Comparative Study of AISC-360 and EC3 Strength Limit States
Comparative Study of AISC-360 and EC3 Strength Limit States
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Abstract
   A study has been undertaken to evaluate the similarities and differences between the steel building design specifications used
in the United States and Europe. Expressions for nominal strength presented in the AISC-360 Specification and the Eurocode
3 Specification were compared for fundamental limit states. In particular, rules for cross-section classification, tension members,
compression members, I-shaped members subjected to flexure, I-shaped members subjected to shear, and fasteners were
studied. Results of the investigation revealed that, in general, both specifications provide nominal capacities that are close to
each other. Significant differences were reported for some limit states such as flexure in I-shaped members with non-compact
flanges, shear and lateral torsional buckling in I-shaped members, and bearing strength at bolt holes. In this paper, the details
of the comparative study are presented along with observations that are useful for practicing engineers.
given in the AISC-360 Specification.                                  The definitions for cross-sections in both specifications
   Based on the above discussion, it is apparent that both         have similarities. Class 4 or slender cross-sections are
the AISC-360 and the EC3 specifications utilize limit              those in which local buckling of the plate element(s) will
state principles with differing factors to account for             occur before the attainment of yield stress. Class 3 or
uncertainties. A study has been undertaken with the                non-compact cross sections are those in which the stress
following objectives; (i) put together the nominal strength        in the extreme compression fiber can reach to the yield
expressions presented in both codes in a single document,          strength, but local buckling is liable to prevent the
(ii) to identify the similarities and the differences in           development of the plastic moment capacity. Class 2 or
calculated strengths, (iii) to facilitate rapid learning of        compact sections are those which can develop their
either of the specifications with prior knowledge of the           plastic moment capacity, but have limited rotation capacity
other. Because of the wide scope of specifications, only           because of local buckling. Finally, Class 1 or seismically
fundamental failure modes are considered in this paper.            compact sections are those which can develop their
Resistance equations are directly compared with each               plastic moment capacity and provide significant amount
other wherever possible. For cases where the treatment of          of rotation capacity.
specifications is entirely different, representative members          Limiting width-thickness ratios of stiffened and
were considered for comparison purposes.                           unstiffened elements for typical cases are summarized in
                                                                   Fig. 1 together with the ratio of the limits provided by the
2. Layout of the Specifications                                    two specifications. According to this figure, the limits set
                                                                   by the two specifications are generally close to each
   The AISC-360 Specification is an integral document              other. Major differences arise for HSS members. In
whereas the EC3 Specification consists of parts and                addition, the Class 3 or non-compact limits for flexure in
subparts. In general, each part is focused on a particular         flanges of rolled or built-up I-shapes differ significantly.
structure type such as buildings, bridges, towers, silos,             It should also be emphasized that minor differences in
and etc. General rules and rules for buildings are                 the width-thickness ratio definitions are also present. For
specified in Part 1 of the EC3 Specification. This part is         example, in the AISC-360 Specification, half of the flange
divided into 11 subparts. Among these, subparts 1.1                width is used in determining the flange slenderness. In the
(General rules and rules for buildings (2003)), 1.5 (Plated        EC3 Specification, however, only the outstanding portion
structural elements (2004)), and 1.8 (Design of joints             of the flange that is measured from the toe of the fillet is
(2003)) are utilized in this paper.                                used in calculations.
metrically connected members are given in Part 1.8               6. Design of Members for Compression
Section 3.10.3 of the EC3 Specification. According to
these rules, the 0.9 coefficient is replaced with a reduction       A single column strength curve is given in the AISC-
factor that varies between 0.4 and 0.7.                          360 Specification whereas five separate curves are
  Both specifications favor the use of s2/4g rule in             presented in the EC3 Specification. In general, both
determining the net area in staggered connections. In the        specifications use a non-dimensional slenderness for
AISC-360 Specification, the width of a bolt hole is taken        flexural buckling (λFB) to define the reduction in capacity.
2 mm (1/16 in) greater than the nominal dimensions of            In Eurocode a unified approach has been adopted for
the hole to account for damage in hole making process.           various forms of member buckling. In other words,
No such damage allowance is recommended in the EC3               flexural buckling, torsional buckling, flexural-torsional
Specification.                                                   buckling, and lateral torsional buckling are treated using
16                        Cem Topkaya and Serkan Şahin / International Journal of Steel Structures, 11(1), 13-27, 2011
           AgFy KL Fy
     λFB = ----------
                    - = ------- -----                                       (3)
             Pcr πr E
                       1                                              2
                                                                                  7. Design of Members for Flexure
     χ = ------------------------------- Φ = 0.5[ 1 + α(λFB – 0.2) + λFB]
                          2         2
         Φ + Φ – λFB                                                                 According to both specifications, yielding, local buckling
                                                                                  and lateral torsional buckling are the three limit states for
  (EC3)                                                                     (5)
                                                                                  flexural members. Yielding/local buckling and lateral
  An imperfection coefficient (α) to distinguish between                          torsional buckling are treated separately herein for clarity
different column strength curves is utilized in the EC3                           of comparisons.
