The Early Kraepelin's Dichotomy of Schizophrenia and Affective Disorder
The Early Kraepelin's Dichotomy of Schizophrenia and Affective Disorder
° 2, (98-113)
2010
a   Based on a paper presented at the International Symposium about Current Issues and Controversies
    “Beyond the Kraepelinean Nosology” held in Barcelona, April 3-4, 2008.
            THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE...                  99
ing”–, thus influencing selection forces in        the illness courses of the two syndromes
migration processes. The pioneer of psychi-        does not make matters easier either.
atric epidemiology, Ørnulf Ødegaard25, ear-
                                                      If we proceed from operational defini-
ly demonstrated the role such factors may
                                                   tions of the diagnoses adjusted for severity
play in the migration of individuals at risk.
                                                   of illness29 the long-term courses of the dis-
   To conclude thus far: not a single power-       orders are even harder to distinguish. Test-
ful and reliable criterion has been found yet      ing the stability of six diagnostic clusters,
that clearly discriminates between the two         the long-term follow-up study of Marneros
Kraepelinean disease entities.                     et al.28, covering a mean follow-up period of
                                                   23 years (range: 10 to 50 yrs.) following ad-
   The course-related criterion the early          mission to hospital and based on diagnoses
Kraepelin used for distinguishing between          not adjusted for severity of illness, found that
the two disease constructs held that manic-        “uniform”, chronic syndromes such as schiz-
depressive illness usually runs a remitting        ophrenia and major depression –which the
type of course without affecting the patients’     authors called melancholy– were compara-
intelligence, whereas dementia praecox is          tively stable. In contrast, “multiple“ syn-
characterised by a therapy-resistant mental        dromes, such as bipolar and schizoaffective
defect growing more and more severe with           disorders, showed a high degree of instabili-
each “florid” episode of psychosis and fi-         ty. The problem we are faced with here is
nally resulting in dementia. It was this tra-      that the probability of change reflects the
jectory of a descending staircase that the au-     number of syndromes and their degree of
thors of the NIMH follow-up study26, too,          chronicity in the long-term course. To con-
proposed, although their empirical data did        clude, attempts to validate Kraepelin’s di-
not justify it.                                    chotomy by illness course-related criteria
                                                   have also failed.
   Differences in the social course of the
two disorders have been studied repeatedly
and used as a criterion for their discreteness.
Tsuang et al.27 in their Iowa-500 Study sho-
wed that schizophrenia has the most un-            Own studies
favourable, bipolar affective disorder the
most favourable course –apart from surgical          For this reason, we set out to compare
controls– with schizoaffective psychoses oc-       schizophrenia and depression after illness
cupying an intermediate position. A more re-       onset and to analyse the long-term course of
cent study conducted by Marneros et al.28,         the affective and non-affective symptom di-
too, came to a similar conclusion on the           mensions of schizophrenia.
basis of proportions of patients in indepen-
dent versus dependent living situations. But
this frequently confirmed finding, too, fails      Material and methods
to provide a reliable criterion for distinguish-
ing between the two disorders, because their          As described in our first publications from
social courses tend to reflect differences in      the ABC (Age, Beginning, Course) Schizo-
the severity of illness in these diagnostic        phrenia Study30,31, we collected data on all
groups and are subject to interaction with the     first admissions for schizophrenia spectrum
environment. The high degree of variation in       disorder (ICD -International Classification
           THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE... 101
of Diseases -9: 295, 297, 298.3, 298.4) in         At five-year follow-up 103 of the 130
age range 12 to 59 years in a two-year peri-    first-admission patients and at 12.3-year fol-
od from a semi-rural, semi-urban popula-        low-up 107 patients from the initial first-
tion of 1.5 million (Heidelberg, Mannheim,      episode sample of 232 patients could be
Ludwigshafen, Rhine-Neckar District, east-      reached and interviewed. The patients’ mean
ern Palatinate). Of the 276 patients inter-     age at the final follow-up was 42 years (ran-
viewed 232 were in their first psychotic        ge: 29 to 67). 24 patients (10.3%) had died,
episodes. To distinguish prodromal signs        15 (= 6.5%) of them of suicide. The follow-
from symptoms generally occurring in the        up sample was representative of the initial
                                                sample, which we tested on demographic
population, we also assessed 130 “healthy“
                                                and some illness-related data, but found no
controls from the population of origin,
                                                significant differences40.
