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14jun Disaster

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14jun Disaster

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ramanvarsha20
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The Demography of Disasters

Elizabeth Frankenberg
Duke University

Maria Laurito
Duke University

Duncan Thomas
Duke University

June 2014

Abstract

The frequency and magnitude of large-scale disasters in recent years has


prompted increased interest in better understanding how major disruptive events
alter key demographic processes. This article summarizes evidence establishing
that disasters have significantly impacted mortality, health, fertility, and
migration. While these processes are intimately inter-related, there have been
relatively few integrative analyses that draw the evidence together, in large part
because of inadequate data. Investment in population data collection systems to
provide scientific evidence in the wake of disasters will broaden the depth and
scope of disaster research, advance understanding of demographic changes, and
inform policy interventions.
1. Introduction
The past decade has seen multiple large-scale natural disasters. These events, in combination
with predictions that such events will increase in frequency as a result of global warming and
rising population densities in vulnerable areas, have catalyzed interest in how affected
populations respond to disasters, the effectiveness of emergency response programs and whether
emergency or longer-term assistance programs alter the life course trajectories of those affected
by disasters.
Both disasters and recovery efforts have the potential to affect many outcomes of interest
to social and health scientists. Accordingly, a wide array of disciplines has contributed to the
study of disasters. We thus begin with a brief review of definitions of disasters and approaches to
their study. This chapter focuses on the relationship between disasters and demographic
phenomena. We therefore focus on mortality, fertility, and migration. These are three key
demographic outcomes that are affected not only by disasters themselves but also by policies and
programs implemented both before and after disasters.

2. The Study of Disasters


Disciplinary Approaches
Efforts to define disasters and use these definitions to shed light on various social, health
and demographic phenomena have a long history in the social sciences, particularly in sociology,
geography and epidemiology. Early sociological work on disasters focused on understanding
collective behavior under high-stress conditions, taking the approach of dispatching researchers
to stricken communities to observe post-disaster dynamics as they unfolded (Fritz and Marks,
1954). Although areas of emphasis have varied over the years, understanding how disasters
strain social systems has remained a focus of this research (Quarantelli, 1989; Dynes, Tierney,
and Fritz, 1994; Klinenberg, 2002; Browning et al., 2006; Tierney 2007). Within geography,
efforts have centered more on the vulnerability of human physical systems to hazards (Gray et
al., 2014; NAS, 2006) and on how to increase resilience of human systems, most frequently by
studying one or a small number of communities. Disaster epidemiology provides timely
assessments of the short and long-term impact on health, broadly defined, and seeks to improve
prevention and mitigation strategies (Guha-Sapir and Hoyois, 2012).

1
In many other disciplines, disasters are viewed through a broader lens. For example, in
the economics literature, disasters are often treated as part of a more general class of “shocks,” or
unexpected changes. Shocks have been used to make inferences regarding the extent to which
individuals are able to protect themselves, their families and their communities from unexpected
events with potentially adverse consequences (Townsend, 1995). A related literature exists in
demography, although the focus is on demographic outcomes, and larger-scale macro events
with the potential to affect whole populations have received more attention (see for example,
Heuveline’s innovative reconstruction of the Cambodian population after the Khmer Rouge
regime (Heuveline 1998, 2001, 2007). Economic and demographic analyses have tended to
prioritize representativeness at the population level, and typically draw comparisons on a larger
scale than geographic or purely sociological approaches. Finally, a large body of work in
psychology and epidemiology examines the implications of disasters for various mental and in
some cases physical health outcomes, most frequently through the analysis of survey data of
varying degrees of representativeness (Armenian, Melkovian, and Hovanesian, 1998; Cao,
McFarlane, and Klimidis, 2003; Norris et al., 2006).

