PIHLAINEN-The Work of History. Constructivism
PIHLAINEN-The Work of History. Constructivism
20 Historical Mechanisms
An Experimental Approach to Applying Scientific Theories to the
Study of History
Andreas Boldt
Kalle Pihlainen
First published 2017
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To the still points, ever present
Contents
1 Narrative Truth 1
2 Rereading Constructivism 18
6 Reforming Representation 99
Bibliography 133
Index 140
Foreword
Hayden White
This is not intended as a book about Hayden White as much as one about
the politics of historical construction. Yet White is present on almost every
page. The reasons for that are obvious. His work provides the inspiration
for the majority of the arguments that I run here, and his writings offer emi-
nently quotable formulations of the central problems that any theorization
of the practice of history needs to address. In my view, he has said so much
of what there is to say about constructivism and history, and he has said
it elegantly and with such thoughtfulness and insight, that any discussion
of history as a representational practice must inevitably return to consider
these ideas. They remain centrally relevant and provide a solid foundation
for continuing to rethink the discipline.
In the present intellectual milieu, where debates within the theory and
philosophy of history, much like within the humanities in general, seem
to follow currents that have turned away from questions of language and
representation (and thus also from at least explicit articulations if not, hope-
fully, awareness of the challenges these present), historical construction and
particularly the kind of “narrative constructivism” that I advocate here are
far from fashionable or topical issues. What drives me to continue in the
directions taken in this book, nonetheless, is the experience that there are
fundamental concerns that have not been recognized in spite of the broad
and vocally expressed desire to move on. In other words, I am motivated by
a worry that something vitally important is about to be dismissed without
having been substantially understood. Given, however, that even this narra-
tive constructivism has been present for quite some time now in discussions
regarding history, the hope that it may yet be better received or appreciated
is perhaps a misplaced one on my part.
Despite the possibility of focusing on a cause that is taken as being passé
by a large part of the history profession, the point of view (the ideology, if
you will) that I defend in this book remains, then, the “old” one—and one
that I want to label poststructuralist in order to be precise. To say that I am
writing about poststructuralism and the ethics or politics of historical con-
struction may appear to be a strange combination or even a contradiction to
many readers. If so, that simply reflects the lack of philosophical clarity that
xiv Preface
has been present in the reception of constructivism even when “the linguistic
turn” still represented a fashionable and, to some, respectable cause. (And it
reflects, indeed, also a lack in the reception of poststructuralism and other
articulations of relativism in parts of the English-language debate at least.)
Within the discipline of history there has been much talk of both “post-
modernism” and the linguistic turn as if the generally accepted wisdom, yet
the content of that wisdom has often been something completely different
from such an ethical and political awareness. The expressly ethical impulse
of constructivism and poststructuralism has been neglected and replaced
with a watered-down view of reflexivity and “intersubjectivity.” With
that, practices have dragged on much as always, and history has continued
to be written in what can quite legitimately be termed its (very) conven-
tional mode, even during the professed height of the linguistic or discursive
moment. Although many of the “reflexive” and “new” histories created in
that “postist” environment led to significant changes with respect to what
is regarded as legitimate content, they seem to have had little lasting impact
on history’s practices and forms.
Naturally, I do not want to merely defend a lost cause with the essays col-
lected here, but also to make a contribution to the more involved theoretical
and critical debate—to present my own reading of constructivism, with a
decided emphasis on its ethical-political momentum. For the moment, an
important part of that is simply to say that there is so much more to be dis-
cussed and that it is far too early to pronounce any end to talk of construc-
tivism or “postmodernism” in history. While it may be that the usefulness of
some of the more provocative terms needs to be reconsidered, there are still
unaddressed and far-reaching consequences to the arguments put forward
under such rubrics.
To this end, my title, “the work of history,” intends to focus attention
on three core aspects of the term “history” and of the discipline of history
writing: the artefact, the practice and the effects or consequences of that
practice. The reference the title makes to Walter Benjamin’s famous essay
on art is also intentional, but there is no strict equivalence to his specific
points. In broad strokes, the entanglements it articulates parallel his con-
cerns, however: the core case is that the “historical” (situated) nature of his-
tory itself needs to be acknowledged. But this has less to do with its pedigree
than with disciplinary loyalties and with the challenges history faces with
respect to changing representational sensibilities and means. Within these
complex articulations, focusing on the nature of the artefact, the history
text or “work” inevitably connects to its writing—the work of producing
histories—as well as to the work that it does in the world. Beyond the rela-
tively straightforward and practical “effect” that this work is sold and con-
sumed (an outcome that leads to the consideration of audiences, alienation
and experimentation, for example), the ideational effects of history produc-
tion and consumption best fall under the umbrella of the ethics and politics
of history. A point not missed by Benjamin with respect to art, and a central
Preface xv
one also for narrative constructivism: political tendencies are intimately tied
to form. If there is some “purpose” to “doing” history beyond what can be
conceived of as effects and consequences, it remains outside the purview of
my examination. As far as I can see, claims for the intrinsic value of study-
ing the past make no sense. There is no “in itself” to historical knowledge.
Regardless of this—undoubtedly to many, fairly obvious-sounding—claim,
the general desire to move away from an “excessive” focus on narrative,
representation and language and hence perhaps toward finding something
meaningful, has arguably been the strongest recent current even within the
theory of history. Regularly invoked formulations in on-going theory debates
today include Frank Ankersmit’s views on “experience” and “direct access”
to the past, Hans Gumbrecht’s and Eelco Runia’s various takes on “pres-
ence,” Michael Roth’s metaphor of the “ebb tide” of language, Jouni-Matti
Kuukkanen’s defence of “postnarrativism,” Herman Paul’s championing
of “epistemic virtues” and Marek Tamm’s arguments for an (empirically)
pragmatist “truth pact.” All of these are at times appealed to as means, in
one way or another, to bring “the real” back to a discussion from which it
has purportedly been absent for too long; to give voice to reality “again.”
Even Hayden White’s valorization of “the practical past” has already been
received by some readers as such a turn to reality, although White continues
to speak in distinctly discursive terms.
When one takes seriously the belief that the constructivist debate has
been “only” about language and thus somehow not about reality at all, it is
easy to understand why arguments for moving beyond it have been captur-
ing the hearts and minds of practicing historians as well as students coming
into contact with the theory of history in recent years. It can undoubtedly
be exciting to discover a more comfortable relationship with reality—if not
to be put in touch with it, as more extreme positions seem to say. And it is,
of course, also tempting to be on the cutting edge, which at the moment is
the rejection of talk of representation and language. (It must be noted that
this is a much wider-ranging phenomenon than that present in theory of
history or even history; consider, for example, the enthusiasm generated
by the “material turn” in the social sciences or by so-called object-oriented
ontologies and speculative realism among some philosophers.) Such desires
rely on a rather caricaturized view of what constructivism with respect to
history is all about, however. As a result, many current attitudes involve,
from my point of view, an unnecessary exclusionary step when they sug-
gest that we could or should now “move on.” This is especially disturbing,
since they could more fruitfully position themselves within a constructivist
framework—if only that framework were more elaborately understood.
Not long ago, I was asked to give a talk about my take on theory of
history and, having agreed, promptly received a copy of the meeting’s pro-
gramme with my presentation announced as “Narrativism.” Despite the
initial surprise at this, I decided to work with it. The label offered a handy
way for making a case against “narrativism” and for urging participants to
xvi Preface
forget it—a sentiment that I wish to reiterate here. But why that particular
appeal? After all, from a general point of view, the theoretical questions I
discuss are “narrativist,” as is Hayden White’s position according to many
commentators. The problem is mostly with the term itself. This “not alto-
gether felicitous name” (as Herman Paul characterizes it in his Hayden
White: The Historical Imagination [2011, 109]), largely reflects resistance
and misconceptions that have been rehearsed in the discussions between
theorists and historians in the late 1970s, all throughout the 1980s and,
sadly, even to this day. By-and-large, dismissive views of what I would prefer
to call “narrative theory of history,” “narrative constructivism” or simply,
as White at times does, “constructivism” are what today appear to col-
lect together under this label. It is thus not a term that those who would
draw attention to what goes on in discursive meaning-making and history
texts broadly can always comfortably use. Instead, it is useful for detrac-
tors in brushing off such investigations. So, while I advocate forgetting the
ill-suited term itself, I am convinced that the theoretical position it relates to
continues to be centrally relevant.
In addition to being attached to a critical view of the discussion of history
texts and textuality from the outset, “narrativism” is misleading because
it focuses attention on a very narrow slice of contemporary constructivist
theory of history. Even worse, many critics present “narrativism” in accor-
dance with their intuitive reductive interpretation of this inappropriate
term. The central, classic text promoting this kind of reading may well be
David Carr’s “Narrative and the Real World: An Argument for Continuity.”
Although the essay dates back to 1986, the general position it presents con-
tinues to haunt views now, 30 years later (and it appears to have remained
much the same for Carr himself; see, for example, Carr 2014, especially 204
ff.). Because of the essay’s long-time centrality in the theoretical instruction
of historians (when such is provided), the claims of excessive textuality by
Carr offer up a useful straw figure to attack—in the same manner, I will
admit, that those of us on the “narrativist” side sometimes put together
our straw “conventional historians.” While this impoverished interpreta-
tion is a handy means for rebuffing unwelcome ideas, it does not lead to
much in terms of understanding history writing comprehensively, however.
Dismissing constructivist theory on the basis of a rejection of “narrativism”
and of what so many contemporary critics see as an excessive focus on lan-
guage misses the point. And this is a mistake that is not mitigated simply by
the fact that there is a great deal of the same rhetoric in circulation currently,
and on diverse fronts.
Criticism of “narrativism” is often based on a narrow and limited defi-
nition of what constitutes a narrative and of what the stories that histori-
ans focus on actually pertain to. First, the less combative formulation of
the shortcomings attributed to “narrativism”: this relies on the intuitive
assumption by critics that “narrative” implies merely a structure of “begin-
ning, middle, and end” (see Carr 1986, 120). This is clearly not the view
Preface xvii
of White and (other) narrative constructivists, for whom the term signifies
a very broad figuration and presentation of historical facts. For them, for
us, it is storytelling and the complex process of “narrativization” that are in
focus, not some simplified narrative structure. Attempts to challenge con-
structivist theory as a mismatch between this schematic structure and the
stories that historians write are thus largely beside the point.
To the extent that the “discovery” of such a structure in reality justifies
refuting the claim by which stories are not found but constructed, this is a
crucial starting point for Carr, however; even though he is aware of some of
the difficulties: “It might be objected,” he says, “that structure is not neces-
sarily narrative structure. But is there not a kinship between the means-end
structure of action and the beginning-middle-end structure of narrative?”
(1986, 122) In order to avoid charges of running at windmills, let me note
that Carr has continued to justify his critique with this somewhat sketchy
observation of “kinship” to this day. According to his argument of relating
“narrative” to action: “What we encounter in the present has significance as
obstacle or instrument to our objectives. In fact, we can see a close kinship
between the beginning-middle-end structure of narrative and the means-end
structure of action. In both cases ‘end’ is not merely temporal but also teleo-
logical, and the same can be said for the related concepts of middle and
means.” (Carr 2009, 24)
While this makes perfect sense as far as it goes, it only works as a counter
to constructivist theory for those who also buy into the premise accord-
ing to which there is nothing outside language for “narrativism.” Since,
so the argument goes, there can be no narratives outside texts from this
“narrativist” point of view, things in the world simply happen in meaning-
less sequence, to the extent that people cannot (and this is the transition
that I find so hard to understand in Carr’s counterarguments) tell stories
about their lives in medias res, as it were, let alone experience them as being
storied while they act. The argument that can be made against this “nar-
rativism” is simple, then: merely gesturing to our experience of acting in
the world serves to invalidate its claims. (I cannot resist but note here the
similarity of this “logic” to that levelled against equally caricaturized read-
ings of “postmodernism” as antirealist. Whether the fact that this particu-
lar, equally overly literal interpretation seems to converge with an absurdist
interpretation of Jacques Derrida’s “there is nothing outside the text” justi-
fies or disqualifies it depends on one’s point of view, of course. For critics of
both “narrativism” and “postmodernism,” despite volumes of clarification,
“text” simply cannot seem to signify broader discursive context and hence
the decisive import of Derrida’s claim is not appreciated. Many historians
and historically minded critics still refuse to see it as an argument concern-
ing accessibility and mediation.)
Beyond such relatively ingenuous talk concerning the nature of narratives
and discourse, there is a second, closely related but far more damaging for-
mulation involved in this straw portrayal, which narrative theory of history
xviii Preface
and narrative constructivism have to contend with. This is the idea of “his-
tory as fiction”—a belief that continues to be attributed to Hayden White
by a great many historians. White’s (in)famous claims meant so much more
than is recognized by this polemical reading, however. In one of his most
controversial statements, White indeed says that:
Even so, like numerous historians who follow his lead or have otherwise
come to the same conclusions, Carr simply chooses to deny this “narrativ-
ist” or “discontinuity” view by pointing to subjectively or collectively lived
narratives. (Ignoring, it seems to me, the fact that they are just as much
constructed.) Conflating history with personal experience, with personally
experienced relations and continuities with personal pasts, must somehow
just feel natural. I see no other way to explain this. Yet self-understandings
are not the focus (or at least not by any means the sole focus) of history as
a discipline. And this is the point on which there seems to be some running
together of different issues in Carr’s understanding of history as research
and as presentation too: “But stories, whether fictional or historical, focus
their attention on persons rather than anonymous forces, and human
actions are crucially important. Typically, the uncertainty of outcomes and
the drama of deliberation and choice for the agent are central to a narrative
portrayal” (Carr 2014, 194; it must be acknowledged that in this recent
book, Carr presents an incredibly sophisticated examination of phenomeno-
logical experience but even this account still begs the “hard” question for
talk of experience and history: How do you justify the jump from personal
experience or even experiences of historicity to historians writing about a
past of which they have no experience?).
One of the views that I promote throughout the book is that simplistic
debate about history’s being either fact or fiction seems (thankfully!) to be
depleted, at least in the sense of both sides having long stuck to the same
polarized positions, if not always when measured against their enthusiasm
for continuing to reiterate those. Sadly, however, talk about Hayden White
and constructivism continues to evoke the restrictive views of “narrativism.”
xx Preface
And critics are able to attack this proxy with much acceptance and relative
success because there is such a strong bias in our experience of the world to
attribute meaning to reality and even to assume that historical stories are
real and existing “out there,” ready to be discovered. My hope is that rec-
ognizing that there is nothing more to say about “Fact or fiction?” at such a
rudimentary level might finally let these critics consider the politics relating
to the controversy instead, something that has mostly been ignored in objec-
tions made in the name of “the real.” This is all the more important now,
when the assumed turn to the real only seems to further strengthen readiness
for ascribing an apolitical (and unproblematized) role to history in society.
Naturally, none of this is intended to say that the past cannot be used by
historians and in current “history talk” more broadly conceived to provide
comfort, bolster romantic worldviews or to feed the general entertainment
needs of consumers. The desire for a past that can provide the explanations
that people feel they need possesses tremendous cultural and psychological
force. At the same time, a situation where some imprecise “value” unreflec-
tively attributed to the past on the basis of a felt, “innate” historicity can
so effectively sideline questions of representational responsibility for profes-
sional historians should not be accepted.
For the past three or four decades, the simpler criticisms of “narrativ-
ism” seem to largely have obscured the core point regarding what it is that
historians and “narratives” actually do. Or, better, what it is that figura-
tions and presentations do. My concern here is to focus more on the under-
lying idea than on the populist surface conceptions about “narrativism.”
But, since these conceptions are the ones that are summoned up by the
term, they need to first be set aside, particularly as they are what many
history students appear to receive in their formation as (professional) histo-
rians. We need to forget about “narrativism” and embrace the more sophis-
ticated constructivist position from which it has been corrupted. To put
this suggestion in the form of a proclamation: “Narrativism is dead—long
live constructivism!” (While constructivism is indeed largely the same old
thing, it is far better attired.)
The sensitivity of constructivism with regard to reality “beyond lan-
guage” should be in no doubt to anyone who reads even some of the core
texts carefully. White certainly makes it clear at every turn:
The historian shares with his audience general notions of the forms that
significant human situations must take by virtue of his participation in
the specific processes of sense-making that identify him as a member of
one cultural endowment rather than another. In the process of study-
ing a given complex of events, he begins to perceive the possible story
form that such events may figure. In his narrative account of how this
set of events took on the shape that he perceives to inhere within it, he
emplots his account as a story of a particular kind.
(White 1978a, 49)
Preface xxi
The fundamental claim of constructivism is simply that sense or meaning
is a construction. Meaning is not “out there” to be discovered, as some
kind of truth (as has been more than amply explained by Richard Rorty, to
whom this formulation also belongs). Which is not to say that we cannot
point out facts in everyday experiences or that historians could not similarly
establish facts. It is instead, and quite straightforwardly, to say that these
facts do not entail values. As Keith Jenkins has repeatedly tried to remind
historians, too: there is no entailment from fact to value, from is to ought.
And before someone yet again objects that this kind of Humean view of
the dichotomy between fact and value has been successfully dismissed, they
might want to reconsider their reading of Hilary Putnam rather than just
take him at his word.
Where Putnam was obviously correct was in pointing out that we cannot
really separate facts from valuations in many situations. But that is a far
cry from showing that the inability to distinguish between them in prac-
tical discourse does away with the dichotomy in the ethical. The core of
the original Humean claim is not to separate facts and values either in an
analytic or even a practical sense but to simply point out that there is no
way of establishing ethics on knowledge alone. As far as I can see, no-one
has yet provided a way around this part of the argument against entailment
even if much obfuscation has taken place. A fact does not carry a meaning.
Meaning is imposed on facts in their employment and figuration, whether
in history writing or in more everyday practices of understanding. Yet these
processes do not take place in a vacuum either, but always in a discursive
context, as so clearly stated by White above; they take place within a par-
ticular “cultural endowment” that defines the parameters for intelligibility.
In order to prime the reader for what follows, I want to present this more
robust view of constructivism in history in quite schematic form here as a
series of five smaller and, admittedly, somewhat overlapping declarations.
Firstly, constructivism is not and never has been about simplistic “narra-
tive” but about discourse and representation broadly conceived. (And this is
so even when it is presented under the labels of “narrative theory of history”
or “narrative constructivism.”)
Secondly, constructivism is not about “language” but about the general
process of meaning-making. This includes embroilment within sociocultural
codes and commitments, embodied meanings, culturally embedded values
and practices and so on, in addition to the more often explicitly mentioned
dimension of linguistic rules and literary tropes, for instance.
Thirdly, constructivism is not an antirealist or “anything goes” position
epistemologically and, in the case of history, is inextricably bound to the
discipline’s generic commitment to reference. In other words, it is limited
by historians’ commitment to writing about the actual past—despite all the
epistemological challenges involved. Historians’ reliance on substantiation
always guarantees the possibility of falsifying or vetoing (to invoke Reinhart
Koselleck’s classic formulation) a claim or even a complex representation by
xxii Preface
means of contradicting factual statements and sources. The reverse is not
true, of course, since meanings cannot be inferred from facts.
Fourthly, constructivism is not primarily concerned with epistemology
but with ethics, politics and consequence (the epistemological problematic
faced is too obvious to lead very far alone). To make the constructedness of
all sense and meaning visible is first and foremost an ethical-political issue.
Once we stop expecting meanings to somehow magically appear from facts,
the ideological nature of practices of figuration becomes foregrounded.
Lastly, and almost as a summary of the preceding points, constructivism
in history is not about the question of “Fact or fiction?” but about a politics
of the past, the politics of historical representation.
While such claims may not sit easily with the broadly received view of
narrative constructivism in history, I am by no means alone in defending
them, as will become evident from the many allies I enlist in the discussion.
Some of these textual allies have become “real” for me and deserve thanks
for their friendship and encouragement as much as for their inspiring work.
With respect to the essays included in the book, I especially want to thank
Robert Doran, Keith Jenkins, Alun Munslow, Nancy Partner, Verónica
Tozzi and Richard Vann for their extensive comments and valuable advice.
Many editors and anonymous readers involved at various stages have also
had a substantial impact. Thank you all for your feedback and assistance.
In addition, several funding agencies have been instrumental in enabling this
particular work: my thanks to the Ella and Georg Ehrnrooth Foundation,
the Finnish Cultural Foundation and the Academy of Finland for financial
support.
The essays collected here have been written over a number of years, and
I have benefitted greatly from the insight and generosity of countless other
people during that time too. Special thanks go to the wonderful colleagues
and friends engaged in the work of the International Network for Theory
of History as well as to those who regularly gather together at the research
seminar in Philosophy of History at the Institute of Historical Research in
London. I trust they are aware of their importance to me. If not, I will strive
to correct that when next we meet.
Finally, of course, I am immensely grateful to Hayden White for his kind-
ness and for articulating the rich world of ideas that this book hopes, in
part, to continue to relate.
1 Narrative Truth
The idea of narrative truth could equally well be presented in terms of “the
content of the form” (which is arguably White’s best-known formulation of
the general notion), “figurative truth,” “metaphorical insight” and so on.
For me, the usefulness of the idea follows from its invoking constructed-
ness and a process of formal closure in tandem with the idea of some level
of broadly shared truth or insight. In other words, it best suggests both the
idea of truth-creation and the simultaneous appeal to something already
familiar. Hence, and while I do not claim that narrative truth can replace
these other formulations, I will pursue that idea now, all the while intending
narrative in a minimally restrictive sense.5 Indeed, as far as I can see, speak-
ing of narrative in a narrow sense would not resonate at all with a read-
ing of White’s theoretical intentions. And neither would it be very useful
for discussing historical representation as a genre. What is more, although
White does refer to the alternative forms of history that he is often after
as “antinarrative nonstories,” he is still best understood as a “narrative”
constructivist since that more focused terminology serves to separate his
point of view—which centres on the form (and “the content of the form”)
of history writing—from purely epistemological discussions concerning the
construction of knowledge. As he reminds:
So, although White mostly seems to want to offer opportunities for his-
tory’s continued existence, he certainly does not claim that there is some
automatic privilege or position afforded to the discipline as we know it now.
Indeed, this recognition of its “historically conditioned” character can be
viewed as the central challenge to history today. At the very least, it means
that history and historians would need to offer some reasons for engaging
with the past in this specific disciplinary form. And that is what White’s cri-
tique has (most often) been directed at helping them do. But, despite White’s
decision to choose to support history, it should be noted that alternative
conclusions—like those recommending that we finish with history as a prac-
tice as presented by Keith Jenkins—would be equally valid according to this
way of thinking. Since sensibilities regarding what is considered acceptable
as “history” gradually change, it only makes sense that we might one day
also simply choose to abandon the practice. (See especially Jenkins 2009;
Pihlainen 2013a; cf. White’s turn away from the challenges of history to
focus more on “the practical past” instead [White 2014b].)
As a consequence, choosing history in the disciplinary form in which
it presently exists rather than assuming that such historical thinking is a
necessary condition of human existence or a fundamental “cognitive cat-
egory,” for instance, is a crucial step toward understanding the kind
of truth that it might be able to provide. In addition, there are various
Narrative Truth 5
“misunderstandings”—largely resulting from intuitive biases or unwar-
ranted extensions of common sense and “experience”—relating to the
necessity of history that easily appear in discussions of anything akin to
narrative truth and that need to be taken into account. Here, in this section,
I will attempt to articulate what I take to be the central challenges in terms
of three specific (albeit closely interrelated) misunderstandings, saving a cru-
cial fourth one for the final section of the chapter. Critique and clarification
of these misunderstandings is more specifically focused on the question of
what history as a narrative-making activity is and is not (as well as why it
cannot be many of those things). While that discussion thus also still relates
to the question of literal truth, it does so in more precise ways.