Specification. For flexural buckling, five cases termed as
ao, a, b, c, d are given for which the α values are 0.13,                         7.1. Limit states of yielding and local buckling-
0.21, 0.34, 0.49, and 0.76, respectively. The choice as to                        laterally supported beams
which buckling curve to adopt is dependent upon the                                  The nominal moment capacity (Mn) of a cross-section
geometry and material properties of the cross section and                         is influenced by the slenderness of its elements. In the
upon the axis of buckling. The rules for selecting the                            AISC-360 Specification separate expressions are provided
appropriate column strength curve are tabulated in the                            for the nominal moment capacity depending on the web
EC3 Specification. In general, curve “ao” is used for                             classification of the member. A similar yet different
rolled I-shapes made up of high strength material (Fy=460                         approach is adopted in the EC3 Specification. In this
MPa (67 ksi)). For steels with a yield strength in the                            section, members having compact flanges (Class 1 or 2
range 235 MPa (34 ksi) to 420 MPa (61 ksi) curve “a” is                           flange) are studied first by considering different web
used for major axis buckling of rolled I-shapes (tf<40 mm                         slenderness. Later, members having compact webs (Class
(1.57 in)) and hot rolled HSS. Curve “b” is used for                              1 or 2) are studied by considering different flange
minor axis buckling of I-shaped members (tf<40 mm                                 slenderness. Because of the wide range of application of
(1.57 in)) and buckling of angles. Curve “c” is used for                          the flexure strength expressions, only doubly symmetric
minor axis buckling of built-up I-shapes and cold formed                          I-shaped members bent about their major axis were
HSS. Curve “d” is used for major and minor axis                                   considered.
buckling of rolled I-shapes with tf>100 mm (3.94 in) and
etc. Readers should refer to the EC3 Specification for                              7.1.1. Members with compact flanges (Class 1 or 2)
detailed descriptions.                                                              Both specifications allow the member to reach its
  A comparison of reduction factors are presented in Fig.                         plastic moment capacity if the web is compact (Class 1 or
2. According to this figure, buckling curve “a” is very                           2). The nominal moment capacity for these types of
similar to the one of the AISC-360 Specification.                                 sections is determined as follows:
Buckling curve “ao” tends to give higher capacities but
                                                                                    Mn=Mp=ZFy (AISC-360 and EC3)                           (6)
the use of this curve is quite limited. All other strength
curves (b,c,d) give lower capacity values as compared                               The treatment for non-compact (Class 3) web members
with the capacities calculated using the AISC-360                                 is different in the two specifications. According to the
Specification.                                                                    AISC-360 specification, the nominal moment capacity
  Strictly speaking the comparisons presented in this                             reduces linearly with an increase in the web slenderness
section are for members having no slender elements. Both                          and varies between the plastic moment capacity (Mp) and
specifications have special rules for the treatment of                            the yield moment (My). On the contrary, the nominal
slender element or Class 4 sections under pure axial                              moment capacity is directly equal to the yield moment in
                                              A Comparative Study of AISC-360 and EC3 Strength Limit States                                                17
the EC3 Specification for Class 3 cross-sections.                                 stresses. Treatments for these types of members are
  The nominal moment capacity for members with non-                               different in two specifications. The AISC-360 Specification
compact webs is determined as follows:                                            has a more direct approach for calculating the nominal
                                                                                  moment capacity. Basically, a bending strength reduction
       M M                            λ – λpw ⎞
  Mn = ------p- – ⎛------p- – 1⎞ ⎛⎝ -------------------
                                                                                  factor (Rpg) is calculated to account for the loss of
                                                        M
       My My      ⎝            ⎠    λrw – λpw⎠ y                                  strength due to the buckling of the web plate. The
                                                                                  nominal moment capacity is calculated as follows in the
  where My=SxFy (AISC-360)
                                                                                  AISC-360 Specification:
  Mn=SxFy (EC3)                                                           (7)
                                                                                     Mn=RpgFySx
   While Eq. 7 is applicable to all Class 3 sections (i.e.
                                                                                                                 aw
                                                                                                                                 -⎛---- – 5.7 ----
                                                                                                                                               E-⎞ ≤ 1.0
                                                                                                                                     h
flange or web being Class 3) there is a special treatment                            where Rpg= 1 – ------------------------------
                                                                                                    1200 + 300aw tw                ⎝          F y⎠
in the EC3 Specification for sections with Class 3 webs
and Class 1 or 2 flanges. These sections can be treated as                                ht
effective Class 2 cross-sections. In the effective section                           aw = ------w-                                                         (8)
                                                                                          bf tf
shown in Fig. 3a, the proportion of the web in
compression is replaced by a part of 20εtw (where ε=(235/
                                                                                     In the EC3 Specification the slender web members are
Fy)0.5, Fy in MPa) adjacent to the compression flange, and
                                                                                  treated using the effective cross section shown in Fig. 3b.
with another part of 20εtw adjacent to the plastic neutral
                                                                                  A certain portion of the web is assumed to be ineffective.
axis of the effective cross-section. The dark portion
                                                                                  The amount of reduction in area of the cross-section
shown in Fig. 3a is neglected.
                                                                                  under compression is a function of the web slenderness
   For slender web members, elastic buckling of the web
                                                                                  (h/tw). The effective area under compression for the web
occurs before any of the fibers reach to the yield stress.
