FDC - SEC Form 23A - IGY - Merged.3 - Redacted
FDC - SEC Form 23A - IGY - Merged.3 - Redacted
5 1 0 4 8
S.E.C. Registration Number
F I L I N V E S T D E V E L O P M E N T
C O R P O R A T I O N
T H E B E A U F O R T 5 T H A V E N U E C O R N E R
2 3 R D S T . B O N I F A C I O G L O B A L C I T Y
T A G U I G C I T Y 1 6 3 4
2 3 - A
Month Day FORM TYPE Month Day
Fiscal Year Annual Meeting
C F D
Dept. Requiring this Doc. Amended Articles Number / Section
STAMPS
Gentlemen/Ladies:
Enclosed for your information is the SEC Form 23-A duly signed by Ms. Isabelle Therese
Gotianun Yap concerning the Initial Statement of Beneficial Ownership of Securities of shares of
Filinvest Development Corporation.
LINDEZA R. ROGERO-GAVINO
Corporate Secretary
SECURITIES AND EXCHANGE COMMISSION
Metro Manila, Philippines
1. Name and Address of Reporting Person 2. Date of Event Requiring 5. Issuer Name and Trading Symbol
Statement FILINVEST DEVELOPMENT CORPORATION
Common 1 D
0 40,000 I through brokers
If the reporting person previously owned 5% or more but less than 10%,
provide the disclosure requirements set forth on page 3 of this Form.
Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly.
(Print or Type Responses)
* (1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:
(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or
(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.
(2) A person will be deemed to have an indirect beneficial interest in any equity security which is:
(A) held by members of a person's immediate family sharing the same household;
(B) held by a partnership in which such person is a general partner;
(C) held by a corporation of which such person is a controlling shareholder; or
(D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect
to such security.
FORM 23-A (continued) Table II - Derivative Securities Beneficially Owned (e.g., warrants, options, convertible securities)
1. Derivative Security 2. Date Exercisable 3. Title and Amount of Equity Securities 4. Conversion 5. Ownership 6. Nature of Indirect
and Expiration Date Underlying the Derivative Security or Exercise Form of Beneficial Ownership
(Month/Day/Year) Price of Derivative
Derivative Security
Date Expiration Amount or Security Direct (D) or
Exercisable Date Title Number of Indirect (I) *
Shares
N.A.
Explanation of Responses:
State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would
result in:
a. The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;
b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;
c. A sale or transfer of a material amount of assets of the issuer or of any of its subsidiaries;
d. Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing
vacancies on the board;
e. Any material change in the present capitalization or dividend policy of the issuer;
f. Any other material change in the issuer's business or corporate structure;
g. Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;
c. Describe any transaction in the class of securities reported on that were effected during the past sixty (60) days by the persons named in response to paragraph (a). The
description shall include, but not necessarily be limited to: (1) the identity of the person who effected the transaction; (2) the date of the transaction; (3) the amount of
securities involved; (4) the price per share or unit; and (5) where or how the transaction was effected.
d. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities, a statement to
that effect should be included in response to this Item and, if such interest relates to more than five (5%) percent of the class, such person should be identified.
e. If the filing is an amendment reflecting the fact that the reporting person has ceased to be the beneficial owner of more than five (5%) percent of the class of securities,
state the date on which such beneficial ownership was reduced.
Item 5. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Describe any contract, arrangement, understanding or relationship among the person named in Item 2 and between such persons and any person with respect to any
securities of the issue, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls,
guarantees of profits, division of profits or loss, or the giving or withholding of proxies, naming the person with whom such contracts, arrangements, understandings or
relationships have been entered into. Include such information for any of the securities that are pledged or otherwise subject to a contingency the occurrence of which
would give another person voting power or investment power over such securities except that disclosure of standard default and similar provisions contained in loan
agreements need not be included.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Report is true, complete and accurate.
This report is signed in Mandaluyong City, Metro Manila on April 26, 2024.
By:
_______________________________________
(Signature)