Nursing Care Plans & Documentation: Nursing Diagnoses and Collaborative Problems (Nursing Care Plans and Documentation)
Nursing Care Plans & Documentation: Nursing Diagnoses and Collaborative Problems (Nursing Care Plans and Documentation)
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EDITION5
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5th Edition
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Every year brings me a new appreciation and admiration for this woman
In her 80s (close to 90) there is not much she does not do
She has role-modeled unconditional love, respect for all, forgiveness, and independence
She is determined she can, and she does!
She is one generation of my family’s Hungarian Woman Warriors, and I proudly walk in
their footprints, carry their swords to battle injustice, and cherish deeply our loved ones.
Current Contributors
vii
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Preface
Nursing is primarily assisting individuals, sick or well, in activities that contribute to health or its recovery, or to
a peaceful death, and that they perform unaided when they have the necessary strength, will, or knowledge.
Nursing also helps individuals carry out prescribed therapy and to be independent of assistance as soon as possible
(Henderson, 1960).
Historically, nurses have represented the core of the health care delivery system (including acute,
long-term, and community agencies), but their image continues to be one of individuals whose actions
are dependent on physician supervision. Unfortunately, what Donna Diers wrote over 15 years ago is
still relevant today: “Nursing is exceedingly complicated work since it involves technical skill, a great
deal of formal knowledge, communication ability, use of self, timing, emotional investment, and any
number of other qualities. What it also involves—and what is hidden from the public—is the complex
process of thinking that leads from the knowledge to the skill, from the perception to the action, from
the decision to the touch, from the observation to the diagnosis. Yet it is this process of nursing care, which is
at the center of nursing’s work, that is so little described . . .” (Diers, 1981, p. 1, emphasis supplied).
Physicians regularly and openly explain the measures they plan to the public, especially to clients
and their families. Nurses, however, often fail to consistently explain their plan of care to clients and
family. This book provides both a framework for nurses to provide responsible nursing care and guide-
lines for them to document and communicate that care. These care plans should not be hand-written.
They must be reference documents for practicing nurses. Write or free text the different care the client
needs in addition to the standard.
The focus of Nursing Care Plans and Documentation is independent nursing care—the manage-
ment of client situations that the nurse can treat legally and independently. It will assist students in
transferring their theoretical knowledge to clinical practice; it can help experienced nurses provide
care in a variety of unfamiliar clinical situations. This book also incorporates the findings of a valida-
tion study, a description of which (method, subjects, instrument findings) is presented in the section
titled Validation Project, following the Preface. These findings should be very useful for practicing
nurses, students of nursing, and departments of nursing.
The Bifocal Clinical Practice Model underpins this book and serves to organize the nursing care
plans in Unit II. Chapter 1 describes and discusses the Bifocal Clinical Practice Model, which differen-
tiates nursing diagnoses from other problems that nurses treat. In this chapter, nursing diagnoses and
collaborative problems are explained and differentiated. The relationship of the type of diagnosis to
outcome criteria and nursing interventions is also emphasized.
Efficient and appropriate documentation of nursing care is outlined in Chapter 2. Legal issues,
standards, and regulatory agencies and their effect on nursing documentation are discussed. The chapter
explains a documentation system from admission to discharge. Sample forms are used to emphasize
efficient, professional charting. This chapter also includes a discussion of priority diagnoses and case
management. The elements of critical pathways are explained with examples. Directions on how to
create critical pathways using the care plans in Unit II are discussed and illustrated.
Chapter 3 gives an overview of the 11 steps in care planning and takes the reader through each
phase of this process.
Chapter 4 explores the issues and human responses associated with illness and hospitalization, and
describes the coping strategies of the client and family. A discussion of Bandura’s self-efficacy theory and
its application to management of therapeutic regimens is also presented.
Chapter 5 focuses on the surgical experience and related nursing care to discuss the human
response to the experience. Preoperative assessment and preparation are described for preadmitted
and same-day-admission surgical clients. The nursing responsibilities in the postanesthesia recovery
room are described, and the related documentation forms are included. This chapter also outlines the
integration of the nursing process in caring for same-day surgery clients; again, the corresponding
forms that will help the nurse to do this are included.