Definitions of Disaster
Many definitions of disaster have been proffered over the years, generating a great deal
of debate (Quarantelli, 1989, 2005). Most definitions recognize disasters as phenomena that arise
from an unusually extreme precipitating event that is concentrated in time and space and that
overwhelms local or, in some cases, larger-scale systems. Over time definitions have
increasingly recognized the importance of social construction in whether an event is interpreted
as a disaster.
From a perspective based in sociology, Kreps (2001) defines disasters as “non-routine
events in societies that involve conjunctions of physical conditions with social definitions of
human harm and social disruption” Several important elements of this definition warrant
highlighting. First, according to this definition, disasters do not occur without people and the
social systems they create. Second, chronic conditions, such as poverty, are not considered
disasters. In some contexts, wars, genocides, famines, disease outbreaks and weather-related
events like floods, hurricanes and tornadoes fit naturally into this definition. However, it is
important to be precise about “non-routine”. In some parts of the world, these types of events
have become all too routine. In those cases, it is necessary to appeal to an argument that the

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incidence may be routine but the precise timing or the severity of the event is not routine in order
to apply this definition of a disaster. Alternatively, studies have treated the onset of such events
as a disaster.
Disasters typically involve significant loss of resources and threats to - or actual loss of -
life. The combination of these factors may result in a humanitarian crisis. Some studies have
tried to classify precipitating events into various typologies, for example whether they arise from
environmental phenomena such as geophysical forces or weather, or from technical or willful
actions. Sociologists’ emphasis on understanding shifting social processes caused by disasters,
beyond studying the catastrophic event itself, has resulted in the evolution of the set of events
that are included within the rubric of a disaster, in particular as new findings related to social
impacts have emerged (Herring, 2013). It is widely recognized that the interaction of the
physical events with characteristics of the affected societies, such as the nature of housing and
patterns of land use, plays a fundamental role in how disasters unfold.
Other important and distinguishing features that vary across disasters are the magnitude,
scope and duration of the event, the degree of advance warning available to the population at
risk, and the precision with which the event can be predicted. As an example, the 2004 Indian
Ocean tsunami that hit the island of Sumatra, Indonesia, and Hurricane Katrina (that affected the
U.S. gulf coast) were very different with respect both to whether the event was (or could have
been) predicted and the amount of time that those likely to be affected had to prepare for the
onslaught of the water. The tsunami hit some coastlines of Indonesia within minutes of the
earthquake, whereas, residents of New Orleans were warned about the approaching storm several
days before Katrina made land fall (Munasinghe, 2007). Moreover, whereas hurricanes have
been a part of the history of New Orleans since it was settled in the early 18th century, geological
evidence indicates that there have been no tsunamis along the coast of Sumatra for over six
centuries.

3. A Framework for Considering Disasters’ Demographic Impacts


Demographers have examined disasters largely when their consequences occur at a scale with
the potential to affect regional or national populations. Key parameters of interest are typically
mortality, health, fertility, and migration, which in turn have implications for population size and
composition.

3
The most dramatic link between disasters and demography is arises in those disasters that
cause substantial numbers of deaths. The risk of death in a disaster may vary by age and sex,
reflecting differences in vulnerability across these dimensions as a result of physical differences
or likelihood of exposure. Socioeconomic status may also be associated with risks of exposure
such as when the poorest live in particularly vulnerable areas (such as flood plains) or when
damage caused by the disaster depends on the quality of housing (as might be the case for
earthquakes or tornadoes). In addition to immediate deaths, disasters may have longer-term or
indirect effects on mortality through their effects on health status or its drivers.
Disasters also have the potential to displace people, either because people move
preemptively, or because the disaster affects their property or source of livelihood in ways that
make remaining in the affected area unattractive or impossible. After disasters, displaced
individuals may return, and others may move into the area, attracted by opportunities of various
forms.
Though the mechanisms are less immediately obvious, disasters can also change fertility
patterns. Disasters and the associated stress can affect coital frequency and potentially the ability
to conceive a child or carry a pregnancy to term or they can change the demand for children.
Disruption of services could also affect access to contraception. Disasters that result in large
numbers of death may be followed by increased fertility. Finally, if the disaster changes the age
and sex composition of the population as a result of mortality or migration, patterns of union
formation may change in ways that alter fertility trends.
Several implications of the preceding discussion are worth drawing out in a little detail.
First, although disasters typically begin with a precipitating event that can be pinpointed
precisely in time, and often in space, temporal and spatial end points of disasters’ impacts are not
so cleanly delineated. Effects may be felt for a far longer time scale, and over a far greater
geographic area than that within which the disaster causes physical damage. A corollary is that
the longer-term effects of a disaster may well reach far beyond those who were directly. For
example, a disaster that affects the local area population composition may also affect the labor
and marriage markets on a wider scale. Furthermore, a disaster that is followed by in-migration
from other areas clearly affects not only the affected population and the migrants but also the
communities from which the migrants have moved.

