SMC GLOBAL SECURITIES LTD.

Central KYC Registry | Know Your Customer(KYC) Application | Individual

Application Details
Application Number 50158646
Unique Client Code ENL9439
DP Client ID 1201910105783411

Branch/Associate Group HO

INDEX - Equity
S.N
Name of the Document Brief Significance of the Document Page No.
O.

MANDATORY FORM AS PRESCRIBED BY SEBI & EXCHANGES

A. KYC form - Document captures basic information about


the constituents
1. Account Opening Form
B. Document captures the additional information about the

constituent relevant to trading account.

2. Nomination Form Nomination form for DEMAT and Trading Account. 

Document detailing the demat fee schedule & rate/amount of

3. Tariff sheet brokerage and other charges levied on the client for trading 
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DEMAT ACCOUNT OPENING FORM AND VOLUNTARY FORM AS PROVIDED BY THE STOCK BROKER

A. Demat Account opening Form – Document captures the


basic and additional information about the constituent(s).
Demat Account Opening Form
4.
(CDSL/NSDL)
B. Terms & Conditions cum registration / modification form

for receiving SMS alerts from CDSL.

Authorisation by constituent to stock broker for maintaining

5. Running A/c Authorisation 
fund and securities on running account basis.

6. Sanction of trading limit Sanction of trading limit on the security of collaterals 

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Authority letter  $XWKRUL]DWLRQWRGHELW'HPDW$FFRXQWFKDUJHV
 

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Authority Letter to Send Documents Authorisation to send Contract Note, Statement of funds &
 
Electronically Securities, Client registration documents etc. electronically.

Facility to Client allowing leverage for intra-day trading on

 Intraday / High Multiplier Facility 
available margin/security/collateral

 Consent for MTF Client consent for availing Margin Trading facility (MTF) 

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 1 of 30
 Mutual Fund Service System Terms & Conditions for availing Mutual Fund services of BSE
 
Facility STAR / NSE MFSS facility.

Details of terms & conditions for the Investor / Client for using
 BSE STAR MF / MFSS facility 
New BSE STAR MF / MFSS facility

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 2 of 30
 Name of Stock Broker/Trading Member/Clearing Member:
EXCHANGE/DEPOSITORY MEMBERSHIP ID SEBI REGISTRATION NUMBER

NSE 07714 INZ000199438

BSE 470 INZ000199438

MSEI 1002 INZ000199438

NCDEX 00021 INZ000199438

MCX 10515 INZ000199438

ICEX 1010 INZ000199438

CDSL & NSDL 19101, 19103, 270001 IN-DP-130-2015

MUTUAL FUND 29345 NA

Registered Office Address

11/6B, Shanti Chamber, Pusa Road, New Delhi-110005.
Phone : +91 11 30111000,
Email ID: [email protected]

Corporate Office
11/6B, Shanti Chamber, Pusa Road, New Delhi-110005.
Phone : +91 11 30111000,
Email ID: [email protected]

Compliance Officer Details :

Name: Mr. Ashok Kumar Aggarwal
Phone: +91 1130111000
Email ID: [email protected]

CEO Details :
Name: Mr. Ajay Garg
Phone : +91 1130111000
Email ID : [email protected]

For any grievance/dispute please contact SMC GLOBAL SECURITIES LTD.(SMC) at the above address or mail at:-
[email protected] and call us at our phone no. +91 1130111444 & +91 1800110909.
In case you are not satisfied with the response, please contact the concerned Exchange(s)/Depository(ies):

Exchange Name E-mail ID Phone No.

National Stock Exchange of India Ltd. [email protected] 1800-266-0058

Bombay Stock Exchange Ltd. [email protected] 022-22728517

Metropolitan Stock Exchange of India Ltd. [email protected] 022–61129000 Ext. 9028

National Commodity & Derivatives Exchange Ltd. [email protected] 022-66406084

Multi Commodity Exchange of India Ltd. [email protected] 022-67318888/022-66494000

India Commodity Exchange Ltd. [email protected] 022–40381456

CDSL [email protected] 1800-200-5533

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 3 of 30
 NDSL [email protected] 1800-222-080

You can also lodge your grievances with SEBI at http:// scores.gov.in For any queries, feedback or assistance, please
contact SEBI office or toll free Helpline at 1800-22-7575 / 1800-266-7575

Filing of complaints on SCORES – Easy & quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, Email ID
c. Benefits: Effective communicationSpeedy redressal of the
grievances
SCORES website: https://scores.gov.in/scores/Welcome.html

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 4 of 30
 60&*OREDO6HFXULWLHV/LPLWHG

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1. Personal Details Lat:28.68515, Long:77.288582

Name* VISHAKHA AGGARWAL

Maiden Name (If any*)

Father/Spouse Name* Rajeev Kumar Aggarwal

Mother Name* Shalu Aggarwal

Date of Birth* 25/01/2003

Gender* FEMALE

Marital Status* UnMarried Sign Here

Citizenship* Indian 05-11-2022 18:58:49

Residential Status* Individual

Occupation Type* Student
Country of
Jurisdiction of
Residence*

Place/City of Birth*

FATCA & CRS Declaration – Individuals

Are you the TAX Resident of any country other than India 1R


If yes please fill the following:

#Country %Tax Identification Number Identification Type

127$33/,&$%/( 127$33/,&$%/( NOT APPLICABLE

NOT APPLICABLE NOT APPLICABLE NOT APPLICABLE

Foreign Address 1

Foreign Address 2

Foreign Address 3

Foreign City Foreign State

Foreign Country Foreign Pin

2. Proof of Identity
PAN* 
EGUPA3134H
AADHAAR*

3. Proof of Address
Address Type* RESIDENTIAL/BUSINESS

Proof of Address* 
Aadhar Card(Front)
Correspondence Address

Address Line 1* 1/5329,

 Street No-14, Balbir Nagar Ext. Shahdara

Address Line 2 

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 5 of 30
Address Line 3 

City/Town/Village* District*
DELHI DELHI
State* Country*
DELHI
PIN Code*
110032

Permanent Address

Address Line 1* 1/5329, Street No-14, Balbir Nagar Ext. Shahdara

Address Line 2

Address Line 3

City/Town/Village* DELHI District* DELHI

State*
DELHI Country*
India

110032
PIN Code*

4. Contact Details
Tel.(Off.) Tel.(Res.)

Mobile No.* 7840075987 Fax

Email ID* [email protected]

5. Details of Related Person

Name NA

Related Person Type NA

PAN NA

6. Applicant Declaration
*I hereby declare that the details furnished above are true and correct to the best
of my knowledge and belief and I undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting. I am aware that I may be held liable for it.
Sign Here
*I hereby consent to receiving information from Central KYC Registry through
SMS/Email on the above registered number/email address.