New to this edition is Chapter 6. This chapter focuses on Moral Distress in nurses. This new
NANDA nursing diagnosis has the nurse as the focus, not the client. The clinical reality of Moral
ix
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x Preface
Distress in nursing will be explored, and strategies for preventing and reducing Moral Distress will be
presented. Self-Assessment of Health Behaviors will help the nurse with a self-evaluation of his or her
life style. End-of-Life Decisions will be explored and strategies for promoting these decisions in one’s
personal life and with clients will be discussed. A reproducible Living Will document is available for
distribution with instructions on how to use it.
Unit II presents care plans that represent a compilation of the complex work of nursing in caring for
individuals (and their families) experiencing medical disorders or surgical interventions or undergoing
diagnostic or therapeutic procedures. It uses the nursing process to present the type of nursing care that
is expected to be necessary for clients experiencing similar situations. The plans provide the nurse with a
framework for providing initial, or essential, care. This is the nursing care known to be provided when a
certain clinical situation is present—for example, preoperative teaching for clients awaiting surgery or
the management of fatigue in individuals with arthritis. As the nurse intervenes and continues to assess,
additional diagnoses, goals, and interventions can be added to the initial plan. Even though the type of
care that is warranted for clients in certain clinical situations is predictable, the nurse must still assess the
individual for additional responses. The fifth edition features extensive revisions or additions to the
goals/outcome criteria in each care plan and, when possible, research findings or the work of expert
clinicians were incorporated.
The intent of this book is to assist the nurse to identify the responsible care that nurses are account-
able to provide. The incorporation of recent research findings further enhances the applicability of the
care plans. By using the Bifocal Clinical Practice Model, the book clearly defines the scope of indepen-
dent practice. The author invites comments and suggestions from readers. Correspondence can be
directed to the publisher or to the author’s address.
REFERENCES
Diers, D. (1981). Why write? Why publish? Image, 13, 991–997
Henderson, V. & Nite, G. (1960). Principles and practice of nursing (5th ed.). New York: Macmillan, p. 14.
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Validation Project
Background
In 1984, this author published diagnostic clusters under medical and surgical conditions (Carpenito,
1984). These diagnostic clusters represented nursing diagnoses and collaborative problems described in
the literature for a medical or surgical population. After the initial diagnostic clusters were created, they
were reviewed by clinicians who practiced with specific corresponding populations.
Since 1984, numerous other authors (Holloway, 1988; Doenges, 1991; Sparks, 1993; Ulrich,
1994) have generated similar groupings. To date none of the clusters have been studied to determine
their frequency of occurrence. In other words, are some diagnoses in the diagnostic cluster treated
more frequently than others?
Method
Settings and Subjects
The findings presented are based on data collected from August 1993 to March 1994. The research
population consisted of registered nurses with over 2 years’ experience in health care agencies in the
United States and Canada. A convenience sample of 18 institutions represented five U.S. geographical
xi
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Instrument
A graphic rating scale was developed and pilot-tested to measure self-reported frequencies of interven-
tions provided to clients with a specific condition. Each collaborative problem listed under the condition
was accompanied by the question:
When you care for clients with this condition, how often do you monitor for this problem?
Each nursing diagnosis listed under the condition was accompanied by the question:
When you care for clients with this condition, how often do you provide interventions for this nursing
diagnosis?
The respondent was asked to make an X on a frequency scale of 0% to 100%. Scoring was tabu-
lated by summing the scores for each question and calculating the median.
PARTICIPATING INSTITUTIONS
Data Collection
Prior to data collection, the researcher addressed the requirements for research in the institution. These
requirements varied from a review by the nursing department’s research committee to a review by the
institutional review board (IRB).
After the approval process was completed, each department of nursing was sent a list of the 72
conditions to be studied and asked to select only those conditions that were regularly treated in their
institution. Only those questionnaires were sent to the respective institutions. Study institutions received
a packet for those selected conditions containing 10 questionnaires for each condition. Completed ques-
tionnaires were returned by the nurse respondent to the envelope and the envelope sealed by the desig-
nated distributor. Nurse respondents were given the option of putting their questionnaire in a sealed
envelope prior to placing it in the larger envelope.
Since two of the study institutions did not treat ophthalmic conditions, questionnaires related to
these conditions were sent to two institutions specializing in these conditions.
