Rikli and Jones 2012
Rikli and Jones 2012
The Gerontologist © The Author 2012. Published by Oxford University Press on behalf of The Gerontological Society of America.
Cite journal as: The Gerontologist Vol. 0, No. 0, 1–13 All rights reserved. For permissions, please e-mail: [email protected].
doi:10.1093/geront/gns071
*Address correspondence to Roberta E. Rikli, PhD, College of Health and Human Development, California State University,
Fullerton, EC-646, 800 N. State College Blvd., Fullerton, CA 92834. E-mail: [email protected]
Purpose: To develop and validate criterion-referenced unavailable methods for evaluating physical capacity
fitness standards for older adults that predict the in older adults relative to that associated with physi-
level of capacity needed for maintaining physical cal independence. Most importantly, the standards
independence into later life. The proposed standards can be used in planning interventions that target spe-
were developed for use with a previously validated test cific areas of weakness, thus reducing risk for prema-
battery for older adults—the Senior Fitness Test (Rikli, ture loss of mobility and independence.
R. E., & Jones, C. J. (2001). Development and valida- Key Words: Assessment, Strength, Aerobic endurance,
tion of a functional fitness test for community-residing Agility/dynamic balance, Mobility, Physical fitness
older adults. Journal of Aging and Physical Activity,
6, 127–159; Rikli, R. E., & Jones, C. J. (1999a).
Senior fitness test manual. Champaign, IL: Human With the projected increase in the number and
Kinetics.). Methods: A criterion measure to assess percentage of older adults throughout much of the
physical independence was identified. Next, scores world, it is critical for both economic and personal
from a subset of 2,140 “moderate-functioning” older reasons that this large segment of the population
adults from a larger cross-sectional database, together remains healthy and independent for as long as
with findings from longitudinal research on physical possible. A key factor in preserving mobility and
capacity and aging, were used as the basis for propos- independence in later years is maintaining the fit-
ing fitness standards (performance cut points) associ- ness capacity (e.g., strength, endurance, agility,
ated with having the ability to function independently. and balance) needed to perform normal everyday
Validity and reliability analyses were conducted to test activities—to do simple housework, climb steps,
the standards for their accuracy and consistency as lift and carry objects, get in and out of chairs or
predictors of physical independence. Results: Perfor- transportation vehicles, and walk far enough in
mance standards are presented for men and women and around stores, buildings, and parking lots to
ages 60–94 indicating the level of fitness associated do one’s own shopping and errands (Macaluso &
with remaining physically independent until late in life. De Vito, 2004; Morey, Pieper, & Cornoni-Huntley,
Reliability and validity indicators for the standards 1998; Paterson & Warburton, 2010).
ranged between .79 and .97. Implications: The Unfortunately, limited information is available
proposed standards provide easy-to-use, previously regarding the fitness level needed for maintaining
1
physical independence. The few studies published performance standards based on a nation-wide
regarding threshold requirements for independent study of 7,183 older Americans aged 60–94 years.
living primarily have involved laboratory-based Functional fitness was defined as “having the
measures, such as maximum oxygen uptake, peak physiologic capacity to perform normal everyday
oxygen consumption, or maximum muscle torque activities safely and independently without undue
(Cress & Meyer, 2003; Fleg et al., 2005; Goodpaster fatigue” (1999a, p. 133).