Date: 05/11/2022 Place: DELHI

7. Attestation/For Office use only

Document Received Verified Copies

In-person verification (IPV), Documents verified with original & Client

Intermediary/Institution Details
interviewed by

Employee / AP name HO
SMC Global
Name
Securities Ltd. Employee / AP HO 6DOHV
Designation
ID

Signature
CKYC Institution Code IN1100
Date 05/11/2022

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 6 of 30
 8. Bank Account Details
Primary Bank Details (For DP and Trading) *This bank detail is verified by penny drop.

Bank Name 
HDFC BANK

Account No. 50100453303217

 Branch ROHTASH
 NAGAR GROUND FLOOR 1

UPI ID

IFSC HDFC0004414 MICR Code 110240482

Address ROHTASH NAGAR GROUND FLOOR 1 1

Account Type Saving Pay-Out Option NEFT

9. Depository Account Details

I/We already have Demat A/c

Depository Name SMC GLOBAL SECURITIES LTD~IN30

DP ID 1201910105783411 BO ID

Name of Depository
Participant VISHAKHA AGGARWAL

Demat Account Proof

Submitted

10. Trading Preference

Please sign in the relevant boxes where you wish to trade.
Segment
Exchange
Currency
Cash Market F&O Mutual Fund Commodity
Derivatives

NSE
YES YES YES YES YES

BSE
YES YES YES YES YES

MCX YES

NCDEX YES

06(,

*If you wish to trade in derivatives (F&O/Currency/Commodity) segments,

submit proof of financial details(Mandatory)

11. FACILITIES
SMS and E-mail alerts from Exchanges/Depository BOTH

Whether you wish to receive Contract Note & Standard documents in physical or
ELECTRONIC
electronic mode

*Standard Documents Rights & Obligations, Risk Disclosure Document, Guidance Note and Policies & Procedures

I/We wish to avail facility of internet trading / wireless technology YES

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 7 of 30
 12. Trading History
Trading Experience / Number of Years of Investment 1
Stock Profile NIL

If you are dealing with any other stock broker, please provide following detail

Name of the stock broker Not Applicable

Name of AP (If any) Not Applicable

Details of disputes / dues pending from / to such stock broker / AP

Not Applicable
(In case dealing with multiple stock brokers, please provide details of all.)

Client Code(UCC) NA Exchange NA

Past Actions
Details of any action / proceedings initiated / pending / taken by SEBI / Stock Exchange / any
NOT APPLICABLE
other authority against the applicant / constituent or its SDUWQHUV / promoters / whole time
directors / authorised persons in charge of dealing in securities during last 3 years.

13. Income, Education & Others Details

Gross Annual Income Detail Below 5 Lakh
Net-worth 10000 As on(date) 04/11/2022
Occupation Student

Educational Details High School

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SDUWLFLSDQWWUDGHUDUELWUDJHU 

Client Category for Commodity Derivatives

2WKHU Ln case of any changes in category, inform us
immediately in writing.

Politically Exposed Person/Related to a Politically Exposed

NO
Person

Is the entity involved providing any of the following services

- For Foreign Exchange / Money Changer Services NO

- Gaming / Gambling / Lottery Services (e.g. casinos,

NO
betting syndicates)

- Money Lending / Pawning NO

14. DETAIL OF INTRODUCER

Name

Registration No. or
Code

PAN Phone

Address

ACKNOWLEDGEMENT
I/We hereby acknowledge to have received / will receive from SMC Global Securities Limited, (the Member) copy of an

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 8 of 30
account opening book, for my/our record, containing –
1. Risk Disclosure Document.
2. Rights and Obligations of Members, Authorized Persons and Clients as prescribed by SEBI and Commodity
Exchanges including Terms and Conditions as to Internet & Wireless Technology Based Trading Facility Provided by
Member to the Client.
3. Guidance Note - Do's and Don'ts for the clients.
4. Policies and Procedures.
5. Policies and procedures of the stock broker related to Margin Trading Facility (MTF).
6. Rights and Obligations of beneficial owner and Depository Participant as prescribed by SEBI and Depositories.
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I/We have fully understood each one of the above and filled the forms as per instructions contained therein. All of my/our
queries have been satisfactorily clarified. I/We will be provided photo/scan copies of account opening documents signed by
me/us after scrutiny and acceptance by the Member's office.

First Holder

Signature

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 9 of 30
 15. Demat Account Opening - NSDL
I/ We request to open a Depository Account in my / our name as per the following details. Date : 05/11/2022
15a. Type of Account
Status Individual Sub-status Individual Resident

15b. Account Holder Details

Name of sole/1st Holder VISHAKHA AGGARWAL

UID PAN EGUPA3134H

Name of 2nd Holder NOT APPLICABLE

UID NOT APPLICABLE PAN NOT APPLICABLE

Name of 3rd Holder NOT APPLICABLE

UID NOT APPLICABLE PAN NOT APPLICABLE

Nationality ,1',$1

15c. NSDL - Details of Guardian (In case the account holder is minor)
Name of Guardian (Mr./Mrs./Ms.) NOT APPLICABLE

Relationship NOT APPLICABLE PAN NOT APPLICABLE

15d. NSDL - Additional Detail

I/We authorise you to receive credits automatically into my / our account YES

Account to be operated through Power of Attorney (POA) YES

I/We request you to send Electronic Transaction-Cum-Holding Statement through

YES
E-mail

SMS Alert Facility on Mobile Number as given in KYC Form (Mandatory, If you have
YES
given PoA.)

Mode of receiving statement of account Electronic

15e. Declaration
The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now
have been read by me/us and I/we have understood the same and I/we agree to abide by and to be bound by the rules as
are in force from time to time for such accounts. I/we hereby declare that the details furnished above are true and correct to
the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any
of the above information is found to be false or untrue or misleading or misrepresenting, I am/ we are aware that I/we may
be held liable for it. In case non-resident account, I/we also declare that I/we have complied and will continue to comply with
FEMA regulations. I/we acknowledge the receipt of copy of the document, “Rights and Obligations of the Beneficial Owner
and Depository Participant.

Sole / First Holder Second Holder Third Holder

Signature NOT APPLICABLE NOT APPLICABLE

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 10 of 30
 15. Demat Account Opening - CDSL
I/ We request to open a Depository Account in my / our name as per the following details. Date :  05/11/2022
15a. Type of Account
Status Individual Sub-status Individual Resident

15b. Account Holder Details

Name of sole/1st VISHAKHA AGGARWAL
Holder

UID 0 PAN EGUPA3134H

Name of 2nd Holder NOT APPLICABLE

UID NOT APPLICABLE PAN NOT APPLICABLE

Name of 3rd Holder NOT APPLICABLE

UID NOT APPLICABLE PAN NOT APPLICABLE

Nationality Indian

15c. CDSL - Details of Guardian (In case the account holder is minor)
Name of Guardian
NOT APPLICABLE
(Mr./Mrs./Ms.)

