The Prefrontal Cortex - Miller, E.K.
The Prefrontal Cortex - Miller, E.K.
TOP-DOWN Humans and other animals can do more than reflex- mon internal theme. So a key function of the neural cir-
Brain signals that convey ively react to sensory information that is immediate cuitry mediating cognitive control is to extract the goal-
knowledge derived from prior and salient. We engage in complex and extended relevant features of our experiences for use in future cir-
experience rather than sensory
behaviours geared towards often far-removed goals. To cumstances. It has been proposed that the prefrontal
stimulation.
do so, we have evolved mechanisms that can override cortex — a neocortical region that finds its greatest
or augment reflexive and habitual reactions in order to elaboration in humans — is centrally involved in this
orchestrate behaviour in accord with our intentions. process4–8.
These mechanisms are commonly referred to as ‘cogni- The prefrontal cortex (PFC) (FIG. 1) is an intercon-
tive’ in nature and their function is to control lower- nected set of neocortical areas that have a unique, but
level sensory, memory and/or motor operations for a overlapping, pattern of connectivity with virtually all
common purpose. So cognitive control is essential for sensory neocortical and motor systems and a wide
what we recognize as intelligent behaviour. range of subcortical structures9–12. This provides an
Insight into the neural mechanisms for cognitive ideal infrastructure for synthesizing the diverse range
control may come from what is arguably their most of information needed for complex behaviour. The
important feature: they are sculpted by experience. PFC also has widespread projections back to these sys-
Virtually all intended behaviours are learned and so tems that may allow it to exert a ‘TOP-DOWN’ influence on
depend on a cognitive system that can acquire the rules a wide range of brain processes9–12. Indeed, the effects
of the game — what goals are available and what means of PFC damage are most apparent when cognitive con-
can be used to achieve these goals1–4. Take, for example, trol is most needed — when the knowledge about a
dining in a restaurant. We are not born knowing that given situation must be used to select the appropriate
Center for Learning and
Memory, RIKEN-MIT this can be a rewarding experience or how to act in this goal-directed actions (BOX 1).
Neuroscience Research situation. Instead, our experiences arm us with expecta- Here I review recent neurophisiological studies in
Center, Department of Brain tions about the important sensory information deserv- monkeys that have explored the neural basis of cogni-
and Cognitive Sciences, ing our attention (for example, the wine list), typical tive control. They indicate that a major function of the
Massachusetts Institute of
Technology, Cambridge,
events, appropriate actions and expected consequences PFC is to extract information about the regularities
Massachusetts 02139, USA. (for example, paying the bill). This knowledge allows across experiences and so impart rules that can be used
e-mail: [email protected] diverse brain processes to be orchestrated along a com- to guide thought and action8,13–15.
Posterior parietal cortex Motor structures Many lateral PFC neurons reflect these learned asso-
ciations18,28,29. For example, Watanabe used a set of tasks
in which visual and auditory cues signalled, on different
Auditory cortex trials, whether reward would or would not be deliv-
ered18,28. Most lateral PFC neurons were found to reflect
8 the association between a cue and reward. A given neu-
9 46 ron might be activated by a cue, but only when it sig-
45 nalled ‘reward’. In contrast, another neuron might be
46 activated only by a cue that signalled ‘no reward’.
12 Similarly, we trained monkeys to associate, in different
blocks of trials, each of two cue objects with a SACCADE to
11 13
the right or left29, and found that the activity of 44% of
lateral PFC neurons reflected associations between
objects and the saccades they instructed (FIG. 2). Other
neurons had activity that reflected the cues or the sac-
Medial temporal structures Inferior temporal cortex
cades alone, but they were fewer in number. Fuster and
Figure 1 | Integrative anatomy of the macaque monkey colleagues30 have also shown that PFC neurons can
prefrontal cortex. Numbers refer to sub-regions within reflect learned associations between visual and auditory
prefrontal cotex as defined by Brodmann. Different PFC stimuli.