et al., 2006), measures that provide important As briefly described in Table 1, the test battery
information for the scientific community but which includes measures of strength, aerobic endurance,
are not well understood or easily interpreted by flexibility, and agility/dynamic balance. Each item
most health professionals, program leaders, or by was developed and validated as a means of assess-
older adults themselves. ing the underlying physical attributes that support
The purpose of this research was to establish functional mobility. Test–retest reliability for SFT
reliable and valid criterion fitness standards (per- items ranged from .80 to .98. Validity was estab-
formance cut points) for five items in a previously lished through various types of content and crite-
validated easy-to-use field test of functional fitness for rion analyses, including comparing SFT scores
2 The Gerontologist
Table 1. Brief Descriptions of Senior Fitness Test Items
3
procedures (Baumgartner, Jackson, Mahar, & Rowe, (which is the purpose of the SFT) but also the
2007; Cureton & Warren, 1990; Mahar & Rowe, ultimate behavioral goal—ability to perform the
2008; Morrow, Jackson, Disch, & Mood, 2011; everyday activities needed for maintaining physical
Safrit & Wood, 1995), procedures that involve independence. In this study, having the physical
three major steps—(a) identifying an appropriate ability needed to live independently was assessed
criterion measure to asses the goal of interest through self-report using the Composite Physical
(physical independence, in this case), (b) setting the Function (CPF) scale, one that was developed based
performance standards (fitness cut-point scores), on an adaptation and extension of other previously
and (c) testing the validity and reliability of the published scales by Siu, Reuben, and Hays (1990),
standards as predictors of the criterion goal (phys- by Rosow and Breslau (1966), and with items also
ical independence). taken from the National Health Interview Survey
(National Center for Health Statistics, 1991). The
resulting 12-item CPF scale described in Table 2 is
Step 1—Identifying an Appropriate Criterion capable of assessing physical function across a wide
Measure to Assess Physical Independence range of abilities—from those associated with basic
Instructions: Indicate your ability to do each of the following by circling appropriate response. Your response should indicate
whether you “can do” these activities, not if you actually “do” the activities
4 The Gerontologist
advanced activities, such as strenuous sport, house- 70s, and even 80s) have more stringent criteria
hold, and exercise activities. Evidence supporting than those in their 90s for being assessed as “mod-
the test–retest reliability (R = .94) and validity of erate” functioning, criteria that are set high enough
the CPF (Rikli & Jones, 1998) is consistent with to allow younger older adults to experience nor-
other findings suggesting that self-report measures mal age-related declines and not progress below
of functional ability generally are reliable and valid the functional ability requirements for indepen-
(Guralnik, Reuben, Buchner, & Ferrucci, 1995; dent living at age 90. Therefore, knowing that
Hoeymans, Wouters, Feskens, van den Bos, & age-related declines in physical capacity after the
Kromhout, 1997). age of 50 or 60 are commonly reported to be at
The CPF scale can be used to categorize indi- least 10%–15% per decade and that declines in
viduals as “high (advanced) functioning,” “mod- physical capacity are associated with declines in
erate functioning,” or as “low functioning” and functional ability (Macaluso & De Vito, 2004; Morey
“at risk” for loss of independence. High function- et al., 1998; Paterson et al., 2007; Vandervoort,
ing are those who indicate that they can perform 2002), it may be reasonable to assume (in the
all 12 items on their own without assistance, thus absence of better data) that performance on the
5
who met the age-adjusted criteria for having mod- there was no evidence that the type of fitness mea-
erate functional ability as defined by the CPF. The sure (e.g., strength vs. aerobic) or gender (women vs.
normative SFT data set seemed especially appro- men) were factors in influencing the rate of decline
priate for use in developing criterion performance when performance was measured longitudinally
standards for this population because it is, to our versus cross-sectionally, 1.25 was considered an
knowledge, the largest data set of its kind reflect- appropriate conversion factor on all test items for
ing comprehensive measures of fitness for older both men and women. Again, it was important
adults and because it is based on a well-defined that fitness standards be set sufficiently high for
population of community-residing older adults. younger older adults so that the normal age-related
Demographic characteristics and SFT scores for declines will not cause them to progress below the
normative study participants are described in level of fitness needed for independent functioning
Rikli and Jones (1999b). Table 3 presents the at age 90.
