Ar Loc Addis Ababa's Sefer, Iddir, and Gebbi Anteneh T
Ar Loc Addis Ababa's Sefer, Iddir, and Gebbi Anteneh T
sefer, iddir,
and gebbi
Nuanced reading of complex urban forms
TOC
A+BE | Architecture and the Built Environment | TU Delft BK
23#14
ISBN 978-94-6366-739-5
ISSN 2212-3202
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Addis Ababa’s
sefer, iddir,
and gebbi
Nuanced reading of
complex urban forms
Dissertation
by
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This dissertation has been approved by the promotors.
Independent members:
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to Alemitu Shimelis, Tesfaye Tola, and Abeba Getu
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Preface
The nuances are my abode: it is natural to me that I see and seek purpose in the
nuances. Growing up in-between two cultures, both under poverty, provides me a
degree of comfort within uncertainty. I was born and raised in the charmful city of
Harer in Ethiopia, where I remained until the end of my high school education. The
home culture created by my parents, who are educators themselves, places hard
work, ingenuity, and diligence as cardinals to everyday life while situated in a city
culture of laissez-faire, that is of Harer. Surely navigating such contrasting cultures
at a young age had instilled in me the patience and humility to acknowledge the
sort of in-between state of everyday life—not everything can be ordered and not
everything can be disorder.
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the housing shortage; have frustrated many involved. A mass production approach,
that does not recognize contextual variables, has resulted in a redundant application
of limited options, loss of local identities, and disruption of livelihoods. In policy
documents, such as the GTPs (the growth and transformation plans) of the
Ethiopian government, and political discourses that accompany them; there was
little discussion on urbanization as a socio-spatial reality; rather a repetitive use
of words such as sustainability, development, resettlement, renewal, participation
and so on without meaningful articulation of what these mean in context. The rapid,
top-down, and forceful lauding of these words without associated and contextualized
meaning or interpretation leaves many in confusion. I have been at multiple venues
where thought leaders have alarmed of replacing ‘low rise ‘slums’ for high-rise ones’
through such a process.
Such confusion and frustration is the inspiration to this research. With the drive
to unearth the nuances of the complex city of Addis Ababa and re-evaluating—if
not challenging, what is understood as urban, formal, or appropriate development
according to the curricula and policies enacted in it. In order for local governance
operatives and experts to be able to better articulate what is of essence for the
city and its dwellers, I argue that a context driven, and inclusive form of reading
and conception is of paramount importance. By extension, it is my hope that this
dissertation is stimulating to not only those who are interested in the city of Addis
Ababa, but also those who engage with the ‘other’ territories; places that regularly
fall outside of the urban categories as formulated in trans-Atlantic academies and
their cities.
Readers of this dissertation may encounter words and language that they are not
familiar with. Some of this is because of context specific concepts, and some of it is
because of phraseology adopted from one or another epistemic tradition as a result
of the research methodology that is grafted from different scholarly realms. Readers
will also find that architectural research and fieldwork has fertile fields of exploration
in an transdisciplinary manner, especially as it relates to the social sciences.
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Acknowledgements
My heartfelt gratitude goes to the residents of Dejach Wube sefer, Serategna
sefer, and Geja sefer. They generously gave me their time and access to their daily
lives during the fieldwork for this research. Their stories are at the core of this
dissertation. This fieldword is also successful because of the brilliant assistance of
Kidus Yohannes Teshager, Negede Samuel, Selome Mekbeb, Yasmin Abdu Bushra,
Sabontu Adisho Tuse, Bezawit Zerayacob Bekele, Daniel Girma, Anteneh Gerachew,
and Ezra Yohannes. I am also grateful for the friendships and insiteful discussions
with Addisalem Feleke, Adeyabeba Taddesse, Brook Teklehaimanot Haileselassie,
Burcu Köken, Elena Martínez Millana, Dr. Elias Yitbarek, Frederique van Andel, Harald
Mooij, Maheder Gebremedhin, Pauline Bezemer, Pierijn van der Putt, Rachel Keeton,
Rebekka Keuss, Rohan Varma, Yeshamber Girma Melesse, Dr. Zegeye Cherenet, and
many more I fail to mention.
I have a special appreciation to Prof.ir. Dick van Gameren both as the promoter of
this research and the kind of person he has been to me personally. He accorded me
abundant space and care to navigate a rather messy research process and journey.
His sustained interest, engagement, and insights in the general context and theme of
the research have filled me with confidence, and I always felt supported. Secondly,
I needed and am ever grateful to the skillful management and support to this
research that was given by the co-promoter of this research Dr.ir. Nelson Mota. I am
greatly thankful to his wise guidance, precise inputs, and patience during the whole
research period.
This research could not have been possible without the generous funding and
continued support by the Delft Global Initiative—I am greatly thankful. I am also
thankful to both the academic and support staff at the Department of Architecture at
TU Delft for the comfortable and inspiring environment they have availed for me.
What would I have been without my ever bright mother? and who would I be without
my compassionate father? Abeb and Gashe, words wont do justice to express my
love and appreciation to what you mean to me. Dagi and Hanni, my brother and
sister, I love and thank you too.
And finally, to my ever gracious wife; Wudde, thank you for allowing me to spend all
this time away from you and for your unwavering support throughout.
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10 Addis Ababa’s sefer, iddir, and gebbi
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Contents
List of Figures 13
Summary 17
Samenvatting 19
1 Introduction 23
3.1 Trinocular 65
3.2 A review of expanded readings and methodological explorations 67
3.3 The Frames: Stories, ethnography, and visual evidencing 83
3.4 The Lenses: Cognitive borders, social relationships, and spatial typologies 86
3.5 Sites, fieldwork, and method of analysis 87
11 Contents
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5 Iddir: a social relation and a social capital in sefer 163
7 Conclusion 309
Bibliography 317
Curriculum vitae 323
13 List of Figures
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4.1 Dejach Wube sefer: Topography, alleys 4.18 Map showing interviewee AT2’s cognitive
and plots. 104 border, Serategna sefer. 136
4.2 Dejach Wube sefer; landmarks, streets and 4.19 Map showing interviewee AK’s cognitive
reference points 105 border, Serategna sefer. 138
4.3 Approach to Axum gebbi, a small, gated 4.20 Diagram showing an area of suspended
compound in Dejach Wube sefer and fenced identity in Serategna sefer. 140
limits of neighboring gebbi. 106
4.21 A case of gebbi-within-gebbi in
4.4 Dejach Wube sefer; exemplar gebbi Serategna sefer. 141
(compounds) as borders. 108
4.22 The three cognitive borders of Serategna
4.5 Map showing Interviewee GA’s cognitive sefer 141
border, Dejach Wube sefer 111
4.23 Geja sefer; topography, streets, alleys
4.6 Map showing Interviewee AA’s cognitive and plots. 143
border, Dejach Wube sefer 113
4.24 Geja sefer; Landmarks and
4.7 Map showing Interviewee TK’s cognitive reference points. 145
border, Dejach Wube sefer 115
4.25 The three ways the borders of Geja sefer are
4.8 Map showing Interviewee TB1’s cognitive cognized by residents. 149
border, Dejach Wube sefer 117
4.26 Map showing interviewee GH’s cognitive
4.9 Map showing Interviewee TB2’s cognitive border, Geja sefer 151
border, Dejach Wube sefer 119
4.27 Map showing interviewee B’s cognitive
4.10 Map showing Interviewee YT’s cognitive border, Geja sefer 153
border, Dejach Wube sefer 121
4.28 Map showing interviewee AK2’s cognitive
4.11 Dejach Wube sefer; Cognitive borders border, Geja sefer 155
maps produced of individual responses
of interviewees. 124 4.29 The four cognitive borders of Geja sefer 157
4.12 The five cognitive borders of Dejach Wube 5.1 A typology of Iddir. 171
sefer 126
5.2 Häuberer’s visualized concept of social
4.13 Serategna sefer; topography, streets, alleys, capital theory. (Redrawn by the author
and identified plots. 127 based on Häuberer’s Refined Social Capital
Model) 176
4.14 The wider Serategna Sefer as seen from
across Bantyiketu river. 128 5.3 Front cover of St. Gabriel iddir’s membership
identification document. It is used for both
4.15 Serategna sefer landmarks and identification and registering fees and fines.
reference points. 129 Text reads “Within Woreda 2, Kebele 13, St.
Gabriel’s mutual support iddir-identification
4.16 Serategna sefer and its document (ID)” 180
conterminous sefer. 133
5.4 Internal pages of iddir members
4.17 Map showing interviewee AB’s cognitive identification and fee registration document.
border, Serategna sefer 135 The four main column texts show date,
monthly fees, monthly fines, various
(specific) fines. 180
5.9 Elders in Serategna sefer leisurely 6.1 Illustration shows the three elements that
enjoying an afternoon playing cards in comprise the gebbi: the domestic spaces in
the shared courtyard space behind Musie white fills, the boundaries in black lines, and
Minas building. 205 the spaces in between in orange fill based on
Geja sefer’s morphology. 242
5.10 Serategna sefer, Kebele 10, community
library set up by an NGO called Christian 6.2 Map showing social function spaces of Tasa
Children’s Fund (CCF) 205 gebbi in Dejach Wube sefer. 245
5.11 Members of Gebriel iddir of Serategna 6.3 Illustration of social function spaces in
sefer taking furniture, cooking utensils, and twelve gebbi studied: four examples from
cutlery out of the iddir’s storage room as each case sefer. 246
they prepare for a funeral procession. 206
6.4 Illustration of utility supply and use in Gash
5.12 Mikael iddir’s storage room. Foldable steel Semmu gebbi in Geja sefer. 249
chairs racked (left), and tent canvas folded
and stored (right). 207 6.5 Illustration showing shared facilities and
their usage among dwellers in Balambaras
5.13 Mikael iddir’s storage room. Large cooking gebbi in Serategna sefer. 249
pots, ceramic coffee cups, steel and plastic
cups, and cutlery stored in a steel-made 6.6 Illustration of service supply points in twelve
closet inside the storage. 208 gebbi studied: four examples from each case
sefer. 250
5.14 Map showing the membership distribution of
iddir in Serategna sefer. 209 6.7 Illustration of shared facilities in twelve
gebbi studied: four examples from each case
5.15 An alley in Serategna sefer is temporarily sefer. 252
blocked for funerary activities. Iddir mount a
tent that usually stands for three days. The 6.8 Illustration shows claimed and appropriated
placement of benches against fences of a spaces in Qibe gebbi of Serategna sefer. 255
gebbi is an extension of the activities beyond
the space created under the tent. 210 6.9 Illustration of claimed and privatized spaces
in twelve gebbi studied: four examples from
each case sefer. 256
15 List of Figures
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6.10 Illustration shows vegetation, circulation, 6.24 A cul-de-sac type social space in Meqdela
and topography in Meqdela gebbi of Dejach gebbi of Dejach Wube sefer. 288
Wube sefer. 259
6.25 A cul-de-sac type social space connects
6.11 Illustration of vegetation, circulation, and to the circulation leading to an adjacent
topography of twelve gebbi studied: four social within Meqdela gebbi of Dejach
examples from each case sefer. 260 Wube sefer. 290
6.12 Illustration shows spaces used through 6.26 A morning at Qibe gebbi of Serategna
continued negotiation among residents in sefer I. 292
Beqel gebbi of Geja sefer. 263
6.27 A morning at Qibe gebbi of Serategna
6.13 Illustration of negotiated spaces in twelve sefer II. 293
gebbi studied: four examples from each case
sefer. 264 6.28 A morning at Qibe gebbi of Serategna sefer
III. 294
6.14 Illustration shows building components
and materials used in Basha Mulat gebbi 6.29 A morning at Qibe gebbi of Serategna sefer
of Serategna sefer. 267 IV. 296
6.15 Illustration of building components and 6.30 A morning at Qibe gebbi of Serategna sefer
materials in four gebbi studied in Dejach V. 297
Wube sefer. 268
6.31 A morning at Qibe gebbi of Serategna sefer
6.16 Illustration of building components and VI 298
materials in four gebbi studied in Serategna
sefer. 270 6.32 A morning at Qibe gebbi of Serategna sefer
VII 299
6.17 Illustration of building components and
materials in four gebbi studied in Geja 6.33 The malt producing community of Beqel
sefer. 272 gebbi in Geja Sefer I. 300
6.18 Illustration of evolution through addition 6.34 The malt producing community of Beqel
and adaptation of building spaces in Dejach gebbi in Geja Sefer II. 302
Wube sefer. 276
6.35 The malt producing community of Beqel
6.19 Illustration of evolution through addition and gebbi in Geja Sefer III. 304
adaptation of building spaces in Serategna
sefer. 278 6.36 An illustration of the difference in size,
shape, and form of twelve gebbi documented
6.20 Illustration of evolution through addition and analyzed. 306
and adaptation of building spaces in Geja
sefer. 280
1 These are the first two statements of the article: Hassan M. Yousif, “Rapid Urbanization in Africa: Impacts
on Housing and Urban Poverty,” Africa’s Sustainable Development Bulletin, 2005, 55.
2 AbdouMaliq Simone and Edgar Pieterse, New Urban Worlds: Inhabiting Dissonant Times (Cambridge,
Medford: Polity Press, 2017), 6.
3 Christian Schmid et al., “Towards a New Vocabulary of Urbanisation Processes: A Comparative
Approach,” Urban Studies 55, no. 1 (January 2018): 19–52, https://doi.org/10.1177/0042098017739750;
Neil Brenner and Christian Schmid, “Towards a New Epistemology of the Urban?,” City 19, no. 2–3 (May
4, 2015): 151–82, https://doi.org/10.1080/13604813.2015.1014712; Jennifer Robinson, “Global and
World Cities: A View from off the Map,” International Journal of Urban and Regional Research 26, no. 3
(September 1, 2002): 531–54, https://doi.org/10.1111/1468-2427.00397; Ananya Roy, “The 21st-
Century Metropolis: New Geographies of Theory,” Regional Studies 43, no. 6 (2009): 819–30, https://doi.
org/10.1080/00343400701809665.
17 Summary
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are ongoing efforts to generate new theories and methodologies across various
epistemes such as comparative urbanism, grounded theory, and social anthropology.
On the other hand, even though there are longstanding, built-in, cross-disciplinary
traditions in their practices, design and architectural research have lagged in this
effort. While, for instance, design anthropology and architectural anthropology have
been advocated within the field of anthropology as interdisciplinary approaches to
complexity, there exists little drive vise versa. Broadly, architectural fieldwork adopts
ethnographic techniques such as observation and in-depth interviews and has done
so for long; but theories and methodologies that are intent on apprehending the
complex and ever-mutating contexts such as cities in Africa are rare.
This research is thus motivated by the calls for new concepts and analytic tools
for documenting, analysing, and theorizing complex urban territories. With implicit
comparative intent, it takes the case of Addis Ababa city and its old and typifying
places—sefer,4 to develop and test a new architectural transdisciplinary research
methodology referred, in this dissertation, to as the trinocular.5 By way of this
methodology, it unearths and introduces sefer, iddir,6 and gebbi7 of Addis Ababa as
not only socio-spatial phenomena but concepts and vocabulary for a located reading
of the city itself. These concepts and vocabulary, the current dissertation argues,
in both practical and metaphoric sense, should be the starting point of new urban
imaginaries for Addis Ababa. Urban planning and housing projections thus, should
draw inspiration from these notions and phenomena.
4 See chapter 2.
5 See chapter 3.
6 See chapter 5.
7 See chapter 6.
8 Dit zijn de eerste twee zinnen (hier vertaald naar Nederlands) van het artikel: Hassan M. Yousif, “Rapid
Urbanization in Africa: Impacts on Housing and Urban Poverty,” Africa’s Sustainable Development Bulletin,
2005, 55.
9 AbdouMaliq Simone en Edgar Pieterse, New Urban Worlds: Inhabiting Dissonant Times (Cambridge,
Medford: Polity Press, 2017), 6.
19 Samenvatting
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middelen.10 Veel wetenschappers veronderstellen dat transdisciplinaire en wijd
uitwaaierende methoden ingezet moeten worden om de verschillen te kunnen
vaststellen en om de nuances te begrijpen die onlosmakelijk horen te zijn bij de
ontwikkeling van kennis over de ‘andere’ gebieden. Om dit te bereiken, zijn er
voortgaande pogingen en inspanningen om nieuwe theorieën en methodologieën
te ontwikkelen vanuit verschillende kennisgebieden, zoals comparative urbanism,
gefundeerde theorie en sociale antropologie.
10 Christian Schmid et al., “Towards a New Vocabulary of Urbanisation Processes: A Comparative Approach,”
Urban Studies 55, no. 1 (January 2018): 19–52, https://doi.org/10.1177/0042098017739750; Neil
Brenner en Christian Schmid, “Towards a New Epistemology of the Urban?,” City 19, no. 2–3 (Mei 4,
2015): 151–82, https://doi.org/10.1080/13604813.2015.1014712; Jennifer Robinson, “Global and
World Cities: A View from off the Map,” International Journal of Urban and Regional Research 26, no. 3
(September 1, 2002): 531–54, https://doi.org/10.1111/1468-2427.00397; Ananya Roy, “The 21st-
Century Metropolis: New Geographies of Theory,” Regional Studies 43, no. 6 (2009): 819–30, https://doi.
org/10.1080/00343400701809665.
11 Zie hoofdstuk 2
12 Zie hoofdstuk 3
13 Zie hoofdstuk 5
14 Zie hoofdstuk 6
21 Samenvatting
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22 Addis Ababa’s sefer, iddir, and gebbi
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1 Introduction
The adequacy of design, architectural, and urban theories to conceptualize the
multitude of experiences in cities across various territories has been under scrutiny
for a while now. Scholars have questioned the conceptual frames of the 20th
century that deal with cities via categories that led to the theoretical exclusion
of territories such as the continental region of Africa.15 And some have alarmed
that new vocabulary are needed to expediate discourse and understanding of
urbanization; and that, terms such as ‘informality’ or ‘urban informality,’ are infused
with negative connotations that marginalize experiences of significant urban
landscapes.16 Such transatlantic lobbed readings result in misguided urbanization,
especially in the said territories, through development policies that rely on their
briefs and recommendations. In addition, and tied to these theoretical inadequacies,
scholars from varying epistemic clusters have raised methodological concerns;
that there exists deficiency in capturing the rapid mutation of conurbations and
communities—a lack of agility to read urbanization in varying temporal, cultural and
spatial contexts.17
15 AbdouMaliq Simone, “On the Worlding of African Cities,” African Studies Review 44, no. 2 (September
2001): 15–41; Robinson, “Global and World Cities”; Jenny Robinson, “Postcolonialising Geography: Tactics
and Pitfalls,” Singapore Journal of Tropical Geography 24, no. 3 (November 1, 2003): 273–89, https://doi.
org/10.1111/1467-9493.00159; Ananya Roy, “Urban Informality: Toward an Epistemology of Planning,”
Journal of the American Planning Association 71, no. 2 (2005): 147–58; Roy, “The 21st-Century Metropolis:
New Geographies of Theory”; Ananya Roy, “Urbanisms, Worlding Practices and the Theory of Planning,”
Planning Theory 10, no. 1 (2011): 6–15, https://doi.org/10.1177/1473095210386065; AbdouMaliq
Simone, “The Surfacing of Urban Life: A Response to Colin McFarlane and Neil Brenner, David Madden and
David Wachsmuth,” City 15, no. 3–4 (August 2011): 355–64, https://doi.org/10.1080/13604813.2011
.595108; AbdouMaliq Simone, “Demonstrations at Work: Some Notes from Urban Africa,” in The Ghetto:
Contemporary Global Issues and Controversies, First (Avalon Publishing, 2012), 245–64, http://www.
abdoumaliqsimone.com/files/45663502.pdf; Jennifer Robinson, “Comparative Urbanism: New Geographies
and Cultures of Theorizing the Urban,” International Journal of Urban and Regional Research 40, no. 1
(January 2016): 187–99, https://doi.org/10.1111/1468-2427.12273; Abdoumaliq Simone, “(Non)Urban
Humans: Questions for a Research Agenda (the Work the Urban Could Do),” International Journal of Urban
and Regional Research 44, no. 4 (2020): 755–67, https://doi.org/10.1111/1468-2427.12875.
16 Schmid et al., “Towards a New Vocabulary of Urbanisation Processes”; Gautam Bhan, “From the Basti
to the ‘House’: Socio-Spatial Readings of Housing Policy in India,” Current Sociology 65, no. 4 (July 2017):
587–602, https://doi.org/10.1177/0011392117697465.
17 Section 1.3 below summarizes further scholarly calls to re/de-center urban theory from the Euro-
American to the southern territories.
23 Introduction
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These epistemic and methodological critical discourses have for decades been
staple to the fields of behavioral sciences, humanities, and social sciences. Grounded
theory’s introduction in the 1960s conceived as the discovery of theory from
systematically collected and analyzed empirical data, and Comparative Urbanism’s
drive to systematically study similarity and difference among cities and urban
processes are examples of rich critical traditions with pronounced pluralistic
tendencies.18 And, the adoption of photography as an anthropological research
method in the 1960s as visual anthropology,19 and the emergence of visual
ethnography20 in the 1990s with the incorporation of visual material in ethnographic
research also signify interdisciplinary methodological advances as means for
apprehending the spatiality of human and cultural experiences—interdisciplinarity
as means to address the methodological shortcomings under scrutiny.21 In similar
fashion, a number of scholarly drives, especially since the 1970’s, have been made as
anthropology and architecture discover more common areas of interest and operation.
Designers are now as likely to engage in social research as they are in the making
of form: Once an intuitive process, gauging cultural relevance has become part of a
burgeoning area – design anthropology.22
The above declaration by Alison J. Clarke comes at the back of the early to
mid 1990s spatial and material turns in anthropology. Design anthropology
emerged in this period as a subfield that “combines elements from design and
anthropology.”23 Clarke discusses the historical relation of design to anthropology
by referring to the 1976 inaugural exhibition at the Cooper-Hewitt National Design
18 Barney G. Glaser and Anselm L. Strauss, The Discovery of Grounded Theory: Strategies for Qualitative
Research (Chicago: Aldine Publishing Company, 1967); Jan Nijman, “Introduction—Comparative Urbanism,”
Urban Geography 28, no. 1 (2007): 1–6, https://doi.org/10.2747/0272-3638.28.1.1. See also chapter 3 of
this dissertation wherein an in-depth review is presented.
19 John Collier and Malcolm Collier, Visual Anthropology: Photography as a Research Methodology, Revised
and Expanded (Albuquerque: University of New Mexico Press, 1986).
20 Sarah Pink, Doing Visual Ethnography: Images, Media and Representation in Research (London,
Thousand Oaks, New Delhi: SAGE Publications, 2001).
21 Further discussion regarding grounded theory, comparative urbanism, and visual ethnography can be
found in Chapter 3 of this dissertation.
22 Alison J. Clarke, ed., Design Anthropology: Object Culture in the 21st Century, 1st ed., Edition Angewandte
(Vienna: Springer Vienna, 2011), 9, https://link.springer.com/book/10.1007/978-3-7091-0234-3.
23 Ton Otto and Rachel Charlotte Smith, eds., “Design Anthropology: A Distinct Style of Knowing,” in Design
Anthropology: Theory and Practice (Abingdon and New York: Routledge, 2020), 1.
Otto and Smith proclaim design anthropology as a distinct style of knowing that
emerges out of the tension that results from the difference between design and
anthropology.29 Design’s orientation to the collaborative making of the future,
its impulse for intervention—to effect change, and tradition of collaboration,
multidisciplinary teamwork, and cocreation are attributes that are distinct from
anthropology as are anthropology’s function in theory development and cultural
interpretation, systematic study of the past to be able to comprehend the present,
and its key practice—ethnography, as means to sensitively capture the “value
orientation of the various groups affected by design projects”30 from design. Design
anthropology thus is a theoretic position that allows for a productive convergence of
“approaches of social anthropology and design research.”31
28 Lucy Alice Suchman, Human–Machine Reconfigurations: Plans and Situated Actions, 2nd ed. (New York:
Cambridge University Press, 2007), 3–4.
29 Otto and Smith, “Design Anthropology: A Distinct Style of Knowing.” See also, Ton Otto and Rachel
Charlotte Smith, “Cultures of the Future: Emergence and Intervention in Design Anthropology,” in Design
Anthropological Futures (Abingdon and New York: Routledge, 2020), 19, https://www-taylorfrancis-com.
tudelft.idm.oclc.org/books/edit/10.4324/9781003085188/design-anthropological-futures-rachel-
charlotte-smith-kasper-tang-vangkilde-thomas-binder-ton-otto-joachim-halse-mette-gislev-kjaersgaard.
30 Otto and Smith, “Design Anthropology: A Distinct Style of Knowing,” 4.
31 Otto and Smith, “Cultures of the Future: Emergence and Intervention in Design Anthropology,” 19.
25 Introduction
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Regarding its position as a discipline: Otto and Smith see design anthropology as a
discipline on its own, Suchman argues it should remain as a critical anthropology of
design—”design as a problematic object,”32 and others suggest that anthropology
as a discipline should change by adopting some directions from design practices.33
Concerning disciplinary boundaries and diffusions: Clarke cautions against a “hyper-
inflated design culture” that is disconnected from historiographic foundations for
it may lead to the loss of criticality within design.34 Adam Drazin establishes three
devices; context, values, and futures, as heuristic way of knowing35 wherein design is
to be considered as a “cultural field in itself.”36
As a young field that engages in both analysis and intervention throughout the
production of knowledge, design anthropology is an ongoing exploration of tools and
methods to create located knowledge and particular solutions. Its operations move
knowledge bidirectionally between the design studio and the fields of everyday life.
It is found on interdisciplinarity and collaboration. Its context and value sensitivity,
expansive temporal interests—backward and forward in time, its reflexive and iterative
practices, and heuristic modes of knowledge production open a vast field of possibilities
for the construction of located and pluralistic understanding of complex contexts.
In similar vein, but separate from other design practices, architectural anthropology
is another emergent field of anthropology. Although the preoccupation of
anthropology with architecture specifically is an age-old tradition embedded in
the subfield of anthropological archaeology,37 the explicit mention of architectural
anthropology as a focused field can be traced back to the late 1960s when it was
announced as a “News of general interest”38 on Anthropology News; an American
Anthropological Association publication, saying:
32 Lucy Suchman, “Anthropological Relocations and the Limits of Design,” Annual Review of Anthropology
40, no. 1 (October 21, 2011): 1, https://doi.org/10.1146/annurev.anthro.041608.105640.
33 Otto and Smith, “Design Anthropology: A Distinct Style of Knowing,” 10.
34 Alison J. Clarke, “The New Design Ethnographers 1968-1974: Towards a Critical Histography of Design
Anthropology,” in Design Anthropological Futures (Abingdon and New York: Routledge, 2020), 73, https://www-
taylorfrancis-com.tudelft.idm.oclc.org/books/edit/10.4324/9781003085188/design-anthropological-futures-
rachel-charlotte-smith-kasper-tang-vangkilde-thomas-binder-ton-otto-joachim-halse-mette-gislev-kjaersgaard.
35 Adam Drazin, Design Anthropology in Context: An Introduction to Design Materiality (New York:
Routledge, 2021), 127–211, https://www-taylorfrancis-com.tudelft.idm.oclc.org/pdfviewer/.
36 Clarke, “The New Design Ethnographers 1968-1974: Towards a Critical Histography of Design Anthropology,” 72.
37 Victor Buchli, An Anthropology of Architecture, 1st ed. (London: Routledge, 2013), 47, https://www-
taylorfrancis-com.tudelft.idm.oclc.org/pdfviewer/.
38 “Architectural Anthropology,” Anthropology News: Published Monthly by the American Anthropological
Association, 1968, V–9, N-6 edition, 8.
Yet we have found that the Spanish forma construida and entorno construido
are not only not fully equivalent to their English counterparts built form and built
environment but also lack precision and therefore theoretical content; forma is an
ambiguous term, and there are many other equally ambiguous possible synonyms
for built (edificado) and for environment (entorno, medio ambiente, ambiente).42
39 “Architectural Anthropology,” 8.
40 Mari-Jose Amerlinck, ed., Architectural Anthropology (Westport, CT: Bergin & Garvey, 2001), 1.
41 Amerlinck, 4.
42 Amerlinck, 5.
43 Amerlinck, 11.
44 Amerlinck, 3.
45 Nicholas Jay Watkins, review of Architectural Anthropology, by Mari-Jose Amerlinck, Technology and
Culture 43, no. 2 (April 2002): 405.
27 Introduction
TOC
An invigorated push in favor of architectural anthropology came almost two
decades later as Marie Stender argued that “the most intriguing contribution to be
expected from future architectural anthropology lies in combining anthropology’s
current material turn with an architectural approach to materiality.”46 Stender
further highlights, because of contemporary architects’ practice of crossing cultural
contexts, “anthropology has become particularly relevant to architecture” as it marks
its deviation from modernism and universalism.47 Design research and especially
architectural research has since increasingly grown toward the development and
use of anthropological tools and techniques intent on capturing what the user,
dweller, or worker wants. By laying out three positional and practical differences that
exist between anthropological and architectural research and practice; in terms as
communication, temporality, and normativity, Stender put forth a strong argument
that, despite their differences that can be turned to “fruitful new ways of developing
both architecture and anthropology,” architects and anthropologists should be
invested in the development of architectural anthropology that applies in more ways
than just the study of the vernacular.48 And, most recently, Tim Ingold pointed to the
possibility for “even melding with one another” of anthropology and architecture
as they open to a “more-than-human world, and to the sheer range of human
experience within it.”49 Considering these discourses are emerging largely from the
field of anthropology, the lingering question would thus be, is architecture ready for
such possibly intricate futures beyond its customary interdisciplinary traditions?
46 Marie Stender, “Towards an Architectural Anthropology—What Architects Can Learn from Anthropology and
Vice Versa,” Architectural Theory Review 21, no. 1 (2017): 28, https://doi.org/10.1080/13264826.2016.1256333.
47 Stender, 28.
48 See also, Marie Stender, Claus Bech-Danielsen, and Aina Landsverk Hagen, eds., Architectural Anthropology:
Exploring Lived Space, Routledge Research in Architecture (Abingdon and New York: Routledge, 2022). In this
recent book co-edited by Stender et. al. more expansive discussion and exploratory cases are presented.
49 Tim Ingold, “Foreword,” in Architectural Anthropology: Exploring Lived Space, Routledge Research in
Architecture (Abingdon and New York: Routledge, 2022).
50 Suzanne Ewing et al., eds., Architecture and Field/Work, AHRA Critiques: Critical Studies in Architectural
Humanities 6 (Abingdon and New York: Routledge, 2011).
51 Adam Jasper, “Anthropology and Architecture: A Misplaced Conversation,” Architectural Theory Review 21,
no. 1 (January 2, 2017): 1, https://doi.org/10.1080/13264826.2017.1289709. “The two fields—architecture
and anthropology—seem to have so much to say to each other.”; Adam Jasper, “Anthropology and Architecture:
A Misplaced Conversation (Part 2),” Architectural Theory Review 21, no. 2 (May 3, 2016): 112, https://doi.org/
10.1080/13264826.2017.1373412“Where is the conversation between anthropology and architecture?”
52 Jasper, “Anthropology and Architecture: A Misplaced Conversation (Part 2),” 111. “... sometimes
translated as ‘metabolism,’ or the substitution of materials.”; Elena Chestnova, “The House That Semper
Built,” Architectural Theory Review 21, no. 1 (January 2, 2017): 45, https://doi.org/10.1080/132648
26.2016.1271343. Chestnova here, quotes Semper’s description of Stoffwechsel that can offer a fuller
understanding of the concept.
53 Jasper, “Anthropology and Architecture: A Misplaced Conversation,” 3.
54 Suzanne Ewing, “Introduction,” in Architecture and Field/Work, AHRA Critiques: Critical Studies in
Architectural Humanities 6 (Abingdon and New York: Routledge, 2011), 1.
55 Jill Seddon, “Landscape with Statues: Recording the Public Sculpture of Sessex,” in Architecture and Field/Work,
AHRA Critiques: Critical Studies in Architectural Humanities 6 (Abingdon and New York: Routledge, 2011), 65.
56 Lagos Wide and Close: Interactive Journey into an Exploding City, Interactive (Amsterdam: Submarine,
2005).
57 Ewing, “Introduction,” 1.
29 Introduction
TOC
Urban theory’s exclusion of significant global territories problematized at the
beginning of this chapter, the methodological and theoretical quests in academic
disciplines such as humanities, and behavioral and social sciences, and the
emergence of design and architectural anthropology in recent decades as viable
avenues of research that put lived experiences, context, sociocultural values,
speculative attitudes at the center of research and practice are all backgrounds to
the current research. Albeit the cultural, geographic, and academic locations they
may have originated from, they present clear cognizance, both within and outside
of their respective epistemic realms, of either the inadequacy of inclusive reading
of cultures and city-ness, or the potentials in remedy—through interdisciplinary
evolution, for new fields, methods, and modes of practice. Yet, despite the emergence
and progression of design and architectural anthropologies as disciplines on their
own rights, their theories have not yet been formally established. Thus, till date,
strict adherence to their canons remains elusive. Moreover, these interdisciplinary
efforts are seldom presented as growth areas within the discipline of anthropology.
Amerlinck, for instance, cautions her readers of “an unfortunate emphasis on
anthropology than on architecture” in her seminal formulation.58 In Amerlinck’s and
Stender’s formulation of architectural anthropology construction/building process
and activities, and materiality are the objects of its enquiry. But within architectural
research the concerns of sociality remain of interest. Anthropology in this regard
seems to have taken its social studies for granted as it ventures into tectonic matters.
So much of urban Asia and Africa seems caught in a catch-22. The very spatial
products and policies undoing long-honed practices of inhabitation are offered
as the cure for their loss. Customary land arrangements, public guarantees,
forms of tenancy and land- and building-use give way to condominiums, shop-
house complexes, and all-in-one sub-cities, almost always fully sold in advance of
completion, at least in the Asian context.60
Addis Ababa, the capital of Ethiopia, is a city gripped with the challenges of
rapid urbanization. A number of development projects had been realized through
a Development-induced Resettlement Program (DiRP) that relocated the low-
income urban population that were dependent on and living in the center of the
city. The dependence on domestic production, micro economic activities, and the
locational advantage of the city center have, for years, availed social and economic
advantages for the urban poor to sustain their livelihoods. The social networks of
inter-dependency such as the equb (community organized savings association),
59 Jan Bredenoord, Paul Van Lindert, and Peer Smets, Affordable Housing in the Urban Global South: Seeking
Sustainable Solutions (London, UNITED KINGDOM: Taylor & Francis Group, 2014), 7, http://ebookcentral.
proquest.com/lib/delft/detail.action?docID=1707386.