4
Second, the demographic processes we have discussed above are connected in myriad
ways. To provide just a few examples, decisions to move are likely to be affected by household
structure and decision-making processes which are, themselves, directly altered by mortality.
Loss of kin and migration can affect stress levels, health, the desire for children, and the ability
to conceive and bear children. Relatively few analyses consider these inter-linkages, in part
because few studies collect information on a broad set of potentially relevant behaviors and
outcomes; fewer studies have successfully followed the trajectories of individual, families and
communities affected by disasters over time.
Third, although we have emphasized the negative impacts of disasters, it is important to
note that to the extent that disasters change opportunities, some of these changes may have
positive consequences for individuals and communities. As disasters destroy land, housing or
infrastructure in one area, the value of comparable land, housing or infrastructure is likely to
increase. Disasters are often followed by reduced access to food and shelter: those who can
provide food or shelter are potential beneficiaries of this misfortune. In many cases, these are
provided by governments or non-government organizations as assistance. Indeed, assistance
programs, themselves, may provide opportunities that change outcomes in positive ways as, for
example, the programs buy food from local farmers. Other policy changes may affect longer-
term outcomes and diminish the potential for known hazards to turn into large-scale disasters in
the future. More generally the policy environment can affect demographic phenomenon
associated with disasters in significant ways.

4. High Impact Disasters of the Last Decade


Before turning to evidence regarding demographic change in the context of disasters, we review
the scope of disasters that have occurred over the last decade, based on two indicators of impact,
the death toll and the estimated value of property damage.
The table below summarizes impacts for the five disasters that are estimated to have had
the highest number of deaths over the past decade (Panel A) and the five disasters that are
estimated to have had the greatest damage measured in financial terms (Panel B). Of course,
financial estimates of damage are, at best, rough; the table is intended to provide an illustration
of the magnitudes that are involved.

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Table 1. Death and Property Destruction

Affected
Country Year Type of disaster Deaths Populatio Damage1
(US$ Million)
n
A. Costliest for Lives
South and 2004 Earthquake/
225,841 2,273,723 7,791
Southeast Asia Tsunami
Indonesia 165,708 532,898 4,452
Sri Lanka 35,399 1,019,306 1,317
India 16,389 654,512 1,023
Thailand 8,345 67,007 1,000
Haiti 2010 Earthquake 222,570 3,700,000 8,000

Myanmar 2008 Cyclone Nargys 138,366 2,420,000 4,000

China 2008 Earthquake 87,476 45,976,596 85,000

Pakistan 2005 Earthquake 73,338 5,128,309 5,200

B. Costliest for Property


Japan 2011 Earthquake/Tsunami 19,846 368,820 210,000

United States 2005 Hurricane Katrina 1,833 500,000 125,000

China 2008 Earthquake 87,476 45,976,596 85,000

United States 2012 Hurricane Sandy 154 8,500,0002 65,000

Chile 2010 Earthquake 562 2,671,556 30,000


Source: EM-DAT: The OFDA/CRED International Disaster Database – www.emdat.be, University of Louvain, Brussels
(Belgium). NOAA: “Billion-Dollar Weather/Climate Disasters” - www.ncdc.noaa.gov/billions/events
1
The estimated damage is dollars of the year of occurrence.
2
Estimate based on affected power consumers in the US, Tropical Cyclone report, Hurricane Sandy, National Hurricane
Center, 2013 - http://www.nhc.noaa.gov/data/tcr/AL182012_Sandy.pdf

