangers
of Fore-Pleasure" (Gefahrender Vorlust),where Freud talks of the "normal
sexual aim" as being "endangered by the mechanism in which fore-
pleasure is involved." The danger in question consists in the fact that
one may become fixated on the pleasure of the preparatory acts of the
sexual process, and these acts may then take the place of the normal
sexual aim. Such displacement, Freud tells us, is the "mechanism of many
perversions" (T, p. 211). But again this is dangerous, in the sense of
pathogenic, only if it exhibits some kind of unnatural deviation from the
normal aim of the sexual instinct;37and given Freud's previous argument,
he cannot maintain this latter claim. He dimly indicates his awareness
of this fact when he introduces the distinction between forepleasure and
endpleasure. The first is the "kind of pleasure due to the excitation of
erotogenic zones," while the second is the kind of pleasure "due to discharge
of the sexual substances" (T, p. 210). Since no conceptual space remains
for the distinction between, as it were, natural and unnatural pleasure,
or normal and abnormal pleasure, Freud is left merely with the difference
between two kinds or degrees of pleasure, shorn of any pathological
implications. This is not the only place where Freud hesitates to believe
what he has said.
Let me focus on just a few more passages that will reinforce still
further the complexity of this problem. The first passage comes from
Freud's discussion of "The Perversions in General" in the first essay, and
I want to notice especially the attitude embodied in this passage.
The crucial move, the moment that makes the medicalizing attitude
inevitable, is not the explicit listing of characteristics that make perversions
pathological, but the use of the concept in the first place.
Freud's problemization of perversion is shown by the fact that in
the first essay the words "normal," "pathological," and "perversion" often
appear in scare quotes or qualified by a phrase like "what we would
describe as"; as we move through the other essays, the scare quotes
become scarcer and the qualifications less emphatic, until, in the concluding
summary of the book, these terms appear simpliciter.Indeed, in the para-
graph preceding the one I have just quoted, "pathological" does appear
in scare quotes, but by the end of the next paragraph the fact that we
regard perversions as pathological is something which is unqualified and
justified.
Although I could discuss the only later, detailed passage of the Three
Essays in which Freud returns to inversion, as opposed to perversion, a
passage where the same questions of attitude arise (see T, pp. 229-30),
it will be more useful, I think, to concentrate on a remarkable passage
in the concluding summary to the book. The passage appears during
Freud's discussion of the various factors that can interfere with the de-
velopment of a normal sexual instinct.
Writers on the subject, for instance, have asserted that the necessary
precondition of a whole number of perverse fixations lies in an
innate weakness of the sexual instinct. In this form the view seems
to me untenable. It makes sense, however, if what is meant is a
constitutional weakness of one particular factor in the sexual instinct,
namely the genital zone-a zone which takes over the function of
combining the separate sexual activities for the purposes of repro-
duction. For if the genital zone is weak, this combination, which is
required to take place at puberty, is bound to fail, and the strongest
of the other components of sexuality will continue its activity as a
perversion. [T, p. 237]39
We find in the writings of both Moll and Ellis the claim that an innate
weakness of the sexual instinct is often responsible for the failure of
normal heterosexual development, with perversion being the manifest
result. In fact many writers before Freud used the terms "sexual instinct"
and "genital instinct" interchangeably, as if the latter were simply a more
precise name for the former. This identification was not in the least bit
arbitrary, since the sexual instinct was conceived of as psychically expressing
itself in an attraction for members of the opposite sex, with genital in-
tercourse as the ultimate aim of this attraction. And since these features
specified the natural operation of the sexual instinct, the common use
that so dominated the period. These statements were thus set within a
shared discursive practice. Freud's Three Essays on the Theoryof Sexuality
provided the resources to overturn this conceptual space by fundamentally
altering the rules of combination for concepts such as sexual instinct,
sexual object, sexual aim-with the consequence that these shared concepts,
among others, were destroyed. The conclusion forced upon us is that
perversion is no longer a legitimate concept, that the conceptual pre-
conditions for its employment no longer exist in Freud's text. So that if
Freud, despite himself, said that such and such phenomena were per-
versions, he could not have meant what Krafft-Ebing, or Moll, or Charcot
had meant. We will not be able to arrive at this conclusion if we focus
simply on whom Freud read, on who before him used what words in
which contexts. We must turn rather to the issue of conceptual articulation,
to reconstructing nineteenth-century and Freudian concepts of sexuality
and determining their points of contact and dissociation. Many writers
before Freud possessed bits and pieces of his terminology and exhibited
an inchoate, unself-possessed grappling with the problems brought to
light by the Three Essays. But it was Freud who ascended to the level of
concepts, who systematically and lucidly thought what had previously
remained in a kind of precognitive blockage, who turned what had been,
at most, a creeping anxiety into a conceptual mutation.