matched by age and sex with a representa-
tive subsample of 130 first admissions for
schizophrenia and 130 equally matched first
admissions for moderately severe (F32.10,
                                                Results
32.11) and severe depression (F32.2, 32.30,
32.31). Immediately on hospital admission
the patients went through interviews by the     Early course
PSE – Present State Examination –32, SANS
                                                   Of the 115 patients diagnosed as suffer-
– Scale for the Assessment of Negative
                                                ing from schizophrenia 80% and of the 115
Symptoms –33, PIRS – Psychiatric Impair-
                                                patients diagnosed at first admission as suf-
ments Rating Schedule –34 and DAS – Psychi-     fering from severe or moderately severe de-
atric Disability Assessment Schedule –35,36.    pression 79% had not previously received
Two to 4 weeks later, after acute symptoms      any antidepressant or antipsychotic medica-
had remitted, they were administered an         tion41. Hence, we were able to study symp-
IRAOS – Interview for the Retrospective         tomatology more or less unaffected by spe-
Assessment of Schizophrenia – interview37-39.   cially targeted drugs.
In the controlled study of illness course we
assessed 115 first illness episodes (from          Table 1 gives the initial symptoms most
among the 130 first admissions) retrospec-      frequent in the two illness groups, a total of
tively back to illness onset and followed up    13. Eight of these 13 symptoms had almost
                                                equal frequencies and similar rankings in
this subsample prospectively at six cross-
                                                both the schizophrenia and the depression
sections over five years and at a 7th after a
                                                group. As expected, the period prevalences
mean of 12.3 years after first admission. The
                                                of the 10 most frequent symptoms, assessed
healthy controls were assessed using the        over the entire early illness course, –these
same instruments as with the probands. At       symptoms reflect the main prodromal sym-
the final follow-up matched controls from       ptomatology of schizophrenia and depres-
the population of the study area were inter-    sion– were significantly higher in the two
viewed on the phone using shortened ver-        illness groups, schizophrenia and depres-
sions of the instruments in order to obtain     sion, than for healthy controls. (Figure 1). The
standard values for symptom variables and       most frequent prodromal symptoms –rest-
social parameters, for example on changes in    lessness, anxiety, difficulties of concentra-
the unemployment rate of the population.        tion, disturbed appetite– showed no signifi-
102 H. HÄFNER
Table 1
The ten most frequent initial symptoms of schizophrenia (Sz) and depression (Dep) and the prodromal core
syndrome of these disorders (grey background) –symptoms with rank 1 to 10 in either group–
Symptom                                                 Schizophrenia                    Depression       Sz vs. Dep
                                                        %        Rank                %           Rank
Worrying                                               19.2             4           14.1              5      n.s.
Headaches, other aches and pains                       10.3            –            13.2              8      n.s.
Difficulties of thinking, concentration                17.1             5           16.5              3      n.s.
Loss of self-confidence                                11.9             8           14.0              6      n.s.
Social withdrawal, suspiciousness                      11.6             9           13.3              7      n.s.
Disturbed appetite, sleep                              15.0             6           21.9              2      n.s.
Loss of energy/ slowness                               13.5             7             8.5             5      n.s.
Loss of libido                                           4.1           –              8.5             5      n.s.
Nervousness, restlessness                              21.9             2             6.2             –      ***
Anxiety                                                23.2             1           15.4              4        o
   Figure 1. Frequency of symptoms (period prevalences %) in patients with schizophrenia (Sz), depression (Dep) and
          healthy controls (HC) Symptoms with ranks 1 to 10 and prevalences > 5% in any of the three groups.
                      McNemar test: n.s. = not significant; * p < 0.05; ** p < 0.01, *** p < 0.001.
            THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE... 103
cant differences in frequency between the           back at the inseparable prepsychotic prodro-
two groups. The remaining symptoms, ex-             mal stage of the two diagnoses. After that
cept the psychotic symptoms depicted on             stage the psychotic symptoms at first admis-
the right-hand side in the Figure, while sig-       sion were also included in the comparisons,
nificantly differing in frequency, have pre-        and, in accordance with the diagnostic defi-
valences fairly similar in size and ranking,        nitions of the two groups, a clear-cut dis-
e.g. depressed mood in the depression group         tinction between them emerged.
100% (rank: 1), in the schizophrenia group
84.9% (rank: 5), worrying: 94.6% (rank: 4)
versus 74.6% (rank: 9), loss of energy/slow-        Long-term course
ness 93.8% (rank: 5) versus 82.5% (rank: 6),
                                                      Outcome analysis
social withdrawal /suspiciousness 90.8%
(rank: 6) versus 79.8% (rank: 8), lack of self-        A comparison of patients at first admis-
confidence 89.2% (rank: 7) versus 68.3%             sion and at 12.3-year follow-up showed an
(rank: 10), reduced free-time activities 89.1%      impressive decrease in the proportion of
(rank: 8) versus 63.5% (-). The symptoms in-        those presenting symptoms and social dis-
cluded in the parenthesis are the ones that         ability (Table 2). But this result, too, was an
were already counted among the initial symp-        artefact. At first admission practically all
toms. That illustrates not only the high degree     patients were in a psychotic episode exhibit-
of similarity between the prodromal symp-           ing maximum symptom scores. At follow-
toms of the two disorders, but also the stability   up we had a random selection of patients in
of these symptoms in the early illness course.      episodes and intervals with a mean of 22%
                                                    in psychotic episodes.
   The non-psychotic symptom profiles of
schizophrenia and depression before the                A comparison of marriage and partnership
onset of psychotic symptoms seem to be al-          showed that the proportion of patients living
most identical. It is the two delusional            alone had decreased considerably and the pro-
symptoms, which show high prevalence                portion of married, especially among women
rates in schizophrenia, but in depression           with schizophrenia, had increased markedly,
very low rates hardly different from those          but so had also the proportion of divorced pa-
for healthy controls, that represent a criteri-     tients (Table 3). Compared with healthy con-
on for discriminating between the two dis-          trols, however, patients suffered from pro-
orders. Since their onset does not occur until      nounced social disability. A male-female
late at the prodromal stage, usually in the         comparison showed that, despite their illness,
last year preceding the climax of the first         clearly more women than men were able to
psychotic episode, the non-psychotic pro-           find a partner and tie the knot (Table 4). But
dromal stages in the two disorders remain           the high rate of divorce also indicated that a
inseparable until then.                             lot of these marriages did not last for long.
                                                    The high rate of single male patients is re-
   But the apparently reliable discrimination
                                                    flected in the above-average proportion of
between the two diagnostic groups on the
                                                    men among psychiatric home residents.
basis of positive symptoms is an artefact,
because in view of the hypotheses we in-               These sex differences are accounted for by
tended to test we had selected the probands         normal sex differences in social behaviour
on the basis of their diagnosis. In the course      rather than by the biological illness, which
of our retrospective analyses we landed             affects men and women in the same way.
104 H. HÄFNER
Table 2
Clinical characteristics at first admission and long-term follow-up (12.3 yrs.) (%)
                                                                               ABC sample
                                                           First admission %                Follow-up %
Sociale impairment (DAS total score > = 2)                        57.9                         19.6
Delusions, hallucinations (PSE-DAH > = 2)                         95.3                         15.9
Speech, behaviour (PSE-BSO > = 2)                                 95.3                         51.4
Affective flattening (SANS global > 2)                            29.5                          5.6
Alogia / paralogia (SANS global > 2)                              17.1                          2.8
Abulia / apathy (SANS global > 2)                                 39.4                         23.6
Anhedonia (SANS global > 2)                                       37.9                         16.3
Attention (SANS global > 2)                                       29.8                          9.9
Source: see reference 43.
Table 3
Marital status at first admission and long-term follow-up (12.3 yrs.) compared with “healthy” controls (%)
                                                   ABC sample                                Controls
                                                    (N = 107)                               (N = 107)
                                                       %                                       %
                                 First admission                Follow-up                   Follow-up
Single                                 71.0                        46.7                       21.5
Married                                26.1                        34.5                       69.2
Divorced                                 1.9                       13.1                        6.5
Widowed                                  0.9                        2.8                        2.8
Unknown                                  0                          2.8                        0
Source: see reference 43.