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With respect to mortality, the deadliest disaster was the 2004 Indian Ocean tsunami,
which cost over 225,000 people their lives in Southeast and South Asia. The 2010 Haiti
earthquake killed over 222,000, followed by Cyclone Nargis (138,366). Two other earthquakes,
in China and Pakistan, caused tens of thousands of deaths as well.
With respect to property damage (measured in dollars of the year of the event), the
earthquake and tsunami that hit Japan tops the list. Estimated property damages were
approximately $US 210 billion, and Hurricane Katrina caused damages of $US 125
billion,according to data from the Center for Research on the Epidemiology of Disasters (CRED)
at University of Louvain. The 2008 earthquake in China is the only disaster that appears in both
panels, which points to an interesting feature of disasters: the deadliest are not necessarily the
costliest in terms of property damage. Instead, the highest costs have accrued in high- or
medium-income countries, and in three of those disasters the numbers of deaths were quite low.
How such a table will look in a decade is unknown. On the one hand, if the various
hazards mitigations and emergency preparedness policies that have reduced death tolls in
industrialized countries can be implemented in a greater number of developing countries, death
tolls from disasters may diminish. On the other hand, the size and density of populations in areas
vulnerable to extreme geophysical or meteorological events is growing, which increases the
number of people at risk of exposure.
The table is based on estimates aggregated to the national level. While useful as summary
evidence regarding scale, the numbers shed little light on the full demographic impact of these
events, let alone processes and mechanisms linking disasters to demographic change over the
longer term.
Indeed, a major barrier to studying the demography of disasters is the relative scarcity of
appropriate data. Many studies are based on relatively small-scale unrepresentative samples of
individuals clustered into camps or other highly-visible housing arrangements. Other studies use
interviews of those who have remained behind in the affected areas. Typically, interviews are
conducted once, shortly after the disaster. It is difficult to draw firm conclusions about the
impact of the disaster on processes of population change with these types of data. The
complexities of collecting population-representative data that characterize the periods both
before and after the disaster, that span a continuum of destruction, and that follow movers to
destinations other than camps, have severely limited the representativeness of study samples,

7
sample sizes, and follow up periods of available data (Sastry and Vanlandingham, 2009; Galea
and Maxwell, 2009).

5. Demographic Processes and Outcomes


In this section we review the evidence for linkages between disasters and various demographic
outcomes.
Mortality and Morbidity
As shown in Table 1, disasters can cause loss of life on a massive scale. The extent of
mortality caused by disasters varies depending on factors such as type of disaster, location, and
timing. Counts of the dead and missing may not be accurate and in some cases these rough
estimates may not be finalized into an official death-toll. Whether deaths have a meaningful
impact on population size depends, in part, of the extent to which mortality is spatially
concentrated. Mortality rates can help clarify impact, but their calculation requires information
on the number of individuals exposed as well as the number dead—information that is not
always available.
Risk of mortality may vary by age and sex in ways that differ across disasters. Several
studies provide evidence that the Indian Ocean tsunami was associated with higher mortality for
women than for men, and for the young and old. For example, based on a survey representative
of pre-tsunami population, Frankenberg et al. (2011) show that mortality was lowest among men
aged 20 to 44 years. Mortality rates were significantly higher for same-aged women, and higher
still for children and teenagers, and for older individuals. It is likely that these differences reflect
differences in strength and ability to swim since exposure to the tsunami is unlikely to vary by
demographic group. Similar results are also reported for Sri Lanka following the 2004 Indian
Ocean tsunami, where women and children experienced higher mortality compared to adults
aged 20 to 29 years (Nishikiori et al., 2006).
These mortality patterns are unusual. They are not observed for the tsunami in Japan,
where mortality was lower for school-age children than for individuals of other ages, and there
are no significant differences in tsunami-related mortality between men and women (Nakahara et
al., 2013). Nor do they describe mortality in Haiti following the 2010 earthquake, where
mortality was highest among those aged 18 and younger. In Haiti, about two-thirds of deaths
were children younger than 12 years. Not only did children suffer higher mortality rates during
the earthquake, they were also more likely to die from injuries and illness in the aftermath of the