60 Simone and Pieterse, New Urban Worlds, 6.
31 Introduction
TOC
iddir (community based funerary organization), and maheber (religion and/or social
relation based, scheduled communal support, and gatherings) have been sources of
social security, economic resilience, shared identity, and sense of belongingness. It
is such qualities and values that are threatened by the contemporary urbanization
trends, thus putting the livelihoods of the city’s dwellers at risk.61
The case of Addis Ababa is an ever-relevant example to highlight the need for
context sensitive reading of African cities, as it is hailed by many scholars, for its
indigeneity in evolution and structure. In calling for new perspectives in reading
Addis Ababa, Peter P. Garettson pronounces it as “an example of an African
indigenous city in both its formation and growth;” and that, an investigation of
its urbanization should not be based on a “Eurocentric point of view.”62 Anthony
O’Conner further stresses that the “growth and evolving character of Addis Ababa
has depended on indigenous initiatives.”63
61 Gebre Yntiso, “Urban Development and Displacement in Addis Ababa: The Impact of Resettlement
Projects on Low-Income Households,” Eastern Africa Social Science Research Review 24, no. 2 (2008):
53–77, https://doi.org/10.1353/eas.0.0001.
62 Peter P. Garretson, A History of Addis Abäba from Its Foundation in 1886 to 1910 (Wiesbaden: Otto
Harrassowitz Verlag, 2000), xvii.
63 Anthony O’Connor, The African City (London, Melbourne, Sydney, Auckland, Johannesburg: Hutchinson &
Co. Ltd, 1983), 30.
64 Sabine Planel and Marie Bridonneau, “(Re)Making Politics in a New Urban Ethiopia: An Empirical Reading
of the Right to the City in Addis Ababa’s Condominiums,” Journal of Eastern African Studies 11, no. 1
(February 14, 2017): 24–45.
65 Gebre Yntiso, “Urban Development and Displacement in Addis Ababa.”
66 Tesfa Teferi Gebreegziabher, “The Effect of Development Induced Displacement on Relocated Household:
The Case of Addis Ababa,” December 12, 2014, https://thesis.eur.nl/pub/17501.
67 Ezana Haddis Woldegebriel, “Urban Redevelopment Project and Community Participation,” in Movements
in Ethiopia: Ethiopia in Movement, vol. II (18th International Conference of Ethiopian Studies, Addis Ababa:
Tsehai, 2016).
Are these risks avoidable? Here, we are faced with a situation where not much is
known about the socially and morphologically defining elements of the city of Addis
Ababa—the sefer70, upon which aggressive “re/development” is deployed, based on
the recommendations obtained from contexts external to them. The inner workings
of daily life; the psycho-social makeup of the communities, the physical and material
environments that dwellers construct and adapt in an autochthonous and continuous
manner, and the relationships and exchanges that are sources of resilience for them
are not sufficiently recorded and analyzed. Thus, a persistent question that calls for a
practical and epistemological response is: In such rapidly urbanizing a city as Addis
Ababa, what socioeconomic and spatial values are being compromised to give way
to new forms? In other words, what social, economic, and spatial practices is the
sefer comprised of? How is the sefer cognized and valued by its residents? Do the
places in sefer work for the dwellers? If so, how do they work?
Well then, how does an appropriate understanding of the sefer that answers these
questions help avoid the risks? This dissertation presupposes that the unearthing of
sefer as a socio-spatial phenomenon avails new knowledge that can be theorized and
in turn inform design and planning practices towards the mitigation of the risks that
come with DiRPs. This brings another daunting question forth; How can the sefer be
best read in a theoretically inclusive manner? The dynamic way of living, wherein
there rarely are fixed sets of relationships, exchanges, and everyday practices,
presents a complexion that requires methodological theoretical advances.
68 Alazar G. Ejigu, Places on Becoming an Ethnographic Case Study of a Changing City and Its Emerging
Residential Environments (Stockholm: Architecture and the Built Environment, KTH Royal Institute of
Technology, 2015), http://urn.kb.se/resolve?urn=urn:nbn:se:kth:diva-165097.
69 Elias Yitbarek Alemayehu and Laura Stark, eds., The Transformation of Addis Ababa: A Multiform African
City (Newcastle: Cambridge Scholars Publishing, 2018).
70 Chapter 2 of this dissertation contains an expansive discussion of the notion of sefer. And, an abridged
definition to it can be found in chapter 7.
33 Introduction
TOC
Re-centering urban theory?
Thus far, the debate for the need to re-center urban theory southward remained on
the social, political, and planning spheres. Design and architecture disciplines are yet
to initiate this discourse. Seemingly limited by their inherent normative cultures, they
remain largely uninterested or untrusting of the prospects of knowledge production
out of the ‘informal’ living settings. Beyond the aesthetic of the ‘informal,’ and
discourse of the vernacular, fundamental architectural research that cohabits the
discussion to re-center urban theory is rare to none.
… precarity and uncertainty represent a material and psychic threat, but they may
also provide an opportunity to reimagine and re-enchant the world. In other words,
we cannot access an imaginary about alternative urban futures without confronting
the violent impossibility of that future.75
72 Robinson.
1.2 Objectives
35 Introduction
TOC
As such, this dissertation strives to answer the ‘burning’ questions framed above.
Instead of the swift delegitimization of the ‘other’ urban forms as ‘informal,’ ‘slum’ or
in need of repair,78 it proposes a reading that registers and analyses the events and
spaces of incongruities that exist within them. With Addis Ababa’s sefer as its field/
site and socio-spatial phenomena as its objects; to comprehend the complex forms
of relations, networks, and exchanges, dwellers’ cognitive understanding of their
environs, and the spaces these manifest in, a context-driven and nuanced reading of
local neighborhoods and communities is critically pursued. The main objectives of
the dissertation are thus:
2 To introduce and test a new research methodology for the socio-spatial study of
complex urban contexts such as the sefer. This method is grafted from social/
anthropological and design research methods so as to be able to apprehend nuances
that single epistemes and methods cannot. Three selected sefer that have persevered
since the foundational period of the city through varying political and administrative
regimes are chosen as cases for such an exposition. Using three looking-lenses;
cognitive borders, social relationships, and spatial typologies, this dissertation will
demonstrate the socioeconomic and spatial qualities embedded in sefer.
3 To provide a demonstration and complement the scholarly calls for the need for
inclusive and context driven urban theory and methods by delving into the missing
portion of the discussion; that is, the spatial needs and qualities that boost resilience
for low-income majority dwellers.
78 Repair, in this context, does not refer to one of Gautam Bahn’s three modes of Southern practice. Bahn
brilliantly acknowledged residents’ incremental autoconstruction practices as ‘repair’ and accordingly,
posited it as a mode of home-making practice in contrast to the State’s zeal to “construct, build, and even
upgrade.” Gautam Bhan, “Notes on a Southern Urban Practice,” Environment and Urbanization 31, no. 2
(October 1, 2019): 639–54, https://doi.org/10.1177/0956247818815792. On the contrary, the premature
supposition that such practices and the resulting housing conditions need to be acted on by an external
agent—other than the residents themselves—is what is being referred to here.
This dissertation has four distinct bodies. The first is the current introductory
chapter. The second body; chapters 2 and 3, provides the conceptual framework,
via the introduction of sefer as the defining urban figures of Addis Ababa, and the
methodology of the research conducted respectively. The third body; chapters 4, 5,
and 6, will describe the findings of the research that corelate with the three looking-
lenses indicated earlier. And lastly, Chapter 7 will be the conclusion.
As part of the third body of this dissertation, chapter 4 delves into the cognitive
borders of the case sefer in study. In this chapter, the findings from in-depth
interviews, go-along observation, and visual documentations, regarding the limits
of sefer as comprehended and narrated by their dwellers is presented. Dwellers
are offered with two open ended questions that relate with their understanding of
the limits of the sefer they reside in. These questions probe into the processes and
conditions that establish borders that dwellers themselves ratify, and their sense
of belongingness to and within these limits. Chapter 5 reveals iddir (a primarily
funerary mutual support association) as a social network of social capital order:
a structure that embeds social capital and a social capital on its own right. Based on
in-depth interviews, go-along and mapping fieldworks, this chapter presents a new
37 Introduction
TOC
understanding of iddir than what has already been discussed among economic and
anthropological scholars. Here thus, social capital theory avails an ideal conceptual
platform to understand iddir as a network of socio-spatial manifestation in sefer.
And Chapter 6 discusses the compounds within sefer that are shared among a
number of households known as gebbi as dwelling typologies where social and
spatial complexities manifest in the form of sharing, interaction, and exchange—
creative forms of adaptation, but also the reality of dilapidation and vulnerability as
precarious living environments.
In chapter 7, the concepts and components explicated through the thematic lenses:
cognitive borders, social relations, and spatial typology—in view of exposing urban
complexity—are summarized. The notions of sefer, iddir, and gebbi are thus brought
together as descriptors of Addis Ababa’s age-old urban communities. Furthermore,
the reports on the trinocular as a tested methodology, and what it holds for future
studies, especially within architecture and design fields, but also for establishing
transdisciplinary grounds of collaboration, are précised.
This chapter reviews the evolution of Addis Ababa and introduces its historic but
poorly serviced neighbourhoods, locally known as sefer, as products of a process of
self-actualization.80 By illustrating the indigenous aspects of these neighbourhoods,
this chapter brings forth the socioeconomic and spatial values that are threatened by
the looming rapid urbanization. The first section discusses the historical events and
the planned interventions that formed the city. The second section presents sefer
more as the result of reactions of communities to historic events rather than they are
of master planning. And the third section concludes the chapter with a discussion
on the need for an expanded and nuanced socio spatial reading of African cities. In
order to mitigate the discrepancies between planned and unplanned urbanization
of African cities, it is essential that planning is engaged in a legitimate and inclusive
reading of the socioeconomic and spatial values embedded in such communities as
Addis Ababa’s sefer.
79 Gebrenwe Yntiso, “Urban Development and Displacement in Addis Ababa: The Impact of Resettlement
Projects on Low-Income Households,” Eastern Africa Social Science Research Review 24, no. 2 (2008):
53–77.
80 Some authors use säfär (e.g. Peter P. Garretson) and others use safar (e.g. Bahru Zewde).
Founded in 1886, Addis Ababa is a young capital city of Ethiopia. Though young,
it has undergone a fast growth to become a prominent city of national, regional
and global relevance.81 Albeit the impact of a brief period of Italian occupation
from 1936-1941, it is a city that grew in an autochthonous manner following
customary practice of military settlements that initially gave it an outlook of a
garrison town.82 Its formation and evolution are of an indigenous process that can
hardly be analysed from a Eurocentric point of view; nor could patterns of other
African or Middle Eastern urban centres be used as references to understand it.83
This section presents a brief account of the historical events that formed the city
and offers a glance into the organic processes that took effect amidst a sequence of
sudden changes in political regimes and administrative structures.
Ethiopia’s Emperor Menelik II (reigned 1889-1913), right after the victory of Adwa
in 1896 over the first Italian colonial invasion,84 opted for a strong, vibrant, and
settled capital. With his consolidated power over the interior territories and further
expansions southward, he broke the preceding practice of “roving capitals” and
forged a rather stationary one signalling an end to the series of civil wars and power
struggles, which were one of the reasons for the wandering political and military
centres.85 He sought to form a city on the relatively vast fields south of mount Entoto
by offering land and property, often on top of hills, to those leaders who gradually
joined his rule and government.86 In such a manner, the foundation of the city
81 Bahru Zewde, “Early Safars of Addis Ababa: Patterns of Evolution,” in Proceedings of the International
Symposium on the Centenary of Addis Ababa (Addis Ababa: Institute of Ethiopian Studies, Addis Ababa
University, 1987), 43–56.
82 Edward Gleichen, With the Mission to Menelik, 1897 (London : E. Arnold, 1898).
83 Peter P. Garretson, A History of Addis Abäba from Its Foundation in 1886 to 1910 (Wiesbaden: Otto
Harrassowitz Verlag, 2000).
84 There are two main wars, not accounting for smaller battles such as the battle of Dogali, fought between
Italy and Ethiopia, the first in 1896 and the second in 1936-41. Both were failed attempts initiated by Italy’s
colonial interest.
85 Ronald J. Horvath, “The Wandering Capitals of Ethiopia,” The Journal of African History 10, no. 2 (1969):
205–19.
86 Fasil Giorghis and Denis Gerard, The City & Its Architectural Heritage, Addis Ababa 1986-1941 (Addis
Ababa: Shama Books, 2007).
At the outset, it is important to notice that land for settlement (gasha meret) in
Addis Ababa was given by Menelik to the regional rulers and loyal generals solely
at his discretion. Based on traditional practice of setting out an encampment of an
army; high ranked royals were positioned on top of hills with large tracts of property
while smaller plots were allotted to their loyal followers and servants on the sides
of these hills. Such emergence of the city demanded the construction of houses
and palisades, and the laying out of roads and paths following natural features.
This created demand for labour and “produced a further influx of population,
particularly from the southern provinces.”87 The growing population as a result of
labour migration, captivities under the emperor’s custody, and loyal followers of the
regional rulers and generals, led to the erection of temporary dwellings in the form of
tents and huts. As his territorial rule expanded, and more people migrated to the city,
Menelik needed to let go of aspects of his authority over land allocation and start
to exercise a combination of tenure modification and strong taxation to increase
confidence over land for a more stable settlement.88 Starting 1890, by changing
the gasha meret form of land allocation to rest/rist,89 land grants gradually became
permanent allowing for properties to be inherited by descendants.
Addis Ababa quickly grew as an urban centre during Menelik’s reign. It had formed
distinct commercial and political centres, adorned by architectural styles, urban life,
and vibrant trade with both local and international influences.90 By the year 1930,
when Haileselassie was inaugurated as emperor of Ethiopia, the urban centres had
consolidated and prominent streets, open spaces and boulevards had manifested.
Yet, much of the dwelling environs remained rural in character with scattered
clusters of houses embalmed by the dominating figures of the eucalyptus trees.
87 Richard Pankhurst, “Menelik and the Foundation of Addis Ababa,” The Journal of African History 2, no. 01
(January 1961): 103.
88 Garretson, A History of Addis Abäba.
89 Rest/rist is a traditional land tenure system that accords descendants of land owners the right to use a
property. It is practiced strictly based on hereditary lineage.
90 Giorghis and Gerard, The City & Its Architectural Heritage.
Sorgente Minerale
Cascala
Ras Micael
Leg. Italia
I ppodrama
Deg. Burru
Leg. Germania
Quartiere
Societa Coloniale Italiana Armeno Deg. Ibea
Deg. Ubbie
Ospedale
Ponte di Ras Maconnen 2450
Chiesadi
Ghioghis Negad Ras
Leg. Russia
Leg. Italia
Abuna Mateos
Doomia
strada carrozzobile
2150
Telegraph
Ambulanza Deg. Demessie
Leg. Britannica
Italiana Posta
Piazza Mercato
Indiani Deg. Teferi
Fitaurari Apte seuole
Commercianti Chiesa di Sellassie
Ghiorgis Taitu
2400
Deg.
Mulu
Filoa
Agafari Bainne
T.Borchienna
FIG. 2.2 Map showing Ca. 1912 Addis Ababa as garrisons, towns, settlements, foreign legations, bank, and hospital emerge.
Sorgente Minerale
Cascala
Ras Micael
Leg. Italia
Ras Maconnen
I ppodrama
Deg. Burru
Leg. Germania
Quartiere
Societa Coloniale Italiana Armeno Deg. Ibea
Deg. Ubbie
Ospedale
Ponte di Ras Maconnen 2450
Chiesadi
Ghioghis Negad Ras
Leg. Russia
Leg. Italia
Abuna Mateos
Doomia
strada carrozzobile
2150
Telegraph
Ambulanza Deg. Demessie
Leg. Britannica
Italiana Posta
Piazza Mercato
Indiani Deg. Teferi
Fitaurari Apte seuole
Commercianti Chiesa di Sellassie
Ghiorgis Taitu
2400
Deg.
Mulu
Filoa
Agafari Bainne
T.Borchienna
La Gare
FIG. 2.3 Map showing Ca. 1935 Addis Ababa with the emergence of three consolidated centers: the Gebbi negus, Arada market,
and La Gare train station..
FIG. 2.5 Areal view of Arada area, Addis Ababa 1934. (Photograph by Walter Mittelholzer,
Abessinienflug, 1934, Abb. 63, Bildlegende: Zentrum von Addis Abeba. In der Mitte der Triumphbogen für den
Kaiser Hailé Selassié I. Oben am Waldrand die Georgiskirche, [1934]. Courtesy of the ETH-Bibliothek, Zürich.)
The departure of the Italian forces marked an increase in housing demand that was
followed by demographic growth due to migration towards the recently freed city.
This acute shortage of housing motivated the urban dwellers to subdivide their plots,
build more housing structures within their compounds and avail them for rent in the
market. Such a market driven response to provide shelter for the majority of poor
that migrated to the city resulted in a mass of poorly constructed neighbourhoods
that lacked proper provisions and facilities. By the year 1967, different parts of the
city were comprised of about 60 percent of rental houses, and by 1970, “only about
a quarter of the housing units produced in Addis Ababa had municipal permits.”92 It
was only through such subdivision of plots, mass construction of small, substandard,
and poorly serviced houses that the city dealt with its housing crisis of the post-
1941 period. Though not regulated and authorized, it is essential to recognize the
self-building and self-actualization practices that went into effect in this period of the
making of the city. This aspect will be further discussed in section 2.3.
The Land for the Tiller political movement of early 1970’s led to the revolution
that ousted emperor Haileselassie I and resulted in the formation of the pseudo-
communist military government, the Provisional Military Administrative Council
of Ethiopia, also known as the Derg regime. Among many reforms and structural
changes that it enacted, the most consequential in terms of land ownership and
91 Situation Analysis of Informal Settlements in Addis Ababa: Addis Ababa Slum Upgrading Programme,
Cities Without Slums; Sub-Regional Programme for Eastern and Southern Africa (Nairobi: UN-Habitat, 2007).
92 Situation Analysis of Informal Settlements in Addis Ababa.
With the nationalization of urban land and rental houses came a set of challenges
regarding administration and governance. The strong handed administration of
the period issued a series of notices, formed tiers of administrative offices and
authorities, established a number of institutions such as the Housing and Mortgage
Bank and the National Urban Planning Institute (NUPI), to deal with these challenges.
The attempt of reigning in the informal practices of subdivision of plots and availing
of rental houses and the setting out of state control over the urbanization of the
city was a stressful exercise by the government that faced scrutiny and resulted in
other forms of unauthorised squatter settlements, especially in the peripheral areas
of the city. In many aspects, the practices of the authorities were too stifling and
unable to deal with the rising housing demand. Studies conducted in the late 1970s
advised the need for aided self-help housing programs, which led to the introduction
of some sites-and-services schemes and availing of plots for cooperatives. Some of
these efforts yielded promising results but were either small in scale or short-lived
that did not meet the demands of the time. It is in the middle of such firefighting
mode of actions that in 1991 the military government of the time was toppled down,
and EPRDF (a revolutionary fighters group turned into a political coalition named,
Ethiopian People’s Revolutionary Democratic Front) came to power.
93 The Provisional Military Administrative Council of Ethiopia, “Proclamation No.47 of 1975: A Proclamation
to Provide for Government Ownership of Urban Lands and Extra Urban Houses,” Negarit Gazetta, July 26,
1975, 41 edition, FAO of UN.
94 Situation Analysis of Informal Settlements in Addis Ababa.
FIG. 2.7 Areal view of sefer with the characteristic pockets of spaces, narrow alleys, and rusty, corrugated
iron sheet roofing.
FIG. 2.9 The view across Bantyiketu river with IHDP’s Basha Wolde housing site at a distance, as seen from
the middle of Serategna Sefer.
FIG. 2.10 The view across Bantyiketu river with Serategna Sefer at a distance, as seen from the IHDP’s
Basha Wolde housing site. (Photograph by Maartje Holtslag)
While Addis Ababa grew primarily through indigenous and organic processes, it
is important to recognize the impact of a series of master plans that attempted
to structure the city as per the political and economic climate of each period of
intervention. The 1936-41 Italian occupation period had the primary interest of
segregating European and native quarters, installing axial centres and functional
zones. The years 1946, 1959, 1965, and early 1980’s had seen foreign professionals
hired by the Ethiopian government to produce successive master plans. Their
impact can mainly be seen in the formation of satellite towns, roads for motorized
traffic, furtherance of functional zoning, and creation of public squares. The years
since 1986 have shown an increased involvement, and later on, full control of
planning works by local professionals. This period is pronounced by the formation of
sub-centres, expanded new residential areas, the introduction of Local Development
Plans (LDP’s) as implementation tools, and targeted projects such as the IHDP.
Overall, along changing political and administrative forms of Ethiopia, urbanization
grew more and more toward a state-controlled process. But the local and communal
actions along or against the different top-down efforts have stronger and sustained
footprint on the morphology of its capital, Addis Ababa.
A review of official plans envisioned to direct the growth of Addis Ababa and their
impact on the city offers a distinct understanding of the spatially intentions of
planners, policy makers, administrators and regimes that reigned through the
history of the city. This section thus delves into a series of these drafted plans and
elaborates on the planning entities, the prime intents of the plans and the physical
and the spatial results on the structure of the city today. Without entering into an
elaborate argument about what constitutes a masterplan, this paper assumes the
position that the first planning attempt happened during the second Italian colonial
attempt. In doing so, it views the 1907 decree and charter that further generated
title deeds deep into the 1910’s as tools of governance and legal acts of private land
allocation that are less intent on spatial organization.
During the Italian occupation of 1936-1941, there have been two distinct attempts
to draw a masterplan for the city. The first and developed attempt is a series of
four proposals and revisions performed under the Governor’s Technical Office
between 1936 and 1939, which started with the establishment of the Central
Committee on Building and City Plans (Consulta centrale per l’edilizia e l’urbanistica)
comprising Alberto Calza-Bini, Plinio Marconi, Ignazio Guidi, and Cezare Valle in
Beyond that, the two major concerns were the design of a new commercial and
political centre that would satisfy Italian needs (both of commerce and prestige);
and zoning, both for European and native quarters.97
Italian architects and planners sought to seize this opportunity with the skewed
assumption and repetitive narration that Addis Ababa was a “virgin territory”
without relevant structures to consider, while realities on the ground showed that
in fact Addis Ababa was an already established city with a vibrant market and
defined political, religious and cultural centres. They were prepared to exuberantly
experiment and test their theories of the Italian colonial city to shape Addis Ababa as
the capital of the Italian colonial empire.
The successive plans of Ignazio Guidi, and Cezare Valle display the duos’ strive to
achieve segregation by using topographic features such as riverbeds and greenery
and their struggle on the decision as to where to position the colonial city centre.
The difficult topography and prominent structures such as the Gebbi, St. George
church and the vibrant commercial area forced the decision to move the new city
centre to the south. And the plan ended up on adopting and incorporating such
existent structures than effecting a complete tabula rasa.98
On the other hand, decision on the parts of the plan that had little contestation,
such as the native’s quarter and parts of the Italian quarter were made early enough
for a significant part of them to be constructed. Further, separation depending on
hierarchy can be seen among the Italian residential areas as it is the case between
Kasanchis99 (a neighbourhood of spacious villas and open spaces to the east) and
Populare (the low-ranking officials’ apartments to the south). Whereas further
96 Mia Fuller, “The Italian Imperial City - Addis Ababa,” in Moderns Abroad : Architecture, Cities and Italian
Imperialism (London and New York: Taylor and Francis, 2007), 197–213.
97 Fuller.
98 Rixt Woudstra, “Le Corbusier’s Visions for Fascist Addis Ababa — Failed Architecture,” Failed
Architecture (blog), 2014, https://www.failedarchitecture.com/le-corbusiers-visions-for-fascist-addis-
ababa/.
99 This Ethiopian name originated from Casa-INCIS, which refers to INCIS the Italian housing association
The second but less relevant attempt was an August 1936 letter written by Le
Corbusier to Benito Mussolini “to offer his technical services and to comment on
the appropriate design for the new cities of Africa Orientale Italiana, the Italian
colonial empire.”101 This letter was accompanied by a sketch showing his idea as
to how the city of the new Italian empire should be organized. His plan showed a
relatively detailed north-south axial boulevard as a political centre that is primarily
accessed at two points, east and west and four major roads radiating away from
these access points. Further, he introduced various geometric lines for functional
and segregationally zoning purposes. Rixt Woudstra asserts, had this plan been
implemented, Addis Ababa “would have been one of the most ruthlessly planned
cities of the twentieth century.”102
Le Corbusier’s persistent attempts to reach Mussolini fell on deaf ears as the Duce
rather chose to pursue the ongoing efforts of his compatriots. Nevertheless, the
concepts of his plan, especially pertaining to the monumental boulevard from the
Gebbi southward, are clearly visible in the fourth version of the design of Ignazio
Guidi and Cezare Valle.
Due to such elaborate debates, confrontation between plans and reality and
disorganized bureaucracy, the plan for the capital of the Italian colonial empire
was only sufficiently ready by 1939. This meant, there were only two more years of
construction as the Italian occupation of Ethiopia was ended in 1941.
The urban development steered by the two plans discussed above would be
challenged and reconfigured by the masterplan developed by Sir Patrick Abercrombie
in 1946. On the wake of victory over the Italian occupation, the city had faced the
risk of urban sprawl and economic stagnation.103 To arrest such sprawl the proposed
plan used roads for motorized traffic as means to bind cluster of neighbourhoods
within the city and assumed satellite towns on the fringes. These roads would form
rings that would keep neighbourhoods calm off of traffic. In addition, clustered
neighbourhoods would be linked with accessible green belts. Though it did not
100 Dandena Tufa, “Historical Development of Addis Ababa: Plans and Realities,” Journal of Ethiopian Studies
41, no. 1/2 (2008): 27–59.
101 Woudstra, “Le Corbusier’s Visions for Fascist Addis Ababa — Failed Architecture.”
102 Woudstra.
This restructuring continued through the 1959 masterplan of the British firm called
Bolton Hennessy and Partners. This plan expanded on the work of Abercrombie
by further developing satellite towns which in time would be consumed and be
part of the city structure of Addis Ababa. Together these two plans expanded the
city horizontally and introduced framing road networks. Whereas neighbourhoods
developed in their own original course due to lack of funds to support a
complete implementation.
By 1965 a team called French Mission for Urban Studies and Habitat with the leadership
of Luis De Marien was commissioned the masterplan development task. The development
of the north-south axial boulevard104 that connected Arada with the train station as a
main element in the city is credited to the master plan developed by this team. With the
help of a booming construction industry significant buildings popped up to emphasize
this avenue. The plan envisioned the development of this axis further south culminating
on a longitudinal zone designated for industry. It focused on structuring the city with this
axis while the neighbourhoods still continued to grow naturally.
As discussed in the previous section, the period from 1974 to 1991 is a time in
which Ethiopia underwent a radical change in political landscape from a monarchy
to a pseudo-communist military government. The construction industry that was
booming in the preceding decades came down to what amounted to freezing.105
The most damaging measure taken by the government would be the proclamation
of 1975 that nationalized urban property and extra houses.106 Private sectors
lost the motivation to build structures, especially because of the discouraging
nationalization campaign that was going on. It is only in the late 1980s that
individuals and cooperatives began to be interested in building residential
communities, motivated by an alarming housing shortage. Through highly regulated
schemes, conservative sizes of plots were given for cooperatives to construct at
low costs. These neighbourhoods gained the name ‘quteba,’ an Amharic word for
104 This axis is now called Churchill avenue and is situated to the west of the one proposed by the previous
plans would become the second bold north-south axis in the city.
105 Bahru Zewde, “The City Center: A Shifting Concept in the History of Addis Ababa,” in Urban Africa:
Changing Contours of Survival in the City, ed. AbdouMaliq Simone and Abdelghani Abouhani (Dakar:
CODESRIA, 2005), 120–37.
106 The Provisional Military Administrative Council of Ethiopia, “Proclamation No.47 of 1975: A Proclamation
to Provide for Government Ownership of Urban Lands and Extra Urban Houses,” Negarit Gazetta, July 26,
1975, 41 edition, FAO of UN.
On the other hand, the Hungarian planner C.K. Polonyi in collaboration with the then
Ministry of Urban Development and Housing, generated a masterplan to be implemented
by the government. The outstanding Meskel Square was developed as a public space
where military parades and celebrations would happen as a result of this plan. In
addition, other parts of this masterplan suggested an extended development to the
South and Southeast, but its success was limited to the square and the parade routes in
close link to the axial avenue (Churchill Avenue) of the previous plans within the city.
Another significant master planning effort was initiated in 1986 and performed by
a consortium of Ethiopian and Italian professionals. This plan attempted to create
sub-centres to distribute the urbanization that for decades focused around the
north-south axis of the city to other smaller centres called qatana.107 This became a
reminiscence of the initial poli-centric character of the city. It is also characterized
by strict zoning of functions and planning of services for the city. In addition to
zoning for production and services areas it also suggested new areas for residential
purposes. In continuation to the previous plans, it also illustrated part of the city as
an industrial zone along the axial road southward. Considering political instabilities
and as a result of bureaucratic entanglements its approval got delayed until 1994,
which is after the toppling of the military government in 1991. From its endorsement
till the year 2003, this plan allowed developments such as the ring road, industrious
private developments, housing cooperatives and private allotments for dwellings,
and real estate companies to expand the city considerably.
By the year 1998, a project office known as the Office for the Revision of Addis Ababa
Master Plan (ORAAMP) was established by the Addis Ababa City Administration. This
is the first predominantly Ethiopian team of experts with some foreign consultants to
have worked on the masterplan of Addis Ababa. It generated the revised masterplan
that was endorsed by the year 2003. As the name of the office suggests the main
task of this team was to revise the masterplan of 1986. This meant to reorganize
the city structure so that it can be in alinement with the new market economy and
political system. This also meant to frame the sprawl and informal settlements that
resulted from the loos period of political transition. It resulted in the redevelopment
of some inner-city parts, availing of land for private real estates and public housing
projects, and major infrastructural transformation and construction of roads.
Parallel to LDP, the establishment of the IHDP in 2005 and the resultant introduction
of the housing figures referred to as condominiums played a major role in the
transformation of the city. Arkebe Oqubay, mayor of Addis Ababa 2003-2005,
had invited the German Technical Corporation (GTZ), to take part in generating
a project for low cost housing. A pilot project was steered by the GTZ at an area
close to the airport called Bole-Gerji. Based on the success achieved with this
project of availing 750 residential units with some commercial spaces, it got scaled
up on a national level. It is at this point with the recommendation of the GTZ
that the IHDP was formulated. This project is a large scale and ambitious plan to
generate 175,000 housing units within Addis Ababa and 185,000 units in other
cities within the period 2006-2010.110 Its main objective was to address the backlog
in housing stock, targeting the urban poor and with the end goal of expanding home
ownership and dealing with the poor condition 80% of the city’s residential areas
were in. Its primary success is its integrated approach to housing and economic
development by linking job creation, advancement in the construction industry and
creating a cyclic relationship among the stakeholders of the project.
108 “Local Development Plan Manual” (Ministry of Works and Urban Development - Federal Urban Planning
Institute, September 2006), http://www.mwud.gov.et/c/document_library/get_file?uuid=8a35ee84-1de6-
4dbf-93ca-0576aceb292b&groupId=10136.
109 “Local Development Plan Manual.”
110 “Condominium Housing in Ethiopia: The Integrated Housing Development Program,” Housing
Practices (Nairobi: UN-HABITAT, 2011), http://www.iut.nu/Facts%20and%20figures/Africa/Ethiopia_
CondominiumHousingUN-Habitat2011.pdf.
From its foundation until 2003, much of Addis Ababa’s transformation through
plans and policies has been limited to large scale framing, zoning, and networking.
Despite persistent interests in dealing with the organization and development
of the residential areas within the city, masterplans were not able to impact the
main tissue of the city, the neighbourhood clusters. Especially during the military
government of 1974-1991 the city’s bulk of urban structure has not been kept up
with infrastructure and necessary urban services. Hence, at the beginning of 2000s
more than 80% of the city was comprised of poorly serviced primarily residential
areas. Yet, through years of evolution, these same urban structures have developed
into neighbourhoods containing significant socio-economic capital. Attesting to the
fact that they have not been greatly affected by masterplans, they display discernible
layers of self-actualization efforts by their dwellers. In times of challenging
poverty, urban dwellers depended on traditional practices of frugality by the use
of social networks, financial associations and funeral organizations.111 Residential
environments are conceived as multi-purpose enclaves where domestic production
and small-scale trades and exchanges happen. This section discusses the various
values that are embodied by sefer; indigeneity, social associations, micro economic
relations, and belongingness.
111 Stefan Dercon et al., “Group-Based Funeral Insurance in Ethiopia and Tanzania,” World Development 34,
no. 4 (April 2006): 685–703.
112 Zewde, “Early Safars of Addis Ababa.”
Yet through the past century, sefer has gradually become a term used to describe
a place, community, as the term neighbourhood would. But it also embodies rather
abstract connotations such as association, identity, and belongingness. Such are
the layers of meaning attached to this term, in the social and economic sense, that
making the straightforward substitution with the English alternative, ‘neighbourhood,’
is inadequate. It is then essential to unpack the different aspects that characterize a
sefer to form a critical and contextual understanding of this notion.
Bahru Zewde claims that during the first few decades of the city, three forms of sefer
could be witnessed.113 The first is the sefer of nobilities, named after a dignitary they
settled around, such as Dejazmach Wube sefer and Dejazmach Balcha sefer. They
typically are formed around a palace of the dignitary and a church. The second form
is the occupational sefer, such as Serategna sefer (workers’ sefer) and Tebmenja
Yazh sefer (gun holders sefer, referring to low ranking armed guards). The third
form is, what he calls the community sefer, which are named after the origin of the
community that migrated and settled in such areas. Geja sefer is an example of such,
named after an area in the Southern parts of Ethiopia from where its settlers are.
113 Ibidem.
The fast pace Addis Ababa grew with, the series of political changes, conflict,
disaster and poverty it went through have challenged communities in sefer. The
traditional, adaptive and accommodative means communities coped with such
challenges constitute the various social values of resilience embodied by sefer. For
instance, Iddir is a funeral association in which its members contribute financially,
emotionally and in kind to help console other members who lost a family member or
relative. As Alula Pankhurst put it, they are “essentially an urban phenomenon that
emerged in early 20th century Addis Ababa as a result of urbanization, migration, and
monetization of the economy.”115 Numerous scholars argue that such an association
came into practice especially linked with the deadly period of Italian occupation.
Gradually, Iddir became part of the urban tradition of social support. The other social
institution is Equb, a rotating savings and credit association customarily formed
for the purposes of increasing purchasing ability, savings, starting or expanding
businesses, and personal or family medical emergencies. These organizations are
joined by members who have either financial or social motives. Especially the small
scale neighbourhood Equbs are mostly joined by those with social motives.116 Such
local practices add to the indigeneity and resilience embodied in sefer.