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Findings
Of the 19 institutions that agreed to participate, 18 (including the two ophthalmic institutions) returned
the questionnaires. The target return was 160 questionnaires for each condition. The range of return was
29% to 70%, with the average rate of return 52.5%.
Each condition has a set of nursing diagnoses and collaborative problems with its own frequency
score. The diagnoses were grouped into three ranges of frequency: 75% to 100%—frequent; 50% to
74%—often; <50%—infrequent. Each of the 72 conditions included in the study and in this book has
the nursing diagnoses and collaborative problems grouped according to the study findings.
Future Work
This study represents the initial step in the validation of the nursing care predicted to be needed when a
client is hospitalized for a medical or surgical condition. It is important to validate which nursing diag-
noses and collaborative problems necessitate nursing interventions. Future work will include the identifi-
cation of nursing interventions that have priority in treating a diagnosis, clarification of outcomes
realistic for the length of stay, and evaluation and review by national groups of nurses.
DEMOGRAPHICS OF RESPONDENTS
Questionnaires
Sent 9,920
Returned 5,299
% returned 53.4%
Average Age 39
Average Years in Nursing 15
Diploma 22.7%
AD 25.7%
BSN 36.5%
MSN 12.4%
PhD 1.5%
No indication 1.2%
REFERENCES
Carpenito, L. J. (1984). Handbook of nursing diagnosis. Philadelphia: J. B. Lippincott.
Carpenito, L. J. (1991). Nursing care plans and documentation. Philadelphia: J. B. Lippincott.
Doenges, M., & Moorhouse, M. (1991). Nurse’s pocket guide: Nursing diagnoses with interventions. Philadelphia:
F. A. Davis.
Holloway, N. M. (1988). Medical surgical care plans. Springhouse, PA: Springhouse.
Sparks, S. M., & Taylor, C. M. (1993). Nursing diagnoses reference manual. Springhouse, PA: Springhouse.
Ulrich, S., Canale, S., & Wendell, S. (1994). Medical-surgical nursing: Care planning guide. Philadelphia:
W. B. Saunders.
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Acknowledgments
The Validation Project could not have been completed without the support of the following nurses who
coordinated the data collection in their institutions:
Tammy Spier, R.N., M.S.N. Pauline Elliott, R.N., B.S.N.
Department of Nursing Services St. Francis Medical Center
Department of Staff Development Cape Girardeau, Missouri
Allen Memorial Hospital Dena Belfiore, R.N., Ph.D.
Waterloo, Iowa Dianne Hayko, M.S.R.N., C.N.S.
Donna Dickinson, R.N., M.S. St. Joseph Hospital
Carol Mangold, R.N., M.S.N. Omaha, Nebraska
Carondelet St. Joseph’s Hospital Jennie Nemec, R.N., M.S.N.
Tucson, Arizona St. Peter Community Hospital
Kathy Killman, R.N., M.S.N. Helena, Montana
Liz Nelson, R.N., M.S.N. Eleanor Borkowski, R.N.
The Evanston Hospital Tina Buchanan, R.N.
Evanston, Illinois Jill Posadas, R.N.
Margaret Price, R.N., M.S.N. Deanna Stover, R.N.
Lynn Bobel Turbin, R.N., M.S.N. Margie Bracken, R.N.
Nancy DiJanni, R.N., M.S.N. Barbara Upton, R.N.
Huron Valley Hospital Kathleen Powers, R.N.
Milford, Michigan Jeanie Goodwin, R.N.
Pat Vaccaro, R.N., B.S.N., C.C.R.N. San Bernardino County Medical Center
Deborah Stroh, R.N. San Bernardino, California
Mary Jean Potylycki, R.N. Kathy Karpiuk, R.N., M.N.E.
Carolyn Peters, R.N. Monica Mauer, R.N.
Sue DeSanto, R.N. Susan Fey, R.N.
Christine Niznik, R.N. Joan Reisdorfer, R.N.
Carol Saxman, R.N. Cheryl Wilson, Health Unit Coordinator
Kelly Brown, R.N. Gail Sundet, R.N.
Judy Bailey, R.N. Pat Halverson, R.N.