8
disaster (Kolbe et al., 2010). In contrast, mortality rates associated with Hurricane Katrina were
highest among older adults (those 75 years or older), mostly due to these people not leaving the
affected areas prior to the hurricane and ultimately drowning in the water (Brukard et al., 2008).
Beyond mortality, disasters can affect health, with the nature of the impacts contingent on
the characteristics of the event. Earthquakes often cause multiple injuries, including lacerations,
fractures, contusions, chest and neurological problems, and potential cardiovascular issues
(Bartels and VanRooyen, 2011). Health problems triggered by a disaster can continue in the
long-term. Residents of Louisiana and Mississippi experienced an increases in headaches, nausea
and digestive ailments, and respiratory and cardiac problems after Katrina (Adeola and Picou,
2012). Longer-term effects may be particularly important when the disaster creates additional
health and environmental hazards, such as chemical, oil or radiation spills.
The psychological, physical and economic stresses associated with disasters can also
affect birth outcomes for children born to women who are exposed while pregnant, and
potentially these children’s longer term health outcomes. Evidence from offspring of women
pregnant during the Dutch Hunger Winter indicates that extremely low caloric intake during the
pregnancy results in reduced weight at birth, shorter stature as an adult, elevated risk of cardio-
vascular disease in mid life and premature mortality. These results have been interpreted as being
driven by the impact of the in utero nutritional insults through plausible biological pathways and
have also implicated the post-natal nutrition environment. (Stein 1975, Ravelli et al. 1998,
Ravelli et al. 1999, Roseboom et al. 2001, Rooij et al. 2010).
Several studies have explored the impact of natural disasters such as droughts or floods
that occur in utero or in early life and established these events can have effects that reach well
into adulthood (Foster, 1995, Maccini and Yang, 2009). Other studies have investigated the
impact of large-scale outbreaks of infectious diseases, most prominently, the 1918 influenza
pandemic. Arguing the pandemic was unanticipated, Almond (2006) concludes that in utero
exposure to the pandemic resulted in worse socio-economic outcomes in adulthood relative to
those surrounding cohorts that were not exposed. However, Brown and Thomas (2014) establish
that the parents of the cohorts exposed to the pandemic were also of lower socio-economic status
relative to the parents of the surrounding cohorts which complicates interpretation of the
evidence. This highlights the general issue of the centrality of establishing whether a disaster is
anticipated when interpreting the evidence. If the disaster is anticipated (or anticipatable),

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estimated effects likely reflect a combination of the impact of the disaster and potential
behavioral responses in anticipation of the disaster.
Other studies have sought to investigate the relationship between stressful experiences
during pregnancy and the physical health of offspring. These studies use quasi-experimental
designs, drawing on some unexpected source of stress, such as acts of terror or war (Lauderdale
2006, Camacho 2008), an epidemic of crime (Brown 2014), earthquakes (Torche 2011) or
hurricanes (Currie and Rossin-Slater, 2012). Using birth record data, they compare outcomes at
birth of children in utero at the time of the event with outcomes of comparison children who
were not exposed in utero. While the findings are consistent with the hypothesis that stress
exposure affects birth outcomes, the estimated impacts are generally very small in magnitude and
clinically unimportant. Moreover, many of the studies use large samples and the statistical
significance of the estimated effects is not clear.
Morbidity after disaster extends beyond physical health. Studies in psychology and
epidemiology have documented a number of systematic patterns of post-disaster mental health.
Studies assess a variety of specific and non-specific psychological problems, but post-traumatic
stress, depression, and anxiety are the most common ones regardless of the nature of the disaster
(Norris et al., 2002; Norris and Elrod, 2006).
Relatively few studies are able to examine changes in psychological symptoms over time,
but among those that do, most find that symptoms improve (Norris et al., 2002; Pietrzak et al.,
2012). Data from the Galveston Bay Recovery Study (GBRS) shows that individuals exposed to
Hurricane Ike had symptoms consistent with PTSD, anxiety, and panic but that prevalence of
these symptoms declined with time (depression remained stable across waves) (Pietrzak et al.,
2012). Similar evidence has been reported for Indonesians affected by the Indian Ocean tsunami
(Frankenberg et al., 2014).

Migration and Relocation


Migration, whether voluntary or impelled, is a potentially strong factor in reshaping
populations after a disaster. In the context of disasters, population movements encompass
temporary and permanent migration, both out of and into disaster-affected areas. Destinations
can include unaffected areas (where the displaced may or may not have family or friends) as well
as locations relatively nearby the impacted area where formal and informal camps may be
established. But residents may also choose to stay where they were living at the time of the