Yet we know that Freud continued to use the idea of perversion, as
if he failed to grasp the real import of his own work. And so now we
must directly invoke Freud's name, and wonder about the accessibility
of his achievement to Freud himself. I have said that what prepared the
way for Freud's achievement was a certain attitude, one that was most
clearly appropriated from the writings of Bloch but that could no doubt
be found in other authors as well. This attitude allowed a sort of opening
so that perversions might no longer be treated as unambiguously patho-
logical. This notion of attitude, which I cannot elaborate theoretically
here, is one component of the concept of mentalit6,a concept that has
been put to extraordinarily fertile use by recent historians, especially in
France.40 A mentality includes, among other constituents, a set of mental
habits or automatisms that characterize the collective understanding and
representations of a population. Bloch's BeitriigezurAetiologiederPsychopathia
Sexualis exhibit the tremors of a shift in mentality in which what was
taken for granted begins to become dislodged. But this displacement
40. Useful introductions to the history of mentalities can be found in Jacques LeGoff,
"Les mentalites: Une histoire ambigue," in Faire de l'histoire:Nouveaux objets,ed. LeGoff
and Pierre Nora (Paris, 1974), and Roger Chartier, "Intellectual History or Sociocultural
History? The French Trajectories," in Modern European IntellectualHistory:Reappraisalsand
New Perspectives, ed. Dominick LaCapra and Steven L. Kaplan (Ithaca, N.Y., 1982), pp.
13-46. The notion of mentality is invoked for the history of science in some of the essays
in Occult and Scientoic Mentalities in the Renaissance, ed. Brian Vickers (London, 1984).
could only be partial, and one was alwaysin danger of falling back into
the old mentality, preciselybecause there was no conceptualbackingfor
this change of attitude. That Bloch never pushed this attitude into con-
ceptualinnovationstartsto explainwhy his attitudewasinherentlyunstable,
why his work often reads like a kind of unsteady bridge between the old
and new mentalities, a bridge always ready to collapse because still in
need of completion.
Freud's genius consisted not simply in appropriating this attitude
but in seizing and exploiting it. He provided a conceptual foundation
for the newly emerging mentalitythat made it possible, once and for all,
for us to change decisivelyour old mental habits. So why, one wonders,
did Freud himself not so change his own mental habits, why did he
exhibit an attitudevirtuallyno less ambiguousand unstablethan Bloch's?
Any answer to this question is bound to be complicated,so in lieu of an
answer let me provide the structurefor what I take this answer to consist
in. Automatismsof attitude have a durability,a slow temporality,which
does not match the sometimes rapid change of conceptual mutation.
Mental habits have a tendency toward inertia, and these habits resist
change that, in retrospect, seems conceptuallyrequired. Such resistance
can take place not only in a scientificcommunitybut even in the individual
who is most responsible for the conceptual innovation. Freud was a
product of the old mentality that regarded perversionsas pathological,
a mentality whose first real signs of disintegration can be found at the
beginning of the twentieth century. Freud's ThreeEssaysought to have
stabilizedthe new mentality,speeding up its entrenchmentby providing
it with a conceptual authorization. But given the divergent temporality
of the emergence of new concepts and the formationof new mentalities,
it is no surprise that Freud's mental habits never quite caught up with
his conceptual articulations.The attitudes that comprise a mentalityare
sufficientlyimpervious to recognition, so much like naturaldispositions,
that many decades may intervene before habit and concept are aligned.
However,withoutsome appropriateconceptualbackdrop,it is veryunlikely
that a new scientific mentality can genuinely displace an old one, since
concepts, especiallyin science, are one fundamentalhabit-formingforce,
one force which, even if over a long span of time, makes possiblea stable
set of firm mental habits. Although social, cultural, institutional, and
psychologicalfactors may all delay the definitive formation of these new
habits,it is conceptual innovationof the kind Freud produced that marks
one place of genius. But we must rememberthat genius too has its habits,
its inert tendencies, that create a form of friction between what could be
said and what is said, so that genius is alwaysahead even of itself.
The hesitationsand ambiguitiesof Freud'sThreeEssayson the Theory
of Sexuality are not the result of some deconstructive indeterminacy or
undecidability of the text but are rather the consequence of the dynamics
of fundamental change. Mentality and concept are two different aspects