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Freudian Epistemology of psychoanalysis
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Recherches en Psychanalyse - Research in Psychoanalysis
Pease eee Loe
MP
Freudian Psychoanalysis and Epistemology
Political Disputes
Psychanalyse freudienne et épistémologie
Disputes politiques
Monah Winograd
Marcia Davidovich
Abstract:
This article problematizes the position that Freud took with respect to the perspective of psychoanalysis
as a natural science, as well as the later epistemological discussions. Following the distinction between
sciences of the mind and sciences of nature, we evaluate what a Freudian epistemology might be. Then,
we present some debates on the subject of the scientificity of psychoanalysis, and our conclusion
sketches out a proposition that articulates this discussion to some of B. Latour’s ideas.
Résumé:
Cet article problématise la prise de position de Freud concernant la perspective de la psychanalyse en
tant que science naturelle, ainsi que les discussions épistémologiques ultérieures. Aprés la distinction
entre sciences de I'esprit et sciences de la nature, il s‘agira d’évaluer ce qui pourrait étre une
épistémologie freudienne. Puis seront présentés quelques débats au sujet de la scientificité de la
psychanalyse, et notre conclusion esquissera une proposition qui articule cette discussion @ quelques
idées de Latour.
Keywords: science, psychoanalysis, epistemology
Mots-clefs: science, psychanalyse, épistémologie
Plan:
In Favor of a Freudian Epistemology?
Is Psychoanalysis a Science?
Final Considerations
a
Freud's envisaged psychoanalysis as a science of
nature, which only makes sense if one takes into
account the distinction between the sciences of
nature (Naturwissenschaften) and the sciences
of the mind (Geisteswissenschaften)' that was
operative in the Germanic world of the late
nineteenth century, which was deeply marked
by the so-called “quarrel of methods”. Having
occurred in Germany in the late nineteenth
century and early twentieth century, the quarrel
of methods harks back to a period when the
epistemic field was undergoing a great revolution
due to its having taken on board the sciences of
the mind. The irruption of a knowledge that was
calling for a specific object and method implied
a veritable epistemological split in the scientific
community, which resulted above all in the
production of a new founding couple: the
18
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Naturwissenschaften and the Geisteswissen-
schaften. The main thesis, which holds that
psychoanalysis would be a Naturwissenschaft,
needs to be viewed in light of the connotation
that these terms suggest in the context, and in
the face of the challenges of the time. In the
Freudian texts, it is even very rare to meet the
term Geisteswissenschaften, because, according
to the author, psychoanalysis would be, without
a shadow of a doubt, a Naturwissenschaft. As P.
L. Assoun has underlined (1981)’, Freud was
effectively unaware of the quarrel of method: for
him, a science was necessarily a Naturwissenschaft
Consequently, in order to assimilate fully the
reasons that made Freud situate psychoanalysis
among the sciences we have to understand
what was meant by this opposition in the
German context of the time. It is important to
point out that, in this day and age, the division
that separates these two domains is no longer
quite the same, which makes it possible to place
psychoanalysis within the field of the human
sciences (like history, ethnology, and so on),
which is exactly what R. Mezan has done (2007).
It was W. Dilthey (1883), in his Introduction to
the Sciences of the Mind’, who systematized the
opposition between the two types of science, by
justifying the sciences of the mind by means of
hermeneutic method. This method consisted in
interpreting the realities to which they were
applied, thereby clarifying their meanings. In
order to reach a sufficiently clear
understanding, in a first phase the meaning of a
reality was compared with other facets of a
same cultural system. Next, one would look for
differences in relation to equivalent realities in
different cultural systems, in order to thereby
reach a wider comprehension of mankind, and
thus a scientific one. We should bear in mind
that Freud did not conceive of psychoanalysis as
a discipline that would slot in to this definition.