The first of the more specific misunderstandings affecting views of the
nature of historical work follows closely on the heels both of the idea of a
truth “out there” and of the received assumption that history is somehow a
natural category for making sense of the world. This is the recurring intu-
ition that narratives themselves are “real,” as if existing somehow indepen-
dently outside or beyond processes of meaning-construction. Despite the
immediate counterintuitiveness of this way of thinking (to me at least), it
has found influential supporters—most prominently in Alasdair MacIntyre
and David Carr. Extending this point of view to historical work, narratives
could indeed be “discovered” by historians, and narrative truth would sig-
nify a particular aspect of the world in some more fundamental sense than
when that world is qualified as being “under description.” This idea can
be set against the far more understandable and general claim that narrative
as form and process is a way of “making sense” of things (a continuous
process of impositions of meaning and pragmatic engagements; see Carr
2008, for example, for a useful reading of what takes place in “narrative
explanation”).
Even Frank Ankersmit has recently presented an argument for real
aspects with respect to “representation as a cognitive instrument.” In
order to explain his position, he employs the (Heideggerian) idea of the
“self-revelation” of reality combined with a captivating metaphor of repre-
sentation as shining a light onto reality, bringing out particular aspects of it.
As he sees it, the kind of “representational truth” that this process can offer
“bridges the gap between language and the world by the representation’s
capacity to highlight certain aspects of reality” (Ankersmit 2013b, 182).
Although such truth indeed sounds perfectly placed to provide a working
compromise between purely linguistic construction and an unmediated
access to reality in terms of phenomenological experience, it still fails, I
would say, when one tries to extend it to historical representation. I will try
to explain this in some more detail.
The core difference between Ankersmit’s view of aspects and the idea
of narrative truth that I argue for here centres on his belief that the world
“reveals” representational truth about itself—or, as he also puts it, truth “is
to be found in the world” and, further, that this truth “announces itself.” As
6 Narrative Truth
he quite rightly points out, such a conception of truth needs to be a “radically
desubjectified” one. (Ankersmit 2013b, 183)7 But when “representation” is
used in the sense that it is when referring to literary artefacts—linguistic
constructions such as historical representations, for example—it seems that
the parameters for what we might quite acceptably claim when speaking
of mental representations in a philosophy of mind framework (or a phe-
nomenological framework relating to “lived experience” for that matter)
no longer apply. While Ankersmit does not appear to intend his idea of
representation to include the extreme idea of narratives “out there,” it can
feed into that argument too, unless care is taken to distinguish mental repre-
sentations and subjectively constructed and experienced “life” stories from
more elaborate linguistic representations.
With that distinction in place, however, the very idea that “narratives”
or “representation” are viewed as means for making sense of the world
already argues the constructivist side of things. For what else could it mean
to say that they are cognitive instruments, tools in our cognitive processes?
To put it bluntly: at a basic level, the appeal to cognition in itself seems to
preclude the idea of some immediate or direct avenue to aspects of the world
assumed by the kind of romantic materialism that arguments like these pre-
sented by Ankersmit now would otherwise imply. (This can be illustrated
with an analogy to perception: perceptual faculties are not, strictly speak-
ing, instruments of cognition although they may engage and involve cogni-
tive processing.)
Defending the idea that the narratives presented by historians are some-
how real would seem necessary only if we already had access to (or indeed
evidence of) such narratives in the first place. The practical fact—as presented
by Carr, and more recently still supported by, at least, Geoffrey Roberts
(1997) and, in a more nuanced way, Jonathan A. Carter (2003)—that peo-
ple had understandings, intentions and stories by which they conceived of
their own lives only serves to highlight the ubiquitousness of narrative as a
sense-making strategy and has no bearing on the discussion about histori-
ans’ narratives.8 Indeed, it is painfully misdirected when applied to historical
representation. I will return to the confusion that I think easily undergirds
all such views in the final section of the chapter and will thus offer only a
general conclusion concerning it here: while narrative form can be viewed
as an essential cognitive tool (and, by extension, narration, interpretation
or explanation as essential processes), it is a curious mistake to extend this
same centrality to historical narratives.9
Since we can have no direct historical experience (continuing to assume
that “history” refers to the non-subjective past under description), construct-
ing historical narratives for cognitive purposes does not count even as a
necessary existential condition—whereas the construction of interpretations
situating lived experiences on a phenomenological continuum clearly does.
The assumption of existential necessity would, after all, amount to saying
that there is something to the historical past (that is, to those parts of the
Narrative Truth 7
past that require uncovering, collecting and representing rather than experi-
ence, memory and remembering to become available) that makes existential
demands, demands that would somehow have a hold on us irrespective of
our embeddedness in particular sociocultural discourses. And surely that
cannot be the case? To highlight this problem as clearly as possible: noting
that cognitive processing is engaged by reflection on historical narratives
(which seems to be a rather self-evident fact) does not mean that those types
of narratives are an essential aspect of cognition any more than the existence
of brick buildings would mean that bricks are needed in every construction
project. (The undeniable presence of “parahistorical” and popular under-
standings and representations of the past in our “actual,” everyday experi-
ences serves to confuse issues further, of course.)
As far as I can see, tilting at constructivism on this level is a lost cause.
This is best summarized by referring to the fundamental break between fact
and value generally invoked in the discussion. In Keith Jenkins’ customary
formulation: there is no entailment from fact to value (see, for example,
Jenkins 2009, 8). And, viewing things from the opposite direction, from
the perspective of the process of (historical) narration, there is no way
of remaining solely within the factual when complex constructions are
involved: “When it is a matter of recounting the concourse of real events,
what other ‘ending’ could a given sequence of such events have than a
‘moralizing’ ending? What else could narrative closure consist of than the
passage from one moral order to another?” (White 1987, 23). Narrative
closure necessarily introduces an element that transcends the boundaries of
the epistemological.
In spite of such basic and persuasive arguments, the expectation of facts
as being capable of constituting meaning “naturally”—without that mean-
ing always needing to be imposed—seems to me to be another persistent
confusion haunting discussions about history. Such faith in the derivability
of meaning from facts is the second of the misunderstandings that I wish to
draw attention to here.10
Although constructivist claims seem clear enough, there is a great deal of
confused opinion passing as theory in the contemporary debate. Much of
this confusion is, I would say, attributable to readings of the linguistic turn
as relating only to the use of language and to problems of reference rather
than to the recognition of a much more fundamental discursive (constructiv-
ist) condition.11 Hence, the present struggle for a number of historians and
theorists has become increasingly one of pointing out that there is a reality
beyond language (who are the antirealists that these historically preoccu-
pied individuals rail against, one wonders?)12 instead of simply acknowledg-
ing that there are limitations in accessing that reality in any meaning-full
way. (The claim of “no entailment” again.)
Just to ward off one final and common objection before moving on (the
third of the three misunderstandings that I set out to highlight in this sec-
tion, and one related more to how narrative constructivist claims are often
8 Narrative Truth
misrepresented than to any experience-based biases): none of the construc-
tivist “corrections” to the usual history-related misunderstandings makes
the claim that historical accounts could not still be falsified on the basis
of facts. This is so because falsification involves an altogether different
process to construction.13 Although an interpretation is not entailed by
facts—although, that is, complex interpretations cannot be extracted from
simple facts—any single contradicting fact can serve to disprove an overall
interpretation. (Such disproving need not empty an interpretation of value
in terms of its narrative truth or metaphorical insight, however.)
It should be remembered, then, that, in this fundamental respect at least,
historical research and facts play a crucial role in White’s overall view of his-
tory. The failure of historians to intuit and to remember that the construc-
tion of interpretations and the procedures for falsifying them engage distinct
mechanisms seems to be one of the final obstacles preventing many of them
from embracing narrative constructivist ideas.
This distinction between construction and falsification is perhaps easier
to keep in mind when one understands that narrative constructivism is con-
cerned expressly with the “writing phase” of history—with, that is, narra-
tivization and its end product: the narrative, ideologically implicated form.
The “research phase” is not problematicized to anywhere near the same
extent, which is why discussions concentrating mainly on reference and lan-
guage tend to speak past the core constructivist issues. At the same time, dis-
tinguishing between research and writing “phases” is—as both White and
Jenkins recognize—primarily a theoretical move, but a useful and necessary
one in focusing attention on definite questions (see, for example White 2000
and, especially, 2014a; Jenkins 2009).
So, where are we left regarding history, once we accept all these
qualifications?
It seems to me that the best (simple) answer to the problematics his-
tory is faced with is still to be found in the idea that historical narratives
are arguments for particular points of view or proposals for the attribution
of meaning to past events (see, for example, Ankersmit 1983). Whether
one takes this as a strictly epistemological issue (as an admission of the
ultimate meaningfreeness of facts as we can access them and the conse-
quent need to impose some meanings) or decides to poeticize it in terms
of a narrative truth that is somehow appealing as a result of some broader
“human” truths is then largely a matter of preference. At its strictest, the
idea can be presented in terms of “narrative substances” as Ankersmit has
done in his early work—not, that is, as metaphors or proposals that attempt
to capture truth but as descriptive constructions that confer meaning and
(pragmatic) coherence. As noted, however, Ankersmit has lately focused
increasingly on the idea of “representational truth,” with which he at least
in part hopes, I understand, to avoid falling back even to the weaker, poetic
conception of truth that I advocate here. White, on the other hand—at least
in my reading of him—appears to offer a workable alternative to taking the
Narrative Truth 9
inevitability of meaning-construction as implying relativism in any simplis-
tic “anything goes” sense (the fear of which has fuelled the swing back to
more “realistic” and “materialist” theorizing for so many others). For him,
the appeal (and usefulness) of the kinds of truths and knowledge produced
by these “proposals” is firmly tied to their resonance with existing cul-
tural and discursive practices and understandings: tropological and figural
forms, literary and filmic traditions, folk beliefs, popular culture icons and
expectations and so on and so forth. (Remember, epistemology is not the
only criterion in play here.) The requirement of this resonance or level of
familiarity thus always sets clear limits on what makes sense as a historical
poetics too.14 Is this enough?
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2013.
“Narrative truth.” Metatheoria 4 (1): 37–53. EDUNTREF—Editorial de la
Universidad Nacional de Tres de Febrero.
Narrative Truth 15
Notes
1. As I note in the Preface, the term “narrative constructivism” (which I take from
Munslow [2007, 17]) seems to me the most productive one to use here. It helps
distinguish this strand of the debate from the constructivisms of Giambattista
Vico, John Dewey, R. G. Collingwood, Michael Oakeshott and Leon Goldstein,
for instance. It will hopefully also serve in helping to bury claims about a pur-
portedly self-refuting “constructionism” that some critics attempted to attach to
White and others in the late 1970s and the 1980s.
2. Although I present Ankersmit here as a narrative constructivist, his later writ-
ings suggest that he now tends to view meaning in a somewhat different way.
(See, for example, Ankersmit 2013a; 2013b; cf. Icke 2012; Pihlainen 2015b and
my note 10 below.) In what follows, I will briefly discuss some of Ankersmit’s
more recent claims, too. Despite a shift in some of his emphases, Ankersmit
still maintains—as I understand him—the critical distinction between individual
statements and complex representations: “it is absolutely crucial in the context
of my argument that historical representations (or texts) and the sentences con-
tained by them should carefully be kept apart. My whole argument depends on
this” (Ankersmit 2013a, 576). For an elaboration of Louis Mink’s influential
argument to differentiate between singular statements and narrative constructs,
see van den Akker (2013).
3. The recurring assertion (and fear) that the recognition of such a general condi-
tion of discursivity would lead to people giving up on trying to reach practical
understandings is a common (and facile) criticism of scepticist or relativist posi-
tions: in denying authoritative stances, scepticism is assumed to lead to nihilism.
Yet, rather strangely, given this apparent power to annihilate, it is often also
claimed by the same critics to remain a self-defeating position.
4. White has qualified his view of history’s truthfulness on numerous occasions.
Here he goes on to say: “This does not imply that traditional historiography
is inherently untruthful, but only that its truths are of two kinds: factual and
figurative” (White 1999, 10).
5. Talk of narrative in this context has at times been criticized for its narrow
focus, especially by literary theorists. For my intents and purposes here, how-
ever, the term can be detached from most of the formal definitions given in
literary theory and understood instead to stand in for discourse and textual-
ity but with the one added qualification that it does imply some imposition
of formal closure. For an excellent discussion of definitions of narrative as
well as of “narrative culture” more broadly, see Rigney (1992). For a more
recent and equally brilliant defence of the continued centrality of narrative,
see Partner, who concludes her essay compellingly thus: “The unillusioned yet
unresisting embrace of narrative may prove the center of the post-postmodern
stance” (Partner 2009, 101). For a recent criticism of narrative constructivism
(rendered as “narrativism”) on the basis of a more restrictive definition of nar-
rative, see Kuukkanen (2015).
6. White distinguishes between narration and narrativization as follows: there
is “narration, a mode of speaking about the world that is different from the
mode characterized as description, and narrativization, a way of representing
the world and its processes as if they possessed the structure and meaning of
a story” (White 2000, 399). Or, as he elsewhere puts it, narrativization is “the
16 Narrative Truth
imposition on the materials of real life, of the structures and forms of meaning
met with only in story, fable and dream” (White 2010b, 15).
7. As far as I can see, Ankersmit’s idea is intended as a direct counter to (Rortyan)
antirepresentationalism too. It raises significant problems, however: it seems to
assume either that representation is always only about reality or that the world
can mystically reveal to us which things are “real” (and “true”) and which
are not. Even at its most modest, this latter option would still imply that there
are means available for distinguishing between “real aspects” and imaginary
constructions.
8. Carter’s approach is fascinating and extremely sophisticated, but his focus on
temporality is still open to the same critique of moving from phenomenological
experience to practices of representation. I am not convinced that his position is
as far from White’s as he suggests, however, at least with respect to the ways in
which cultural codes and discourses constrain meaning and interpretation.
9. Where it is mistaken, pace Ankersmit (2013b), to suggest that the centrality
of narrative form in cognitive processes somehow makes historical narrative
equally important to cognition, it is even more of a mistake to argue that this
then also has some bearing on historical representation. Already the title of
Ankersmit’s recent essay summarizes this idea that I object to: “Representation
as a cognitive instrument.” Whereas: if narrative form is indeed a cognitive
instrument in this general way, as Arthur Danto and, famously, Louis Mink
claimed, the insight that the use of that instrument affords can still be produc-
tively spoken of as narrative truth. Mink’s overall position has been exception-
ally well presented by van den Akker (2013).
10. I should stress that I intend “meaning” here in the sense of the complex (and,
admittedly by some extension, also “literary” and “metaphorical”) content of
a representation, the valuations that take place in emplotment and so on; it is,
then, here about the attribution of significance as well as the kind of “content
of the form” brought to the fore by White (and certainly not simply about
what is intended by a discrete sign, for instance). Ankersmit’s recent attempt
to import a use of meaning in which the concept remains bound to truth and
reference to the discussion of such more elaborate representation seems to me
a far more problematic route. At the same time, it also, and I think needlessly,
opens him up to the kind of critique he has received from the point of view of
philosophy of language (especially Roth 2013; see also Ankersmit 2013b as well
as Ankersmit’s direct response to this critique in Ankersmit 2013a).
11. For a most cogent argument regarding this general discursive condition, see
Ermarth (2004).
12. Even Keith Jenkins, who takes constructivist arguments concerning history to
their limit, is very careful to emphasize that his is not an antirealist position: “I
take as my originary axiom the existence of matter; of materiality, of ‘actual-
ity.’ I take it that the ‘stuff’ we call, for example, the world, the universe, etc.,
is really out there and is therefore not the product of my current mental state”
(Jenkins 2009, 256).
13. For a succinct account of the centrality of “falsification” in history, see de Cer-
teau (1986, 200–201).
14. White’s claim is an eminently sensible one: “The historian shares with his audi-
ence general notions of the forms that significant human situations must take
by virtue of his participation in the specific processes of sense-making which
Narrative Truth 17
identify him as a member of one cultural endowment rather than another”
(White 1978b, 86; see Chapter 6 for a longer version of this quote). It should
be emphasized that White always carefully steers away from essentialism. To
me, his views neatly align with (but also tend, for the purposes of history, to
be more comprehensive than) those, for example, of Michael Riffaterre (1990)
regarding “the sociolect” and the “verbal givens” that govern opportunities for
understanding.
15. The question of the status or usefulness of such truth and insight presents no
problem for White. He makes this clear with another equally challenging (and
equally rhetorical) question: “Anyway, does anyone seriously believe that myth
and literary fiction do not refer to the real world, tell truths about it, and pro-
vide useful knowledge of it?” (White 1999, 22).
16. I employ “ethical-political” in the spirit of Jacques Derrida in the “Afterword”
to Limited Inc.: “A decision can only come into being in a space that exceeds the
calculable program that would destroy all responsibility by transforming it into
a programmable effect of determinate causes. There can be no moral or politi-
cal responsibility without this trial and this passage by way of the undecidable.
Even if a decision seems to take only a second and not to be preceded by any
deliberation, it is structured by this experience and experiment of the undecid-
able. If I insist on this point from now on, it is, I repeat, because this discussion
is, will be, and ought to be at bottom an ethical-political one” (Derrida 1988,
116). This way of presenting the relation between ethics and politics to me
best defines and invokes the underlying idea of social responsibility. On this
view, social justice and responsibility pose the core ethical-political and exis-
tential question—and one, incidentally, that binds together existentialism and
poststructuralism.
17. For some of the more recent elaborations of White’s existentialism, see Paul
(2011) and Doran (2013a). White has now increasingly focused on “the practi-
cal past,” in relation to which the questions of what can and should we do are
even more pressing. (See White 2010b; 2012, especially 131, and 2014b.)
2 Rereading Constructivism
The special feature (and added value) of modernist form is also, of course,
in the way it allows for the presentation of subjective and provisional points
of view and thus leaves readers/recipients the possibility of understanding or
experiencing in their own ways; differently, as it were.
Connecting between the interest generated by the narrative form and the
possibility of presenting alternative interpretations is thus complex. On the
one hand, new forms permit the rejection of old ideological (and narrowly
“empirical”) interests and attitudes. On the other hand—and more impor-
tantly for my purposes here—they also ensure the effectiveness of new inter-
pretations in the kinds of conditions in which the (imagined) truthfulness
of stories no longer helps make them more convincing than some other,
alternative ones.
This ties in interestingly with the phenomenological yearning that argu-
ably sustains history as a discipline: It seems to be rarely understood that the
reasons why narrative constructivism emphasizes new forms are much less
to do with persuading historians to turn to (or admit to) writing literature
(as the fact–fiction debate so often suggests in its more trivial interpreta-
tions) and more with the kind of experiential relation to the events described
with which these new forms could potentially provide readers. Even less
Rereading Constructivism 25
often, the debate seems to recognize how tapping into this phenomenologi-
cal yearning and harnessing the experiential capacity of texts could lead to
the acceptance of alternative history approaches and interpretation along-
side traditional models. (And this is where “experimental history” enters the
picture too; see especially Munslow and Rosenstone 2004; also Munslow
2007 and 2010; and Vann 2013).
Since, that is, historical stories can no longer be justified on epistemologi-
cal grounds—as all stories and ways of structuring materials that account
for existing factual knowledge are equally imaginary—they can only be
compared in aesthetic terms and their value derives from their effectiveness.
Importantly, this remains so as long as it is the stories themselves that we
evaluate. When we expand the examination to involve history writing as a
whole—with the question: “Why write about the past?”—attention shifts
from the scientific foundations and the form of history also to its broader
social function. Yet the issue is still one of how history writing could be
defended as a practice. Although constructivist thought appears to lead to
a prioritization of the entertainment value of history (and this is something
I believe constructivism could rightly be criticized for), this should not by
itself be taken as sufficient justification for the existence of a discourse about
the past. Instead, any debate concerning the significance and presence of the
past necessarily needs to extend to social issues too. And because the past
can offer no meaning in itself, this meaning must be sought in the present
(and even then, of course, only in our interactions with it).
To the extent to which it claims that justifications for all actions are to
be sought for in their consequences, narrative constructivism is inevitably
linked to poststructuralist thought.7 Here, the answer to the question “Why
write about the past?” is to be found in the (possible) impact of history
writing and thus differs markedly from earlier conceptions that lean on the
ideal of objectivity, grounding themselves in views according to which his-
tory repeats itself, we can learn from history, history helps us understand the
present and so forth. A presentism explicitly oriented toward consequences
is in itself enough of a challenge for many historians simply because it neces-
sitates abandoning those last illusions of history as somehow objective. A
further difficulty with regard to such presentist thinking is contained in the
anti-authoritarian stance common to poststructuralist approaches. After all,
a view that assumes justification to reside in consequences and demands an
awareness of choices and responsibility prevents the drafting of any kind of
methodological rules. Instead, things must always be assessed on a case-by-
case basis. So, although “postmodern” thought has often been criticized as
leading to relativism with its refusal of authoritarian definitions (as well as
for its own ostensible reliance on such a definition in presenting its “rule”
of constant questioning and awareness),8 this kind of case-by-case evalua-
tion provides the only sustainable ethical-political basis for representation.
Since dispensing with the ideal of objectivity—or, at the very least, the
clear articulation of that dispensing—still so easily returns attention to
26 Rereading Constructivism
questions of truthfulness, however, it is important to take care with this
point. Emphasizing the importance or consequences of history writing is
not the reason why objectivity should be abandoned and “fictionality”
endorsed, even if this is how the matter is sometimes (mis)represented.
Objectivity as it has traditionally been understood within history is simply
not an option even to begin with. The added content brought by narra-
tives and narrativization (“the content of the form”), the evaluation, atti-
tudes and demarcations that are part of narrative emplotments, cannot be
random or unreflected if representation is to serve any deliberate purpose.
(Or, indeed, if it is not intended to reassert existing value structures and
power relationships.)9 Otherwise—even though history writing inevitably
has some consequences in the present and thus also impacts the future—the
author has not consciously assumed responsibility for the representation.
To question presentism only because it would somehow lead to the “use”
of history for ideological purposes is, from this perspective, thus equally
based on misunderstanding. For historians to hide behind the illusion of
objectivity and refuse to see the consequences of their (epistemic beliefs
and) actions in a broader context, beyond the boundaries of “research”
and institutionalized history, is even more suspect. Whether historians wish
it or not, their stories about the past hold significance for people in the
present and that responsibility should be kept in mind at the writing stage.
Presentism is thus not seen as an alternative to objective history writing but
rather a corrective, and understanding the inevitability of consequences and
responsibility is a crucial step in the formulation of a constructivist theory
of history. This understanding need not lead to the kind of nihilism and aim-
less relativism opponents of constructivism fear, however. As White writes:
“I conceive relativism to be the basis of social tolerance, not a license to ‘do
as you please’ . . . the socially responsible interpreter can do two things:
(1) expose the fictitious nature of any political program based on an appeal
to what ‘history’ supposedly teaches and (2) remain adamantly ‘utopian’ in
any criticism of political ‘realism’” (White 1987, 227).
The phenomenological yearning that feeds into historical thinking is
quite significant here too. As already noted, it reinforces the need to see
historical study as providing real, true or objective stories. At the same time,
it creates an attitude by which the past is in a somehow meaningful rela-
tion to the present; we may, for example, identify with historical details
more intensely as a result of drawing parallels to our present. The choice
for historians is not, however, one between a belief in objective representa-
tion and a complete disavowal of the past (involving quite extreme posi-
tions of epistemological relativism, antireferentialism or even antirealism).
And it seems this point cannot be overstated. Neither does the fact that the
past has taken place and is in that sense real lead to it ever being experien-
tially attainable (it is not epistemologically available either, after all). When
historians engage with their materials and the past “speaks” to them, the
phenomenological yearning they feel easily causes them to overlook this,
Rereading Constructivism 27
however. A good example of this kind of emotional attachment and conse-
quent obfuscation can be found in the recent debates concerning the pres-
ence of the past (see, for example, Runia 2006; Gumbrecht 2004 and 2014;
cf. Pihlainen 2014a).10 Here, it is hoped that historians might somehow
encounter that past “directly.”11 Furthermore, the idea of this encounter
appears to be more strongly formulated than in the metaphors offered by
traditional hermeneutics, as well as additionally haunted by a naive view of
the past as somehow unproblematically meaningful, irrespective of interpre-
tation and narrativization.