                                                                                  plate is determined as follows:
According to the theoretical plate buckling solutions, the
moment carrying capacity decreases drastically with an                               Ac,eff=befftw=ρAc=ρbctw
increase in the web slenderness. However, restrained thin
                                                                                     ρ=1.0 for λp ≤ 0.673
plates have significant post-buckling capacity. Both
specifications favor the use of post-buckling strength                                   λp – 0.055(3 + ψ )
                                                                                     ρ = -------------------------------------
                                                                                                             2
                                                                                                                             - for λp > 0.673
possessed by the slender web plates under bending                                                         λp
18                            Cem Topkaya and Serkan Şahin / International Journal of Steel Structures, 11(1), 13-27, 2011
                 h ⁄ tw                      235
     λp = ---------------------
                              - ε = --------------------------
                                                             -
          28.4ε kσ                  F   y ( in    MPa)
moment capacity is equal to the yield moment for Class                             given in Fig. 5. In this figure, the capacities calculated
3 sections according to the EC3 Specification.                                     using the two specifications are given separately for
  The nominal moment capacity for members with non-                                clarity. In addition, the ratios (EC3/AISC-360) of the
compact flanges is determined as follows:                                          capacities are presented. Analysis results reveal that the
                                                                                   nominal moment capacity based on the EC3 Specification
                             λ – λpf ⎞
  Mn = Mp – (Mp – 0.7FySx)⎛ ---------------
                                                                                   is less than the one based on the AISC-360 Specification
                                          -                   (AISC-360)
                          ⎝λrf – λpf⎠                                              for flange slenderness values less than 20. These are
                                                                                   sections that generally qualify as non-compact flange
  Mn=SxFy (EC3)                                                            (12)
                                                                                   sections. For flange slenderness values greater than or
  For slender flange members the AISC-360 Specification                            equal to 20, significant differences are observed where
utilizes the elastic critical buckling moment approach.                            the EC3 capacities are much higher than the AISC-360
According to the AISC-360 specification the nominal                                ones. Contrary to previous analysis on web slenderness,
moment capacity is calculated as follows:                                          the results are dependent on the yield strength. For
                                                                                   Fy=345 MPa (50 ksi) the difference between the EC3 and
       0.9EkcSx                             4                                      the AISC-360 capacities are more pronounced. It should
  Mn = --------------------
                  2
                            where kc = ------------- and 0.35 ≤ kc ≤ 0.76
               λ                           h ⁄ tw                                  be mentioned that the ratios are also dependent on the
                                                                                   web slenderness. For slender web cases where the kc
                                                                      (13)
                                                                                   value is low, the AISC-360 capacities tend to be lower
   In the EC3 Specification, the post-buckling reserve                             than the EC3 ones. As mentioned before, the primary
strength approach is utilized. An effective cross-section                          difference between the two specifications arise from the
shown in Fig. 3c is considered for this purpose. In this                           fact that post-buckling capacity is considered in the EC3
effective cross section, the outstanding portions of the                           Specification whereas the AISC-360 capacities are based
compression flange are assumed to be ineffective. The                              on elastic buckling loads.
nominal moment capacity for sections with Class 4
flanges is determined using the elastic section modulus                            7.2. Lateral torsional buckling of compact I-shaped
(Seff) of the effective cross section shown in Fig. 3c. The                        members
effective area of the compression flange and the nominal                             The two specifications have differences in the treatment
moment capacity are determined as follows:                                         of lateral torsional buckling. The AISC-360 Specification
                                                                                   identifies three regimes of buckling depending on the
  Ac,eff=befftf=ρbftf
                                                                                   unbraced length of the member (Lb). For a beam under
  ρ=1.0 for λp ≤ 0.748                                                             uniform moment (Cb=1) two threshold values for unbraced
                                                                                   length namely Lp and Lr are defined in the AISC-360
      λp – 0.188
  ρ = ----------------------
                  2
                             for λp > 0.748                                        Specification. The Lp value provides a dividing line between
               λp                                                                  plastic (no lateral buckling) and inelastic buckling behavior.
              bf ⁄ t f                                                             Similarly, the Lr value provides a dividing line between
                                          235 -
  λp = ---------------------
                           - ε = --------------------------                        inelastic and elastic buckling behavior. According to the
       28.4ε kσ                  F   y ( in    MPa)                                AISC-360 Specification, plastic moment capacity of a
                                                                                   compact member can develop if the unbraced length is
  kσ=0.43 for flanges under uniform compression
                                                                                   less than Lp. The member’s capacity reduces linearly
  Mn=SeffFy                                                                (14)    between Mp and 0.7My if the unbraced length is between
                                                                                   Lp and Lr. If the unbraced length is greater than Lr, then
  A total of 264 cross-sections were analyzed to study the
                                                                                   elastic buckling is expected to occur and the capacity can
differences between the two specifications. The web of
                                                                                   be found using elastic critical buckling moment (Mcr).