In short, the distinction between the two classes
of science may be understood in the following
way: faced with knowledge, there would be, at
bottom, two types of object, natural objects,
which exist without humans playing any role in
their advent, and historical or cultural objects,
that is to say, everything that results from life in
society and which characterizes human
existence. Disciplines like history and economics
have to do with cultural realities that are
distinct (from the qualitative point of view) from
physical realities or those of living organisms,
the objects of astronomy, chemistry and
biology. Thus, if there is an ontological
difference between the human and the natural,
in order to respect it, diverse methods are
required in the study of each of these regions of
the real (Mezan, 2007).
As far as the natural entities are concerned,
what one learns about any given individual is
valid for the class of being to which it belongs.
What is important is not the singularity of the
specimen, but that which, within it, partakes of
the universal. Moreover, in order to subsume
the particular into the universal, one uses
inductive procedures and one formulates laws
on the basis of which it would then be possible
to deduce further properties that can be verified
through observation and experience. One may
note that this approach is absolutely intrinsic to
Freud’s work in the construction of his discipline
(Mezan, 2007). Furthermore, in the domain of
the human, the domain of the sciences of the
mind, the procedures cited above are not
pertinent because each object _ presents
singularities that cannot be reduced to a class or
to a universal. Civilizations, their rituals, their
beliefs and values, works of art, religious norms,
and so on, are many examples of objects of this
type. The knowledge and investigation of such
objects does not refer to their classification in
universal categories, but to their understanding,
which amounts to grasping their meaning and
revealing their signification (Mezan, 2007) - an
approach that is also very close to
psychoanalytical procedure. But why, then, did
Freud affirm that psychoanalysis is a natural
science? In the text “An Autobiographical
Study”, Freud (1925) writes:
| have repeatedly heard it said
contemptuously that it is impossible to take
@ science seriously whose most general
concepts are as lacking in precision as those
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of libido and of instinct [the drive] in
psychoanalysis. But this reproach rests on a
‘complete misconception of the facts. Clear
basic concepts and sharply drawn
definitions are only possible in the mental
sciences in so far as the latter seek to fit a
region of facts into the frame of a logical
system. In the natural sciences, of which
psychology is one, such clear-cut concets
are superfiuous and indeed impossible.
Zoology and botany did not start from
correct and adequate definitions of an
‘animal and a plant; to this very day biology
has been unable to give any certain
meaning to the concept of life. Physics
itself, indeed, would never have made any
advance if it had had to wait until its
concepts of matter, force, gravitation, and
s0 on, had reached the desirable degree of
clarity and precision."
Consequently, Freud asserted that in the
sciences of nature, the basic representations
(Grundvorstellungen) or the general concepts
lack clarity. Only later analysis of the material
gathered from observation and experiments will
add some precision to these Grundvorstellungen,
and therefore they stand in contradistinction to
the sciences of the mind, which have to do with
the domain of facts in the framework of a
systematic intellectual construction. Now,
psychoanalysis being founded upon clinical
practice and therefore upon observation, it only
remains to it to develop its results such as they
present themselves -that is to say, in a
necessarily fragmented form— and to resolve
the problems step by step. Freud (1925, p. 32)
claimed that psychoanalysis was nothing other
than an Ergebnisse herauszuarbeiten, that is to
say, quite literally, the elaboration of results
from which one extracts hypotheses (herausen).
In this sense, Freud underlined that the
hypotheses were virtually contained in the
results, but he also suggested that we should
highlight the scientist's imaginative capabilities,
which allow him or her to arbeiten (to work) on
these results in order to extract concepts and
hypotheses from them. Here we can find some
kinship between this Freudian method and the
pattern of argumentation that Darwin built in
On the Origin of the Species.
In one of the passages of the thirty-fifth New
Introductory Lecture, Freud (1932) compares the
work of the analyst with the work of the
scientist, going so far as to declare that their
resemblance makes them identical: the analyst
is a scientist. From this stems Freud's assertion
that the progress of scientific work is the same
as the progress that occurs during an analysis.