10
disaster, even if the area was badly affected, and new groups may move in, particularly if they
perceive opportunities (most likely work-related) associated with relocating.
Migration decisions are affected by damage to the built and natural environment, among
other things. Massive destruction displaces victims from their homes, potentially for extended
periods of time. The 2010 earthquake in Haiti destroyed an estimated 24.4 percent of homes, and
damaged 41.5 percent. About 1.24 million Haitians were relocated to temporary settlements
(Kolbe et al., 2010). Overall, it is estimated that Port-au-Prince lost 23 percent of its permanent
residents.
Using an unusual methodology that relies of mobile phone data to study migration patters
in Haiti following the earthquake, Lu et al. (2012) analyze movements of 1.9 million phone users
for up to one year after the earthquake. They show that shifts in location were more predictable
than originally anticipated. Movements were closely related to patterns that predated the
earthquake and were associated with location of social support networks.
Hurricane Katrina is another disaster that caused an almost unprecedented level of
relocation of people in the United States, with some 1.5 million people emigrating from affected
areas (Groen and Polivka, 2010). For residents of heavily damaged and low-income
communities, opportunities to return to New Orleans were highly constrained by resource
availability and the degree of destruction to their homes. Using a representative sample of pre-
Katrina residents of New Orleans, Fussell et al. (2010) show that black residents experienced
higher rates of housing damage, which often delayed their return to the city and contributed to
reshape demographic characteristics post-disaster. Relying on data from the Current Population
Survey, Groen and Polivka (2010) show that age, family income, and magnitude of damage at
the county level significantly conditioned return of displaced populations even a year after the
hurricane.
As discussed briefly above, some outcomes linked to disasters may have unexpected
positive elements. Hurricanes Katrina and Rita caused massive migrations of students from low
performing to higher quality schools. After initial drop in median test scores, performance
quickly recovered and by 2009 median tests scores for movers had rose by 0.18 standard
deviations (Sacerdote, 2012).
Overall, Hurricane Katrina served to accelerate an ongoing reduction of the population of
New Orleans (Zaninetti and Colten, 2012). In some cases, however, disasters do not result in
significant population shifts. Using data collected from 291 tornado victims in Bangladesh, Paul

11
shows that for the most part victims of this event decided to remain in affected areas, where they
were likely to receive recovery assistance—an example of how post-disaster programs can
generate their own demographic impacts (Paul, 2005).
Gray et al. (2014) compare mobility strategies among individuals living in small local
areas that sustained different degrees of damage caused by the 2004 Indian Ocean Tsunami in
Indonesia. Those analyses call into question several common assumptions in the literature. For
one thing, many individuals from heavily damaged areas did not move to IDP camps. More than
half of the population either relocated to private homes or stayed in their community weathering
adverse living conditions. Outside the heavily damaged zone, there was movement among
individuals from areas relatively untouched by the tsunami , and regardless of origin area,
mobility was higher for the better educated. These data underscore the likely value-added of
studies that are designed to be population representative and capture both immediate impacts of
disasters as well as responses to disasters over time.
Disasters can also attract new residents to damaged areas, especially if reconstruction
efforts create employment opportunities. Given data limitations it can be difficult to differentiate
between returning and new migrants. Analyses of population structure of New Orleans after
hurricane Katrina show an increase in the percentage of Hispanic residents compared to pre-
disaster levels (Groen and Polivka, 2010). Using census data from 2000 and 2010, Zaninetti and
Colten (2013) estimate the Hispanic share of the population in New Orleans increased by 57
percent while the hurricane accelerated the decline of the black populationLatino immigrants
took advantage of high demand of construction labor in the aftermath of Hurricane Katrina to
relocate to New Orleans. Using a sample collected within 5 and 7 months after Katrina, Fussell
(2009) shows that Hispanic immigrants moving to the area were younger and had weaker social
networks, and were often of Brazilian and Mexican origin.

