Mark A Goldsmith Financial Disclosure Report For Goldsmith, Mark A
Mark A Goldsmith Financial Disclosure Report For Goldsmith, Mark A
1/2011
Report Rcqttired b) the Ethics in Go vernment Act of 1978 (5 U.S.C. app. lOl-l l l)
3. Date of Report
05/12/2011
6. Reporting Period OI/OI/2010 to 12/31/2010
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~Jth applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Wayne State University Center for the Study of Citizenship Oakland County Michigan American Constitution Society, Michigan lawyers chapter
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
-----] NONE (No reportable agreements.)
DATE.
1.2004
PARTIES AND TERMS Agreemenl wilh Honigman Miller Schwartz and Cohn (former firm) re separation from firm; receive $4,487.90/mo until 08/2012 Honigman Miller Schwartz and Cohn Income Deferral and Profit Sharing Plan (401K Plan)
2.2004 3.
Goldsmith, Mark A.
III. NON-INVESTMENT INCOME. m~po,~ng ~ndi..id, at an~s, ous~; ~ ~. IZ-Z of, ling i,s,rucaons.)
A. Fliers Non-Investment Income
D
I. 2010 2.2010 3. 4.
DATE
B. Spouses Non-Investment Income- if you were married during any portlon of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[-~
I. 2Ol0 2. 5. 4.
1~]
SOURCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
SOURCE
Federal Bar Association, E.D. Mich. Chapter Investiture
DESCRIPTION
VALUE
$ 1,000.00
3. 4. 5.
VI. LIABILITIES. (lncludes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. 5. DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period 0) Amount Code I (A-H) (2) Type (e.g., div., reat, or int.)
Transactions during reporting period (]) Type (e.g., buy, sell, redemption)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 [2ode I (J-P) (A-H)
Code 2
(J-P)
Method
Code 3
1. 2.
Invesco Charter fka AIM Charter (IRABrok Acct #1) Calamos Growth (IRA-Brok Aect #1)
Dividend None
L L K K K J N N M M M K K L
Fidelity Contra (IRA-Brok Acct #2) Fidelity Intl Discovery (IRA-Brok Acct #2) Fidelity Intl Small Cap (IRA-Brok Acct #2) Fidelity Cash Reserves (IRA-Brok Acct #2) TRowePrice Growth (401K-Brok Acct #3) Invesco Van Kampen Growth Income (401K-Brok Acct #3) JP Morgan Small Cap Value Select (401KBrok Acct #3) Vanguard Mid-Cap Index (401K-Brok Acct #3) SsgA Russell 2000 Index (St of Mich 401 K) PacificOne Variable Annuity TRowePrice Blue Chip Growth Barron Asset (Brok Acct #4) Fidelity Intl Discovery (Brok Accl #-4) Janus Enterprise (Brok Acct #4) Janus 20 (Brok Accl #4)
A A B A
Dividend Dividend Dividend Dividend None None None None None None
A A A
Dividend
Sold (part)
I. Income Gain Codes: (See Columns B I and 04) 2. Value Codes (See Columns CI and D3) 3, Value Method Codes 1See Column C2)
A =$1,000 or less F =$50.001 - $10~.00~ J -$15,1~0 or less N =$250.0~1 - $500.0~0 P3 -$25,000,0~1 o $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$10O,0Ol - $1.000.000 K =$15,001 - $ 50.0~0 O =$500,001 - $1,0~0,000 R :Cost (Real [~state Only) V =Other
C =$2,501 - $5,000 HI =$1.000.001 - $5.000,000 L -$50,001 - $ 100,000 PI =$1,0~0,001 - $5.000,000 P4 =More than $50,000,0~0 S :Assessment W =Estimated
D =$5,001 - $15,0~0 H2 -More than $5.000.0~O M = $ 100,001 - $250.000 P2 =$5,009.0~1 - $25,0~),000 T =Cash Market
E =$15,0OI - $50.000
VI I. IN VESTMENTS a nd TRU STS - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period Transactions during reporting period
(I)
Value Code 2 (J-P)
(2)
Value Method
(I)
Type (e.g., buy, sell, redemption)
Code 3
(Q-W)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (.I-P) (A-H)
(5)
Identity of buyer/seller (if private transaction)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30.
Managers Fremont Microcap (Brok Acct #4) Vanguard 500 Index Fidelity Muni Money (UGMA-Brok Acct #5) Ishares TR S&P 500 Index (UGMA -Brok Acct #5) TIAACREF 100% Equity(UGMA 529) Ann Taylor Stores Corp Common Stock Fidelity Cash Reserves (IRA-Brok Acct #6) Life insurance (surrender value) Congregation Beth Shalom Bond Israel Bonds (Y) Bank of America account (X) A A B A A
M L J J M J J J
Interest
I. Income Gain Codes: (Soe Coltmms BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or less F =$50,0~1 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,0~1 - $1,009.090 K = $15,001 - $50,000 O =$500.001 - $1,000,000 R -Cost (Real Estate Only) V =Olhcr
C =$2,501 - $5,000 H I =$1,009.001 - $5,000,009 L =$50.001 - $ 100.000 PI =$1,000.001 - $5.000,000 P4 = More than $50,000.000 S -Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than M =$ 100,001 - $250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market
E =$15.001 - $50,000
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544