114 Frew Truneh, Institutional Interfaces and Actors’ Behavior in Transitional Real Estate Markets of Addis
Ababa (Ethiopia), Doctoral Dissertation (Rotterdam : Erasmus University, 2013).
115 Alula Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” Journal of Ethiopian Studies 41, no. 1–2 (December 2008): 143–86.
116 Agegnehu Bisrat, Karantininis Kostas, and Li Feng, “Are There Financial Benefits to Join RoSCAs?
Empirical Evidence from Equb in Ethiopia,” Procedia Economics and Finance 1 (2012): 229–38.
The political and administrative changes that occurred in Addis Ababa since its
foundation introduced various top-down administrative categories such as ketena,
kebele, woreda, kefetegna, zone, and kifle-ketema, that were used to subdivide and
restructure administratively the city. When the old and initial sefer settled, there
was no clear demarcation of borders except for basic geographic limitations, least
of which are in documents. The subdivisions introduced through time attempted to
assimilate the rather fluid borders of sefer into a structure that used hypothetical
limits such as roads and rivers. Addis Ababa had 10 Administrative units
with 30 smaller sub-divisions in the 1950s. Five out of the 10 units used the name of
an established sefer, but they introduced new borders to them.119
118 Sabine Planel and Marie Bridonneau, “(Re)Making Politics in a New Urban Ethiopia: An Empirical Reading
of the Right to the City in Addis Ababa’s Condominiums,” Journal of Eastern African Studies 11, no. 1
(February 14, 2017): 24–45.
119 Some sefer are an agglomeration of smaller sub-sefer. They could have a general sefer name but
containing smaller sefer within.
In conclusion, while many scholars have highlighted the value in the indigeneity of
the organic evolution of Addis Ababa;120 and while sefer is an important kernel in its
genesis—deeply rooted in the psyche of its contemporary residents—currently, both
are under immense pressure as the city government of Addis Ababa pursues rapid
urbanization ventures that aim to replace them with new, and denser urban forms. This
process opens a vast space of enquiry to examine what these new forms should be. Better
yet, what values of sefer should be known and carried into such ‘development’ ventures?
A comprehensive synchronic understanding of the sefer themselves is thus paramount.
120 Anthony O’Connor is a case in point. He contends that “Perhaps the best example of an indigenous
city elsewhere in tropical Africa, and certainly the largest, is Addis Ababa, […] the growth and the evolving
character of Addis Ababa has depended on indigenous initiatives to a far greater extent than that of the great
majority of African Cities.” Anthony O’Connor, The African City (London: Hutchinson & Co. Ltd, 1983).
121 Bahru Zewde, “Early Safars of Addis Ababa: Patterns of Evolution,” in Proceedings of the International
Symposium on the Centenary of Addis Ababa (Addis Ababa: Institute of Ethiopian Studies, Addis Ababa
University, 1987), 46–47.
The metaphoric lenses in this research juxtapose three perspectives that are results
of a first round survey and analysis of the three sites. The first lens is a psychosocial
investigation and traces cognitive borders as qualified by residents. The second
lens is an examination into social relationships, and the third lens focuses on spatial
typologies. Except for these three broad conceptual categories, the analytic method
employed is a juxtaposition that provides an implicit form of comparison within and
out of the selected cases and allows for located dissimilarities to be examined in a
transductive manner as introduced by Henri Lefebvre.123
In summary, as is shown in FIG. 3.1, the trinocular is an assembly of the lenses and
the frames, and is applied to investigate the three selected sefer. These methods
(frames) are visual evidencing, ethnography, and stories/allegories. When applied
through the three lenses, they allow the researcher to capture nuances, and serve as
means of consistency in data collection and analysis.
RIE
ENC
E G O
VID
A LL
FRAMES
AL E
S /
RIE
VISU
STO
In the early 1960s, sociologists Glaser and Strauss, introduced grounded theory
as a furtherance of the discovery of theory from systematically collected and
analyzed social data.126 Contrary to the deduction of “testable hypotheses
from existing theories”127 that mainly focused on verifiability and replicability of
research, proponents of grounded theory argued for the formulation of theory
from research grounded in various field data. They advocated for the simultaneous
performance of data collection, analysis and theory development in a strategized
manner. Within the research process, by placing literature review and reference
to existing theory after the development of researchers’ own analysis, and
strategizing the use of memo writing, coding and sampling for the discovery of
theory, not merely for representation purposes; Glaser and Strauss strengthened
the reliability of qualitative research. Building on this initial work, Kathy Charmaz
offers a clearer definition for grounded theory; “a systematic method consisting
of several flexible strategies for constructing theory through analyzing qualitative
data.”128 Furthermore, together with Antony Bryant she provided a revision to
126 Glaser and Strauss, The Discovery of Grounded Theory: Strategies for Qualitative Research.
127 Kathy Charmaz, Constructing Grounded Theory: A Practical Guide Through Qualitative Analysis, Reprint
(London, Thousand Oaks, New Delhi: Sage Publications, 2006).
128 Kathy Charmaz, “Constructivist Grounded Theory,” The Journal of Positive Psychology 12, no. No. 3
(2017): 299–300, http://dx.doi.org/10.1080/17439760.2016.1262612.
129 Antony Bryant and Kathy Charmaz, “Introduction,” in The Sage Handbook of Grounded Theory
(Los Angeles, London, New Delhi and Singapore: SAGE Publications, 2007), 1–28; Kathy Charmaz, “A
Constructivist Grounded Theory Analysis of Losing and Regaining a Valued Self,” in Five Ways of Doing
Qualitative Analysis (New York and London: The Guilford Press, 2011), 165–204.
130 Charmaz, “Constructivist Grounded Theory.”
131 Charmaz, “A Constructivist Grounded Theory Analysis of Losing and Regaining a Valued Self.”
132 Charmaz, Constructing Grounded Theory: A Practical Guide Through Qualitative Analysis.
133 Adele E. Clarke, Carrie Friese, and Rachel Washburn, eds., Situational Analysis in Practice: Mapping
Research with Grounded Theory, eBook (Walnut Creek, California: Left Coast Press, 2015).
134 Adele E. Clarke, “Situational Analyses: Grounded Theory Mapping After the Postmodern Turn,” Symbolic
Interaction 26, no. 4 (2003): 553–76, https://doi.org/10.1525/si.2003.26.4.553.
135 Kathy Charmaz, “Foreword,” in Situational Analysis in Practice: Mapping Research with Grounded Theory,
eBook (Walnut Creek, California: Left Coast Press, 2015), 7–8.
136 Juliet Corbin and Anselm Strauss, “Grounded Theory Research: Procedures, Canons, and Evaluative
Criteria,” Qualitative Sociology 13, no. 1 (1990): 19.
137 Clarke, “Situational Analyses.”
Clarke argued that this methodology will allow researchers “to draw together studies
of discourse and agency, action and structure, image, text, and context, history and
present moment—to analyze complex situations of inquiry.”139
Situational analysis makes grounded theory even more relevant in the discussion
of the expanded reading of city-ness. By putting needed emphasis on situatedness,
thus context, widening the situation of inquiry towards diligence to differences and
complexities, including non-human elements, allowing differentiations in data, and
engaging in open ended inquiry; it presents a viable direction to grasping situated
nuances. Situational analysis, as an extension of grounded theory, leans toward
inclusivity, embracing differences and messiness while its methodological structures
allow the researcher to prevent chaos.
138 Clarke, Friese, and Washburn, Situational Analysis in Practice: Mapping Research with Grounded Theory,
14.
139 Clarke, “Situational Analyses.”
140 Clarke, Friese, and Washburn, Situational Analysis in Practice: Mapping Research with Grounded Theory,
15–17.
In 2018, Natalie Allen and Mark Davey argued that constructivist grounded theory is
suitable for urban research by saying:
Their work presents the value grounded theory in general, and constructivist
grounded theory as selected approach, can add in strengthening the validity of urban
research in the disciplines of architecture, landscape architecture, urban planning,
and urban design.
141 Charmaz, Constructing Grounded Theory: A Practical Guide Through Qualitative Analysis.
142 Chathuranganee Jayakody, Dilanthi Amaratunga, and Richard Haigh, “Grounded Theory as an Approach
to Explore the Use of Public Open Spaces to Enhance the Cities’ Resilience to Disasters,” 2017.
143 Natalie Allen and Mark Davey, “The Value of Constructivist Grounded Theory for Built Environment
Researchers,” Journal of Planning Education and Research 38, no. 2 (June 2018): 225, https://doi.
org/10.1177/0739456X17695195.
Can we promote theory cultures which are alert to their own locatedness and
sources of inspiration, open to learning from elsewhere, respectful of different
scholarly traditions and committed to the revisability of theoretical ideas?145
Probably, in recent times, the most dominant voice for the expanded reading of
city-ness in urban research comes from the scholarship in comparative urbanism.146
Jan Nijman defined comparative urbanism as “the systematic study of similarity and
difference among cities or urban processes” that is intent on tackling “descriptive
and explanatory questions” regarding the manner and level of similarity and
difference.147 Furthermore he asserts that the main aim of comparative urbanism is:
144 Jane M. Jacobs, “Commentary—Comparing Comparative Urbanisms,” Urban Geography 33, no. 6
(August 2012): 904–14, https://doi.org/10.2747/0272-3638.33.6.904.
145 Robinson, “Comparative Urbanism: New Geographies and Cultures of Theorizing the Urban,” 188.
148 Nijman.
149 Nijman.
First, the explicit intent of this research is the presentation of a case city in a wider
conversation. In her work that examines the imagination of the Marina beach
in Chennai, Pushpa Arabindoo offered an analysis based on field notes, direct
observation, interviews and analysis of discourses in selected media outlets, and
projected a wider discussion on “fundamental difference between the Western
153 Robinson, “Comparative Urbanism: New Geographies and Cultures of Theorizing the Urban,” 196.
154 The comparative gesture, cases in wider conversation, composing comparisons, tracing connections,
launching analyses and the limits of translation are tabulated as types. For detail study see Robinson, 196.
Among the urgings for de-centring urban theory, and as an example of comparative
analysis in this context, we find the proposition by Teresa PR Caldeira—the use of
peripheral urbanization to analyse processes of city-making by largely focusing
on autoconstruction by residents—as the main mode of urbanization, especially
in cities of the global south. She argues, such an analysis offers distinct reading
of city-ness, different from those of cities of the North Atlantic.158 Peripheral
urbanization, according to Caldeira, refers to four interrelated processes: operations
“with specific temporality and agency,” transversal engagement with official
logics, generation of “new modes of politics,” and creation of “highly unequal and
heterogeneous cities.”159 These modes of urbanisation enable dwellers develop
ownership of their cities through political astuteness, capabilities to engage directly
with rights talks, and also identify and utilize transversal logics with and around
formal processes, agencies and plans. In addition, peripheral urbanization is not a
single fit-for-all model of analysis, rather a provisional and flexible frame that aims
to register variations in different contexts and also the dynamic changes even within
a city, within a certain period. The word “peripheral” does not necessarily refer to
geographic location, rather emphasises the mode of engagement of residents in the
city making process.
155 Pushpa Arabindoo, “‘City of Sand’: Stately Re-Imagination of Marina Beach in Chennai,” International
Journal of Urban and Regional Research 35, no. 2 (2011): 379–401, https://doi.org/10.1111/j.1468-
2427.2010.00943.x.
156 Colin Mcfarlane, “The Comparative City: Knowledge, Learning, Urbanism,” International Journal of Urban
and Regional Research 34, no. 4 (2010): 726, https://doi.org/10.1111/j.1468-2427.2010.00917.x.
157 Robinson, “Comparative Urbanism: New Geographies and Cultures of Theorizing the Urban,” 196; For an
example of launching analyses see Simone, “The Surfacing of Urban Life.”
158 Teresa PR Caldeira, “Peripheral Urbanization: Autoconstruction, Transversal Logics, and Politics in Cities
of the Global South,” Environment and Planning D: Society and Space 35, no. 1 (February 2017): 3–20,
https://doi.org/10.1177/0263775816658479.
159 Caldeira.
It is essential here, to bring into view the methodological exploration within planetary
urbanisation. As an urban theory, planetary urbanization relies on a theoretical
hypothesis and a methodology offered by Henry Lefebvre—“the urban revolution”162
and “transduction.”163 Its notable advocates Neil Brenner and Christian Schmid164
underline that, Lefebvre’s prediction of the urban revolution is already here, not only
in particular regions but globally.165 Accordingly, they proclaim, urban theory can no
longer be about the features and forms of cities and city-ness, rather an endeavour
of urban processes—of extended and concentrated urbanisations—detaching
urbanisation from the notion of ‘the city’ and accounting for urbanisation that
happens across fields, regions and the globe as a planetary phenomenon. This sets
out a large space of theorization wherein lie multiple explorations between capturing
the global nature of urbanization processes and diagnosing located differences and
variables—from the neighbourhood to the planetary scale.
160 Caldeira, 5.
161 Caldeira, 5.
162 “Similarly, by ‘urban revolution’ I refer to the transformations that affect contemporary society, ranging
from the period when questions of growth and industrialization predominate (model, plans, programs) to
the period when the urban problematic becomes predominant, when the search for solutions and modalities
unique to urban society are foremost.” Henri Lefebvre, The Urban Revolution, 5.
163 “Unlike a fact-filled empirism with its risky extrapolations and fragments of indigestible knowledge,
we can build a theory from a theoretical hypothesis. The development of such a theory is associated with
a methodology. For example, research involving a virtual object, which attempts to define and realize that
object as part of an ongoing project, already has a name: transduction. The term reflects an intellectual
approach toward a possible object, which we can employ alongside the more conventional activities of
deduction and induction. The concept of an urban society, which I introduced above, this implies a hypothesis
and a definition.” Henri Lefebvre, 5.
164 Brenner and Schmid, “Towards a New Epistemology of the Urban?”
165 Philipp Horn, Paola Alfaro d’Alencon, and Ana Claudia Duarte Cardoso, eds., Emerging Urban Spaces, The
Urban Book Series (Cham: Springer International Publishing, 2018), 3, https://doi.org/10.1007/978-3-319-
57816-3.
170 Pink, Doing Visual Ethnography: Images, Media and Representation in Research, 1.
172 Linda Groat and David Wang, Architectural Research Methods, Second (New Jersey: John Wiley & Sons,
Inc., 2013), 23.
173 Groat and Wang, 21–27.
174 “Science is certainty; research is uncertainty. Science is supposed to be cold, straight, and detached;
research is warm, involving, and risky. Science puts an end to the vagaries of human disputes; research
creates controversies. Science pro-duces objectivity by escaping as much as possible from the shackles of
ideology, passions, and emotions; research feeds on all of those to render objects of inquiry familiar.” Bruno
Latour, “From the World of Science to the World of Research?,” Science 280, no. 5361 (April 10, 1998):
208–9, https://doi.org/10.1126/science.280.5361.208.
This broad review of research, in the fields of design and planning, portrays its
qualities as a situated and systematized enquiry of a place or artifact, that heavily
relies on visual information. Especially, when dealing with dynamic urban contexts,
ethnographic observation—in-depth exploration of a setting, situated detailing, the
reliance on non-precoded data, analytic method that primes residents’ points of
view176—prove useful. The following is a discussion of various approaches that tie
design and ethnography, and to a less explicit degree visual ethnography.
175 David Salomon, “Experimental Cultures: On the ‘End’ of the Design Thesis and the Rise of the Research
Studio,” Journal of Architectural Education 65, no. 1 (2011): 34, https://doi.org/10.1111/j.1531-
314X.2011.01172.x.
176 see also, Groat and Wang, Architectural Research Methods, 225.
177 Sarah Pink et al., Making Homes: Ethnography and Design (London, UNITED KINGDOM: Taylor & Francis
Group, 2017), 93–126, http://ebookcentral.proquest.com/lib/delft/detail.action?docID=4835136.
We talked to village residents about the ways of life and the landscapes that had
been washed away by the tsunami, and used the fragments of information collected
in the interviews to make drawings that reconstituted these spaces. The process
was akin to putting together pieces of a puzzle in one‘s memory, and I began to
think that we might call this way of working ‘Architectural Ethnography.’ I thought
that if we could draw up a reconstruction plan based on a thorough understanding
of the village gained through the survey, then it could serve as an effective means
of illustrating and realizing an entire sequence linking past, present, and future.180
178 Galen Cranz, Ethnography for Designers, 1st ed. (London: Routledge, 2016), https://www-taylorfrancis-
com.tudelft.idm.oclc.org/pdfviewer/; Galen Cranz et al., “Teaching Semantic Ethnography to Architecture
Students,” International Journal of Architectural Research: ArchNet-IJAR 8, no. 3 (November 30, 2014): 6,
https://doi.org/10.26687/archnet-ijar.v8i3.433.
179 Cranz, Ethnography for Designers, 5.
180 Momoyo Kaijima, “Learning from Architectural Ethnography,” HafenCity University’s Urban Design
master’s programme, Urban Design Reader, accessed September 15, 2020, http://urban-design-reader.de/
atrium-behaviorology/learning-from-architectural-ethnography.
Jan Rathuizen’s book, ‘The Soft Atlas of Amsterdam: Hand Drawn Perspectives From
Daily Life,’ is a visually stimulating and ethnographically rich art work. He attributes
the use of the word, soft, in the title of the book to the 1974 book by Jonathan Raban
called ‘Soft City’ by saying:
His idea is that the city is where the solid concrete reality of buildings and asphalt
meets the malleable, subjective experience and expectations of the people who live
and work here.183
I began by simply recording my walks in text, photos, and sketches, and from there
I gradually developed an approach to drawing that combines text and images in
a way that pays equal attention to both. My drawings mostly consist of detailed
graphic and written stories of the places I visit. They are like the windows through
which I observe the everyday.184
181 Kaijima.
182 Kaijima.
183 Jan Rothuizen, The Soft Atlas of Amsterdam: Hand Drawn Perspectives From Daily Life (Amsterdam:
Nieuw Amsterdam Uitgevers, 2014).
184 Jan Rothuizen, “Club Colombia” (n.d.).
185 Rothuizen.
PLORATI
- discovery of theory from social data
- simultaneous performance of data collection
analysis and theory development
L EX
- attending to language, meaning and actions
RCHES
OLOGICA
E RESEA
METHOD
COMPARATIVE URBANISM
IV
historical/’vertical’/diachronic analysis
CROSS-C
FEATURE
ITIES FOR
VISUAL ETHNOGRAPHY
- the visual material as a form of
note taking, object of analysis, and technique
/OPPORTUN
of representation
- equal attention to textual and visual material
FIG. 3.3 Main features of qualitative research with similar conceptual intents—nuanced reading of
experiences—as opportunities for exploration of cross-cutting, new methods.
The frames of the trinocular are not merely metaphoric, but they hold the whole
methodology together. They serve as tools of documentation, analysis and
representation or description. They apply to all stages of the fieldwork as discussed
in section 3.5. to document what is seen through all the three viewing lenses.
Threading through the theories of methods reviewed in section 3.2, these three
frames serve as techniques that cross-cut disciplinary traditions and allow the
researcher to probe different aspects of complex urban conditions at a time. Below
are positional discussions and practical applications (within the current research) of
these frames: stories, visual evidencing, and ethnography.
Stories offer a unique access into lived experiences, practiced lives and places; not
limited in scope or purpose to freezing a once past event but traversing times and
borders. Beyond describing object characteristics, flows, interplays and distinctions
of spaces, stories play more profound role in founding, shaping, and authorizing
them. Inversely, they can also render them inexistent or cause their loss through
exclusion or by reducing them to mere “museographical objects.”189
188 Michel de Certeau, The Practice of Everyday Life, trans. Steven F. Rendall, 3rd ed. (Berkerley, UNITED
STATES: University of California Press, 2011), 129, http://ebookcentral.proquest.com/lib/delft/detail.
action?docID=922939.
189 de Certeau, 123.
190 “In modern Athens, the vehicles of mass transportation are called metaphoria. To go to work or come
home, one takes ‘metaphor’—a bus or a train. Stories could also take this noble name: every day, they
traverse and organize places; they select and link them together; they make sentences and itineraries out of
them. They are spatial trajectories.” de Certeau, 115.
In many works, narrativity insinuates itself into scientific discourse as its general
denomination (its title), as one of its parts (“case” studies, “life stories,” or stories
of groups, etc.) or as its counterpoint (quoted fragments, interviews, “sayings,”
etc.). Narrativity haunts such discourses. Shouldn’t we recognize its scientific
legitimacy by assuming that instead of being a remainder that cannot be, or has
not yet been, eliminated from discourse, narrativity has a necessary function in
it, and that a theory of narration is indissociable from a theory of practices, as its
condition as well as its production?193
The truth value that researchers seek out of stories needs to be checked. The role
of stories beyond description is articulated by de Certeau as the creation of fictional
space; and that narration’s pursuit is not the ‘getting close to’ or arresting what is
‘real’ via textualization, but it is an act of hitting a balance in which place, time, and
the speaker partake. Toward this goal, he proposes that, a more explicit scientific
model wherein theory of everyday practices mimics the way of narration is needed.
The writing of the stories itself is allegorical; it is more than just inscription of what
is said. James Clifford urges for the acceptance of the inescapably allegorical nature
of ethnographic text.194 The impulse to redeem phenomena in a certain way and
194 James Clifford and George E. Marcus, eds., Writing Culture: The Poetics and Politics of Ethnography,
Experiments in Contemporary Anthropology (Berkeley and Los Angeles: University of California Press, 1986), 99.
The data of ethnography makes sense only within patterned arrangements and
narratives, and these are conventional, political, and meaningful in a more than
referential sense.196
Allegory thus, primes narratives and stories embedded in the writing process and the
resulting text. It adds temporal aspects to the reading process and complicates both
the writing and reading process in a useful manner. Furthermore, awareness of the
implicit and explicit narratives and temporal setups in a culture increases as allegoric
awareness increases. The unrealistic fear that the recognition of allegory may lead to
“a nihilism of reading” should thus be overcome from the get-go.197
Such epistemic and methodological intersections avail space for the discovery of
new understandings and methodological innovation. Visual evidencing emerges
advantageous in such a condition where the primacy of stories, and exposition and
writing the allegoric narratives of a complex context is required, as a form of both
visual and textual ethnography.
199 Clarke, Friese, and Washburn, Situational Analysis in Practice: Mapping Research with Grounded Theory,
172.
The discovery of the lenses from the exploratory phase of the fieldwork for this
research is introduced in section 3.5 below. The lenses are neither exhaustive nor
exclusive of other features of the sefer or other communities in other contexts. They
are rather specific to the case site conditions and can be taken as exemplary to
what kind of viewing points can be set up to investigate complex urban conditions.
Their validity across various contexts or ability to be extrapolated to other sefer
conditions is not tested in this research. Yet, within the objectives of this research,
since they are extractions from an observed reality with a special focus on features
of peculiarity, they provide competent nuances to other dominant forms of readings
that currently are in practice. The findings through these lenses will be discussed in
chapters 4, 5, and 6. The introduction of the lenses below will be brief.
Site sefer
As indicated at the beginning of this chapter, the subjects of this research are three
case sefer in Addis Ababa selected based on two criteria. The first criterium is
time—the basic fact that these sefer have been part of the city since its foundation.
Through time, multiple sefer have been formed, but as young a city Addis Ababa is,
it is important to peak into the historically embedded ones. The second criterium
is the type of sefer as elaborated by Bahru Zewde.201 The ‘sefer of the nobility,’ the
‘occupational’ sefer, and the ‘community’ (based on place of origin, prior moving to
Addis Ababa, or ethnicity of settlers) sefer. These typologies have also been alluded
Dejach Wube sefer is named after Dejazmach Wube Atnaf Seged, a military
commander,204 and a son-in-law to Emperor Menelik II, as he was married to
Princess Zewditu Menelik in 1891.205 He was thus, like the few others favoured by the
emperor, offered a large tract of land to settle in the newly founded capital. Similar
to other areas in the city, what was a forest and plain field, is gradually cleared as
new residents built new houses and settled as per the wish of the Dejach. Situated
North of the prominent Kidus Giorgis (St. George) or Arada Giorgis church and Arada
market, this land had major locational significance. During Melinik’s reign Arada, as
an area, would swiftly grow to become the vibrant commercial centre of the city, and
in later times, especially in 1960’s a cultural hub. It is during the later period Dejach
Wube sefer attained the informal name “Wube Bereha” (Wube Desert). Though it is
difficult to find the reasoning for the choice of the word ‘desert’ in this name, during
this period, it had become the place with popular cafés, bars, and night clubs—a
brewing spot for alternative cultures. It was the arena of cultural experimentation
and performance, especially of ‘modern’ Ethiopian literary and entertainment
cultures. Popular figures and celebrities frequented the sefer as it was considered the
place where modernity manifested. Current residents, some of whom are informants
to this research, reminisce about those times with nostalgia as they worry about
its contemporary state. Today, significant portions of the sefer are demolished for
redevelopment purposes and the remaining dwellers anticipate the same will happen
soon to their area.
202 Fasil Giorghis and Denis Gerard, The City & Its Architectural Heritage, Addis Ababa 1986-1941, La Ville
Son Patrimoine Architectural (Addis Ababa: Shama Books, 2007), 42.
203 Garretson, A History of Addis Abäba from Its Foundation in 1886 to 1910, 2.
204 ‘Dejazmach’ is a military title that Peter P. Garretson translates directly as “commander of the door,” and
equivalently as “commander of the rear guard.” In contemporary, colloquial use it is shortened as ‘Dejach.’
Garretson, 2, 177.
205 Giorghis and Gerard, The City & Its Architectural Heritage, Addis Ababa 1986-1941, La Ville Son
Patrimoine Architectural, 234.
The most numerous of the workers were those working in iron. They were divided
into two groups, the fitters and the more numerous the forgers. The former were
the most skilful, could repair the parts of a rifle, make iron lances, bits, chains
and sabres.206
Similar to Dejach Wube, it is located close to Arada marker, but borders it from
South. In addition to the trade advantage the industrious workers’ quarter enjoys
because of its location, it was also where most foreigners (i.e. Greek, Armenian, and
Indian workers and traders) worked and resided. It was not only the ‘workshop of the
city’ but also the place where active exchange of technology and culture happened.
Even though there were a few noble households living in this sefer,207 the most
known and referred to, till date, by residents, as owning large portion of the land is
Basha208 Mulat Belayneh. Multiple informants stated that he inherited the properties
from his father Belayneh,209 who was deceased at a battle in Maychew, in which both
of them took part. Basha Mulat is rather known as a trader, landowner, and landlord
in the area than his military engagements. He was later killed during the revolution
that toppled the monarchy in 1974 and his properties nationalized in keeping with
the declaration for nationalization of extra properties. Similar to the case of Dejach
Wube sefer, residents in serategna sefer harbour a feeling of uncertainty and
insecurity as they witness neighbouring sefer be cleared for development purposes.
206 Garretson, A History of Addis Abäba from Its Foundation in 1886 to 1910, 98.
207 Multiple interviews show, Fitawrari Yigletu, Balambaras Tilaye, and Basha Yigletu as some notable names
of noble men who resided in the area and whose descendant’s still live in serategna sefer.
208 ‘Basha’ is a title given to low ranking military personnel.
209 This research was not able to identify Belayneh as a noble or military person in relation to Emperor
Menilik II, but an informant has disclosed that both Basha Mulat and Belayneh have been at a battle in
Maychew, where the later was deceased.
Fieldwork
The fieldwork for this research is done in three separate periods with durations of
two, four and three months each consecutively—a total of nine months. From July to
September of 2017, two forms of explorations were performed. The first is a survey
of Addis Ababa’s sefer, with a mapping exercise to identify and locate the most
notable ones. This included focus group session of mapping, interviews with elders
and urban historians, and periodically walking through six prominent areas: Geja,
Doro Maneqia, Serategna, Gedam, Dejach Wube and Gebar sefer. Together with the
literature review and prior documentations of the conditions of sefer, this survey was
essential to set out the overall story of sefer as individual areas within the city as well
as a connected systems and relations.
210 “The superintendent of the servants, head of the household, either of a noble or the emperor. A
commander or chief.” Garretson, A History of Addis Abäba from Its Foundation in 1886 to 1910, 176.
211 Garretson, 29, 32.
FIG. 3.4 Focus group working session, identifying prominent sefer in the larger Arada area of Addis Ababa.
Hager Fikir
GEDAM
SEFER Mekonnen Habtewolde
Tesema Eshete
Col. Robinson
DORO
Jurnalists Association MANEKIA
TALIAN Addis Ababa Municipality SEFER
SEFER
Jimma Bar ( Mussie Minas)
Sebara Babur Oumer Kayam
ATKILT
TERA Texas Tea House
Asegedech Alamrewu
Bartolome Mvucci
Indian Community
Shalom Shalom Apartments
Darmar
Sinague Merry Aramde
Tefera Sharewu Wolde Giorgis
SERATEGNA
Tesfaye Kejela SEFER
Cotinental Hotel
First Video Center
Seasonal River
FIG. 3.5 Map showing sefer in the larger Arada area as preliminary finding—a result of focus group mapping exercise.
The second form of exploration was sharply focused on Dejach Wube sefer. The
main objectives of this phase were observing the environs, establishing rapport with
members of the community, identifying main activities from the domestic to the
common spaces, and preliminary data collection and analysis. It is thus, a first step
in forming the basis for the methodological approach and conceptual frames of this
research. Through repeated visits and non-selective, sefer-wide, in-depth interviews,
go-along observations, mapping and drawing exercises four main conceptual areas
212 see also, Clarke, Friese, and Washburn, Situational Analysis in Practice: Mapping Research with Grounded
Theory, 171–74.
213 Merkato is a large area of open market at the center of Addis Ababa and Atikilt Tera is a fruits and
vegetable market, the largest in Ethiopia.
The second fieldwork (January–May 2018) followed a review of the above conceptual
frames, and the formation of the three lenses of the trinocular. The lenses are thus
an extension of these initial conceptions. Noting the overlapping nature of the frames
discussed in points 3 & 4 above, while formulating the methodology, an inclusive
conception is adopted—spatial typologies. The other development prior to the
second fieldwork was the choice of case sefer as discussed earlier in this section.
This phase of the fieldwork rigorously documented all three selected case sites on
the sefer level and the gebbi (compound) level. The compounds in the sefer are
results of organic growth of the sefer that are situated in; subdivisions of the area
based on different tenure arrangements across many years and regimes. They
reflect the initial organic beginnings of the sefer based on topography of the land
and access but also later developments such as the 1975 nationalization of land
properties that distributed buildings within compounds to new dwellers. This is
reflected both in density and demographic composition of sefer. Most importantly,
within sefer the gebbi are identifiers of a degree of relations lower in scale than the
sefer. In all cases they have names given to them for different reasons—dominant
domestic occupation, names of notable persons, names of the place of origin of some
or most of the dwellers, or a coincidental historic phenomenon within the community.
The main objective of this phase of the research was thus, to document the selected
sefer by employing the three methodological lenses: cognitive borders, social
relations, and spatial typologies. To this end, further in-depth interviews, go-along
observations, mapping and drawing exercises were conducted.
The third fieldwork was a focus on a single gebbi per sefer, for detailed
documentation and analysis. It expanded on in-depth interviews performed in earlier
phases, and intensified on visual evidencing through videography, photography and
drawings. Meqdela Gebbi, Qibe Gebbi, and Beqel Gebbi are the three compounds
chosen from Dejach Wube, Serategna and Geja Sefer respectively.
There are five forms of information gathered during the field work for this research—
interviews, videos, photographs, drawings and maps. All interviews are conducted
in the local language Amharic, then translated and transcribed into English. Most of
the videos recorded are done without prior notification of a visit to the sites, while
some of them are planned to capture moments that are peculiar to the settings.
For example, if a home-based economic production, has a specific high time during
the day, this was pointed out by the informants and the recordings are planned as
such. The same applies to photographic documentation. Drawing and mapping were
done as part of the notetaking but also served as means of communication with
informants at the sites. Digitization and further illustration of these initial maps and
drawings is done in later stages, either immediately after a site visit or as part of the
analytic and writing work.
Katanga
Gebbi
Mekdela
Gebbi
50-Beteseb
Qibe Gebbi
Gebbi Balambaras
Gebbi
Basha
Mulat
Gebbi
2 Serategna sefer
Memher
Tesema
Gebbi
Beqel Gash
Gebbi Semmu
Gebbi
Tadesse
Gebbi
Gash
Kidane
Gebbi
3 Geja sefer
As discussed in earlier, the first analytic intervention was done together with
the exploratory fieldwork that led to the discovery of the four conceptual frames
that later became three. These conceptual frames then became the lenses of the
trinocular—integral to the methodology thereafter. The second analytic intervention
is organizing the data according to the three lenses. During analysis, especially of
the stories told by informants, multiple interventions have been taken. First is the
translation (from Amharic to English) and transcription of the recorded interviews.
Translation already introduces the researcher’s role in textualizing and intervention
by infusing meaning to the stories with English speaking audience in mind. Here thus,
cultural and linguistic allegories, even before the writing process begins, appear in
the plot. Not only the storified circumstances (time and place), and the storyteller/
interviewee, but also the interpreter (in this case the researcher) participate in
the construction of the narrative. The second analytic step is situational mapping
(both messy and ordered maps) of the information in the translated and transcribed
text—a multistep process by itself. Thirdly, the situational maps are juxtaposed with
the observational data: field notes, maps, photographs, videos, and drawings. The
contents of the notes are either directly taken from the notes of the fieldwork, or
reiterative and reflective writings in later stages. Recorded videos and audios are
utilized in formulating some of these notes in retrospective evaluation.
A recent article by James Wiley Scott begins with the claim; “[l]inking borders to
cognition can widen our understandings of space–society relations.”216 Based on
two case localities in Berlin and Warsaw, the article sought “to associate cognition,
borders, and everyday processes of place-making.”217 It further argues that places
and borders are crucial for “meaning-making;” they are co-constitutive of each
other; border-making is a process of cognition and imagination; and the means
to access these links is tapping into narratives and stories. This chapter builds on
these assertions and argues that the complexity within, and the seeming monotony
in the expansive appearance of Addis Ababa’s sefer can better be untangled;
engrained distinctions can be identified and the scale of meaningful associations
and placeness, as located knowledge can be produced through the lens of cognitive
borders. Consequently, fundamental understanding of an element of space-society
relations that is crucial for design and planning functions—scale, at various levels,
is established.
214 Francisco J. Varela, Evan Thompson, and Eleanor Rosch, The Embodied Mind: Cognitive Science and
Human Experience (MIT Press, 1991) as cited in; James Wesley Scott, “Cognitive Geographies of Bordering:
The Case of Urban Neighbourhoods in Transition,” Theory & Psychology, October 17, 2020, 1–18, https://
doi.org/10.1177/0959354320964867.