Relationship NOT APPLICABLE PAN NOT APPLICABLE

15d. CDSL - Additional Details

Account statement requirement As Per SEBI

I/We instruct the DP to receive each and every credit in my / our account YES

I/We wish to receive dividend/interest directly into my/our Bank A/c through ECS
(If not marked, the default option would be 'Yes'. ECS is mandatory for locations YES
notified by SEBI from time to time.)

I/We request you to send Electronic Transaction-Cum-Holding Statement through E-mail

YES
(Please mention E-mail ID in KYC form)

SMS Alert Facility on Mobile Number as given in KYC Form

(Mandatory, If you have given POA. If POA is not granted and you do not wise to avail YES
of this facility, cancel this option)

I/We would like to instruct the DP to accept all the Pledge instructions in my / our account
YES
without any other further instruction from my / our end.

I/We would like to share the E-mail ID with the RTA. YES

I/We would like to recieve the annual report (If not marked, default option will be 'Physical') Electronic

15e. Declaration
I/We have received and read the Rights & Obligations document and Terms & Conditions and agree to abide by and be
bound by the same and by the Bye Laws as are in force from time to time. I / We declare that the particulars given by me /
us above are true and to the best of my / our knowledge as on the date of making this application. I / We agree and
undertake to intimate the DP any change(s) in the details / Particulars mentioned by me / us in this form. I / We further agree
that any false / misleading information given by me / us or suppression of any material information will render my account
liable for termination and suitable action.
Sole / First Holder Second Holder Third Holder

Signature Sign Here NOT APPLICABLE NOT APPLICABLE

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 11 of 30
 1. Brokerage Structure

OPTION 1: I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our
CDSL/NSDL account though I /we have issued a Power of Attorney (POA) in favour of SMC Global Securities Limited for
executing delivery instructions for setting stock exchange trades[settlement related transactions] effected through suchClearing
Member. Or
; OPTION 2: I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POAin
favour of SMC Global Securities Limited and/or will be using eDIS facility for executing delivery instructions for
settingstock exchange trades [settlement related transactions] effected through such Clearing Member. However, the
Delivery InstructionSlip (DIS) booklet should be issued to me / us immediately on my / our request at any later date.

17. Declaration

1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
I/We undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false
or untrue or misleading or misrepresenting, I am/we are aware that I/We may be held liable for it.
2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the
stock broker and the tariff sheet.
3. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk
Disclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have
also been informed that the standard set of documents has been displayed for Information on stock broker's designated
website, if any.

4. I/We declare that SMC Global Securities Limited, the brokers, has put me/us on notice that it is engaged in not only client
based trading but also in pro-account trading.

Client Signature

First / Sole Holder Second Holder Third Holder

Sign of Client Sign Here NOT APPLICABLE NOT APPLICABLE

Date:  Place:
05/11/2022 DELHI

18. Brokerage Structure

Brokerage Scheme STANDARD
Code

$2&SFKHPH Standard free AOC for direct Clients

Margin Amount

Segment Percentage Min INR Max INR

Equity Cash-Intraday 0.050 0.050 n/a

Equity Cash-Delivery 0.500 0.050 n/a

F&O -Future 0.050 0.050 n/a

F&O -Option 1.250 100.000 100.000

Currency - Future 0.050 0.050 n/a

Currency - Option
1.250 25.000 25.000
Mutual Fund
0.500 0.050 n/a
Commodity Future 0.050 n/a n/a
Commodity Option 1.250 250.000 250.000
Notice:
1. Rs. 25/- will be charged minimum per segment.
2. Securities Transaction Tax (STT) & Commodities Transaction Tax (CTT), GST, Other Charges, Stamp Duty and
Other Statutory Charges will be levied separately as applicable from time to time.
3. Transaction charges will be levied extra as per Company policy as applicable from time to time.
4. The company reserves the right to review brokerage, transaction charges and other charges within limits set by
Signed by: VISHAKHA AGGARWAL
SEBI, with sufficient prior notice. eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 15 of 30
 19. Account Opening Charge
AOC Scheme Name Standard free AOC for direct Clients, Charges: 0

Regular LIFE-5 Scheme (5 Year LIFE-Q Scheme (Life

Scheme Particulars Free Demat Scheme$
Scheme% upfront AMC)# Time AMC-2)@

Account Opening Charges^ 599/- 1799/- 1199/- 750/- (Refundable)

Account Maintenance
399/- p.a. Nil (for 5 Years) Nil 399/- p.a.
Charges (AMC)

Market Sell Transaction 0.03% subject to Min

0.02% subject to Min 20/- & Max 100/- per Instruction
Charges - POA 30/- per Instruction

Market Sell Transaction 0.03% subject to Min

0.03% subject to Min 25/- & Max 100/- per Instruction
Charges - Non POA 40/- per Instruction

Off Market Transaction 0.03% subject to Min

0.03% subject to Min 30/- & Max 100/- per Instruction
Charges 40/- per Instruction

Common Tariff applicable to all Scheme

20/- Per Certificate (Rs. 30/- for 1st Certificate) Courier Charges Extra (Rs.25/- for Local & Rs.40/-
Dematerialisation
for outstation courier)

30/- per Certificate (1 Certificate / 100 shares) Courier Charges Extra (Rs.25/- for Local & Rs.40/- for
Rematerialisation
outstation courier)

Additional Statement 5/- Per page, postal/courier charges will be extra (Applicable on daily/weekly/fortnightly statement
Charges also)

MF Restat/Redemption 25/- per

Demat Rejection/DIS Rejection Charges 25/- Per Instance
Charges Instruction

60/- per
Pledge Creation Pledge Closure / Invocation 30/- per Instruction
Instruction

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0DUJLQ3OHGJH 0DUJLQ8QSOHGJH&KDUJHV SHU,QVWUXFWLRQ
,QVWUXFWLRQ

Delivery Instruction Book

30/- (20 Leafs) Delivery Instruction Slip by FAX 5/- Per Instruction
Charges

Client Modification/CML
25/- Per request Additional Client Master Charges 25/- Per request
Charges