At the start, the analyst would be full of
expectancies that must be eliminated. He must
give up his early convictions so as not to be led
to neglect unexpected factors. During the
analytical process, it is not rare for new or
unexpected elements to arise, hence the
difficulty in putting the pieces together.
Conjunctures and hypotheses are then created
(and abandoned when they do not find
confirmation), while at any time great patience
and sagacity are required so that at the end the
efforts can be compensated by the montage of
disparate elements and by producing a piece of
insight across an entire portion of the psychical
processes,
It is important to underline that what Freud was
referring to in his “An Autobiographical Study”
as belonging to the Geisteswissenschaften
corresponds to what in his thirty-fifth
Introductory Lecture (1932) he called a
Weltanschauung (a vision of the world), that is
to say, a construction in which the facts should
be included in the positions that correspond to
them, when indeed there are elements in them
that resist such an operation. This amounts to
saying that the @ priori judgment takes
precedence over observation, the desire for
completeness over tolerance when faced with
non-knowledge, arrogance over humility when
standing before the facts — observation, non:
knowledge and humility being characteristic of
the scientific spirit (Mezan, 2007). It is not
surprising that metapsychology should have fled
the company of the philosophers of mind,
preferring instead the scientists of nature: Freud
considered that the Weltanschauung corresponded
to an anti-investigative attitude of the infantile
psyche (omnipotence of thought) and was
responsible for bringing about religions, which aim
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to minimize the sense of distress through the
supposition that there are superior being watching
over us. This is to say that, for Freud, both religion
and systematic intellectual constructions ~ like
those of the Geisteswissenschaften or the
Weltanschauung - lie on the same side of the
frontier, while on the opposite side lie science
and, therefore, psychoanalysis.
It is still possible to understand why Freud
should have refused to conceive of psychoanalysis
as a Geistwissenschaft by virtue of the fact that
the sciences of mind are suffused with value
judgments. We only need to call to mind the
importance that is attributed to neutrality, in
other words, to the refusal to proffer moral
judgments on the patient’s desires and
fantasies. An explanation in the manner of the
Naturwissenschaften dispenses with moral
judgments: murderous fantasies, like those that
appear in the analysis of the Rat Man, are
studied with the same exemption as any other
fantasies and are associated with causes that
are considered only from the point of view of
their efficacy in producing such effects (Mezan,
2007).
This is especially visible when Freud looks at the
themes treated by the Geisteswissenschaften, as
in Totem and Taboo: in this book there is not
the slightest trace of any deprecatory judgments
—judgments which were otherwise very
commonplace at the time - on the intellectual
‘or moral inferiority of primitive peoples. On the
contrary, the argumentation is sustained
precisely by the points of resemblance between
the psychical life of “savages” and that of
neurotics, as well as children raised in the West.
It has seldom been noted that this position,
which is a starkly progressive one, faced with
the prejudices of his time, is one that refuses
any form of racism and asserts the unity of the
human race. This is equally true for the Freudian
position with regard to homosexuality: when he
considers homosexuality as the result of a
fixation at the pre-genital stages of
development, he removes it from the catalogue
of crimes (which is how it was indexed in the
German Penal Code of the time) in order to
situate it on the ground of the possibilities that
lie open to the sexual drive. It is true that it is
included among the perversions, but this term is
not connoted with perversity: this has only to do
with the infantile character of sexual life, and it
is for this reason that Freud is able to speak of
the child as a polymorphous pervert, thereby
referring to the plurality and the plasticity of the
infantile erotic tendencies (which can, in a
certain sense, be prolonged throughout a
lifetime).
In any case, when Freud considers
psychoanalysis to be one of the sciences of
nature, the model of Naturwissenschaft was
invariably that of physics, which is a constant
presence in the manifest Freudian discourse:
from this stems the idea of psychical forces, as
well as the ongoing employment of the notion
of “mechanism” and innumerable mechanical,
hydraulic, and electrical metaphors that crop up
in his description of the psychical processes. In
this respect, Freud does not set himself apart
from his contemporaries: the prestige that this
discipline enjoyed was immense, with its
spectacular progress seeming to confirm with
each new challenge the truth of Newton's
doctrine.