subregions have unique, but overlapping, patterns of
Striking examples of experience-dependent neural
connections with other brain regions. For example, the more
posterior and dorsal portions of the lateral PFC are more heavily plasticity come from Bichot and Schall’s studies of the
interconnected with cortical areas that emphasize processing of frontal eye fields, part of Brodmann’s area 8 that is
visuospatial and motor information. Ventral and anterior lateral important for voluntary shifts of gaze. Normally, neu-
regions are more heavily interconnected with cortical areas that rons in this area fire selectively to saccade targets appear-
emphasize information about visual form and stimulus identity. ing in certain visual field locations. However, when mon-
The ventral (orbitofrontal) PFC is more associated with
keys were trained to search for a target defined by a
subcortical structures that process ‘internal’ information such
as homeostasis. Above and beyond this regional emphasis,
particular visual attribute (for example, red), the neu-
however, there is also multimodal convergence. Many PFC rons in the frontal eye fields acquired sensitivity to that
areas receive converging inputs from at least two sensory attribute31. Bichot and Schall32 trained monkeys to search
modalities94,95 and there are ample interconnections between for a different target every day and found that neurons
different PFC areas (illustrated by the purple lines) that could not only discriminated the current target, but also dis-
bring together results from a wide range of brain processes. For tracting stimuli that had been a target on the previous
simplicity, this figure only shows a subset of PFC areas and a
subset of their connections. Areas on the medial surface are not
day, relative to stimuli that had been targets even earlier.
GOAL-DIRECTED BEHAVIOUR
Behaviour directed toward shown or discussed in this review. Monkeys were also more likely to make errors in choos-
attainment of a future state (for ing that distracting stimulus. It was as if the previous
example, obtaining a graduate day’s experience left an impression in the brain that
degree). Associations, conjunctions and rules influenced neural activity and task performance.
GOAL-DIRECTED BEHAVIOUR requires predictions about events, But monkeys and humans do more than remember
INTERNAL STATES
INTERNAL STATES and actions that are likely to achieve a goal. simple contingencies. They can discern the regularities
Brain information not directly
related to a sensory input or But to make these predictions, we need to form associa- across them to extract general principles or rules. This is
motor output; for example, tions between their internal representations16. A neural reflected in PFC activity as well. White and Wise21 found
homeostatic information such as ensemble of a task, then, might be composed of neurons that the activity of up to half of PFC neurons depended
hunger, thirst or other
motivational influences.
whose activity reflects learned associative relationships on whether the monkey was guiding its behaviour by a
between these goal-relevant elements, that is, the TASK CON- spatial rule (a cue’s location indicated where the target
TASK CONTINGENCIES TINGENCIES (BOX 2). Prefrontal neurons do have this proper- would appear) or an associative rule (the identity of the
The logical structure of a given ty — they show conjunctive tuning for learned associa- cue indicated the target’s location). Hoshi et al.33 found
task (for example, if the light is
tions between cues, voluntary actions and rewards. that many PFC neurons were modulated by which rule
green, cross the street).
Prefrontal neurons even show tuning for complex, (matching shape or location) the monkey was currently
LIMBIC STRUCTURES behaviour-guiding rules. So they may help form neuron using. We have also observed lateral prefrontal neurons
A collection of subcortical ensembles that represent the regularities across experi- with rule-dependent activity (BOX 3)34,35. These neurons
structures important for ences that describe the principles needed to achieve a par- could correspond to the ‘rule-coding’ units in the mod-
processing memory and
emotional information.
ticular goal in a particular situation. els of Dehaene and Changeux13,36.
Prominent structures include For example, the lateral PFC is directly interconnect- So PFC neurons convey information about the for-
the hippocampus and amygdala. ed with higher-order sensory and motor cortex, and mal demands of tasks, a possible foundation for the
indirectly connected (through the ventromedial PFC) complex forms of behaviour of primates. The mecha-
MULTIMODAL RESPONSES
Neural activity elicited by more with LIMBIC STRUCTURES that process ‘internal’ information nisms that guide the formation of these representations
than one sensory modality. such as reward9–12. The neural activity in the lateral PFC are discussed in the next section.
reflects this — many of its neurons show MULTIMODAL
SACCADE 17–22
A rapid, ballistic eye movement
RESPONSES . Furthermore, the lateral PFC is critical for Reward signals and rule representations
from one point of gaze to normal learning of arbitrary associations between sen- If PFC neural ensembles reflect goal-relevant informa-
another. sory cues, rewards and voluntary actions23–27. tion, their construction is probably guided by reward.
30 800
30
25 700 ent sequence. In addition, the PFC is required to acti-
25
Selectivity index
20 20 600
lobe66,80. The PFC could retain links to stored represen-
15
15 500 tations that allow it to bring visual memories and other
10
10 400 task knowledge ‘online’ when needed.