the sections was selected to be compact (Class 1 or Class
                                                                                   The following equations summarize the nominal moment
2). The web height varied between 500 mm (19.7 in) and
                                                                                   capacity for lateral torsional buckling as per the AISC-
1000 mm (39.4 in) while the web thickness varied between
                                                                                   360 Specification:
8 mm (0.31 in) to 20 mm (0.79 in). The resulting webs
had a slenderness ratio that changed between 25 and 67.                              Mn=Mp=ZFy when Lb ≤ Lp
Based on these web slenderness ratios the kc factor
                                                                                                                  Lb – Lp⎞
changed between 0.49 and 0.76. Flange thickness values                               Mn = Cb Mp – (Mp – 0.7SxFy)⎛⎝-------------- ≤ Mp
between 10 mm (0.39 in) and 20 mm (0.79 in) and flange                                                            Lr – Lp ⎠
width values between 300 mm (11.8 in) and 500 mm                                     when Lp < Lb ≤ Lr
(19.7 in) were considered. The shape factor for these                                                       2
                                                                                                  Cb π E                              Lb⎞ 2
                                                                                                                              J -⎛ ----
sections varied between 1.07 and 1.28 with an average of                             Mn = Mcr = Sx--------------
                                                                                                               - 1 + 0.078---------    -
                                                                                                   ⎛L
                                                                                                              2           Sxho rts⎠ ⎝
1.15. Two different yield strength values were considered                                             ----b-⎞
and the variations of the nominal capacity for these are                                           ⎝ rts⎠
20                         Cem Topkaya and Serkan Şahin / International Journal of Steel Structures, 11(1), 13-27, 2011
                                      2
  ΦLT = 0.5[ 1 + αLT(λLT – λLT, o) + βλLT]
         M
  λLT = -------p-                                      (17)
        Mcr
          h F
     λ = ---- -------y-                                                          (18)
         tw kv E
            h F                          1.10
For 1.10 < ---- -------y- ≤ 1.37 Cv = ---------------- (AISC-360 and EC3)
           tw kv E                     h F
                                      ---- -------y-                                              Figure 7. Comparison of shear resistances.
                                      tw kv E
     h F                              1.51
For ---- -------y- > 1.37 Cv = -----------------------2 (AISC-360)                         a/h ratio is greater than or less than unity. The EC3
    tw kv E                       h Fy ⎞
                               ⎛---                                                        Specification equations for kv formed the basis of old
                                    - --------
                               ⎝ tw kvE⎠                                                   AISC specifications. Over the years these two equations
                                                                                           were replaced with a single one for simplicity.
                                   1.10
                           Cv = ---------------- (EC3-NREP)                                   Two conclusions can be derived by examining Eq. 20.
                                 h F                                                       The behavior in the two regimes where λ is less than 1.37
                                ---- -------y-
                                tw k v E                                                   is identical according to both specifications. Differences
                                                                                           are observed, however, for the elastic buckling range
                                                 1.37
                           Cv = -------------------------------------------- (EC3-REP)     (λ>1.37). It should be noted that for end panels the EC3
                                                                   Fy ⎞
                                0.7 + 0.78⎛⎝---           h -------
                                                           -            -                  Specification presents two different cases depending on
                                                         tw kvE⎠                           the boundary conditions. These cases which are shown in
                                                                                    (20)   Fig. 7 are termed as rigid end post (REP) and non-rigid
                                                                                           end post (NREP). The rigid end post (REP) is formed by
  Note that Cv factor is dependent on the plate buckling
                                                                                           providing a W-shape or two double sided stiffeners at the
coefficient, kv, which is calculated as follows:
                                                                                           end. There are special requirements for the size of the
                   5.0                                                                     stiffening elements. Basically the very end panel in
     kv = 5.0 + -------------2- (AISC-360)
                (a ⁄ h)                                                                    between these stiffeners is designed as a short beam
                                                                                           under the membrane forces produced by the web plate.
                               2
     kv = 5.34 + 4.0(h ⁄ a) for a ⁄ h ≥ 1 (EC3)                                            Cases that do not satisfy the REP criteria are designed as
                                                                                           non-rigid end post (NREP).
                               2
     kv = 4.0 + 5.34(h ⁄ a) for a ⁄ h < 1 (EC3)                                  (21)         When Eq. 20 is examined, it is evident that the decrease
                                                                                           in capacity (Vn) with the non-dimensional slenderness is
   The kv factors presented in the two specifications are                                  quadratic in the AISC-360 Specification whereas it is
similar. In the EC3 Specification a more elaborate                                         linear in the EC3 Specification. A plot of Cv as a function
treatment is presented which is dependent on whether the                                   on the non-dimensional slenderness is given in Fig. 7. As
                                             A Comparative Study of AISC-360 and EC3 Strength Limit States                             23
expected the capacities based on the EC3 Specification                        the AISC-360 Specification. Furthermore, more simplified
are significantly higher than the ones for the AISC-360                       and conservative rules are presented that are independent
Specification for λ>1.37. In addition, the REP case offers                    of the loading direction. Similarly, the EC3 Specification
slightly higher capacities as compared to the NREP case.                      presents two methods namely, the Simplified Method,
   For cases with λ>1.1, the AISC-360 Specification                           and the Directional Method. The simplified methods are
presents the following equation for Vn that takes into                        compared in this paper. The nominal strength per length
account the tension field action:                                             of a weld segment is calculated as follows:
              ⎛                 1 – Cv                  ⎞                       Rn = 0.6FEXXte (AISC-360)
  Vn = 0.6FyAw⎜Cv + ----------------------------------- ⎟           (22)
              ⎝                                                                          Fu
                    1.15 1 + (a ⁄ h) ⎠
                                                      2
                                                                                Rn = ------------
                                                                                                -te (EC3)                            (23)
                                                                                         3βw
   In Fig. 7 the two specifications were compared for the
cases where TFA is included in the calculations. The                             The maximum of the resultant of all forces at every
results are presented for stiffener spacing to web depth                      point of the weld group is considered for design purposes.
