State-Specific Electrostatic Potential Descriptors For Estimating Solvatochromic Effects
State-Specific Electrostatic Potential Descriptors For Estimating Solvatochromic Effects
https://doi.org/10.1007/s00894-019-3948-0
ORIGINAL PAPER
Received: 10 December 2018 / Accepted: 29 January 2019 / Published online: 12 February 2019
# Springer-Verlag GmbH Germany, part of Springer Nature 2019
Abstract
The Lippert-Mataga equation is used widely to describe the solvatochromic effects of fluorescent molecules through the eval-
uation of solute–solvent interactions on the basis of the point-dipole model. A large dipole deviation of molecules in the ground-
state and the lowest excited-state is a basic requirement for the design of a polarity-sensitive fluorescent probe. Some recently
synthesized probes with center-symmetry have near zero dipole deviation while undergoing notably solvatochromic behaviors.
Thus, it is necessary to find a new method beyond the Lippert-Mataga model to qualitatively estimate the molecular solvent
shifts. To this end, a state-specific descriptor (SSD) based on molecular surface electrostatic potentials (ESP) is proposed to
explain the solvatochromic behaviors of the well-studied coumarin C153 and center-symmetric DCB-1d. In contrast to the
experimental solvent shifts and state-specific TD-DFT calculations, the SSD successfully explains the solvatochromic effect of
C153 and DCB-1d molecules. In addition, the SSD was tested by using eight selected polarity-sensitive fluorescent molecules.
The SSD was found to provide a good linear relationship with solvatochromism.
Keywords Solvatochromism . State-specific descriptor . Non-equilibrium implicit solvation model . Polarity-sensitive probe
2μ
point-dipole interactions, the electronic transition energy in
emi ¼ E emi − μe −μg Re ¼ E emi − μe −μg ð4Þ
e *
E sol vac vac
f
solvent (Esol) can be solved by the first-order perturbation a30
approximation showed in Fig. 1,
In practice, the polarity-sensitive behavior of solute is eval-
E sol ¼ Evac − ΔGe −ΔGg ð1Þ
uated by solvent shift (ΔEshift) when transferring a molecule
Evac is electronic transition energy in vacuum, ΔG is the from an apolar solvent into a strong polar solvent, which is
stabilization energy (also named as the solvation energy), also called the Lippert-Mataga equation.
which represents Gibbs free energy during the transfer of sol- 2μ
g=e
ute from vacuum to solvent, and the subscripts e and g mean ΔE shift
abs=emi ¼ hΔν abs=emi ¼ μe −μg Δf * ð5Þ
a30
the stabilization energies for solute in the excited and ground
state, respectively. The solvation energy is solved approxi- Here, Δf* is the deviation of polarity parameters be-
mately by the interactions between the reaction field (R) with tween nonpolar and strongly polar solvents. According to
the solute dipole moment (μ) and the magnitude of reaction Eq. 5, the large difference between μe and μg has long
field, which is determined by the Onsager model [10]: been considered a necessary requirement in order to de-
sign polarity-sensitive fluorescent molecules. Very recent-
2μ 2μ ε−1 1 n2 −1
R ¼ 3 f* ¼ 3 − ð2Þ ly, Zhao and co-workers synthesized a series of p-bis(2,2-
a0 a0 2ε þ 1 2 2n2 þ 1
dicyanovinly)benzene (DCB)-based fluorophores, which
Here, a0 and μ are the radius of the reaction cavity and exhibit interesting red-shift solvatochromism features
solute dipole moment, respectively. f* is the solvent polarity [12]. However, the DCB shown in Fig. 2 actually has a
parameter, which can be determined by the solvent’s isotropic center-symmetric structure, which results in a zero dipole
dielectric constant (ε) and optical refractive index (n). Under moment in both the ground and excited states. According
the assumption of the Franck-Condon principle, the R of sol- to Lippert-Mataga expressions (see Eqs. 3–5), DCB-based
ute during absorption processes of electronic spectra will be a compounds should not have solvent shift fluorescence be-
fixed value, which is determined by the ground-state dipole cause of their zero-dipole moment. The point-dipole ap-
moment (μg) and the polarity of the solvent. proximation gives an incorrect picture from which to es-
timate solute–solvent interactions for zero-dipole mole-
Then, the absorption transition energy (Esolabs ) in solvent is
cules, which prevents us from finding new polarity-
calculated by using the Lippert-Mataga expression [9, 11].
