An Adaptive ABMfor Observing Smoking Cessation Patterns
An Adaptive ABMfor Observing Smoking Cessation Patterns
Abstract
Background: The complex effect of multiple influencing factors in the idiosyncrasies of how
people frame a purpose, and the decisions and actions they carry out to reach a goal have a
strong impact on repeated-occurrence behaviors, such as smoking cessation, where the perceived
impact of individual health preferences, and societal factors on modifiable behaviors to identify
changes. Methods: We gathered and encoded information about patient beliefs, preferences, and
societal factors as simple rules to roughly represent patient behaviors. Through ABM simulations
we looked at idiosyncratic patterns stemming from the complex effect of multiple influencing
decline in smoking men highlight the complex effect of multiple influencing factors in the
idiosyncrasies of how people frame a purpose, and the decisions and actions they carry out to
reach a goal. Unintentional patterns of segregation underline the impact surrounding neighbors’
have on an agent’s behavior, blurring the line between individual motivation and collective
influence, leading agents to align with the surrounding majority. Conclusions: ABMs provide
insights on the impact multi-factorial, dynamic individual behaviors, and societal factors have on
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1 Introduction
Simulation identifies and models behavior patterns in terms of factors, decisions and
actions that serve a purpose and fulfill a goal. Simulation requires understanding the purpose that
assumptions, and generalizations required during the modeling process to produce an accurate,
yet general representation of a behavior [1]. Individual preferences and external factors are
closely linked to decisions and actions. The complex effect of multiple influencing factors is
reflected in the idiosyncrasies of how people frame a purpose, and the decisions and actions they
carry out to fulfill it and reach a goal. Whether consciously or not, people are influenced by
These factors, called determinants of health (DOH) are generally classified into 5
domains: Individual, Social, Environmental, Genetics and Biology, and Medical Care; and to a
large extent, have a considerable impact on health [2–4]. Smoking falls into the individual
behavior category of DOH. It is well-documented that smoking has a strong negative impact on
health [5] and behaviors to thwart it are strongly encouraged by healthcare policies and
interventions [6]. Smoking is strongly influenced by individual preferences and societal factors,
and therefore impacted by decisions and actions believed to be aligned with a personal purpose
and goals.Agent-Based Models (ABMs) are composed of independent, autonomous agents with
their own unique characteristics and evolving behaviors within social and physical environments.
Individual behavior is driven by each agent’s own characteristics, preferences, beliefs, actions
and decisions, and its ability to adapt/react to stimuli. ABMs are a non-linear alternative to
Simulation of these characteristics, preferences, and behaviors over time produces emergent
Our current research focuses on a methodology to implement ABMs to assess the impact
of individual health preferences on behavior patterns over a time continuum - with smoking
cessation being a specific example. Given the dynamics of health behaviors, it is important to
emphasize the need to observe the variability of such behaviors over a time continuum, and not
only at predefined time points that may miss meaningful variations [7]. Therefore, change over
time must be seen as a process with dynamic changes reflecting gains and loses [8].
2 Background
ABMs describe a system in terms of individuals, and their behavior. Individuals within
ABMs are unique, autonomous entities that locally interact with each other and their
environment. By being unique, individuals differ from each other in terms of properties or
attributes. While we may observe trends in both attributes and behaviors, their distinctive
characteristics and behaviors provide a rich, varied representation that allows for both general
trends and individual, more specific features in a model. This approach resembles the real world
in that not everybody is equal, and such variations should be considered when modeling. By
being autonomous, individuals behave independently of each other pursuing their own
objectives. Individuals do not interact with everybody in the system, but rather with their
neighbors within e.g., a geographic space or a network. Local interaction, however, does not
preclude the disseminating impact such local actions and behaviors may have over the whole
system. Consequences of local interactions may initially manifest as local foci eventually
Individuals strive to survive, reproduce, reach goals, etc. based on their individual
characteristics, beliefs, preferences, and actions. Through adaptation, individuals adjust their
behavior to their current state of themselves, the environment, and other individuals to improve
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the chances of reaching such goals. Therefore, as each individual adapts, so does everybody else
in the system, resulting in emerging system dynamics arising from how individuals interact with,
and respond to each other and their environment. It is this ‘local impacts whole system’ multi-
level interactions that makes ABMs suitable to answering questions about how a system’s
behavior emerges from, and is tightly linked to its individual components [9].