ratio (a/h) of 0.5, 1.0, 1.5, 2.0, 2.5, and 3.0. Consideration                In the EC3 Specification, the resistance is a function of
of tension field action is not permitted for a member                         the ultimate tensile strength (Fu) of the weaker part joined
when a/h>3.0. This case and the EC3-NREP case are also                        (i.e. base metal) whereas the AISC-360 Specification
presented in this figure. Analysis results reveal that the                    utilizes the electrode strength (FEXX) for this purpose. In
capacity curve for a/h=3.0 coincides with the EC3-NREP                        addition, it is required to check the base metal separately
curve. It can be concluded that the EC3 Specification                         in the AISC-360 Specification. The EC3 Specification
provides lower capacities when compared with the capacities                   utilizes a βw factor which depends on the yield strength of
calculated using TFA in the AISC-360 Specification. The                       the base metal. Typical values of βw are 0.8, 0.85, 0.9, 1.0
opposite is true for the other cases.                                         for S235 (Fy=235 MPa (34 ksi)), S275 (Fy=275 MPa (40
   It is worthwhile to note that minor differences are                        ksi)), S355 (Fy=355 MPa (51 ksi)), S420 (Fy=420 MPa
present between the two specifications for calculating                        (61 ksi)) steels, respectively.
shear strength. The shear area definitions are different. In                     The directional method presented in the AISC-360
the AISC-360 Specification, the total depth is multiplied                     Specification is based on dividing the weld group into
by the web thickness to determine the shear area. On the                      segments and summing up the strength of each segment
contrary, the area of the web and a small portion of the                      considering its orientation. For the weld groups loaded in-
flange area is utilized in the EC3 Specification. Furthermore,                plane the instantaneous center of rotation method is
the EC3 Specification presents rules for including the                        utilized. The methodology for welds loaded in-plane is
contribution of the flanges to the shear resistance. In                       rigorous and takes into account the deformability of the
addition, the plastic shear capacity can be increased by 20                   weld. On the contrary, the von Mises yield criterion is
percent according to the EC3 Specification and this                           applied using the normal and shear stresses on the
increase is determined by the rules of the National Annex.                    effective throat area in the EC3 Specification directional
                                                                              method.
9. Design of Welded Connections
                                                                              9.2. Complete joint penetration groove welds
  The American Welding Society (AWS (2004)) provisions                          The provisions provided in the two specifications for
are adopted in the AISC-360 Specification for the                             complete joint penetration groove (butt) welds are
selection of matching weld (filler) metal for a particular                    identical. According to the provisions the limit states for
base (parent) metal. In general, the ultimate strength,                       the base metal apply for these types of connections.
FEXX, of the weld metal is greater than that of the base
metal. According to the EC3 Specification, any weld                           10. Design of Bolted Connections
metal having strength properties equivalent or better than
that specified for the base metal can be utilized.                              In the United States, two types of bolt grades namely,
                                                                              A325 (Fy=634 MPa (92 ksi), Fu=830 MPa (120 ksi)) and
9.1. Fillet welds                                                             A490 (Fy=940 MPa (130 ksi), Fu=1040 MPa (150 ksi))
   Effective area for fillet welds is the effective length                    are widely used. The AISC-360 Specification adopts the
multiplied by the effective throat thickness (te) according                   provisions of the Specification for Structural Joints Using
to the two specifications. The primary difference between                     ASTM A325 or A490 Bolts (2004). The EC3 Specification
the two specifications is on how the direction of loading                     presents rules for the widely used bolt grades in Europe
is treated. In general, the strength of a weld depends on                     that are based on International Standardization Organization
the direction of loading. Transversely loaded fillet welds                    ISO-898 (1999) standard. Typical bolt grades are 4.6
are stronger compared to the longitudinally loaded fillet                     (Fy=240 MPa (35 ksi), Fu=400 MPa (58 ksi)), 5.6 (Fy=
welds. The direction of loading is taken into account in                      300 MPa (44 ksi), Fu=500 MPa (73 ksi)), 6.8 (Fy=480
24                Cem Topkaya and Serkan Şahin / International Journal of Steel Structures, 11(1), 13-27, 2011
MPa (70 ksi), Fu=600 MPa (87 ksi)), 8.8 (Fy=640 MPa                tension member provisions.
(93 ksi), Fu=800 MPa (116 ksi)), and 10.9 (Fy=900 MPa
(131 ksi), Fu=1000 MPa (145 ksi)). It is apparent that the        10.2. Bolt strength under shear
high-strength bolts A325 and 8.8 have identical strength             Shear rupture along the threaded or unthreaded portion
properties while A490 and 10.9 possess the same                   is considered as the ultimate limit state for bolts under the
strengths.                                                        action of shear forces according to both specifications. In
   According to the AISC-360 Specification provisions             the AISC-360 Specification, equations were developed
the center-to-center distance between the bolt holes              by taking into account the reduction of shear area due to
should be 2.7do (3do preferred) where do is the diameter          the threads and the effect of having long connections with
of the bolt. A value of 2.2do and 2.4do is recommended in         multiple bolts. In the EC3 Specification the net shear area
the EC3 Specification for the distance between bolts that         through the threads needs to be calculated when the
are parallel and perpendicular to the application of the          threads are in the shear plane. Furthermore, a reduction
load, respectively. The minimum edge distance is determined       factor, βLF, is proposed for long connections. The shear
based on the manufacturing process in the AISC-360                capacity for high strength bolts (A325, A490, 8.8, and
Specification. This distance should be at least 1.75do and        10.9) is calculated as follows:
1.25do for plates with sheared and rolled edges,
                                                                     Vn=0.5FuAb (AISC-360 threads excluded)
respectively. In the EC3 Specification a minimum edge
                                                                     (A325 (8.8), A490 (10.9))
distance of 1.2do is recommended irrespective of the
                                                                     Vn=βLF0.6FuAb (EC-3 threads excluded)
manufacturing process.