sensitive fluorescent molecules. It is necessary to find a
2μ more accurate descriptor to represent solute–solvent inter-
g *
abs ¼ E abs − μe −μg Rg ¼ E abs − μe −μg
E sol ð3Þ
vac vac
f
a30 actions at the molecular level. Besides the point-dipole
model, Politzer and coworkers also defined a set of mo-
Here Evac
abs is the transition energy of the solute absorption lecular descriptors based on electrostatic potential (ESP)
spectrum in vacuum. Similarly, the reaction field is deter- on the van der Waals (vdW) surface to describe intermo-
mined by the lowest excited-state dipole moment (μe) of the lecular interactions. They further used them to calculate
solute molecule for the emission processes, and the emission many related condensed-phase properties [13–15]. These
energy (E sol
emi ) is evaluated by Lippert-Mataga expression. ESP-based descriptors take molecular shape into account
and describe noncovalent interactions well [16, 17].
Moreover, in order to avoid underestimating intermolecu-
lar interactions for non-dipole molecules, they developed
the average deviation of the surface ESP (Π) to represent
molecular local polar or charge separation [18]. Once the
solute–solvent interaction is described by the descriptor
Π, the solvent shift can then be evaluated by the differ-
ence in average deviations for ground (Πg) and excited
(Πe) state surface ESP. The larger value of Πe–Πg leads
to more notable solvatochromism. Inspired by Politzer
ESP descriptors, here we combine elements of classical
solvent reaction field theory to develop a new state-
specific ESP-based descriptor to implicitly represent sol-
vent shifts on the absorption and emission spectra. In this
Fig. 1 Illustration of the solvent-shift from vacuum to solvent based on
paper, we take the fluorescent probe coumarin C153 [19]
ground-state and excited-state solvation energies and center-symmetric DCB-1d [12] shown in Fig. 2 as the
J Mol Model (2019) 25: 60 Page 3 of 8 60
prototype molecules, and study their polarity-dependent excited states during the absorption and emission process-
absorption and emission spectra. We tested the new es. As shown in Fig. 1, the large solvation energy of the
ESP-related descriptors by evaluating solvent shifts in solute is an important parameter in evaluating polarity-
electronic spectra. As a comparison, time-dependent den- sensitive fluorescent behaviors. Based on solvent reaction
sity functional theory (TD-DFT) coupled with the polar- field theory, the solute–solvent interaction is described by
izable continuum model (PCM) were applied to study the summation of the surface ESPs times their corre-
absorption and emission spectra. sponding reaction cavity response charges. The response
charge is determined using the self-consistent reaction
field (SCRF), which is positively correlated to its ESP
and solvent polarity parameter [21, 22].
Methods
ε−1 1 n2 −1
qi ∝V i S i f * ¼ V i S i − ð6Þ
In the Lippert-Mataga model, the dipole moment of the 2ε þ 1 2 2n2 þ 1
solute is determined predominantly by intermolecular in-
teractions, where the molecule is approximately taken as a Where qi is the response charge on the ith facet of the vdW
point-dipole in a spherical cavity. If the molecular dipole surface, Vi is the ESP value on the center of the ith facet, and Si
is zero, the solute–solvent interaction is still zero even is the area of the facet. In practice, the vdW surface is defined
though there are some local dipole (DA) structures in as the isosurface of 0.001 electron density.