As long as the past is assumed to offer historians ideas and understand-
ings that are somehow independent of them, as, for example, in the form
of a “horizon” of the past or related metaphors suggesting possibilities for
a merging of temporally distinct horizons, the underlying assumption is the
existence of some kind of “truth” of the past that can first be understood
and then presented as a story. Because constructivism rejects such ultimately
essentialist thinking, there is little sense in attempting to reintroduce these
kinds of more complex (and inherently problematic) metaphors to that
discussion. Moreover, if constructivist premises are accepted, there is no
justification for thinking of the traces or factual knowledge of the past as
“speaking” to the researcher in a way that might yield historical under-
standing. The experiences and insights gained in the formation of stories are
all products of the imagination in equal measure and romanticizing the use
of that imagination in this way does not alter the epistemological base onto
which this new debate hopes to be transplanted. (For a concise formulation
of this argument, see Pihlainen 2014b.)
A viable defence of ideas involving directly or immediately experiencing
the past would entail a very large-scale shift in our theoretical thinking—a
shift that proponents of these views have so far failed to provide tools for.
(For more on this, see, for example, Runia 2010; Jenkins 2010; and Icke
2012.) Yet, even though some of the theories relating to memory and pres-
ence are inherently and internally contradictory and out of place from the
point of view of a theory or philosophy of history, they do seem to gain
popularity among historians from time to time. I have already tried to sug-
gest how this kind of thinking wells up from a particular kind of desire
for reality felt by historians, but it is still worth stressing at this point that,
however strong that desire becomes, no “historical phenomenology” that
might satisfy it can be entertained within the framework of a constructivist
theory of history.12
Notes
1. For an example of White’s detailed “tropology,” see Metahistory (1973) and
White (1978b); on Frank Ankersmit’s idea of “narrative substances,” see his
Narrative Logic (1983) and Ankersmit (1990, 279–280).
2. In what has perhaps been his most controversial essay, “The Historical Text as
Literary Artefact” (1978), White presented the idea of history writing as a trans-
lation of “‘fact’ into ‘fiction’”; here “fiction” was placed in scare quotes, and in
another version of the essay published in the same year, it was presented as “fic-
tions” (see White 1978a, 53; 1978b, 92). Despite this care with formulations,
many historians appear to think that White takes history texts to be fictions
that are “not subject to truth controls” (Iggers 2000, 383); in the exchange with
Iggers, White once again systematically answered and refuted such accusations
(White 2000, 398).
Interestingly, in The Practical Past, he has chosen to present this original pro-
vocative formulation as a “mistake,” saying he should have made the point
differently in order for it to be better received: “I now recognize that I made
a mistake by once suggesting that the problem consisted of the relationship
between two substances, ‘fact’ on the one hand, ‘fiction’ on the other. I might
well have said that the problem had to do with a discourse (history) that wished
to be faithful to its referent but which had inherited conventions of representa-
tion that produced meaning in excess of what it literally asserted of a kind that
were identifiably literary if not fictionalizing in their effects” (White 2014b, 20).
3. It should be noted that more recent constructivist theory hardly ever problema-
tizes the research carried out by historians. See, for example, White (1999, 7–8;
2014a, passim) and Jenkins (1999b, 94), both of whom distinguish and set aside
from discussion the “research phase” in order to better focus on the process of
narrativization.
4. For a thorough account of the context and reception of White’s early work,
including Metahistory, see Herman Paul’s Hayden White: The Historical Imagi-
nation (2011); specifically on the idea of tropological “models,” see Paul (2011,
82–91).
5. White often emphasizes that history (in order for it to be history) cannot be
written freely; instead, historians need to consider the demands and limits set by
the materials as well as by the institution (see, for example, White 1978b, 97).
This is part of what I take to be White’s defence of history, despite all critique
to the contrary by historians. Compare this with Jenkins, who suggests that we
simply decide to live “amidst the ample and agreeable imaginaries provided by
postmodern-type theorists . . . theorists who can generate enough by way of
emancipatory rhetorics such that we no longer need any kind of foundational—
or non-foundational—past” (Jenkins 1999a, 10). Hence the difference between
White’s and Jenkins’ positions is not in the theoretical stand they adopt per se
but is rather based on their having quite different aims: until his shift to focus
Rereading Constructivism 35
on the practical past, White has largely aimed at refiguring and thus possibly
rescuing history as a form of discourse, whereas Jenkins has long hoped that
it might be forgotten altogether. For a comment on Jenkins’ position on “new
imaginaries” by White, see White’s foreword to Jenkins (2009).
6. Hence, it makes good sense to say, with White, that the best way to refute an
unwelcome interpretation is to offer a better one: “The best counter to a nar-
rative that is supposed to have misused historical memory is a better narrative,
by which I mean a narrative, not with more historical facts, but a narrative
with greater artistic integrity and poetic force of meaning” (White 2005b, 336).
As long as we are speaking of history, however, as opposed to representations
belonging to what he now terms the practical past, White has from the begin-
ning tempered this aesthetic interest with a pragmatism regarding the purpose
of historical representations. This is what he wrote already in the 1960s in “The
Burden of History”: “We should ask only that the historian show some tact in
the use of his governing metaphors; that he neither overburden them with data
nor fail to use them to their limit; that he respect the logic implicit in the mode
of discourse he has decided upon; and that, when his metaphor begins to show
itself unable to accommodate certain kinds of data, he abandon that metaphor
and seek another, richer, and more inclusive metaphor than that with which he
began” (White 1978b, 47).
7. For more on the argument for consequentialism, see May (1995, passim, espe-
cially 71). Where poststructuralism liberates people from traditional ideologies,
it also on this view binds them to personal responsibility regarding the conse-
quences of their choices in an existentialist fashion.
8. A typical example of this kind of (careless) interpretation of postmodernism can
be found in, for example, Zagorin (1999, especially 7). For a thorough response
and clarification of the misunderstandings involved, see Jenkins (2000).
9. To rehearse White’s core claim concerning the perpetuation of dominant values
and structures: “Nothing is better suited to lead to a repetition of the past than
a study of it that is either reverential or convincingly objective in the way that
conventional historical studies tend to be” (White 1987, 82).
10. It is instructive to compare this more recent discussion about presence with the
debate concerning memory in the 1980s and 1990s. See Klein (2000) for an
excellent overview of that debate.
11. Ankersmit spoke of this already in 1997. As he then explained: “I’ve lately
become interested in the notion of experience but that’s a different problem
from the problem of historical writing. It has to do with the problem of whether
a direct access to the past is possible. And I have committed the folly—and I
persist in committing this folly—of saying that such a direct access to the past is
under certain circumstances indeed possible. But everybody says that I’m com-
pletely mad to argue for this. . . . My interest began with Huizinga who has the
notion of ‘historische sensatie’—historical sensation—which he describes as a
direct and immediate contact with the historical past” (Pihlainen 1997, 368).
In Sublime Historical Experience (2005), Ankersmit engages with this contro-
versial idea in much greater detail. See also Domanska (2009), Icke (2012) and
Pihlainen (2015b).
12. The usefulness of speaking about phenomenology in historical research might
be questioned, however. As noted above, the past is not and cannot be present
in any real way. Hence, our relationship to it cannot be based on its being a
36 Rereading Constructivism
perceivable phenomenon, and “historical phenomenology” needs to be some-
thing quite different. An “encounter” with the past through its traces does not
strictly speaking constitute contact with the past, then, but only with the pres-
ent. Any historical phenomenology thus always only means an imagining of
the past, not a picture formed on the basis of any real interaction. The nature
of imagining in this case is thus quite different from our encounters with the
present where meanings are constructed in relation to pragmatic needs and with
recourse to interaction and experimentation. Speaking of phenomenology in
history is thus only an extension of our everyday approach: that specific “phe-
nomenology” has taught us something fundamental about the way the world is,
and we use this understanding in describing events in the past. So how does this
really differ from constructivism as presented by White, for instance?
13. At the start of Figural Realism, White rehearses the constructivist challenges
facing history one-by-one, including historians’ most common responses as well
as his own reasons for why these miss their target (White 1999, 1–26).
14. This kind of more general “historical” thinking appears to have priority in
White’s recent writings—particularly in the essays in The Practical Past (White
2014b). This is perhaps so because these other discourses now appear to hold
more potential for promoting social change than does contemporary academic
history. Yet, despite his long-time focus on social consequences, White’s move to
opposing the historical (institutionally established) past to the practical past has
been a gradual one. For some recent examinations of this separation between
the historical and the practical past, see Lorenz (2014), Tozzi (2014), Ahlskog
(2016), La Greca (2016) and Pihlainen (2016).
15. White uses Oliver Stone’s 1991 film JFK as an example of parahistorical repre-
sentation. By choosing the example of JFK and initially focusing on its factual
aspects, he unfortunately also opens the door to the fact–fiction debate again,
however (White 1999, 68–69). If he had instead chosen a work that agreed
more clearly with known facts, this issue would not have come up as forcefully,
and the example might have been seen as offering an alternative interpretation
while better staying “true” to the facts. For a more detailed discussion of this
issue, see Chapter 5.
16. In Historics (2006), Martin Davies comes to very similar conclusions about
the overall pervasiveness of historical thinking and the inevitable historicity of
actions. In contrast to Davies’ position, White’s turn to the practical past is at
the same time a disavowal of the social significance of professional history. For a
most insightful comparison of White’s and Oakeshott’s investments in the idea,
see Ahlskog (2016).
17. On the other hand, it seems to me that White’s attachment to the example of
modernist literature at times prevents him from fully recognizing the inherent
strengths that history possesses with regard to representational form precisely as
a result of its referential commitment. For an elaboration of this argument, see
Pihlainen (2002b), as well as the chapters that follow in the present volume.
18. This may be read as echoing Roland Barthes’ well-known idea of “readerly” and
“writerly” texts. See, for example, Barthes (1975). My argument is not, how-
ever, the same as Barthes’ in that both of the (admittedly caricatured) textual
dynamics I describe here mark texts that he would characterize as “writerly.”
The difference between the kinds of texts I describe (both of them fundamen-
tally “writerly”) is more interestingly viewed as one between a modernist and a
postmodern aesthetics.
Rereading Constructivism 37
19. On the refusal of representation in Michel Foucault and Jean-François Lyotard,
see May (1995); on Jacques Derrida and the aporetic moment of “undecidabil-
ity” required for a choice to be properly ethical, see Derrida (1988) and Jenkins
(especially 1999b and 2003).
20. On White’s existentialism, see Paul (2006; 2011). White seldom classifies his
theory in any way; he has, however, explained his motives regarding postmod-
ernism thus: “the anti-postmodernist handwringers are wrong when they say
that the postmodernists are ‘against’ history, objectivity, rules, methods, and
so on. What we postmodernists are against is a professional historiography, in
service to state apparatuses that have turned against their own citizens, with
its epistemically pinched, ideologically sterile, and superannuated notions of
objectivity” (White 2005a, 152). As I see it, this position seems to encompass
the political aims of both existentialism and poststructuralism quite well. White
has been more outspoken about his existentialism as well as his political posi-
tion and commitments in Rogne (2009).
21. In an analysis of White’s early writings, Herman Paul emphasizes the way in
which White’s epistemological relativism/irony is aimed at responsibility and
ethical commitment. (Paul 2006, especially 43) This again relates to White’s
existentialism; in addition to Rogne (2009) and Paul (2011), see, for example,
Spiegel (2013) and Doran (2013a) on that. For a discussion of some of the
affinities between White and Sartre specifically, see also Pihlainen (2005).
3 An End to Oppositional
History?
In this way, speaking about the past always also appropriates and pres-
ents it (in the sense of making it present or “presentifying” it). If historians
were, however, to give up on the idea that their work has an explanatory
intention—if they renounced the claim to reality that specifically historical
narration makes—a simple avoidance of closure might provide sufficient
theoretical sensitivity.1 Historians would carefully collect, conserve and
catalogue in a properly scientific and detached spirit and—perhaps, as a
consequence—the traces or texts of the past would retain a greater aspect or
reflection of the subjectivities with which they originated. At the very least,
readers would be able to make judgements about them with less interference.
In other words, no representation or naming would reduce them to being
objects for our subjectivities as either historians or readers, and representa-
tions might preserve (and materially convey) part of the temporal distinct-
ness involved in terms of experience rather than as detached knowledge.
Such a focus on experientiality through form would, then, parallel many
views about poetry, for example, and the idea of how it can provide the
reader with a sense of facing (some kind of) otherness or alterity. A general
claim that can indeed be made is that the goal of “postist” representation
is not so much to communicate ideas as it is to evoke emotional responses
in the reader or viewer; these representations would not be involved with
information as much as with experientiality and emotional effect. And the
An End to Oppositional History? 41
result of such an approach would no longer, of course, be “history” in the
sense in which we currently employ the term.
If representations are also expected to hold interest for readers, how-
ever, the challenge would be to come up with effective alternative ways
of representing—with, that is, forms that contain a minimum of inherited
assumptions and yet would be so novel that the ideological content they
still inevitably impose on “material” cannot and will not pass unnoticed or
go unchallenged. The rationale for employing “antinarrative nonstories” in
historical representation would, from this perspective, thus largely be based
on their capacity to produce alienation, to disrupt any narratively solicited
suspension of disbelief and of the critical faculties: these “nonstories” would
provide ways of communicating that cannot—in their unfamiliarity or
indigestibility—be automatically or unreflectively consumed and subordi-
nated to our accustomed interpretations of the world. To state this in terms
more metaphoric: these new types of (anti)narrative could place us beside
ourselves, and, ideally, through them, we could come to see our habitual
ways of thinking more critically, as if from the “outside,” and would be
forced to at least re-evaluate and confront them. And if we were to dogmati-
cally refuse this demand for re-evaluation, we would be left beside ourselves
emotionally, upset by the claims that such presentations place on us and our
normative beliefs. Such an appeal to individual conscience and choice also
already partially addresses the common objection of moral relativism: if his-
tory can lead to critical self-reflection regarding particular issues and even,
in part, guide evaluations, it appears to be on the right track.
Against this ideal, the contemporary historical field is still often described
as clearly divided: although some historians have admitted scepticism at
least with respect to epistemology, many remain staunchly objectivist—those
that the more radical, textually oriented historians and theorists sometimes
refer to as “empiricist” or “conventional.” A number of history workers
do, however, appear attentive to theory—and the more radical dimension of
this awareness is demonstrated by the existence (and in some quarters, even
the popularity) of so-called unconventional or experimental histories.2 So,
whatever the level of understanding and acceptance of post-linguistic-turn
theoretical insights may be, it seems that the ideological weight of narrative
constructivism and an awareness of “the content of the form” have led to
a significant number of historians at least claiming to agree. Given such a
state of affairs, it might appear unnecessary to argue the case of “opposi-
tional history” at all. Yet this theoretical awareness is in many cases based
on quite popularizing readings, and there is a manifest lack of understand-
ing of specifics as well as of the underlying motives.
Despite their knowledge of recent theory, many historians still quite
naively persist in thinking, that—in the end—truth will somehow triumph
(and also ensure ethical and “good” histories). A supporting and equally
persistent conviction is that historians are involved in a practice that is in
some way emancipatory and that offers—perhaps as a result of its interest
42 An End to Oppositional History?
in contexts and community—some inherent corrective to relativism. Even
when they are not quite so empiricist or ideologically trusting, historians’
acceptance is often still mediated by some vague belief that the “historical
method” and “professional consensus” can weed out unwanted interpre-
tations, like those of the much-debated revisionist histories of the 1990s,
for example.3 And why should it not be, from a purely theoretical point
of view? As long, that is, as historians continue to identify themselves
as committed to writing in a particular context and genre and in a fairly
uniform way? When it is focused on the discipline, such belief does not
even need to be based on illusions of epistemological certainty; the ques-
tion of what kind of interpretations are desirable or undesirable does not
involve epistemology or even theories of representation per se, but is a
matter of purpose and consequences. Yet this is precisely the point that
is largely missed.
For all those historians who still subscribe to an idea of—in some
way—unproblematic representations of the past (whatever their epistemo-
logical beliefs), “oppositional history” might belong to the class of propa-
ganda or revisionism, or, at best, could be taken for some strange form of
counterfactual history or theorizing. It would be a pastime focused on pre-
senting alternative accounts of the past, which these historians would give
very little value to as (their kind of) history. This does not, unfortunately,
apply only to the objectivist, epistemologically non-sceptical camp, but to
all those who find institutional justification for a particular kind of history.
Even beyond this neglect of purpose and consequences, there lies a fur-
ther challenge to the oppositional, however: it is disregarded also by many
of the historians—or at least theorists—who are willing to accept that his-
tories have (and emplotments and impositions of form introduce) unwanted
ideological content. With their focus on epistemological scepticism, they
have largely been swept away in a celebration of the opportunities for politi-
cal and social responsibility that this (however well delimited and curtailed)
relativism affords and have forgotten that, whatever opportunities we
have, no difference can be made without pointing to concrete instances of
injustice and suffering or presenting attitudes and positions that we would
(and would see others) espouse and occupy in the world beyond theory
of history. They are, in other words, radical in terms of their theories and
representational practices but not in terms of their political commitment.
The problem, then, is that for many of these—for lack of a better term—
“postmodern” historians, “oppositional history” has equally become a
misnomer, given their understanding of the current situation and practices
within the historical field. To what, after all, should we be opposed if there
is unlimited openness and opportunities for all to present their views in
ways that are already institutionally accepted?
Despite the “anything goes” attitude attributed to a popularized “post-
modernism,” the terminology of opposition and the concept of oppositional
history seem to be best approached in terms of the intellectual trends and
An End to Oppositional History? 43
political ideologies that can be grouped together under the label “post-1968.”
(Certainly, the spirit of radical politics sometimes attached to contemporary
formal innovation and the avant garde largely belongs there.) Appealing to
the post-1968 may not be an immediately obvious strategy since many of
the movements involved have been described as overtly anti-historical (and
often also apolitical). Admittedly, neither postmodernism nor poststructur-
alism appear to lend themselves to historical study in the sense that it is con-
ceived of by most historians. In spite of critical interpretations, however, the
political positions they established and the ethical-political demands they
presented still have potential resonance for what we do and how we see our
purpose as historians today.
As seen with respect to narrative constructivism, debate within the dis-
cipline of history concerning the linguistic or textualist turn (and its rela-
tion to post-1968 thought) has largely centred on the apparent relativism it
introduces to historians’ theories and practices. Yet, in order to fully under-
stand the textualist position, it is important to first recognize that episte-
mological relativism is not the final target of most post-1968 philosophy.
To be sure, the post-1968 is antirepresentational (in Richard Rorty’s use of
the word in relation to the contingency of all knowledge), but scepticism
regarding reference and epistemology is only one issue among other (more)
important ones. To better understand the debate, and perhaps to better
move the discussion along, also the issue of différance and the irreducibility
and ultimate unattainability of (complete or totalizing) truth and meaning
need to be revisited. Arguably, poststructuralists4 (whom I deploy as the
chief representatives of the post-1968) would see historians who continue
to be preoccupied with the issue of an objective truth that is not only “out
there” but to be captured by traditional historical methods (or any other
methods for that matter) as confused. Similarly, the persistence with which
debate concerning “postmodernism” focuses on questions of truth and ref-
erence appears misguided. What should be at stake, instead, is the problem
of ideological and moral commitments. And this is a problem that can in no
way be solved with recourse to epistemology.
Thus understood, this issue of moral relativism defines the difference
between poststructuralism and “postmodernism.”5 But the potential con-
sequences of this (admittedly contested) distinction have been almost com-
pletely overlooked within theory of history. With this in mind, I will focus
on the role of oppositional politics in these ways of thinking and on the dis-
tinctions that turning attention to the ethical-political might permit making
between various kinds of history. In order to do so, it will be best to set aside
the question of epistemology for once (since, apparently, it cannot be done
for once and for all). “Bracketing” controversy concerning epistemology in
this way, the first thing that becomes evident is that most postmodernism is
not critical in any (other) way. Instead, postmodernism (as a political posi-
tion) can be (and has been) argued to lead to a universalization of differ-
ence and consequently to the loss of political effectiveness (see, for example,
44 An End to Oppositional History?
Haber 1994). In addition, it has often—through the aestheticization and
relativism that more extreme interpretations advocate—been associated
with even less inspiring phenomena, such as the tremendous emphasis on
consumer culture and a related growth of narcissism. Despite such prob-
lems, appropriations of “post-1968” theories have been carried out in his-
tory too, especially in various “supplementary” fields.6 Feminism’s reliance
on poststructuralism is perhaps the most obvious example, and I will come
to that in a moment.
To make all this clearer, it may be useful to revisit some principles of
poststructuralist thought, albeit in summary form. Where postmodernism
has often been invoked loosely and fast, there is less confusion about post-
structuralism, and some principles are relatively unambiguous and hope-
fully familiar—although not necessarily supportive of historical practice.
Firstly, the refusal to represent. In a famous conversation with Michel
Foucault, Gilles Deleuze emphasized Foucault’s role in formulating what
has become a core belief of poststructuralist theory. Deleuze admits: “We
ridiculed representation and said it was finished, but we failed to draw the
consequences of this ‘theoretical’ conversion—to appreciate the theoretical
fact that only those directly concerned can speak in a practical way on their
own behalf” (Deleuze 1977, 209). Foucault was, however, says Deleuze, the
one who first taught them “the indignity of speaking for others.” Although
such a refusing to speak for others would patently be too limiting a demand
on historians (if they choose to continue with history), it is central to for-
mulations of post-1968 theory and is sometimes even presented in terms of
an “ethic” of poststructuralism. (See, for example, May 1994, 97) At the
very least, this principle implies that if history is to have a social function—if
it is to be a legitimate pursuit in an ethical-political sense—historians and
theorists of history will need to look for means of subverting or curtailing
representation, at least in its aspect of coherence, closure, clarity and so
on. (See also White 1999, 99–100) (Again, rethinking history in this way
is necessary only as long as we attempt to hold on to history within a post-
structuralist framework—a framework which, to me, seems to be the only
one that we can acceptably have. Theoretically, it would be more coherent
to follow Keith Jenkins’ lead here and let go of history and the contradic-
tions that engaging with it in this way involve both in the epistemological
and in the ethical.)
Secondly, this refusal to represent has also been presented slightly less
radically as the refusal of “grand narratives” and the foregrounding of
petits récits. Quite understandably, Jean-François Lyotard’s celebrated call
for an “incredulity toward metanarratives” in The Postmodern Condition
(1979) has been more readily welcomed and adopted by historians than the
full-scale refusal to participate in representational practices. In fact, many
historians at least claim to subscribe to this general way of thinking, even
though uncritical talk of “grand narratives” well beyond the specific major
Western beliefs intended by Lyotard sometimes suggests a popular adaption
An End to Oppositional History? 45
rather than explicit theoretical awareness. Whatever the usage, and despite
a difference in the degree of applicability, the objectives of these first two
tenets at least seem to be the same: the questioning of hegemonic ideology
and valuation of particularity and detail. (Feel free to think microhistory
here already; I will come to that, too.)
Thirdly, there is a relatively undisputed principle that is similarly
focused on avoiding oppressive representations, an emphasis on new
forms of expression. This emphasis is especially on forms embracing inco-
herence, paralogy, parataxis, fragmentarity, complexity, ambiguity, con-
fusion and so on. These kinds of strategies are seen to provide the only
route to representation that is (at least roughly) in agreement with the
overall objective of subverting oppressive descriptive practices. As Jean
Baudrillard reminds:
Though I certainly have nothing against such pastimes (quite the opposite,
in fact), they do not belong to history as a public discourse—something that
history by generic definition is and should be. It appears, however, that at the
time, the emphasis on private, narcissistic interests did in fact converge with
the more politically engaged change in subject matter to radically transform
history. While there must undoubtedly have been a great deal of diversity
involving the extent to which political engagement was felt to be desirable,
there seems also to have been broad agreement among these oppositional
groupings that the form of history writing and not only its objects needed
to be changed. Given their emphatic linking of ideology to the type of “con-
ventional” objectivist and (“grand”) narratively constructed history that
was being objected to, this was, of course, quite natural.