Terms and conditions

* Privilege (ODIN Diet/Application) charges will be Rs. 500/- p.a. & will be reversed if Gross Brokerage of Rs. 3,000/- is
generated in 3 months.
^ $FFRXQW2SHQLQJ&KDUJHVDUHIRUWUDGLQJDFFRXQWRQO\DQGLQFOXVLYHRI*RRGVDQG6HUYLFH7D[ *67 )RUDOOUHPDLQLQJ
FKDUJHV*67ZLOOEHOHYLHGVHSDUDWHO\
%First year AMC is free in regular scheme accounts. From next year onwards, AMC as per schedule of charges will be
levied.
# AMC of Rs. 1000/- plus GST (POA) & Rs. 1500/- plus GST (NON POA) will be levied at the end of 5 year.
& If account is closed within a year, AMC as per regular Scheme will be levied. Security Deposit will be refunded on account
closer after deducting outstanding Charges.
@If there is no delivery based transaction in capital market in a Calendar Quarter, Account will be treated as Non-active and Rs
100 plus GST will be charged as idling charge for that quarter in the said account. Accordingly ODIN Diet/Application will also be
deactivated and reactivation charges will be Rs. 250/-. Email ID is mandatory.
$ Rs. 10,000 minimum cash margin is required at the time of Account Opening. Account Opening Charges of Rs. 750/- will be
reversed if Gross Brokerage of Rs. 750/- is generated in 3 months.
-Other Charges: Cash Segment - Max of 0.02% on Transaction Value, Futures Segment - Max of 0.0% on transaction Value,
Options Segment - Max of 0.0% on Transaction Value. Other Charges represents a consolidated charge towards
providing various value added services such as Trade confirmation SMS, Electronic Account Access, Portfolio Tracker, access
to research reports, Market News SMS and other value added services.
-The Company reserves the right to modify/add/withdraw any scheme at any time without prior notice. In case of any

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 16 of 30
 upward revision in charges, 30 days notice would be given by email/post shall be treated as sufficient notice.
-AMC will be charged yearly in advance.
-Any Service not mentioned above will be charged extra. Above charges are applicable only to resident Indian individual
and domestic corporate. For NRI and Foreign Corporate Body (FCB), different charges are applicable.
-In case of non-payment of bills/ dues within 15 days of due date, the DP services are liable to be discontinue within a
period of 30 days from the date of demand. The renewal charges for resuming the services will be Rs. 100/-.
-Security deposit for CDSL's 'easiest' facility (optional) is Rs. 2,500/-.
-Demat Charges for on market sale transactions will be debited directly in client's bill.
-If NOW is activated for other than NSE, then Rs. 150 plus GST per segment will be charged every month or part
thereof.

I/We have read the above given information and agree to pay the same. I/We authorize you to debit the trading account
maintained with you for the account opening charges for trading account payable to you. Any such sum debited to my
account shall be binding on me/us.

Client Signature

First / Sole Holder Second Holder Third Holder

Sign of Client Sign Here NOT APPLICABLE NOT APPLICABLE

20. Terms And Conditions-cum-Registration / Modification Form for receiving SMS Alerts from CDSL
Definitions:
VISHAKHA
In these Terms and Conditions the terms shall AGGARWAL
have following meaning unless indicated otherwise:
1. "Depository" means Central Depository Services (India) Limited a company incorporated in India under the
Companies Act 1956 and having its registered office at 17th Floor, P.J. Towers, Dalal Street, Fort, Mumbai 400001
and all its branch offices and includes its successors and assigns.
2. DP' means Depository Participant of CDSL. The term covers all types of DPs who are allowed to open demat
accounts for investors.
3. BO' means an entity that has opened a demat account with the depository. The term covers all types of demat
accounts, which can be opened with a depository as specified by the depository from time to time.
4. SMS means “Short Messaging Service”
5. “Alerts” means a customized SMS sent to the BO over the said mobile phone number.
6. “Service Provider” means a cellular service provider(s) with whom the depository has entered / will be entering into an
arrangement for providing the SMS alerts to the BO.
7. “Service” means the service of providing SMS alerts to the BO on best effort basis as per these terms and conditions.

Availability:
1. The service will be provided to the BO at his / her request and at the discretion of the depository. The service will be
available to those accountholders who have provided their mobile numbers to the depository through their DP. The
services may be discontinued for a specific period / indefinite period, with or without issuing any prior notice for the
purpose of security reasons or system maintenance or for such other reasons as may be warranted. The depository
may also discontinue the service at any time without giving prior notice for any reason whatsoever.
2. The service is currently available to the BOs who are residing in India.
3. The alerts will be provided to the BOs only if they remain within the range of the service provider's service area or
within the range forming part of the roaming network of the service provider. In case of joint accounts and non-
individual accounts the service will be available, only to one mobile number i.e. to the mobile number as submitted at
the time of registration / modification.
4. The BO is responsible for promptly intimating to the depository in the prescribed manner any change in mobile
number, or loss of handset, on which the BO wants to receive the alerts from the depository. In case of change in
mobile number not intimated to the depository, the SMS alerts will continue to be sent to the last registered mobile
phone number. The BO agrees to indemnify the depository for any loss or damage suffered by it on account of SMS
alerts sent on such mobile number.

Receiving Alerts:
1. The depository shall send the alerts to the mobile phone number provided by the BO while registering for the service
or to any such number replaced and informed by the BO from time to time. Upon such registration / change, the
depository shall make every effort to update the change in mobile number within a reasonable period of time. The
depository shall not be responsible for any event of delay or loss of message in this regard
2. The BO acknowledges that the alerts will be received only if the mobile phone is in 'ON' and in a mode to receive the
SMS. If the mobile phone is in 'Off'' mode i.e. unable to receive the alerts then the BO may not get / get after delay
any alerts sent during such period.
3. The BO also acknowledges that the readability, accuracy and timeliness of providing the service depend on many
factors including the infrastructure, connectivity of the service provider. The depository shall not be responsible for any
non-delivery, delayed delivery or distortion of the alert in any way whatsoever.
4. The BO further acknowledges that the service provided to him is an additional facility provided for his convenience

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 17 of 30
 and is susceptible to error, omission and/ or inaccuracy. In case the BO observes any error in the information provided
in the alert, the BO shall inform the depository and/ or the DP immediately in writing and the depository will make best
possible efforts to rectify the error as early as possible. The BO shall not hold the depository liable for any loss,
damages, etc. that may be incurred/ suffered by the BO on account of opting to avail SMS alerts facility.
5. The BO authorizes the depository to send any message such as promotional, greeting or any other message that the
depository may consider appropriate, to the BO. The BO agrees to an ongoing confirmation for use of name, email
address and mobile number for marketing offers between CDSL and any other entity.
6. The BO agrees to inform the depository and DP in writing of any unauthorized debit to his BO account/
unauthorized transfer of securities from his BO account, immediately, which may come to his knowledge on
receiving SMS alerts. The BO may send an email to CDSL at [email protected]. The BO is advised
not to inform the service provider about any such unauthorized debit to/ transfer of securities from his BO
account by sending a SMS back to the service provider as there is no reverse communication between the
service provider and the depository.
7. The information sent as an alert on the mobile phone number shall be deemed to have been received by the BO and
the depository shall not be under any obligation to confirm the authenticity of the person(s) receiving the alert.
8. The depository will make best efforts to provide the service. The BO cannot hold the depository liable for non-
availability of the service in any manner whatsoever.
9. If the BO finds that the information such as mobile number etc., has been changed with out proper authorization, the
BO should immediately inform the DP in writing.