Fertility, Reproductive Health, and Family Change


Disasters have the potential to affect fertility, reproductive health, and family change
through a variety of mechanisms. Most proximately, high mortality disasters may change family
composition. Adult deaths can leave young children without parents and create widows and
widowers, who may or may not remarry. The 1958-61 famine in China is an example of an event
that had significant consequences for family demography. During the famine period, fertility and
marriage rates declined, while divorce rates and family division increased (Zhao and Reimondos,

12
2012). It is not clear that the entire three year famine can be treated as unanticipated which
complicates interpretation of the results.
However, the Indian Ocean tsunami caused similar disruption to families. Using a
population-based survey for Indonesia, Frankenberg et al. (2011) estimate that about 10 percent
of children lost a parent, and 10 percent of survivors lost a spouse. Deaths of children may leave
parents with fewer offspring than they planned for and desire. On the other hand, when disasters
cause high mortality, they are also likely to destroy assets and livelihoods, which may leave
unmarried adults feeling less prepared to enter a union and couples feeling less prepared to
provide for another child.
Even when disasters do not result in substantial mortality, they may prompt family
change. Using a theoretical framework guided by work in psychology on stress and attachment,
Cohan and Cole (2002) analyze rates of marriage, birth, and divorce before and after Hurricane
Hugo, in affected and unaffected South Carolina counties. In counties declared disaster areas,
rates for each of these outcomes rise and then fall. These changes do not occur in other counties,
leading the authors to suggest that exposure to a life-threatening event prompted significant
actions and measurable changes with respect to close relationships.
Potential changes to fertility can also be considered through a proximate determinants
framework. Stress-affected populations may experience changes in coital frequency, rates of
conception, miscarriages, and stillbirths. With respect to pregnancy outcomes, the Chinese
famine resulted in a significant increase in stillbirths and miscarriages. By the end of the famine
period, only 92 percent of pregnancies resulted in live births, down from more than 95 percent in
1958 (Zhao and Reimondos, 2012). Deterioration of physical health in the case of the famine
also contributed to delays in reproductive development of young girls, and reduced rates of
breastfeeding (Zhao and Reimondos, 2012). Evidence from the 2004 Indian Ocean tsunami
suggests that in the months following the disasters, rates of miscarriage rose for women from
badly damaged areas (Hamoudi et al., 2012).
On the other hand, destruction of facilities and services may reduce access to
contraception, leading to unintended births. Just as disasters destroy homes, shocks caused by
disasters can create significant disruptions in infrastructure and complicate access to
contraceptive supplies. Following the 2004 Indian Ocean Tsunami there were significant issues
with health infrastructure (public and private health centers and midwifery). Frankenberg et al.
(2014) show that for many communities disruptions in health facilities extended for at least a

13
month and their reopening did not necessarily imply resumption in contraceptive supply.
Midwifery services also suffered interruptions, in particular in communities where midwifes
were among tsunami casualties.
Literature exploring empirical links between contraceptive availability after disasters and
behaviors is limited. Some evidence shows disasters may result in the substitution from more- to
less-effective family planning alternatives, with a resulting increase in unplanned births. In a
retrospective study of 450 women in the aftermath of the 2006 earthquake in Yogyakarta,
Indonesia, Hapsari et al. (2013) uncovered evidence of increased usage of less effective
contraceptive methods, which was accompanied by a subsequent rise in unplanned pregnancies
in the year following the earthquake. Because the earthquake caused damage to over 200 health
facilities, the authors conclude that shortage in access likely explains substitution of
contraceptive methods. This evidence is consistent with studies that document increased fertility
as a response to disruptions (availability, price) in contraceptive supply (Salas, 2013; Potter et
al., 2013; White et al., 2012). In the case of service disruptions in Indonesia following the
tsunami, Frankenberg et al. (2014) show lower uptake and higher discontinuation of family
planning services among married women in heavily damaged areas. Changes in contraceptive
usage were also predominant among women who desired more children; however, the authors do
not find conclusive evidence of an increase in unintended fertility triggered by issues in supply
of contraception.
Change in contraceptive use after a disaster may reflect changes in demand rather than
supply. Loss of resources at the community and individual level may discourage couples from
pregnancy and childbirth under precarious conditions (Carballo, 2005). On the other hand, child
deaths may encourage parents to increase fertility, which in turn would reduce demand for
family planning options (Preston, 1978; Zhu et al., 2013; Nobles et al., 2014).
In terms of linkages between demographic processes prompted by a disaster, the evidence
base in the demography literature does not fully characterize fertility responses to large-scale
mortality caused by disasters (Hill, 2004). Some of the best evidence comes not from disasters,
but from wars and conflict. Decreases in fertility, either overall or for more- relative to less-
affected subgroups, during conflicts accompanied by major social upheaval have emerged in a
number of studies (Lindstrom and Berhanu 1999; Caldwell 2004; Agadjanian and Prata 2002;
Blanc 2004; Heuveline and Poch 2007). In some instances the end of the conflict is accompanied
by a fertility increase. Famines are characterized by a similar temporal fertility pattern, as