None the less, while physics appeared in the
manifest Freudian discourse, the latent
presence of Darwin's style of doing science has
been little exploited ~a style that diverges from
the Newtonian model in many different
important aspects, given that evolution through
natural selection cannot be proved in the same
manner as a hypothesis in physics or chemistry.
So it is that the argumentative strategies of both
Darwin and Freud when it comes to defending
their theories have many points of resemblance
because both of them were encountering the
same problem: the impossibility of proving by
means of immediate and conclusive evidence
the truth of the inferences that they were
drawing from the data. In the case of Darwin,
this impossibility stems from the fact that his
hypothesis requires intervals of time that are far
superior to the duration of a human life, as well
as the infinitesimal character of the adaptive
8
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variations and the monumental time scale
required for their sedimentation. As for
psychoanalysis, the impossibility of proving
hypotheses on the basis of immediate and
conclusive evidence stems from the fact that
causal explanation calls upon factors that can
only be supposed and cannot be strictly
demonstrated (whether it is a matter of the
actual action of unconscious motivations or
resulting past developments in the psychical
frame at issue). Consequently, what produces
conviction in the truth of something is the
interior consistency of the argument added to
the simplicity and the plausibility of the central
hypothesis (the action of natural selection in
Darwin; the existence and efficacy of the
unconscious dynamic in Freud) and again to the
immense explicative power of the theory when
taken as a whole. If this is how it is, Darwin was
much more present in Freud than the mere
thirteen explicit references to Darwin in his
oeuvre would allow us to suppose: it is their
understanding of the way in which science
should be done that brings them together
(Mezan, 2007).
In “On Narcissism: An Introduction” (1914),
Freud set out his position as an empiricist and
denied the presence of any speculative factor in
his method of investigation, even though he
openly acknowledged it in various other
passages: “Without metapsychological speculation
and theorizing -1 had almost said
‘phantasying’ ~ we shall not get another step
forward”, he writes. It is for this that he refers
to metapsychology as the “witch” (Freud,
1937)°: it is metapsychology, through its
sometimes obscure means and along the paths
of imagination, that allows for the step forward
towards creation to be taken, leading us away
from the idiocy of the datum while preventing
theoretical formalism from paralyzing us.
Nevertheless, the fact is that in 1914, in view of
the changes made to the libido theory, he draws
a distinction between a science built on the
basis of empirical interpretation and a
speculative theory: while the former is
privileged because it presents an irrefutable
foundation from the logical point of view, in the
case of empirical interpretation the starting
concepts are not the foundation upon which the
full edifice sits. Rather, this foundation is
observation. One starts off from nebulous
concepts that will take on firmer outlines - or
will be replaced ~ in the course of investigation.
The same is true in physics: fundamental
notions like the notion of matter, centers of
force and attraction, and so on, may be
contested almost as to the same degree as
certain psychoanalytical notions that are also
accused of being contestable.
For a Freud (1917) who was anxious to gain
recognition for psychoanalysis in the Olympus of
Sciences, poor formulations in psychoanalysis
stem from the very fact of having strayed away
from empiricism. For this reason, he insisted a
great deal so that the scientists would not
consider the entirety of _psychoanalytical
concepts as a speculative system: it was a
matter of convincing them of the contrary: that
psychoanalysis was derived from empiricism,
either as a direct expression of observation or as
a result of a trustworthy process in which the
hypotheses are investigated and tested
exhaustively.
According to Freud, if this exhaustive work is
executed in an adequate and well-founded
manner, it will lead to progress. On the other
hand, when he sought to gain legitimacy for the
science of dreams, the interpretation of which is
the method that was appropriated for the
production of a knowledge, Freud assumed that
the science that he had created could not be
subjected to scientific dogma, even though he
considered it himself to be a Naturwissenschaft.