                                                                     (A325 (8.8), A490 (10.9))
   According to the AISC-360 Specification all A325 and
                                                                     Vn=0.4FuAb (AISC-360 threads included)
A490 bolts should be pre-tensioned unless the bolts are
                                                                     (A325 (8.8), A490 (10.9))
installed to the snug-tight condition which is permitted
                                                                     Vn=βLF0.6FuAs (EC-3 threads included) (A325 (8.8))
for the bearing-type connections and for some applications
                                                                     Vn=βLF0.5FuAs (EC-3 threads included) (A490 (10.9))
where loosening or fatigue due to vibration or load
fluctuations are not design considerations. The slip critical                  Lj – 15do
                                                                     βLF = 1 – ------------------
                                                                                                - 0.75 ≤ βLF ≤ 1                     (25)
connections can be designed based on a different criterion.                       200do
These connections are designed to prevent slip either as a
serviceability limit state or at the required strength limit          If values of βLF=0.8 and As=0.8Ab are assumed then it
state. Similarly the EC3 Specification presents design             is evident that the provisions of the two specifications are
categories for the bolted connections. Design category             identical for the threads excluded and the threads
“A” is for bearing-type connections under shear where              included (A325 (8.8)) cases. For the threads included
the aforementioned bolt types can be utilized without pre-         (A490 (10.9)) case the EC3 Specification provides lower
tension. Design categories “B” and “C” are for slip                capacity values. It is evident from Eq. 25 that the EC3
critical connections under shear, utilizing 8.8 or 10.9            specification has a more elaborate treatment that includes
bolts, and are designed for serviceability and strength            the connection length as well as the type of bolt material
limit state, respectively. Design categories “D” and “E”           used.
are for bolts under tension designed using no-pretension
and with pre-tension, respectively.                                10.3. Combined tension and shear in bearing type
                                                                   connections
10.1. Bolt strength under tension                                    There are interaction equations provided in both
  Tensile rupture along the threaded portion is considered         specifications to assess the bolt capacity under combined
as the ultimate limit state for bolts under the action of          actions. Although the main body of the AISC-360
tensile forces according to both specifications. In the            Specification presents a single expression, the commentary
AISC-360 Specification the net area of the threaded                to the AISC-360 Specification presents an additional
portion is estimated by considering 75 percent of the              expression. In the EC3 Specification, only one equation is
gross area (Ab) of the bolt. In the EC3 Specification, no          given for the assessment. In order to make a fair
specific equations or recommendations are presented and            comparison, the general form of the expressions with the
designers have to resort to manufacturers’ catalogs to             reduction and the partial safety factors are given. The
determine the net area of the bolt (As). The tensile               following expressions are utilized for the resistance of
capacity is determined as follows:                                 high strength bolts under combined actions:
  Tn=0.75FuAb (AISC-360)                                                Tu ⎞ 2 ⎛ V u ⎞ 2
                                                                     ⎛-------
                                                                     ⎝φTn-⎠ + ⎝--------
                                                                                      - ≤ 1 (AISC-360)
  Tn=0.9FuAs (EC3)                                      (24)                    φVn⎠
  According to Eq. 24 the primary difference between the
                                                                        Tu ⎞ ⎛ Vu ⎞
                                                                     ⎛-------                     T                 Vu ⎞
                                                                                      - ≤ 1.3 ⎛⎝-------u-⎞⎠ ≤ 1 ⎛⎝--------
                                                                     ⎝φTn-⎠ + ⎝--------
two specifications is the use of a 0.9 factor in the EC3                                                                 - ≤ 1 (AISC-360)
Specification. This is similar to the use of this factor in                    φVn⎠             φTn               φVn⎠
                                            A Comparative Study of AISC-360 and EC3 Strength Limit States                                        25
                                                                               R b = k 1 α d Fu d o t
            Tu ⎞ ⎛ V u ⎞
  ⎛ -------------------- + ------------- ≤ 1 (EC3)                 (26)
  ⎝ 1.4Tn ⁄ γM⎠ ⎝Vn ⁄ γM⎠                                                      in the direction of load transfer
                                                                                                    e1                               p1 1
                                                                                                        - ≤ 1 for inner bolts αd = -------
                                                                               for end bolts αd = -------                                - – --- ≤ 1
   It should be noted that the recommended values for φ                                           3do                              3do 4
and γM are 0.75 and 1.25, respectively. The first of the
AISC-360 Specification expressions is an ellipse and the                       in the direction perpendicular to load transfer
second expression is a simplification of the first one
                                                                                                      e
which consists of three straight lines. The EC3 Specification                  for edge bolts k1 = 2.8----2- – 1.7 ≤ 2.5
also adopts the straight line approach. According to the                                              do
second expression in the AISC-360 Specification the
                                                                                                       p
combined actions do not have an effect on each other if                        for inner bolts k1 = 1.4----2- – 1.7 ≤ 2.5
either Tu<0.3φTn or Vu<0.3φVn.                                                                         do                                      (29)
                                                                                In the EC3 Specification expressions, the αd factor is
10.4. High-strength bolts in slip critical connections
                                                                             used to account for hole tear-out whereas the k1 factor is
  The treatment for the limit state of slip is identical in
