Moreau 2002
Moreau 2002
* Corresponding author.
E-mail address: [email protected] (S. Zisook).
0193-953X/02/$ - see front matter Ó 2002, Elsevier Science (USA). All rights reserved.
PII: S 0 1 9 3 - 9 5 3 X ( 0 2 ) 0 0 0 1 9 - 9
776 C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790
Symptom severity
Using DSM-III criteria, the National Comorbidity Survey found a life-
time prevalence of PTSD of 7.8%. This survey also recognized the impact
of several noncombat forms of trauma, including rape and molestation in
women and witnessing someone being badly injured or killed [10]. Using
similar criteria to identify patients with PTSD, numerous studies have dem-
onstrated substantial biopsychosocial impairment for occupation [11],
somatic distress and concomitant medical illness [12], poor quality of life
[13], suicidality [14,15], impaired intimacy [16], increased burden to spouse
or partner [17], and social dysfunction [18]. Other studies, however, have
C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790 777
Fig. 2. A Dimensional Approach to Stress-Related Disorders Spectra: 1. Symptom Severity or diagnostic thresholds; 2. Nature of Stressor; 3. Response to
trauma.
C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790 779
Stressor criteria
An important evolution in the diagnostic criteria for PTSD concerns
the inclusion of the victim’s appraisal of the event. Before DSM-III, many
clinicians limited the diagnosis to individuals exposed to combat or only the
severest forms of civilian trauma. In DSM-III and DSM-III-R, the event
780 C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790
miles away and not knowing anyone killed or injured. The authors did note
that media exposure was a significant predictor of symptomatology. In a
second study, Zisook et al [31] reported chronic and debilitating symptoms
of PTSD in a group of mostly middle-age and older widows and widowers,
even after relatively chronic terminal illnesses and when the death had been
expected. Although PTSD was more prevalent when the death was
‘‘unnatural’’ (ie, suicide or homicide), it was still seen in almost 10% of the
sample after spouses died of natural causes. A spectrum of stressors and a
spectrum of symptoms below the DSM-IV threshold produce impairment
and a need for treatment. These spectra must be elucidated further in future
diagnostic manuals.
Trauma-related conditions
Stressful events are known to precipitate and exacerbate various psychi-
atric conditions. In the ICD-10 classification [32], acute and chronic PTSD,
adjustment disorders, and personality change after catastrophic stress are
included in a stress and trauma section. Similarly, the DSM-IV Advisory
Subcommittee unanimously voted to classify PTSD in a new stress response
category [33]. One proposal for classification might include PTSD at the
severe end of a spectrum of stress-related disorders, with adjustment disor-
ders at the other. In that vein, McFarlane et al [34] showed that responses to
trauma are heterogeneous and include PTSD, major depressive disorder,
drug abuse, other anxiety disorders, and eating disorders. According to
Yehuda and McFarlane [35], ‘‘the relative rareness of pure PTSD, compared
to the presence of more complex forms, suggests that traumatic stress may
precipitate a whole host of symptoms and conditions.’’ In this section, the
authors review several stress-related conditions and examine their associa-
tions with PTSD.
Complicated grief
Diagnostic and Statistical Manual-IV includes bereavement as a ‘‘V’’
code contained in the section ‘‘other conditions that may be a focus of clin-
ical attention.’’ Despite clinical observations by various authors, including
Freud [36], Lindemann [4], Bowlby [37], Parkes [38], and Horowitz [39], that
prolonged grief reactions are functionally impairing and often differ from
diagnostic classifications of depression or other established psychiatric dis-
orders, the makers of DSM-IV excluded complicated or prolonged grief
as an axis I diagnosis because of a lack of empirical evidence regarding the
symptoms [40]. Since that decision was made, at least two separate groups of
investigators have provided empirical data suggesting that a diagnostic cat-
egory of complicated grief may be appropriate.
Prigerson et al [41] found a distinction between depressive symptoms and
symptoms of complicated grief in 82 recently widowed elderly individuals.
782 C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790
Somatization
The earliest descriptions of the effects of trauma on individuals focused
on physical manifestations. In defining the new category of PTSD, however,
the framers of DSM-III focused on the psychological symptoms of reexper-
iencing a traumatic event, avoidance and numbing, and hyperarousal. Sub-
sequently, several studies found high rates of somatic symptoms in persons
with PTSD. Most of these studies addressed the relationship between com-
bat-related PTSD and physical symptoms.
Beckham et al [45] showed that somatization and PTSD symptom
severity in Vietnam veterans were related to self-reported health problems
C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790 783
and not the sole result of self-report bias. In a study of 21,244 Gulf War vet-
erans, the number of physical complaints was higher in veterans with PTSD
compared to those with any other psychological condition, those with a
medical illness, and those labeled as healthy [46]. The most common somatic
symptoms included fatigue, sleep disturbance, joint pain, memory loss,
headache, depressed mood, and difficulty concentrating. In addition to com-
bat-related PTSD, McFarlane et al [12] showed high rates of physical
complaints in a community sample of firemen with PTSD. Based on data
from an event-related potential study that showed that individuals with
PTSD had lower responsiveness to external stimuli and a general difficulty
in evaluating the significance of stimulus change, McFarlane posited that
somatization may be explained by an impaired ability to differentiate rele-
vant from irrelevant stimuli and a tendency to focus on and misinterpret
somatic sensations. In the DSM-IV field trials, high levels of association
between trauma and somatization were reported [24]. A prospective study
by Andreski et al [47] found increased risk of somatization symptoms in per-
sons with PTSD beyond that expected by the presence of comorbid psy-
chiatric disorders.