Despite his belief in the scientific character of
psychoanalysis, Freud recognized, in an article
from 1913, that his inaugural work, The
Interpretation of Dreams (1900), crowned the
first conflict of psychoanalysis faced with
scientificity, thus sealing its destiny.
Freud declared that dreams were psychical acts
that carried meaning, despite their apparent
strangeness, their apparent incoherence, and
their apparent absurdity:
rz
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| have been driven to realize that here
‘once more we have one of those not
infrequent cases in which an ancient and
jealously held popular belief seems to be
nearer the truth than the judgment of the
prevalent science of today. | must affirm
that dreams really have a meaning and that
2 scientific procedure for interpreting them
is possible. (Freud, 1900)°
Interpretation in psychoanalysis is not the same
thing as hermeneutics (Griinbaum, 1984)’ — an
interpretative method used in the sciences of
the mind. Psychoanalytical interpretation is
oriented by the principle of determinism that is
also present in Naturwissenschaften. In other
words, the Deutung (interpretation) aims to
meet up with the Bedeutung (signification) of a
psychical event, without this operation being of
the hermeneutic type. It is not about attributing
the meaning of a dream or a bungled action to
something that finds expression in them as the
equivalent of a principle that can be grasped
through its manifestations. In the case of the
Deutung, to interpret is to construct a meaning,
to explain.
It is for this reason that one must not neglect the
correlation that Freud puts forward between his
science of unconscious psychical processes and
the approach to cultural manifestations. If, on
the one hand, he recognized in his epistemology
the link between psychoanalysis and biological
research, on the other hand, he found in cultural
creations an echo in favor of the confirmation of
his hypotheses.
This is to say that Freud was operating in exactly
the same way when he approached historical or
cultural questions (remember that a good
portion of what he wrote concerned religion,
social life, art works, theatre and the literature
of fiction). Each of these objects were
considered as having been produced by
perceivable causes: for example, religion as a
response to childhood distress, moral norms as
a consequence of the murder of the primal
father, works of art as the fruit of sublimation,
and so on and so forth,
With regard to literature in particular, Freud
(1908) thought that “creative writers”, who
were free of any scientific intention, presented
valid theories about human life. Freud was
astonished at the coincidence between the
findings of empirical science and the grasp of
psychical processes as set out in literary works,
thus considering them to be precious allies
whose testimony should be taken very seriously.
The considerable interest that literature gives
rise to in humans would come about precisely
on account of the fact that novels are capable of
exposing, albeit in a veiled form, the
unconscious aspects of psychical life. In this
sense, all the aesthetic pleasure that a creative
writer brings, the true satisfaction that one feels
when reading a literary work, would stem from
a liberation of tension in the psyche. Perhaps
even a large part of this effect is due to the
possibility that the writer offers the reader of
deriving pleasure from his own day dreams,
which would bring reading to the very threshold
of the psychoanalytical investigation of
unconscious processes (Freud, 1908)
Lastly, we may observe some of the important
characteristics that were unveiled when Freud
carried his project through to its end. The first of
these consequences refers back to the fact that
the Freudian discourse claims to encapsulate
something that stretches from the individual
psyche through to social organizations, from
quantitative and psychodynamic aspects through
to qualitative and subjective aspects. For this
reason, even though Freud declared that the
only science was natural science, his conception
of science shifted during the time of his
investigative enterprise: interpreting became
synonymous with explaining while meaning
(motivations and reasons) was considered as a
cause (Simanke, 2011).° Due to this fact, the
concept of nature that is presupposed by
Freudian naturalism has not been sufficiently
exploited. For metapsychology, nature seems to
refer back to the idea of process and history,
rather than referring back to the idea of
mechanism — in a conception that is close,
perhaps, to that of Whitehead. This is such that,
the comparison between Darwin and Freud is
probably deeper than is commonly thought.