In the same year in which Lyotard’s Postmodern Condition appeared,
when Tony Judt decried the apolitical nature of social history and when
Lasch’s book on narcissism was published, Lawrence Stone gave an illu-
minating albeit, as some critics have later pointed out, somewhat narrow
account of the “narrative turn” that he felt was taking place in the field of
historical research. (For a critique of the limited nature of this account, see,
for example, Peltonen 1999.) Importantly, while neither Stone’s analysis
nor the turn he speaks of preceded the theoretical introduction of narrative
An End to Oppositional History? 47
constructivist positions, the changes he points to in practices of historical
research and writing can still be taken as relatively independent of that
theoretical debate. In this account, Stone’s focus was on “new history,” by
which he referred to a broad practice of microhistory and the history of
mentalities.9 He argued that there were two parallel developments to con-
sider: for him, changes in methods or methodology could be distinguished
(at least to some extent) from changes in the content or focus of the stud-
ies. Where the representational means carried ideological content, choice
of subject seemed most often to be a much more direct political statement.
As Stone writes:
One of the most striking recent changes in the content of history has
been a quite sudden growth of interest in feelings, emotions, behav-
iour patterns, values, and states of mind . . . This change in the nature
of the questions being asked is also probably related to the contempo-
rary scene in the 1970s. This has been a decade in which more person-
alized ideals and interests have taken priority over public issues, as a
result of a widespread disillusionment with the prospects of change by
political action. It is therefore plausible to connect the sudden upsurge
in interest in these matters in the past with similar preoccupations in
the present.
(Stone 1979, 14)
Stone’s view of the narrative turn is thus quite far removed from the politics
of poststructuralism, or from any “radical” or oppositional intentions, for
that matter. Yet it appears to be quite an accurate description of the changes
that were taking place in actual practices. It was not the desire to subvert
representation, but the desire to tell good (and finished) stories that seems
to have been the prime motivation for many of these (“new”) historians.11
In this aspect, the interest in the private lives of common people has surely
indeed—to respond to Stone’s qualifier—been a trend, and popular “post-
modern” interpretations of theory and of the point of historical practice
seem only to have further converged; as I see it, to the detriment of both.
It needs to be remembered, however, that, at the time, much of the content
of these histories was still radical and revolutionary in itself, and hence lent
them some ethical-political justification.
In defining microhistory, Giovanni Levi notes that—at the time of its
inception—“[i]t was . . . important to refute relativism, irrationalism
and the reduction of the historian’s work to a purely rhetorical activity
which interprets texts and not events themselves” (Levi 2001, 99). It may
seem—following popular interpretations—that such refusals make micro-
history diametrically (as well as quite deliberately) opposed to the kind of
narrative constructivism associated with White. After all, the “fictionaliza-
tion” of history in extreme form is the central object of Levi’s critique here.
Understanding of the goals of narrative theory of history or narrative con-
structivism à la White has improved greatly since the early 1990s when Levi
wrote these words, however. And, during that time, White has made efforts
to distance his theoretical position from the antireferentialism invoked in
the accusations he has faced from historians. As he quite explicitly states: “it
is absurd to suppose that, because a historical discourse is cast in the mode
of a narrative, it must be mythical, fictional, substantially imaginary, or
otherwise ‘unrealistic’ in what it tells us about the world” (White 1989, 39).
Thus, and in spite of the differences in political emphasis, I want to suggest
that microhistory might in fact provide the closest widely employed—and
now institutionally established—model of history writing approximating
An End to Oppositional History? 49
narrative constructivist goals regarding form. Apart from the obvious
refusal by microhistory, as by any history, to accept extreme versions of tex-
tualism (which are often simplified and represented as being equivalent to
“poststructuralism”), there is a close relation between the origins of Italian
microhistory and some of Foucault’s work in the 1970s, for example. If
microhistory is indeed committed to questioning the generalization per-
formed and cohesiveness and continuity imposed by ideological and (con-
ventionally formulated) narrative histories, there is at least an affinity with
the political aims of narrative constructivism: this kind of microhistory also
hopes to somehow circumvent or at least control the content introduced by
unreflective adoptions of form—reiterating, in turn, the broad poststructur-
alist strategy of refusing representation or, at minimum, of attempting to
avoid its ideologically colonizing aspects. In this way, at least, the politics
of microhistory would appear to commit historians to experimental writing
in order to provide marginalized groups and individuals with a voice. (Cf.
Peltonen 1999, 66.) The only real objection to the narrative constructiv-
ist position thus seems to involve what microhistorians have interpreted as
its antireferentialism—their perception that narrative constructivism is not
sufficiently reliant on or respectful of the empirical. But this view is largely
based on a conflation of White’s position with more radical interpretations
of it. To cite White once more to defend his attachment to historical evi-
dence; as he adamantly reminds: “The reality of the past is a given, it is an
enabling presupposition of historical enquiry” (White 2005a, 148). In other
words, we can, for the purposes of the present discussion, continue to forget
the problems raised in debates on antireferentialism.12
Wary of the kind of methodological own-sakism that he sees the rhetoric
of microhistory as potentially leading to, Peter Burke observed: “Fascinating
as it is, this outpouring of microhistorical studies raises the question whether
the law of diminishing intellectual returns has not set in. . . . now, more than
a quarter of a century after the pioneers, might it be time to stop?” (Burke
2001, 115). Today, 40 years in, the question is even more pressing. As I sug-
gested, however, as long as we continue to bracket epistemology in order to
reveal motivations elsewhere, microhistory’s empirical emphasis can be seen
as making good political and representational sense. Indeed, this focus on
the empirical and on abundance of detail also mimics (perhaps unintention-
ally) the explosion of representational entities called for in poststructural-
ism (cf. May 1994, 83), as would, in fact, any attempt to convey reality “in
full.” In Levi’s definition: “Microhistory as a practice is essentially based on
the reduction of the scale of observation, on a microscopic analysis and an
intensive study of the documentary material” (Levi 2001, 99). For him,
“[t]he unifying principle of all microhistorical research is the belief that
microscopic observation will reveal factors previously unobserved” (Levi
2001, 101). (Again, continue thinking of the poststructuralist subversion of
representation here, particularly, for instance, of the quote from Baudrillard
above: “We must keep open the otherness of forms, the disparity between
50 An End to Oppositional History?
terms.”) Moreover, Levi writes: “Microhistory tries not to sacrifice knowl-
edge of individual elements to wider generalization, and in fact it accentu-
ates individual lives and events. But, at the same time, it tries not to reject
all forms of abstraction since minimal facts and individual cases can serve
to reveal more general phenomena” (Levi 2001, 112–113).
Further continuing to align microhistory with poststructuralist theo-
ries emphasizing changes in the literary form, Levi advocates making the
research process visible in the narrative: “incorporating into the main body
of the narrative the procedures of research itself, the documentary limi-
tations, techniques of persuasion and interpretive constructions. . . . In
microhistory . . . the researcher’s point of view becomes an intrinsic part
of the accounts” (Levi 2001, 110). (At the same time, this strategy also
reflects the self-reflexivity demanded of history writing by narrative con-
structivism. But that is really an epistemological issue . . .) Overall there
seems, then, to be very little argument between the goals of narrative con-
structivism and the practices of microhistory, at least according to the kind
of popular interpretations invoked here. Instead, both aim to create an
experience of dealing with reality by emphasizing radical alterity; how bet-
ter, after all, to understand Jacques Revel’s slogan for microhistory: “Why
make things simple when one can make them complicated?” (quoted in
Levi 2001, 114) than in terms of the poststructuralist ethical-political call
for complexity? This connection between (complex) form and political
consequence is something that mainstream practitioners of microhistory
seem to have little understanding of, however.
Another important arena for developing critical historiography has been
feminist history. Obviously, like microhistory, feminist and women’s his-
tory is (or at least has been) opposed to hegemonic, event-oriented histori-
cal study and also contributed markedly to the 1970s shift from political
history to social history. What is more, the emphasis on linguistic figura-
tion, even specifically on the constructivist position that all meaning is con-
structed in the present and in language by the historian, has been central to
feminist history’s political agenda. Indeed, summing up the contemporary
popular view,13 Joan Scott sees women’s history as based on deconstruct-
ing the opposition between “history” and “ideology” (Scott 2001, 50 ff.).
In addition to emphasizing that history cannot be free of ideology, Scott
also makes a point of questioning what she sees as a common opposition
of “professionalism” to “politics” (Scott 2001, 45 ff.). For her, any writing
is always positioned politically (Scott 2001, 59–60). This, of course, is very
much the same position as that occupied by poststructuralism and—within
theory of history—by narrative constructivism: history (like any represen-
tation) is, by definition, political in the broad sense of the word, in that it
is always informed by ideology. In what are surprisingly simplistic terms
considering she is writing to historians and theorists in the 1990s—perhaps
in order to avoid any possible misunderstanding in reception, since those
have not been hard to come by in the past—Scott reminds us that: “In the
An End to Oppositional History? 51
end there is no way to detach politics—relations of power, systems of belief
and practice—from knowledge and the processes that produce it; women’s
history is for this reason an inevitably political field” (Scott 2001, 61).
Although a necessary component of action, such theoretical awareness
does not automatically lead—and nor has it led—the historians involved
to assuming political responsibility in women’s history any more than it
does—or has—in other areas. Rather, responsibility is tied to the ideology
of opposition, which, in turn, is largely a matter of benefits and status yet
to be achieved. In other words, where responsibility is of necessity to the
future, established historians can already be happy with their present. And
feminism in history has without a doubt established itself; confirming this,
Scott writes: “With changes in the conception and practice of history, rela-
tionships of power and terms of debate have altered. Historians of women
have come into a share of disciplinary power” (Scott 2001, 62). Thus, argu-
ably, the debate within women’s history regarding an ideology of resistance
has become more a methodological one, much like I claim has the narrative
constructivist debate as it is popularly now engaged in between “the histo-
rians” on one side and “the theorists” on the other.
In this way, women’s history too has been co-opted by professionally
established history. This is, however, not only (or even primarily) a bad
thing. Women’s history has led—to an extent, at least—to the kind of redefi-
nition of the terms employed within the historical field at large that (at
least some) feminist historians intended. At the same time, numerous valu-
able historical studies have been completed that might not have been pos-
sible without the institutional acceptance and respect achieved—admittedly
hard-earned and well-deserved, one might add. Yet—and this is not in any
way to belittle the significance of these accomplishments—there is a danger
of oversaturation in women’s history too, of over-use of (now) established
forms of critique employed in cases where their relevance is unclear; the
fear that simply focusing on women will obscure particular, less obvious yet
equally political problems involved is certainly justified. This is, of course,
not a novel critique. Yet it seems that, much like contemporary microhisto-
rians’ (sometimes blind) reliance on scale alone, the choice of the gender of
the subjects of research is too often and too easily seen as a sufficient curtsy
to a politics of the past and of historical representation.
Rediscovering Resistance
The “new” historians linked with the changing landscape of historical study
can be seen as representing the best existing fit to the theoretical position
elaborated by narrative constructivists. Since the focus of these historians
is so strongly on privileging representational form, this is not surprising.
But, in addition to the fact that this focus can lead to a lack of thought
to consequences when purely “methodological” thinking takes over, when,
that is, innovative examples are simply replicated without attention to their
52 An End to Oppositional History?
ethical-political significance, attention to form can also result in a loss of
control regarding talk about the past when combined with postmodern,
“anything goes” attitudes. (Once again, this kind of nihilism is not only an
epistemological but also, and more importantly, a political or consequen-
tialist issue.)
In an essay entitled “Historicity in an Age of Reality-Fictions,” Nancy
Partner notes how the popular understanding of linguistic constructivism
(and especially, I assume, of the “turn to narrative” that Stone speaks of)
was widespread also outside the academe in the mid-1990s. History was
being used (and abused) to construct irresponsible and self-interested iden-
tity positions. At the same time, a similar—grossly simplified—view of
theories claiming the fictional nature of history had found purchase in the
imaginations of many more conventional historians, and, of course, these
historians were adamantly opposed to the idea of history as being anything
but “scientific” (Partner 1995, 21–24; see also Toews 1997, 238–240 and
Jenkins 1999b, 111–112). Setting aside for now Partner’s equally astute
observations about the different uses of “fiction” employed in this debate,
I want to foreground her claim that academic history and popular appro-
priations of the past needed to come together and reconnect in this situa-
tion; academics needed to assume their social responsibilities. Admirable in
her insistence that historians should become more involved with the world,
Partner pointed to a central problem with history and theory of history: in
order to be experientially “true,” history must have resonance for us here
and now. (This conclusion is nicely expressed in one of her section head-
ings to the essay: “‘Truth’ and Actuality: Which do People Want When?”
[1995, 35].)
Viewed in this context, the persistent attraction of mixing fact with fic-
tion in popular culture (or, to be more specific, the attraction of intention-
ally confusing the two and thus of “distorting” reality) results, it seems,
from much the same aspiration that has led many more conservative histo-
rians to vilify the whole fact–fiction debate: most people would surely want
representations to have meaning for their present. But strategies for gain-
ing meaning from the past are different. For many professional historians,
meaning has been achieved through a rather elaborate, professionally deter-
mined, route.14 Therefore (despite my here bracketing the issue of reference
and epistemology in order to emphasize the ethical), an empirically sensitive
strategy for use of the past should inform theorizing as long as the intention
is to involve and engage historians; after all, safeguarding the “purity” of
the past and distinguishing history from explicitly ideological writing con-
tinues to be the objective that informs the genre. Although this should not
give historians an excuse to ignore responsibility for the uses of history, they
do still appear to see themselves as insulated from (at least popular) preju-
dices and hence capable of speaking authoritatively on the basis of their
empirical and methodological expertise. And this experienced insularity has
on occasion arguably been strengthened by the adoption, as a “system,” of
An End to Oppositional History? 53
narrative constructivism as well as other, apparently reflexive “methodolo-
gies” and “historical approaches” by those who have rejected appeals to
the “truth” of history as insufficient. Hence, the rethinking of this current
complex of seemingly oppositional theory and practice is essential for any
recovery of social and ethical-political responsibility.
On the surface, all may appear to be well today, however, even from the
point of view of a politics of historical representation. We have various kinds
of histories that are formally acceptable to narrative constructivism—if
not always themselves in sympathy with its theoretical claims. (Indeed, we
have many more than I have space or expertise to discuss; one could, for
example, also look at the German Alltagsgeschichte in this context.) Yet
there is a problem that is common to all of these apparently critical or at
least self-reflexive historiographies: they have become the norm rather than
the exception. In other words, the areas of history writing that they repre-
sent are no longer today seen as radical or even “supplementary,” but are
instead unreservedly embraced and integrated; in fact, in numerous history
departments, they present the most obvious and justified ways for studying
the past.
While the gaining of institutional acceptance has in many ways been a
victory for these once-oppositional histories, it can also be viewed with sus-
picion, as part of what is sometimes described as postmodernism’s strategy
of depoliticization: with the universalization of difference and the conse-
quent emphasis of the private and the non-political, alternative positionings
have become acceptable but have also been disempowered in terms of their
capacity for questioning the institution. (For more on this dynamic, see, for
example, Haber 1994 and Fraser 1995.) They are simply alternative view-
points among so many others. Historians working in women’s history and
microhistory, for instance, have very diverse and quite particular social and
political goals, but the wholesale embracing of all different viewpoints as
equally valid relegates most of them to a powerless minority.
The way such a continuous battle for difference can lead to privatization
is perhaps simplest to illustrate by continuing to look at feminism. Clearly,
contemporary “third-wave” or “postfeminism” is often today presented as
apolitical and pleasure-seeking. Concentrating as it does on private rather
than overtly public issues, it is understandable why this trend is taken to
reject the explicit political commitments of its predecessors. Yet, one might
also see here a very similar dynamic to that evidenced by the “oppositional”
in other arenas. Following a period of strong demand for conformity within
oppositional movements, their contemporary representatives are now—one
might argue—attempting to oppose both the repressive definitions internal
to these movements as well as the broader social and political challenges
faced. (See, for example, Braithwaite 2002, 338–339.) Many feminists are
thus now intent “on examining [their] personal li[ves], on exploring its
many contradictions, desires, pleasures and fun.”15 The aim of such refram-
ing is, to quote Stacy Gillis and Rebecca Munford, to “re-present rather
54 An End to Oppositional History?
than reject conventional ideas about ‘femininity’ in order to create models
of contradiction and conflict” (Gillis and Munford 2004, 171).
Again, however, it seems the radical edge of this kind of action has been
blunted. Although emphasis on consumption, desire and hedonism (and the
juxtaposition of a related lifestyle with a politically principled and oppo-
sitional standpoint) has provided feminists with a means to deconstruct
received categories, it is no longer as complex an identity positioning as
it once was and hence no longer bears the same intellectual shock value.
And this, perhaps regrettably, replicates the fate of similar shock tactics in
more traditional historical inquiry. For example, although once disruptive
and radical, the academic study of comic books or rock music no longer
has any particular oppositional content. Rather, the study of even the most
trivial forms of popular culture has become daily fare for cultural history.
Similarly, for feminisms today, immersion in contemporary consumer cul-
ture has led to what some commentators have termed a “feminist narcis-
sism.”16 While this narcissism can occasionally be put to emancipatory use,
its effectiveness is largely gone, swallowed up by numerous other parallel
phenomena in popular culture.
A part of the present argument that I particularly want to emphasize is
that, due to the centrality and tremendous success (read: controversy) of
narrative constructivism in theorizing antihegemonic history, the focus of
debate has remained primarily on the forms that opposition could utilize
in order to be successful; not on the content of those forms. For this reason
(or at least, as a parallel development informed by the narrative construc-
tivist debate), interest in the purpose and contents of opposition itself has
lessened, and talk of alternatives in historical research tends to focus more
on a resistance of the traditional historical narrative and ideals of historical
objectivism, on a resistance of “grand narratives” or—although seldom—on
a resistance of representation itself, but rarely on a resistance of particular
forms of oppression or even on a defence of presentist, locally or subjec-
tively motivated positions. We are, in a way, then, witnessing what could be
described as a return of the opposition between “theory” and “politics” that
post-1968 thinking has attempted to deconstruct.
Unfortunately, satisfaction with the status quo—or possibly simple com-
placency regarding contemporary social needs—is in this way reintroduced
by more conservative (and ironically at the same time popularly “postmod-
ernist”) readings of narrative constructivism. For those working on the basis
of a prescriptive understanding of the narrative constructivist call for alter-
native forms of historical representation, the crucial issue of transgression
and contestation can become clouded. Rather than actively seek new forms
of representation (for political ends), such historians might contentedly
adhere to the definitions and examples given of these forms by theory (some
dating back as far as the 1960s, it should be emphasized) under the rubrics
of literary modernism, “antihistory,” “antinarrative nonstories,” or “post-
modern parahistorical representations.” In this way, these now apparently
An End to Oppositional History? 55
theoretically aware historians would continue to be as dependent on institu-
tionalized practices and conventional wisdom as their objectivist predeces-
sors. Their faith in what they do would hinge on the political commitments
and struggles engaged in by theorists and role-models of a previous genera-
tion. So, at best, only the practices of validation will have changed from
empiricist history. Yet the goal today should not be to use once-radical sub-
ject matter and once-radical forms as a methodology for writing history.
That would only lead to new, equally oppressive and hegemonic histories.
Thus, instead of accepting a purely methodological interpretation (the use-
fulness of which has been tied to a specific historical moment or, more accu-
rately, a particular readership), White’s examples could better be read in
terms of their original political motivation. In this way, it would also be
natural to proceed beyond the forms he suggests, if and when those now fail
to serve in emancipatory representational projects. For this to become fea-
sible, historians’ (ethical-political) intentions need to first be rescued from
restrictive debates regarding the choice of particular forms, however. The
lesson to be immediately learned from this is that, although the debate con-
cerning narrative constructivism has perhaps tailed off, we cannot simply
ignore the issues that it has raised but, rather, need to remain constantly
vigilant concerning received beliefs. Without such vigilance, our theoretical
grip on the past as it relates to what is (to us personally) present slackens.
Since, that is, the present continues to change, so should theories relating
the past to its demands.
Centrally, what should not be forgotten is that narrative constructiv-
ism has its roots in the same spirit of resistance as so much other post-
1968 thought. That is to say, its ideals and objectives have been vested
with an oppositional politics. Furthermore, the questioning and critique
of the ideological element in historical research and especially writing that
it performs cannot be comprehensively understood in separation from this
politics. One problem, however, is that White, as so many like-minded
thinkers, is often far from specific about the substance of such a politics,
noting instead quite generally that a constructivist understanding is essen-
tial to any “visionary politics” aimed at revealing oppressive ideologies
(White 1987, 73). Yet, and despite stating that he has no use for revolution
(see White 1987, 63; I cite him on this in Chapter 5, n3), he is concerned
with the alleviation of suffering and his programme for historians clearly
involves a strong (if not always explicitly spelled-out or prescriptive) com-
mitment to society at large.17
In recent discussions concerning narrative constructivism, focus has
unfortunately remained largely on the issue of epistemological scepticism
and the way in which this is dealt with in the fact–fiction debate. Thus,
one of its core concerns has been overlooked. The point of prolonging the
discussion now is only to provide a politics of historical representation
to be used in offsetting the moral relativism introduced. As part of this
undertaking, salvaging either narrative constructivism or oppositional
56 An End to Oppositional History?
histories requires freeing them from their currently widespread and
popularized “postmodern” readings and placing them more securely in
a properly fleshed out poststructuralist context (reading the meaning of
these terms as I have set them out here). This means we would need to
stop making the comparison to popular forms of popular culture (the
too-easily digestible) and instead aim to devalue the oppositional cur-
rency of entertainment. To say this more precisely in terms of the usual
narrative constructivist debate, the near-exclusive focus on representa-
tional means and strategies (on what we can do with form) has led to
losing sight of the goals and substance of historical research (on what
we do with form). (Again, epistemology does not figure in this argument
for the sake of simplicity, and also because it does nothing to resolve the
problems of ideology, as already noted.)
The danger, then, is that constructivism in its popular form-centred
(largely “postmodern”) guise too easily draws historians away from politics
(in the sense not of political history but of engagement) and urges them
toward what might simply be termed the anecdotal. Thus, feminist his-
tory abandons feminist politics and concentrates on “women’s history.”
Similarly, the theoretical tool of a “postmodernist constructivism” encour-
ages authors of microhistories to pursue their narratives of exceptionality as
a good in itself. After all, if the past is a matter of representation, the only
“reality” to be found in it is antiquarian. And if it is experiential effect that
marks such reality, entertainment seems to be the way to go.
Of course, as I have tried to suggest, this kind of depoliticization is not
so much a result of constructivist theory per se as it is of the co-option
of these subject areas by the historical institution as well as of the gen-
eral culture in which narrative constructivism also partakes. This focus on
consumption and entertainment—that particular “postmodernism”—has
passed the point where it is useful as a transgressive or oppositional tool.
“Interesting” has now become a value in and of itself—in fact it appears
to have become the only value by which to justify the work of historians
without (once again) adopting the empty ideal of “knowledge for its own
sake.” Moreover, much too often, even this “being interesting” is only a
case of selecting subject matter and presentational means that have once
been—but increasingly today no longer are—radical. In fact, while the selec-
tion of subject matter is largely interesting or entertaining only in being
exceptional and particular, and hence “cute” or anecdotal at best, the enter-
tainment value of form comes from being contemporary and—it needs to
be emphasized—familiar: the kind of representational form demanded by
constructivism (be it “antinarrative nonstories” or “parahistorical rep-
resentations”) is the form we as consumers are already used to through
our immersion in contemporary media. White’s oft-repeated comparison
of traditional histories to nineteenth-century realist novels (history as “bad
art”) illustrates this well: the sense of excitement and interest to be derived
from such texts is slight compared to that of contemporary representational
An End to Oppositional History? 57
forms—whether these are in literature, film or performance, for example.18
We have changed as readers and viewers.