Table 4
Marital status and living situation at long-term follow-up (12.3 yrs.) (% men versus women)
Marital status                                     Men                               Women
Single                                             68.8                               28.8
Married                                            18.8                               47.4
Divorced                                           10.4                               15.3
Widowed                                             –                                  5.1
Unknown                                             2.1                                3.4
Living situation                                 Men %                             Women %
Alone                                              22.9                               15.3
Sheltered (supervised home)                        18.8                                3.4
Total                                              41.7                               18.7
Source: see reference 43.
of the relapses were mainly depressive in                 total of 19 partly heterogeneous single sym-
type with no psychotic symptoms occurring.                ptoms, we refrained from defining a nega-
                                                          tive core syndrome.
  We studied the course of clinical symptom
categories on the basis of five traditional syn-             Again, a depressive symptom, depressed
dromes. The months patients spent with de-                mood, turned out to be the predominant
pressive symptoms clearly predominated.                   symptom of schizophrenia (Table 6). A com-
Months spent with negative, positive and                  parison of episodes and intervals showed that
manic symptoms were clearly rarer (Table 5).              the depressive core syndrome was present in
                                                          44% (median: 36%, range 0-100) of psychot-
   To avoid overlap between the symptom
                                                          ic episodes and in 34.5% (median: 6%; range
categories we introduced discrete core syn-
                                                          0-100)) of intervals. The mean-median dif-
dromes in our analyses. In each group we
                                                          ference indicates a skewed distribution.
selected the most frequent non-overlapping
symptoms. The depressive core syndrome                       The montly prevalences of the three core
consisted of four symptoms different from                 syndromes over the entire follow-up period
negative symptoms, the manic syndrome                     of 134 months are illustrated in Figure 2. The
consisted of five symptoms separate from                  retrospectively assessed prevalences for de-
psychotic symptoms. To define a psychotic                 pressive symptoms were validated on pros-
core syndrome –a difficult task given the                 pective data gathered at seven cross-sections.
great number of such symptoms– we select-                 The black triangles stand for PSE-CAT-
ed the four most frequent ones from among                 EGO-based frequencies of severe and mod-
Kurt Schneider’s symptoms of first rank (cf.              erately severe depression, the black quad-
Table 6) excluding those with prevalences                 rangles for those of severe depression. The
below 1%b. Since in the IRAOS interview                   prevalences of all the five syndromes de-
the complex negative syndrome comprises a                 clined more or less steeply after the first
b   Delusional perception; delusion of influence; experience of externally made actions, impulses and
    feelings; delusional mood.
106 H. HÄFNER
Table 5
Number of months (raw data) spent with symptoms from the main clinical categories in the 134-month
(11.2-year) follow-up period
Symptom category                                       Mean                                      SD
Depressive                                             76.9                                  56.2
Manic                                                    9.0                                 24.8
Negative                                               45.1                                  54.5
Positive                                               26.7                                  42.6
Disorganization                                          6.3                                 19.2
Source: see reference 43.
Table 6
Mean duration (in months) of presence of depressive, manic and psychotic core symptoms in the long-term
(11.2-year, 134-month) course of schizophrenia
Depressive                   Depressive              Loss of                  Feelings               Suicidal
symptoms                       mood              self-confidence              of guilt           thoughts/attempt
Mean number of months           30.4                    27.9                    8.2                    4.2
with symptom
episode. In the subsequent course they all                     ed our conclusion that unlike age at onset or
showed a plateau. Depression remained the                      the medium-term social course45, the disor-
predominant syndrome throughout the fol-                       der as such is the same in men and women.
low-up period. There was visible neither a
                                                                  Negative symptoms, assessed on the basis
trend of increase or decrease in symptoms
                                                               of raw, not necessarily non-overlapping da-
nor a staircase-like deteriorating course, as
                                                               ta, showed a different course (Figure 4): a
postulated by Kraepelin.