Fees:
Depository reserves the right to charge such fees from time to time as it deems fit for providing this service to the BO.
Disclaimer:
The depository shall make reasonable efforts to ensure that the BO's personal information is kept confidential. The
depository does not warranty the confidentiality or security of the SMS alerts transmitted through a service provider. Further,
the depository makes no warranty or representation of any kind in relation to the system and the network or their function or
their performance or for any loss or damage whenever and howsoever suffered or incurred by the BO or by any person
resulting from or in connection with availing of SMS alerts facility. The Depository gives no warranty with respect to the
quality of the service provided by the service provider. The Depository will not be liable for any unauthorized use or access
to the information and/ or SMS alert sent on the mobile phone number of the BO or for fraudulent, duplicate or erroneous
use/ misuse of such information by any third person.
Liability and Indemnity:
The Depository shall not be liable for any breach of confidentiality by the service provider or by any third person due to
unauthorized access to the information meant for the BO. In consideration of the depository providing the service, the BO
agrees to indemnify and keep safe, harmless and indemnified the depository and its officials from any damages, claims,
demands, proceedings, loss, cost, charges and expenses whatsoever which a depository may at any time incur, sustain,
suffer or be put to as a consequence of or arising out of interference with or misuse, improper or fraudulent use of the
service by the BO.
Amendments:
The depository may amend the terms and conditions at any time with or without giving any prior notice to the BOs. Any such
amendments shall be binding on the BOs who are already registered as user of this service.
Governing Law and Jurisdiction:
Providing the Service as outlined above shall be governed by the laws of India and will be subject to the exclusive
jurisdiction of the courts in Mumbai. I/We wish to avail the SMS Alerts facility provided by the depository on my/our mobile
number provided in the registration form subject to the terms and conditions mentioned below. I/ We consent to CDSL
providing to the service provider such information pertaining to account/transactions in my/our account as is
necessary for the purposes of generating SMS Alerts by service provider, to be sent to the said mobile number.
I/We have read and understood the terms and conditions mentioned above and agree to abide by them and any
amendments thereto made by the depository from time to time. I/ we further undertake to pay fee/ charges as may be levied
by the depository from time to time.
I / We further understand that the SMS alerts would be sent for a maximum four ISINs at a time. If more than four debits take
place, the BOs would be required to take up the matter with their DP.
I/We am/ are aware that mere acceptance of the registration form does not imply in any way that the request has been
accepted by the depository for providing the service.
I/We provide the following information for the purpose of REGISTRATION / MODIFICATION (Please cancel out what is not
applicable).
BOID

Mobile Number on which messages are to be sent 7840075987

I hereby declare that the aforesaid mobile number belongs to 6(/)

Email ID [email protected]
I hereby declare that the aforesaid E-mail ID belongs to SELF

Client Signature

First / Sole Holder Second Holder Third Holder

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 18 of 30
 Sign of Client Sign Here NOT APPLICABLE NOT APPLICABLE

21. Authorisation for maintaining Running Account

(As per SEBI Guidelines vide circular MIRSD/ SE /Cir-19/2009 Dt. December 3, 2009)

I/We confirm that I/We am/are desirous of regularly dealing in CM, F&O, CDS and Commodity segments of the stock
exchange(s). I/We request you to maintain the account for funds, with you on a running account basis. I/we also request you
to consider the balances in my/our running funds account for the purpose of margins/any other of my/our obligations due to
you. I/We understand and agree that no interest will be payable to me/us on the amounts so retained by you.
I/We agree and empower/authorize you
a. to act in your discretion of merging balances kept under various accounts held with you, such as CDSL / NSDL DP
Account, CM Trading Account, F&O Trading Account, Currency Trading Account, Commodity Trading Account, Online
IPO / MF Account and MFSS etc., to nullify the debit in any of my/our other account held with you without taking any
further instructions from me/us;
b. to debit my/our trading account towards depository charges payable by me/us to the designated depository participant
and make onward payment to the designated depository participant upon receipt of intimation from the designated
depository participant.

I/We have the liberty to revoke this authorization at any time in writing with prospective effect. While settling the account you
will be sending me/us a 'statement of account', containing an extract from the client ledger for funds and an extract from the
register of stocks displaying all receipts/deliveries of funds/stocks. The statement shall also explain theretentionof
funds/stocks. Such periodic settlement of the running account shall not be necessary when (a) I start availing margin trading
facility as per SEBI circulars; or (b) The margin provided by me to you is in the form of Bank Guarantee (BG)/Fixed Deposit
Receipt (FDRs).
On actual settlement date you may retain the requisite stocks/funds towards any outstanding obligation and may also retain
additional margin requirement on the day of settlement to take care of my margin obligation arising in the next 5 trading
days, calculated in the manner specified by respective Exchanges.
I will bring any discrepancy or dispute arising from the Statement of account so issued by you or the settlement made by you
to your notice preferably within 7 working days from the date of receipt of funds / stocks or statement as the case may be.
I/We understand that, unless otherwise required to meet my obligations for margin or on settlement you shall transfer the
funds/stocks lying with you in credit of my/our account within one working day and those lying with the Clearing Member or
Clearing Corporation within three working days of my request for transfer.
My/Our preference for actual settlement of funds and stocks is at least:

[*] Once in a calendar Quarter

OR
[ ] Once in a calendar month

I/We further authorize you to retain an amount of up to Rs. 1000/- (net amount across segment and across stock
exchanges) in order to avoid administrative/operational difficulties in settling my/our account. The same can be release on
my/our specific request

Signature of Client Sign Here

22. SANCTION OF TRADING LIMIT ON THE SECURITY OF COLLATERALS

I/we wish to avail and enjoy from time to time trading limits against security of my/our shares and securities in my/our Demat
Account(s) with your DP. I/we understand that the limit to be sanctioned to me/us will be based on the value of the securities
after hair-cut as applicable from time to time and will be in the sole discretion of SMC.

I/we undertake not to withdraw or otherwise dispose off any of the securities on which limit is granted and you shall be fully
entitled to ignore or reject my/our debit/payment instructions in whole or in part so as to first provide for the security cover to
my/our trades allowed by you. You shall be fully authorized to adjust any sale proceeds of securities in my/our trading
account to first reduce the limit before returning to me/us.