Nancy Root, R.N. Ellie Baker, R.N.
Cheryl Bitting, R.N. Jackie Kisecker, R.N.
Carol Sorrentino, R.N. Cheri Dore-Paulson, R.N.
Lehigh Valley Hospital Kay Gartner, R.N.
Allentown, Pennsylvania Vicki Tigner, R.N.
Loretta Baldwin, R.N., B.S.N. Jan Burnette, R.N.
Karin Prussak, R.N., M.S.N., C.C.R.N. Maggie Scherff, R.N.
Bess Cullen, R.N. Sioux Valley Hospital
Debra Goetz, R.N., M.S.N. Sioux Falls, South Dakota
Susan Goucher, R.N. Keith Hampton, R.N., M.S.N.
Sandra Brackett, R.N., B.S.N. University of Minnesota Hospital
Barbara Johnston, R.N., C.C.R.N. Minneapolis, Minnesota
Lisa Lauderdale, R.N. Eva Adler, R.N., M.S.N.
Randy Shoemaker, R.N., C.C.R.N. Jean Giddens, R.N., M.S.N., C.S.
Memorial Medical Center of Jacksonville Dawn Roseberry, R.N., B.S.N.
Jacksonville, Florida University of New Mexico Hospital
Karen Stiefel, R.N., Ph.D. Albuquerque, New Mexico
Jerre Jones, R.N., M.S.N., C.S.
Lise Heidenreich, R.N., M.S.N., F.N.P., C.S.
Christiana Redwood-Sawyerr, R.N., M.S.N.
Presbyterian Hospital
Charlotte, North Carolina
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Validation Project xv
Fran Tolley, R.N., B.S.N. My gratitude also extends to each of the nurses
Vicky Navarro, R.N., M.A.S. who gave their time to complete the question-
Wilmer Ophthalmological Institute naires.
Johns Hopkins Hospital A sincere thank you to Dr. Ginny
Baltimore, Maryland Arcangelo, Director of the Family Nurse
Heather Boyd-Monk, R.N., M.S.N. Practitioner Program at Thomas Jefferson
Wills Eye Hospital University in Philadelphia, for her work as the
Philadelphia, Pennsylvania methodology consultant to the project.
A study of this magnitude required over
Joan Crosley, R.N., Ph.D. 9000 questionnaires to be produced, duplicated,
Winthrop-University Hospital and distributed. Over 100,000 data entries were
Mineola, New York made, yielding the findings found throughout this
Carol Wong, R.N., M.Sc.N. edition.
Cheryl Simpson, R.N.
Victoria Hospital
London, Canada
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Contents
UNIT I
Introduction to Care Planning 1
Chapter 1 The Bifocal Clinical Practice Model 3
Chapter 2 Documentation of Nursing Care 9
Chapter 3 11 Steps to Care Planning 27
Chapter 4 The Ill Adult: Issues and Responses 32
Chapter 5 Response to the Surgical Experience 38
Chapter 6 Reducing Moral Distress in Nurses 50
UNIT II
Clinical Nursing Care Plans 55
xviii Contents
UNIT
I
Introduction to
Care Planning
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The classification activities of the North American Nursing Diagnosis Association International
(NANDA-I) have been instrumental in defining nursing’s unique body of knowledge. This unified system
of terminology
• Provides consistent language for oral, written, and electronic communication
• Stimulates nurses to examine new knowledge
• Establishes a system for automation and reimbursement
• Provides an educational framework
• Allows efficient information retrieval for research and quality assurance
• Provides a consistent structure for literature presentation of nursing knowledge
• Clarifies nursing as an art and a science for its members and society
• Establishes standards to which nurses are held accountable
The inside cover of this text provides a list of nursing diagnoses grouped under conditions that necessitate
nursing care.