average fitness scores achieved by the 2,140 subset As such, the ultimately “proposed fitness stan-
of moderate-functioning participants, scores that dards” presented in Table 4 reflect an average
served as the initial basis for the ultimately pro- anticipated decline in performance of 40.1% over
6 The Gerontologist
Table 3. Fitness Means and SD (in Parentheses) for the Subset (N = 2,140) of Normative Study Participants (Rikli & Jones, 1999b) Who Were Rated as Moderate Functioning
as Determined by Age-Adjusted Scores on the Composite Physical Function Scalea
Age groups
% Of decline
60–64 (n = 144) 65–69 (n = 369) 70–74 (n = 538) 75–79 (n = 515) 80–84 (n = 306) 85–89 (n = 180) 90–94 (n = 88) over 30 years
Lower body strength
(number of chair
stands in 30 s)
Women 13.8 (3.6) 13.7 (3.5) 12.8 (3.1) 12.5 (3.6) 11.9 (5.2) 10.7 (4.1) 9.2 (4.3) 33.3
Men 14.8 (4.7) 14.0 (4.5) 13.0 (4.0) 12.9 (3.6) 12.4 (3.6) 10.1 (4.6) 9.4 (3.6) 36.4
Upper body strength
(number of arm
curls in 30 s)
Women 15.4 (4.1) 14.8 (3.8) 14.1 (4.0) 13.9 (4.0) 13.4 (4.0) 12.5 (3.2) 11.0 (3.9)) 28.6
Men 18.0 (5.0) 17.2 (5.1) 17.3 (5.1) 15.5 (3.9) 15.6 (3.8) 13.4 (3.2) 12.3 (3.4) 31.9
Aerobic endurance
7
(yards walked
in 6 min)
Women 578 (81) 550 (102) 539 (87) 503 (100) 484 (83) 456 (98) 407 (125) 29.6
Men 610 (89) 597 (92) 568 (100) 500 (142) 505 (99) 443 (126) 404 (131) 33.8
Alternate aerobic
endurance
(number of steps
in 2 min)
Women 85.9 (24.5) 85.1 (24.2) 83.5 (21.9) 83.1 (23.0) 78.5 (19.7) 74.2 (18.4) 60.4 (22.1) 29.7
Men 92.6 (20.8) 89.3 (25.1) 92.5 (20.6) 90.1 (27.0) 81.2 (27.1) 75.5 (28.5) 60.0 (22.1) 35.2
Agility/dynamic balance
(8-foot up-and-go, s)
Women 5.4 (1.2) 5.6 (1.0) 6.0 (1.3) 6.3 (1.2) 6.6 (1.4) 7.2 (1.6) 7.8 (1.6) 30.8b
Men 5.2 (1.6) 5.6 (1.3) 6.2 (2.5) 6.2 (1.9) 6.4 (1.4) 7.4 (3.1) 7.7 (2.0) 32.5b
Notes: aSee Table 2 for a definition of moderate functional ability. Mean decline = 32.2%.
b
The percent of change in performance for the 8-foot up-and-go was calculated by dividing the amount of change by the higher score, so that the proportion of change would
be calculated in a manner comparable to other test items.
Once fitness standards were established for the body strength (Paterson et al., 2007; Vandervoort,
oldest age group (90–94 years) and were proposed 2002).
for the youngest group (60–64 years) based on the The ultimately proposed standards of fitness for
rate of projected rate of decline that needed to be all age groups reflect “rounded off” numbers to
considered over the 30-year age span from 60–64 make them consistent with SFT scoring procedures
to 90–94, standards were then proposed for the and to make them more user-friendly. As seen in
remaining age groups based on additional age- and Table 4, to be consistent with SFT scoring instruc-
gender-related considerations, especially on the tions, all standards for the chair stand, arm curl,
“curvilinear” nature of physical decline during and step test are reported in whole numbers, with
aging that has been observed in almost all age- standards for the 6-min walk presented in 5-yard
related research involving cardiovascular and neu- increments. It is important to keep in mind that the
romuscular functioning (American College of recommended fitness standards are intended to be
Sports Medicine, 2009; Doherty, 2003; Macaluso & used as “guidelines” for evaluating fitness and for
De Vito, 2004; Paterson et al., 2007; Vandervoort, planning exercise interventions for older adults
2002). Typically, the rate of decline accelerates rather than as precise data points that have been
across decades from the 6th to the 7th and from calculated to smallest unit of measurement possible.