14
evidenced by studies from the Netherlands, China, and Bangladesh (Stein and Susser 1975;
Ashton et al. 1984; Watkins and Menken 1985).
Relying on retrospective birth histories Heuveline and Poch (2007) show a significant
decrease in fertility during the years of Khmer Rouge regime (1975-1978), a sharp increase
afterwards (1978-1980), and a subsequent decline. Based on this fertility pattern the authors
conclude that the significant increase in fertility was a direct response to heightened mortality
during the conflict.
Isolating proximate mechanisms and disentangling whether fertility increases represent
fundamental shifts in fertility desires or simply the realization of deferred reproduction are
complicated when the precipitating events occur over multiple years and involve shifting spatial
boundaries.
Nobles et al (2014) document similar behavior following the 2004 Indian Ocean Tsunami
in Indonesia. Using data from a population representative longitudinal study that includes
observations before and after the 2004 Indian Ocean Tsunami in Indonesia, they provide
evidence of an increase in fertility between 2006 and 2009 in areas affected by the tsunami
relative to unaffected areas. Two other studies explore fertility in the aftermath of high-mortality
disasters. Finlay (2009), using cross-sectional surveys, considers fertility for three earthquakes,
each with death tolls of 15,000 or more. Comparing fertility before and after the earthquake for
residents of areas affected by the earthquake with fertility of residents of areas that were not
affected reveals greater post-disaster increases in fertility in affected areas. The same approach is
adopted, with census data, to examine the impact of the 2003 Bam earthquake in Iran. The
authors document a fertility decline in 2004, followed by a rise in 2005-2007 (Hosseini-Chavoshi
and Abassi-Shavazi 2013).

6. Discussion
As discussed in the preceding sections, disasters have implications for the demographic
processes of mortality, migration, and fertility, as well as for the linkages among them. The
potential for feedback mechanisms among these processes is clear from a theoretical perspective,
but relatively little empirical work has attempted to examine the inter-connections and thereby
test hypotheses about and provide a better understanding of the complex behaviors that underlie
demographic processes. An exception is Heuveline’s work on mortality and fertility in Cambodia
during and after the decade marked by war and genocide (Heuveline 1998, 2001; Heuveline and

15
Poch 2007). These investigations require data on multiple domains and behaviors of individuals,
their families and, in many instances, communities that are collected over a time frame that is
sufficiently long after the disaster for the behaviors to be revealed.
Unfortunately, such data are rarely available. Moreover, in the ideal world, the data
would also be collected prior to the disaster although, as we have emphasized, disasters are in
general unanticipated. However, creative investment in data infrastructure that exploits recent
technological advances is likely to have a substantial payoff for science and policy. With the
availability of high quality satellite imagery, extensive administrative data sources, and
population-representative longitudinal surveys being conducted on a regular basis across the
globe, much of the key information needed to evaluate is already in place. In the case of the 2004
Indian Ocean tsunami, our international team of collaborators worked closely with Statistics
Indonesia and followed up people who had been interviewed as part of the annual socio-
economic survey, SUSENAS, conducted about 10 months before the tsunami in all the districts
along the west coast of Aceh and North Sumatra on the island of Sumatra. The 2004 SUSENAS
served as the baseline for the Study of the Tsunami Afermath and Recovery which followed the
respondents annually for five years after the tsunami and then re-interviewed them again 10
years after the tsunami.
The demographic outcomes we have considered, as well as their interconnections, can be
affected by policies and programs related to disaster preparedness and response. The
development and enforcement of building codes, the creation of warning systems, evacuation
plans, and temporary shelters, and well-trained first responders can alter the immediate
consequences of disasters for mortality, health and migration. Emergency assistance and longer-
term recovery efforts can shape how outcomes unfold in a disaster’s aftermath. The intersection
of these policy and planning efforts with demographic phenomena has received relatively little
attention in the literature to date. The questions are important, however, given the continued
occurrence of major disasters, and projected increase of people exposed to risk as a function of
climate change.

16
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