DCB-1d. To better describe the intermolecular interac- Similar to the aforementioned Lippert-Mataga derivation,
tions of the DCB-1d type, high-ordered multipoles, such the solvent shift of the absorption and emission processes
as quadrupoles, need to be considered [20]. Additionally, during the transfer of solute from nonpolar solvent to polar
the ESP on the molecular vdW surface, which naturally solvent is evaluated by
take the molecular shape into account is also a very good g=e
g=e g=e
method to describe noncovalent interactions. To overcome hΔν abs=emi ≅− ∑ V ei ⋅qi −V gi qi ∝− ∑ V ei −V gi V i S i Δ f *
i i
the failure of point-dipole approximation in the descrip-
tion of the solute–solvent interactions for the D–A type of ð7Þ
molecules with a central symmetric structure, we propose
a new state specific descriptor (SSD) to represent the dif- Here, the superscripts g and e are related to the ground-state
ferent solvation energies of the solute in its ground and and the excited-state, respectively. qg and qe represent for the
ground-state and excited-state response charges. Ve and Vg is
the ESP value produced by ground-state and excited-state
electron density, respectively. The facet on the vdW surface
is defined by using the improved matching tetrahedral algo-
rithm [23]. Therefore, the ESP SSD is defnied as
g=e
SSDg=e ¼ ∑ V ei −V gi V i S i Δf * ð8Þ
i
Table 1 Experimental and calculated solvatochromic range (Δν = νnonpolar−νpolar, in cm−1) of C153 and DCB-1d for their absorption and emission
spectra
C153 Abs. 0.292 38.49 0.0139 0.0777 1589 863 1597 [19]
Emi. 0.292 72.62 0.1644 2791 540 3404 [19]
DCB-1d Abs. 0.279 0 0.0065 0.0524 1307 664 –
Emi. 0.279 0 0.0893 2823 629 1548 [12]
Theoretical values are calculated using the state-specific (SS) and linear response (LR) PCM methods coupled with TD-PBE0 approach, respectively.
Molecular dipole moments of S0 (μg) and S1 (μe) were solved using the DFT and TD-DFT methods with the optimized gas-phase S0 structure. The
Lippert-Mataga descriptors (μe−μg)μg/e is in Debye2 . The average deviation of ESP of S0(Πg) and S1(Πe) are calculated using ground and excited
surface ESP values. The unit of Π is atomic unit of ESP. The state-specific descriptors for absorption (SSDg) and emission (SSDe) are in atomic unit (a.u.)
calculated using the Multiwfn ESP analysis. Δf* represents the polarity difference of the different solvents
solvent shift. Compared with Lippert-Mataga dipole approxi- Results and discussion
mation, the SSD fully considers electronic distribution and mo-
lecular shape effects on solute–solvent interactions. To simplify Solvatochromism of C153 and DCB-1d
the evaluation of solvent–shift capability, we calculate only the
SSD based on ground-state balanced geometry. ESP values (Vg The electron/hole wavefunctions for C153 and DCB-1d dur-
and Ve) were calculated based on the ground-state and excited- ing the electronic transition from their ground state (S0) to the
state densities in vacuum. The average deviations of ESPs for lowest excited singlet state (S1) are shown in Fig. 3. It can be
ground sate (Πg) and excited state (Πe) were also calculated seen readily that the electronic transition of C153 defines the
according to Politzer’s definition [18]. As a comparison, the charge transfer character, i.e., electron transfer from the
standard linear response (LR) [24] and state-specific (SS) electron-rich (left side) to electron-deficient (right side) group
[25–27] PCM were also applied to describe electronic spectra while the electron and hole of DCB-1d have center-symmetric
in different solvents. The detailed calculations of absorption feature. This leads to a large excited molecular dipole (μe) for
and emission spectra using TD-DFT coupled with SS-PCM C153 and zero μe for DCB-1d, as shown in Table 1.