5
Indeed, the PFC does not work alone. It is inter-
5 0 300
connected with other structures that make unique
0 –5 200
250 500 750 1000 1250 1500 0 5 10 15 20 25 30
contributions to cognition. For example, the hippo-
Time Trial number campus seems to bind stimuli into long-term memo-
Figure 3 | Change in latency of response-related activity with learning. a | The average ries of specific episodes81: it has neurons that show
degree of saccade-direction selective activity for 64 lateral PFC neurons is shown in this surface conjunctive tuning for the co-occurrence of sensory
plot. Directional selectivity appeared earlier (further to the left) with increasing trial number. Each features82 (see Eichenbaum, this issue). In contrast, I
individual box represents the average selectivity index for 25 ms of one trial. The trials are aligned suggest that the PFC represents not specific episodes
on the initiation of the saccadic eye movement and include the cue and delay intervals. The black
bar in the lower right corner illustrates the average standard error of the mean for all the data
but the regularities across them that describe task
points. b | The time at which half of the maximal selectivity was reached within each trial is plotted rules. Furthermore, the PFC engenders flexibility.
along with the fitting sigmoid function. Note that the largest change in latency occurred for trials Unlike the hippocampus, which seems to consolidate
5–15, which is exactly when the monkeys were learning the associations. (Adapted from REF. 29.) ‘permanent’ connections in the neocortex, the PFC
150
Cue Delay response based on them. Here, I have extended and
modified this idea to include not just recent sensory
125 inputs, but also task contingencies and rules. Such infor-
Novel objects with newly
100 learned associations mation must be maintained until the goal at hand is
achieved. Maintenance of information is also critical
Activity index
75
Familiar objects with because learning rules typically involves forming associ-
well-learned associations
50 ations between disparate events separated in time.
25
Fuster30,86 has emphasized the importance of the PFC in
temporal integration and this idea is central to the
0 model I have proposed here. Petrides and Owen have
–25 explored the role of the PFC in the monitoring and
0 0.5 1.0 1.5 manipulation of information held ‘in mind’, an impor-
Time (s) tant cognitive faculty87,88. The ability of the PFC to flexi-
bly form associations in accord with a current goal may
Figure 4 | Stimulus familiarity and prefrontal neurons. Plot
be the neural implementation of this capacity.
of the normalized activity of 254 prefrontal neurons in trials in
which unusual objects were used (red) versus trials that used PFC organization could provide important clues to
highly familiar objects (blue). Activity was normalized by PFC function. One possibility is that different PFC
expressing it as a percentage change over average baseline regions conduct qualitatively different operations87–89.
firing rate during the inter-trial interval (not pictured). The Other possibilities include organization on the basis of
shaded area represents the time of cue presentation. The bin stimulus dimension90. These schemes are not mutually
width was 10 ms.
exclusive. The model proposed here does not address
this issue directly, but it does make related claims. I have
dynamically selects among existing pathways. The suggested that the PFC is involved in representing
BASAL GANGLIA and CEREBELLUM are important structures acquired relationships between various pieces of infor-
for automating behavioural and cognitive routines, mation, a function essential for intelligent behaviour.
particularly their timing7,83,84. Mechanisms that deter- This allows for the possibility of a relative regional
mine when to exert control are also critical and this emphasis of certain stimulus domains or processes, but
may depend on the ANTERIOR CINGULATE CORTEX85. it also indicates that disparate information cannot be
divided into separate PFC modules. Also, the functions I
Conclusions have ascribed to the PFC indicate that learning will be
One of the brain’s great mysteries is cognitive control. important in the formation of its representations, and
How does the brain produce behaviour that seems hence in its organization.
organized and wilful? Here, I have reviewed evidence In conclusion, I intended to convey here a general
BASAL GANGLIA
that cognitive control stems from patterns of activity in view of the type of mechanisms that might underlie the
A collection of interconnected
subcortical structures
the PFC that represent goals and the means to achieve role of the PFC in cognitive control. Virtually all com-
reciprocally connected to the them. Bias signals are provided to other brain structures plex behaviour involves constructing relationships
prefrontal cortex. that can flexibly guide the flow of activity along task-rel- between diverse, arbitrary pieces of information that
evant neural pathways, so establishing appropriate have no intrinsic connection. Insight into the role of the
CEREBELLUM
mappings between inputs, internal states and outputs PFC in cognition can surely be gained from a better
A structure overlying the pons
that is important for needed to perform a given task. understanding of this process.
sensorimotor coordination. This account of PFC function complements other
theories. Goldman-Rakic and colleagues have empha-
ANTERIOR CINGULATE CORTEX
sized the role of the PFC in holding sensory informa- Links
A structure lying close to, and
connected with, the prefrontal
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