It might be said that we continue, as history consumers, to be hypnotized
by the (idea of) form mainly for the comfort it brings: the stories provided
by contemporary representational forms are the ones we like to receive,
and they present the world as once again familiar, yet sufficiently new and
exciting. Despite this happy feeling, the ideology of entertainment and being
entertained is something that historians, as historians, might wish to resist;
not primarily because they are professionally committed to “true represen-
tations,” but because these entertaining forms dissipate responsibility. It is
the ease of access and familiarity of such forms that seem particularly wor-
rying. In light of the preceding discussion, the first thing to become aware
of is that these entertaining forms that history seeks to emulate are some-
times too simple and obvious. Readers and viewers are already accustomed
to parahistorical representations in the manner of Oliver Stone’s JFK and
numerous, more recent films, like Good Night, and Good Luck by George
Clooney, for instance. The simple mixing of “truth” and “fiction” fails to
present a challenge any longer, and a focus on the contents of consciousness
and internal dialogue are similarly—representationally—part of our staple
diet (even if such strategies still remain quite problematic for any strictly
historical methodology). Hence, the strategies any would-be poststructur-
alist historians should want to lift from contemporary representations are
continuously shifting in sync with the sensibilities of the readership. And we
might thus choose to not be content even with copying existing representa-
tional means, but instead strive towards producing ones that are specifically
historical—that are, in other words, based on the referential commit-
ments that working with specifically historical intentions (and—obviously,
although secondarily—with historical materials) brings. Why, given very
different social as well as referential needs and conventions, should history
look to literature or film alone for guidance? Especially if it is to be avant
garde in itself, in the way an undiluted narrative constructivism and any
effectively oppositional commitments necessarily must envision. Surely his-
torians would be capable of producing challenging representational means
of their own once aware of the desirability of doing so.
Whatever forms are developed cannot be employed in all situations; hence
our having institutionally accepted certain ways of doing history—and thus
having denied others—will always remain problematic. New challenges
will demand new forms if they are to be approached as properly “other.”
Therefore, while history (the meanings that historians attribute to the past)
is always a site of struggle, it is not only its meanings but also the means
for engaging in that struggle that would need to be constantly contested.
What I want to underscore with all this is that no all-embracing yet purely
theoretical (that is, non-prescriptive) representational theory such as narra-
tive constructivism can be translated into historical practice without com-
promise. It is too easily codified into an “anything goes” position by cruder
58 An End to Oppositional History?
interpretations of the postmodern. Thus, at least some ethical-political com-
mitments need to be spelled out even at risk of imminent redundancy.
Without this kind of clarity and continuous repositioning, the turn to
entertainment will simply offer another way to undermine the “openness
of form” and the availability of (re)description to all. Even before most
people (even most students of history) have been convinced of the accep-
tance of the undetermined nature of the past, we already have another way
for control within the institution of history. In this new paradigm—where
“objectivity” and “realism” no longer provide the institution with the same
leverage—history becomes that which conforms to the kinds of storylines
consumers take for granted. It might thus be time for historians as well as
theorists to strive once again to find ways of becoming politically committed
and, with that, also challenge their audiences to do the same.19
Disillusionment with government and leadership and the lack of interest
in political activism through traditional channels clearly continues today.
It could even be suggested—as Lawrence Stone already did in 1979—that
the (re)turn to narrative has been a result of that disillusionment.20 In pro-
viding a distraction from political events and “serious” history, interest in
narrative has, however, also provided a distraction from social commitment
and from political life on the individual level.21 In this way, history and
historians too have promoted complacency concerning injustices and have
dulled (ethical-political) senses with entertaining stories. Stories that keep
us—those of us who are privileged enough to enjoy spending time with
stories—preoccupied and content. To remedy this, we should be wary of
reading narrative constructivism or any other theory of opposition in terms
of system or systematicity and of thereby turning it into a methodology. We
need, rather, to embrace insecurity regarding what history can be.
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2011.
“The end of oppositional history?” Rethinking History 15 (4): 463–488.
Routledge/Taylor & Francis Group (www.tandfonline.com)
Notes
1. Let me make it clear that I am not suggesting the kind of “presentification”
argued for by Gumbrecht (2004, 124), in which historians can somehow imag-
ine things in their historical contexts without attributing meaning to them. My
claim here is the much more basic and practical one that he wishes to transcend,
relating to the imposition of meaning taking place in presentation: for a repre-
sentation of the past to be more than a list of details, an annals, a chronicle or
a catalogue of material traces, for example, requires commentary on the part of
the representer that is temporally removed from the object it comments upon.
This commentary or re-presentation in turn inevitably involves a reframing of
An End to Oppositional History? 59
the past in terms and in the language of the historian and his or her context,
bringing temporally distinct values to bear on the material. Thus, although my
overall intentions regarding experientiality run in parallel with Gumbrecht’s, it
is not clear to me how “conjuring up the past,” as he would have it, could ever
bypass this basic dynamic of representation. I develop an argument defending
material presence toward the end of the book, but for me, this involves the resis-
tance of any such “conjuring” activity; see especially Chapter 6.
2. For a description of this division of the field as well as an extended effort to find
a compromise between textualism and empiricism, see Ankersmit (2001). On
“unconventional history,” see especially the December 2002 theme issue of His-
tory and Theory of that name, as well as the discussion surrounding it. Finally,
for an account of “experimental history,” see Munslow (2007, 103–110) and
Munslow and Rosenstone (2004).
3. As already discussed in the preceding chapters, White, of course, partially
allows for this appeal to historical method in introducing his idea of the ideo-
logical baggage brought by narrativizing. He stresses that he does not intend
“to say that a historical discourse is not properly assessed in terms of the truth
value of its factual (singular existential) statements taken individually and the
logical conjunction of the whole set of such statements taken distributively. For
unless a historical discourse acceded to assessment in these terms, it would lose
all justification for its claim to represent and provide explanations of specifically
real historical events” (White 1987, 45).
4. Although any attempt to pin down poststructuralism will always be a controver-
sial one, that made by Todd May (1994; 1995) in terms of a “poststructuralist
ethic”—focusing attention on a recognition and resistance of representational
closures—is to me a most convincing one and aligns with other arguments relat-
ing to poststructuralist political attitudes. For more on how this ethic and the
related “subversion of representation” might play out in history, see Chapter 6.
5. Almost without exception, discussions of “postmodernism” in history revolve
around the issue of epistemological scepticism that, as I argue here, is only a
preliminary one with respect to the broader political and ideological aims of
“postist” thought. This confusion is quite persistent and leads to rejections of
“postmodernism” (including poststructuralism) by thinkers who are clearly in
agreement with the political and social aims involved and really object only to
the moral relativist or antireferential views imposed on “postist” thought in
popular readings. Even some quite sophisticated readings fail to see the distinc-
tion between postmodernism and poststructuralism; see, for example, Davies
(2006, 13–18). Although Beverley Southgate, for example, has presented a more
understanding reading of postmodernism, importantly noting that it is not only
a philosophy but also a pragmatics for living, he too focuses largely on the
epistemological side of the issues (truth and aporia, incredulity toward meta-
narratives, undecidability) and neglects their ethical-political consequences. See
Southgate 2003, 5–6. As he writes, though: “Postmodernism is not, then, simply
a ‘philosophy,’ or a part of a subject that everyone knows has little or nothing
to do with ‘real life’; it’s not just a ‘theory’ that impinges on nothing more sub-
stantial than the abstract metaphysical constructions of ‘intellectuals.’” Hence,
it is not enough to say that postmodernism is not necessarily apolitical. Instead,
room needs to be made for this political aspect by abandoning the unnecessary
drama surrounding the debate about epistemology and reference, at least the
60 An End to Oppositional History?
ever-popular question of whether history is fact or fiction. Otherwise, this kind
of rhetoric will continue to define the general understanding of postmodernism
and of the post-1968 more broadly. For more on this, see also Munslow 2007;
Jenkins 1999b, 62 ff. and Breisach 2003, 72 ff. Breisach’s classification of nar-
rative constructivism as “poststructuralist postmodernism” partakes, to me, in
this more popularizing reading and presents non-referentialism as an integral
part of this position.
6. The term “supplementary” has been proposed by Joan Scott. She claims that
women’s history is supplementary in the sense of being both “superfluous and
indispensable”—hence, it underscores a lack in existing historiography. (Scott
2001, 50–51) For a discussion of Scott alongside White, see La Greca (2016).
7. Also cited in Jenkins (2003, 9). The translation given by Jenkins is more elegant
but also puts less emphasis on the issue of forms. Note how White’s defence of
relativism as a basis for tolerance and social responsibility provides an impor-
tant practical correlative to this argument with respect to history: “the socially
responsible interpreter can do two things: (1) expose the fictitious nature of any
political program based on an appeal to what ‘history’ supposedly teaches and
(2) remain adamantly ‘utopian’ in any criticism of political ‘realism’” (White
1987, 227).
8. In Ill Fares the Land (2010), Judt makes a very compelling case for the need to
return consideration of social consequences to contemporary political discourse.
9. Some of the exemplars that Stone mentions as representative of this “new his-
tory” are the same that have been often referred to in the constructivism/post-
modernism debate in history even up to and including recent years: the most
prominent of these being Simon Schama and Natalie Zemon Davis. See also, for
example, Southgate (2003, 51–52).
10. As Robert Rosenstone (2004, 3) notes, literary innovations allow the historian
to write in experiential terms. For him, traditional realist writing: “Did not let
me get close enough to my characters. Did not let me see the world through their
eyes, smell it through their noses.” On the flip side, there is always the danger
of forgetting the fictionality involved in this kind of imaginary identification.
11. As Stone continues: “Another obvious danger is that the revival of narrative
may lead to a return to pure antiquarianism, to story-telling for its own sake.
Yet another is that it will focus attention upon the sensational and so obscure
the dullness and drabness of the lives of the vast majority” (Stone 1979, 22–23).
12. For more on the arguments for the incompatibility of microhistory and White’s
constructivism, see the Ginzburg–White debate in, for example, Ginzburg
(1991). It is worth noting, however, that the commitments of narrative construc-
tivism to reality have simply been ignored in this and in other similar critiques.
One parallel in which these commitments are obvious is to be found in the
fact that, like microhistory, narrative constructivism also takes inspiration from
social and cultural anthropology, especially from the work of Clifford Geertz
and the concept of “thick description.”
13. Feminism’s interest is, of course, first in practical social criticism, not theory.
Hence, these positions have been theorized on pragmatic terms. For a discus-
sion of feminism’s relation to postmodernism, see, for example, Nancy Fraser
and Linda Nicholson (1988). For studies of women’s history, see, naturally,
Joan Scott’s Gender and the Politics of History (1988) and Bonnie Smith’s The
Gender of History (1998). Also see Scott’s “Feminism’s History” (Scott [2004];
reprinted in Morgan [2006]) as well as La Greca (2016).
An End to Oppositional History? 61
14. Another, more recent development relating to the fact–fiction debate should be
mentioned here too, namely the return to or increased interest in empiricism.
See, for example, Spiegel (2005) and (2009). While this tendency has generally
been seen as a “re-turn” from linguistic emphases, it needs to also—following
the bracketing of the epistemological dimension in this chapter—be examined
in ethical-political terms. In this context, focus on empiricism in an antiepiste-
mological intellectual climate must be related to the present, not the past; it can
be viewed in terms of a representational strategy of soliciting emotional involve-
ment through appeal to the “real” on the one hand, and in terms of (re)gain-
ing some control over interpretations on the other. Emphasis of the empirical
attachment of history does not, after all, necessarily intend some unachievable
objectivity.
15. As Ann Braithwaite writes: “This insistence on examining one’s personal life, on
exploring its many contradictions, desires, pleasures and fun marks one espe-
cially salient example of the overlaps and similarities between third-wave and
postfeminisms. For many third-wave feminists . . . a defining feature of their
self-identified brand of third-wave feminism is precisely its refusal of the second
wave’s politics of rejection of signifiers and practices of traditional femininity in
favor of a politics of contradiction, incorporation and negotiation” (Braithwaite
2002, 339).
16. Compare this with Imogen Tyler’s critique of such a narcissist label and its sub-
versive effect on feminist political ambitions: “Women’s anxiety about being
identified as feminist is a direct consequence of the coercive efforts of the social
elite to delegitimize feminism by naming it narcissistic” (Tyler 2005, 39).
17. This avoidance of overt or at least contentually specific political positions
appears to be more evident in American debate. I suggest that this has much to
do with the fact that the United States is more committed to and more engrossed
in the “entertainment age” than perhaps any other nation. This relates, of
course, also to the more extreme interpretation often given to textualism in
theory debates there.
18. The range of contemporary representational forms goes well beyond those men-
tioned here. Particularly interesting and timely areas for developing the argu-
ments that I relate here to performance art include various interactive and social
media. For more on these, see Kansteiner (2007), Fogu (2009) and Lähteenmäki
and Virta (2016).
19. Asking historians for this kind of political commitment is admittedly an exact-
ing requirement. As Munslow and Rosenstone (2004, 14) note, successful for-
mal experimentation and political activism are demanding tasks that also carry
a professional risk.
20. Stone’s comment brings an interesting issue to the fore: if the 1970s were indeed
a period of disillusionment with regard to the efficacy of political action, how
accurate is it, in fact, to assume it was also a time when opinions and emphases
concerning what history is for actually aimed at political engagement?
21. Compare this with feminism, where private life was by many made into a politi-
cal strategy much in the same manner as it has been used as an oppositional tool
in contemporary performance art, for instance.
4 Communication and
Constraint
Reality is a question of perspective; the further you get from the past,
the more concrete and plausible it seems—but as you approach the
present, it inevitably seems more and more incredible. Suppose your-
self in a large cinema, sitting at first in the back row, and gradually
moving up, row by row, until your nose is almost pressed against the
screen. Gradually the stars’ faces dissolve into dancing grain; tiny
details assume grotesque proportions; the illusion dissolves—or rather,
it becomes clear that the illusion itself is reality . . .
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2009.
“On history as communication and constraint.” Ideas in History 4 (2):
63–90. Museum Tusculanum Press.
Notes
1. The same can be said of, for instance, Roland Barthes, Paul Ricoeur, Louis
Mink, Dominick LaCapra or Hans Kellner, all of whom have significantly influ-
enced the current narrative theory of history discussion and occupy a more or
less similar (narrative) constructivist position. One of the best general introduc-
tions to this topic is, to me, still Alun Munslow’s The New History (2003).
2. The epistemological scepticism that constructivism rests on is of needs hostile to
this still dominant objectivist/realist attitude. In addition to Munslow’s already-
mentioned books (especially Munslow 2003; 2007), good introductions to the
history and narrative debate (or the fact–fiction debate) are provided in Roberts
(2001) and Jenkins (1997).
3. For a detailed analysis of the consequences of this commitment on the form of
historical narratives, see Pihlainen (2002a). Regarding reception, see Pia Ahl-
bäck (2007), who has tackled the much-neglected dimension of the reader and
reading practices in constructivist theorizing of history in detail. Against more
literary studies oriented readings, the increasingly popular desire to move the
debates “beyond” a textualist focus has been introduced by Gabrielle Spiegel in
terms of an “after” to the linguistic turn: see Spiegel (2005, especially 22–26).
An even more radical attempt to reorient the debate is provided by Martin
Davies in Historics (2006), in which he attempts to shift attention from a per-
ceived focus on what history is to what it does. In many ways remaining closer
to narrative theory of history, Jörn Rüsen’s (1987) typology of historical nar-
ratives on the basis of their relation to social identities and dominant political
systems can also be seen as helpful in broadening the present debate.
4. Thomas Pavel (2003) provides a useful discussion of the generic commitments
and cultural tasks of various genres. For another look at the question of history
as communication, see Marek Tamm (2014) on the “truth pact” that exists
among historians as well as between them and their readers.
5. Remember from the previous chapter that much of the appeal of history can be
attributed to its being “real” and to its effectiveness in domesticating opposi-
tion. As White puts this: “The evasion of the implications of the fictive nature
of historical narrative is in part a consequence of the utility of the concept ‘his-
tory’ for the definition of other types of discourse. . . . ‘history’ can be set
over against ‘literature’ by virtue of its interest in the ‘actual’ rather than the
Communication and Constraint 79
‘possible,’ which is supposedly the object of representation of literary works”
(White 1978b, 89). See also Davies (2006) and Munslow (2003).
6. See Keith Jenkins, who argues that we might as well “forget history and the past
and live amidst the ample and agreeable imaginaries provided by postmodern-
type theorists” (Jenkins 1999a, 10; see also his other formulations of this senti-
ment in, for example, Jenkins 2009, 107 and 234). I discuss the usefulness of
history as such an imaginary for negotiating the world more in the next chapter.
7. On history as oppressive, see, for example, Davies (2006, 134 ff.). The Aristote-
lian conception of poetry as an expression of the universal can be seen to inform
the tradition of viewing literature more generally as expressive of possibility
over actuality. For a discussion of more direct ways in which literature can
open up imaginative possibilities and affect social conditions, see, for example,
Nussbaum (1995). This potential is perhaps nowhere as clear as in the affinity
between Latin American literature and revolutionary social change.
8. While there is a temptation to take this as a given in the case of history writing—
where authority is implied much more forcefully by the text as well as strength-
ened by political and institutional demands and setting—I would agree with
Dorrit Cohn that the case of the novel is not as straightforward. For Cohn’s
critique of equating ideological or moral normativity with authorial narration
and focalization, see Cohn (1999, 177 ff.).
9. Discussions involving linguistic figuration seem to always return to binary
oppositions of history or narrative, fact or fiction, and so on, as evidenced by
the repeated re-opening of these issues. A now-classic example is to be found
in the Arthur Marwick-Hayden White debate in the Journal of Contemporary
History (1995–1996, issues 30 [1], 30 [2] and 31 [1]).
10. White’s long-term emphasis on finding emotionally moving forms of presenta-
tion can to me be best understood in terms of a desire to re-establish history as
meaningful after the loss of authority brought on by constructivist theorizing.
He only really abandons this vision for history in The Practical Past (White
2014b). For more on his desire to rescue history, see the next chapter.
11. This is a complicated issue, of course, and quite opposite views have also been
convincingly argued for. Think especially of Martha Nussbaum’s Poetic Justice
(1995, 10); for her: “The novel determinedly introduces its reader to that which
is in a way common and close at hand—but which is often, in its significant
strangeness, the object of profound ignorance and emotional refusal.” In simi-
lar vein, Dominick LaCapra argues that the literary, “worklike” text “makes a
difference—one that engages the reader in recreative dialogue with the text and
the problems it raises” (LaCapra 1982, 53). Fiction as a means to deeper (often
empathic) understanding should certainly not be overlooked. For now, however,
my interest is in the way this aspect has already been exaggerated in the con-
structivist theorizing of history.
12. For the sake of convenience, I refrain from discussing the narrator here, assum-
ing, rather, that the distinction between author and narrator largely collapses
in history writing (as defined by its current generic commitments). See, for
example, Cohn (1999, 86, 123 ff.). Although this is in no way a simple issue,
some things can be said with, to me, reasonable certainty: the historical narrator
(who by convention, if not, I think, necessarily, corresponds with the author) is
reliable by generic definition; focalization is clearly signalled when it does not
correspond with the viewpoint of the author/narrator and, even then, it seems
80 Communication and Constraint
that focalization can be explained equally well in terms of representational
frameworks alone—that is, the historian always explicitly refers the reader to
another source/point of view; possible frameworks are quite limited—there is,
for instance, no need to separate between generic and existential entailments (by
the latter, I mean the things that are possible in the world described), since these
categories collapse as a result of the text’s commitments in much the same way
as the author/narrator distinction. For these reasons at least, importing struc-
turalist text analysis to history has proven to be somewhat confusing, as well
as sometimes quite uninteresting. (Cf. Cohn 1999, 109–131; for an excellent
discussion of focalization in fiction, see Ronen 1994, 179–196.)
13. Let me quote White on this important point again: “The best counter to a nar-
rative that is supposed to have misused historical memory is a better narrative,
by which I mean a narrative, not with more historical facts, but a narrative with
greater artistic integrity and poetic force of meaning” (White 2005b, 336). See
also, for example, White (1999, 82). White’s (2014b) turn to the practical past
takes this to the extreme.
14. For a detailed discussion of impositionalism, see Norman (1991); also reprinted
in Roberts (2001, 181–196).
15. See, for example, Rorty (1989, 89): “the best way to cause people long-lasting
pain is to humiliate them by making the things that seemed most important to
them look futile, obsolete and powerless.”
16. White notes this with reference to the television news coverage of the Chal-
lenger explosion: “The networks played the tapes of the Challenger explosion
over and over. . . . It appeared impossible to tell any single authoritative story
about what really happened.” (White 1999, 73) A more detailed examination
of disruptive strategies relying on history’s unique commitments can be found in
the next chapter. I also discuss White’s example of the Challenger explosion in
more detail there.
17. Bal (1997, 119) makes the further point, that: “As a matter of fact, the only
moments that one realizes that some information is not ‘in’ the text are pre-
cisely, when one fails to make a connection by lack of information.”
18. See, for example, Ruth Ronen (1994, 176), who, very much to the point, claims
that “fictional worlds [are] self-sufficient: no unexpected discovery of facts
about a real-historical Hamlet can change the fictional facts established regard-
ing that character’s self with the help of an authoritative textual source.”
19. Ideally of course, we should be able to easily envision (and shift to) a form of his-
torical representation that also makes use of fictional techniques—like internal
focalization for example—if only we reorient the generic contract in a matching
way. The feasibility of such transformation in reading practices and reception
conventions is clearly shown by the example of biographies written in the first
person, for instance. So, yes, the techniques of literary modernism can continue
to offer ideas for experimental history but, in thinking these, the aspects of aes-
thetic creation of emotive experience and impact and the production of a lived
experience (of confusion, for example) need to be clearly distinguished.
20. Although the issue of focalization is a contested one, it can be said that there is—
strictly speaking—no distinct narrator “who sees” present in the traditional his-
tory text, only authorial or “zero” focalization. See, for example, Cohn (1999,
124) and Ankersmit (1983, 23–25). Cf. Bal (1997, 19–20, 142 ff.) and Munslow
(2007, 47 ff.), who relies on a much more general understanding of the term.
Communication and Constraint 81
On the broader question of what counts as narrative, my choice is to opt for
the most inclusive interpretation. I would thus disagree with critics who take
the lack of a narrowly defined narrative structure and identifying features to
signify that history, even in its conventional form, is not fundamentally a nar-
rative pursuit. See, for example, Kuukkanen (2015); compare his position with
Kellner’s (2013b) elaboration on the intimate ties between narrative, rhetoric
and argumentation.
21. One should not, then, become too sceptical about the emergence of patterns:
“true” significance has a way of appearing in the reading too. Just as in real life
interpretation, meaningful gaps in narrative become more meaningful by going
unremarked, less meaningful ones less so, for example. And conversely, as Mieke
Bal notes: “The more banal the event, the less striking [its] repetition” (Bal 1997,
112; although Bal is careful to note that hers is only a generalization). Here,
Hayden White’s often overlooked essay on Henry Adams’ autobiography pro-
vides a wonderful outline of the relations of the structural and extra-textual in
historical interpretation. With reference to the 20-year gap in Adams’ account, he
writes: “The textual fact is the gap in the chronicle of the narrative. The reasons
for or causes of this gap we can only speculate about. But the textual function of
the gap is clear enough. As message, it reinforces the thesis of the emptiness of life
that Adams adumbrates in the figure of the mannikin throughout the book. . . .
to explain or interpret a rupture in a text by referring to a rupture in the author’s
psyche is merely to double the problem and to pass off this doubling operation as
a solution to it” (White 1987, 205). Further, as he states in summary: “As for the
text-context problem . . . I have suggested that this problem becomes resolvable
from the semiological perspective to the extent that what conventional historians
call the context is already in the text in the specific modalities of code shifting by
which . . . discourse produces its meanings” (White 1987, 212).
22. As Jenkins (1995, 20) reminds: “To see the content of the past . . . as if it were a
series of stories . . . is . . . a piece of ‘fiction,’ caused by mistaking the narrative
form in which historians construct and communicate their knowledge of the past
as actually being the past’s own.” For a brief discussion of the view that stories
do exist in the past itself as originally presented by Alisdair MacIntyre, see, for
example, Paul Ricoeur (1992, 158 ff.). See also Hyvärinen (2006), for a concise
overview of the broader debate concerning narrative and self-understanding.