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In Favor of a Freudian Epistemology?
From the outset, we should be suspicious of any
attempt that seeks to promote a study of the
Freudian theoretical edifice on the basis of a
grasp of psychoanalysis by means of overly
established and restrictive _ epistemological
schemas. Assoun (1981) also suggests that we
should problematize, with a hint of illegitimacy,
any mix between the term “epistemology” and
the name of Freud. In other words, it would be a
matter of proposing in this project something
that could lead to a certain theoretical
Freudianism with all its inherent risks and limits.
None the less, we have to acknowledge that it
was Freud himself who, to a certain extent,
called for the establishment of this kind of
investigation. Indeed, metapsychology elaborated
a sui generis epistemological discourse by
formulating at certain key moments a kind of
epistemological platform that is at once
extraordinarily explicit and excessively concise.
This may be observed in the epistemological
manifesto (Mezan, 2007) set out in the opening
paragraphs of the text “Drives and their Fates”
(Freud, 1914).°
One of the first attempts at establishing a
Freudian epistemology was undertaken by
Maria Dorer in Germany in 1932."° In looking for
the historical origins of Freudism, Dorer (1932)
showed the filiation between psychoanalysis
and psychology following Herbart™ ~ she called
this “Freud’s Herbartism” - whom Freud had
met through the intermediary of his mentors in
Vienna, notably Theodor Meynert. Dorer (1932)
concludes that psychoanalysis would be a form
of ingenious materialism, that is to say, the
extension of an anterior materialist and
naturalist theory that is completely inadequate
for the study of the human object. In this sense,
Dorer (1932) exaggerated the influence of
Herbart’s scientific models in the theoretical
formulations with respect to Freud’s practice,
looking in the history for an alibi to avoid having
to appreciate the novelties that Freud begat.
A similar movement, but in the opposite
direction, can be observed in the appreciations
that Ludwig Binswanger proposed on Freudianism.
Taking into account the so-called opposition
between natural sciences and the sciences of
‘the mind, Binswanger (1936)"? asserted that the
mode of knowledge derived from the natural
sciences - which he identifies with Freudianism —
would be absolutely inappropriate for the study
of human reality, proposing the alternative of a
phenomenological approach. Nevertheless,
Binswanger (1936) recognized that Freud should
not be removed from the historical and
epistemological determinants that led him to
conceive of psychoanalysis as a Naturwissenschaft,
in such a way that epistemology would not
emerge as a problem but as a determinant.
Despite the fact that the inventor of
psychoanalysis had gone beyond the
epistemological models of his time (when he
introduced a new object into the field of the
natural sciences), his naturalism was in fact to
be a restriction that relegated the specifically
existential dimension of humankind to a
secondary plane.
In France, an entire philosophical current
approached the question of Freudian
phenomenological identity. For example, Jean
Hyppolite (1955)** assumed his ambivalence in
relation to the Freudian oeuvre: at the same
time as he nurtured the sense of a perpetual
discovery, of in-depth work, that could not avoid
calling into question its own results in order to
open up new perspectives, he also felt a certain
sense of disappointment with it. For Hyppolite,
despite the fact that in Freud’s work we find the
character of research and discovery, this aspect
contrasts with the positivist language that
comes from the methodology of the
Naturwissenschaften. Thus, one would only be
able to save Freud's precise contribution by
translating it back into the structured language
of phenomenology, thanks to the supplement
afforded by an existential psychoanalysis:
Freud’s rough positivist language would have to
be civilized (Assoun, 1981).