215 Scott, “Cognitive Geographies of Bordering.”
216 Scott.
Henk Van Houtum and Ton Van Naerssen state that it is unjust for the word
‘borders’ to assume places as fixed in space and time—instead, borders “symbolize
a social practice of spatial differentiation.”220 Social relations individuals are
rooted in produce their social identity that must be comprehended as collective
“processes of continuous ‘re-writing’ of the self and of social collectives.”221 This
process manifests with thrust in communities where resources are limited and life
circumstances are less predictable. These conditions enforce the “cognitive nature
of bordering”222 that is exhibited in how distinctions and relations are established in
places and communities. In order to understand borders beyond what is physical and
visible, identify meanings that are seldom off the official maps, and account for time
and change that can render or suspend placeness, it is essential to document and
analyze dwellers’ stories and visualize the distinctions and relationalities in sefer.
218 Scott, 6.
219 Scott, 2.
220 Henk Van Houtum and Ton Van Naerssen, “Bordering, Ordering and Othering,” Tijdschrift Voor
Economische En Sociale Geografie 93, no. 2 (2002): 126, https://doi.org/10.1111/1467-9663.00189.
221 Houtum and Naerssen, 132.
222 James W. Scott, “Introduction: Bordering, Ordering. Othering (Almost) Twenty Years On,” Tijdschrift
Voor Economische En Sociale Geografie n/a, no. n/a, accessed October 28, 2020, https://doi.org/10.1111/
tesg.12464.
Such initial observation can only form the basis for more exploration of borders as
they relate to sefer. A few conversations with residents quickly expose that, borders
that one can draw based on what is visible in the form of streets, topography and
landmarks fail to apprehend the nuances that make places. For example, what
was marked as Serategna sefer during the first phase of this research, as mainly
bounded by Haileselassie I street and Bantyiketu river is later discovered to be a
composition of three sefer—Serategna sefer, Gebar sefer, and Menze sefer. In other
words, Serategna sefer covers a smaller area than initially identified. This was further
reinforced with detailed markers through in-depth interviews with residents of the
sefer in later stages.
The three sections below are, sefer by sefer descriptions of findings of the research.
They illustrate the multi-scalar manifestation of the cognitive borders in Dejach
Wube, Serategna and Geja sefer consecutively. At the beginning of each section,
pertinent physical border conditions in each sefer are discussed. These play
introductive roles and provide basic orientation to the contexts. Then, they are
followed by description of sefer wide cognitive border conditions based on interviews
and contemporaneous narratives from academic and popular discourses. Thirdly,
selected stories from interviews, and maps that work in tandem with them, bring
forth specific, intra-sefer border conditions. These are based on responses that
interviewees gave to variant forms of the questions:
Follow up probes within the frame of these questions are used to facilitate multiple
responses and clarifications that are then used to generate maps both on and off the
fieldwork. Section 4.4 then, puts the site specific findings presented in the preceding
three sections, in a broader view and link them back to the comprehension of space-
society relations—the notions of ‘placeness,’ ‘thereness,’ ‘belongingness’ and scale
of cognized sense of places in the sefer.
Before going into the exploration of the cognitive borders, those that are imagined,
experienced and narrativized; it is important to mark those that are physical in nature.
Topography, streets and alleys, fences and walls, and landmarks can be observed as
physical borders at the initial levels of investigation. Locating these features at this stage
helps to spatialize residents’ narratives, as we inspect the non-physical ones in later stages.
The most pronounced topographical feature of Dejach Wube sefer is the vertical rise of
about thirty-three meters as one moves from the Northeastern corner (Afencho Ber) to
its Northwestern corner following Botswana Street into Senegal Street. While the sefer’s
average elevation, predominantly, levels with the southernmost tip of Benin street; a
street that dissects the sefer, its Northeastern parts are elevated and retained by a
masonry wall that is six meters tall at its peak point. This topographic condition explains
the frequency of inward access streets that increases as one moves Southward, and
the sefer gradually levels with main streets. Topographic logics in establishing borders
persists as one moves into the smaller alleys that form clusters within the sefer. The
meandering and organic morphology thus, is a result of early days’ footpaths that were
established with minimal attack to the topography. Furthermore, parcels and plots that
became the borders of gebbi arise from the nexus between the topographic features
and the various land tenure systems and property regulations across varying regimes.
Landmarks, especially those embedded in the local narratives and used in everyday
practice by residents, are also important markers of border making and marking.
Places such as the Italian Cultural Institute may have transnational relevance in
demarcation while the Addis Ababa Police Commission building complex can be
taken as a city-wide reference. Whereas, local schools, heritage buildings, and
business establishments such as hotels serve as references to the scope of the
Dejach Wube sefer and its neighboring communities. The further we study the
community, local places, streets and facilities become apparent means of distinction.
A distinct feature to sefer in Addis Ababa is the use of corrugated iron sheet fencing
to create tactile borders to gebbi. In addition to this physical limit, gebbi are distinctly
named borders, with their individual histories and identities. Since these borders are
results of organic evolution processes, they are irregular in size, shape, number of
households, and as will be discussed in Chapter 6 , in their internal spatial logic.
t.
st
in S
Am
Ben
o
Zer
15
3
4 2
7
20
5 6 8
9
10
18
12 11 14
17
13
19
16
FIG. 4.2 Dejach Wube sefer; landmarks, streets and reference points
Particularly after the 1950’s into the 1970’s, there was an attempt to rebel against
the normative cultural order of the autocratic imperial state, and its modernizing
prescriptions and impulses. For instance, ጨዋነት … (respectability) politics … of
this autocratic imperialist state were really … rebelled against. … for instance, in
places like Wube Bereha (Dejach Wube sefer), … which basically, in a sense, re-
evaluated the values of that imperial order.223
223 Tumultuous Times: Ethiopia Revolution and Derg Years, The Africa Institute, 2020, 01:46:49-47:46,
https://youtu.be/L-sWI0rZcD8.
Dejach Wube sefer is also a place where a sense of pan Africanism was cultured, as
can be detected in the naming of living compounds such as Katanga gebbi or the
popular bar called Patrice Lumumba—named after the Congo’s freedom fighter, who
became its first prime minister after liberation from Belgium. Korea gebbi on the
other hand refers to the Ethiopian military engagement as part of the United Nations
Command in the Korean war, whereby a battalion was deployed in the early 1950s.
With names of gebbi that are borrowed from places within Ethiopia such as Meqdela
and Axum gebbi, and in some cases adopted from other sefer within Addis Ababa
such as, Saris gebbi; multiple degrees of local representation and identification are
witnessed. The numbered identity through the kebele system that was introduced
by the Derg military regime, has also set its marks in areas residents identify with
numbers such as Zero Amst (Zero Five); a now demolished part of Dejach Wube
sefer that persists in everyday popular narratives of nostalgia and loss. The act,
by the state, of physical interventions; the erection of new structures such as the
condominium blocks, and the recent demolition of Zero Amst to give way to new
developments, impregnate the sefer with more narratives of borders as residents
grapple with the changing realities. Thus, there are multiple, intense, chronological
moments that are constant shapers of border narratives and the physical reality
thus far. Its foundation, and introduction of land tenure system and social strata;
social, political and cultural turbulence of the 1950’s-70’s that culminated with
the 1975 nationalization of private properties; and contemporary developmental
interventions are some main examples that are popularized and narrativized.
Accessing these border narratives that influence identities, distinctions and relations
among residents of the sefer demands digging into their lived experiences and
daily practices.
Tasa
Gebbi
Saris
Axum Gebbi
Gebbi
Katanga
Gebbi
Mekdela
Gebbi
To further illustrate the border making processes and identify both cognitive and
literal logics and features of distinction and demarcation, this section presents a
selection of responses to in-depth interviews, and results of on-site mapping work
that accompanied them. The texts are excerpts from lengthy interviews that pertain
to the lens cognitive borders. With the allegoric nature of the stories the respondents
told, and with the first hand translational and transcriptional intervention by the
researcher in mind, it is useful to enter residents’ ‘own’ description and synthesized
field notes and reflections, all with equivalent weight. The maps presented are
not precision oriented, rather they represent, in some cases verbal and gestural
descriptions, and in other cases walk along mapping work performed with
interviewees who agreed to engage in such.
Interviewee GA is a sixty-eight years old male, a retired lawyer who lived in the
sefer for more than 60 years. He prides himself on being leader of various communal
associations in the community.
…. So, there were a lot of bars and dancing places around here, mostly owned by women such
as W/ro Gadissie. It was fashionable to own a dancing club, it was a big thing to be regarded as
a person who owns a bar or a club. It was also an area known for a lot of bar fights, and some
famous boxers such as Abdissa and some others used to frequent here. Most of this is anchored
around Partice Lumumba bar/club. If you start with the street where Patrice is and go down
toward Zero Amst, but then turn right avoiding it, and you turn up towards St. George round
about, then you turn right again to Tele Club, just by your right, also passing by Soramba and
continuing until the next turn to your right. It will then be a loop, when you continue down the
alley. This is the yolk of this sefer as we know it. This is where Patrice Lumumba is, a number
of other dance places one after the other too, so that is the center. Back then it was a place of
entertainment, where people come for joy.
… [p]eople of all walks of life came here, even shoe shiners, guards, soldiers, and the like. So it was
all about dancing with just a small amount of money. Back then a beer costed only forty five cents
in bars and a birr if it is in the dancing places. You can have an all-night out with just a few birr.
… You know what, I associate with many all over the sefer. Indeed, I live in the heart of the sefer,
close to many activities but I am also well connected to the whole sefer. All the landmarks I
mentioned to you earlier have their historical importance to me. There may be good times and
sometimes bad ones, but I can dare say the whole sefer is where I belong. It would be difficult for
me to narrow it down. But, if you insist I can list places like… Betty Hotel, Asres, St George church,
and most importantly the banquet hall. The banquet hall, is like our emblem, it is a significant place
around which the sefer is formed and even today, it’s a tourist attraction for us, so we are proud of it.
GA tells a story which puts the night life of the 1950s-70s as a main drive to forming
the identity of the sefer. In doing so, he places the bar Patrice Lumumba and the
street that runs along it, as the epicenter of this identity—features from where he
started to explain the limits of the sefer. Furthermore, he explains with pride how
people of different background were able to enjoy the sefer, suggesting this identity
is not reserved for locals or rather a shared and elastic one. GA also finds it difficult
to say which specific part of the sefer he feels most attached to. Considering the
weight of the emphasis he gave to the effect of Patrice Lumumba in meaning making,
it may appear his choice would be a straightforward one, but he repeatedly iterates
“you won’t be able to choose,” as he underscores his connection and sentiments
to the wider sefer area. Even though he mentions the Banquette Hall at the end as
the ‘emblem’ of the sefer, his main body of narration had ignored it and much focus
was given to the night life there was and its distinctness in atmosphere and features.
In both instances—not being able to choose a specific place and submitting the
banquette hall as the emblem of the sefer—he presented a grey zone outside of what
he described as ‘the yolk’ of the sefer—the street full of night life. He uses distinct
descriptions to both and establishes between them, but not in the strictest sense.
In addition, he shares his worry with the statement “times have changed and the
sefer is challenged,” especially reacting to the current events of redevelopment and
resettlement. This can be highlighted as a narration of changing borders and identities.
Interviewee’s residence
Frequented function
(School)
Interviewee’s Social
relations’ residences
Interviewee’s assumed
area of belingingness
2
FIG. 4.5 Map showing Interviewee GA’s cognitive border, Dejach Wube sefer
Most of the people with whom I grew up are either deceased or have recently moved out to
the new condominium projects. Right now, I have a close relationship with just my immediate
neighbors with whom I share the same religion as well. We are protestants. In general, I have a
good relationship with the wide sefer area but it is much tighter with my close neighbors. I have
a sister who lives just behind a wall and I meet with her quite frequently. In good days or bad, of
course, we support and associate with other compounds too.
… My sefer is just this area [points to the shared space within the gebbi], those who are
deceased were good neighbors of mine but I was not as close to them so … On special occasion,
celebration or on incidents of funerals and also just as neighbors we organize to help and support
each other, in these ways we bond.
… It is basically this area [points to gebbi fence]. The one I can say is my sefer is, the part I
told you, it is just below here and then going up and turning around like so [points a looping
area circumscribing Axum gebbi]. Its where I grew up and have attachments with, just along the
street here.
… We share ‘edders’ and ‘equbs’ with the gebbi in front of ours, one down the street and another
one next to [ours], there is a bigger one just when you get out of here, you see the last household
close to our gate is number 299, so the gebbi just next to it.
… we are separated by just a fence, right over here, below the construction site W/ro G’s gebbi
and A’s gebbi, just below the construction. And also there is a shop just up front, when you leave
this gebbi and walk upward the narrow alley, then you will see the shop close to the pension; they
are also members to our iddir. In addition, with my protestant neighbors, I am also part of an iddir
we set up separately. There are members from within this compound, neighboring gebbi and even
as far as Zero Amst, there is a member woman from there. We meet once a month for that iddir.
… We switch among members as to where it should be hosted. One month it can be at my house
and the next can be next door.
Interviewee’s residence
Interviewee’s Social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.6 Map showing Interviewee AA’s cognitive border, Dejach Wube sefer
… Primarily, Addis Ababa restaurant, then comes Meqdela Hotel. I have never entered Patrice
Lumumba. We see others partying there but I never went in. Instead, in the demolished area (Zero
Amst) there were nice places like Haile Kitfo that I used to frequent.
… My life is around Saris gebbi, and the Addis Ababa restaurant. That is where I spent the earlier
period of my life in Addis Ababa. Then I moved to this gebbi when I got married. I go to Meqdela
hotel because, I seldom play billiards with friends there. So these places define the sefer for me.
… It is very conveniently located and connected, convenient for mobility in the city; the
social life is good; it is quite a popular area; and it is a historical sefer. It is a sefer you can
mention anywhere in Addis and everyone recognizes it! Haven’t you heard the lyrics to Ketema
Mekonnen’s song?
TK makes clear distinctions with his first statement, that he likes places such as
Addis Ababa restaurant and Meqdela Hotel and has avoided Patrice Lumumba.
Within the statement “we see others partying there, but I never went in,” he shows
his preferences that instead of the historically dynamic party places, he chooses
to spend his time playing billiards at Meqdela hotel. He later invokes the lyrics of
a popular song by a singer who must have performed at Patrice Lumumba bar, to
express his pride in the sefer, and seeming to embrace the sefer’s popular identity
that he, as a daily practice, avoids. Similar to GA, he showed his personal inclination
to a certain essence of the sefer and in the same sentiment he expands a secondary
territoriality to other parts. Having lived in a gebbi that borders Addis Ababa
224 This song is a sort of bravado about the active, fast-paced and sometimes dangerous kind of life the
sefer was known for. Playing football with stone, refers to the obvious risks taken, while ‘when did they come,
when did they arrive’ refers to its dynamic nature.
Interviewee’s residence
Frequented function
(School)
Interviewee’s social
relations’ residences
3
Favored and frequented
1
places
Interviewee’s assumed
area of belingingness
FIG. 4.7 Map showing Interviewee TK’s cognitive border, Dejach Wube sefer
… My area starts from Meqdela hotel, down to Patrice Lumumba, including Addis Ababa medical
college and making a round, I would say that is my area. Show me Patrice on the map, where are
we now? [interviewer explains]. So, including the police commission office and Soramba as well,
but excluding the Sheraton restaurant area.
… By the way, Patrice Lumumba was named after the African freedom fighter. On the occasions of
the assembly of Organization for African Unity, OAU (currently, African Union, AU) here in Addis
Ababa, a lot of journalists from various African countries came to this bar. There were stories of
the brutal killing of this leader and the naming of the bar was in memory of those incidents and
times. This shows you the significance of the bar even on a continental level. Of course the ladies
at the bars were attracting these guests too. A beer in a bar where there is a full band playing
costed two birr, whereas if they are playing from vinyl records, it costs just one birr. There were
beautiful women here, the university is also close by, thus it was also part of the student life back
then. Overall, it was a center of the highest significance.
After a short exchange of indicating his most frequented and favored places in the
sefer, TB1 goes on to add more credence to the social and political position of Dejach
Wube sefer. As he introduces a story to the origin of the name of the most popular
bar in the area, and later indicates that it was frequented by the students of the Addis
Ababa university, who were emersed in a consequential political movement in that
period. He provided a view into the significance as an urban spatial, of the sefer at
scales larger and more ambitious than Addis Ababa. His appreciation of the sefer
seems detached from the overall physical conditions and the dilapidation he says needs
to be ridden off. Yet, he offers a list of places he deems should be kept as heritage.
Interviewee’s residence
Frequented function
(School)
Interviewee’s Social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.8 Map showing Interviewee TB1’s cognitive border, Dejach Wube sefer
… Those with whom I grew up live close by, most of them within this gebbi and there are a few
outside of the gebbi. So from within the compound, there is one just behind us, turning the corner,
and also another one up there in front. They are about seven I would say. Then from outside,
there is a friend next to the shop that you find when you are heading toward this compound from
the main streets.
… I have great respect for the sefer. It is the sefer I grew up in but also it is a historical area that
we value. In addition, it is Arada you know.
… Firstly, 04 kebele, and then some friends live close to Addis Ababa restaurant area, another
friend lives close to the Police offices, so if you loop back here encircling the former football field
then I would call that my own sefer.
… I would say, if it was possible to make changes but keep the dwellers here in the same
community, that would be ideal. I worry for my community to be eradicated as did Zero Amst,
no one was left to even tell the history there. When people are disbanded then the history also
gets lost.
The last remarks TB2 gave regarding changes and the fear of ‘eradication’ from the
sefer were boldly present throughout the interview. An argumentative resistance to
the changing borders and the lack of agency for the residents, especially youth, to
push back government policies that seldom ignore their interests. In his comments
regarding the limits of his sefer, he hardly mentioned the places that the sefer is
popular for—those that are in the Southern half of the sefer. When he said “it is
Arada you know” though, he makes clear he recognizes and endorses the overall
identity. The word Arada can be interpreted in different manners, but in this context
the interviewee is projecting a sense of pride with the progressive attitude the larger
area is historically known for. In addition to exposing a less known-about local/
center, this remark further enforces residents good will towards the larger territorial
identity of the area.
Interviewee’s residence
3
Interviewee’s social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.9 Map showing Interviewee TB2’s cognitive border, Dejach Wube sefer
… Primarily it is the love with the people you spent much of your life with. Growing up, as friends
we enjoyed playing football, as children, we would just block the street to use it as a football
field because we don’t have the appropriate place for that. But as you grow up you go to other
neighborhoods who have a pocket of space. As you grow even older, you go as far and high as
Sululta hill. You love this place because it is where you found people that you fell in love with but it
is difficult for me to spot out a place within the neighborhood as special. On the other hand, when
you know the ins and outs of the sefer, all the noise, chaos itself creates a form of attachment.
… Currently, I don’t think there is an attractive place here, but prior its demolition the
environment in Zero Amst area was great. People come from different parts of the city, you
interact with many who are not necessarily from here. Now we have this place as a gathering
location with friends. It is a small bar, Mebreq Grocery is its name, it resembles those famous
places people came to enjoy. There were some shops, and bars where people gathered for
business or leisure. Now a days, may be you can find one or two similar places. So when that
area got demolished a few small businesses like this one, moved to this side of the street. I
used to spend much of my time in Zero Amst, I hardly came to this side, except to eat or see
my parents, I spent most nights for about fourteen years in that sefer with friends. It had many
options for entertainment, many have found love and got married because of it. Big holidays too,
like celebrating Demera together with bon fire, for epiphany, all of these things. Even though my
residence was on this side of the street, my life was on the other side. So these are the memories
that remain in me when I think of the sefer in general.
… Well my friends are all over this area. Starting with the square in front of St. George church,
from the gas station at the corner, you can find my friends all across this place. Ganchure, and
Merkeb for example are friend who live over there, and Baricho lives here, and some whom I
support Ethiopia Bunna football club with, are over here. And, for deep everyday life context
I have friends like Tofik, Ismael, and Tsega who live on this street. Next to Tsega’s house is
Zelalem a good friend too. All of these places mark our territory as friends and neighbors, we
grew up together, those younger than us also join in every now and then, we have to coach them,
you know.
Interviewee’s residence
Interviewee’s social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.10 Map showing Interviewee YT’s cognitive border, Dejach Wube sefer
… Well, what is now Addis Ababa banquet hall was owned by lords such as Dejach Wube and later
his son Dejach Mengesha. And also Ras Abebe Aregay school is historic and in close proximity
to it. Behind the banquet hall, a lady called W/ro Ermejachew Hailemariam used to live, there
are also other names I may have forgotten, may be W/ro Rosa, W/ro Meri, and Almaz; it was
an extended family related to the royals back then. I might add, a football player of St. George
football club called Fiseha Woldeamanuel was married to a member of the family, if I remember
correctly. Another feature of the sefer is Tessemae Chakka (Tessemae woods), it is the green area
next to Afencho Ber but on the sefer’s side. It was named after a lady who was a servant to the
lords’ households and became popular as her relatives settled and reproduced in that area. That
is also part of the Dejach Wube then. It is by these two, Dejach Wube and Tessemae Chakka the
story of the sefer is told.
… The owner of the property was Dejazmach Ashebir Gebrehiwot. Currently, there
are 36 households here. The house we live in now, together with three others used to be the
kitchen, we, ourselves, fixed it up into a residence like you see. The rooms upward of ours, leading
to the end of the compound were rented out to the sex workers of the nearby bars and clubs. So,
Dejach Ashebir was the landlord who rent it out to them and later to us as well. He didn’t live here,
I think. The main house was the one right at the entry gate, on the left side. It is now partially
demolished and Meqdela Hotel took it for expansion, but the old house is still partially there. It
Started from where you have entered. And this house, four houses in a row, had served as kitchen
area before we rented it from him. There were two prominent buildings and the rest were rented
out. The whole compound was owned by him and he had servants who administer the renting
business, they collect rent, make renting arrangements and so on. I was working at a private
company, after I quit working as a mechanic, together with my wife, so we rented this house here
and have been living here since.
In the first section of his response, GT establishes two distinct places to view the
sefer from—Addis Ababa banquette hall and Tissemae Chakka. It appears to be
there were two class of residents with specific locations that they settled in. While
the royals and ‘elites’ are associated with the banquette hall and its environs, the
working class, those who serve at the royal establishments were set at Tissemae
The excerpts of interviews presented above are selected based on their capacity
of telling one or more border making stories regarding Dejach Wube sefer. Overall,
thirty in-depth interviews were conducted, and fifteen maps were generated during
data collection and analysis work. These individual responses and maps are then
analyzed with the aim of developing a sefer wide account of the cognitive borders of
the sefer. Consequently, while Dejach Wube sefer is accepted as a collective identity,
five forms of collective cognitive borders are identified within its frames.
The smallest form of collective border that exists in all sefer is the gebbi. The
morphology of sefer is a result of autochthonous processes of property demarcation
based on topographic conditions. The streets and alleys within sefer are those that
used to be organic footpaths frequented by the then public. As density increased and
political regimes changed, the shape, size and composition of the gebbi also evolved
to the form it currently has. In this sense, the gebbi is a physical border condition
to begin with. Further observations through the other lenses of the trinocular will
present more detailed account on its current qualities.
1
3
1
1
1 Mekdela's Gbi open spaces where different holidays and festivities are celebrated with
1 Patrice Lumemba Street where the night life was at its peak during her youth 1 Katanga Gbi open space where she played with her friends growing up neighbors
2 Area where he usually sits and hangs out with his friends
3 Street corner where he and his frineds usually celebrate 'Demera' 1 Addis Ababa
1 1
1
2
2
1
2
3
1 Patrice Lumemba Street where the night life was at its peak during her youth years
1 Patrice Lumemba Street where he used to work as an artist 1 Mekdela's Gbi open spaces where different holidays and festivities are celebrated with
1 Patrice Lumemba Street where the night life was at its peak during his youth years neighbors 2 Mekdela's Gbi open spaces where different holidays and festivities are celebrated with
2 Mekdela Hotel neighbors
2 Area where he ususally plays Billiards Ball with his friends and where they hangout
1 Her Favorite
2 Maqdala Hotel
3 Maqdala Gebbi
Kassahun Berhanu
Tadesse Kassahun Martha Tsegaye Fitsum Kassahun
1 1
1
2 2
1 1
2
1 Patrice Lumemba Street which has a historical significance for Kassahun 1 Patrice Lumemba Street where the night life was at its peak during her youth years 1 Mekdela's Gbi open spaces where different holidays and festivities are celebrated with 1 Mekdela's Gbi open spaces where different holidays and festivities are celebrated with
2 Mekdela Hotel neighbors neighbors
2 Street which he usually uses for his day to day undertakings 2 Street where he usually sits around and hangs out with his friends
FIG. 4.11 Dejach Wube sefer; Cognitive borders maps produced of individual responses of interviewees.
Tissemae Chakka is one of the identities that appeared at the foundation of Dejach
Wube sefer. This is because it was a settlement established at a similar time as the
settling of Wube in this area. Tissemae is the name of a woman who used to work as
a servant at his residence, and Chakka, an Amharic word, can be translated to forest
or woods. Old archival images confirm the suggestion within the name that, this
area was covered with trees, contrary to the density seen today. Popular narrative
among residents of the sefer is that, Tissemae was only the first few of those who
migrated from the Southern Ethiopian region. Elderly respondents point to her as
a bridge for others from her home region to follow suit and settle in the area. By
gradually turning the woodlands into a settlement she is credited for forming a
community that is distinct, especially from the Addis Ababa Restaurant area, in social
class and ethnic composition. As the two earliest-most identities established in the
sefer, the two parts, present both socially and morphologically distinct and storified
border conditions.
Many residents do not pass a chance of mentioning Zero Amst when talking about their
sefer. Middle aged and young respondents that currently reside in other parts of the
sefer, tell a chain of stories about the good times they spent in that area: a place where
they spent long hours of the day in cafés and bars, met people from all walks of life that
do not reside in the vicinity, and the business opportunities that it pulled to their sefer.
Most importantly, most describe with distraught the number and type of social bonds
that is disrupted because of its demolition for redevelopment. Some hesitantly tell
stories about how they attempted to question the city administration’s redevelopment
intentions from the outset. Overall, sense of loss of a once affectionately held place
and identity, meaningful associations that crossed the Benin street, and passionate
rejection of redevelopment that disrupted neighborhoods and puts livelihoods at risk,
insist on recognition as cognitive border conditions of collective memory.
The fifth cognitive border condition is a reflection of the most consequential stories
related to Patrice Lumumba bar and its surrounding. The reputation of this specific
area, not just in the city, but across the country, as a harbor of popular culture, modern
music, and literature in the 1960s and 1970s gained Dejach Wube sefer national
popularity. Those who lived in the vicinity prior, because of, and since those days share
a nostalgic and continued affection to the place they once “saw life” at. A number of
musicians, street vendors, bar tenders, sex workers, and those who just moved there
for the dynamic life it offered, still reside here and tell the stories of a place that once
was an epicenter of modernity. Even current popular culture, especially in music,
samples and retrofits some of the iconic elements produced in this sefer. While this
remains to be a source of pride in daily interactions, the turn of events from a once
indispensable place in the city to an opportune location of redevelopment consumes
many with uncertainty and frustration. Yet, the sense of belongingness that emanates
from a shared history and identity remain evident popular discourses and local legends.
‘Gebbis’
Serategna sefer is one of a cluster of sefer that are bounded by three rigid borders
in the form of Haileselassie Street, Dejach Jote Street and Bantyqetu river, on the
North-western, South-western and Eastern sides respectively. A series of multi-
purpose buildings that follow the streets strengthen the physical nature of the
border and a lower grade street penetrates the sefer as a main corridor of access
to the communities. Bantyqetu river is a seasonal stream that channels wastewater
for about two third period of the year. Residents at its bank use it either for farming,
such as bee hiving, and false-banana plantation, or as is in most cases, for disposal
of household waste including shared latrines.
There exists a height difference of about sixty-three meters between the highest
point, on the Haileselassie Street, and the bank of Bantyqetu river. In keeping with
the logic of the sefer of Addis Ababa, access and plot parcellation are dictated by
this topographic condition. Compounds are thus defined by erected fences where
the slope allows, while, in steep sloped areas, retained level differences are used to
define properties, thus gebbi. As is the case in all sefer, the gebbi are witnessed as
physical border conditions.
S t.
s ie
as
Ba
el
il nt
es
yq
Ha et
u Ri
ve
r
De
j. J
ot
eS
t.
De
j. J
ot
eS
t.
i ve r
uR
et
yq
Bant
FIG. 4.13 Serategna sefer; topography, streets, alleys, and identified plots.
Being located at the historic center of the city, Serategna sefer is endowed with
reference buildings and places of heritage; both from within and outside the sefer
limits. Regarded as the first hotel establishment in Ethiopia, Empress Taytu hotel is
one heritage building in close proximity, whereas Mussie Minas residence building,
within the limits of the sefer, is deemed as the first multi-storied building in the
country. Cinema Empire, an establishment of the Italian occupation period, and
Indian International school are testimonies to the cultural and economic exposure
the sefer had experienced. Yekatit ’66 secondary school, named in honor of
the 1974 revolution and briefly used as a Marxist politics training center, stands
between the sefer and the river. And as most recent additions the IHDP housing
condominium blocks herald the current trends of redevelopment.
3
8 Taitu Hotel main building
9 Electric building
6 10 De Gaulle Square
4
11 Cinema Empire
8 5 Gathering space (for ‘Demera’)
ERRI
BEKENTU
SEFER
The first settlers of the area were skilled workers, because of that it was named serategna
sefer. Each, as per their skill were accorded places to settle. When I first came here
in 1950/51 (1943 EC) there were only a few residents. For instance, the owner of this house
I live in now was Basha Mulat, he inherited it from his father. There was also Fitawrary Yiberta
just above here, the residence in front of Arsho. And close to the river, there was Basha Yigletu’s
residence. Balambaras Tilaye was another property owner, they were only a few of them, not even
more than ten households in the whole area. So I knew those early settlers very well, some of
them were alive when I came here. Initially, most of the houses were huts with thatched roofs and
only few building had more than one floor. It is through time that people bought or were granted
land to settle, to densify and urbanize the sefer.
… they were serving the palace, they were providers, they have their division of roles based on
their skills. The military titles they had and the land that they were given by the Emperor was for
these purposes. This is Serategna sefer and the following one is Gebar sefer. Serategna sefer
is for the armorers, so they fixed and mended weapons. And Gebar sefer is named after those
that are obliged to pay taxes [not exempted, thus possibly non-military persons given the land
for their skills and with the condition of taxation]. The sefer names are given based on either
their occupation, or the countryside they came from. For example, the area known as Sefi sefer
is where they make korecha (saddle).There is Menze sefer next to Gebar sefer, and on the Arat
Kilo side there is Jirru sefer. Jirru sefer is an area where people from Jirru settled as is Menze
sefer. And also, down below there is Sodo sefer similarly named after the place from where the
settlers came.
… Gebar sefer is something else! It is outside the limits of Serategna sefer.. It starts from Arsho
laboratory going to the opposite side of Serategna sefer toward the Ras Mekonnen bridge. And
the sefer across the river, where there is a TVET now, is called Korecha Sefi (Saddle makers) sefer.
All these were settlements of the Ankober people who had ties with the military and came with
the emperor. They would fix weapons and sew the saddles for the military here. So all these are
different sefer with different function to the military and the emperor. So Gebar sefer is next to
Serategna sefer and is of people who worked as craftsmen and blacksmiths.
In addition to the historic accounts, told by the elderly above, current residents
confirm the above stipulated distinctions as present-day conditions.225 Yet, these
conterminous sefer as specialized as they are, and withstanding their individual
identities, co-constitute each other collectively. Thus, Serategna sefer’s cognitive
border conditions can only be fully captured with the broader cluster of early
settlements in mind.
There were two types of work you could do on the main streets. Either you are selling items on the
streets or you are employed at one of the shops owned by Armenians, Greeks or Italians.
… there were a lot of jobs in the whole area back then. With the population being low,
opportunities were abundant. The foreigners had a lot of jobs to offer; there were bakeries, there
were [Pinocera] those who imported roles of fabric, and Paulos Cordas who brought readymade
clothing articles, there were a lot of such shops to work at. Most of the youth wanted to work for
these shops because it paid well. The more important job with prestige was joining the military
or the police force so my father chose to join the police. So, the fact that the foreigners set up
business here was attracting many to come and stay here even permanently till date. There were
possibilities for people to get land at the then peripheries of the city for really cheap price, but
many, including my father, chose to stay around here because of the business opportunities and
the life style. There was ‘tej’ (traditional alcoholic beverage made of honey) right here, there were
pastries, hotels, it was a very much liked place. In addition, ‘mercato,’ with all its trading intensity
is close by. So what started with my father moving here, led to me growing up and getting married
and raising my children, who have joined college, right here in this sefer.
… The foundation of this sefer is basically laid by those low ranking followers of Emperor Menelik.
His palace is up the hill that used to be called Eka Arara / የእርቅ ስፍራ / and all his followers settled
surrounding his compound. Then the next bright moment of the area came as Italians set out
Piassa area then the Armenians and Indians gradually settled through their kinship with the
royals at the palace. Especially the Armenians are tightly related to the monarchy and the dukes,
and what not. The Arsho clinic family is for example Armenians, the main person being Paulos
Cordas who had close relations with the royal family.
Located between Arada, the commercial center of the city, and the royal palace,
Serategna sefer had been a nexus of political, cultural and economic interactions
among disparate social groups. Basha Mulat Belayneh was an aristocrat, who inherited
properties in Serategna sefer from his father who was an armorer. Currently, he is
well known as a former owner of multiple properties in the sefer and a trader across
distant territories in Ethiopia. He owned large tracts of farmland in areas such as
Ada’a (around present day Bishoftu) and owned a number of houses in Serategna
sefer that he rented out to those who usually are newcomers to the area. Respondents
said that he was killed at the wake of the 1974 revolution. Interviewee DA, moved to
Addis Ababa from a central Ethiopian region called Selale. As a young man who had
just lost both his parents and in need of new beginning to life, he quit his education
Serategna Sefer
historical context map
3
1 Gebar Sefer
(the taxed’s sefer / crafts workers)
2 Menze Sefer
(migrants from Menz,
4 Central Ethiopia)
8 2
3 Sodo Sefer
(migrants from Sodo,
Southern Ethiopia)
4 Jirru Sefer
(migrants from Jirru,
5 Central Ethiopia)
5 Korecha Sefi Sefer
1 (Saddle makers and
menders sefer)
6 Basha Wolde Chilot/court/
(Named after a traditional
6 court where Basha Wolde
presided over disputes and cases)
The defining aspects of Serategna sefer that are discussed above, and the storified
experiences of residents specific to it, form a strong sefer-wide identity than the
ones they mention as internal distinctions. It required successive probing queries
and encouragements for respondents to highlight a few internal border conditions.