The ability of ABMs to model complex, emerging dynamics requires strategies for
designing and implementing models that reflect behaviors and processes we believe to be
important. These strategies should allow for relative ease of parametrization, validation, and
analysis of all those elements believed to be representative of the model at hand. Determining
what and how to include and exclude from the model requires iterative formulation and analysis
of such parameters. Given that a model starts from often simplified observational and
experimental assumptions upon which we build, we need to iterate through the modeling,
validation, and analysis cycle to assert the validity of those assumptions. We further discuss this
In traditional models of care, both patients and clinicians presume clinician preeminence
in decision-making, and patients tend to defer to the judgment of the clinician. Even when
health-related interventions often falls upon them, with little support and guidance outside the
clinical setting. Agreement and compliance are strongly influenced by a patient’s individual
preferences.
treatment options, or health states [10]. Patient preferences have a direct impact on
health. As health practitioners explain the benefits of a recommendation, patient preferences and
beliefs influence their perception of the positive value such recommendation may have in their
life. This perception will impact both their decision to accept the proposed intervention and
behaviors [11] as the perceived beneficial value may fluctuate over the duration of the
benefits.
Understanding the role of individual preferences is vital as patients are more empowered
to actively participate in managing their health and take ownership of their health-related
decisions.
health states that require changes in behaviors and routines. It becomes imperative that patients
understand the benefits of an intervention to fully invest their efforts. It is equally important that
they receive the necessary help and support for the duration of the intervention to counteract
negative, more ingrained behaviors, and external factors, e.g., social pressure that could wane
individual preferences, directly impact our physical and mental health, and overall well-being.
Positive changes to individual behavior can reduce the risk of developing a disease, and many
death in the United States [5]. Smoking is an example of a modifiable individual behavior that if
left unaltered can lead to harmful outcomes. Smoking behaviors depend on many individual and
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societal factors, e.g., perceived benefits/harms, stress coping, self-image, peer-pressure. Smoking
cessation requires concerted, multi-level interventions addressing these individual and external,
societal factors. Initial smoking cessation recommendations would be more effective if they
address individual preferences, behaviors, and societal factors, and provide motivational and
3 Methods
Our modeling approach, based on the modeling cycle described by Railsback [9] and
assembling hypotheses for key attributes and behaviors; c) choosing an ppropriate variables,
The modeling process starts with the problem formulation (Fig. 1a), i.e., a question that
guides us through the modelling process, allowing us to filter out spurious information. In the
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What individual and environmental factors influence a person’s resolve to stop smoking?
To answer this question, we identified relevant factors that impact and define behaviors,
as well as potential interdependencies among these factors. Known patterns are incorporated at
this stage (Fig. 1b). Approaching this hypothesis generation step in a simple manner allows for a
gradual, sounder understanding of the task at hand. Having a conceptually simple model
facilitates validation of the initial question and hypothesis. It might be necessary to cycle back
and review the initial question and hypothesis but having a conceptually simple model eases the
iterative refining process. We performed a literature review and identified several potential
factors influencing smoking cessation efforts [7–12]. Influencing factors stratified by gender
include desire to stop smoking; perception of health benefits resulting from smoking cessation;
susceptibility to (societal) peer pressure by neighbor agents; likelihood of relapse. They are
Once satisfied with our assumptions, we defined the structure of the model in terms of
states, entities, state variables, parameters and processes required to implement and simulate the
agent’s behavior and their environment (Fig. 1c). Our initial population is determined by size of
the environment, and consists of over 22,000 agents, all smokers. Agents are heterogeneous,
each with static (e.g., gender) and dynamic characteristics and preferences (e.g., satisfaction,
smoking status), all located within an environment (a discrete, homogeneous grid). Initial
b) attractiveness of health: a global variable initially set the same to all agents. During
cessation. It is a global variable initially set to 1 for all agents. During simulations, it
adapts to reflect the agent’s attitude toward their individual perception of health, and
satisfaction, it is used to trigger a change in smoking status. If the social pressure from
surrounding neighbor agents exceeds their satisfaction, the agent will switch their
e) smoking status: one of smoking, non-smoking. Initially all agents are smokers.
In the implementation phase (Fig. 1d), we translated the description of the model into
agents with properties, attributes and behaviors, environment variables, and model dynamics
The dynamics of the smoking cessation model reflect knowledge gathered from literature
review and encoded in the three rules presented above. Gender is a strong component in all the
rules, with social pressure limited to same-gender neighbors (rule i). Susceptibility to peer
pressure by surrounding neighbor agents (rule ii) and likelihood of relapse (rule iii) are
determined by a weighted function of same-gender, non- and smoking neighbors, with women
having a stronger weight assigned to reflect their higher susceptibility to peer pressure.
