COMPLIANCE CALENDAR FOR LISTED ENTITIES OF EQUITY SEGMENT

QUARTERLY COMPLIANCE

SR. REGULATION FREQUENCY PERIOD COVERED DATE BY MODE OF

NO REFERENCE WHICH TO FILING
BE FILED
1. 13(3) – Statement Quarterly April‐June, 21st July, 21st Electronic
Grievance July‐ September, October, 21st (NEAPS)
Redressal October‐December, January and
Mechanism January‐March 21st April
2. 27(2)(a) – Quarterly April‐June, 15th July, Electronic
th
Corporate July‐ September, 15 October, (NEAPS)
Governance Report October‐December, 15th January
January‐March and 15th April
3. 31(1))(b) – Quarterly April‐June, 21st July, 21st Electronic
Shareholding July‐ September, October, 21st (NEAPS)
Pattern October‐December, January and
January‐March 21st April
4. 32(1) – Statement Quarterly April‐June, 21st July, 21st Electronic
of deviation or July‐ September, October, 21st (NEAPS)
variation October‐December, January and
January‐March 21st April
5. 33(3)(a) – Financial Quarterly April‐June, 14th August, Electronic
Results July‐ September, 14th (NEAPS)
October‐December, November
January‐March and 14th
February

HALF YEARLY COMPLIANCE

SR. REGULATION FREQUENCY PERIOD DATE BY MODE OF

NO REFERENCE COVERED WHICH TO FILING
BE FILED
1 7(3) – Compliance Half Yearly April‐ 31st October Electronic
Certificate to the September, and (NEAPS)
exchange October‐March 30thApril
2 40(10) – Compliance Half Yearly April‐ 31st October Electronic
Certificate w.r.t September, and (NEAPS)
Transfer or October‐March 30thApril
transmission or
transposition of
securities within 30
days
 ANNUALLY COMPLIANCE

SR. REGULATION FREQUENCY PERIOD COVERED DATE BY MODE OF

NO REFERENCE WHICH TO FILING
BE FILED
1. 14 – Listing Fees Annually April‐March 30th April Payment
through
RTGS/NEFT
2. 33(3)(d) – Annually April‐ March 30th May Electronic
Financial Results (NEAPS)
3. 34(1) – Annual Annually April‐ March Within 21 Electronic
Report working days (NEAPS)
from AGM

EVENT BASED COMPLIANCE

SR. REGULATION FREQUENCY PERIOD COVERED DATE BY MODE OF

NO REFERENCE WHICH TO FILING
BE FILED
1. 7(5) – Intimation Event based ‐ Within 7 days Electronic
of appointment of (NEAPS)
of Share Transfer Agreement
Agent with RTA
2. 28(1) – In‐ Event based ‐ Prior to Electronic
principle approval issuance of (NEAPS)
Security
3. 29(1)(a) –Prior Event based ‐ At least 5 Electronic
Intimations of clear days in (NEAPS)
Board Meeting advance
for financial
Result
4. 29(1)(b), 29(1) (c), Event based ‐ At least 2 Electronic
29(1)(d), 29(1) (e) clear working (NEAPS)
and 29(1) (f) – days in
Prior Intimations advance
of Board Meeting
for Buyback,
voluntary
delisting etc
5. 29(3) –Prior Event based ‐ At least 11 Electronic
Intimations of clear working (NEAPS)
Board Meeting days in
for alteration in advance
nature of
securities
6. 30(6) – Disclosure Event based ‐ Not later Electronic
 of Price Sensitive than twenty (NEAPS)
Information four hours as
per Part A of
Schedule III
7. 30(6) – Disclosure Event based ‐ Within 30 Electronic
of Disclosure of minutes as (NEAPS)
Price Sensitive per Part A of
Information Schedule III
8. 31(1)(a) – Event based ‐ One day prior Electronic
Shareholding to listing of (NEAPS)
Pattern prior to securities
listing of
securities
9. 31(1)(c) – Event based ‐ Within 10 Electronic
Shareholding days of any (NEAPS)
Pattern in case of change in
capital capital
restructuring structure
exceeding 2%
10. 37(2) – Draft Event based ‐ Prior Electronic
Scheme of approval (NEAPS)
arrangement before filing
with Court
11. 42(2) – Record Event based ‐ At least 7 Electronic
date or Date of clear working (NEAPS)
closure of days in
transfer books advance
12. 42(3) – Record Event based ‐ At least 5 Electronic
date for declaring clear working (NEAPS)
dividend and / or days in
cash bonus advance
13. 44(3)‐Voting Event based ‐ Within 48 Electronic
results by hours (NEAPS)
shareholders
14. 45(3) – Change in Event based ‐ Prior Electronic
name of listed approval (NEAPS)
entity