Those who did, assert that they would still say the larger Serategna sefer is where
they belong and what they consider to be their own.
A 50 years old interviewee AB, for instance indicates her association with the gebbi
she lives in, points to specific social events and locations but she insists that it is
Serategna sefer that she calls her sefer.
I celebrate most holidays at home, I invite my neighbors to my house, we eat and feast together.
But on the ‘Mesqel’ celebrations we gather at the small square by the Indian International
school for a larger bon fire. We also arrange smaller ones right here for our own, but the warmer
celebration with all the sefer residents gathers next to the school. The smaller celebrations
happen at the gate or inside of each gebbi.
… Soon we will be celebrating the May St. Mary’s day (Ginbot Lideta/ግንቦት ልደታ) together. We all
chip in some money and make a feast together on the field in front of Asegedech’s house.
…. So my sefer is Serategna sefer, and within Serategna sefer I would say this area, Ketena Amst,
is where I belong. The main name I mention as my sefer is still Serategna sefer as a whole, but in
the narrowest sense I belong to this area; starting from Atsede’s house as you approach from the
place where the charcoal sellers are and all the way here.
Interviewee’s residence
Interviewee’s social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.17 Map showing interviewee AB’s cognitive border, Serategna sefer
The area pointed out by interviewee AB as a place of belonging, and the street side
markets that she indicated as places that she frequents, point to her connection
to her immediate gebbi. Whereas her conviction for Serategna sefer, as in her
statements, present a larger territory to her belongingness.
This whole area below Arsho clinic, serategna sefer, I know it very well. The whole area is my
sefer. Because we all know each other; we are of the same Kebele, it is Kebele thirteen. Even
though it is merged with others now as Woreda ten, it is still Kebele thirteen; so we are of that
one Kebele. We also meet at the community discount-market (ሸማቾች ማህበር) while shopping for
daily supplies.
… The whole area from the street to the river is my sefer. I know people who reside here and
there across the sefer. Formerly that side was known as Kebele ten; now it is merged with ours
into Woreda ten. So Kebeles thirteen and ten have officially become one into Woreda ten.
Interviewee’s residence
Interviewee’s social
relations’ residences
Interviewee’s assumed
area of belingingness
FIG. 4.18 Map showing interviewee AT2’s cognitive border, Serategna sefer.
The area, interviewee AT2 pointed to, and said “that side was known as Kebele
ten” is the Northeastern most part of the sefer, placed between a street and
Bantyqetu river. For some who live in this part of the sefer, clarity of distinction is
not as straight forward as it is for the aforementioned interviewees. For instance,
interviewee AK describes it as follows:
… Kebele ten is below this street towards the river and thirteen is what is across it. From Arsho
until Erri Bekentu is kebele thirteen, whereas the left side is Kebele ten. I am not certain if the
whole area till the river is part of kebele ten or thirteen. You see, it is difficult for us to precisely
indicate the borders and tell you where is what.
… This area you can say has no name because we refer to it in many ways. When you go up this
street, those over there call it Arsho area. Here in my area, it is named after the school; either the
former name, Alem Berhan school, or current one Yekatit ’66. So, we say like Yekatit ’66 area.’
Even though the nucleus of Serategna sefer is on the other, parallel street, it includes this area
too. Everything to the bank of the river here is part of the larger Serategna sefer.
Interviewee’s residence
Interviewee’s social
relations’ residences
Interviewee’s assumed
area of belingingness
Frequented function
(School)
FIG. 4.19 Map showing interviewee AK’s cognitive border, Serategna sefer.
Three forms of cognitive borders are identified in Serategna sefer. Firstly, its
evolution as a destination of continued in-migration of populations that are of
various ethnic, national, financial, and professional backgrounds, coupled with its
presence among the cluster of sefer discussed above, in close proximity to both the
political and commercial centers of the city, has helped it consolidate an identity that
its residents affectionately associate with. Thus, the sefer itself is one identity that is
cognitively marked by the residents. This is witnessed in the way residents describe
their place of belongingness by using anecdotes, experiences and daily practices
that are not specific to an area within it, but the community at large. Respondents
may use a specific place or building but only to describe the wider sefer than just a
part of it. This is in contrary to, for instance, those in Dejach Wube sefer’s Patrice
Lumumba area, who affectionately describe their association to their area, while, at
the same time, endorsing Dejach Wube as a collective identity.
The second cognitive border identified is the loosely cognized area close to the bank
of Bantyqetu river. A number of factors affected such an obscure or unsettled identity
of this part of the sefer. First, the former contiguous administrative areas, Kebele
ten and Kebele thirteen, had a shared border in the form of the curved street that
passed in front of Arsho and ends at the bank of the river, next to Yekatit ’66 school.
The area North of this street, including Gebar sefer and Menze sefer was named as
Kebele ten; and the rest of Serategna sefer that is South of this street was part of
an area labeled as Kebele thirteen. Secondly, this is the only part of the sefer that
reaches the edge of the river. To the residents, this comes with a sense of precarity
in the rainy seasons, and to the river, pollution by direct disposal of household waste.
But it also allows small scale farming as means of income for some of the residents.
And thirdly, it is a late expansion of the sefer towards the river; hence, the furthest
away from the main street businesses and the active center of the sefer itself.
KE
B EL
E1
3
SERATEGNA
SEFER
‘Gebbis’
Balambaras area
Serategna sefer
Contrary to the visual appearance of dilapidation and pertinent urban poverty, the
young city that Addis Ababa is, becomes apparent when studying Geja sefer through its
successive socio-spatial changes, the dynamic tradition of work, trade, and ingenuity
that characterize it. Even though, the migration and settlement of people from different
parts of Ethiopia into this area had started during the reign of Emperor Menelik II,
this research has discovered that the formation of the identity known as Geja sefer
happened as recent as the early 1940’s—right after the end of the second Ethio-
Italian war, during the reign of Emperor Haileselassie I. Its location in close proximity to
Merkato, and the residents’ resourcefulness in dealing with socioeconomic uncertainties
with work and trade agility, are recognized by the communities of the sefer, as senses of
identity and livelihood at once. The everyday hustle is thus a source of prideful identity
that is narratived to create inter-sefer distiction instilling cognitive borders.
A walk from the Southern edge to the Northern tip of Geja sefer entails an ascent of
twenty-eight meters. With a consolidated morphology, that has streets and alleys
that do not strictly follow this direction, such a climb is made less steep as a street
level experience. A relatively recent and unnamed street serves as the Southernmost
border: across which, the Lideta Condominium site is found. While on the West
side, it is defined by the Dejach Bekele Weya Street, its Eastern side is framed by
a seasonal stream, that is a tributary to Tinishu Akaki river. And its North-western
limit is Uganda street. Sao Thome and Principe Street provides access through the
sefer: an active corridor with high commercial activity, articulated by intermittent
public spaces such as the Adebabay (community square). Established businesses
with street side shops, street venders, and community open markets, add to its ever-
dynamic character. Auxiliary alleys that lead into the tissue of the sefer continue on
this characteristic with an added function by the residents—an extension of domestic
production activities, such as malt processing; especially typical to an area within the
sefer, known to locals as Dobbi sefer or Beqel Tera.
Sao
Tho
m e&
Pri
nci
p eS
t.
Weya St.
t.
ncipe S
Dej Bekele
me & Pri
Sao Tho
In a similar manner as the previous case sefer, Geja sefer’s morphology displays
organic settlement patterns; meandering alleys provide access to the inner parts,
where daily activities of dwelling and small-scale production are performed.
Parcellation logics, thus are dictated by topographic conditions and a series of
regulatory attempts by the state. The gebbi, as a physically border condition,
reappears as a place of dwelling and production activities that define the smallest
scale of communal identity. Various forms of fencing, vegetation and building
Within the sefer are a number of schools. The most the residents use as a landmark
being Woreda Arat (OXFAM) primary school, and Karamara kindergarten. According
to interviewees, Woreda Arat school was built with participation of the residents
and financial support of the NGO—OXFAM. They say this process of shared
engagement has contributed to a sense of ownership that they pride themselves
with. Currently, the school shares the property with a subsidized community market
that adds functional and social value to the facility. Smaller markets (‘Gulit’/ ጉልቶች),
when they are found in a consolidated manner, are also used as reference points.
The most visible public space, that is considered as the center of the sefer, is a
community square that the residents refer to as Adebabay. It is a nexus point along
the Sao Thome and Principe Street, where an open space links smaller alleys to
the bustling street. Molla Maru warehouse and a YMCA facility are located at the
Southern border of the sefer as prominent reference points marking the current
limits of the sefer. Across the street to these landmarks is the Lideta condominium.
Previously, this area was called Chaffae Meda; a community ground for sports and
festivals and considered by residents as part of the sefer. The recent addition of the
condominiums has resulted in the detachment of this area from the cognized borders
of Geja sefer as the following sections will illustrate in depth.
15
16 ‘Dildiy’ (bridge)
LIDETA 17 School
CONDOMINIUM
NORTH 18 Joshansen area
The inherent characteristics of Geja sefer are evidence to the consolidation and
rapid densification of Addis Ababa through labor, trade and migration. As the
city expanded South and South-westward, sefer such as Geja became places of
settlement for those who came to the city attracted by the opportunities the new
city availed. Especially, the labor migration of people from the Southern territories
of the country was necessitated by the emerging needs in construction sector—
the building of houses, palisades, and roads. In a later period, as discussed in
Chapter 2 , the housing shortage that arose post-1941, was primarily managed
through subdivision of large plots of land and the construction of privately owned
houses to be made available through rent. These processes have established
communities that are integral to the city today, and Geja sefer is identified as such.
Beyond the realms of scholarly discourse, these notions are part of the stories of
residents that condition a complex identity—a distinction that informs cognized borders
separating it from its immediate environment. The following accounts of interviewees
will give a storified review of the evolution of the sefer, insight into internal conditions of
border making these stories instill, and contemporary status of border cognition.
… before both the Geja and Dobbi people came, the whole area was known as Nigus Woldegiorgis
sefer. From the Balcha area until Molla Maru sefer was all referred to as Nigus Woldegiorgis sefer.
The area beyond the river was known as Etege Mesk. I was not here and do not remember what
exact period the Dobbi and Geja Gurages settled in the area.
… I grew up close to the Molla Maru junction. As I child I used to play with mud and flowers in that
area. When the Oromo people came to Merkato, the mud would be as high as the knees of the donkeys
that carry goods. There were people who used to come from far places such as Geja, Sebeta, and
Tefki, with donkeys loaded with produce to be sold at Merkato. As children, that all was exciting to
me and my peers. When the Gurage people bring cottage-butter for sale they used to wrap it with
false-banana tree leaves. As a child, I would sit and pretend to be selling butter by wrapping random
things with the leaves of caster-seed tree (ጉሎ ቅጠል). When they pick it up and try to bargain with us,
I would run away laughing with my friends. And in the summer, we do the same, but pretending to be
selling sugar, while it is earth that we had wrapped instead of sugar. We just keep making trouble in
the market and we enjoyed it. These are my memories as I grew up in the sefer.
According to informants such as YM, before the 1940s, Gaja sefer did not exist in
the name and shape known today. Rather, they describe a context in which large
tracts of land were owned by and named after aristocrats of the period. Nigus
Woldegiorgis sefer was used to describe a much wider territory, ‘from the Balcha
area until Molla Maru sefer,’ than what Geja sefer covers today and was named after
King Woldegiorgis Aboye of Gondar. YM also points out an adjacent territory as
Etege Mesk (can be translated as Princess’s field) that is in the direction of what is
currently referred to as Tureta sefer and Golla sefer.
This finding, regarding the period prior the foundation of Geja sefer, especially in
contrast to the changed socio-political context, after the 1940s defeat of the Italian
troops, and in the subsequently liberated city, offers an insight into how the sefer
became part and result of the rapid urbanization that emerged. The personal account
YM offers later on, of her childhood memories, paint a picture of flourishing trade
among different territories of the country that Merkato became the center of. She
sets the context of her story on the street that separates Geja sefer and Molla Maru
sefer, the coming and going of people from various ethnic backgrounds and how she
partook in it as a child.
… Well, the area where we are in now is called Dobbi sefer. Dobbi is the name of a tribe in the
countryside around Buta Jira. So our fathers came from that area and that tribe. This whole gebbi
was owned by my father.
… The first owner of the larger area was Fitawrary Belayneh. He was awarded the land as a gift-
land (rést meret/ርስት መሬት) for his bravery and skills as a military man. When my father and his
countrymen came here, the whole area was just bare land. From here up until Teklehaimanot area,
and downwards the Geja sefer was all empty land.
… the houses were built with thatched roofs; I was a child when that was the prevailing reality.
So, I have seen and remember it myself. I was born during the war against the Italian forces
in 1929 EC [1938/39 GC]. They were defeated and left four years later. It is after this war, that
Fitawrari Belayneh was awarded the land and my father, and his fellows eventually came to settle
here. My father’s house was the one that you see behind me. He was working as a carpenter for
Fitawrary Belayneh, he built his houses and that is how they knew each other. Then Belayneh told
my father ‘What am I to do with all this open field? Please bring your fellows and make them settle
in this area. I have no use for it other than that.’ So my father agreed and started bringing people
one by one. He first took this area for himself in return for his labor and a small amount of money;
just a symbolic one birr, nothing more. And for the area below here, he brought his friend Ato
Gebre, and let him settle there. And above here there were only three or four houses with large
tracts of land (gasha meret / ጋሻ መሬት) around them. From then on, the area gradually densified
through kinships and friendships, by people pulling each other into the sefer. Even if the land was
almost for free as Belayneh was collecting just one birr from the settlers, some of them did not
want to stay here because they either did not like the city or feel safe in it. So, they chose to keep
farming in the rural area they came from and left. When some left others were coming in numbers.
So those who stayed took land in exchange for different forms of service and a single birr. It is not
just our sefer but Addis Ababa itself was empty back then. That is what we heard.
… Geja sefer is of those who came from Geja and settled here, in that sense it is a specific area
next to ours. But when referring to the sefer in the context of the city, we say it is Geja sefer,
including our Dobbi sefer. And above the main street [Northward], the area is called Sodo sefer,
named after the Sodo tribe and land.
… for instance, if you go to the corner across Abdella building and ask the residents, some of
them will tell you they are part of Geja sefer and the other half would not identify with Geja sefer.
And if you go upward, it is called Beqil [Dobbi] sefer, and its residents identify so. But we call the
whole area Geja sefer too. So, you can say, Geja is the larger area and there are smaller identities,
for example based on their work and relationship with Merkato as in the case of Beqil Tera.
… For us Geja sefer starts from Amstegna Mazoria, close to Lideta Church, goes all the way to the
Federal High Courts building and up towards Molla Maru, excluding Chid Tera, and moving on to
Teklehaimanot Berbere Berenda; maybe there are some distinctions to be made over there; the
rest is what we call our sefer.
226 Giorghis and Gerard, The City & Its Architectural Heritage, Addis Ababa 1986-1941, La Ville Son
Patrimoine Architectural; Richard Pankhurst, “Menelik and the Foundation of Addis Ababa,” The Journal of
African History 2, no. 01 (January 1961): 103, https://doi.org/10.1017/S0021853700002176; Richard
Pankhurst and Denis Gérard, Ethiopia Photographed: Historic Photographs of the Country and Its People
Taken Between 1867 and 1935 (Kegan Paul International, 1996).
FIG. 4.25 The three ways the borders of Geja sefer are cognized by residents.
The prevalent domestic production and in-sefer and extra-sefer exchanges engage
residents in high intensity mobility and interaction. Thus, neighboring sefer including
sections of Merkato are livelihood-driven places of destinations for many residents,
on a daily basis. In addition, religious institutions offer a different purpose of
movement as daily practice. Deriving from personal experiences within the sefer,
and daily, purposeful activities outside of the sefer respondents carve out a distinct
identity to the sefer while cherishing the locational advantages and extra-sefer
networks that they rely on for their livelihoods.
… There is a recreation center at the community square. When you go downward from there just
before the narrow street; it is a street that starts wide and suddenly becomes narrow, just before
transitioning into the narrow part, on your right; there is where I grew up as a child. Much of my
childhood was there, I played ball games, ‘dimo,’ ‘suzi’ [games played outside in a group] with
my peers and grew old with them. When I grew older the house we lived in was too small for our
family so we moved to this house. It is adjacent to the main street. It was no more convenient
for games to play with others, as it was a busy street, and I was also a bit old and focused on my
education. My movement was just between my school and my home. Thus, the joyful life I had as
a child was in the smaller house we were in earlier.
… Starting from Abdella Building until Molla Maru and following the street from Abdella building,
you would find this area as an island. So, if you walk all the way to Joshansen, and continue all the
way around until the river, then that is what I know to be Geja sefer.
… Except for a brief period when I was working at Lideta Sub-city office, all my life my workplaces
have been within the sefer. I worked as a teacher at a kindergarten owned by the government,
known as Karamara kindergarten. It was previously called Berhane Hiwot, but eventually it
became part of the Karamara Primary school, a well-known primary school on the Joshansen side.
The two are in separate compounds but with the same organization.
… I do all my grocery shopping in Merkato but may be depending on the market prices I may go
to Piassa every now and then. The small neighborhoods (Gilit/ጉልት) is for small things of emergent
need for the everyday.
… I go to both Lideta and Tekleye Churches, but Lideta church is my favored one. I don’t know
why, you know, a church is a church anyway, but residents of the community prefer Lideta
Church, so I do as well. We go to Tekliye on special occasions like its annual celebration, or
specific baptism.
… I live with peace with everyone in the neighborhood. We celebrate holidays according to the
different religions. We do most of the celebrations, such as Demera, everyone makes the fire at
the gates of the gebbi. We also gather all together with people from different parts of the sefer at
the [Adebabay] for a bigger fire. I like standing by the street and watching all the festivities, the
fire and the singing and dancing everywhere.
Interviewee’s residence
Frequented function
(School)
Interviewee’s social
relations’ residences
Favored and frequented
places
Interviewee’s assumed
area of belingingness
2
Merkato (for Shoping)
1 Frequented Churses
FIG. 4.26 Map showing interviewee GH’s cognitive border, Geja sefer
Even though she gives more weight to the gebbi as a main source of belongingness,
interviewee B, also offers similar, expansive depiction of identity as seen in the
statements above. She is a thirty-five years old resident of the sefer who lived in it for
thirty years.
… I have tight-knit relationship with the families in this gebbi, especially the woman who lives at
the highest level over there. We grew up here, together and we are still close friends.
… As a child I played with other girls just within this gebbi. Right here, we used to dig the earth
and plant some plants or bring some worms and put them there and inspect them every day,
those sort of things. I was never allowed out of the gebbi, so I never played outside of the gebbi.
My grandmother was very strict about this, she never let me go to other friends outside the gebbi.
If I ever left without her permission, she would whip and punish me. I run right back to the gebbi
after any errand outside. So almost any memory I have as a child is within this gebbi. As an adult
of course this has changed.
… I do socialize with others in the sefer now. The sefer for me is, do you know where the Gulit is?
The one next to Abdella Building? The area above that is Geja sefer. Until Molla Maru area towards
the [North] and Meserete Hiwot Church in the middle. And to the side, we call the area Guaro
Meda, towards the YMCA (ወወክማ). YMCA and Guaro Meda are back-to-back, there is no straight
access between them. Thus, the front or access point of Guaro Meda is towards Adebabay. When
we lose sight of our children, sometimes we call out ‘where are the kids? Please call the kids’ and
a common response is ‘they are at Guaro.’ They play there, it’s a good, and trusting community.
Interviewee’s residence
Frequented function
(Kindergarten)
Interviewee’s social
relations’ residences
Favored and frequented
places
Interviewee’s assumed
area of belingingness
FIG. 4.27 Map showing interviewee B’s cognitive border, Geja sefer
… There is the kindergarten and also a recreational place next to [Adebabay]. The kindergarten
was built with the support of Oxfam, an English [British] good-will organization. That kindergarten
and the surrounding area was developed with the participation of the community. So we are
proud of it, it is something that we built ourselves. Fortunately, I was a Woreda administrator
during that period. Thus when the construction happened I was coordinating the project: Oxfam
funded it, and the people built it. My role was bringing these together, especially mobilizing the
residents of the sefer. The city municipality forwarded the project to our Woreda and brought me
in contact with the people from Oxfam. Then the rest happened. The initial proposal was to build
the Kindergarten and a community library. We built the kindergarten but we do not know what
happened to the idea of the library; this was during the transition time after the Derg regime was
ousted, so we don’t know.
… So this side you see over there is known as Chid Tera, some even include it in Geja sefer,
but the actual Geja sefer is from the spot where a number of shoe-shiners are sat until the
condominium area there. That is what we call Geja sefer. But all over the sefer, when asked,
residents say they are from Geja sefer, there is no distinction in that sense. There is an area called
biqil tera or Dobbi sefer over here. Most of the residents in that area came from the Dobbi locality
in Gurage. So most of them are guraghe by ethnicity. It is the area below Chid Tera, you know
Chid Tera, right? There is a bridge by the river, right? From that bridge until the gebbi where I
reside, until the church, is known as Dobbi. Geja is a wide area, Dobbi is a small area within. Both
Dobbi and Geja are from the Gurage but in this locality Dobbi is a subset to Geja sefer, which is
a larger sefer the circumscribes even other sub-sefer. Dobbi is a small area and Geja covers the
wider sefer and it includes Dobbi as well.
… this gebbi I live in, is called Erbata gebbi, because of the cows here and the milk selling
business. The old man; the owner of the whole gebbi, is like a father to me, we are very close.
Other than that, outside of this gebbi, my relationship with all the people in the sefer is great.
That is why I feel I belong to the whole sefer. The sefer, for me, is marked by places like, Meserete
Hiwot Church, Yesetoch Baltena (women’s shops selling food and home-made traditional
ingredients), Oxfam area, Meznagna (reacreation center), Chid Tera, Biqil Tera or Dobbi, Chinqillo
Sega Bet [Chinqillo’s Butchery].
Interviewee’s residence
Frequented function
(School)
Interviewee’s social
relations’ residences
Favored and frequented
places
4 Interviewee’s assumed
area of belingingness
2
1 Woreda 04 primary
3 school (OXFAM)
2 Adebabay (community
square)
1 3 ‘kebele meznagna’
(recreation center)
4 ‘Yesetoch Baltena’ (diner
owned by women’s
SME)
FIG. 4.28 Map showing interviewee AK2’s cognitive border, Geja sefer
… the area below here, close to the church is specifically known to be Geja sefer, our area is
called Dobbi sefer. The common name is Geja sefer, there is no strict distinction between the
two, but you can say Dobbi is a subset of Geja. You see, both Geja and Dobbi are localities in
Gurage zone from where most of the early settlers of the sefer came. I am from another area and
ethnicity, so I adapted to the life and understanding here since I moved into the sefer.
Contrary to the initial assumptions of this research, Geja sefer, as a vibrant and
industrious community, is an identity that is formed after the liberation of Addis
Ababa from the invading Italian forces in 1941. What preceded this identity
was largely forested land and a few settlements under the ownership of Nigus
Woldegiorgis; a relative to Emperor Menelik II. The eventual migration and settlement
of the Geja and Dobbi Gurages from the Southern regions of Ethiopia and the
flourishing trade at both Merkato and Arada markets are credited to have formational
impact on the sefer. Its residents affirm an identity that is distinct from its environs
yet strongly networked through production and exchange.
The Dobbi community and its borders have been set out since the foundation of
the Geja sefer. Beyond ethnic lineages at the period of foundation, this area is
specifically known for the trade of malt. Dominantly performed by women as the main
means of income, the production of malt, has earned the area an alternative name—
Beqel Tera. As one approaches the sefer from Adebabay area going Northward,
the malt production and sale activity that goes well out of the gebbi and onto the
street making its territorial presence apparent. Thus, this storified cognitive border
is a stable identity that is made visually evident through such activities. Though its
residents adopt the general identity of Geja sefer, they are keen to express clear
distinction from it. This is most witnessed especially when discussing the evolution of
the sefer and initial settlement conditions.
Once again, the gebbi appears as a place of identity and a border of both cognitive
and physical nature. Similar to the previous case sefer, it is a consolidated place
where routine activities of washing clothes, drying spices, and communal events,
such as occasional coffee ceremonies and feasts happen. But what is particular to
Geja sefer is that the gebbi level identity is also a source of livelihood for families.
Guaro meda
Dobbi sefer
Chaffae Meda/Condominium
‘Gebbi’
In pursuit of untangling the complexity that makes up sefer, this chapter sought to
identify engrained distinctions and meaningful associations among communities
by studying them through the thematic lens of cognitive borders. As a result, it
submitted a list of cognitive borders discovered out of stories told by resident,
and visual materials collected and produced on and off three sites of investigation.
Furthermore, it illustrated on the processes that constitute, and conditions that
characterize such borders. This section restructures the above sefer-by-sefer
illustrations, into four principal categories of processes and conditions that make
cognitive borders apparent.
Among residents, heritage and identity are active means of making distinctions
and meaning to places in and around sefer. In some cases, these identities are
imported to location when rural cultures and practices are adopted to the urban
context. This is exemplified by the case of Beqil Tera in Geja sefer, where a rural
practice of producing malt is brought to the city, passes through two generations,
and now, beyond being a means of income for households, is a distinctive character
of the wider area. In other cases, a person; as in the case of Tissemae Chakka area,
a place; as in the case of Patrice Lumumba area, or a phenomenon as in the case
of Gebar sefer (neighboring Serategna sefer) can cause identities to be formed
on-site. Whereas, in some other cases, identity and heritage can be adapted. The
Addis Ababa restaurant area of Dejach Wube sefer presents both a literal and
figurative case of adaptation of heritage. What used to be the banquet hall of the
royal Wube, and the surrounding settlements of his followers is now functioning as
a tourist destination as a traditional restaurant. The previous identity is treated as
a legacy whereas the current state is considered an attractive opportunity, and the
community prides itself with both.
The gebbi is both a physical and cognitive border that is present in all the sefer
under study. What was intended to demarcate individual property prior the
nationalization of land and property in 1975, is since then, a spatially defined
communal living environment for an average of 17 households per gebbi. In this
case, the border precedes the formation of the community, but its prevalence as a
cognized place of meaningful association qualifies it as a cognitive border.
The organic process the gebbi is shaped by, following topographic conditions and
accessibility, also creates variations in the type of gebbi themselves. In simple terms,
when the location is of gentle slope, additional border defining materials, such as the
corrugated iron sheet fence, are needed. And, when there is steep slope, retaining
walls that are built to shore up soil that is dug to create a leveled ground for building
houses, and the level difference that it is separating serves the purpose of space
definition. This form of definition is sufficient as physical barrier, but the possibility
of visual access, characterizes the level of publicness of the gebbi differently. Such
processes of altering topography thus create variations such as the condition
whereby a number of gebbi agglomerate, define a larger gebbi with shared border
and access and establish gebbi within gebbi conditions, such as in Serategna sefer.
This in turn forms a variant of the gebbi as cognitive border.
Cognitive borders in close proximity, that are defined together or against one
another, form conterminous places that validate each other. As discussed in detail
in section 4.2, co-constitutive meanings are shared among the cluster of sefer that
Serategna sefer is one of. These sefer that are found on either bank of Bantyqetu
river, give meaning to and validate each other as settlements that are established
in service of the monarchy. Their shared history afterwards, of urbanizing by
taking advantage of their location between the royal palace (South-east) and
Arada, the commercial center (North-west), further enhanced both collective and
individual identities.
In the case of Dejach Wube sefer, narratives are actively used to archive and
advocate for a sense of identity that is disturbed by the state. As a form of resistance
against actions by the government and frustrated with the uncertainty that their
current sefer is also under similar threat, residents’ narratives are used as socio-
political agency and advocacy. Whereas, in Balambaras area of Serategna sefer
narratives are found in an uncertain and disintegrated state. Respondents to this
research recognize the area as a cognitively present agglomerate but name it
differently based on where in this area they reside and what landmark is closer to
them. They also consider it part of Serategna sefer but refer to it as Kebele ten to
inject a distinction. These transient processes of narrativizing an uncertain condition
due to change or disruption suspend a sense of place and enforce a cognized state
of border.
The second form of relationships, and those that are driven by household level
economic needs are those of domestic production and exchange—home-based
enterprises. Families employ financial, labor, and spatial resources to generate
income through economic exchanges that are embedded in social structures. The
home-enterprises as family mode of production227 (FMP) and extended fungibility
227 Michael Lipton, “Family, Fungibility and Formality: Rural Advantages of Informal Non-Farm Enterprise
versus the Urban-Formal State,” in Human Resources, Employment and Development Volume 5: Developing
Countries: Proceedings of the Sixth World Congress of the International Economic Association Held
in Mexico City, 1980, ed. Samir Amin (London: Palgrave Macmillan UK, 1984), 189–242, https://doi.
org/10.1007/978-1-349-17461-4_10.
These three practices are social capital for residents in sefer.230 Members join them
motivated by both individual and shared interests, to make the most out of social,
economic, and spatial resources (in various forms and scales) that are rooted in
their communal networks. For this dissertation, the focus of detailed discussion will
be the iddir. The current chapter will reveal iddir as communal institutions of social
capital order, that are integral to the. It will show further that iddir are a sefer-tied
socio-economic institution that can manifestly be mapped as a spatial reality in
communities of sefer. As a result of the exposition of iddir at the nexus of social
capital and urban theories, an original reading of s and their complex social and
spatial make up is made possible.
Section 5.1 introduces iddir through a review of the literature and first-hand
accounts of informants to this research as a voluntary mutual support association
among communities in Ethiopia. Here, an argument is also made that, iddir is sefer-
tied—that it is an integral part of sefer, and sefer is a defining context for iddir as
228 Peter Kellett and A Graham Tipple, “The Home as Workplace: A Study of Income-Generating Activities
within Domestic Setting,” Environment and Urbanization 12, no. 1 (April 1, 2000): 205.
229 Agegnehu Bisrat, Karantininis Kostas, and Li Feng, “Are There Financial Benefits to Join RoSCAs?
Empirical Evidence from Equb in Ethiopia,” Procedia Economics and Finance 1 (2012): 229–38, https://doi.
org/10.1016/S2212-5671(12)00027-5; Abbi M. Kedir and Gamal Ibrahim, “ROSCAs in Urban Ethiopia: Are
the Characteristics of the Institutions More Important than Those of Members?,” Journal of Development
Studies 47, no. 7 (July 2011): 998–1016, https://doi.org/10.1080/00220388.2010.536219.
230 Dejene Aredo, “Iddir: A Look at a Form of Social Capital,” in Iddirs Participation and Development
(ACORD, Ethiopian National Conference, 20-21 December, 2001, Addis Ababa: ACORD Ethiopia, 2003), 43–
61; Dejene Aredo, “The Iddir: An Informal Insurance Arrangement in Ethiopia,” SAVINGS AND DEVELOPMENT
34, no. 1 (2010): 58.
231 Aredo, “Iddir: A Look at a Form of Social Capital,” 58; Alula Pankhurst, “The Emergence, Evolution and
Transformations of Iddir Funeral Associations in Urban Ethiopia,” Journal of Ethiopian Studies, Special
Thematic Issue on Contemporary Urban Dynamics, 41, no. 1/2 (December 2008): 145.
232 Julia Häuberer, “Social Capital Theory towards a Methodological Foundation,” VS Research (Wiesbaden,
VS Verl. für Sozialwissenschaften, 2011).
233 Dr. Richard Pankhurst and Endreas Eshete, “Self-Help in Ethiopia,” Ethiopia Observer, 1958, 8.
234 Alemayehu Seifu, “Eder in Addis Ababa: A Sociological Study,” Ethiopia Observer, 1968, 8.
Many others, including the scholars aforementioned, have described Iddir via its
ubiquity in, and indigeneity to Ethiopia. Even though there remains debate about the
origin of Iddir; meaning, if it is a rural tradition that evolved into an urban practice, or
if it is a result of urbanization that gradually expanded into rural areas, its ubiquitous
presence across communities in Ethiopia is generally agreed upon. Both economists
and anthropologists have also argued that it is an indigenous practice to Ethiopia.
For example, Aredo said, Iddir is different from other similar associations in Africa
in the performance of “regular and ex-ante payment of fixed amount of money to
a common pool set up by a group.”240 And A. Pankhurst stated that “the particular
way in which iddir emerged was particular to the Ethiopian context;” and that in
comparison, the Iddir of Ethiopia have “much longer history, greater endurance and
are larger groups with asset holdings.”241
235 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 145.
236 Pankhurst, 148.
237 Arnaldo Mauri, “The Role of Financial Intermediation in the Mobilisation and Allocation of Household
Savings in Ethiopia: Interlinks between Organized and Informal Circuits” (Giordano Dell’Amore Working Paper
No. 2/1987, 1987), 7, https://ssrn.com/abstract=943426 or http://dx.doi.org/10.2139/ssrn.943426.
238 Aredo, “The Iddir: An Informal Insurance Arrangement in Ethiopia,” 57.
241 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 145.
In their publication in 1958, R. Pankhurst and Eshete, discussed iddir as having three
distinct types—community iddir, tribal iddir, and institutional iddir.246 A decade
later, Seifu argued against such typology by stating that in the beginning iddir “was
invariable based on vicinity; it was an association with almost all its members drawn
from the same neighbourhood.”247 And that it is only gradually the other forms of
association came about. Except for borrowing the name iddir briefly upon their arrival
to the social scene, “almost all institutional and tribal associations” were rather
referred to as “meredaja maheber,” meaning mutual aid associations in its literal
sense. Thus, explicitly stating that, in the context of his contribution, iddir referred
to only those based on neighbourhood or community. Regardless, other scholars
continued introducing typologies in their discourses. For instance, Aredo insisted that
there are various types of iddir, of which he discussed four in his 1993 contribution,
and later, a typology of ten (in Addis Ababa) in his 2001 contribution.248
242 Alula Pankhurst, “The Role and Space for Iddirs to Participate in the Development of Ethiopia,” in Iddirs
Participation and Development: Proceedings of the Ethiopian National Conference: 20-21 December 2001
(Addis Ababa: ACORD Ethiopia, 2003), 16–17.
243 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 151.
244 Thomas Leiper Kane, Amharic-English Dictionary, vol. I (Wiesbaden: Otto Harrassowitz Verlag, 1990),
1304.
245 Seifu, “Eder in Addis Ababa: A Sociological Study,” 14.
The attempts to capture iddir in typologies, especially beyond the context of the
sefer, have shown to be evolving and problematic. What almost all discussants
agree on is that there is an innate function to iddir, which is the funerary function.