23. It is also true, as Alun Munslow (2007, 14) notes, that “it often seems that ‘new
approaches’ to the past are now as important as ‘the past.’” The seeming contra-
diction between these positions relates centrally to my discussion in the previous
chapter: while formal innovations are still fairly rare in mainstream history, as I
claim here, these “new” approaches have indeed been very important in changing
the acceptable content of histories—but they have also been successfully co-opted.
24. This same yearning arguably pervades the very visible debate on “presence” in
the October 2006 theme issue of History and Theory as well as all the ensuing
discussions. It is also clearly evident in, for example, Ankersmit’s idea of the
“sublimity of historical experience” based on loss and recovery; see Ankersmit
(2005, 9). For further discussion of the historian’s phenomenological yearning,
see the next chapter.
5 History in the World
While the historian strives to understand the past, this effort as well as the
ideology informing it is inscribed onto the historical narrative created in
the process. In parallel, the goal of understanding is an equally essential
attitude in the reception of such linguistic figurations. Hence—and this
is so particularly for attempts at empathic understanding—it is also the
mechanism by which (again, in good and bad) we, as readers, become con-
vinced, or at least moved. (After all, that is the chief function of narration
and narrative understanding.) But there is always resistance and inertia
against being convinced too. Like the creation of acceptance and open-
ness, this resistance appears on two levels: those of content and form. In
history texts, as opposed to literary ones, openness and the transmission
of belief have long been dependent on the ideas of truth and reference.
Conventionally, historical narratives have not entailed the kind of suspen-
sion of disbelief familiar from literary readings and hence resistance on the
level of content has been simple following an epistemological route, not
merely one of self-coherency or moral acceptability, for instance.
With narrative constructivism, both resistance and affirmation have
become more difficult to justify, however. Truth and referentiality are argu-
ably no longer the primary (or even very reliable) working criteria. Rather,
epistemological scepticism has become the standard attitude even for many
consumers of history. White writes:
Every mimetic text can be shown to have left something out of the
description of its object or to have put something into it that is ines-
sential to what some reader, with more or less authority, will regard as
an adequate description.
(White 1978b, 3)
While this sums up White’s general argument that interpretations and rep-
resentations are always constructs with a purpose, and hence impositions
84 History in the World
on—in the case of historical representation—the “raw material” of history,
it does more: it already introduces the fact that the adequacy of a repre-
sentation is not an epistemological problem, or even one to be solved by
professional consensus, but rather an ethical-political issue, to be assessed
from a subjective standpoint from which “authority” makes a very different
kind of sense. Authority, here, is no longer something outside the moment,
something imposed on agency by structures and conventions or even by the
text; authority becomes individual choice.
This participation of the reader in meaning-making is clearly implied by
White’s constructivist position. Yet, needless to say, it is something that has
largely been clouded by the discussions of truth, objectivity, relativism and
the ultimate meaning (or loss of it) of historical research, which his work
has set off among historians. Indeed, the validity of the move from epis-
temological scepticism to moral responsibility has been the issue that has
drawn the most criticism—as has, of course, been the case with all argu-
ments that attempt to introduce and then subsequently, even if only prag-
matically, to moderate relativism. At the same time, it is here that White is at
his most Sartrean.2 (Might this resemblance, his affinity with existentialism,
also partly explain the ferocity of the opposition?) Despite objections and
questioning, the argument that we can assume responsibility only once we
refuse it on the level of institutionalized meaning—through refusing episte-
mological “truth” and the ideal of objectivity in history—makes good sense
from a pragmatic point of view, however.
Given the loss of epistemological validation on the level of narrative,
every representation is thus also likely to be inadequate from some per-
spective. And this is particularly so for history, which, as Keith Jenkins has
nicely summarized, is “a dirty discourse, affected by suasive desires, always
for someone or something even when it’s allegedly just for itself” (Jenkins
2009, 298). With this introduction of epistemological uncertainty to histori-
cal representation, the reader is drawn into responsibility; the author (the
historian hiding behind a veil of objectivity) is no longer sole authority, but
rather, authorship and responsibility are shared in the process of representa-
tion and interpretation. (For more specifically on authorship in history, see
Munslow 2007.) Authority is located in the communicative space opened
up by the narrative. Further, the historical narrative—just as the literary
one—creates a space that contains entailments for all participants—albeit
that these entailments are quite different in different genres.
In this context, history writing, like literature, can be better viewed as a
matter of communication, not fact-finding. It can be examined as a process
of understanding others, not about understanding “truth.” Looked at in
this way, we can see why White has also had such an influence within liter-
ary studies. His approach tackles history writing not only on the level of
narrative theory simpliciter, but also allows for the investigation of narra-
tive communication—taking into account (if not always explicitly discuss-
ing) the context of reading as much as the context and theory of production.
History in the World 85
Mindful that history is also consumed, then, he appears aware of the sensi-
bilities of readers and assumes historical reading (or, more broadly, the con-
sumption of information and “infotainment”) to have undergone changes
in parallel with any “postmodern” or other turn in manner of writing and
in the epistemic commitments involved. For him, history and conceivable
changes in historical narration are not simply a product of historians aiming
to be literary, but represent the engagement of historians in a world where
history can still have meaning outside the academic playing field.
Throughout most of his work, White appears to view history as (ideally)
being for people in the real world, not only for those few already completely
absorbed by it through their occupation. For this reason alone, it is clear
why he has focused on issues of power and ideology. It is in this focus,
really, that we can see him as a poststructuralist. Let me qualify this, though:
White has remarked on a number of occasions that he does not hanker after
revolution.3 Change, for him, should come from within existing structures.
To me, this is the key to explaining White’s long-standing insistence on the
potential usefulness of history.4
As a consequence of his commitment to the real world and to concrete
people in concrete conditions (and hence also to history “in the world”),
White’s constructivist interventions should not be judged to be relativist in
every sense, or as destroying history, as some more historically minded crit-
ics have claimed. This very pragmatic commitment holds his epistemological
irony in check, justifying a defence of history writing as a practice. Simply
put: If writing about the past is what historians continue to do, theorists
need to consider ways in which they can do it better. When viewed in the
context of White’s long-term efforts to save history writing as a genre in its
own right, his resolve in pointing out the role of history as ideological and
the practices of historians as formed around the imposition of judgements
and closure should not be read as suggesting that there are no constraints on
interpretation or, indeed, on the kind of history writing he advocates. That
would be to crassly misconceive his purpose. When his focus is on history
(as opposed to the practical past), White is, most importantly, a historians’
theorist.
[H]istorical narratives are not only models of past events and processes,
but also metaphorical statements which suggest a relation of similitude
between such events and processes and the story types that we conven-
tionally use to endow the events of our lives with culturally sanctioned
meanings.
(White 1978b, 88)
The networks played the tapes of the Challenger explosion over and
over. . . . All that the “morphing” technology used to re-present the
92 History in the World
event provided was a sense of its evanescence. It appeared impossible to
tell any single authoritative story about what really happened.
(White 1999, 73)
forget history and the past and live amidst the ample and agreeable
imaginaries provided by postmodern-type theorists . . . theorists who
can generate enough by way of emancipatory rhetorics such that we
no longer need any kind of foundational—or non-foundational—past.
(Jenkins 1999a, 10)
Yet even readers who do subscribe to the shared “referential” contract that
the existence of specifically historical writing entails can become free of the
automatic association between authority and belief (narrative and ideol-
ogy), with their appreciation of irony simply remaining curtailed by prag-
matic considerations. For them—as for White—necessary pragmatic limits
continue to involve two levels, the epistemological and the ethical-political:
We still talk about a real past and are subject to professional considerations.
Nonetheless, we also have responsibilities toward the world outside aca-
demia. Ideally, the difference that complexity brings would be visible in
reception and the attitude adopted by readers. Ideally, complexity actual-
izes choice, with choice, in turn, actualizing responsibility. The reader is
thus emancipated, freed from all direction and, at the same time, forced to
come up with his or her own interpretation (thus eschewing all forms of
emancipatory rhetorics)—with confusion leading to indecision and then to
action. Hence the efficacy lent to even historical representation in terms of
experience.
The question here is—ultimately—what happens to morality, in the sense
of a shared set of values and norms? How does ethical-political responsibil-
ity come about and function if interpretation and judgement are moved to
the level of the individual? What limits can be set to pragmatic definitions
History in the World 93
of need or desire? Despite numerous objections, White’s thinking does not
lead to moral indifference, even if similar positions are sometimes held to
do so. Or that is how I would interpret it at least. Placing responsibility for
choices at the door of each individual can be an effective way of achieving
social responsibility, even if it also involves obvious risk. Certainly, from the
point of view of historians, readers of histories are never left to their own
devices. And the imaginaries offered up for their consumption can remain
equally effective (and hopefully even more so) without the disguise of objec-
tivity and any detrimental effects through the consequent relinquishing of
responsibility at the individual’s level. (Arguably the only level on which
responsibility can be taken. What other way is there?) This is particularly
significant for any oppositional politics. As White reminds:
There are many questions that White does not provide answers to, of course.
Most centrally, that of how effective opposition can be mobilized in a cli-
mate of irony. What kinds of social formations or interest groups can come
about following a universalization of difference? What kinds of justifica-
tions can we find for particular courses of action?
Silence seems justified here, however. These are questions that cannot
be resolved theoretically—on a level of generalization. Responsibility and
action are always situated, and totalizations of needs miss the details. Interest
groups and movements do coalesce and cohere, and the role of the historian
is not to direct them but “simply” to pursue his or her own agenda, hoping
that there is at least some wisdom to it, while at the same time remembering
the danger of self-idealization, the danger of believing oneself to be in posses-
sion of the truth. Historians would also do well to carry this understanding
of situatedness and provisionality over into the representational form itself.
Because these are questions that readers need to be able make up their own
minds about, they require a particular kind of space to do so, a space in
which communication (and hence choice) is possible. To facilitate this, his-
tory workers and educators can at the very least hold up historical research,
history writing and theory of history—just like philosophy and literature—as
useful in producing an awareness of the limitations on knowledge, and hence,
to this extent, as beneficial. History remains important—even if, in large
part, as an example of the dangers involved.
Admittedly, the move White makes from epistemological scepticism
to the espousal of social responsibility at the level of the individual—and
94 History in the World
hence in a new, uncompelled kind of way when contrasted with hegemonic
histories—entails a leap of faith. This leap is, however, firmly grounded
in a humanism, based on traditional values of reason, compassion, toler-
ance and equity. (On White’s humanism, see also Paul 2006, 40 ff.; 2011.)
Perhaps even more concretely, this leap of faith relies heavily on readers and
their sophistication.
It seems clear that, whatever else it might involve, White’s approach to
history writing—and reading—requires a degree of commitment regarding
the world around us. Indeed, responsibility for the impact of our represen-
tations as historians (and responsibility for our interpretations and conse-
quent beliefs and actions as readers) seems to be a key to reading White.
(His perhaps most often mentioned aim is the reduction of suffering and
the avoidance of oppressive practices.) While he has been exceedingly clear
regarding the responsibility those involved with history have to avoid ide-
alizations (and particularly the self-idealization of objectivity), it seems he
seldom wishes to provide prescriptive or authoritative answers regarding
political choices. We are left (both free and obliged) to give our own content
to the refusal to blindly accept the status quo.
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2008.
“History in the world: Hayden White and the consumer of history.”
Rethinking History 12 (1): 23–39. Routledge/Taylor & Francis Group
(www.tandfonline.com)
Notes
1. This chapter was originally written as a tribute to Hayden White, and the tone
is thus perhaps less “academic” than that of the others. In revising it, I decided
to keep part of the rhetorical “Simon says” structure and some of the subtitles to
that effect. So please, pay attention.
To briefly explain the motivation behind this: Like so many things, my respect
for Hayden White can perhaps be best presented in concrete terms: my copy of
Content of the Form today still sports 39 yellow post-its in the margins—by far
a record among books I own, especially since none of the remaining reminders is
redundant; all mark things I feel I need to think more about. Not surprisingly, my
relation to Figural Realism is much the same. Further evidence—perhaps better
98 History in the World
revealing the extent of my admiration—is provided by the fact that “Hayden
White says” or its equivalent often appears to be my go-to line of (academic)
reasoning.
2. As noted earlier, there are a number of more detailed discussions of White’s exis-
tentialist leanings. For his own view and for an acknowledgment of Sartre as one
of his intellectual heroes, see Rogne (2009); also see, for example, Paul (2011)
and Doran (2013a).
3. White is very clear on his stand on social change and revolution: “Now I am
against revolutions, whether launched from ‘above’ or ‘below’ in the social hier-
archy and whether directed by leaders who profess to possess a science of society
and history or be celebrators of political ‘spontaneity’” (White 1987, 63; see also
Rogne 2009).
4. White’s faith in the potential of academic history for being rescued is the one
thing that has changed dramatically, however. Although already critical of his-
tory’s having become a “culturally irrelevant discipline” (Paul 2011, 37) early
on, his view of historians’ openness to engagement is even more pessimistic in
The Practical Past: “It can easily be seen that in practical life, the historical past
and knowledge of that past are of little or any use. Indeed, professional histo-
rians profess to be interested primarily if not exclusively in ‘the historical past
in itself’ alone, or in understanding the past on its own terms, and resisting any
inclination to draw inferences of a practical or utilitarian kind from the past to
the present” (White 2014b, xiii). And further: “It is ironic that, as professional
historical studies have become more and more scientific, they have become less
and less useful for any practical purpose, including the traditional one of educat-
ing the laity in the realities of political life” (White 2014b, 42).
5. The desire to stop talking about narrative seems strong within current theory of
history, as already discussed in the Preface. A striking illustration of this is the
theme issue entitled “After Narrativism” in History and Theory (May 2015).
Similar claims for “post-narrativism” are also present in Kuukkanen (2015). For
a very potent pre-emptive argument against any such claims, see Partner (2009).
6. Again, this is very Sartrean: “what the writer requires of the reader is . . . the gift
of his whole person, with his passions, his prepossessions, his sympathies, his
sexual temperament, and his scale of values” (Sartre 1949, 51).
7. In this context, White’s later shift in focus from “parahistorical” presentations
as alternative forms for history to learn from to the common and “practical”
understandings relating to the past that those presentations create as well as
build on is in fact a very slight one: in practice, it reflects the abandonment of
the epistemological problematics only. Without having to constantly deal with
historians’ belief in entailments from facts and knowledge, he is freer to focus on
the ethical-political consequences of representations.
8. For an in-depth discussion of White’s epistemological as opposed to ideological
irony, see Herman Paul (2006, 35 ff.; also see Paul 2011, 62–69).
9. A more detailed discussion of possible representational strategies that would rely
on the particular ontological commitments of “doing history” to disrupt closure
can be found in the next chapter.
6 Reforming Representation
The historian shares with his audience general notions of the forms that
significant human situations must take by virtue of his participation in
the specific processes of sense-making which identify him as a member
of one cultural endowment rather than another. In the process of study-
ing a given complex of events, he begins to perceive the possible story
form that such events may figure. In his narrative account of how this
set of events took on the shape which he perceives to inhere within it,
he emplots his account as a story of a particular kind. The reader, in
the process of following the historian’s account of those events, gradu-
ally comes to realize that the story he is reading is of one kind rather
than another: romance, tragedy, comedy, satire, epic, or what have you.
And when he has perceived the class or type to which the story that
he is reading belongs, he experiences the effect of having the events in
the story explained to him. He has at this point not only successfully
followed the story; he has grasped the point of it, understood it, as
well. The original strangeness, mystery, or exoticism of the events is
dispelled, and they take on a familiar aspect, not in their details, but in
their functions as elements of a familiar kind of configuration. They are
rendered comprehensible by being subsumed under the categories of
the plot structure in which they are encoded as a story of a particular
kind. They are familiarized, not only because the reader now has more
information about the events, but also because he has been shown how
the data conform to an icon of a comprehensible finished process, a plot
structure with which he is familiar as a part of his cultural endowment.
(White 1978b, 86)
Given all that has been said so far, it seems reasonable to ascribe some
phenomenological yearning to the kind of theory championed by White.
The particularly historical longing of opening the past to some experience
110 Reforming Representation
of it contains, however, an inherent contradiction paralleling the prob-
lems of phenomenology more generally. Attempting to understand other-
ness “from within” involves a disregard for differences between subjective
experiences, while the attempt to somehow represent this otherness without
interpretation or understanding largely denies the possibility of linguistic
figuration. Despite this difficulty, White effectively repeats his early call for
representational techniques similar to those employed by performance art-
ists in his defence of figuration more than three decades later. As he argues:
“the kinds of antinarrative stories produced by literary modernism offer
the only prospect for adequate representations of the kind of ‘unnatural’
events—including the Holocaust—that mark our era and distinguish it
absolutely from all of the history that has come before it” (White 1999, 81;
cf. White 2014b: although he no longer places this charge on history writ-
ing, the special capacity attributed to modernist stories remains the same
within the sphere of the practical past).
Rather than interpreting White’s emphasis on the modernist event as relat-
ing to the nature of the events themselves (however momentous or incom-
prehensible these might be), it should be seen in terms of his general probing
of the relation of the historian and history to the past and the role of expe-
riential understanding in this. To me, White’s insistence on the distinctness
of what he terms modernist events should be seen less as a change in the
nature or magnitude of the events themselves than as a difference in our
relation to them. As he repeatedly argues, historians need to realize that our
culturally inscribed way of looking at the past has changed: “[t]he outside of
events, their phenomenal aspects, and their insides, their possible meanings
or significances, have been collapsed and fused” (White 1999, 79). From
such a “postmodern” point of view, I would argue, events are no longer seen
as independent of their representations primarily because of the different
material and representational means that we currently have at our disposal
for storing, accessing and conveying them. White seems indeed to admit
this, noting that our having “a typically modernist interest” in premodern-
ist events implies that such events also need to be presented in other ways
than the “storytelling techniques traditionally utilized by historians” (White
1999, 82). This caveat returns us solidly to White’s long-term politics of his-
torical representation: for history writing to have significance for readers in
their particular circumstances, contemporary representational means need to
be adopted—whatever the subject matter.
Yet, it seems, the significance for White’s argument of our contempo-
rary, “nontraditional” historical materials and the range of presentational
and storage media available still remains largely undeveloped in narrative
constructivist theory of history. Linking this unexplored issue with what I
have already argued concerning the desirability of using historical mate-
rials to disrupt coherent, all-subsuming narrative and to suspend closure
on the level of the diegesis, we may better appreciate the difficulty inher-
ent in White’s insistence on specifically literary representational techniques.
Reforming Representation 111
Literary representation, even in the “modernist” style advocated by White,
involves a bracketing of reality that denies historical materials the experien-
tial impact they could—by being “true” and hence potentially disruptive at
least of the aesthetic intentions of the text—otherwise bring to an account.
By insisting on narration and figuration, we remain tied to re-presenting
these materials rather than attempting to directly present them; rather,
that is, than refraining from incorporating them into the representation.
Reference to textual materials or to documentary footage, for instance,
could also, however, be allowed to shock the reader away from the diegetic
level of a historical narrative instead of being comfortably embedded in and
incorporated into its representational twists and turns. For this reason, the
example of films—even of the “postmodern parahistorical” kind that White
refers to—leaves us with the same problems as does literature. The effects of
interruptions to the narrative are necessarily softened by the formal aspira-
tions of the representation to artistic impact.
In this respect, the kind of presentism promoted by White (especially in
connection with his example of Norman O. Brown) aimed at bringing the
past to the same ontological level as our immediate experiences of the world
through the medium of artistic representation clearly leads the historian to
a practical dilemma. Since the recognition of this brand of consequentialism
entails, as White notes, a reformulation of the contract between author and
reader on a basis other than the distinction between fact and fiction, it only
further impedes the utilization of historical material as a disruptive element, as
a vehicle for radical otherness.10 When applied to history writing, performance
art’s emphasis on presence and its central goal of subverting representation
may help avoid this quandary: instead of bracketing the material utilized so
as to reduce it to the ontological level of the possible as carried out by White’s
parahistorical representations (and thus arguably no longer to the sphere of
the fictive alone, as in traditional literary approaches), performance promotes
the materials collected of the past firmly to the present, making them avail-
able to the embodied appreciation of the viewer rather than offering them
up as something to be contemplated in a detached manner by a transcendent
consciousness. Although the difference between these positions is largely in
emphasis, the kind of politics of historical representation called for by White
and narrative constructivism seems better served by a focus on the reality of
the past and the foregrounding of radical otherness than by the now some-
what misleading parallel to literary fiction. Whichever alternative is chosen,
however, the task of the historian remains one of making present that which
is important about the past, namely, its significance for us as situated subjects.
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2007.
“Performance and the reformulation of historical representation.” Storia
della Storiografia 51 (1): 3–16. Fabrizio Serra editore.
112 Reforming Representation
Notes
1. For a very useful discussion relating to the breadth and nature of “rhetoric” and,
indeed, of the linguistic turn, see Kellner (2013b). As he points out, conceiving
of rhetoric too narrowly can lead to ignoring its fundamental role in binding
together narrative and argumentation and thus also to misunderstanding the
point of the linguistic turn; Kellner further notes how this ties in with the com-
mon neglect of the audience in such debates. For him: “Most important, perhaps,
is the idea that historical argumentation is a primary factor, even the guiding
force, in historical writing; research, in other words, is guided by the argument
that defines what is relevant and not. Because arguments are made locally, for
specific audiences at specific moments, it is important to understand the nature
of the historical audience, although this is an area that has received relatively
little attention. Audiences will be persuaded by the perceived authority of the
historian, his or her ethos; historical ethos is what is at stake in all the discussions
about the historian’s objectivity, or personal partisanship. These core discussions
of argumentation, audience, and ethos are thoroughly rhetorical, although they
have little to do with formal considerations and are rarely understood as part of
the linguistic turn” (Kellner 2013b, 150).
2. While it is certainly true that—as White says—“[t]he similarities between inter-
pretation and narration argue for the essentially figurative nature of the dis-
courses in which they are typically represented in speech or writing” (White
1999, 127), my aim is to question the justification of relating history writing
to other ways of presentation on the basis of the form it utilizes rather than its
generic commitments as, first and foremost, a referential discourse. Ultimately,
my argument here again hinges on questioning the prioritizing of interpreta-
tion over presentation in history writing and recommends the postponement
of interpretation to the reader as far as that may be possible. In other words,
although history writing is undeniably a case of language use, its revelation
in language is not its prime determinant, and thus any continued search for
unconventional presentational means would do well to direct attention to the
strengths and limitations entailed by its particular commitment to refer.
3. I have elsewhere examined in more detail how a purely formal distinction might
be made between history and “literary” narratives, following from the limits
that their respective generic commitments place on them (see Pihlainen 2002a).
For present purposes, the import of this argument is that historical narrative
should not be viewed as second-rate literature but should rather be appreciated
for its unique position with regard to referential issues.
4. As should be evident by now, judging history writing on the basis of its commit-
ments and potential effects is a central point for White. His demand for histori-
cal representation that subscribes to what he terms a “politics of liberation” is
founded on the idea that since historical narratives allow for alternative emplot-
ments of historical events, the selection between competing narratives needs to
be made on the basis of the consequences of those narratives (see, for example,
White 1978b, 38; White 1987, 227; for an extended discussion of morally
“appropriate” and “acceptable” forms of emplotment, see, for example, White
(1999, 27 ff.).
5. White speaks specifically of “postmodern parahistorical representation” in this
context, referring to books and films that use historical materials while quite
Reforming Representation 113
deliberately fictionalizing them. Oliver Stone’s JFK—which White discusses in
more detail—provides a most potent example of such a presentation. See White
(1999, 66 ff.); also see Chapter 5.
6. To explain this further at the risk of excessive repetition: literary narratives
may be seen to occupy an ontological space that can never accommodate his-
tory writing and its pledge to speak truthfully of real events. In other words,
the commitment of traditional historical narratives to reference denies them the
kind of transcendence that is generally attributed to literary fiction. This tran-
scendence, however, in turn bars literary narratives from ever being radically
other in the way that historical narratives with their incorporation of reality can
be. Leaning heavily on a Levinasian conception of radical alterity here, it seems
to me justified to claim that any recognition of an inappropriable otherness can
only take place when confronted by a difference or alterity that is irreducible
to similarities. Such a recognition entails that the other be present in a way that
cannot be constructed only by narrative means. For the argument I am making,
the presence of historical materials in the narrative provides this “concrete”
otherness—an absolute limit to narrative assimilation.