                                                               slow, pronounced initial decrease followed
  A comparison between males and fe-                           by a stable plateau after about five years, as
males showed no difference in the frequen-                     was the case with the other symptom di-
cy and course of psychotic and depressive                      mensions, too. The male prevalences were
symptoms (Figure 3). This finding support-                     slower to decline than the female ones. Ac-
          THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE... 107
Figure 2. Long-term course of the depressive, manic and positive symptom dimensions in schizophrenia (n=107).
                                          Source: see reference 43.
             Figure 3. Monthly prevalence of positive and depressive symptoms over 134 months
                    after first admission – for men and women. Source: see reference 43.
108 H. HÄFNER
   Figure 4. Monthly prevalence of negative symptoms over 134 months after first admission – for men and women.
                                             Source: see reference 43.
counting for this sex difference, too, might                toms persisting over the entire follow-up pe-
be not the disorder as such, but typically                  riod: 7% of the depressive symptoms, 6% of
male and female behaviours.                                 the negative and only 1% of the positive
                                                            symptoms were of that type. The majority
   Behind these mean values, which convey
                                                            of exacerbations were of medium or short
the impression of a homogeneous illness
                                                            term, deterioration in the depressive core
course, there lies a high degree of interindi-
                                                            syndrome unfolding over 20.0 months (me-
vidual variability. 19% of the cases experi-
                                                            dian 5 months), in the positive core syn-
enced only one single episode and no relapse
                                                            drome over 6.3 months (median: 2) and in
episodes, symptoms or signs of disability.
                                                            negative symptoms over 23.2 months (me-
But there were also extremely poor courses
                                                            dian: 5). This result, which reflects the high
involving cognitive impairment and consid-
                                                            degree of interindividual variability, indi-
erable functional disability.
                                                            cates that a clearly chronic course of any of
   We also tried to assess the individual time-             the three syndromes, of the psychotic syn-
spans in which deterioration occurred in the                drome in particular, is extremely rare. The
three symptom dimensions – the manic di-                    longest span of deterioration was shown by
mension was excluded because of too small                   the depressive core syndrome, when the ne-
values. As Figures 5 and 6 show, only a small               gative symptoms, not fully comparable, we-
proportion of the patients experienced symp-                re left out of consideration.
THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE... 109
   These results strongly suggest that schiz-           state and dementia. However, social impair-
ophrenia does not represent primarily a stat-           ment is pronounced. The maximum of so-
ic encephalopathy46,47, but a dynamic pro-              cial decline or social stagnation occurs at
cess originating in a neurodevelopmental                the early stage of schizophrenia.
disorder. That process unfolds with bouts of
                                                           To conclude, the majority of the psycho-
increasing dysfunction followed by neuro-
                                                        pathology currently diagnosed as schizo-
plastic compensation permitting functional
                                                        phrenia involves both psychotic and depres-
recovery. The process is characterised by
                                                        sive symptoms, with the latter being clearly
asynchronous waves of exacerbation, trig-
                                                        more frequent. After illness onset different
gered by intrinsic and extrinsic factors, and
                                                        types of symptoms occur successively with
remission of its main symptom dimensions,
                                                        depression leading the way in the early ac-
a process we do not yet fully understand.
                                                        tive stage characterised by an accumulation
   Social course was assessed on the basis of           of symptoms and social consequences. The
the proportion of patients in full-time em-             first episode is followed by asynchronous
ployment, a well-comparable measure (Figu-              waves of exacerbation and intervals. The
re 7). At initial assessment the figure was             combination of positive, manic and negative
about 30%, several years later it had in-               symptoms and different proportions of con-
creased to over 40% and at the final follow-            comitant depressive symptoms –the hierar-
up fallen back to 30%, compared with 70%                chy of symptom frequencies remaining un-
for the healthy controls. On average, the dis-          changed– makes up what is traditionally
order does not obviously lead to a defect               understood as schizophrenia. Since our cur-
               Figure 7. Employment status and income over 134 months (homogenised) (means).
                                         Source: see reference 43.
               THE EARLY KRAEPELIN’S DICHOTOMY OF SCHIZOPHRENIA AND AFFECTIVE... 111
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