Towards this function, members of an iddir pay dues, assemble for meetings, attend
funerals by accompanying the coffin as it is carried to the place of burial, support
the bereaved by availing their time, food, and drinks to mourners, in most cases, for
a minimum of three days. These activities are supported by resources such as tents,
temporary kitchens, cutlery, chairs, tables and mattresses that are administered by
the iddir. The logistics of these activities is thus, tied to proximity to the residence of
the bereaved. In addition, one of the most popular values of iddir is its promptness
to respond to incidents of bereavement. Another point of agreement among scholars
is that the proliferation of iddir; the growth in its popularity across Ethiopia right at
the outset, has inspired its adoption, in one form or another, into other spheres of
society, such as the place of work. Both the term iddir, and its organisational and
operational mechanisms have been transposed into such relatively recent contexts.
The logistics and proximity aspects discussed above, and the understanding that
the other forms of associations are transpositions of the sefer-tied iddir, are also
used as arguments by informants to this research who assert that, it is primarily the
-tied iddir that they assuredly consider to be iddir. In concurrence to Seifu’s position
stated earlier, the interviewees disclose that they consider the associations that are
formed outside of the context of the sefer as maheber (association) or meredaja
maheber (mutual aid association).
249 Elias Yitbarek, “The Role of Iddir in Neighborhood Upgrading in Addis Ababa, Ethiopia,” Journal of
Ethiopian Studies 41, no. 1–2 (December 2008): 188.
250 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 167.
I am also a member to another iddir called Gonderie iddir which is of those of us who are from
Gondar. But it is not iddir per se, it is just to maintain social life and for that purpose you organize
it in the shape of an iddir…. It is only when there is sefer that an iddir can exist. If sefer is there,
then iddir is there.252
It is hence prudent to set out the distinction that, especially in an urban setting
such as Addis Ababa, iddir is a voluntary association that is tied to the sefer. Be
it in popular understanding as seen in the interviews, or in its innate function and
operations as discussed earlier, this distinction is evident. Those associations of
mutual aid that are not related to the sefer, regardless of their resemblance to
the iddir, can be classified and studied as transpositions or replicas, rather than
typologies, of iddir itself—or more conveniently as maheber or meredaja maheber
as was suggested by Seifu. Since the term sefer may not apply to rural contexts,
further enquiry into mutual aid associations in rural areas need to be conducted to
determine whether iddir is location related or not. With the clarity though, that iddir
in urban settings is sefer-tied, we can proceed to discuss the different types or “sub-
groups”253 of iddir that exist within the sefer.
Broadly, iddir are classified into two gender-based groups: ye wendoch (men’s’)
iddir and ye setoch (women’s) iddir. The men’s iddir is further classified into two:
those that are based on or affiliated to religion and those that are generic or open in
character. Examples to these types of iddir are discussed in the interviewees’ stories
in section 5.4 below. In some implicit cases, iddir may be formed as an evolution
of a network of people gathered around religious interests, sentiments, or figures.
Though these iddir can technically be open to those that are not members of a certain
religion, their names, customs, and religious symbols used on documents can keep
the sentiments of that specific religion and be exclusive in character. In other explicit
cases, iddir are formed specially to keep practices within the ethics and ethos of a
251 For the context of this discussion with interviewee AbFe see section 5.4.
252 For the context of this discussion with interviewee M see section 5.4.
Overall, majority of households in sefer are members to almost all the three types of
iddir discussed. Within a family, individuals are able to choose and become a member
of any of the types of iddir. There are various reasons for a choice of membership,
such as religious affiliation and gender as stated above, but also monthly
contribution, financial status of individuals, financial benefits the iddir avails, and
families’ interest and projection of social status are some more reasons. The degree
of structural and membership openness, and the advantages individuals and families
seek to maximize through membership to iddir are further discussed in section 5.3.
A spatial documentation and/or discussion of iddir has not been done to date.
There exist literature illustrating the role of iddir in urban development projects
such as neighbourhood upgrading and services maintenance255 and as grass roots
mobilization in the campaign against HIV/AIDS256, but a description of iddir’s
spatiality has not been done so far. This may be because of the overbearing
position to define s as slums, and their physical reality as nothing more
than in need of redevelopment. Or it may be that iddir’s innate character of
operating outside formal mechanisms that decrease its accessibility for research.
255 Yitbarek, “The Role of Iddir in Neighborhood Upgrading in Addis Ababa, Ethiopia”; Municipality of Addis
Ababa, The Kolfe Low-Cost Housing Project (Addis Ababa: Municipality of Addis Ababa with the Cooperation
of the other donors, 1968), 16; Seifu, “Eder in Addis Ababa: A Sociological Study,” 13–14; Pankhurst,
“The Role and Space for Iddirs to Participate in the Development of Ethiopia”; Pankhurst, “The Emergence,
Evolution and Transformations of Iddir Funeral Associations in Urban Ethiopia.”
256 Alula Pankhurst and Damen Haile Mariam, “The ‘Iddir’ in Ethiopia: Historical Development, Social
Function, and Potential Role in HIV/AIDS Prevention and Control,” Northeast African Studies 7, no. 2 (2000):
35–57.
Men’s Iddir
Or it may be that the values of iddir in society have not been exposed enough to earn
validation as spatial entities. Whichever of these or other reasons may be responsible
for the lack of spatial documentation of iddir, the task of unearthing iddir as a spatial
reality of sefer demands a framework that sets out its socioeconomic and spatial values.
As it will become evident going forward, the leap from the sociological and economic
expositions of iddir done so far, towards the spatial exposition this research intends
to do, is well served with the introduction of social capital theory. Considering social
capital theory was and still is evolving, and that there have been advancements in
the field since Aredo’s proposition in 2003, it is apparent that a renewed reading
of social capital theory be introduced at this juncture. Thus, the following sections
will affirm and further illustrate Aredo’s position that iddir is a social network of
social capital order and present, not a juxtaposition anymore, but an explanation of
iddir through the conceptual framework of social capital theory. This will form the
foundation as we bridge towards the illustration of iddir’s spatiality in sefer.
A comprehensive enquiry into both the founders’ and other scholars’ arguments
regarding social capital theory, to formalize and visualize the “current social
capital theory”259 is provided by Julia Häuberer, in a monograph that inspects
their concepts, axioms and theorems. Before presenting the formalized concept
of social capital that she forwarded, it is useful to review the main concepts and
arguments discussed.
Pierre Bourdieu developed one of the foundational theories to social capital, that
refers to the economic term of capital,260 as it is read in his contribution The Forms
of Capital.261
Social capital is the aggregate of the actual or potential resources which are linked
to possession of a durable network of more or less institutionalized relationships
of mutual acquaintance and recognition—or in other words, to membership in a
group—which provides each of its members with the backing of the collectively-
owned capital, a “credential” which entitles them to credit, in the various senses of
the word.262
In doing so, he establishes a distinction from the other forms of capital; economic
and cultural. Both economic and cultural capital are individual properties, whereas,
social capital emanates from relationships and “provides useful support when it
is needed.”263 Some goods and services are readily exchangeable with economic
capital; but “others can be obtained only by virtue of a social capital of relationships
(or social obligations),”264 which are built over a long period in the form of, for
example gratitude—during which the exchange may not even be conceived or
needed. The duplication of social capital assumes an unrelenting effort with
261 Pierre Bourdieu, “THE FORMS OF CAPITAL,” in Handbook of Theory and Research for the Sociology of
Education (Westport, Connecticut: Greenwood Press, 1986), 241–58.
262 Bourdieu.
Social capital is defined by its function. It is not a single entity, but a variety of
different entities having two characteristics in common: They all consist of some
aspect of a social structure, and they facilitate certain actions of individuals who
are within the structure. Like other forms of capital, social capital is productive,
making possible the achievement of certain ends that would not be attainable in its
absence.272
267 James S. Coleman, Foundation of Social Theory (Cambridge, Massachusetts: The Belknap Press of
Harvard University Press, 1990), 300.
268 Coleman, 301.
269 Mark Granovetter, “Economic Action and Social Structure: The Problem of Embeddedness,” American
Journal of Sociology 91, no. 3 (1985): 481–510.
270 Coleman, Foundation of Social Theory, 302.
For Coleman, social capital is not privately owned by any of the members of a social
structure who benefit from it—rendering it uneasy to exchange.274 It is a public
good275 that is only evident in relationships among persons.
Bourdieu and Coleman have structurally theorized social capital from two
perspectives. Bourdieu’s emphasis is on the individual’s gained support from social
relations; thus, social capital is seen primarily as an individual resource.279 Whereas
Coleman calls attention to the public goodness aspect of social capital, and that both
individuals and the social structure they are embedded in reap benefits from various
forms of social capital. A number of scholars have since, critically engaged with their
contributions to further refine social capital theory.
281 Robert D. Putnam, Bowling Alone: The Collapse and Revival of American Community, Revised and
updated (New York: Simon & Schuster, 2001), 16, http://ebook.3m.com/library/BCPL-document_id-
anc9zz9.
286 Ronald S. Burt, Structural Holes: The Social Structure of Competition (Cambridge, Massachusetts:
Harvard Univeristy Press, 1992), 18–30.
287 Burt, 18.
290 For further discussion on these elements, see also Nan Lin and John Smith, Social Capital: A Theory of
Social Structure and Action (Cambridge, UNITED KINGDOM: Cambridge University Press, 2001), 19–20,
http://ebookcentral.proquest.com/lib/delft/detail.action?docID=201839.
FIG. 5.2 Häuberer’s visualized concept of social capital theory. (Redrawn by the author based on Häuberer’s
Refined Social Capital Model293)
291 Lin and Smith, 75; Häuberer, “Social Capital Theory towards a Methodological Foundation,” 123.
Undeniably the presence of people at the funeral and at the deceased’s home
during the few days after the funeral gives psychological support for the bereaved
member and helps him to rehabilitate and repair the broken web of social
relationships and prevents his isolation from meaningful participation in society.
Gatherings in such cases also serve to reaffirm the social solidarity of the [iddir].297
Generally, iddir consists of both authority and trust relations among members.
Elders, for instance, play significant role in the establishment and operation of
iddir. This is mainly because they are trusted by the community as they have “more
prestige, more influence and more say in common affairs.”298 Elders are trusted to
make judgement and mediation to the benefit of the larger community. As can be
294 Putnam, Bowling Alone, 18 The full quote credits Yogi Berra for this statement: “It was, however, neither
a novelist not an economist, but Yogi Berra who offered the most succinct definition of reciprocity: ‘If you
don’t go to somebody’s funeral, they won’t come to yours.’”
295 Pankhurst and Eshete, “Self-Help in Ethiopia,” 359.
298 Seifu, 9.
300 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia.”
301 Aredo, “Iddir: A Look at a Form of Social Capital,” 44. In addition, the altruistic character of iddir is not
exhaustively documented. Yet, while iddir’s involvement in supporting non-members, availing membership
possibilities to those that cannot afford the fees, and engagement in charitable operations and campaigns
can be taken as examples, in more conceptual sense, the traditional root of iddir for mutual support retains a
degree of the altruistic character to iddir.
303 As can be seen on the internal pages of an exemplary identification, and fees and fines registration
document in FIG. 5.4 of st. Gabriel’s iddir of Serategna sefer; fines of penalty are documented in two
columns, third and fourth columns. The third columns are for fines regarding generic, unfulfilled duties of
iddir, such as absence at monthly meetings. Whereas the fourth column is divided into three specific fines,
translated from the Amharic texts as “mounting of tents,”” burial,” and “evenings.” These three activities
of mounting tent/s at or near to the residence of the bereaved, the attendance of the burial process, and
spending evenings with the mourning family are considered the standard of minimum expected obligations
that need to be reciprocated among members. If a member of the iddir fails to attend or perform these
activities as per the schedule the iddir’s officials set out for individual members, that member shall be
indebted to the iddir a standardized amount as fine.
304 Pankhurst and Eshete, “Self-Help in Ethiopia,” 359.
FIG. 5.4 Internal pages of iddir members identification and fee registration document. The four main column
texts show date, monthly fees, monthly fines, various (specific) fines.
Following the brief discussion of social capital theory, in the previous section, a
step-by-step evaluation of iddir and its characteristic features discussed above vis á
vis social capital theory, emerges as a viable avenue to lead to an understanding of
it that is an improvement to the mainly anthropological and economical descriptions
provided so far. In line with Aredo’s attempt to introduce iddir as a form of social
capital, this section provides updated discussion elaborating the nexus between
iddir and social capital and provides a new definition to iddir that derives from social
capital theory. The main objectives of this segment of the research are thus; (1)
to submit iddir as a viable case of social capital, (2) to contend that social capital
theory provides a better avenue for the study and representation, especial for the
purposes of spatial analysis, of complex social relations that exist in , and (3) to
generate appropriate thematic; a focus area, for the urban, spatial analyses of
complexities in sefer.
Bourdieu defined social capital as “the aggregate of the actual or potential resources
which are linked to possession of a durable network or more or less institutionalized
relationships of mutual acquaintance and recognition.”307 As discussed above
iddir, as a social network, requires acquaintance among members in the form of
neighbourly relation, religious membership, or based on gender. These relationships
Thus, looking at iddir through Bourdieu’s definition of social capital which puts
emphasis on the resources individuals can access in a social relationship, it can be
said that iddir is an institutionalized and durable form of social network of mutual,
neighbourly acquaintance and recognition that is linked to an aggregate of social,
emotional, and financial resources, that its members can benefit from in times of
bereavement, illness, or loss of job. Such a definition suggests that the aggregated
resources make up the social capital whose exchange and transfer is harboured and
facilitated by the iddir as an institution.
Coleman, on the other hand, defined social capital as multiple entities that
characteristically consist of “some aspect of a social structure” and “facilitate certain
actions of individuals who are within the structure.” Furthermore, he highlights that
social capital makes “the achievement of certain ends that would not be attainable in
… if someone who is not from here, someone who may be homeless, or if someone
dies of accidents like heart attack, whatsoever the case may be, we never allowed
the municipality to bury them, never! This is the value we have in Serategna sefer!
We don’t even wish for our own dead bodies to be taken anywhere else. So, some
four or five women will come out and cover the body of the deceased with some
cloth; we collect donations right away from everyone available, the iddir will quickly
avail some support, and a dignified funeral will be performed by the community.
We do not have the practice of allowing the municipality to bury the dead, it is
unacceptable!310
310 For the context of this discussion with interviewee AT see section 5.4.
More evidently, iddir exhibit effective norms and appropriable social organization
kinds of social capital. It, as a collective, benefits from the prescriptive nature of the
bylaws and accepted norms that direct individual members to perform or behave in
the interest of the group as a whole and prevent the same individuals from engaging
self-servingly. The public good character of iddir is thus protected, as effective or
prescriptive norms put individuals under considerable pressure to invest in the iddir,
thus deterring against underinvestment.
311 The Amharic expressions are ‘እድር አለኝ/iddir alegn,’ translated as ‘I have iddir,’ and ‘የእድር አባል ነኝ/ye iddir
abal negn,’ translated as ‘I am a member of an iddir,’ respectively.
312 Häuberer, “Social Capital Theory towards a Methodological Foundation,” 42–46.
Social trust, as discussed so far, is an essential aspect of social capital, and Putnam
stated that it “can grow from two closely tied sources: norms of reciprocity and
networks of civic engagement.”316 He inserted the ‘networks of civic engagement’
notion to the discourse of social capital, and likened it to political participation in
that, local associations play an important role to reinforce democratic functioning of
the state by developing “solidarity and participation among citizens.”317
314 Pankhurst, “The Role and Space for Iddirs to Participate in the Development of Ethiopia”; Pankhurst and
Mariam, “The ‘Iddir’ in Ethiopia”; Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral
Associations in Urban Ethiopia”; Seifu, “Eder in Addis Ababa: A Sociological Study,” 13–14; Aredo, “The Iddir:
An Informal Insurance Arrangement in Ethiopia”; Aredo, “Iddir: A Look at a Form of Social Capital,” 53–56;
Yitbarek, “The Role of Iddir in Neighborhood Upgrading in Addis Ababa, Ethiopia.”
315 This character of iddir has been a cause for the typological misrepresentations of iddir discussed in
section 6.1. The application of this embedded potential for other objectives and contexts than what is innate
to iddir should not be understood as an emergence of a new typology of iddir.
316 Häuberer, “Social Capital Theory towards a Methodological Foundation,” 54.
Putnam further asserted that social capital can simultaneously be a “’private good’
and a ‘public good.’” The community as a whole, regardless of membership to a
network, benefits from the investments in the social capital made by members in
a group who, themselves, collect the benefits.320 As discussed earlier, iddir is an
appropriable social organization which members can employ for collective gains such
as investing in the upgrading of local sanitary lines, or pavements of alleys. Such
auxiliary works result in a collective advantage for the sefer residents regardless
of membership to any or none of the iddir. Further, regular functions of iddir are
also made available to those who can afford the monetary contributions, either in
an altruistic manner or in exchange for in-kind or labor contribution. It also avails
job opportunities for small-scale, and home-based businesses such as those who
produce recipes for the food to be cooked at a funeral, and direct labor work for
cooks, and daily laborers. Consequently, as an appropriable social organization, and
in its altruistic and exchange-based involvements, iddir benefits non-members, thus
displaying a public-goodness character.
According to Putnam, there are bonding (or exclusive) and bridging (or inclusive)
forms of social capital.321 Bonding forms of social capital are “inward looking
and tend to reinforce exclusive identities and homogeneous groups,”322 whereas
bridging form of networks are ‘outward looking’ and comprise individuals from
various social groups. The exclusiveness of bonding social capital is most useful for
the maintenance of reciprocity and solidarity within the network. It allows for vital
support and interdependent financing and located, small-scale market to flourish
among those who are in such a relationship. It “constitutes a kind of sociological
superglue,”323 that strengthens narrower identities. However, such deep internal
loyalty can harbor and display adversary posture against those outside of it. In
319 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 154–59.
320 Putnam, Bowling Alone, 17–18.
Iddir are a case in point to illustrate both bonding and bridging social capital. The
religion-based men’s and the women’s iddir are exclusive in character: membership
is based on single form of identity, religion325 and gender respectively. Informants,
for instance, have indicated that, among different religions, there exists difference
in the practice of burial ceremonies. Those who intend to maintain these traditions
or be recognized among those who do choose to join these kinds of iddir.326 The
women’s iddir is usually formed among women who live in a sefer at closer proximity
than other types of iddir that tend to expand across the sefer. It is common practice
among their members to gather, outside of the formal activity of their iddir, for coffee
and engage in casual conversation—essential for strengthening bonds. Compared
to these two types of iddir, in the generic or secular types of men’s iddir, although
there is a gender suggestion in its naming; and although there exists clear privilege
in leadership and control of the whole iddir preserved primarily for the men in the
network; membership is open to all residents in a .327 Because of this open character,
not only men or the religiously indifferent but also individuals who are members to
the exclusive types of iddir join these ‘secular’ men’s iddir.
Based on such understanding of the three types of iddir it can be said that religion-
based men’s iddir and women’s iddir exhibit a bonding social capital characteristic,
while the ‘secular’ men’s iddir can exemplify a bridging form of social capital. It is
important to note that all these types of iddir are ubiquitous in the s of Addis Ababa.
And most residents are members to all these types, because of which a layer of
bridging social capital that is above the individual iddir types discussed above is
made possible. , in such a way, can be seen as a patchwork of multilevel exchange of
social capital in the form of and facilitated by the different types of iddir.
324 Mark S Granovetter, “The Strength of Weak Ties,” American Journal of Sociology 78, no. 6 (May 1973):
1360–80.
325 Although religion-based men’s iddir has a gender dynamic issue within it, similar to the ‘secular’ men’s
iddir, membership is open, with the only criteria being religion or religious affiliation.
326 See also section 5.1
327 The same is true for the religion-based men’s iddir: the only exclusivity in membership is based on
religion and not gender.
The registration of other adults in the family into an iddir is an even greater strategic
decision. Informants have iterated the wisdom in joining an iddir that others in the
family are not a member of so as to diversify their benefits. Some iddir have bylaws
that limit the number of members of a family that can join them. Such rules are
placed to protect the iddir from redundant expense as support during bereavement
of a family will duplicate by the number of members within that family.
Commonly, iddir, their officials, and members perform actions that can be conceived
as conservation of existing valued resources such as tradition and social ties, or those
that aim to strengthen the social, emotional and financial wellbeing of both the iddir
and its members. As a collective, iddir deliver on the objectives they are set up for. A
funerary iddir for instance, provides support which can be considered as a gain for the
bereaved family, and a maintenance of tradition at a societal level. Officials of the iddir,
in addition to supervising these activities, administer the social, financial, and material
resources. They also encourage members to keep up their social relationships, make
occasional decisions to, for instance, expand membership, determine, or revise fees,
purchase or renew the iddir’s material resources. Members, in addition to performing
the minimum expectation of fulfilling their funerary obligations and contributions,
they engage in activities that are deemed beneficial to their specific iddir and the
community of the sefer at large. Lin and Smith explain these actions as purposive
actions. Meaning, “it is assumed that actions are rational and are motivated to
maintain or gain valued resources in order to survive or persist.”336 Purposive actions
that aim “to maintain valued resources promote expressive action,” whereas those
Lin states that acknowledging individuals’ property right or sharing their sentiments
are, for instance, considered expressive actions; whereas instrumental actions are
“actions resulting in a greater allocation of resources to the actor.”338 Expressive
elements are also embedded in instrumental action. The returns of instrumental actions
are economic, political, and social gains. And the returns of expressive action are:
Iddir provide the ideal pool of individual members who have shared interests and
control similar and shared resources that they can deploy for expressive returns.
It is a well-structured social network into which members can bring their existing
resources and preserve and protect them too. Expressive and instrumental returns in
tandem contribute to the wellbeing, in many aspects of the person, or individuals in a
social network.
Such distinction strengthens the conception of iddir as a social capital by itself. The
cultural societal aspects are thus forming and maintaining agents that in turn are
also fostered and bolstered by iddir. FIG. 5.2 displays the cultural societal aspects,
norms of reciprocity and generalized trust, in both preconditions and outcomes
columns. The cultural condition that makes funerary processions essential elements
of individual and collective identity in various communities in Ethiopia provides
the cultural basis for the formation of iddir in sefer. In complement with existing
neighborly acquaintances and relations, this basis enables trust and norms of
reciprocity to occur. Frequent interaction, such as those that happen daily among
residents of sefer, tend to produce norms of generalized reciprocity.341 In due
process, the preconditions, cultural societal aspects, for the formation of iddir
are thus established with the sefer as a host. Iddir eventually emerges out of the
social relations and networks within sefer facilitated by elders342 who possess the
necessary social credentials. The elders are the initial investors of their personal
social credential at the formation stage of iddir. The formational acts include (1)
the narrowing down of items of reciprocity from general, as it existed within the
neighborly relations, to relatively specific ones; emotional, financial and social types
of reciprocity; (2) the drafting of bylaws, and preparation of membership registry,
and documents (3) enlisting of members, out of the existent social networks, that
can be persuaded to join, and (4) election and appointment of officials. This stage of
an iddir is thus a concentration, specialization, and institutionalization of the social
capital that existed within sefer into a focused group. It is an act of duplication of
social capital for those who join the subgroup and not, in anyway, a reduction for
those who do not.
342 The term ‘elders’ implies not only age, but also life experience, educational status, economic status, and
general social recognition. It is a private resource that the individual acquires and utilizes.
The number of iddir that can be born out of social relations in a certain sefer
depends on population density, diversity among residents, and the overall age of the
sefer (the time it took to consolidate). In general, the younger a sefer is, the more
likely the existence of a small range of diversity among residents. Such condition
allows for a few small-sized iddir with bonding type of relation and cooperative
character to emerge. As population size and diversity increase the size and
number of iddir also increases. This allows for bridging type of social networks and
competitive characters to emerge. The differing types of iddir enable optimization for
structural holes that arise from such competitive conditions.
Secondly, except for Lin, Häuberer explains, that authors of social capital theory
overemphasized one or the other of two assumptions regarding other features of
relations that form social capital. The first emphasis is of Bourdieu, Coleman, and
Putnam’s that “closed and dense social structures generate the highest benefit,”
and the second emphasis is by Burt’s on weak ties. Häuberer highlights that Lin’s
concept includes both features. Hence, FIG. 5.2 contains a list illustrating both these
aspects; size, range/diversity, openness/structural holes, and closure/density, as
characteristics of the network.
The third and fourth critiques by Häuberer of social capital theories are targeted at
areas of future theoretical development. By recognizing that social capital theory is
still under development, she highlighted two gaps: the persistent lack of discussion
on how social capital can be used to tackle inequality, and the absence of concepts
regarding negative social capital. Iddir is an informal organization in that, it remains
on the fringes of formal economy discourse and planning. It is a collective act
by residents of sefer to cope with adversities. It, at a symbolic level, represents
recognition among residents of sefer, of shared history, identity, and resilience. Its
role in mitigating inequality on a midi-level (citywide) and macro-level (nationwide)
is a available area for further exploration. On a local level, it is categorized in types
of gender and religion, thus prone to further scrutiny regarding social justice and
equality. In addition, the potential negative effects of the use of iddir for expressive
goals; that it can result in the exclusion of certain sects of the community presents
an opportune area of study. More importantly, the advantages of recognizing the
social capital identity of iddir to address social inequality; its agency to deploy its
appropriability feature, to engage governance agencies for its own instrumental
purposes (not for the state’s “developmental” goals) needs to be studied.
Notwithstanding the theoretic gaps highlighted by Häuberer, this much is of purview
to this dissertation; the exploration and exposition of iddir as a viable form of social
capital. Future studies are likely to unearth and discuss the inequality and negative
social capital aspects of iddir in detail.
In summary, testing iddir with the different conceptual frames of social capital
theory allows to locate and expand on the various aspect that constitute it. So far,
working definitions of iddir as a social capital based on Bourdieu, and Coleman’s
conceptions of social capital theory have been presented separately. And Putnam,
Burt, Lin, and Häuberer’s concepts were used to further uncover iddir and its
structural relation with sefer. Nevertheless, there exists an epistemological threshold
this research is limited to. For instance, it is not in the purview of this dissertation to
evaluate the different hypotheses of social capital in a statistical manner and opine
on their applicability in the Ethiopian context. Neither is the objective to develop
an appropriate measure; a network analysis, to quantify network strengths, and
compute for instance, accessed social capital or resources.
The second and third objectives have implicitly been argued for so far. It will
become even more apparent in the following section that, the reading of the spatial
manifestation of social relations is enhanced when relations are identified through
their socioeconomic value. The social capital-based understanding of iddir, better than
purely economic (as a form of insurance) or social (only focused on relationships and
practices), makes the nexus between social relations and spatial practices in sefer,
vivid and comprehendible. The stories of residents, the spaces their practices create
and appropriate, the located resources ’s iddir benefit from, are better discovered,
interpreted, and discussed once cognizance of embedded social capitals is established.
Official, verifiable records regarding iddir remain scarce. This may partially be caused
by the apprehensive nature of the relationship between iddir and the state; the fact
that iddir remain a grass roots form of social organization despite repeated efforts
by different regimes to record, regulate, and in some instances override or exploit
them. In the 1940s and 1950s, the state did not have legal avenues for registering
iddir as any form of association, and “people gathering for iddir could be viewed as
having subversive motives.”345 Despite the Civil Code of 1960 and the Associations
345 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban Ethiopia,” 154.
346 The enactment of this regulation came, according to Seifu, 9, as a result of the emergence of different
types of associations; and, according to Pankhurst, “The Emergence, Evolution and Transformations of
Iddir Funeral Associations in Urban Ethiopia,” 155, in response to the failed attempt of a coup “against the
Emperor in 1966 in which some leaders of the [Mecha Tulama] Association were allegedly involved.”
347 The government inscribed that it “can dissolve any registered association and the association has no
legal right to appeal against such dissolution to the court.” Seifu, “Eder in Addis Ababa: A Sociological
Study,” 9–10.
348 Seifu, 10.
349 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 155.
350 Pankhurst, 156. “These suggestions did not materialize and were taken over by the political turmoil
at the time of the revolution. However, out of the 30 members of the committee most were government
representatives from various ministries, and it would seem that the interest of controlling iddir was greater
than a genuine concern with involving them.”
351 Pankhurst, 156.
Serategna sefer is located in the Arada sub-city of Addis Ababa. The statistics from
the Addis Ababa Iddir Council show that there are a total of 444 iddir in the sub-city,
out of which 143 are registered and 301 are nonregistered active iddir. Compared
to the 9 other sub-cities’ recorded data, Arada is the only sub-city with the
unregistered number of iddir higher than the registered ones. The total capital of the
iddir in Arada sub-city is estimated at 64,370,000 ETB. It is a host for 65,712 male
and 131,424 female; a total of 197,136, members of iddir, which makes it the only
sub-city with a higher number of female than male members of iddir. In general,
the data does not show the particular types of iddir it registered. Considering, for
instance, the women’s iddir are usually small in size and many in number, it is not
clear if this documentation takes them into account. On the other hand, since the
men’s iddir are usually large in number and capital, the documentation runs the risk
of having only accounted for them. In addition, except for the fact that it is the data
that is promoted by both the Addis Ababa Iddir Council and the Labor and Social
Affairs Bureau, it is difficult to ascertain its cogency.
353 “የአድቮኬሲና የማህበረሰብ ተሳትፎ ዳይሬክቶሬት የ2013 በጀት ዓመት የ9 ወር ሪፖርት: ለህዝብ ክንፍ አመራሮች፣ ማኔጅመንት አባላት፣ ክፍለ
ከተማ ቡድን መሪዎችና ለማህበራዊ ዘርፍ ባለሙያዎች የቀረበ” (ግሎባል ሆቴል አዲስ አበባ: በአዲስ አበባ ከተማ አስተዳደር የሠራተኛና ማህበራዊ
ጉዳይ ቢሮ, 2013) Translation: “Advocacy and public participation directorate, the 2013 E.C. budget year
ninth month report; presented for public organizers, managers, sub-city team leaders and social affairs
professionals” (Global Hotel Addis Ababa: Labor and social affairs bureau of Addis Ababa city administration,
2021).
An elderly woman without relatives died. Our iddir decided to bury her. Being close
to the palace Jan hoy [referring to Emperor Haile Selassie] was woken up early
in the morning by the herald with his trumpet. When he enquired about what was
happening and found out the reason he gave orders for Abba Hanna to have a tent
made of abujedid cloth to be made for them and sent 100 birr.354
Informants to this research have also stated that one of the seven iddir that exist
in Serategna sefer is called Serategna sefer iddir and Tallaqu iddir interchangeably.
They specifically add that it is one of the oldest iddir in the city. Considering
Serategna ’s proximity and relation to the Gebbi (the Imperial palace) discussed
in previous chapters, and the proximity implied by Ato Sahlä Maryam Dästa, in
the awakening of the Emperor caused by the sound of the trumpet/bugle, it is
reasonable to assume that the Tallaqu iddir in Serategna sefer is the same iddir that
Ato Sahlä Maryam Dästa described.355
354 Pankhurst, “The Emergence, Evolution and Transformations of Iddir Funeral Associations in Urban
Ethiopia,” 154.
355 Alula Pankhurst, “Research Update and Verification Request,” October 11, 2022 The author of this
dissertation has received an affirmation in favor of this assumption from A. Pankhurst as he responded to the
question “…Since I read from this quote that Jan hoy was woken up by the trumpet, I gathered it is close to
the Gebbi; and from the interviews I did with the residents of Serategna sefer, I learnt that there is an iddir
called Tilliqu or Tallaqu iddir. I wanted to verify if these two were one and the same. Is it possible that Ato
Sahlä is from Serategna sefer, or close by? Would you say my assumption that the tallaqu iddir mentioned
by Ato Sahlä is the same as the one mentioned by my informants is a correct assumption?” Via an email, his
response reads as “…I believe your assumption is right that these are indeed the same. At the time there
were not many iddir and so most unlikely that there would be two called Tallaqu or Tilliqu and the link with
the Emperor was the reason.”
As stated earlier, religion-based iddir can be implicit or explicit in the inclusion and
exclusion of certain groups in the community. For instance, Adwa Godana (Avenue)
iddir, presents a case wherein membership is not exclusive but by the presence
of a cross, a religious symbol, as an emblem, on its documents, it is perceived as
religion specific or affiliated. There exists a degree of preference exhibited in such
implicit way. Gebriel iddir, in contrary, is explicit in its name that it is based on the
Christian religion, while its emblem is a figure of two hands shaking, displaying a
coming together or agreement of parties. The most explicitly religion-based iddir are
Nural Hidiya, and Mikael iddir, an association of Muslim and Christian members of
the community respectively. The earlier has statements in its bylaws that declare it
to be of Muslim members of the community and for funerary and financial practices
consistent to the religion. The later presents an exclusivity to members who follow
the Christian religion both in name and emblem with a figure of St. Michael explicitly
displayed on its documents. The seventh and youngest iddir is Giorgis iddir for
which documents were not accessed by this research but since it is named after
the Christian St. George it can be deducted that it is either based on or affiliated to
the religion.
Front Cover:
B. Mikael Iddir Within Woreda 2 Kebele 13/10
St. Mikael’s Funerary Mutual Support Iddir,
Addis Ababa
Money contribution book
Front Cover:
C. Nural Hidiya Iddir Nural Hidiya Mutual Support Iddir
Addis Ababa
Money contribution book
Front Cover:
D. Gebriel Iddir Within Woreda 2 Kebele 13
St. Gebriel’s Mutual Support Iddir
Identification Document
Front Cover:
E. Adwa Godana Iddir Adwa Avenue, Central Serategna Sefer
Iddir’s Mutual Support Association
Monthly, iddir’s money collection book
FIG. 5.7 Illustration of the cover and internal pages of membership identification and bookkeeping document of five iddir in
Serategna sefer.
As FIG. 5.9 - 5.13 illustrate, the small courtyard space shared among the four
iddir for storage, gathering, and as their offices presents a case of mitigation
of resource constraints by the iddir. In addition to the storage rooms, there is
a community library and a community discount/subsidized shop (ሸማቾች ማህበር/
consumers association) surrounding this courtyard. On a regular day it is used
by children and youth who visit the library and elders playing cards and spending
leisurely afternoons. In the situation of funerary processions, the courtyard is used
to mobilize the stored materials in order to transport them to a place in the proximity
of the residence of the bereaved. In a typically organized storage space, foldable
chairs, portable benches, and tent canvases are placed in an open setting whereas
the cutlery and cooking utensils are stored in a designated cupboard. Regularly, the
customer’s association’s discount shop is visited by residents shopping for basic
grocery items. In general, this courtyard is a functionally and socially charged space
with high intensity of social and financial interaction.
A
Social gathering space
B ‘Shemachoch mahber’ (community
discount shop) waiting area
C
D Shared toilet
‘Shemachoch mahber’
Iddir storage
Local library
Musie Minas residence:
Heritage building, currently kebele
housing
Note:
Mikael, Giorgis, Gebriel, and Andi-
net iddir are shared-users of this
community space.
D
C
B
A
FIG. 5.8 An Illustration of the small triangular courtyard space behind the Musie Minas building that is considered a central
base for four iddir in Serategna sefer.