7. As already discussed earlier, Todd May has gone so far as to term the general
poststructuralist aversion to the representation of others a “poststructuralist
ethic” and an “ethics of antirepresentationalism” (see, for example, May 1994).
Stemming from the widely recognized difficulties with rule-based, deontologi-
cal theories and generalizing, the wish to avoid authoritative descriptions of
something so infinitely varied as “the human condition” is surely an argument
against historical representations in any conventional narrativizing mode and,
at the same time, also supports the kind of strategy that I advocate here of
employing particulars from “real” lives to disrupt narrative cohesion.
8. As Seyla Benhabib, for one, quite convincingly argues, empathy is not an
approach that is conducive to understanding radical alterity since it “may make
it difficult . . . to draw the boundaries between self and other such that the
standpoint of the ‘concrete other’ can emerge” (Benhabib 1992, 168).
9. White returns to these more radical ideas regarding formal experimentation in
Figural Realism, tying them to the idea of the modernist event. His focus there,
however, is largely on the impact that technological innovations and alterna-
tive media have had on presentational forms. The way that historical materials
are now freed, as it were, from linguistic rendering is crucial to understanding
the ramifications of these arguments. Presentations no longer need to produce
meanings as forcefully when the materials themselves are in visual form and
increasingly available for direct viewing. Arguably, this can at least diminish
the role of the historian as mediator when compared to the sharing of written
records—ideally leading, even, to some democratization in the uses of the past.
At the same time, the purpose of any selection and commentary then becomes
that of engaging, more overtly and also in more nuanced ways, with contempo-
rary significance rather than of imposing some comprehensive narrativization.
10. An especially fruitful approach to the idea of the reading contract is offered
by Sartre in What is Literature? (1949). Elaborating on the process of reading,
he stresses that the reader needs to be addressed in the full scale of his or her
lifeworld, affective experiences and values. In Sartre’s description, the meeting
of author and reader is additionally informed by a mutual respect for freedoms,
stemming from a recognition that can be seen to at least parallel the Levinasian
114 Reforming Representation
face-to-face encounter. The recognition of freedoms in the literary encounter
leads, however, to a transformation in subjective self-understanding that does
not bring with it an experience of alienation or objectification. While such an
encounter thus would not provide the reader with an experience of a past that is
radically other, this meeting between the two subjects as Sartre describes it could
still be argued to have the kind of ethically transformative power attributed to
facing radical otherness.
7 The Confines of the Form
Perhaps a better alternative, one much more consonant with the think-
ing of Tolstoy, Dostoevsky, and Bakhtin would be to imagine the
what-ifs—several of them, most likely—and then follow the choice that
was actually made; and at the next moment of choice, do the same,
repeatedly. In that case, one would have a sense of history as constantly
presenting alternatives and the history we know as one possibility
among legions.
(Morson 2003, 69)
Making the past feel more real in this way, by allowing readers to explore
situations in their (if not full, then at least) expanded potential, would lead
to a history writing that might satisfy one aspect of the phenomenological
yearning that I have attributed to the historical enterprise, namely, the desire
to relive the choices of an agent in the past. Indeed, in narrative construc-
tivist theorizing, the call for the adoption of different literary strategies is
aimed at satisfying this very desire. There exists, however, a problem with
employing points of view that are interior to a character—to take an exam-
ple that is familiar from much biographical writing—in historical narrative
since, in most cases, the author has no access to these. Admittedly, seeing
such narrative strategies as unsuitable may simply result from an overly nar-
row conception of historical narrative and reliance on its current scientific
aspirations. Microhistorical approaches, for instance, have gone a long way
in successfully stretching these boundaries. (For a very useful discussion of
the genre of microhistory, see Mark Salber Phillips [2003, 222 ff.]; also
see Anton Froeyman [2015] on this and on many of the other issues that I
discuss here.) With their commitment to factuality, historical narratives—at
least when taken as ideal constructions—still clearly remain limited in their
opportunities for figuration, however.
A further difficulty historical narratives face with regard to systematic
determinations of meaning is to be found in their general lack of focaliza-
tion. The “Who sees?” of historical narratives is—once again, due to their
commitment to reality—less clearly determined when compared with lit-
erary fiction. Following from the need for transparency in their processes
of meaning-making, historical narratives by nature refrain from imposing
closure with regard to perspectives for re-emplotting the material presented.
Similarly, the “speakers” who may be introduced to the story are not limited
to those presented by the text, whereas it would be quite uncalled for to
bring a character from Margaret Atwood’s The Blind Assassin, for example,
The Confines of the Form 121
to a reading of Alice Munro’s “Meneseteung”; despite the close thematic
and historical overlap between the works, this would provide no textual res-
onance or interpretive insight since their significatory systems and textually
determined worlds are so overtly self-contained and mutually excluding.7
This, again, suggests a distinction between narratives where the imposition
of form is a consequence of meaning-making (history) and where the same
imposition is an integral part of the process itself (“fiction”). Between, in
other words, linguistic figurations that attempt to incorporate content and
those which construct it in the telling. (To perhaps exaggerate a little, his-
torical events can be said to receive their telos in the imposition of the form,
whereas properly literary narratives conform to this telos even prior to the
creation or selection of the events.)
Intertextual references as well as references to general knowledge or
historical events, for example, appear to aim at opening fictional narra-
tives outward, of placing them in context for the reader. The nature of
this seeming outward-directedness is, however, quite distinct from the
referentiality of historical narratives. Instead of informing the reader of
alternative but actual ways of thinking or events, these references serve to
situate the text in and through a world of meanings and interpretations
that are already figured; their meaning in the narrative is solely a lin-
guistic one, either opening the text “outward” to prefigured associations
and interpretations that are familiar to the reader in his or her present or
appealing to knowledge that the reader brings to the reading to deepen
and actualize the narrative’s exercise in meaning-production. While this
kind of meaning-production is essential to what Riffaterre has called the
“truth-creation” taking place in fictional narration, it effects a displace-
ment and broadening of meanings that permits these texts to have signifi-
cance for the reader without demanding a point of reference beyond the
reader’s personal experiences of the world (cf. Riffaterre 1990). Given
this difference in ways of meaning-production, it seems more apt to say
that fictional texts are directed “inward,” to the unfolding and deepening
of the narrative itself as well as to the subjective processes of the reader’s
world reflected in his or her self-experience.
To simplify, it could be said that the strategy of meaning-making utilized
by complex fictional texts is effected through referring the reader to mate-
rial with which he or she is already familiar and, by playing with the range
of associations afforded by the text as a whole, gradually narrowing the
range of interpretations that can be made of the text’s overall significance. A
simple example of fictional truth-creation is given by Riffaterre to illustrate
this process. In Fictional Truth, he presents us with a typical truth-creating
move from Marcel Proust: “No one yet was to be seen in front of the church
except for the lady in black one sees leaving hurriedly at any given time in
provincial towns” (Riffaterre 1990, 8). In historical narratives, the dynamic
is quite similar but directed outward, as it were: the reader is presented with
new material that is taken as true at face-value and the evidence presented
122 The Confines of the Form
provides a link with the real world even when it is unfamiliar to the reader.8
With the capacity to use its referential agreement for the purposes of intro-
ducing new material, the historical narrative is able to reject fictional means
of truth-creation (almost) completely.
The displacement of meaning encountered in a historical narrative is thus
quite different from the use of intertextual references in literature. The text
transfers its argument or meaning (its “message” or interpretation) to evi-
dence that is textually manifested as “real” through various documentary
conventions. The pact between the author and readers reserves certain lit-
erary devices as referring to extra-textual evidence. The most obvious of
such devices is quotation. Dialogue that is presented directly in the text is
marked as opening up onto the extra-textual through a system of notations
demonstrating its origin. Yet this is something that also happens in fiction
where speech is attributed to particular characters. The difference is not in
fact textual, despite the divergence between the means for indicating origin,
since we might quite easily accept a different convention in referential nar-
ration for attributing a comment to a character in a given context. Here,
for instance: This time, I had no misgivings regarding what I said as I could
hear a familiar voice in my head, repeating: “The similarities between inter-
pretation and narration argue for the essentially figurative nature of the
discourses in which they are typically represented in speech or writing.”
Although this is, of course, a fictional moment on the level of the narra-
tive, or rather, an emplotment that greatly simplifies the (temporal, spatial
and perhaps ideational) relations between the characters present, it in no
way makes the ideas expressed less real or detracts from their referential
quality. Were historians to write historical accounts with recourse to more
involved literary conventions, the distinction between factual and fictional
narration would still remain in place simply on the basis of the agreement
regarding their genre and intentions.
Instead of emphasizing the potential for displacement of meaning offered
by reality (the tending of the historical narrative to the extra-textual), nar-
rative constructivist focus with respect to history has, however, so far been
on a more literary (intra-textual) displacement and slippage from one pos-
sible interpretive moment and context to another in the manner of much
contemporary literature. But why so, if the goal is to provide history writing
with alternatives?
In addition to being generically committed to reference and truth, his-
torical narratives mark their referentiality by presenting the reader with
sources. Differing from many instances of fictional truth-creation, these pre-
sentations are generally quite straightforward. The convention of abiding to
documentable evidence relieves the historian of the need for involved nar-
rative means for making things “ring true.” In other words, historical nar-
ratives present references and evidence with an eye on the validation of the
truth of the account they offer. Yet, and although this is the position from
which criticisms of more conventional history writing tend to come, this is
The Confines of the Form 123
not the whole story. The way in which references are presented in historical
narratives differs radically from the strategies of fictional truth-creation.
Historical narratives present references that they assume to be unfamiliar to
the reader, appealing to the reader that he or she situate this new material
in the context of the familiar, perhaps producing a new understanding of
the whole. To make this process even more truth-like (and experience-like,
if one takes on board the conclusions that I have been drawing concerning
the underlying phenomenological yearnings as well as the importance of
agency and active sense-making in alternative forms of representation that
might parallel the dynamics of lived experience), historical narratives that
are conscious of the complications involved in narrativization often engage
in a form of “thick description” that allows readers to “see for themselves”
the materials that are used and the voices that are ultimately (most often)
subsumed to the interpretation itself. Despite the opportunity for personal
evaluation that this affords, the reader has, of course, only the generic agree-
ment as insurance that the evidence is real. Clearly then, truth-creation in
historical narratives is not a textual feature but is based on a shared under-
standing between the author and reader with respect to the legitimacy of
interpretations and the epistemological standing of acceptable evidence.9
Despite White’s long-standing emphasis on “the content of the
form,” it seems to me that he might accept a similar distinction between
inward-directed and outward-directed forms of discourse.10 Yet he takes the
outward-directedness or “extra-referentiality” of the discourse for granted
(quite naturally given his general argument) and leaves its full implications
unexplored. The extra-referential attitude or commitment of historical nar-
ratives seems, however, to require further mention since it is a particularity
that has largely, and quite surprisingly, been neglected in discussions of their
possibilities. Although effective historical narratives may, like their fictional
counterparts, well begin from the observation of an individual or situation
as a suitable subject for narrative representation, the historical narrative is
even in this first stage, tied to a movement from world to text. This limita-
tion is clear even when the historian wishes to present an observation for an
ethical-political purpose or in order to illustrate a more general point. Where
a fictional narrative becomes effective through its ability to create truth and
immerse readers in the plausibility of ways of thinking and behaving that
were previously foreign to them, the strength of the history presentation is
thus not in its universalizability or its strikingness on an abstract level but
in its strictly particular and concrete nature. To illustrate this briefly: how-
ever charming or curious a fictional description of, for example, the ability
to bluff one’s way into influential circles as with the protagonist in John
O’Farrell’s This is Your Life (2002), its appeal as an example—as opposed
to a theory—of the potential of the human condition would be heightened
by its being true rather than merely plausible.11 Simply put, a historical nar-
rative marks our otherness and particularity whereas a literary one often
absolves us of such experiences.
124 The Confines of the Form
Recipes for Historical Meaning
Even if the historical past cannot by definition be present in or through means
of a historical narrative (since it is, indeed, past and thus inaccessible to us),
this absence can be transformed into a concrete presence through the textual
markers that define history writing as referential. The presence within the
text is not, then, that of the past but of a surrogate created for our histori-
cal imaginings in the text by its commitment to remain within the realm of
the real rather than that of the imaginary. This overall dynamic has conse-
quences that serve to distinguish the history text from the fictional narra-
tive. The historical narrative is involved in a justification—or a pretense—of
referentiality through the sleight-of-hand of introducing extra-textual truth
to a narrative rather than engaging in textual truth-creation. For this reason,
the historical narrative remains, from a literary theorist’s point of view, a
formally inferior literary artefact. From an opposing point of view, the faith
placed by the historical narrative in its ability to convince without resorting
to linguistic trickery may be taken as a sign of honesty. To take this one step
further, it might be suggested that the narrative that refuses to lead us on by
“typically” literary means is already involved in an unconscious denial of
representation.
The most important thing to note concerning the issue of “presence” in
the text is that it shows us two alternative approaches to representation. The
conventional history text is not, I would argue, committed to mimetic repre-
sentation. It does not (necessarily) intend to conjure up a reality in our reading
of it; nor does it claim to present the world it attends to within its represen-
tational discourse. Rather, its aim is to direct us to the artefacts that remain
of a past reality and thus to refer us to something outside itself. The literary
text, on the other hand, requires no reality of its own that we might refer to
independently of the text. In the case of literary fiction, we are referred only
to our personal experiences of the world. Of course, there are many instances
where literary fiction does not proceed in such a self-sustaining manner: the
case of the historical novel often provides the stumbling block for approaches
that attempt to make a formal distinction.
The upshot of this argument, however, is that forms of discourse con-
ventionally marked as literary rather than referential refuse to give con-
trol of interpretations to the reader.12 The dynamic they utilize in their
meaning-production necessarily involves them in an overdetermining of
their object to the extent that, although readers may justifiably ask what
something means with reference to their own lives, they are prevented from
deferring to the narrative as justification for changing their behaviour.
Granted, this is also a result of the different ontological spheres these nar-
ratives inhabit. For the purposes of practical efficacy, there is thus a great
deal to be said in favour of a narrative that maintains its position in the
ontological sphere of the real (and can thus invoke the force of “truth”)—
even with the criticism heaped by more traditional historians on historical
The Confines of the Form 125
narratives that lead to presentist thinking and by many theorists on the idea
of a compelling truth.
Handing responsibility for the construction of meaning over to the reader,
the kind of “committed” and self-aware historical narrative that I have been
advocating here and in many of the previous chapters, could permit a differ-
ent kind of understanding to be formed: this is not an understanding of the
subjective processes of being human or the ability to empathize with those
who are different to ourselves as much as one of recognizing one’s role as a
concrete actor in a world where meanings are not predetermined—a world
where meanings are as fluid and unstable as we make them.
While these overall distinctions between ways of meaning-making seem
convincing, they also lead to problems in how precisely to read White’s
idea of “parahistorical” representations. The distinction between the use
of references in the traditional classic realist mode of history writing and
the alternative, possibly parahistorical kind could well be seen in terms of
a totalizing function on the level of their structural significance, the added
“content of the form.” It seems clear from White’s arguments regarding
the kinds of modernist narrative strategies employed by Virginia Woolf, for
example, that this content is no longer in any significant way determined by
the manifest contents of the text but is rather imposed on the story elements
much like plot structure, albeit in a more complex fashion. The imposition
of a “metaphoric significance” on the history text becomes a difficult issue
in this updated understanding of the process of figuration, however. If the
text utilizes references in a kind of postmodern “pastiche” manner, it also
performs a dispersal of meaning that undermines the whole idea behind a
more structuralist emphasis on the interpretive content of the form.
This reading of White’s position would challenge the extension of the
idea of structural content to anything more than emplotment, selection of
materials or the expansion and condensation of scope. There would be no
closure through anything as involved as semiotic overdetermination. For
interpretations of White’s thinking this seems a most significant issue: we no
longer have White-the-structuralist but now see him as invoking the idea of
a postmodern dispersal of meaning in the very sense in which a number of
his somewhat overly enthusiastic supporters and critics have already previ-
ously come to understand his work. The relativist tendencies implicit in the
assumption of a film like Oliver Stone’s JFK, for instance, as a paradigm
for historical representation are a long way from the kind of structural-
ist reading White performs of The Education of Henry Adams (see White
1987, 185–213). The totalization implicit in earlier attributions of semiotic
significance to structural as well as tropological elements of the text towards
the formation of a coherent meaning has far less room in this kind of para-
history. Historical references would no longer be seen to work together in
the manner of a collage, where they—by design13—direct a reading toward
a coherent interpretation but rather a pastiche, where various elements are
no longer even expected to be “read” as belonging to the same, or even
126 The Confines of the Form
commensurate, ontological or temporal levels. Of course, as I discuss in
Chapter 5, White accepts this, saying that present-day readers read such
presentations with an acquired ease (White 1999, 67 ff.).
Indeed, White argues that it is the particular and exceptional nature of
the “modernist event” that leaves it resistant to conceptualization through
typical representational forms. As he writes: “It is the anomalous nature of
modernist events—their resistance to inherited categories and conventions
for assigning meanings to events—that undermine not only the status of
facts in relation to events but also the status of the event in general” (White
1999, 70). To properly understand this, it seems we should pay particular
attention to his emphasis on “inherited” ways of assigning meaning. Despite
the assertion that there is something fundamentally different about the mod-
ernist event, this seems to suggest that the underlying motive of his claim
relates to our distance to these events rather than to their nature.
Surely, to say that we have no recourse to “inherited” representational
strategies for modernist events means only that we are in search for suit-
able approaches now—as indeed the whole narrative constructivist endeav-
our testifies—and not that those particular events are unrepresentable.
Understood in this way, it might be enough to say that modernist events and
our experienced troubles with representing them are a result of our closeness
to them. Put simply, we lack the means to deal with these experiences on
both a cultural and personal level, although we may well have linguistically
and conceptually codified ways of handling similar events more distant to us.
In addition, our proximity to events of such great magnitude leads us to look
for alternative ways of comprehending and representing them. The reason
that these events do not seem to allow for interpretive closure is that they
have not yet been—and, as the underlying ethical-political argument goes,
hopefully never will be—assimilated to our cultural understandings of “how
the world is.” To refuse the connection between the “outside” of such events
(created through any simplistic or customary readings or stories of them) and
their “inside” (their complex actuality) is simply to maintain our attitude of
awe in the face of things we do not (wish to) understand. If this can be done
through renewed or alternative literary means, so much the better.
For White, the continual displacement and dispersal of meaning as well
as the apparently almost random slippage or “leakage” from one frame of
reference to another typical to the modernist novel provides a way of avoid-
ing the kind of intellectual mastery of the event that he would have us refuse.
Yet, at the same time, having become competent readers of “postmodern
parahistorical representations,” contemporary audiences might be assumed
to already have the ability for resisting such mastery. As White says, “pre-
cisely insofar as the story is identifiable as a story, it can provide no lasting
mastery of such events” (White 1999, 81). Given the shift toward a more
full-blown relativism that such statements suggest, the alternate route to a
subversion of representation through referentiality sketched below seems
quite promising.
The Confines of the Form 127
Presentational Force from Openness
White’s emphasis on parahistorical representation in Figural Realism can
be seen to signal a crucial turn in his thinking. No longer as concerned
with issues of epistemological accuracy as in his earlier work, White there
increasingly foregrounds the question of representational force. Focusing
on the effects of representations, he argues that the adoption of these para-
historical forms can better do justice to the kinds of events he labels “mod-
ernist,” those where the outside and the inside of the event have become
inseparably intertwined (White 1999, 79). By definition, such events are, of
course, most suitably represented following modernist or postmodern strat-
egies in literature. Yet there remains the question of what such modernist
events are. How in fact do they differ from events that are not in such close
proximity, from events that have been distanced from our present by being
linguistically codified in their transmission through historical accounts? Is it
simply that our perceptions and anticipations of them have not been simi-
larly affected?
Despite an apparent change in his approach, the examples White employs
suggest that his attention remains focused on the structures whereby mean-
ing is constructed rather than on the referential contents these construc-
tions convey. It seems, then, that his views concerning the similarity of
interpretation and narration have led him to a partial denial of both with
much greater force than previously. (And this is in many ways borne out by
his more recent turn away from history to the practical past, where these
problems are less acute.) Narration qua interpretation undeniably hinders
understandings of events and processes that do not readily conform to a
traditional, “culturally sanctioned” and recognizable story form.14
It seems, further, that White’s thinking regarding interpretation and the
role of epistemological considerations is radically different even in the con-
text of these parahistorical representations. Where his earlier approach can
be viewed as having emphasized the political function of history writing
and the ways in which literary means could be used to overcome the doubts
caused by the lack of epistemological efficacy, his interest in contemporary
forms of representation in Figural Realism is more to do with the reification
and uncertainty these produce when not controlled. With, that is, the way
that the new media has partially undone the need for narrative presentations
while also leaving viewers unsure of the way that a particular content should
be understood. He makes this point with particular reference to technologi-
cal advances in representational means and their relation to changes in the
kind of understanding that can be achieved. His example of the Challenger
explosion, for instance, shows how interpretation is replaced by repetition
of the documentary footage of the event with little or no commentary or
narrative involved.15 Explanations are sought in the material itself, which
is, obviously, unable to provide answers as such. The role of the historian
as interpreter is simply displaced onto the viewer of this privileged material.
128 The Confines of the Form
To me, the best approach to the problem of the historical representation of
any modernist events, events that we have no preconceived interpretive mod-
els for, and indeed of all events (since eschewing interpretive frames even for
the most familiar occurrences would best serve the ethical-political commit-
ments that I defend here), is to extend the idea of emergence to the historical
narrative and simultaneously affirm its representational specificity vis-à-vis
reference. In other words, to foreground the reality of the inside of the events
(necessarily figured to some extent by any representation) while at the same
time allowing for an openness of form that would leave as much responsibil-
ity for meaning as possible to the interpretation made by the reader. As the
significance of the narrative would then only come about through its interac-
tion with the life-world of the reader, these two aims can be seen to support
each other. Although the idea of significance as an emergent property is the
same as it is in literary theory positions regarding complex meaning-making,
the aspect that needs to be done away with is precisely that of conceiving
of history writing as a branch of literature since this is where the difficul-
ties with regard to openness for interpretation are also smuggled in. And
this should not be the case for historical representations of modernist events
alone if we choose to view the “postist” critique of representation with the
seriousness it deserves. Instead, it is arguably the most productive approach
to the problem of historical representation more broadly.
For history to be “literary” in the sense of permitting a dispersal of mean-
ing does not require that it somehow become fictional or poetic, since the
particular “natural” dispersal of meaning that takes place within the his-
torical narrative is forcibly toward reality, not language. In lieu of actual
past reality, of course, the textual “meaning” usually attributed to an event
would be displaced onto the materials relating to it, assuming that they are
sufficiently foregrounded. In this way, such alternative presentations might
provide readers with a replication of reality in the form of an apprehend-
ing, meaning-making consciousness rather than the fiction of a coherent,
all-knowing point of view. Bringing history presentations to more closely
parallel subjective experience of the world (as well as historians’ investiga-
tive processes) in this manner could go a long way in engaging the subjectiv-
ity of the reader or viewer, thus rendering the past “present” in a fashion
that satisfies the phenomenological yearning we have for the world even,
and always, within language.
Acknowledgments
An earlier version of this chapter was published as Pihlainen, Kalle. 2006.
“The confines of the form: Historical writing and the desire that it be what
it is not.” In Tropes for the Past: Hayden White and the History/Literature
Debate, edited by Kuisma Korhonen, 55–67. Amsterdam: Rodopi. Brill
Publishers.
The Confines of the Form 129
Notes
1. Let me repeat White’s description of this process from my discussion in the pre-
vious chapter: “the sequence of turns taken in interpretative discourse resembles
more the path traversed in the search for a plot structure adequate to the con-
figuration of a diachronic series of events into a paradigmatic structure of rela-
tionships than it does the progressive accommodation of a set of perceptions to
the exigencies of a nomological-deductive demonstration” (White 1999, 127).