Clearly, nursing diagnosis has influenced the nursing profession positively. Integration of nursing diag-
nosis into nursing practice, however, has proved problematic. Although references to nursing diagnosis in the
literature have increased 100-fold since the first meeting in 1973 of the National Group for the Classification
of Nursing Diagnoses (which later became NANDA-I), nurses have not seen efficient and representative appli-
cations. For example, nurses have been directed to use nursing diagnoses exclusively to describe their clinical
focus. Nevertheless, nurses who strongly support nursing diagnosis often become frustrated when they try to
attach a nursing diagnosis label to every facet of nursing practice. Some of the dilemmas that result from the
attempt to label as nursing diagnoses all situations in which nurses intervene are as follows:
1. Using nursing diagnoses without validation. When the nursing diagnoses are the only labels or diagnostic
statements the nurse can use, the nurse is encouraged to “change the data to fit the label.” For exam-
ple, using the Imbalanced Nutrition category for all clients who are given nothing-by-mouth status.
Risk for Injury also frequently serves as a “wastebasket” diagnosis because all potentially injurious situ-
ations (e.g., bleeding) can be captured within a Risk for Injury diagnosis.
2. Renaming medical diagnoses. Clinical nurses know that an important component of their practice is
monitoring for the onset and status of physiologic complications and initiating both nurse-prescribed
and physician-prescribed interventions. Morbidity and mortality are reduced and prevented because
of nursing’s expert management.
If nursing diagnoses are to describe all situations in which nurses intervene, then clearly a vast
number must be developed to describe the situations identified in the International Code of Diseases
(ICD-10). Table 1.1 represents examples of misuse of nursing diagnoses and the renaming of medical
diagnoses. Examination of the substitution of nursing diagnosis terminology for medical diagnoses or
pathophysiology in Table 1.1 gives rise to several questions:
• Should nursing diagnoses describe all situations in which nurses intervene?
• If a situation is not called a nursing diagnosis, is it then less important or scientific?
• How will it serve the profession to rename medical diagnoses as nursing diagnoses?
• Will using the examples in Table 1.1 improve communication and clarify nursing?
3. Omitting problem situations in documentation. If a documentation system requires the use of nursing
diagnosis exclusively, and if the nurse does not choose to “change the data to fit a category” or “to
rename medical diagnoses,” then the nurse has no terminology to describe a critical component of
nursing practice. Failure to describe these situations can seriously jeopardize nursing’s effort to justify
and affirm the need for professional nurses in all health care settings (Carpenito, 1983).
3
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physiologic complications that nurses monitor to detect onset or changes of status. Nurses manage collaborative
problems using physician-prescribed and nursing-prescribed interventions to minimize the complications of the
events (Carpenito, 1997). Figure 1.3 illustrates the Bifocal Clinical Practice Model.
The nurse makes independent decisions for both collaborative problems and nursing diagnoses. The
difference is that in nursing diagnoses, nursing prescribes the definitive treatment to achieve the desired
outcome, while in collaborative problems, prescription for definitive treatment comes from both nursing
and medicine. Some physiologic complications (such as High Risk for Infection and Impaired Skin
Integrity) are nursing diagnoses because nurses can order the definitive treatment. In a collaborative prob-
lem, the nurse uses surveillance to monitor for the onset and change in status of physiologic complications,
and manages these changes to prevent morbidity and mortality. These physiologic complications are usually
Pathophysiological Treatment-related
Personal
FIGURE 1.3
Bifocal clinical practice model. (© 1987, Lynda
Juall Carpenito.)
related to disease, trauma, treatments, medications, or diagnostic studies. Thus, collaborative problems
can be labeled Potential Complication (specify); for example, Potential Complication: Hemorrhage or
Potential Complication: Renal Failure.
Monitoring, however, is not the sole nursing intervention for collaborative problems. For example, in
addition to monitoring a client with increased intracranial pressure, the nurse also restricts certain activi-
ties, maintains head elevation, implements the medical regimen, and continually addresses the client’s psy-
chosocial and educational needs.
The following are some collaborative problems that commonly apply to certain situations:
If the situation calls for the nurse to monitor for a cluster or group of physiologic complications, the col-
laborative problems may be documented as
PC: Cardiac
or
PC: Post-op: Urinary retention
PC: Hemorrhage
PC: Hypovolemia
PC: Hypoxia
PC: Thrombophlebitis
PC: Renal insufficiency
PC: Paralytic ileus
PC: Evisceration
A list of common collaborative problems grouped under conditions that necessitate nursing care
appears on the inside front and back covers. Not all physiologic complications, however, are collaborative problems.
Nurses themselves can prevent some physiologic complications such as infections from external sources