FIG. 5.10 Serategna sefer, Kebele 10, community library set up by an NGO called Christian Children’s Fund
(CCF)
Andinet Iddir
B
Mikael Iddir
Gebriel Iddir
Adwa Godana Iddir
Giorgis Iddir
Serategna sefer Iddir
Yeset (women’s) Iddir
Note:
1. The diameters of colored
circles are proportional to the
frequency of member house-
holds interviewed in a location
(seldom a gebbi).
FIG. 5.14 Map showing the membership distribution of iddir in Serategna sefer.
FIG. 5.15 An alley in Serategna sefer is temporarily blocked for funerary activities. Iddir mount a tent that
usually stands for three days. The placement of benches against fences of a gebbi is an extension of the
activities beyond the space created under the tent.
There is historic background in all the established iddir. When we established Gabriel iddir, it was at
the time when the Derg regime lost the war against rebels in 1983 (1991 G.C) on Gimbot 20 (May 28).
You see, on Gimbot 19 (May 27), the city was in such a chaos, you could not move outside of your
sefer. There were gunshots at the Gebbi palace, there was shots at Jan Meda, there were shots at the
Defence Ministry and military bases; it was not possible to move. So we, the residents of the sefer,
within our sefer, sat down and; because it was St. Gabriel’s day (according to Ethiopian Orthodox
Church traditions), and the city was already surrounded, we prayed ‘Gabriel, if we all make it out of
this chaos, with no one missing among us …’ so we said we shall commemorate him (St. Gabriel).
We agreed on this. God was generous, on Sene 19 (June 26) without losing anyone among us, we
feasted, we collected money contributions, we bought bread, and we celebrated that day. Then on that
day, people said, this gathering should continue in Hamle (July), then in August too. By August, the
idea of transforming this gathering into an iddir was proposed. We agreed and went to our immediate
neighborhoods and told residents that we intend to form this iddir and informed them where to come
And, regarding how I established Mikael iddir, we were part of the electoral board, a few years
later, after the change of government, around 1986/87 (1994 G.C), we were registering voters,
being considered as independent citizens, individuals who were not part of any political party.
While on that duty, another member of the electoral board whom I was working with, said ‘what
are those who are not members of an iddir going to do?,’ I said ‘ there are a lot of iddir, why
don’t you join any one of them?,’ then he said, ‘why don’t we start a new one?,’ ‘but we have
our own iddir!’ I said, ‘No, for those who were not able to join any yet, there needs to be a new
one, and you are better at organizing than us, why don’t you help us organize?’ ‘Well, go around
the neighborhood and tell others, I will do the registration works for you.’ He said ‘ok.’ Every
individual who was a member of the electoral board in the area, went around and announced
to the residents, and the community likes iddir, so they came right away. We registered
around 300 people, we went on to elect committee members to lead the iddir, the members said,
‘since you were registering us, you should be a chairperson.’ I started with that role and served
more than ten years. To both these iddir, I worked for more than ten years, and even now, I do
advisory, and oversight works for them.
When someone dies, first the bugle of announcement will be blown, and all members are asked to
come [to the mourner’s residence]. To verify attendance, names will be registered. Immediately,
members gather to erect the tents, bring out the necessary equipment such as cooking pots
and chairs. All members take part in this task. Then, upon discussion with the mourning family,
time for burial will be decided. Once that is known, based on the grouping list of members we
have on our books, a certain number of members will be informed to attend the funeral on that
time. On the third day, the same group that attended the burial will also collect and return all the
equipment to the storage. So, there are three nights in between. If, for example, the first group
was assigned from the bottom end of our list books, then another group, perhaps from the top
of the list will be responsible for the first night. Another group then follows on the second night
and another one for the third night. Members who were not present at these assigned times
and activities are thus fined. Fines are not much, may be 10 or 20 ETB, basically as a gesture to
punish bad practice. Because ‘እድር ብድር ነው’ (iddir is debt). If you provide for others, then you get
to be provided for too. If the absentee provides a valid reason or explanation for the absence,
then the fine will be waived.
But, if it is a case wherein the member has received news of death of a relative (መርዶ) whose burial
need not happen here, the bugle will not be used for announcement. You will only hear of it via
word of mouth. But there is a certain amount of money that is given to the family. When a main
member dies there is a certain amount that is given to the family. And, when an offspring, parent,
or sibling of a member is deceased, and the burial is expected to be based at the member’s
residence, there is another amount to be given. In our iddir for instance, when a main member
dies, the payable amount is 6000 ETB. For close families at residence, the amount is 1500 ETB
and for a news received from distance we pay 300 ETB. All such protocols are approved by all
members in the form of the bylaws.
Q: Beyond the iddir’s’ main, funerary purpose, are there any other functions to it?
We have made a lot of efforts to extend the function beyond funerary activities. But the community
didn’t embrace them as we would have wished for. For example, during holiday times, most iddir
around here give out money for families to be able to buy chicken. But other than that, our wish
was, even before the occurrence of death, if there are members who desperately need medical
treatment, we would be able to support them. What limits us is the capital of the iddir, since
most of our members are poor. The monthly fees when we started the iddir are different from
what we collect now. Say, when we started, when we didn’t have any capital in reserve, while
establishing both iddir, we called the community and asked about the means to manage that
period. So, we started by stating ‘if a person is deceased in the community, lets collect instant
contributions of two birr per member; and if it is merdo (መርዶ/a member receives news of death
of a relative who lives somewhere else and is mourning) then lets collect one birr per member.’
[these are contributions other than the membership fees constituted]. As we proceeded with this
arrangement; after a year or two, because the iddir were still young and weak in capital, we also
started deducting from the collected funds for a funerary incident, just to save some money and
build capital for the iddir. Through these steps, as we started to grow, we put out regulations for
the iddir and the monthly contributions grew to ten birr per member. Gradually, after about ten
years, we realized the cost of funerary services was becoming very expensive, something members
could not afford anymore. Initially, we were giving out below a thousand birr for mourners and later
grew above a thousand. But when that became insufficient, we raised the monthly fee from ten birr
to fifteen birr; we managed somehow at the time. But it is still a challenge these days, we lacked the
means to even buy some basic food items for the events. Therefore, we once more raised the fees
Recently, in the past year or two, we were told the whole neighborhood will be demolished for
development. Even I was chosen as a committee for this, it was a time we were in distress,
thinking about our fates. Now came another argument saying ‘this is an old part of the city, in
cities of other countries abroad, old parts of cities are deemed heritage and retained for their
historical significance. Rather by making such places centers of tourism activities, you can tell
stories about the genesis of Addis Ababa through this neighborhood.’ And thanks to be God, now
we are told that we will be remaining in place, we are living in relief, as you can see.
Q: Are all members of the iddir from Serategna sefer or do you also …?
It is only people from Serategna sefer that use them.
Q: What is the source of income for most dwellers in the sefer today?
Well, most of the residents are petty traders like small shops and those who chase for any small
work that earns them a living; some are civil servants, daily jobs, security guards, I mean when
you go down and see, this is a very much impoverished community. Shall I tell you something
amazing though, there was a song that was sang in the old days ‘ሰራተኛ ሰፈር ወድቄ ብነሳ አካላቴ ሁሉ ወርቅ
ይዞ ተነሳ’ (loose translation: Once I fell down in Serategna Sefer, and when I got up, I was covered
in gold). It was sung in many night clubs around here. So, the amazing thing is, if someone who
is not from here, someone who may be homeless, or if someone dies of accidents like heart
attack, whatsoever the case may be, we never allowed the city hall to bury them, never! This is
the value we have in Serategna Sefer; we don’t even wish for our own dead bodies to be taken
anywhere else. So, some four or five women will come out and cover the body of the deceased
with some cloth; we collect donations right away from everyone available, the iddir will quickly
avail some support, and a dignified funeral will be performed by the community. We do not have
the practice of allowing the city hall to bury the dead, it is unacceptable. We are not measured
by the poverty of the community rather with the love we give to each other. Everyone knows each
other; everyone respects each other; and everyone supports one another. And I have not seen a
more beautiful sefer than Serategna Sefer. I have lived in different cities in Ethiopia, but there is
no other that, I enjoyed life and loved my neighbors in. It is a very good sefer.
FIG. 5.16 A map showing the spaces previously used during circumstances of bereavement within
AT’s household.
During the foundational stages of the two iddir, AT had invested his social capital—
his credibility, to garner interest among the community in establishing them. He
said it is his personal character to be invested in building social relations. And he
cherished the benefits he gained in the form of love and respect from “everyone”
in the sefer. He further explains that the main benefit of engaging in more than one
iddir is that his social network gets wider, he gets to get along with members of
his larger community—the sefer. Beginning with the saying in Amharic, እድር ብድር
ነው/’iddir biddir naw’ that can be translated as ‘iddir is debt,’ he further illustrated
the social capital nature of iddir. “If you provide for others, then you get to be
provided for too,” he said. And that ‘bad practice;’ lack of reciprocation, is punished
with small penalty fees as gestures to discourage underinvestment.
… The first and oldest iddir in the sefer is called talaqu iddir. The second iddir is called Gabriel,
the third iddir is Giorgis, the fourth iddir is called Andinet, and the fifth iddir is Mikael. Thus,
their formation is basically, to live socially. When someone dies, the bugle is blown on time
(announcement), members come out and erect tents, members whose turn it is to attend the
burial are assigned, they do the burial and come back. I am a bugle blower (announcer), and also
storekeeper to Andinet iddir. I am a member of Mikael and Andinet iddir. The other iddir were
founded way before I came to this area after military service, since I knew iddir is important, I
joined these ones when I arrived. I was born and grew up in Gojam, in an area called Mota kidus
Giorgis, then I joined the military, and it is after that military life that I came here, joined the iddir,
and became a servant to four iddir; Gebriel, Serategna sefer, Mikael, and Andinet iddir, as a bugle
blower (announcer).
Q: What is the purpose of joining more than one iddir for you?
The purpose is basically to use it in times of despair, when someone in your family passes away, it
doesn’t produce much more than that to me.
Q: How close are you with the leaders of the iddir? And do you trust each other?
I am close with them because I work with them. And trust is necessary, so we do trust each other.
In addition, everything is done on account of receipts, income or expense, all is accounted for,
thus we don’t have much problem regarding that.
From the clusters of social networks that Ttn is affiliated to, and his role, and activities
being non-redundant within each network; it can be said that he has high level of
positional social capital. He is well informed of happenings across many iddir in the
sefer. He understands the sefer both in spatial and social aspects as he physically and
socially navigates the larger sefer ensemble. His position at multiple structural holes
makes him one of the wealthiest persons in personal and carried social capital.
Ttn also stressed the importance of trust and how it is maintained through cordial
relationships among the officials of iddir, and highlighted the importance of the
financial documentation, sanctions, fines, and the possibility of expulsion for
repeated disregard for the setout norms, as essential tools to maintain trust through
mechanisms of accountability.
Andinet Iddir
Gebriel Iddir Shared Kitchen 1
FIG. 5.17 A map showing the spaces previously used during circumstances of bereavement within
Ttn’s household.
356 This iddir is from a neighboring sefer called Gebar Sefer, thus does not fall within the category of
iddir in Serategna sefer. Yet, considering interviewee HT lives on the Eastern part of Serategna sefer, it is
understandable for her to be aware of it being in the vicinity.
357 This name of an iddir needed a follow up clarification but based on HT consistent reference to old names
of an iddir, especially in relation to their founders, as in the case of Adwa Godana iddir, it is possible that this
is also a similar case for which a recent name needs to be found out.
Q: With whom, among members to your iddir, do you have close connection with?
My neighbor over there, you see, we grew up together and we all inherited the iddir from our
mothers. Both her parents died, as did mine, too. I was living somewhere else before they passed.
But I moved back right after their passing. Since then, I was able to host weddings of my siblings
in this exact house.
Q: Are there any things you would like to see improve in the iddir?
For example, there is a bit of lack of urgency in picking up responsibilities. It is not a major
problem, and we do not see it as a challenge. But we discuss about it. Just recently, an elderly
woman passed away. After the funerary process was done, the daughter of this elderly woman
raised complaints about the service the iddir provided. We had a gathering and discussed it.
Sometimes there is carelessness among members, this raises dissatisfaction for members and
becomes an issue of discussion like this one. Well, it is a process.
The gebbi HT resides in is elevated from the main street by over two meters; and it is
accessed through a sloped and stepped ground. It has a relatively bigger courtyard
space than other neighboring gebbi. This courtyard space, according to HT, was
utilized by her family funerary functions. In a rather recent incident of the funeral for
her brother, she stated that the tent was mounted rather on the main street (outside
her gebbi) as indicated in FIG. 5.18. The kitchen that she shares, on a daily basis,
with other residents of the gebbi, was sufficient for the cooking activities during
this funeral.
HT stated that she has inherited membership to the iddir from her parents. This
highlights the quality of iddir that social credit can be transferred; but within the
condition that the beneficiary is related to the owner but also exhibits the necessary
individual characteristics to be accepted as a legitimate member. Some iddir place
a condition in their bylaws that membership is only limited to a certain number
of individuals per family, may even be just one. This is done in order to conserve
resources that may otherwise be expendable to multiple members of a family that
mourn a loss simultaneously. HT’s cherished inheritance of her parent’s social
credits lays such a condition.
Similar to interviewee AT, HT is concerned about the instability caused by the plan
by city administrators to demolish her sefer, as it resulted in social and financial
precarity of iddir. Based on her experience in the women’s iddir, she explained that
prior the rumor of such plans, the iddir had organized storage of grocery items that
are needed for cooking functions of the iddir. And that, once they became aware of
the relocation, they disbanded this storage and opted for impromptu contributions at
the moment of bereavement. This has caused vulnerability and unwanted expenses
that the women’s iddir otherwise would have been able to avoid through prediction,
planning, and storage.
FIG. 5.18 A map showing the spaces previously used during circumstances of bereavement within
HT’s household.
Women’s iddir, is informed, early in the morning, of details of the occurrence of death. Right away,
it heads to the kitchen, purchases food items and groceries, and the cooking starts immediately.
Thus, lunch will be served on time. This catering continues the next day. Women’s iddir supports
both with money and domestic work. In the old days, women’s iddir used to store cooking recipes
such as grains and spices but now a days it has stopped.
Overall, the men’s iddir contributes with the larger money and the funerary process. But the
women iddir is more laborious. The domestic work must start at the earliest possible time, and
it continues until the end of the mourning period. It has less capital than the men’s iddir but it
invests higher labor towards the mourning process.
Back then, I had such fine women who were my friends. There was a lady just in front of here, her
name was Asegedech; she has passed away now. And below here, over there was a woman called
Kittenesh, gentle like a mother to me and my children, she practically raised them. She has also
died. All these, three or four, friends of mine had properties. If I had important guests visiting
at my house, I had everything around me to host them properly. If I got ill, they would take care
of my family, bathing my children, feeding the family, all of that is gone now. On top of that, my
daughter, on whom I deeply rely on, has recently passed away and I still suffer from that loss. I do
not have people that I rely on these days; people who can speak on my behalf, those who can be
my support in the sefer.
DAz is a member of Tallaqu/Serategna sefer iddir and Gebriel iddir from within
Serategna sefer. She also mentioned membership to another iddir at Atikilt Tera.
Atikilt Tera is a vegetable marketplace in close proximity to Serategna sefer. It is not
clear if this is an iddir with members who live in and around the market or if she is
referring to a transposition of iddir; a form of association among traders that work
at the market. It is even more unclear if she chose it for its proximity to Serategna
sefer or because she owns a shop at the market. But it is clear that it is a funerary
association much similar to the other iddir in Serategna sefer, with better financial
standing than the iddir she is a member of.
In discussing the operations of the men’s iddir, she states that Serategna sefer iddir
members gather, monthly, on the grounds of St. George church; 0.7 kilometers away
from Serategna sefer. And that burials are customarily done at the cemeteries of
either the same church or Qechene Medhanealem church which is 3.2 kilometers
away. It is common for Christian members of the iddir in Serategna sefer to perform
burials at these two locations. Similar to what HT stated earlier, DAz mentions that
the women iddir used to own or rent storage spaces for the storage of cooking
ingredients and cereals, but that, this is no more the custom.
FIG. 5.19 A map showing the spaces previously used during circumstances of bereavement within
DAz’s household.
Q: Among members of the iddir who do you have a strong relationship with?
I socialize with everyone. I am the chairperson of this iddir. For example, even outside of
Serategna Sefer , I am the chairperson of a council of iddir in the locality that includes iddir such
as Afework Menged, Adwa Godana, Asir Dereja, Genete Tsigie, Yeshufer iddir, and also another
iddir called Andinet, across the street but a namesake to the one within our sefer. We all work in
collaboration, and I thus have a range of connections across the area.
They are relocated to and live in really far places such as Jemo, where the condominiums are. So,
because of this distance, we cannot fine them for not attending a funeral of a member that lives
in the sefer. We cannot fine them for not being present to provide solace for mourners. Thus, they
are free of those obligations, and they also do not blame us for not being there during times of
bereavement. They pay the monthly fee, we provide them with the items they want to use, and
they take them covering the transportation cost themselves. Based on understanding and free
will, as long as they want to keep the membership and the services, we keep them as members.
They can deregister whenever they want to.
Q: Are there any other forms of iddir that you know of?
There are different associations, old schoolmates, friends, or ethnically inclined and so on. There
is also those who establish tribal, or national ones. I would call these Mahebers (Associations),
may be the ethnic ones are structured more like iddir than others. They perform funerary
activities, support each other with money and the like. Nevertheless, they have narrowed it to one
specific set of relationship; for instance, those who speak the same language. You see, there are
different associations, but if you ask me, I would not call them iddir. It is maheber, but they are
transforming it into iddir.
Q: According to your iddir, how is the placement of the tent decided during funerals?
That depends on the immediate environment where the mourning member resides. In some areas
they have wider space that is fit for mounting the tents. Other may not. For example, here in my
compound, we have, as you can see, a wider space over there where we previously erected tents
at. But there are houses with narrow spaces and alleys. In that scenario, we choose the closest
possible space, may be on streets too.
Gebriel Iddir
Shared Kitchen
Giorgis Iddir
FIG. 5.20 A map showing the spaces previously used during circumstances of bereavement within
AbFe’s household.
In addition to his position as the chairman of Nural Hidiya iddir, AbFe is also the
chairman of the local council of iddir. Local councils of iddir are subdivisions
of the Addis Ababa iddir council that is established under the Labor and Social
Affairs Bureau of the city administration. This positional nexus is a structural hole
advantage for AbFe personally. It allows him increase credentials, for instance, within
Nural Hidiya iddir as a person who is able to acquire a storage space for the iddir
through his contacts to the Wereda 10 local administration. As he mentioned, the
iddir continuously delivers for the government’s developmental requests through in-
kind and monetary support. Similar to interviewee AT, AbFe is thus, in a position with
multiple levers of negotiation with the state and among iddir within the sefer. As he
stated, he has a “range of connections across the area.” He further attests that iddir
is instrumental in establishing cooperation and unity among residents in the sefer.
In stating that, by definition iddir focuses on the benefit of the majority than the
individual, he highlighted the public goodness of iddir as a social network.
AbFe also believes in the exploitation of the appropriability capacity of iddir for other
benefits such as for the establishment of affordable community-based markets. He
highlights the lack of access to a place (land or property) as a constraint for iddir to
venture into such activities. Beyond the storage space that his iddir was granted by the
local administration, he aspires for more spatial provision for instrumental purposes.
In summary, the concepts of social capital theory make possible the exposition of
incongruities in complex urban contexts, such as sefer, in both the theoretical and
spatial/physical sense. The existence of financial exchange in the operations of iddir
clearly invites an economic interrogation, and the traditions and social practices
surrounding it invite social and anthropological enquiry, but social capital theory
captures both these realms sufficiently and provides a productive avenue to register
and illustrate the spatiality of iddir in sefer. Accordingly, this chapter has introduced
iddir as social capital, and within the case of Serategna sefer’s iddir; it has brought
forth spatial and functional components that make up iddir. To this end, the following
are found:
Rhetorical questions such as “who lives without iddir?”358 are seldom forwarded by
residents who were asked if they are a member to an iddir, and the “I have an iddir”
instead of “I am a member of an iddir” response that informants use to indicate
membership or relationship to an iddir; makes the term ‘association’ insufficient to
capture what iddir means in everyday use, while at the same time it adds credence to
the notion that iddir can be both a social structure and social resource/social capital
at the same time. This understanding requires further investigation to reach a refined
understanding of iddir as a concept. Is iddir a network structure within which social
resources; both symbolic and concrete supports that help members ‘get by and
get through,’ are accumulated?359 Or is it a social capital, on its own, defined as an
aggregation of resources? Or is it both?
As the base structure out of which iddir grows, sefer is also defined by the iddir
within. Sefer is thus an assembly of intricate, multi-layer social relationships,
of which iddir is one, that are social capital for both individual residents and
the community at large. At different scales and stages both sefer and iddir can
simultaneously be the social structures out of which other forms of social capital
emerge. Iddir’s character of appropriability is a potential for it to be used for
instrumental purposes that benefit individuals, iddir, a cluster of iddir, and non-iddir-
members in a sefer concurrently.
358 Different versions to this rhetoric question in Amharic are: ‘ማን ያለ እድር ይኖራል? / Man yale iddir yenoral?’
translated as ‘Who lives without iddir?,’ ‘ያለ እድር ይኖራል እንዴ? / yale iddir yenoral endie?’ translated as ‘Is it
possible to live without iddir?,’ ‘እድር የሌለው ሰው አለ? / iddir yelelew sew alle?’ translated as ‘is there anyone
without iddir?,’ and ‘ሰው እንዴት ያለ እድር ይኖራል? / sew endet yale iddir yenoral?’ translated as ‘how can a person
live without iddir?’
359 Julia Häuberer, “Social Capital in Voluntary Associations: Localizing Social Resources,” European
Societies 16, no. 4 (August 8, 2014): 570–93, https://doi.org/10.1080/14616696.2014.880497.
The spatial mapping of iddir performed in this research is based on partial sampling.
As FIG. 5.14 shows, the residents in the Western and South-Western areas of
Serategna sefer were accessed for one-stop query to generate a representative
map of distribution of sefer. It remains possible, to perform this task in a more
detailed manner so that nuances regarding territorial networks and overlaps can
be identified. Such mapping can help further an understanding of the structural
and spatial relationship between iddir and sefer. On the other hand, the stories and
storified maps generated through the in-depth interview of individual residents
has exposed the essential functional components of iddir: the tent (a portable
mourning hall), the storage space, the kitchen, gathering space (for general
assemblies of iddir), and an administrative office. These are the minimum spatial
requirements for an iddir which most iddir are not sufficiently equipped with. The
socially dynamic character of iddir, the difference in size among them, the sefer
context they are embedded in, and their appropriability for purposes other than their
foundational goals, make precise quantification in size and number of these functions
unattainable. But site analysis and further prescriptions can be left for those involved
in design and planning.
There exist conceptual and spatial overlaps among the notions of iddir, equb, and
the home-based businesses, when are a palimpsest of intricacies that form an
understanding of sefer. Equb, the Rotating Savings and Credit Association (RoSCA)
is introduced at the beginning of this chapter as a form of social relation that
361 “Every kind of social capital depends on the stability of the social structure or the relations. Disruptions
in social organization or social relations destroy social capital.” Häuberer, “Social Capital Theory towards a
Methodological Foundation,” 41–42.
362 James S. Coleman, “Social Capital in the Creation of Human Capital,” American Journal of Sociology 94
(1988): S103.
363 Michael Pike, “Scale and Identity in the Housing Projects of Coderch,” in Scale: Imagination, Perception
and Practice in Architecture (New York: Routledge, 2012), 194–205, In discussing José Antonio Coderch’s
“preoccupation with scale and his critique of the post-war approach to housing” through his projects, the
author structured this section in four parts: house and city, urban scale, dwelling scale, and detail scale.
FIG. 6.1 above shows the three basic elements that comprise the gebbi, and the
focus of study here is the orange-colored fields and their edges as defined by either
the residences within a gebbi or fences that limit it. This chapter is divided into two
graphically illustrated sections. In section 6.1, the defined space within the bounds
of a gebbi is discussed through seven separate features that define it beyond the
basic elements stated above: communality, scarcity and sharing practices, claiming
norms, organicity, negotiation of space, caducity in material, and evolution and
adaptation. In the metaphoric sense, the gebbi in this section is thus taken apart for
in-depth inspection. In section 6.2, all these characteristic features are illustrated
as coincident phenomena—manifestations of the complexity in a gebbi. The
elements discussed separately in the preceding section are thus juxtaposed and
illustrated by means of in-depth interviews and observational documentation ergo
visual ethnography.
Sefer are introduced in Chapter 2 as places founded as garrison towns in the late 19th
century based on military consideration of existing topography and physical delineated
by natural features such as rivers and hills. And that the growth of Addis Ababa since
has been organic, especially since the sefer have been neglected by planning efforts in
the 20th century. Consequently, it is common to observe indistinct geometric patterns and
sequences when morphologically studying sefer. Gebbi, as a result, are variant in size,
shape, slope, and the number of households in their bounds. There are similar activities
that take place within gebbi in different sefer, such as the funerary use of open spaces.
But there also exist peculiarities such as the predominance of the malt production home-
based businesses in Geja sefer, which identity them from gebbi in other sefer.
By taking four case gebbi from each of the three case sefer under study, meaning Dejach
Wube sefer, Serategna sefer, and Geja sefer, the sections that follow shall illustrate the
seven characteristics of the gebbi as mentioned. The choice of gebbi is random and the
method of mapping is based on in-depth interviews, walk-along and visual evidencing
that were performed on site, followed by analytic mapping performed off site.
Communality
364 Charles Chu and Ashley E. Martin, “The Primacy of Communality in Humanization,” Journal of
Experimental Social Psychology 97 (November 1, 2021): 1, https://doi.org/10.1016/j.jesp.2021.104224.
365 Aristide H. Esser and Barrie B. Greenbie, eds., Design for Communality and Privacy (New York: Plenum
Press, 1978), 2,10.
1
GEJA SEFER
1
1
2
1
5
2
4
4 5
3 5
4
5
4
3
4
5
3
FIG. 6.3 Illustration of social function spaces in twelve gebbi studied: four examples from each case sefer.
2386 2385
Insufficient provision of utilities such as, electricity, water, and sewage disposal,
and domestic use spaces such as kitchens, toilets and storage spaces are evident
in all sefer. Electric poles are positioned in a spontaneous manner pursuant to the
morphology of gebbi. Cables stretching among poles create a web across gebbi and
sefer. Lack of consistent access to electricity is one of the complaints informants
raise frequently. Similarly, water supply is neither consistent nor sufficient. In most
cases a common supply point is seen per gebbi with multiple households. In some
cases, this provision is supplemented by individual access to tap water for which
households pay individually. An informant from Meqdela gebbi of Dejach Wube
sefer stated that these provisions are billed in the name of the owners of a cluster
of houses before the 1974 nationalization of properties. Such is the bureaucratic
and provisional neglect in terms of access to such necessities. Sewage disposal in
Serategna sefer is particularly concerning as the waste matter is channeled into
Bantyiketu river as municipal provision is absent.
Most households perform daily cooking activities in close to, seldom in front of,
the entrances to their residences. In occasions such as holidays or gatherings,
when large scale cooking is needed, or when preparing injera or baking traditional
bread, they use shared kitchens that are apportioned among residents of a gebbi.
Most concerningly, toilets are in dire shortage and when available, they are poorly
provided with water or proper maintenance. In some cases, kitchens are also
storage places and in other cases storage places are appropriated for large scale
cooking purposes. FIG. 6.4 illustrates the supply points of services at Gash Semmu
gebbi of Geja sefer. There are five tap water supply points shared among nineteen
families. There exists an electric pole within the gebbi that connects multiple gebbi
in the area. In FIG. 6.5, the facilities shared among residents of Balambaras gebbi
in Serategna sefer are illustrated. There are four kitchens, two store/kitchens, two
storages, and two toilets shared among fifteen households that reside in it. The
allotment of usage of space is partially decided by the local administration as part of
rent agreement, and partially negotiated among gebbi neighbors.
Sharing the available utilities and facilities is helps to cope with the lack otherwise
would have been unbearable to residents. While these remain concerns that
residents wish to be resolved by any means, informants express their pride and
solidarity in being able to collectively deal with such circumstances.
2
2
1
2
1
2
2 5
2 5
4
4 5 5
43
4 5
4 3 5
3
0
WATER SUPPLY TAPS ELECTRIC POLES GREY WATER REMOVAL EXPOSED DITCH
0 USER HOUSEHOLD
FIG. 6.4 Illustration of utility supply and use in Gash Semmu gebbi in Geja sefer.
1
1
4
2 1
1
4 4
1 1
4
2 1 2
4 4 2
2
4 2 1
2 4 2 4 1 3
3
2 1
3 3
1 3
1 2 2 4 3
6 2 3 3
1 2 4
1
1
2 5 4
1 5 6
5 6 2
1 5
1 2
6
1
SHARED KITCHEN SHARED TOILET SHARED STORAGE SHARED STORAGE / OCCASIONAL KITCHEN
FIG. 6.5 Illustration showing shared facilities and their usage among dwellers in
Balambaras gebbi in Serategna sefer.
3
4 3 2
4 4
2
4
2
2 2
4
4
4 4 4
4 4 4
1 2 1
2 2 1 1 4
1 2 2 1 4
1 1 2
2 3
2 3
3 3
1 3 33
1 3
1 1
1
1
7
2 4
2
1
1
4
5
1
4
5 1
5 1
1 4
5
3 5
5 5 4
1
5
1 4 4 5
1
6
1
6 5
5
6
5
2
2 1
3 1
2
3
2
GEJA SEFER
2
1
6
6
5 6 6 2
1
4
4
5
7
8
2
2 5
7
9 10
4
5 8
10
3 2 5
9
2
3 10 4
2 1
4 5 5
11 12
43
13
1
11
12 13 4 5
13
13 4 3 5
13 3
13
WATER SUPPLY TAPS ELECTRIC POLES GREY WATER REMOVAL EXPOSED DITCH
FIG. 6.6 Illustration of service supply points in twelve gebbi studied: four examples from each case sefer.
1
1
1
2 1
2 2
1
1 3
2
1 1 4
2 3 1
4
2
2 2
2
2
2
2
2 2 2 2
2
2
1
1
1
1
1 1
1
2 1
1
3
2
3 1
2
3
2
2
1 3
1
2
2 2
2
2
4
4
4
4
4
1
4
2
1 3
2
2
2 2
1 3
1
2
3 2
3
1 1
1
3
2
2
1
2
1 1 1
2
2
2
2 1
2
1
1
1 2
1 1
2
2
1
1 2
1
1 2
1
1 2 1 2
1 2 1 2
2 1 2
2
22
2
2
2 2 1 2
1 1 1 2
1 2
2
1
2 2 1 2 2
1
1
1 2 2
1 2
2 2 1 2 1 2 1
11 2 2
2 11 2 1 1
2 1
1 2 1
2 1
1
1
1 1
2
2
2
1 1 1 2
1 1
1 1 2
1 2 1 2
1 1 1 2
1 2 1 2
1 1 1 1
1 1
1
2
1 2
2
2
1 1 1 1
1 1
1
1 1 1
1 1
1 1
1
1
1 1 1 1
3
1 1
1
1
3 1 1 1 1
3 4
2 1
2 1
4 4
3
2 1
1
1
1 1
4
2 1 1 1 1
1 2
2
2
2
1
2
2 3 1 1 4 4 2
2
2 3
3 2
1 1
4 2 1
1 1 1
2 4 2 4 1 3
1
1
3
1
1
2 1
3 3
1 3
1 2 2 4 3
6 2 3 3
1 2 4
1
1
2 5 4
1 5 6
5 6 2
1 5
1 2
6
1
3
1 3
3
1
2
GEJA SEFER
2 1
2 1 2
2
1
2 1
2 2 1 1 2
2 2 1
3 1 1
PARTITIOINED STORAGE 3
3 1 3
1 SHARED BY HOUSEHOLDS
1 2
2 1
3 1 1 2 1
3 2
1
1
3 2 1 1
1
3 2 1
4 4 1 1 2
1 1 2 2
1 4 1
1 1 1
1 1
1
1 1 1 1
1
1 1
1 1 1 1
1
1 1 1
1 1 1 1 1
1
1 1 1 1 1
1 1
1 1 1 1
1 1
1 1 1
1 1 1
1 1 1 1
1
SHARED KITCHEN SHARED TOILET SHARED STORAGE SHARED STORAGE MAINLY, OCCASIONALLY KITCHEN
FIG. 6.7 Illustration of shared facilities in twelve gebbi studied: four examples from each case sefer.
2
1
2
1
1
2
2
1
2
2
1
1
2
1
1
2
1
2
2
1 2 1
1
2
2 1
1 1
1 1
2
2 1
1
1
1
1
2 1
1 1 2
2
1 2 2
1 1
2
1 2 2
2
2
1 2 2
2
2 2
2 2
2
2
2
2
2
2
4
2
1
4 2 2 5
1
4 1 5
1 1
2
3 1
3 2 2
1
1 2
1 1
1 2
1 2 1 2
1 1 2 4
1 1
1 2 1
1 2 1
1 2
1
4 1 3 1
1
1
2
4
3
5
1 1
4 1
1 1 5
6 2
2
6
1
2
1
6
7 1
7
7
1
7
1
1
1
1 2
2 1 2 1
1
2
1
1 1 1
2
1 2
2 1
2 1
1 1
1
1
3
1 1
1
1
1
3
3 2
1 1
1 1
1
1 2
2
1
3
1
1 2
1 2
1
1
1
2386 2385
Individual houses in sefer are typically of narrow and multipurpose rooms. Thus, it
is usual for domestic activities to flow out into the shared space within the gebbi
premises. Local administrators either forbid or pace stringent regulations against
maintenance, expansion, or modification of houses in gebbi. Thus, residents opt to
use temporary space defining methods to claim a portion of space found immediately
in front of their residences for private use. Impermanency leads to the investment
to be minimal and demolition, in case administrators demand it, relatively easy. The
spaces are delineated in different ways. A change flooring material that differentiates
between the shared open space and the claimed space may suffice in some cases.
In other cases, plants, planted in pots or on the ground, are deliberately put to
define spaces. Level differences, either an elevated platform, or a recessed and tiled
space can be appropriated for cooking activities. FIG. 6.8 below shows Qibe gebbi in
Serategna sefer and the spaces claimed by residents for various domestic functions:
washing/laundry, cooking, storages, and easy seating areas, by applying the
different technics of space definition mentioned. These spaces are not a complete
encroachment into the common space but only conceived as extensions at the edge
or as a threshold between the private and public areas. In some cases, the social
capital an individual possesses among gebbi residents can be employed to gain
space. In Qibe gebbi, a space that resulted from the demolition of houses after a
fire accident is currently used as a garden appropriated by a woman who uses parts
of it as a private storage space too. This woman is well regarded among the gebbi
community, and she shares the produce of the garden with her neighbors while, at
the same time, claims important space for private storage use.