                                                                             used to account for excessive hole elongation. It should
both specifications. The following expressions are provided
                                                                             be noted that the upper bound on the k1 factor is 2.5. The
to calculate the slip resistance:
                                                                             AISC-360 Specification expressions favor the use of
  Rsl = µDuhscTbNs (AISC-360)                                                either 2.4 or 3.0 for this factor. The EC3 Specification
                                                                             equations are more elaborate and take into account the
  Rsl = µhscTbNs (EC3)
                                                                             reduction in bearing stresses when the bolt holes are close
  Tb = 0.7Tn                                                       (27)      to each other or are close to an edge in a direction
                                                                             perpendicular to the load application. The k1 factor is
   The values presented for each variable can change
                                                                             equal to 2.5 for cases where the distance between bolt
slightly. The slip coefficients in the AISC-360 Specification
                                                                             holes (p2) is equal to 3do or the distance between a bolt
vary between 0.35 and 0.5 while the ones in the EC3
                                                                             hole and an edge is equal to 1.5do. Therefore, if the
Specification vary between 0.2 and 0.5. The hole factor
                                                                             spacing values recommended by the AISC-360 Specification
(hsc) is equal to unity for standard holes according to both
                                                                             are used in the EC3 Specification expression, no
specifications. The only difference between the two
                                                                             reduction in the bearing stress is necessary. The reduction
specifications is the use of a Du factor which is equal to
                                                                             in bearing stress (k1) in the EC3 Specification is used to
1.13 in the AISC-360 Specification.
                                                                             forestall tensile failure of the plate in between two bolt
                                                                             holes or between a bolt hole and an edge.
10.5. Bearing strength at bolt holes
  The excessive hole elongation and the hole tear-out are
considered as the two primary limit states due to bearing                    11. Conclusions and Recommendations for
at the bolt holes. The two specifications have similar yet                       Future Work
different approaches for calculating the bearing strength.
                                                                               A comparison of fundamental limit states given in the
In the AISC-360 Specification separate rules are presented
                                                                             AISC-360 Specification and the EC3 Specification was
for cases where the deformation at the bolt hole at the
                                                                             presented. Conclusions related to each limit state were
service load is or is not a design consideration. The
                                                                             given in the relevant section and are not repeated herein
following equations are given in the AISC-360 Specification:
                                                                             for brevity. The comparisons show that both codes
  Rb = 1.2LctFu ≤ 2.4dotFu                                                   generally lead to similar capacities, though some quite
  (deformation is a design consideration)                                    substantial differences were found for slender sections
                                                                             and lateral torsional buckling resistance. Differences in
  Rb = 1.5LctFu ≤ 3.0dotFu
                                                                             capacities can be attributed to ways in which the
  (deformation is not a design consideration)                      (28)
                                                                             imperfections and post-buckling behavior are handled.
  According to Eq. 28 the excessive hole elongation (i.e.                    Readers can refer to Galambos (1988) for the basis of
upper bound equation) governs for cases where Lc>2do. If                     codified rules in the United States. Similarly, ECCS
the recommended bolt spacing of 3do is used in design                        publications No. 44 (1986), No. 119 (2006), and No. 200
then the governing limit state is the excessive hole                         (2007) provide background information on the European
elongation. For bolts close to the edge the hole tear-out                    standards for plated elements and member stability.
limit state may govern. In the EC3 Specification a more                        The authors recognize that the study is limited to a few
elaborate treatment for the bearing strength is given. The                   fundamental limit states out of a plethora of failure
following equations summarize the EC3 Specification                          modes. Future research should consider the limit states
rules for bearing strength:                                                  that are not studied in this paper. In addition, comparisons
26               Cem Topkaya and Serkan Şahin / International Journal of Steel Structures, 11(1), 13-27, 2011
of reduction factors (partial safety factors) and load              As:   net area of the bolt considering the threads
combinations are required.                                          Aw:   web area
                                                                    Cb:   Lateral torsional buckling modification factor
References                                                          Cv:   web shear coefficient
                                                                    Cw:   warping constant
AISC 360-05 (2005). Specification for Structural Steel              Du:   multiplier that reflects the ratio of the mean
  Buildings. American Institute of Steel Construction, Inc.,              installed bolt pretension to the specified
  Chicago, IL.                                                            minimum bolt pretension
AISC 341-05 (2005). Seismic Provisions for Structural Steel         E: modulus of elasticity of steel
  Buildings. American Institute of Steel Construction, Inc.,        FEXX: electrode classification number
  Chicago, IL.                                                      Fy: specified minimum yield stress of the type of
AWS D1.1/D1.1M (2004). Structural Welding Code-Steel.
                                                                          steel being used
  American Welding Society.