Note especially the idea of “paradigmatic structures” for configuring events
here. For specifics on the dynamic of figuration and fulfillment, see especially
White (2010a; 2013) and Kellner (2013a), as well as many of the other essays in
Doran (2013b). For a succinct explanation of figure and fulfillment in relation
to “historical events” and “trauma,” see White (2014b, 60–62).
2. As Marcuse argues: “Unless the analysis takes the road of return from the sym-
bolic to the literal, from the illusion to the reality of the illusion, it remains
ideological, replacing one mystification by another” (Marcuse 1967, 73).
3. For Riffaterre, the constants in the text become visible by means of “anomalies”
or “ungrammaticalities,” leading the reader to search for a more comprehen-
sive interpretation—the text’s significance—rather than being content with a
mimetic meaning. By disrupting the construction of a literal interpretation, such
anomalies indeed force the reader to search for an alternative way of reading. As
Riffaterre elaborates elsewhere: “Undecidables are pointers showing us at what
spots comprehension will be blossoming once the real meaning-units have been
grasped, once the other way of looking at the crux has been hit upon, once the
right viewing-angle has been discovered” (Riffaterre 1981, 239, my emphasis).
While it should not be overlooked that Riffaterre’s views are based on a very
single-minded approach to literary works, it cannot be denied that the readings
he produces are extremely persuasive. Admitting the problems involved in an
interpretive theory that hinges on the reader having sufficient “linguistic compe-
tence” for reaching correct interpretations, I hope to show that the assumptions
Riffaterre makes lead to useful insights and observations when related to history
writing, however.
4. As Morson writes: “When we understand a work as a whole, contemplate its
design or structure, we see it as a pattern in which everything fits. It is, so to
speak, visible at a glance. Process exists only within the narrated world, not in
the artifact taken as a whole. A radical divide typically separates the characters
from the author, critic, or rereader. The characters experience open time and
process, but the critic has overcome it” (Morson 2003, 70 ff.). For a detailed
discussion of the idea of a work’s overall meaning as well as the significance of
this for history writing, see Pihlainen (2002a).
5. For a recent and most insightful discussion of history and autobiography, see
Aurell (2015).
6. I take the idea of generic “recipes” from Thomas Pavel (2003, 210), who
writes: “To see genre as a set of good recipes, or good habits of the trade, ori-
ented towards the achievement of definite artistic goals makes the instability of
generic categories less puzzling and less threatening.” Pavel’s overall point that
a particular recipe is created in relation to a specific cultural task is important
to understanding (and hopefully accepting) that the practice of history, too, can
change.
130 The Confines of the Form
7. In this kind of reading, “historical,” “geographical” or even more aggressively
thematic overlaps and parallels between non-referential texts are thus clearly
secondary to textual considerations and intertextual relations.
8. The associations that the reader makes from the presentations of this new mate-
rial are similarly outward-directed. They appeal to ideas and actions concerning
the concrete situations that the reader encounters in the world.
9. Although it does not provide a very interesting or conclusive means for distin-
guishing between genres, the manner in which historical narratives present their
sources and evidence in the form of footnotes, for example, provides—to quote
Dorrit Cohn—an additional “textual zone intermediating between the narrative
text itself and its extratextual documentary base” (Cohn 1990, 782).
On the basis of this “direct” referentiality, but even more as a result of its
generic agreement to refer, history writing manages to do without the kind of
truth-creating strategies employed by fictional narratives. Truth need not be cre-
ated when it is generically (if mistakenly) seen to be out there for the taking. This
is not to say that truth-creation in historical narratives has no textual dimension,
only that the current practice of footnotes or the presentation of quotations or
appeal to general historical knowledge is a fairly uncomplicated textual strategy.
10. White’s main emphasis is, of course, that historical discourse is intra-referential
in the same manner as literature. As he writes: “historical discourse is ‘inten-
sional,’ i.e., is systematically intra- as well as extra-referential. This intensional-
ity endows the historical discourse with a quality of ‘thinginess’ similar to that
of the poetic utterance” (White 1987, 24). This emphasis on textuality should,
I believe, be read in the context of his general intention of overcoming naive
thoughts of objectivity and textual transparency among practicing historians.
11. This should not be misunderstood, however, as arguing that referential discourse
could lead to emotional identification with the protagonist as easily as literary
dramatizations. In this instance, effectiveness is a matter of truth, not presenta-
tion. This is related to the yearning for reality and the past again: surely, dif-
ferent readers want different things and hence turn to different genres. P hillips
makes this same point in relation to biography as a model for history writing,
saying that “[i]n this new form the power of history resides in its actuality rather
than its exemplarity” (Phillips 2003, 216).
12. It should be noted that this line is a difficult one to draw also from the side
of the “literary,” particularly since the contestation of generic conventions is
far more important there. For an attempt to move away from overdetermin-
ing forms in literature, see Goldsmith (2011) on “uncreative writing” and the
potential of encroachments by the referential; also see my discussion on the pos-
sibility of “uncreative history” in Pihlainen (2016, 423–428).
13. Although White does not discuss the issue of intentionality with regard to tex-
tual overdetermination at great length, it seems that in urging historians to
write more complex and literary texts, he grants authorial intentions a signifi-
cant role. Given the difficulties with rehabilitating the idea of authorial inten-
tions to textual approaches, it seems sufficient for present purposes to adopt
the kind of “weak intentionalism” Mark Bevir advocates for approaching lit-
erary artefacts. In such an understanding of texts, meaning does not reside in
the text but in the intentions read into it by the author or the readers based
on their social and historical context—White’s “culturally sanctioned mean-
ings,” conventions and codings. Thus meaning is not atemporal yet can still
The Confines of the Form 131
be anticipated and shared. As Bevir writes, this weak intentionalism “equates
meanings with the ways particular individuals, whether they be authors or
readers, understand utterances. The crux of intentionalism thus becomes the
idea that meanings are ascribed to objects by the intentional or mental activ-
ity of individuals, rather than properties intrinsic to the objects in themselves.
Weak intentionalism implies only that meanings have no existence apart from
individuals. Utterances have meanings only because individuals take them so to
do” (Bevir 2000, 387). And, because of their historical nature, utterances have
meanings that are far from free-floating.
14. As far as I can see, the tensions between referential and ideological commitments—
between content and form, as it were—can be resolved in at least two ways: one
is to leave the ethical-political responsibilities to representations in the practical
past, as White has increasingly done, and to underplay “truth” there as neces-
sary; the other is to take referentiality to the extreme as I describe here, push-
ing interpretive responsibility onto readers. (These tensions can also, of course,
simply be withstood, as they largely tend to be by practicing historians.)
While these are not necessarily mutually excluding options, embracing the
practical past does mark a clear turning away from historical practice. Aca-
demic history could still continue as a relatively hermetic discipline, “of no use
at all for the solution of practical problems in the present” (White 2012, 127).
The other way forward might be found in properly disruptive, “uncreative”
histories over and above more conservatively formed experimental or uncon-
ventional alternatives. But this too would necessitate a vigorous reshaping of the
discipline. For some further thoughts on this alternative, see Pihlainen (2016).
15. The main difference introduced by the discussion of the modernist event does
not relate simply to altered representational means but, more specifically, to
their relation to reality. In order for the reality of historical sources in the form
of archival material to become “real” for readers of conventional historical nar-
ratives the materials need to be figured in language following familiar forms. In
the process, they are inevitably tamed and domesticated. In contrast, since the
material available to viewers of “events” such as the Challenger explosion is
“unproblematic” in that it is already a real and “true” view in its own generic
frame, it can be most effective if left alone, without comment. Importantly, how-
ever, this does not mean that meaning is now somehow available “out there,”
and neither does it imply some free fall: the construction of interpretations is still
guided by the generic frame and constrained by dominant cultural discourses.
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Index
access: to the past xv, 35n11, 76, 77, 30, 76; see also narrator; reading
107, 116, 119–20; to reality 5–7, contract
45; see also experience; historians’
phenomenological yearning; presence Bal, Mieke 72–3, 80n17, 80n20, 81n21
Ahlbäck, Pia 78n3 Barthes, Roland 36n18, 63, 78n1
Ahlskog, Jonas 36n14, 36n16 Baudrillard, Jean 45, 49–50
Akker, Chiel van den 15n2, 16n9 Benhabib, Seyla 113n8
alienation xiv, 41, 89–90, 104, 106, Benjamin, Walter xiv
114 Bevir, Mark 130–1n13
alterity 40, 50, 108, 113n6, 113n8 Braithwaite, Ann 53, 61n15
alternative forms for history: aleatory Breisach, Ernst 60n5
techniques 73; antinarrative Burke, Peter 49
nonstories 3, 39, 41, 73, 110–11;
experimental history 10–11, 25, 29, Carr, David xvi–xvii, xviii–xix, 5, 6, 13
38–41, 49, 59n2, 61n19, 70, 75, Carter, Jonathan A. 6, 16n8
80n19, 96–7, 100; parahistorical choice: responsibility to choose 31, 41,
representations 56–7, 88–92, 103, 88, 92–3; vs. methodology 25;
111, 112–13n5, 125–8; see also see also responsibility, undecidability
closure; complexity; confusion; closure 3, 9, 10, 15n5, 63, 66, 70, 71,
disruption; materiality of 75, 76, 100, 125–6; avoidance of
historical reference; subversion of 14, 44, 59n4, 89, 91–2, 96, 105–8,
representation; uncreative history 110, 117; and coherence 44, 63, 70,
Ankersmit, Frank xv, 2, 15n2, 16n9, 75–6, 110, 125 (vs. contradiction 70;
16n10, 59n2, 63, 80n20; on uncertainty 70–1); as judgement 7,
narrative substances 8, 34n1; on 40, 66, 85; oppressive nature of 39,
proposal nature of history 8, 21; on 40; and realism 11–12, 14
singular existential statements 21; Cohn, Dorrit 71, 79n8, 79n12, 80n12,
as romantic materialist 5–6, 16n7, 80n20, 130n9
35n11, 81n24; see also experience commitment (political) see
argumentation 8, 81n20, 112n1, 122 responsibility
audience sensibilities xiv, 4, 12, 57, commitment to reference xxi, 7, 20–1,
87–8, 90–1, 97, 117 29, 32, 36n17, 40, 48–9, 62–3, 65,
Aurell, Jaume 129n5 66, 68, 69, 71, 72, 77, 78, 79–80n12,
Auslander, Philip 106 98n9, 107–8, 112n2, 112n3, 113n6,
author: historian as 21, 29, 56, 68, 115, 117, 118–24; see also extra-
71–2, 75, 79–80n12, 81n21, 84, 87, textual information; history
119–20; authorial intention 65, 67, as genre
74, 130n13; “death of the author” complexity 1, 2, 7, 16n10, 45, 50,
95–6; authorial responsibility 26, 72–7, 91–2, 96–7, 106–9, 121,
Index 141
125, 130n13; see also disruption; Domanska, Ewa 35n11
fragmentarity Doran, Robert xxii, 17n17, 37n21,
confusion (as a representational 98n2, 129n1
strategy) 71–3, 76–7, 80n19, 92, 96,
106, 107, 109; see also complexity; embodiedness 99, 104–5, 111, 116;
disruption see also disruption; performance;
consequences: of history writing xiv, presence
xv, xxii, 10, 11, 25–6, 32, 36n14, entertainment: consumer/audience
42, 50, 51, 59n5, 88, 90, 98n7, 103, needs and sensibilities xi, xx, 33, 57,
112n4; see also consequentialism, 87; history as 25, 29, 33, 56–8, 70,
presentism; responsibility 76, 90–1, 96
consequentialism 10, 35n7, 52, 111; Ermarth, Elizabeth 16n11
see also presentism; responsibility experience: as created through
constructivism (narrative): xiii, 2–3, confusion and sense-making 92,
7–9, 15n1, 15n2, 29–33, 34n3, 78n1, 95, 96, 101, 103, 104, 106, 107,
100, 110–11, 122; and epistemology 108–9, 114n10, 116, 123, 128; vs.
xviii, xxi–xxii, 3, 7, 9, 18, 21–2, experientiality 13, 22–5, 26, 27–30,
26–8, 39, 43, 45, 68, 78n2, 83–5, 90, 40, 45, 56, 59n1, 60n10, 70, 72,
119; vs. “narrativism” xvi–xx, 15n5; 75–6, 90, 91, 117; historical xv, xix,
and “new” histories 47–53, 60n12; 5, 6, 35n11; lived/phenomenological
and politics xv, 54–58, 68–9, 77, 117 6, 7, 11, 12–14, 19, 77, 80n19;
constructivism vs. constructionism xii, see also access; alternative forms for
15n1 history; historians’ phenomenological
conventional history xvi, 9, 12, 19–23, yearning
26, 33, 35n9, 41, 46–7, 51–3, 64–5, extra-textual information 65, 68–9, 73,
75–6, 82–4, 102, 105, 122–4 81n21, 121–4
Counsell, Colin 105
cultural history 33, 39, 54 fact–fiction debate xii, xviii, xxii,
cultural meanings xx–xxi, 11, 14, 16n8, 18–19, 23–4, 34n2, 52, 61n14, 122;
16–17n14, 86, 88, 97, 99, 101–2, and “postmodernism” 59–60n5;
110, 117, 126, 127, 130–1n13 moving beyond xix–xx, 29–30, 65,
77, 79n9, 88, 100, 111, 119
Danto, Arthur 16n9 facts see singular statements
Davies, Martin 36n16, 59n5, 70, 78n3, falsification xxi, 8, 16n13
79n5 feminism 44, 53–4, 60n13, 61n15,
Davis, Natalie Zemon 29, 60n9, 75 61n16, 61n21; and feminist history
de Certeau, Michel 16n13, 109 33, 50–1, 56
Deleuze, Gilles 44 fictionalization x, xii, 34n2, 39, 48, 68,
Derrida, Jacques xvii, 17n16, 37n19 77, 100, 113n5, 115; see also fact–
desire for the past x, xx, 22–3, fiction debate
27, 45, 76, 94, 116, 119, 120; Fluck, Winfried 116
see also experience; historians’ focalization 73, 79n8, 79–80n12,
phenomenological yearning 80n19, 80n20, 120
discursivity xix–xvii, xix, xxi, 1, 2, 9, Fogu, Claudio 61n18
10; as condition 4, 7, 15n3, 16n11 Foucault, Michel 37n19, 44, 49
disruption 41, 66, 71, 73, 80n16, fragmentarity 19, 29, 45, 70; see also
113n7, 117, 129n3, 131n14; closure; complexity; disruption
disruptive potential of sources/ Fraser, Nancy 53, 60n13
materials 29, 69, 75, 77, 110–11; Frith, Simon 104
see also alternative forms for Froeyman, Anton 120
history; closure; materiality of
historical reference; subversion of Geertz, Clifford 60n12
representation genre see history as genre
142 Index
Gillis, Stacy 53–54 see also historian’s promise; history
Goldsmith, Kenneth 130n12 as genre; singular statements
Gumbrecht, Hans xv, 27, 58–9n1 intertextuality 70, 95, 117, 121–2,
130n7
Haber, Honi Fern 43–4, 53
Harradine, David 105 Jameson, Fredric 10, 12
historian’s promise 21–2, 62–4, 103, Jenkins, Keith xxii, 2, 4, 8, 10, 21,
109, 117; see also commitment to 22, 27, 34n3, 37n19, 44, 52, 60n5,
reference; history as genre 60n7, 78n2, 81n22, 84, 86; denial
historians’ phenomenological yearning of antirealism 16n12; on fact-
23–6, 45, 76, 77, 81n24, 94–5, 109, value entailment xxi, 7; on other
116, 120, 123, 128; see also access; imaginaries 34–5n5, 79n6, 92
desire for the past; experience JFK (by Oliver Stone) 36n15, 57, 70,
historical method/methodology xi, 89, 113n5, 125
9–10, 20, 25, 32, 38, 42, 43, 47, 49, Judt, Tony 45–6, 60n8
51, 52–3, 55, 57, 59, 63, 103
historicity xix, xx, 36n16, 107 Kansteiner, Wulf 61n18
history text: as artefact xiv, 2, 74, Kellner, Hans 78n1, 129n1; on
86, 95, 119, 124; as complex centrality of argumentation to history
construction 7–8, 16n10; as fiction writing 81n20, 112n1
see fact–fiction debate Kermode, Frank x–xi
history writing: as communication Klein, Kerwin Lee 35n10
62–9, 72–5, 77, 78n4, 84, 88, 91, 93, knowledge: external to narrative 63,
95–7; as disturbed 63, 66, 69, 71, 75; 72–3, 88, 116, 121; historical xv, 12,
emotional impact of 30, 70–2, 80n19, 15, 22, 24, 67, 95, 102, 103, 130n9;
104, 109–11 (see also experience vs. literary or metaphorical 3, 17n15,
experientiality); as inferior/second- 91, 100; of the past 27, 81n22, 98n4
rate literature 24, 47, 71, 76, 112n3, Koselleck, Reinhart xxi
124; strengths of 36n17, 67, 90–2, Kuukkanen, Jouni-Matti xv, 15n5,
112n2, 115, 123–5; “writing phase” 98n5; on argumentation 81n20
vs. “research phase” 8, 34n3; see also
commitment to reference; disruption; La Greca, María Inés 36n14, 60n6,
historian’s promise 60n13
history: as a cognitive category 4–7, LaCapra, Dominick 70, 78n1, 79n11
13–14, 16n9, 71; as discipline/ Lähteenmäki, Ilkka 61n18
institution ix, xi, 4, 12, 19, 32–3, 51, Lanzmann, Claude 75, 108
53, 61–2, 93, 98n4, 131n14 Lasch, Christopher 46–7
(see also conventional history); as Levi, Giovanni 48–50
genre xxi, 3, 4, 20–3, 29–30, 32–3, linguistic turn xiv, 3, 7, 28, 31, 33, 41,
42, 46 63–71, 76, 79n12, 91, 102, 43, 62, 65, 68, 69, 78n3, 86, 112n1
105, 112n2, 119, 122–3, 130n9 Lorenz, Chris 36n14
(see also commitment to reference; Lyotard, Jean-François 37n19, 44–5, 46
historian’s promise); as historical
phenomenon xi, xiv, 4, 33, 57, 66; as MacIntyre, Alisdair 5, 81n22
natural 4–6, 11 (see also historicity) Marcuse, Herbert 118, 119, 129n2
Holland, Norman 67–8 Martin, Raymond 20
Hyvärinen, Matti 81n22 materiality of historical reference 59n1,
63, 69, 75, 77, 88, 104, 105–6,
Icke, Peter 15n2, 27, 35n11 108–11, 113n6, 128, 131n15;
Iggers, Georg 34n2 see also closure; disruption
intentionality see author meaning: definition 16n10, 119;
interpretation, constraints on 8, 14, as derivable from facts xxii, 7;
16n8, 20, 23, 31, 32, 35n6, 42, 66, imposition of 8, 10, 13, 58n1,
81n21, 85, 101–2, 121, 131n15; 130–1n13; ; as “out there” xx–xxi,
Index 143
2; production of xvi, xxi, 2, 5, 9, 11, 113n7; vs. “postmodernism” 43, 45,
14, 30, 36n12, 50, 63, 70, 72–6, 84, 59–60n5; see also consequentialism;
91, 95, 118, 119, 120–1, 124, 125, responsibility
128; see also closure; fictionalization; practical past xv, 33, 35n5, 80n13, 86;
presentism vs. academic history 4, 12, 28, 36n14,
microhistory 33, 45, 47, 48–51, 53, 56, 85, 96, 98n4, 110, 127, 131n14
60n12, 120 presence: of the past 14, 25, 27–31,
Mink, Louis 13, 15n2, 16n9, 78n1 35n10, 45, 81n24, 86, 95, 107, 109,
Morgan, Sue 60n13 124 (vs. physical presence 104–5,
Morson, Gary Saul 118, 120, 129n4 111); see also access; performance;
Munford, Rebecca 53–4 materiality of historical reference
Munslow, Alun xxii, 10, 15n1, 25, presentism 11, 25–6, 39, 54, 68–9, 103,
29, 59n2, 60n5, 61n19, 62, 69, 70, 111, 125; see also consequentialism
78n1, 78n2, 79n5, 80n20, 81n23, 84 Proust, Marcel 121
Putnam, Hilary xxi
narrative xvii–xx, 2–3, 5–8, 10–11,
13–14, 15n5, 16n9, 19, 20–4, 29–30, readers: reception by 11, 14, 24,
35n6, 39–41, 48–50, 58, 60n11, 30, 41, 55, 63, 74,78n3, 80n19,
66–76, 80n13, 81n21, 81n22, 82, 82–5, 108–9, 117–18, 120–1, 123,
84, 86, 95–7, 98n5, 106; historical 130n8; involvement of 29–30,
vs. fictional 118–25, 128, 130n9; 40, 72, 74–7, 93, 95, 101, 106–7,
structure xvi–xviii, 15–16n6, 25, 112n2, 113–14n10, 115–16, 124–5,
73–4, 81n20, 100–2, 109, 125; 128, 129n3, 131n14; see also
see also closure; narrativization audience sensibilities; experience vs.
narrativization xvii, 14, 18, 20, 27, experientiality; reading contract
34n3, 116, 123; and closure 107–8, reading contract (writer-reader pact)
113n7; as “content of the form” 26; 63–5, 67–8, 73–4, 80n19, 85–88, 92,
definition 15–16n6; and ideology 103, 111, 113–14n10, 122 see also
xviii, 29, 40, 59n3 historian’s promise; history writing as
narrator 40, 79–80n12 communication
new history 45–51, 60n9 realism xviii, 5, 13–14, 16n7, 20;
Nicholson, Linda 60n13 vs. antirealism xvii–xx, 7, 21;
nihilism 15n3, 26, 52; see also relativism vs. fictionalization x, 77; see also
Norman, Andrew 80n14 commitment to reference; experience
Nussbaum, Martha 79n7, 79n11 realist form 10–12, 19, 24, 40, 56,
60n10, 65, 70, 75, 87–8, 117, 125;
Oakeshott, Michael 15n1, 28, 36n16 and reading expectations 14; see also
otherness 40, 104–5, 107, 110–11, closure; verisimilitude
113n6, 114n10, 123; see also alterity relativism xiv, 9, 21, 25, 26, 37n21,
41–4, 48, 55, 60n7, 66, 84, 87, 90,
Partner, Nancy xxii, 15n5, 52, 98n5 103, 126; see also scepticism
Paul, Herman xv, xvi, 17n17, 34n4, responsibility, ethical-political
37n20, 37n21, 94, 98n2, 98n4, 98n8 9–12, 17n16, 25–6, 31–2, 35n7,
Pavel, Thomas 78n4; on genre as recipe 37n21, 42, 51–3, 60n7, 84, 92–4,
129n6 131n14; see also consequentialism,
Peltonen, Matti 46, 49 poststructuralism, relativism
performance (art) 57, 61n18, 61n21, Revel, Jacques 50
99, 102, 104–6, 109–11 Ricoeur, Paul 78n1, 81n22
phenomenology, connecting to history Riffaterre, Michael 17n14, 118, 121,
5–6, 13–14, 16n8, 27, 35–6n12; 129n3
see also experience Rigney, Ann 15n5
Phillips, Mark Salber 120, 130n11 Roberts, Geoffrey 6, 64, 70, 78n2, 80n14
poststructuralism xiii–xiv, 31, 25, 35n7, Rogne, Erlend 11, 37n20, 37n21, 98n2,
48–50; ethic of 44, 59n4, 72, 105–6, 98n3
144 Index
Ronen, Ruth 80n12 uncreative history 130n12, 131n14
Rorty, Richard xxi, 2, 16n7, 43, 72, undecidability 17n16, 37n19, 59n5;
80n15 see also choice; poststructuralism;
Rosenstone, Robert 10, 25, 59n2, responsibility
60n10, 61n19, 69 universalization of difference 43,
Roth, Michael xv 53, 93
Roth, Paul 16n10
Runia, Eelco xv, 27 Vann, Richard xxii, 25
Rüsen, Jörn 78n3 verisimilitude 11, 65
Rushdie, Salman 77 Virta, Tatu 61n18