With the model definition completed, we were ready to execute, and analyze both the
model, and our initial assumptions (Fig. 1e). We modeled this analysis activity in three phases
(see Fig. 2): a) in the initialization phase, we defined the agent’s preferences and attributes, e.g.,
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gender, smoking status, perception of value of healthy behavior, satisfaction with current
smoking status; b) in simulation phase, each agent interacted with surrounding neighbor agents
and; c) internal attribute values were recalculated in response to internal, adjusted beliefs and
preferences, and peer pressure. During simulation agents’ behavior changed and adapted to new
Fig. 2 Schematic view of modeling process. a) Initial setup of agent preferences, attributes, and
environment; b) Start simulation. Agents gather information of other agents and the
environment; c) Dynamic interactions change internal beliefs and preferences while agents
adapt; d) System reaches equilibrium as agents adapt, and emerging patterns of behavior arise
into the dynamics of the system as a whole, and the idiosyncratic behaviors that arose in
response to agents’ internal, other agents, and environment influences (Fig. 1f). Emergence
resulted from a multi-level approach where agents dynamically adapted to cope with changes
within themselves; and as they changed, their influence on other agents also changed, requiring
them to adjust. As agents exist within an environment, they are exposed to environment and
societal (from neighbor agents) factors to which they need to adapt. In the following section we
present results of our smoking cessation case study and discuss findings.
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4.1 Results
An initial population of about 22,000 smokers was split into 50-50 male/female. 810
Simulations using NetLogo [14] were run until the model reached equilibrium at about 2,000
iterations. For each combination of initial parameters (shown in Error! Reference source not
In Fig. 3, we present results from 810 stochastic simulations reflecting the dynamics of
agents interacting and adapting their behaviors, beliefs and preferences in response to exerting
influence from surrounding neighbor agents. For each simulation, 10 runs were performed, and
Dynamics observed in Fig. 3 show final smoker/non-smoker ratios between genders are
similar with overall trends showing a percentage of the population of about half successfully
stopped smoking. If we think in terms of only beginning-end points, though important, this
finding may be considered unremarkable, in that it does not show significant differences between
genders. However, the purpose of the current research is to turn our attention to the
smoking/non-smoking fluctuations of women during the simulations and the slower, if more
steady decline in smoking men, and appreciate the cyclical pattern of marked fluctuations
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observed in women. These fluctuations provide opportunities for timely interventions to sustain
Fig. 3 Smoking cessation patterns over time. 810 stochastic simulations reflecting the dynamics
of agents interacting and adapting their behaviors, beliefs, and preferences in response to
exerting influence from neighbor agents. 10 runs were performed, and results averaged for each
combination of Attractiveness and Threshold values. Overall trends show similar smoking
cessation rates. However, gender-based behavioral differences are evident in the cyclical pattern
of marked smoking/non-smoking fluctuations observed in women (light blue), and the slower,
literature and encoded as simple rules, show their impact on the dynamics of the system, namely
women are more likely to quit (rule ii), and more likely to relapse (rule iii) given that they are
more susceptible to social pressure (rule i). These rules highlight the complex effect of multiple
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influencing factors in the idiosyncrasies of how people frame a purpose, and the decisions and
actions they carry out to fulfill it and reach a goal. This is particularly true in repeated-
occurrence behaviors where the perceived benefit may wane in response to difficulties or
setbacks.
Fig. 4 shows the distribution of agents within the environment after a simulation. It is
an impact on an agent’s behavior, blurring the line between individual motivation and collective
influence, leading agents to align with the surrounding majority. This aggregate segregation
reflects the emerging boundaries that create such clusters of local majorities of smokers or non-
smokers. Even though the results are aggregate, the decisions and behaviors leading to these
patterns are individual. A smoker who ceases to smoke and a non-smoker who relapses are
reacting individually to their individual beliefs and motivations, but also to an environment
consisting of other agents who behave in a similar manner. It is also possible to observe that
clusters of smokers and non-smokers mix and co-exist, but there is no single smoker or non-
smoker completely surrounded by neighbors with the opposite smoking status, reflecting a tacit
need for acceptance and sense of belonging, reinforcing the unintended segregation.