All the dues in the trading account including those in respect of trades utilizing the limits granted to me/us shall be my/our
liability and you shall be further entitled to exercise the Power of Attorney separately granted to you with all the powers
therein, in respect of my DP A/c and Bank A/c in relation to my/our trading account, for the purpose of pay-in obligations
and/or to liquidate debit balance and/or to meet margin or losses in respect of the trades in the said trading account.

I/We declare that the security shall be a continuing security and will be operative even though limit is utilized in part or not
utilized or nothing or part is due in the trading account, unless on my/our request and in view of the overall position of my/our

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 19 of 30
obligations and funds and other security, if any, the limit is reduced or the securities are released for the purposes of limit.
Signature of Client Sign Here

23. AUTHORITY LETTER

With respect to the client - member relationship with you, we authorize you to do the following:
1. Adjustment of account between exchanges and segments : I/we hereby inform you that I have executed/intend to
execute an agreement with you for trading on different exchanges in CM, F&O, CDS and Commodity segments. I/We
request you to transfer, make adjustments and/or set off a part or whole of the stocks placed as collaterals and/or any
surplus funds in any of the accounts maintained with you against the outstanding dues payable if any, by me/us to any
of my/our account(s) maintained with you. You will have lien on the credit balance in any of my/our account for
meeting the debit or obligations in progress in any other of my/our account. Any entries passed by you in accordance
with this authorization will be binding on me/us.
2. Authorization to debit Demat Account charges : I/We opened/have a Beneficiary account with you and I/we have a
trading account with you for investment and trading purpose. It will be very difficult for me/us to issue separate
cheques against your depository bills. Hence, I authorize you to debit the trading account for the debit charges
payable to you as Depository Participant for providing depository services. Any such sum debited to my/our account
shall be binding on me/us.
3. Authorization For Communication Of Financial Products : I/We have opened an account with you and am/are
interested in knowing about other financial products. I/We authorize you, your group companies and associates to
keep me/us informed with any financial product which SMC Global Securities Ltd., its group companies and
associates presently issue, deal in, or distribute or may, from time to time, launch, issue, deal in or distribute; through
E-mail, SMS, telephone , print media or otherwise. This is without legal obligation on you, your group companies and
associates to so inform and you or they may, in their discretion, discontinue sending such information.
4. Authorization for verification of information from independent agency(ies) : I/We, do hereby certify that the
information provided by me/us in this account opening form is true and correct in all respects and SMC Global
Securities Limited (SMC) is entitled to verify this directly or through any third party agent. I/We further acknowledge
the SMC’s right to seek any information from any other source in this regard. I/We do understand that all the
information will form the basis of any facility that SMC may decide to grant me/us at its sole discretion. I/We consent
and authorize SMC to share or generate subsequently any report through CIBIL or authorized agency/bureau.
5. Authorization for not Providing Confirmation Slips : I/we authorize you not to provide me/us Order Confirmation /
Modification / Cancellation Slips and Trade Confirmation Slips to avoid unnecessary paper work. I/We shall get the
required details from the contract notes issued by you.

Please score out whatever not accepted/ not agreed with.

Signature of Client Sign Here

 REQUEST FOR TRADING IN COMMODITY FORWARD CONTRACTS / COMMODITY DERIVATIVES

(MANDATORY FOR NCDEX CLIENTS)
Subject : My/ Our request for trading in commodity forward contracts/ commodity derivatives on NCDEX as your client
I/ We, the undersigned, have taken cognizance of circular no. NCDEX / TRADING-114 / 2006 / 247 dated September 28,
2006 issued by the National Commodity & Derivatives Exchange Limited ( NCDEX ) on the guidelines for calculation of net
open positions permitted in any commodity and I /We hereby undertake to comply with the same.
I /We hereby declare and undertake that we will not exceed the position limits prescribed from time to time by NCDEX or
Forward Markets Commission and such position limits will be calculated in accordance with the contents of above stated
circular of NCDEX as modified from time to time.
I/We undertake to inform you and keep you informed if I/ any of our partners / directors / karta / trustee or any of the
partnership firms / companies / HUF's / Trusts in which I or any of above such person is a partner / director / karta / trustee,
takes or holds any position in any commodity forward contract / commodity derivative on NCDEX though you or through any
other member(s) of NCDEX, to enable you to restrict our position limit as prescribed by the above referred circular of
NCDEX as modified from time to time.
I /We confirm that you have agreed to enter orders in commodity forward contracts/ commodity derivatives for me/ us as
your clients on NCDEX only on the basis of our above assurance and undertaking.

Signature of Client Sign Here

 FORM FOR REGISTRATION AND VERIFICATION OF MOBILE NUMBER AND EMAIL ADDRESS (FOR
NCDEX CLIENTS)
We/I are/ am aware that National Commodity & Derivatives Exchange Ltd (NCDEX) provides SMS/email alerts to the
constituents (clients) of its member for trades executed on its platform. We/I hereby provide and confirm my/our mobile
number and/or email address as stated below for the purpose of receipt of SMS/email alerts.

I want to receive transaction alerts in SMS as well as Email from NCDEX

The alerts should be sent on: 

Email Id: [email protected]

0RELOH 7840075987
We/I agree to the terms and condition specified by the Exchange in its circular no. NCDEX/COMPLIANCE- 007/2012/093 as
Signed by: VISHAKHA AGGARWAL
eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 20 of 30
modified from time to time. We/I are/am aware that the receipt of SMS/Email alerts on the above mobile number and/or
email address can be stopped only on our/my written request.

Signature of Client Sign Here

 CONSENT FORM FOR RECEIVING TRADE ALERT THROUGH SMS AND / OR E-MAIL (FOR MCX
CLIENTS)
I/We, MR ,
VISHAKHA AGGARWAL a client with 60&*OREDO6HFXULWLHV/WG (Member ID 10515) of MCX undertake as
follows:
1. I/We are aware that Multi Commodity Exchange (MCX) provides details of the trades executed on its trading
platform to the concerned clients/constituents through SMS and E-mail alerts.
2. I/We are aware that the member has to provide the trade details through SMS/E-mail alerts for my convenience at
my request only.
3. I/We hereby confirm that I/we wish to receive trade alerts through: SMS and E-mail. The alerts
4. should be sent on : Mobile Number : Email
7840075987  ID : [email protected]

I/We agree to the terms and condition specified by the Exchange vide circular No. MCX/T&S/165/2012 dated April 26, 2012
and circulars/ clarifications issued by Exchange from time to time in this regard. I/We are/am also aware that this is an
additional facility provided by the exchange and I/we shall not solely rely or use such data for any purpose and, Exchange
shall not be liable for any direct or indirect loss of any nature because of providing this additional facility.