the 7th to the 8th, with even greater declines seen Additional information on administering the
from the 8th to the 9th decade. Therefore, as seen SFT items and on converting test protocols and
in Table 4, the proposed standards reflect a some- performance tables to metric units are presented in
what lesser rate of decline during the earlier the SFT Manual (Rikli & Jones, 2001, in press).
years and a greater rate in later years. In propos- Also included is additional information on how to
ing the standards, consideration was also given use the performance tables to interpret test results
to previous findings indicating that lower body and plan appropriate exercise interventions. As an
strength tends to decline at a faster rate than upper example, if a 73-year-old male scores 19 on the
8 The Gerontologist
chair stand test, 18 on the arm curl, and covers being used (the SFT and CPF) but also the validity
500 yards on 6-min walk test, one sees by looking and reliability of the proposed standards them-
at Table 4 that he met (or surpassed) recommended selves as predictors of the intended goal (physical
fitness standards on the strength items (chair stand independence in this case), a process that has been
and arm curl) but not on the aerobic endurance well defined elsewhere (Baumgartner et al., 2007;
test (6-min walk). Thus, an appropriate exercise Cureton & Warren, 1990; Morrow et al., 2011;
prescription for this person would include addi- Safrit & Wood, 1995).
tional emphasis on endurance types of activities. To estimate the validity and reliability of the
The third stage of the standards development proposed fitness standards, data were analyzed on
involved seeking input at various times during the a sample of 82 community-residing older adults
process from members of a panel of experts in the (48 women and 34 men, mean age = 70.2; SD = 5.7)
fields of gerontological health, exercise, and mea- who were ambulatory without the use of assistive
surement, a panel which included well-known devices and were not to have been advised by their
scholars in their respective areas as well as pro- physician to refrain from exercise.
gram leaders/practitioners who had considerable The validity of a criterion-referenced test
Table 5. Validity of Criterion-Referenced Standards for Senior Fitness Test (SFT) Items
Test item c ϕ n c ϕ n c ϕ n
30-s chair stand .87 .70 75 .86 .74 45 .86 .71 30
30-s arm curl .83 .66 69 .83 .52 40 .86 .72 29
6-min walk .91 .67 78 .88 .44 48 .97 .97 30
2-min step test .91 .79 68 .92 .81 40 .89 .76 28
8-foot up-and-go .79 .56 73 .80 .60 44 .79 .58 29
Note: c = validity coefficient, proportion of consistent classifications in having met or not met the standard on both measures—
the SFT field measure and the Composite Physical Function (CPF) criterion measure for functional independence. ϕ = phi coeffi-
cient, indicates correlation between the classifications on each variable (SFT and CPF), another indication of classification
consistency.
9
Test–retest reliability of the standards was other relevant information from the literature,
determined by administering the SFT on two dif- especially that indicating a greater rate of decline
ferent occasions so that comparisons can be made when performance is tracked longitudinally versus
regarding the consistency of the classifications on cross-sectionally. It was important that standards
Day 1 compared with Day 2. Standards are consid- be set high enough so that a person’s level of fitness
ered to have good reliability when a large number would not decline below the level needed for inde-
of participants who meet (or do not meet) the pendent functioning in spite of normal age-related
established standard on Test Day 1 are consistent changes.