ELEVATED WASHING AREA VERTICALLY DEFINED/BORDERED WASHING AREA DEPRESSED SPACE FOR WASHING POTTED PLANTS
ELEVATED STORAGE AREA VERTICALLY DEFINED/BORDERED STORAGE AREA DEPRESSED SPACE FOR STORE ELEVATED SITTING AREA
FIG. 6.8 Illustration shows claimed and appropriated spaces in Qibe gebbi of Serategna sefer.
2
GEJA SEFER
1
1
2
1
5
2
4
4 5
3 5
4
5
4
3
4
5
3
FIG. 6.9 Illustration of claimed and privatized spaces in twelve gebbi studied: four examples from each case sefer.
2386 2385
Thus, the foundational process, the resulting topographic condition and its
manipulation, and the vegetation and landscaping of gebbi are not standardized,
or repeating patterns or sequences—each gebbi is different in its organicity. As
shown in FIG. 6.10, Meqdela gebbi of Dejach Wube sefer has forty-five doors that
are fully or partially accessible from the common space, but the number of residing
households is only thirty-six. The topography gradually increases as one navigates
from the main access gate on the East side towards the Western end.
2472
2471
2470
PLANTED TREES CONTOUR LINES POTTED PLANTS 0000 ALTITUDE ABOVE SEA LEVEL CIRCULATION
FIG. 6.10 Illustration shows vegetation, circulation, and topography in Meqdela gebbi of Dejach Wube sefer.
2472
2476
2477
2478
2471
2479
2480
2481
2482 2470
2483
2484
2485
2391
2382
GEJA SEFER
2384
2383
FIG. 6.11 Illustration of vegetation, circulation, and topography of twelve gebbi studied: four examples from each case sefer.
2395
2394
Major laundry and cloth drying, income generation activities, and spices and grains
drying activities are the most common activities that tend to take up the largest
portion of the common spaces within gibbi. In almost all cases, this space, when
compared to the number of households arranged around it, is not sufficient to
provide every household with spaces needed for these activities. The use of this
space is thus subject to constant negotiation among residents. There are no fixed
schedules as to who uses the cloth drying cables in a gebbi when. But usage pattern
develops through time based on repeated communication-based use of the space.
FIG. 6.12 shows Beqel gebbi of Geja sefer and the spaces that are used by the
residents through continued negotiation and consideration of the needs of each
household. This gebbi is part of an area in Geja sefer that is known to engage in the
home-based, income generation activity of producing malt used for brewing artisanal
alcoholic beverages. In addition to the basic needs for laundry and drying area, this
function requires the dwellers to develop an informal arrangement of space usage.
Informant state that this has not been a source of contestation but required daily,
weekly, and seasonal negotiations based on domestic needs, production demands,
and weather conditions. Though the common space usually appears insufficient to
meet the demands of all residents, it is the most efficiently utilized space of sefer.
FIG. 6.12 Illustration shows spaces used through continued negotiation among residents in Beqel gebbi of Geja sefer.
2
GEJA SEFER
1
1
2
1
5
2
4
4 5
3 5
4
5
4
3
4
5
3
FIG. 6.13 Illustration of negotiated spaces in twelve gebbi studied: four examples from each case sefer.
The majority of the structures in sefer are administered and rented out to tenants
by the local administrative units known as kebele. While remaining the landlord of
these properties, they rarely engage in the improvement of the buildings in sefer and
this task is tacitly left to the dwellers. However, the rental arrangement as a tenure
system itself—without responsible upkeeping—reduces the sense of ownership for
dwellers, which leads to diminished interest in investing in the built forms in sefer.
Further, the little upkeeping performed by residents is limited to the use of temporary
and affordable/cheap materials. Among dwellers thus, material choices are dictated
by (a) regulations at local administration level, (b) affordability, and (c) sense of
impermanence caused by development trends as it regards to sefer. The stringent
regulations at the local administrative level restrict the possibility to maintain or
change parts of the buildings. A family needs to file for a permit to engage in any
form of maintenance work and make the case that their residence is in an unlivable
condition to be allowed to do so. The evaluation of livability is thus left to the
discretion of the officials at the local offices and a lot of room is left for subjectivity.
Occasionally, these offices set up demolition task forces that go door-to-door among
the community to enforce the setout regulations. Such bureaucratic processes
and administrative mechanisms discourage residents from engaging in significant
improvement of the building structures. Secondly, in the event a household is able
to maintain or make changes to the structures, they prefer to use materials that
are affordable. Most informants indicate that since the threat of demolition by the
local administrators remains a concern, they do not wish to invest too much in the
material quality of the buildings. And thirdly, the development trend that demolishes
large areas of sefer instils tenure insecurity within the community, and thus keeping
residents in a sense of precarity that discourages them from maintenance or
improvement works.
Built structures in gebbi have walls with a patchwork of various building materials—a
sort of visual clutter. Roofs are predominantly made of corrugated iron sheets (CIS)
except for few incidents where shared spaces are covered with plastic sheets. The
open spaces within sefer are mostly paved with large stonework and in few cases are
left as exposed earth. FIG. 6.14 below shows a catalog of building components and
materials documented from Basha Mulat gebbi in Serategna sefer. It demonstrates
the individual elements that together form the visual clutter and state of caducity
discussed above.
BM
11
BM
11
BM
04
12
05 BM
BM
08
BM 01
BM BM
BM
BM 11
22
04 B
01 BM
BM 22
M
BM
BM
15
24
BM
06
11
14
04
BM
BM
BM
07
BM
BM
04
04
BM
BM11
15 B
BM10
BM
M
01
04
BM
BM
01
11
11
11
BM
BM
BM
01 BM08
17
BM
01
BM
18
BM
BM
13
19
BM
BM
11
13
BM
18
BM
BM
16
24 03 BM
BM
01 BM
BM BM
11
15
02 BM
09
BM
11
BM
11
BM
Material Name/type Material Name/type Material Name/type Material Name/type Material Name/type
Steel framed glass door (Black) Steel framed glass door (White) Steel framed glass door (Green) CIS Door Grey Painted Chipwood Wall
Refrence Number Refrence Number Refrence Number Refrence Number Refrence Number
BM01 BM02 BM03 BM04 BM05
Material Name/type Material Name/type Material Name/type Material Name/type Material Name/type
Wooden Wall Plastic sheet & steel mesh fencing Wooden Shade (White) Straw/Mud & Cement Screed finish Wooden Frames of Str-Mud Wall
Refrence Number Refrence Number Refrence Number Refrence Number Refrence Number
BM06 [upper floor] BM07 BM08 BM09 BM10
Material Name/type Material Name/type Material Name/type Material Name/type Material Name/type
CIS Wall Metal Sheet all Stone/earth/cement Aggregate Wall Plastered & Painted Str-mud Wall HCB Wall
Refrence Number Refrence Number Refrence Number Refrence Number Refrence Number
BM11 BM12 BM13 BM14 BM15
Material Name/type Material Name/type Material Name/type Material Name/type Material Name/type
Plastered & Painted Earthen Wall Plastered & Painted Earthen Wall Cement Finished Earthen Wall Cement Screed Floor Masonry Floor
Refrence Number Refrence Number Refrence Number Refrence Number Refrence Number
BM16 BM17 BM18 BM19 BM20
Material Name/type Material Name/type Material Name/type Material Name/type Material Name/type
Masonry Floor Pebble & Concrete Aggregate Floor Masonry Floor Earth Earth and Stone
Refrence Number Refrence Number Refrence Number Refrence Number Refrence Number
BM20 BM21 BM22 BM23 BM24
FIG. 6.14 Illustration shows building components and materials used in Basha Mulat gebbi
of Serategna sefer.
As the history of sefer informs, the gebbi with multiple households is a result
of regulatory, spatial, and demographic evolution Addis Ababa city underwent.
Generally stating, at the beginning they were compounds with single-family owners.
In the late 1940s and 1950s the rise in housing demand led such owners to develop
and avail housing through rent. And the 1974 nationalization of extra land and
properties transferred ownership of significant portion of the city to the state that
consequently rented it to those who do not own houses at subsidized prices. The
evolution since, has been mostly densification and consolidation within the confines
of the gebbi.
It is a tasking effort to trace these changes back to the first structure of the gebbi.
Instead, current residents, especially elders, can only trace major changes that
occurred within two to four decades. Modifications are not necessarily regulated,
planned, or sanctioned by the state but they do happen at various times. As
discussed in section 7.1.6, these adaptations are done with temporary and
affordable materials by encroaching on existing open spaces within the gebbi in an
incremental manner. Since little amount of space is available and any significant
additions are closely monitors by the state, increments are done in small sized
forms. It is thus possible to visually identify such additions based on their size and
materiality as they appear distinct from the older, bigger, and more permanent
structures. Therefore, with the limitation in tracing the additions or adaptations done
to gebbi at all the case sefer documented, both
FIG. 6.18 to FIG. 6.20 could only represent changes as testified to by current
residents of the gebbi and based on what the built size, structure, and building
materials suggest.
As the case of Meqdela gebbi of Dejach Wube sefer illustrated below shows, two
structures; one to the left of the entrance of the gebbi and another at the center of
the gebbi that is accessed by approach stairs, are the primary structures built in
the gebbi. This is confirmed by residents who started living in the gebbi before the
nationalization of the gebbi, and during its ownership by an individual called Ashebir
Gebrehiwot. Available open spaces are thus adapted to accommodate the temporal
needs of dwellers at different times. As density increases and the need for additional
spaces presses, residents add structures in temporary manner. This gradual process
of evolution leads, in most circumstances, to the spatial clutter that is visible
in gebbi.
FIG. 6.18 Illustration of evolution through addition and adaptation of building spaces in Dejach Wube sefer.
FIG. 6.19 Illustration of evolution through addition and adaptation of building spaces in Serategna sefer.
FIG. 6.20 Illustration of evolution through addition and adaptation of building spaces in Geja sefer.
This section is a visual illustration that exposes the typological attributes of the
gebbi as urban components in Addis Ababa. The features of gebbi discussed
separately in the previous section are composed and presented in two parts as
visual summaries. The first part presents three gebbi from each of the three case
sefer to illustrate their spatial and functional features. Using axonometric drawings
it elaborates the courtyard-like spaces within gebbi as typifying platforms where
complexity manifests. The second part of this section is a visual-ethnographic
presentation of complexity as a composite of stories told by dwellers and the
site observations documented by the researcher. Three example gebbi; Meqdela,
Qibe, and Beqel gebbi are selected from Dejach Wube, Serategna, and Geja sefer
respectively for such an exposition.
The survey of the gebbi is done by making use of a cadaster map that is referred to,
among local professional communities, as Nortec map that is updated in 2010.366
The following typological presentation contains five types of information (area,
perimeter, number of households embedded, number of social spaces within, and
number of households at the social spaces) and further description of spatial
qualities. Area and perimeter information offer a scalar understanding of the gebbi;
added to which the number of households embedded provide a density conception.
What is described as the ‘social space’ in such mapping is the shared space within
gebbi where sharing, negotiation, social interaction, and home-based production
activities are observed to be intense. These spaces are defined by the households
that circumscribe them and have direct access and use for them. Such households
are thus quantified as ‘households at the social spaces.’ Some households within
gebbi may not have direct access to such spaces but the sharing, claiming, and
negotiation practices grant them indirect access and utility.
366 The absence or inaccessibility of up to date and appropriate cadaster or GIS data is a prevailing restraint
to spatial research in Ethiopia. Spatial practices and research on Addis Ababa are thus limited in precision
information.
KOREA GEBBI
ce
so ntr
cia al
l s ly l
pa oc
Area: ~700m2
ce ate
d Perimeter: ~160m
No. of Households: 15
No. of Socia Spaces: 1
No. Households at social space: 4
Description:
Korea gebbi is a compact compound with a
continuous circulatory route through the
built forms and a central social space
midway to accommodate shared needs of
the gebbi community.
ce MEQDELA GEBBI
l spa
Socia l-de-sac
at cu
Area: ~1800m2
Perimeter: ~205m
No. of Households: 36
No. of Socia Spaces: 2
No. Households at social space: 9 & 9
Social space near
entry gate
Description:
Meqdela gebbi is a compound with two wide
social spaces connected with an access route.
One of these spaces is close to entry gate
whereas the other is a sort of cul-de-sac. Nine
households have direct access to each space.
TASA GEBBI
ike
r-l ce
do pa
rri s s Area: ~900m2
Co ces
a c Perimeter: ~125m
No. of Households: ~21
No. of Socia Spaces: 1
No. Households at social space: 2
Description:
Social space near Tasa gebbi is a dense compound that has two
entry gate corridor-like access spaces that connect to a
wider social space close to an access gate. One
of the corridors is separated by an internal
gate creating a gebbi-within-gebbi situation.
FIG. 6.21 Illustration of typological features of three selected gebbi from Dejach Wube sefer.
Area: ~1000m2
Perimeter: ~140m
No. of Households: 15
No. of Socia Spaces: 1
No. Households at social space: 5
Description:
Bambaras gebbi is located at the edge of a
river. The space within is thus sloped down-
ward from West to East. The wider space at
the entry area is a social space, and access
spaces cascade down to the rear/river bank.
QIBE GEBBI
cent
n-adja
Garde ace
sp
Social Area: ~1000m2
Perimeter: ~155m
No. of Households: 12
No. of Socia Spaces: 1
No. Households at social space: 2
Description:
Qibe gebbi has a social space adjacent to a
vegetable garden. This allows the residents
with a flexibility to expand it when the need
for gathering arises. Tentacles of access
routes lead to dwelling units.
in
Gebb-with
-gebbi
50 BETESEB GEBBI
Ge
Area: ~1500m2
bb
i-w Perimeter: ~195m
ith
in
-g
No. of Households: 50
eb
bi No. of Socia Spaces: 1
Small scale No. Households at social space: --
Social space
Description:
50 Beteseb gebbi is a dense community
with little social space thus, main gathering
is done outside the gebbi. An access space
connects two main gates (South & East).
There are 5 gated gebbi-within-gebbi.
FIG. 6.22 Illustration of typological features of three selected gebbi from Serategna sefer.
Continuous
social space
BEQEL GEBBI
Area: ~1300m2
Perimeter: ~160m
No. of Households: 22
No. of Socia Spaces: 1
No. Households at social space: 14
Main malt production
Description:
activity area Beqel gebbi’s social space is a continuous
one. As malt producing community, the
main working area is close to the entry gate,
but the intensity of social and economic ac-
tivities is relatively consistent throughout.
Sandal
production
space
MEMHER TESEMMA GEBBI
Area: ~600m2
Perimeter: ~104m
No. of Households: 13
No. of Socia Spaces: 2
No. Households at social space: 8 & 2
Description:
A continuous social space and a shaded work-
Socia
l
entry space ne
shop area for the production of sandals out of
gate ar
used tyres are the two social spaces in Memher
Tesemma gebbi. The sandal production is
home-based income generation activity involv-
ing at least two families in the gebbi.
FIG. 6.23 Illustration of typological features of three selected gebbi from Geja sefer.
The material dilapidation and visual clutter discussed in the previous section are
relatively straightforward perceptions than the social complexity entrenched in gebbi.
Hence, to understand what is visible, it is important to study what is the lived and
storified experience of residents. This section presents visual illustrations of three
gebbi through the stories of residents and on-site documentation. The use of visual
documentation of both respondents’ stories and the researcher’s observation have
thus both analytic and synthetic application. As stated in Chapter 3 and exemplified
in Jan Rothuizen’s work, drawing is a form of note taking, an object of analysis, and
a technique of representation. Textual and visual information capture the place,
stories, and the moment of documentation, and are processed and presented here
in tandem. FIG. 6.24 and FIG. 6.25 are illustrations of a social space within Meqdela
gebbi of Dejack Wube sefer. As shown earlier, this gebbi has two social spaces one
of which is located at the deepest position away from the entry gate of the gebbi. It
is a sort of cul-de-sac around which a number of households are clustered; nine of
which have direct access to it. FIG. 6.26 to FIG. 6.32 narrate a morning in Qibe gebbi
of Serategna sefer; a vibrant common space hosting a variety of social and economic
activities. And FIG. 6.33 to FIG. 6.35 represent Beqel gebbi of Geja sefer; a dynamic
space of production and social interaction. These illustrations are first documented
on site as quick sketches, photographs, and audio and video recordings followed by
redrawing, translation, transcription, and visual analysis works.
plants grown in
plastic bags and
buckets include
herbs used for
cooking and coffee
making.
FIG. 6.24 A cul-de-sac type social space in Meqdela gebbi of Dejach Wube sefer.
FIG. 6.25 A cul-de-sac type social space connects to the circulation leading to an adjacent social within Meqdela gebbi of Dejach Wube sefer.
Boards of recycled
paper, in the process
to be made into cookie
trays for sale.
Serategna
sefer iddir’s
mattreses Corrugated iron Gypsum plastered
sheet wall and painted mud
wall y
A ca. 50m long alle
bi
connects the geb
et
with the main stre
iddir tent
Steel Frames of
Portable cooking stove of
Cement screed pointed stone pavement Serategna sefer iddir.
Painted
We rented this house from W/ro Negatua, corrugated
a very caring lady, including her husband. Water
iron sheet
She used to live here too. But when Derg supply
wall
came to power, she died of misery, as all line
her property got taken by the government
and became seriously ill and suffered to Wall forming
death. They were never compensated for algae from
A mother sits by the shared
the property. She was a good lady; she moisture.
water source (bono) and
used to prepare food for the events at
chats with her daughter
St. George church. She had a number of
maids who tended for the domestic works
of cooking and brewing. After her death, Laundry waste water
some of those maids remained here by openly flows on the
renting parts of the compound from the ground.
government. The lady took care of me
when I gave birth back in the days. She
provided for all the food I and my family
needed during my post pregnancy period.
I am basically a customer renting a house
‘‘We have a shared kitchen for twelve
here, but she was very kind to me, such a
households of the gebbi. I only use it for
kind person.
big events, to bake bread and to brew
‘tella.’ For everyday cooking I use a
charcoal stove at my home.
Abandoned
Serategna
shelf.
sefer iddir
storage
Washing trough
Old/reused tyres
for washing
support Cleaning items
(Garbage spade,
Mop, and
Metal support for Garbage sack)
washing trough
drapery
covers
small a sack
plastic
plastic buckets
aluminum mat floor
pot covering steps
lea
up to E ding
n
house tance of charcoal
stove
Drying baskets.
FIG. 6.33 The malt producing community of Beqel gebbi in Geja Sefer I.
FIG. 6.34 The malt producing community of Beqel gebbi in Geja Sefer II.
Barrel to store
water in
FIG. 6.35 The malt producing community of Beqel gebbi in Geja Sefer III.
washed wheat to be
filterred and burried
under rocks
Filtering basket.
Fresh wheat
is soaked in A woman burying wheat
water in this below rocks at the
trough. beginning of the malt
Re-used tyre serves production process
as a cushion below
the trough
Saris Gebbi
~1400m2
Meqdela Gebbi
~1800m2 Tasa Gebbi
~900m2
Korea Gebbi Qibe Gebbi
~700m2 ~1000m2
Basha Mulat Gebbi
50 Beteseb Gebbi ~900m2
~1500m2 Balambaras Gebbi
~1000m2
Gash Tadesse Gebbi
~650m2
Beqel Gebbi Memher Tesemma Gebbi
~1300m2 ~600m2
Gash Semmu Gebbi
~1000m2
FIG. 6.36 An illustration of the difference in size, shape, and form of twelve gebbi documented and analyzed.
It is determined so far that the sefer are a cluster of gebbi. The gebbi are thus an
urban spatial typology that constitute sefer’s morphology. Firstly, the gebbi is a
continuum of space bound by residential buildings and circumscribing fencing,
that serves circulatory, social-interaction, and income-generation functions.
The buildings and fences are the spatial limits that yield a common space that is
identified as the gebbi.
Thirdly, the gebbi have at least one distinct, compactly defined main social space
that exhibits intensified social and economic activities, and tight knit social
relationships. Even though these spaces are generally open and accessible to those
who reside in a gebbi, proximity and having direct access to them, creates variation
in the degree of ownership and utility of it among dwellers in a gebbi.
Fourthly, as the size of a gebbi and the number of households increases the number
of such spaces increases too. And when the size of a gebbi and the number of
households within it is significantly high, such as in the case of 50 Beteseb Gebbi
of Serategna sefer, separate gebbi within the larger gebbi tend to be established
by placing hard (limited access) or soft (permeable) borders. The gebbi-within-
gebbi are indicative of dwellers’ need for a degree of privacy or separation within
the shared mode of daily practices. In some cases, gates within a gebbi that deter
access result from the tenure modality that was in place prior the nationalization of
properties in 1974. Meaning, what used to be residences of owners or landlords of
the larger gebbi in that period are separately defined with borders of various types:
fences, gates, shrubs, or stairs. In other cases, these borders are placed to limit the
number of households and relationship size to a certain amount. Further enquiry is
needed to qualify and quantify the network sizes that dwellers find appropriate to the
size and form of a social space within gebbi.
And sixthly, the scarce provision of utility, visual clutter, and material caducity
of gebbi are results of continued neglect by planning and governance bodies
of the temporal needs of communities. Demands arising from rise in density
are not met and are rather aggravated by vague regulations and inconsistent
administrative practices.
This research finds that the sefer, iddir, and gebbi are socio-spatial conditions and
systems that boost resilience for majority urban communities in Addis Ababa. A
transdisciplinary research method that utilizes the three viewing lenses of cognitive
borders, social networks and relations, and spatial typologies is also found to
be a productive means to understand these urban conditions and systems. The
trinocular is thus a methodological advancement to those that would lead to either
obscure or simplistic reading of complex urban contexts toward an expansive and
inclusive one. The two sections that follow will summarize these two findings: the
socio-spatial conditions and systems that the research identified, and the trinocular
as a tested methodology. And in section 7.3, a review of recent developments in
transdisciplinary research and the cross-cutting qualities and potentials of the
trinocular are summarized.
309 Conclusion
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7.1 Sefer, iddir, and gebbi
Sefer are flexible boundary conditions that are primarily cognized by their dwellers.
They are results of indigenous and autochthonous foundation and continued
processes of self-actualization by communities that construct them. The neglect by
and deviation from formal administrative delimitation and administration exhibited
in sefer has led to its existence more in a cognized manner among dwellers than in
the formal logics and documents. It is thus among the stories told and practices
observed in the case sites that the cognitive borders of the respective sefer emerged
as discussed in chapter 4.
Narratives, legends, and stories that are embedded in the names of sefer and their
landmarks and in daily use by residents establish cognitive borders as heritage and
identity are deployed as active means of ‘meaning making.’ Some cognitive borders
are physically conditioned, meaning natural/topographic and artificial hard limits
such as fences establish borders within and out of the limits they mark. The social and
symbolic relevance of such physical limits are thus the conditions in which the cognized
identities develop. Other borders are conterminous cognitive borders—they co-define
each other either in reference to another external prevalent condition such as the
Imperial palace in the case of Serategna sefer and its neighboring sefer, or among/
against each other based on historicized communal relations therein. And in some
instances, cognitive borders can be suspended because of cognitive ambivalence
caused by perceived or real uncertainties and actual demolition of places of favored
relations among communities. These borders are retained in communal narratives
and identity making processes.
The trinocular is a methodological device for research in the fields of design and
planning. It engages and aligns with other disciplinary traditions that have pluralistic
tendencies intended for inclusive reading of urban conditions that are regularly
referred to as different, ‘informal,’ at times non-urban, or places that need to
‘develop.’ Research practices in grounded theory, comparative urbanism, and visual
ethnography provided the positional and technical ground for the trinocular, but
methodologically it remains in the realm of design research as it does not strictly
follow the analytic practices of any of these epistemic traditions. Systematically
collected data are analyzed in a continuous mode of feedback to make the discovery
of wider concepts and theories possible; as such, it is not a linear, step-by-step,
or layer-by-layer enquiry. Data collection, analysis and theorization are performed
simultaneously as is notable, for instance, in the theoretic discussion and data
analysis that is present across, and as part of, the presentation of findings in
311 Conclusion
TOC
chapters 4, 5, and 6. Language and meanings are essential aspects of the collection
and analysis of data. The allegoric nature of speech, and the cultural roots of words,
phrases, sayings, and stories required mindful engagement from the researcher
during observation, interviews, translation, transcription, and non-precoded,
cyclic analysis. In both the language, and the object of research, dissimilarities or
anomalies are treated as matters of fact in the context, and seamlessly adopted in
analysis and representation. And visual materials are used in data collection, analysis
and reporting or representation on equivalent standing as textual information.
Considering this methodology is only tested in the context of Addis Ababa and this
dissertation alone there remain some questions as to its efficacy across contexts
and design disciplines. For instance, the three lenses are a result of a process of
initial observation, interviews, and analyses, but then, it would be fair to ask if the
framework is too site specific. In addition, the test of the trinocular in the context
has benefitted from the researcher's cultural and liguistic locatedness. The allegoric
nature of stories and language was better explored because of this fact. Thus,
another question would be if the methodology is too reliant on cultural and liguistic
familiarity. It is clear thus, further experimentation and trans-position, as stated
above, is needed to address such uncertainties and refine the efficiency of the
trinocular.
The trinocular, when assessed against these recent developments, differs in that it
is not working between or across the sites of everyday life and the design office—it
solely operates within the earlier. Even though it can provide a steppingstone for
367 Stender, “Towards an Architectural Anthropology—What Architects Can Learn from Anthropology and
Vice Versa,” 28, 32.; See also, Deborah Reed-Danahay, “Social Space: Distance, Proximity and Thresholds
of Affinity,” in Thinking through Sociality: An Anthropological Interrogation of Key Concepts (New York and
Oxford: Berghahn Books, 2015), 69, 91.
313 Conclusion
TOC
collaborative outcomes, it is a specific progression within the realms of design
research. A fruitful cooperation though, demands an alignment in thought, methods,
and posture. Hence, architecture, its interdisciplinary practices, and fieldwork
traditions needed to be reevaluated. The devotion to understanding complex urban
forms, their located meanings, and values requires both lateral and longitudinal
expansion of architectural research, and theory. In this regard, the trinocular
provides laterality through the incorporation of principles and techniques that are
staple to other disciplines, and longitudinally, it advances the ways of fieldwork in
complexity that is founded on its comfortableness with anomalies.
This can best be made visible if the trinocular is also evaluated against the three
challenges, identified by Stender, for architecture and anthropology to develop
fruitfully—communication, temporality, and normativity. In communication,
especially referring to the use of visual material, she states, architectural and
anthropologic researchers differ radically. The projective tendencies of architectural
research also differ from the ‘life as it takes place’ approach of anthropologists.
And most importantly, there exists difference in normativity: in that, architects tend
to make qualitative judgements while anthropologists are trained to refrain from
them. When evaluated against these challenges: (1) communication: the trinocular
advances the use and treatment of visual material equivalent to textual material, (2)
temporality: it significantly tapers projective enquiry and focuses on narrativized
experiences and historicized accounts, and (3) normativity: its objective of capturing
the ‘different’ through nuanced reading of the anomaly show that design research
can and should make bold anthropological moves by tapering its instinct for
qualitative judgements.
Going forward, and especially in alignment with the drive to re-center and dislocate
urban and architectural theory, the trinocular can be developed as a pedagogic tool
in architectural education. Even though design pedagogies in the so-called Global
South encourage site visits as a form of fieldwork, they are seldom casual and
lack structures that advance inquiry and active learning.368 To his disappointment,
Elias Yitbarek Alemayehu, found that the design studio that he was leading with a
design brief to develop context-specific housing typologies resulted in “nothing
different from previous studios—it was non-contextual.”369 Here thus, the trinocular
368 Ashraf M. Salama, “‘LEARNING ABOUT’ AND ‘LEARNING FROM’: Enabling Approaches for Decolonizing
Architectural Pedagogy in the Global South,” in The Routledge Companion to Architectural Pedagogies of the
Global South (London: Routledge, 2022), 27, https://doi.org/10.4324/9781003018841.
369 Elias Yitbarek Alemayehu, “Foreword,” in Global Housing: Dwelling in Addis Ababa (Prinsenbeek: Jap Sam
Books, 2020), 7–9.
Efforts such as that of the Global Housing educational program developed at the
Department of Architecture of Delft University of Technology (TU Delft) wherein,
a diverse cohort of students and educators are engaged in intense cross-cultural
exchanges within the studio, while at the same time are dislocated into complex
urban contexts such as Addis Ababa, Nalasopara, and Dhaka,370 can benefit from
the structures of the trinocular as a means to explore context specific knowledge.
Meaning, the trinocular in this situation, can be a framing tool to cross-pollinate
concepts that are unearthed from a specific location. Through sustained engagement
of this kind, it can thus be anticipated that cross-cultural scholarship can grow in a
manner that diffuses established categories and cartographies—dislocating urban
and architectural theory. These pedagogical experimentations at various scholastic
environments can also be further testing grounds for the trinocular itself.
And finally, this research started in 2016 with the interest to conceptualize a
counter proposition to the housing programs such as the IHDP discussed in chapter
2 —to generate alternative housing solutions through bottom-up research. The
top-down tilt of the IHDP and the primacy of efficiency and speed of construction
in its formation are thus problematized at the outset of this research. Placeness,
belongingness, and autochthonous practices of place making in the city were found
to be essential concepts that were missing in the drafting of such housing policies
and programs. These concepts were since found to be difficult to be apprehended
with only the tools and methods of architectural research, especially considering the
object of query was a complex urban context—the sefer of Addis Ababa.
370 Mota Nelson and Dick van Gameren, “DWELLING BEYOND CULTURAL DIFFERENCES: Architectural
Education for Peripheral Urbanization in Bangladesh, Ethiopia and India,” in The Routledge Companion
to Architectural Pedagogies of the Global South (London: Routledge, 2022), 419–32, https://doi.
org/10.4324/9781003018841.
315 Conclusion
TOC
and gebbi—are necessary knowledge foundation now for the development of design
alternatives. The exposition of community and placeness in the borders cognized by
the residents, their socioeconomic daily practices, and the spatial typologies that
facilitate them was hence a necessary step—essential for new design explorations
and ideations. In the future, application of the trinocular in analytic work within
housing design practices, similar to its prospects in education discussed above, will
further be useful to uncover concepts that relate to, for instance, domestic spaces
in sefer. In line with, and as a spin-off of this research, the Addis Ababa Living Lab
(2ALL), a research project funded by NWO-WOTRO has now taken up the projective
exploration of housing solutions within the sefer of Addis Ababa.
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“የአድቮኬሲና የማህበረሰብ ተሳትፎ ዳይሬክቶሬት የ2013 በጀት ዓመት የ9 ወር ሪፖርት: ለህዝብ ክንፍ አመራሮች፣ ማኔጅመንት አባላት፣ ክፍለ ከተማ
ቡድን መሪዎችና ለማህበራዊ ዘርፍ ባለሙያዎች የቀረበ.” ግሎባል ሆቴል አዲስ አበባ: በአዲስ አበባ ከተማ አስተዳደር የሠራተኛና ማህበራዊ ጉዳይ
ቢሮ, 2013.
Architecture,
Urban Design and Urban Planning
[email protected]
[email protected]
[email protected]
Education
2010/11
The Swiss Federal Institute of Technology, ETH Zurich, Switzerland. Masters of
Advanced Studies in Urban Design (MAS)
2001-2006
Addis Ababa University (AAU) - Ethiopian Institute of Architecture Building
Construction and City Development (EiABC), Ethiopia. Bachelor of Science (BSc) in
Architecture and Urban Planning.
Practice
2005
Intern Architect at EDIT Plc. Consulting Architects and Engineers and S7 Consulting
Architects and Engineers.
2006-2008
Architect at SKAS Consulting Architects and Engineers.
Promoter of the Architectural Design Competition for the Head Office of the Addis
Ababa Chamber of Commerce Sectoral Associations (AACCSA).
Academic
2008-2010
Assistant Lecturer at Addis Ababa University (AAU) - Ethiopian Institute of
Architecture Building Construction and City Development (EiABC)
2012-2016
Lecturer and Chair Holder at Addis Ababa University (AAU) - Ethiopian Institute of
Architecture Building Construction and City Development (EiABC)
2016
Guest Lecturer at Delft University of Technology
2016 - present
Doctoral candidate at Delft University of Technology
“A City Shaped by Diplomacy. The Case of Ethiopia’s Capital Addis Ababa,” ABE
Journal. Architecture beyond Europe, no. 12 (December 26, 2017)
“Coen Beeker’s ‘Urban Fields’ for Addis Ababa,” in The Beeker Method: Planning and
Working on the Redevelopment of the African City, Occasional Publication, vol. 27
(Leiden: African Studies Centre Leiden, 2017), 109–22
“Fasil Giorghis and Zegeye Cherenet, Members of the NESTown Group,” in To Build
a City in Africa: A History and a Manual (Rotterdam: nai010 publishers, 2019),
388–95.
Notable practices
2015-2016 - Project Coordinator and Urban Designer for the Urban Design Work
of the Main City Centre of Addis Ababa in collaboration with the Addis Ababa and
Surrounding Oromia Integrated Development Plan Project office (AASOID) of the
Addis Ababa City Administration.
2016 - Coordinating Architect for the Architectural Design Works of Institute for
Elder’s Retirement and Institute for Rehabilitation and Medication of Physically
Challenged People for the Addis Ababa Bureau of Labor and Social Affairs.
This research is motivated by the scholarly calls for new concepts and analytic tools for
documenting, analysing, and theorizing complex urban territories such as those of cities in
Africa. With implicit comparative intent, it takes the case of Addis Ababa city and its old and
typifying places—the sefer, to develop and test a new architectural transdisciplinary research
methodology referred to as the trinocular. By way of this methodology, it unearths and introduces
sefer, iddir, and gebbi of Addis Ababa as not only socio-spatial phenomena but concepts and
vocabulary for a located and nuanced reading of the city itself. Sefer are introduced as flexible
boundary conditions that are primarily cognized by their dwellers—results of indigenous and
autochthonous foundation and continued processes of self-actualization by communities that
construct them. Iddir is unearthed as a form of social capital embedded in sefer that appears
in the structures of relations among residents. And the gebbi as an urban spatial typology that
constitutes the sefer’s morphology—the last frontier of communality just prior domestic spaces
which, in many cases, can be a single multi-functional room.
These concepts and vocabulary, it is argued, in both practical and metaphoric sense, should
be the starting point of new urban imaginaries for Addis Ababa. Urban planning and housing
projections thus, should draw inspiration from these notions, elements, and phenomena.
Furthermore, lessons learnt from the trinocular and the findings are presented as new avenues
for architectural research in similar, less-known, and complex urban conditions as the sefer of
Addis Ababa.