                                                                    Fu: specified minimum tensile strength of the type of
ECCS (1986). Behavior and Design of Steel Plated
  Structures. European Convention for Constructional                      steel being used
  Steelwork, Publication No. 44, Brussels.                          Ieff: effective moment of inertia
ECCS (2006). Rules for Member Stability in EN 1993-1-1:             Iy: moment of inertia about y-axis
  Background Documentation and Design Guidelines.                   J:    torsional constant
  European Convention for Constructional Steelwork,                 K: effective length factor
  Publication No. 119, Brussels.                                    L: length of the member
ECCS (2007). Commentary and Worked Examples to EN                   Lb: unbraced length
  1993-1-5 - Plated Structural Elements. European                   Lc: clear distance in the direction of the force,
  Convention for Constructional Steelwork, Publication                    between the edge of the hole and the edge of the
  No. 200, Brussels.                                                      adjacent hole
EN 1990 (2001). Eurocode-Basis of Structural Design.                Lj: length of bolted connection
  European Committee for Standardization, Brussels.                 Lp: limiting laterally unbraced length for the limit
EN 1993-1-1 (2003). Eurocode 3: Design of Steel Structures
                                                                          state of yielding
  - Part 1-1: General Rules and Rules for Buildings.
                                                                    Lr: limiting laterally unbraced length for the limit
  European Committee for Standardization, Brussels.
EN 1993-1-5 (2004). Eurocode 3: Design of Steel Structures                state of inelastic lateral torsional buckling
  - Part 1-5: Plated Structural Elements. European                  Mcr: elastic critical lateral torsional buckling moment
  Committee for Standardization, Brussels.                          Mn: nominal flexural strength
EN 1993-1-8 (2003). Eurocode 3: Design of Steel Structures          My: yield moment about the axis of bending
  - Part 1-8: Design of Joints. European Committee for              Mp: plastic bending moment
  Standardization, Brussels.                                        Ns: number of slip planes
EN 10025 (1994). Hot Rolled Products of Non-alloy                   Pcr: elastic critical buckling load
  Structural Steel. European Committee for Standardization,         Pn: nominal axial strength
  Brussels.                                                         Rb: nominal bearing resistance
Galambos, T.V. (1988). Guide to Stability Design Criteria           Rn: nominal strength per length of a fillet weld
  for Metal Structures, 4th Edition. John Wiley & Sons,             Rpg: bending strength reduction factor
  USA.                                                              Rsl: nominal slip resistance
Gardner, L. and Nethercot, D. A. (2005) Designers’ Guide to
                                                                    Seff: effective section modulus
  EN 1993-1-1 Eurocode 3: Design of Steel Structures.
                                                                    Sx: elastic section modulus
  Thomas Telford Publishing, London, UK.
ISO 898-1 (1999). Mechanical Properties of Fasteners                Tb: minimum fastener tension
  Made of Carbon Steel and Alloy Steel Part 1: Bolts,               Tu: required tensile strength
  screws and studs. International Standardization                   Tn: nominal tensile strength
  Organization.                                                     U: shear lag factor
RCSC (2004). Specification for Structural Joints Using              Vn: nominal shear strength
  ASTM A325 and A490 Bolts. Research Council on                     Vu: required shear strength
  Structural Connections, Chicago, IL.                              Z: plastic section modulus about the axis of bending
                                                                    a:    clear distance between transverse stiffeners
List of Symbols                                                     aw: ratio of web area to the flange area
  Ab: nominal unthreaded body area of bolt                          bc: depth of web under compression
  Ac: area in compression                                           beff: effective plate width
  Ac,eff: effective cross sectional area                            bf: flange width
  Af: area of flange                                                d:    full nominal depth of the section
  Ag: gross area of member                                          do: diameter of the bolt
  An: net area of member                                            e1: the end distance from the center of a fastener hole
                           A Comparative Study of AISC-360 and EC3 Strength Limit States                              27
     to the adjacent end of any part, measured in the         tf:      thickness of flange
     direction of load transfer                               tw:      thickness of the web
e2: the end distance from the center of a fastener hole       α:       imperfection factor
     to the adjacent end of any part, measured at right       αLT:     imperfection factor for lateral torsional buckling
     angles to the direction of load transfer                 β:       a constant used for lateral torsional buckling
g:   transverse center-to-center spacing between              βLF:     a reduction factor for bolted long connections
     fastener gage lines                                      βw:      a constant used for fillet welds
h:   web height                                               λ:       slenderness parameter
hcs: hole factor                                              λFB:     non-dimensional slenderness for flexural buckling
ho: distance between flange centroids                         λLT:     non-dimensional slenderness for lateral torsional
kc: coefficient for slender unstiffened elements                       buckling
kv: web plate buckling coefficient                            λLT,0:   non-dimensional constant for lateral torsional
p1: spacing between centers of fasteners in a line in                  buckling
     the direction of load transfer                           λpf:     limiting slenderness parameter for compact flange
p2: spacing measured perpendicular to the load                λpw:     limiting slenderness parameter for compact web
     transfer direction between adjacent lines of             λrf:     limiting slenderness parameter for non-compact
     fasteners                                                         flange
r:   governing radius of gyration                             λrw:     limiting slenderness parameter for non-compact
rts: effective radius of gyration                                      web
ry: radius of gyration about y-axis (minor axis of an         χ:       reduction factor for relevant buckling mode
     I-shaped member bent about a major axis)                 χLT:     reduction factor for lateral torsional buckling
s:   longitudinal center-to-center spacing of any             ρ:       reduction factor for effective area
     consecutive holes                                        φ:       resistance factor
t:   thickness of the connected material                      γM:      partial safety factor
te: effective throat thickness of a fillet weld               µ:       mean slip coefficient