in also meeting (or not meeting) the standard on For the 90–94 age group only, actual observed
Day 2. scores (rather than adjusted scores) were proposed
As indicated in Table 6, the test–retest reliability as the recommended fitness standards, as this
of the standards (represented by Pa, proportion group already had demonstrated that they had
of agreement) was quite high for all test items, retained sufficient fitness to perform the activities
with most values being in the .80 to .97 range. The needed for living independently. Previous studies
Pa values in this study, which can be interpreted as suggest that the standards for 90–94 years old, even
Table 6. Test–Retest Reliability of Criterion-Referenced Standards for Senior Fitness Test (SFT) Items
Test Item Pa kq n Pa kq n Pa kq n
30-s chair stand .89 .79 73 .89 .78 42 .90 .80 31
30-s arm curl .80 .60 71 .79 .58 39 .81 .62 32
6-min walk .93 .86 73 .91 .82 44 .97 .94 29
2-min step test .88 .76 69 .90 .80 39 .87 .74 30
8-foot up-and-go .90 .80 71 .88 .76 40 .94 .88 31
Note: Pa = proportion of agreement in participants being consistently classified as having met or not met the SFT performance
standard on both Day 1 and Day 2. kq = modified kappa, provides a correction for chance in reporting classification consistency
(Looney, 1989).
10 The Gerontologist
that falls and fall-related injuries are a major cause nonexperimental untested predictions. Longitudinal
of loss of independence and escalating health care intervention studies will be required to test the
costs (Centers for Disease Control and Prevention, ultimate accuracy of the standards relative to their
2011). In addition, when comparing the newly ability to predict the level of fitness needed at vari-
proposed criterion standards with the previously ous ages to retain independent functioning in later
published SFT normative percentile tables, it was in life.
found that all 70 of the proposed standards (five Additional research is also needed to address
test items across seven age groups for both men the potential limitation associated with use of self-
and women) fell at or above the 40th percentile report to assess functional ability level, particu-
rank. This means that at least 40% of the norma- larly as measured by the CPF. Although evidence
tive population would not have met the fitness exists to support the reliability and validity of the
standard associated with independent functioning, CPF (Rikli & Jones, 1998) and of other self-report
an observation that is reasonably consistent with measures of physical ability (Guralnik, et al., 1995;
statistics reported elsewhere indicating that 40%– Hoeymans et al., 1997), additional studies are
50% of the over 65 population have difficulty with needed to confirm the effectiveness of the CPF for
11
and Community Health, University of Illinois, Urbana-Champaign; Guralnik, J. M., Reuben, D. B., Buchner, D. M., & Ferrucci, L. (1995).
Matthew Mahar, Professor of Kinesiology, East Carolina University, Performance measures of physical function in comprehensive geriatric
Greenville; Miriam Morey, Professor of Medicine, Duke University; James assessment. In L. Z. Rubenstein, D. Wieland, & R. Bernabei. (Eds.), Geri-
R. Morrow, Jr., Regents Professor of Kinesiology, University of North atric assessment technology: The state of the art (pp. 59–74). Milan, Italy:
Texas, Denton; Naoko Muramatsu, Associate Professor of Community Editrice Kurtis.
Health Sciences, University of Illinois, Chicago; Donald Paterson, Research Guralnik, J. M., Simonsick, E. M., Ferrucci, L., Glynn, R. J., Berkman, L. F.,
Director, Canadian Centre for Activity and Aging, University of Western Blazer, D. G., et al. (1994). A short physical performance battery
Ontario; Debra Rose, Director, Center for Successful Aging, California assessing lower extremity function: Association with self-reported
State University, Fullerton; and Dawn Skelton, Professor, Aging and Health, disability and prediction of mortality and nursing home admission.
Glasgow Caledonian University, Glasgow. Program leader/practitioner Journal of Gerontology: Medical Sciences, 49, 85–94.
panel members were Jordan Aquino, Assistant Director, Pain Management Hoeymans, N., Wouters, E., Feskens, E., van den Bos, G., & Kromhout, D.