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Fig. 4 Distribution of agents within the environment after a simulation. It is possible to observe
clusters of agents with same smoking status. Smokers tend to gather with other smokers, and
4.2 Discussion
Traditional models of care tend to assign the role of decision-maker to the clinician
providing care, and the patient as the compliant recipient of treatments and recommendations.
For these recommendations and treatments to have the intended impact, it is important to include
patient preferences and beliefs in the decision-making process – as this would potentially
We modeled the impact of preferences and beliefs as factors influencing agents’ behavior
towards a desired health outcome: smoking cessation. Straightforward rules and procedures
behaviors (smoking cessation) and exerting influences (social pressure) in a simple manner to
smoking/non-smoking dynamics of women during the simulations and the slower, steadier
behaviors that require a sustained effort to overcome potential hurdles to reach the desired goal.
smoking cessation efforts to mitigate the chances of a relapse and increase the long-term success
of the desired outcome. For example, women may require more frequent follow-up interventions
and support to offset their susceptibility to social pressure and increased likelihood of relapse.
Our approach focuses on change over a time continuum as a process with dynamic changes
reflecting gains and loses [8], and not only at predefined time points that may miss the observed
meaningful variations.
Our results also show unintentional patterns of segregation arising from neighbors’
behaviors and interactions that to certain extent blur the line between individual motivation and
collective influence leading agents to align with the surrounding majority. This aggregate
segregation reflects the emerging boundaries that create such clusters of local majorities of
smokers or non-smokers. Even though the results are aggregate, the decisions and behaviors
leading to these patterns are individual. These clusters of local majorities of smokers or non-
smokers highlight the impact social pressure may exert on individuals that do not conform with
the surroundings, and their tacit need for acceptance and sense of belonging, reinforcing the
unintended segregation.
Results confirm how decisions and actions are strongly influenced by individual
preferences, beliefs, and societal factors. Understanding the role of individual preferences is vital
as patients become more empowered and actively participate in their health-related decisions.
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Smoking cessation recommendations that address individual preferences and behaviors, and
societal factors are more likely to succeed. It is equally important that patients receive the
necessary help and support for the duration of the intervention to counteract negative, more
ingrained behaviors, and external factors that could wane their compliance and derail a
successful outcome.
ABMs provide the means of formulating questions, assembling hypotheses, and building
models based on simple rules to discover emerging patterns of dynamic idiosyncratic behavior in
preserving general trends. This diversity results in a population of unique individuals, each with
their own specific attributes, preferences, behaviors, and nuances, therefore reflecting to some
Results presented herein provide valuable insights for the timing of potential post-
Although exploratory, these results are suggestive of patterns of idiosyncratic behavior that could
health outcomes.
We have explored the impact that DOH, e.g., individual preferences and beliefs, and
that preferences, beliefs and societal factors impact such behaviors and may support or hinder
behavioral changes aimed at improving health. Smoking, as well as other determinants of health,
is a modifiable behavior that if left unaltered can lead to harmful outcomes. Hence, it is desirable
that smoking cessation recommendations not only consider individual preferences and behaviors,
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and societal factors, but also provide opportune educational and motivational interventions to
Our study has potential limitations inherent to the nature of agent-based models. Quite
often, models can be considered either too trivial or too complex. Therefore, it is important to
find a level of complexity that reflects trends of behavior and not every single observed nuance.
At times, results from ABMs may seem obvious in that they confirm initial assumptions – as it is
the case of the three simple initial rules embedded in the model. However, during simulations, as
models evolve, adaptive patterns may surface providing valuable insights on the aggregate
dynamics of individuals as parts of the system – as could be observed in the women’s fluctuating
cessation/relapse patterns, as well as in the unintended patterns of segregation that create clusters
highlight the impact social pressure may exert on individuals that do not conform to their
surroundings, and the need of individuals for acceptance and a sense of belonging.
Despite these apparent limitations, ABM has the potential to facilitate and improve
research on the impact of emerging behavioral patterns as it is the case with determinants of
As we continue our research on the impact of determinants of health, we will expand the
current model to include timely interventions to reinforce positive behavior and mitigate the
likelihood of relapse. We will also gather and incorporate real-world demographic data to
populate our model. Additionally, we will expand our modeling efforts to incorporate work on
frailty [17], exercise [18,19], and other determinants of health, into more intricate models
following the modeling cycle [9] presented herein with the purpose of creating more accurate
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