Rather than considering co-occurring PTSD and somatization disorder
as totally separate conditions, further research is needed to discern whether
somatization may be one potential pathway for trauma to express itself psy-
chologically, just as there are somatic symptoms in depression and other
anxiety disorders. Prospective studies may help discern whether there is a
subgroup of PTSD sufferers who have prominent somatic complaints and
how this subgroup differs from individuals with fewer somatic symptoms.
van der Kolk et al [24] found a substantial number of persons who, even
after their PTSD symptoms had resolved, continued to suffer from high lev-
els of somatization. This group is unlikely to receive effective clinical care if
their symptoms are not viewed from a dimensional perspective.
as an important risk factor for the development of PTSD. Still, there could
be a group with subthreshold or full PTSD symptoms for less than 1 month
who did not experience dissociation and would be diagnosed by current con-
ventions as having an adjustment disorder.
Marshall et al [50] reviewed six prospective and two retrospective studies
to determine the proportion of trauma survivors who had PTSD symptoms
of less than 1 month’s duration or who met full criteria for PTSD yet did not
have prominent dissociative symptoms at the time of trauma. They did not
meet criteria for acute stress disorder. These studies showed a substantial
number of persons with PTSD symptoms of less than 1 month who did not
meet criteria for acute stress disorder, based on a lack of substantial disso-
ciative symptoms around the time of the event. The data showed that acute
stress disorder was indicative of greater severity and chronicity of PTSD,
however. Using a dimensional approach, individuals who do not respond
symptomatically to trauma are at one end of the spectrum. They constitute
the largest number of people along the spectrum of PTSD. A second group
meets criteria for an adjustment disorder. Further along the spectrum of
PTSD severity are persons who also experience peri-traumatic dissociation
(eg, have an acute stress disorder). This group is not only at higher risk to
develop PTSD but also is likely to develop a severe and chronic case. The
most severe point on the spectrum is complicated PTSD, in which depres-
sion, panic disorder, and other comorbid conditions are evident.
depression serves as a risk factor for PTSD [56,61]. Others have found that
depression is often secondary to PTSD [10,61,62]. The complexity of the
relationship is highlighted by a study that examined the development of
PTSD and major depressive disorder in adult offspring of Holocaust survi-
vors. Yehuda and colleagues found a strong relationship between parental
PTSD and the occurrence of PTSD in offspring. Parental trauma exposure
more than parental PTSD, however, was significantly associated with life-
time depressive disorder in offspring [63].
Several investigators have suggested that the three most common impair-
ing psychological sequelae from traumatic stress are PTSD alone, major
depressive disorder alone, or comorbid PTSD and major depressive disorder
[64–67]. Breslau et al [68] reviewed retrospective and prospective data from
the Epidemiologic Study of Young Adults in southeast Michigan [58] to
demonstrate whether traumatic events increased the risk for depression
independent of their PTSD effects. Breslau et al found a markedly increased
risk for major depression in persons with PTSD but not in persons exposed
to trauma who did not develop PTSD. This increased risk suggests that
PTSD and major depression may share a common underlying vulnerability.
Stated otherwise, major depression after traumatic events and PTSD do not
have separate vulnerabilities but exist along a spectrum of potential sequelae
of traumatic experiences.
Summary
An understanding of PTSD and stress-related conditions is in its infancy.
This is not surprising given the fact PTSD was not recognized as a distinct
diagnostic entity until 1980. Since that time, the diagnostic classification has
undergone continuous change as our understanding of PTSD is refined. The
authors believe that PTSD can be best understood through a dimensional
conceptualization viewed along at least three spectra: (1) symptom severity,
(2) the nature of the stressor, and (3) responses to trauma.
Along the severity spectrum, studies that review diagnostic thresholds
reveal significant prevalence of PTSD symptoms and impairment that
results from subthreshold conditions. Comorbidity patterns suggest that
when PTSD is associated with other psychiatric illness, diagnosis is more
difficult and the overall severity of PTSD is considerably greater. With
regard to a stressor criteria spectrum, the diagnostic nomenclature initially
only recognized severe forms of trauma personally experienced. More
recently, however, the person’s subjective response and events occurring
to loved ones were included. This has greatly broadened the stressor criteria
by leading to an appreciation of the range of precipitating stressors and the
potential impact of ‘‘low-magnitude’’ events. Given that responses to trau-
ma vary considerably, another possible spectrum includes trauma-related
conditions. Traumatic grief, somatization, acute stress disorder and dissoci-
ation, personality disorders, depressive disorders, and other anxiety disor-
ders all have significant associations with PTSD.
Further research is needed to clarify and expand the current understand-
ing of PTSD and other trauma-related conditions. Consideration of the
severity of symptoms and the range of stressors coupled with the various
disorders precipitated by trauma should greatly influence scientific research.
The future undoubtedly will bring a refinement of the current understanding
of PTSD and improved treatments.
C. Moreau, S. Zisook / Psychiatr Clin N Am 25 (2002) 775–790 787
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