Center, California State University, Fullerton (CSUF); Jeana Miller, (1997). Reproducibility of performance-based and self-reported mea-
Operations Manager, CSUF Center for Successful Aging; Jan Montague, sures of functional status. Journal of Gerontology: Medical Sciences,
President, Whole Person Wellness Solutions Inc., Cincinnati; and Karen 52a(6), M363–M368. doi:10.1093/gerona/52A.6.M363
Schlieter, Assistant Director, FallProof Balance and Mobility Instructor Hollenberg, M., Yang, J., Haight, T. J., & Tiger, I. B. (2006). Longitudinal
Certificate Program, CSUF. changes in aerobic capacity: Implications for concepts of aging. Journal
of Gerontology: Medical Sciences, 61A, 851–858.
Hughes, S. L., Leith, K. H., Marquez, D. X., Moni, G., Nguyen, H. Q.,
Desai, P., et al. (2011). Physical activity and older adults: Expert con-
References
sensus for a new research agenda. The Gerontologist, 51, 822–832.
Administration on Aging. (2010). A profile of older Americans: 2010. doi:10.1093/geront/gnr106
Washington, DC: A report of the Administration on Aging, U.S.
12 The Gerontologist
Rikli, R. E., & Jones, C. J. (1999a). Development and validation of a Siu, A. L., Reuben, D. B., & Hays, R. D. (1990). Hierarchical measures of
functional fitness test for community-residing older adults. Journal of physical function in ambulatory geriatrics. Journal of the American
Aging and Physical Activity, 6, 127–159. Geriatrics Society, 38, 1113–1119.
Rikli, R. E., & Jones, C. J. (1999b). Functional fitness normative scores for Stathokostas, L., Jacob-Johnson, S., Petrella, R. J., & Paterson, D. H. (2004).
community-residing adults, ages 60-94. Journal of Aging and Physical Longitudinal changes in aerobic power in older men and women. Journal
Activity, 6, 160–179. of Applied Physiology, 97, 781–789. doi:10.1152/japplphysiol.
Rikli, R. E., & Jones, C. J. (2001). Senior fitness test manual. Champaign, 00447.2003
IL: Human Kinetics. Studenski, S., Perera, S., Patel, K., Rosano, C., Faulkner, K., Inzitari, M., et al.
Rikli, R. E., & Jones, C. J. (in press). Senior fitness test manual (2nd ed.). (2011). Gait speed and survival in older adults. Journal of the American
Champaign, IL: Human Kinetics. Medical Association, 305, 50–58. doi:10.1001/jama.2010.1923
Rose, D. J., Jones, C. J., & Lucchese, N. (2002). Predicting the probability U.S. Department of Health and Human Services. (2006). Medicare Current
of falls in community-residing older adults using the 8-foot up-and-go: Beneficiary Survey (MCBS), Centers for Medicare and Medicaid
A new measure of functional mobility. Journal of Aging and Physical Services. Retrieved from http://www.cms.hhs.gov/MCBS
Activity, 10, 466–475. Vandervoort, A. A. (2002). Aging of the human neuromuscular system.
Rosow, I., & Breslau, N. (1966). A guttman health scale for the aged. Muscle & Nerve, 25, 17–25. doi:10.1002/mus.1215
Journal of Gerontology, 21, 556–559. Webber, S. C., Porter, M. M., & Menec, V. H. (2010). Mobility in older
Safrit, M. J., & Wood, T. M. (1995). Introduction to measurement in adults: A comprehensive framework. The Gerontologist, 50, 443–450.
physical education and exercise science (3rd ed.). St. Louis, MO: doi:10.1093/geront/gnq013
Mosby-Year Book, Inc. Welk, G. J. & Meredith, M. D. (Eds.). (2008). Fitnessgram/Activitygram
Seeman, T. E., Charpentier, P. A., Berkman, L. F., Tinetti, M. E., reference guide. Dallas, TX: The Cooper Institute.
Guralnik, J. M., Albert, M., et al. (1994). Predicting changes in physical Winegard, K. J., Hicks, A. L., Sale, D. G., & Vandervoort, A. A. (1996).
performance in a high-functioning elderly cohort: MacArthur Studies A 12-year follow-up study of ankle muscle function in older adults.
13