are provided in the Supporting Information. All DFT and TD- The solvatochromic capability is usually estimated by the
DFT calculations were performed using the Gaussian 09 pack- solvent-shift range (Δν) from a non-polar solvent, such as
age [28] with the PBE0 exchange-correlation functional at 6- cyclohexane, to a polar solvent, such as methanol, acetonitrile
31G(d) level. Molecular vdW surface and ESP analysis were and acetone. From Table 1, we can see that both C153 and
performed using the Multiwfn 3.5 developed by Lu and co- DCB-1d undergo solvatochromic behaviors. The Δνemi of
workers [29]. emission is nearly twice the Δνabs of absorption. For the
S1
S1
S0
S0
Fig. 4 Histograms of electrostatic potential (ESP) on the van der Waals mapping images of S0 and S1 molecules. Some local minimum and max-
(vdW) surfaces of C153 (left) and DCB-1d (right). Calculated ESPs: blue imum ESP values are labeled on the vdW surface
first singlet excited state (S1), red ground state (S0). Inset Colored ESP
J Mol Model (2019) 25: 60 Page 5 of 8 60
Table 2 Experimental solvatochromic ranges (Δν = νnonpolar−νpolar, in cm−1), calculated using the Lippert-Mataga descriptors, Πe−Πg and SSDg of
eight molecules for their absorption spectra
∆νabs=ν(nonpolar )
No Structure (μe-μg)μg ∏e-∏g SSDg 103
-ν(polar)
-2650=27930(CCl4)
1 -3.32 0.0011 -10.75
-30580(H2O) [2]
+1597=25979(C6H12)
2 38.49 0.0139 77.67
-24382(CH3CN) [19]
+2700=22620(C6H14)
3 18.33 0.0015 11.05
-19920(DMSO) [2]
+3780=20640(C5H12)
4 34.84 0.0065 27.42
-16860 (CH2I2) [2]
+4000=25640(C5H12)
5 71.68 0.0165 58.02
-21640 (CH2I2) [2]
+4240=30000(C6H14)
7 -8.15 0.0069 74.24
-25760(CF3CH2OH) [2]
+4710=21460(C6H14)
8 68.99 0.0133 62.77
-16750(/H2O) [2]
Here (μe-μg)μg in Debye2 , Π and SSDg in the atomic unit are calculated using the DFT and TD-DFT methods with the optimized S0 geometry
well-studied C153, the Lippert-Mataga expression (see Eq. 5) developed to approximately evaluate the solvent-shift range
can be used to explain why Δνemi is larger than Δνabs. This is shown in Eq. 8. From the calculated SSD for C153, we find
ascribed to the larger excited-state dipole (μe) values in terms that the SSD of the emission process is nearly twice that of the
of the ground-state dipole (μg). For the center-symmetric SSD of the absorption process, which explains why Δνemi is
DCB-1d molecule, μg and μe are zero. As such, the Lippert- almost twice Δνabs. Very interestingly, the SSD value of the
Mataga expression fails to explain the solvatochromism of DCB-1d emission is nearly identical to that for absorption of
DCB-1d. And the point-dipole approximation cannot estimate the C153 molecule, which explains why the Δνabs of C153 is
the solute–solvent interactions. To address this issue, a higher very close to Δνemi of DCB-1d, as observed experimentally.
multipole, such as the quadrupole, is needed. Instead of the To understand why SSDe is larger than SSDg, we checked the
higher multipole expansion, the EPS-based SSD was distribution of ESPs on the vdW surfaces of two molecules in
60 Page 6 of 8 J Mol Model (2019) 25: 60
their ground-state and excited-state, respectively. From Fig. 4, Validation of SSDe and SSDg
it can be seen that the ESP distributions of the excited-state of
C153 and DCB-1d are notably wider than those of their As discussed above, the SSD can describe the solute-solvent
ground-state ESPs. This indicates that solute–solvent interac- interaction well, and qualitatively estimate the solvatochromic
tions in the excited state are stronger than those in the ground effect beyond the point-dipole approximation. In order to ver-
state, which results in a larger SSD for emission according to ify their performance for the estimation of the polarity-
Eq. 8. sensitive transition energy, we calculated the SSD of the ab-
Besides these methods to qualitatively evaluate polarity- sorption and emission for some well-studied solvatochromic
sensitive fluorescent behavior, TD-DFT coupled with PCM, molecules in the literature [1, 12, 19, 30–32]. Table 2 lists the
including the linear-response (LR) and state-specific (SS) solvent-shift ranges (Δν), Lippert-Mataga descriptor and SSD
model, is widely used to calculate solvent-shift ranges (Δν) of the absorption of eight molecules. Table 2 shows that SSDg
for absorption and emission spectra. In Table 1, we listed the can qualitatively describe the solvatochromic effect.
Δνabs and Δνemi obtained from TD-DFT coupled with the Generally, the negative SSD value relates to blue-shift
LR-PCM and SS-PCM approximation. The main difference solvatochromism while positive SSD value suggests a red-
between LR-PCM and SS-PCM is how the polarization re- shift effect. Usually, the large SSD can lead to a strong
sponse charges are treated. In the SS-PCM approach, the sol- solvent-shift range. However, there are some abnormal mole-
vent polarization response is decomposed into fast and slow cules. For example, the SDD of molecule 2 is very large while
responses, which represent the response of solvent electron its Δνabs is very small. Since the SSD implicitly considers
and orientation, respectively. The excitation energy is the dif- only the electrostatic solute-solvent interaction, the effect of
ference between the corresponding free energies, i.e., with the other strong interactions, such as hydrogen bonds, cannot be
state-specific ground-state and excited-state QM continuum included in the SSD approach. Such strong interactions may
models. Thus, the excitation energies require an iterative pro- lead to a slight deviation in estimating solvatochromic effects.