Signature of Client Sign Here

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 21 of 30
 2. AUTHORISATION TO SEND CONTRACT NOTE, STATEMENT OF FUNDS & SECURITIES ETC.
ELECTRONICALLY
I/we authorise you to issue the contract notes, statement of funds & securities, circulars, amendments, Client Registration
Documents and such other documents in electronic mode in lieu of physical mode on my E-mail ID as given in KYC form
and updated from time to time.
Any change in the E-mail ID shall be communicated by me / us in writing to your customer care department or through
secured login available on your website.
Further, to my /our authority to you to issue Contract Notes in digital format I/we authorise you not to provide me/us Order
Confirmation / Modification / Cancellation Slips and Trade Confirmation Slips to avoid unnecessary paper work. I/We shall
get the required details from the Contract Notes issued to us.
I/We authorize you to send periodic statements of funds and securities & margin statement etc. in digital format at my Email
address unless I/We request you in writing to send them in paper form.
I/We hereby acknowledge that all the documents as send above by SMC electronically will be considered as having
delivered to me once the e-mail leaves the SMC e-mail server unless the same is rejected by client e-mail server and
bounced mail notification is not received by SMC. I/We further agree that in the absence of communication from my/our end
regarding non-receipt of documents through e-mail, or notification of any discrepancy within 2 days from the date of
issuance of digital contract note through e-mail, SMC may construe that there is a deemed acknowledgement of the
document(s) send to client electronically.

Signature of Client Sign Here

2. INTRADAY / HIGH MULTIPLIER FACILITY

I/We are registered / registering with you as a ‘Client’ for availing your services and have/are executing various documents
such as KYC (Know Your Client Form) etc. which establish the relationship between us and determine the inter se rights and
liabilities between you and me/us.
I/We desire to avail the Intraday/High Multiplier Facility from you. I/We agree that the Facility availed by me/us will always be
subject to KYC Documents executed by me/us, which terms and conditions shall always be read as part and parcel of this
application and its terms and conditions as specified hereunder.
TERMS AND CONDITIONS
a) The details of the Facility as amended from time to time are / will be available on web site: www.smcindiaonline.com. I/We
agree that SMC may impose additional terms other than those specified herein and/or change the existing terms of Facilities
and/or withdraw the same (or the Facility) for one or more Clients without prior notice and for this no claim shall lie against
SMC.
b) The Facility may be allowed only for selective contracts as displayed on the website.
c) In Intraday/High Multiplier Facility, the Client will be allowed leverage for intra-day trading on available
margin/security/collateral. The leverage available shall be liable to change as per SMC’s risk management policy.
d) The Client can be put under square off mode for the day if once his MTM loss reaches or crosses stipulated margin
percentage of available margin and all positions of Clients are liable to be automatically squared off at once even if it
happens before Auto Square off Time (as defined by SMC). SMC may prescribe / change stipulated margin percentage
depending upon exchanges / regulatory requirements and/or changes in the market conditions etc.
e) Client has the sole responsibility to monitor his positions throughout the day and take necessary/ appropriate actions, for
which responsibility cannot be transferred to SMC. All open positions of Client, not squared off by Client prior to designated
time will be taken control off by trading system. This designated time shall generally be during the last hour of the trading
hour(s) on the exchange. After taking over control trading system may attempt for Automatic Square off at market rates. This
shall be done by first cancelling all unexecuted pending orders and thereafter square off the executed orders by putting
counter orders at market rate. The time upon which this square off attempt may be started by the trading system shall be the
“Auto Square off Time”. However there is no surety that square off by trading system will be successful partially/fully. This
can happen due to various factors such as market volatility or connectivity related issues etc. Therefore Client should not
leave square off of open positions on the trading system but to square off open positions by their own efforts.
DECLARATION
I/We hereby declare that the decision to register / enroll under the Intraday/High Multiplier Facility and for making all trades
thereby is/ shall be entirely mine/ours and I/we have neither been given nor have been in any way influenced by you/your
officers with any financial or other advice regarding the suitability or profitability of availing the Intraday/High Multiplier
Facility as stated above or making any trades thereby. I/We may suffer losses on account of square off/non-square off by
SMC within or at the end of the day and I agree to bear such losses without protest or claim against SMC.
I/We have read and accepted all terms and conditions specified herein above including those in paragraphs 1 to 5, their sub-
paragraphs above and further declare that by clicking on submit button I / we agree to be bound by all of them.

Signature of Client Sign Here

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 22 of 30
 2. CONSENT FOR AVAILING MARGIN TRADING FACILITY (MTF)
I/We wish to avail the Margin Trading Facility (MTF) on the platform of National Stock Exchange of India Limited and BSE
Limited as per the framework prescribed by SEBI vide its' circular No. CIR/MRD/DP/54/2017 dated Jun 13, 2017.
Further, I/We have read and understood "Rights and Obligation of Stock Brokers & Client for Margin Trading Facility (MTF)"
as prescribed by NSE vide its Circular No. NSE/COMP/35260 dated June 30, 2017 and BSE vide its Circular No. 20170619-
26 dated June 19, 2017.
I/We have read & understood the "Policies & Procedures for MTF" as specified by SMC Global Securities Limited regarding
terms and conditions of Margin Trading Facility, method of communication for confirmation of orders/trades, margin calls and
calls for liquidation of collateral/security/positions etc and agreed to abide by the clauses mentioned therein all the times.
Further, I/we will refer to SMC's website from time to time for any updation w.r.t policies & procedures.

Signature of Client Sign Here

 MUTUAL FUND SERVICE SYSTEM FACILITY

am/are

VISHAKHA AGGARWAL registered as your client with Client 
I/We

ENL9439
Code No. and have HQWHUHGLQWR Trading Member and Client 5HODWLRQVKLS for the purpose of
trading in the Capital Market segment of Bombay Stock Exchange Ltd./ National Stock Exchange of India Ltd. (Exchange).

I/We am/are interested in availing the BSE STAR MF/MFSS facility of the Exchange for the purpose of dealing in the units of
Mutual Funds Schemes permitted to be dealt with on the BSE STAR MF/ MFSS of the Exchange.

For the purpose of availing the BSE STAR MF/ MFSS facility, I/we state that Know Your Client details as submitted by
me/us for the stock broking may be considered for the purpose of BSE STAR MF/ MFSS and I/we further confirm that the
details contained in same remain unchanged as on date.
I/We are willing to abide by the terms and conditions as mentioned in the Circular dated 24, November 2009 & 2, December,
2009 for NSE & BSE Respectively and as may be specified by the Exchanges from time to time in this regard.

I/We shall ensure also compliance with the requirements as may be specified from time to time by Securities and Exchange
Board of India and Association of Mutual Funds of India (AMFI).

I/We shall read and understand the contents of the of the Scheme Information Document and Key Information
Memorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose to
subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual Fund
Schemes.