cedure to considering the effective solvent-induced interac- As for the Δν of the emission spectra shown in Fig. 5, the
tions for the ground-state and excited-state calculations. In good linear relationship between the SSDe and Δνemi means
the LR-PCM approach, the absorption/emission energies are that the SSDe could correctly describe polarity-sensitive fluo-
determined directly by the poles of the frequency-dependent rescent behavior. As a comparison, the Lippert-Mataga de-
linear response functions of molecules in the ground state, i.e., scriptor fails to estimate the solvatochromic effect, especially
the solvent is always fully equilibrated with ground-state elec- for DA molecules with center-symmetry such as DCB deriva-
tron densities. Consequently, the iterative scheme of SS-PCM tions, as evidenced by the results listed in Table 3.
is no longer required. From Table 1, we find that the SS-PCM
gives a larger Δν of emission than of absorption, while the
LR-PCM presents an incorrect picture. Compared with the Conclusions
experimental data, the SS-PCM correctly describes the
Δνemi of C153, but overestimates Δνemi of DCB-1d. The In summary, molecular surface ESPs coupled with the solvent
SSDe and SSDg can relate well to the solvent-shift range for reaction field were applied to implicitly describe solute–
both emission and absorption spectra. The calculations are solvent interactions beyond the point-dipole approximation.
J Mol Model (2019) 25: 60 Page 7 of 8 60
Table 3 Experimental solvatochromic ranges (Δν = νnonpolar−νpolar, in cm−1) of eight molecules for their emission spectra
∆νabs=ν(nonpolar )
No Structure (μe-μg)μg ∏e-∏g SSDg 103
-ν(polar)
+800=23530(C5H12)
1 61.00 0.0135 97.60
-22730(H2O) [2]
+1036=19310(C6H12)
2 0.00 0.0075 102.16
-18274(CH2Cl2) [12]
+1274=21615(C6H12)
3 0.00 0.0067 96.40
-20341(CH2Cl2) [12]
+1548=19357(C6H12)
4 0.00 0.0065 89.32
-17809(CH3COCH3) [12]
+2220=21234(toluene)
5 35.77 0.0080 141.42
-19014(CH3OH) [1,32]
+3404=21753(C6H12)
6 72.62 0.0139 164.43
-18349(CH3CN) [19]
+3475=20369(toluene)
7 235.34 0.0117 217.17
-16894(H2O) [1,30]
+5498=23044(toluene)
8 189.61 0.0150 276.72
-17546(CH3OH) [1 , 31]
The Lippert-Mataga descriptor (μe-μg)μe (in Debye2 ) is calculated using the DFT and TD-DFT methods. The Πe-Πg and SSDe in atomic unit) is
calculated using the surface ESP surface values obtained by Multiwfn
The ESP-based descriptor SSD was utilized to evaluate well-studied fluorescent molecules. The SSD can well de-
solvent-shift ranges for both molecular absorption and emis- scribe the solvochromic behavior of those molecules, taking
sion spectra. Our results demonstrate that both SSDe and into consideration the dipole changes during electron state
SSDg can successfully estimate polarity-sensitive absorption transition. More importantly, it can explain the solvent shift
and emission features. A good linear relationship between of the center-symmetric DA molecules, which will be helpful
SSDe and solvatochromic effect was found in a study of nine in the molecular design of polarity-sensitive probes.
60 Page 8 of 8 J Mol Model (2019) 25: 60
Acknowledgments The authors thank Dr. Yun Wang helpful discus- electrostatic potentials and average local ionization energies. J
sions. This work is supported by the National Key R&D program of Mol Model 16(11):1679–1691. https://doi.org/10.1007/s00894-
China (Grant No. 2017YFB0203404), National Natural Science 010-0692-x
Foundation of China (21173138), and Shaanxi Innovative Team of Key 17. Murray JS, Politzer P (2011) The electrostatic potential: an over-
Science and Technology (2103KCT-17). view. Wiley Interdiscip Rev Comput Mol Sci 1(2):153–163. https://
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