I/We therefore request you to register me/us as your client for participating in the MFSS/ BSE STAR MF.

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 23 of 30
  Details of terms & conditions for the Investor / Client for using New BSE STAR MF / MFSS facility
3. The client shall submit to the Participant a
A. Pre-requisites for becoming Investor / Client for the completed application form in the manner
BSE STAR MF/MFSS facility prescribed format for the purpose of placing a
1. The client who is desirous of investing in units of subscription order with the Participant.
mutual fund schemes through the New BSE STAR 4. The client has read and understood the risks
MF/MFSS. involved in investing in Mutual Fund Schemes.
2. The Client intends to execute his instruction for the 5. The client shall be wholly responsible for all his
subscription/redemption of units of Mutual Fund investment decisions and instruction.
Schemes through the Participant of the New BSE 6. The client shall ensure continuous compliance with
STAR MF/MFSS. the requirements of the BSE, NSEIL, SEBI and
3. The client has satisfied itself of the capacity of the AMFI.
Participant to deal in Mutual Fund units and wishes 7. The Client shall pay to the Participant fees and
to execute its instruction through the Participant and statutory levies as are prevailing from time to time
the client shall from time to time continue to satisfy and as they apply to the Client’s account,
itself of such capability of the Participant before transactions and to the services that Participant
executing transacting through the Participant. renders to the Client.
4. The Client has approached to the Participant with 8. The client will furnish information to the Participant
the application for availing the New BSE STAR in writing, if any winding up petition or insolvency
MF/MFSS facility. petition has been filed or any winding up or
5. The client has submitted relevant KYC (Know Your insolvency order or decree or award is passed
Client) details to the Participants against him or if any litigation which may have
B. Terms and Conditions material bearing on his capacity has been filed
1. The client shall be bound by circulars issued by against him.
BSE/NSEIL, Rules, Regulations and circulars issued 9. In the event of non-performance of the obligation by
there under by SEBI and relevant notifications of the Participant, the client is not entitled to claim any
Government authorities as may be in force from compensation either from the Investor Protection
time to time. Fund or from any fund of BSE or BOISL / NSEIL or
2. The client shall notify the Participant in writing if NSCCL.
there is any change in the information in the ’client 10. In case of any dispute between the Participants
registration form’ provided by the client to the and the investors arising out of the BSE STAR MF
Participant at the time registering as a client for Fund / MFSS facility, BSE and /or BOISL and
participating in the New BSE STAR MF/MFSS or at NSEIL and / or NSCCL agrees to extend the
any time thereafter. necessary support for the speedy redressal of the
disputes.

Signature of Client Sign Here

 ELECTRONIC CONTRACT NOTE [ECN] - DECLARATION (VOLUNTARY)

60&*OREDO6HFXULWLHV/WG
11/6B, Shanti Chamber, Pusa Road, New Delhi-110005

VISHAKHA AGGARWAL a client with M/s. 60&*OREDO6HFXULWLHV/WG

Dear Sir, I,
member of NCDEX, MCX & ICEX
Exchange undertake as follows:
-I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I
myself want the same in the electronic form.
-I am aware that the Member has to provide electronic contract note for my convenience on my request only.
-Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all the trades
carried out / ordered by me.
I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email
-operations.
. This has been created by me and not by someone else.
My email id is* [email protected]
-I am aware that this declaration form should be in English or in any other Indian language known to me.
-I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note
-at the above e-mail ID.

[The above declaration and the guidelines on ECN given in the Annexure have been read and understood by me. I am
aware of the risk involved in dispensing with the physical contract note, and do hereby take full responsibility for the same.]

Name of Client :  VISHAKHA AGGARWAL

PAN : EGUPA3134H

Signature of Client Sign Here

Date 05/11/2022

Place DELHI

Client Declaration

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 24 of 30
I hereby confirm that I have read and understood the contents of the from including declarations, authorization and have
also verified the information in the form. I hereby confirm that I have digitally signed the form including declarations,
authorizations and copy of documents at all places with inscription
‘Digitally Signed by:  VISHAKHA AGGARWAL

Signature of Client Sign Here

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Page 25 of 30
 EŽŵŝŶĞĞĞĐůĂƌĂƚŝŽŶ&Žƌŵ

To Date D D
05/11/2022 M M Y Y Y Y

Trading DĞŵďĞƌͬWĂƌƚŝĐŝƉĂŶƚ͛ƐEĂŵĞ SMC Global Securities Ltd.

TrĂĚŝŶŐDĞŵďĞƌͬWĂƌƚŝĐŝƉĂŶƚ͛ƐĚĚƌĞƐƐ 11/6-B,Shanti Chambers, Pusa Road, NeZDelhi(110005)

UCC/DP ID I N ENL9439 / 12019101

Client ID (only for Demat account) 05783411

Sole/First Holder Name

VISHAKHA AGGARWAL
Second Holder Name

Third Holder Name

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat
account and understand the issues involved in non-appointment of nominee(s) and further are aware
that in case of death of all the account holder(s), my / our legal heirs would need to submit all the
requisite documents / information for claiming of assets held in my / our trading / demat account,
which may also include documents issued by Court or other such competent authority, based on the
value of assets held in the trading / demat account.

Name and Signature of Holder(s)*

VISHAKHA AGGARWAL

1.___________________________________2.__________________________________________3___________________________________

* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of
signature

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
BankProof

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Pan

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
Signature

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
 Goverment of India

Vishakha Aggarwal
Date of Birth/DOB: 25/01/2003
Female/ FEMALE

VID 9105
8174
4 0 7 2***********************************************
1246 7135

Signed by: VISHAKHA AGGARWAL

eSigned using Aadhaar (digio.in)

ÀT HTER, ÀT TEEToT Date: 2022-11-05 18:59:33 IST

 Unique ldentification Authorityofndia AADHAAR

Address:
C/O: Rajeev Kumar Aggarwal, H No 1/5329,
Gali No 14, Balbir Nagar Extension,
Shahdara, North East Delhi,
Delhi 110032

8174
VID : 9105 4072 1246 7135 Signed by: VISHAKHA AGGARWAL
eSigned using Aadhaar (digio.in)
Date: 2022-11-05 18:59:33 IST
1947 [email protected] www.uldai.gov.in
 Unique ldentification Authorityofmdia AADHAAR

Address::
CO: Rajeev Kumar Aggarwal, H No 1/5329,
Gali No 14, Balbir Nagar Extension,
Shahdara, North East Delhi,
Delhi 110032

3174
VID:9105 4072 1246 7135 Signed by: VISHAKHA AGGARWAL
eSigned using Aadhaar (digio.in)
1947 I [email protected] E www.uidai.gov.in
Date: 2022-11-05 18:59:33 IST