Presented here in rapid succession, these
analyses may be considered in keeping with the
‘terms of the political disputes on the terrain of
a
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the sciences: Freudian psychoanalysis versus
phenomenological psychoanalysis. The former,
contaminated by the positivism of the natural
sciences, and the latter, purified, renewed, in a
word: superior! It seems to us that in the
Hyppolite episode we are able to grasp not only
an important part of the debates surrounding
the epistemology of psychoanalysis, but also the
incessant dispute and the power games to be
observed in the domain of the sciences in view
of the knowledge that is held by one particular
group and not by some other group. Who will
be allowed to walk off with Freudian theory: the
doctors, sons of the natural sciences, or the
philosophers, heirs to the sciences of the mind?
This leads us to how the question of how
models at issue are organized into a hierarchy.
In other words: it seems here that a certain
theoretical presupposition, as well as the
methodological presupposition that results from
it, were considered to be more valid than
another presupposition.
Is not the very same thing at issue when the
neurosciences, in keeping with their innocence
and epistemological poverty, present themselves
as being the savoir of psychoanalysis? What
previously presented itself as the sciences of the
mind trying to save psychoanalysis, in our day
corresponds to what the natural sciences — the
neurosciences ~ claim to offer: its validation. In
other words, just as Hyppolite (1955) claimed
that Heidegger and Sartre took on the load of
rectifying Freud's incorrect vocabulary, Eric
Kandel (1999)"* took on the charge of
presenting what he thought of as biological
insights that would be capable of validating
psychoanalytical theory. In the same way as the
phenomenologists had done, it was a matter of
reformulating the psychoanalytical concepts by
replacing them with those of cognitive
neurosciences, whose level of research was
actually weaker. The conclusion imposes itself
on its own: the players change, but the scenario
remains the same. Certainly, this is not about
refusing phenomenology or the neurosciences:
we know that phenomenological philosophy can
enrich the mind of the psychoanalyst, just as the
17/2014
more recent neuro-scientific findings can. The
question lies elsewhere: when one domain
tends to make another domain conform to its
own way of thinking and to produce a body of
knowledge, suspicions start to arise.
In the nineteen-fifties, the epistemological
problem of psychoanalysis was approached
head on. On this subject, the decisive event was
the symposium held in Washington D.C. in 1958
on the theme of “Psychoanalysis, Scientific
Method and Philosophy”. During this
symposium, psychoanalysis was called into
question as the target of critiques from a
general epistemology. In parallel to the fact of
having taken into account the requirement from
Freud himself as to the scientificity of
psychoanalysis, it was exposed as suffering from
an epistemic handicap. The discussions led by
Ernst Nagel (1959)"° can be essentially summed
up as the critique of the scientific claims of
psychoanalysis, whose results could not be
verified. He then condemned a would-be
epistemological misery of psychoanalysis: not
only would it not possess the objective means of
empirical validation, since it would not be
capable of constituting processes of verification
that would be acceptable for a natural science
that would be deserving of the title - in other
words, psychoanalysis would have stopped in
time, appearing at the very most to be an old
form of science. The central arguments
developed by Ernst Nagel (1959) and his group
embrace the idea that psychoanalysis does not
lean on facts and procedures, thus leading it to
be connoted as metaphysics, to the point that
they give credence to the idea that Freudian
interpretation would be arbitrary, because it
would not lean on procedures that would be
capable of objectifying the configuration of
statements. It has since become a notorious fact,
that this approach opened above all a path
towards the vast domain of research proposed
by the formalization of statements from the
perspective of the Vienna Circle or English
analytic philosophy. Simultaneously, we note
that the question of Freudian epistemic
idiosyncrasy is left to one side. In other words,
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Freudian idiosyncrasy is thus brought before the
epistemological tribunal and condemned, in
keeping with a law that is defined by a
rationality that lies outside this idiosyncrasy.
This idiosyncrasy would be nothing more than a
historical residue that would have been
overcome by scientific evolution: thus Freudianism
is reduced to a conglomeration of outmoded
notions and unverifiable facts.
This epistemological approach was to generate
in the United States a movement dedicated to
the revision of the psychoanalytical concepts in
the direction of their conformity with pre-
established epistemological parameters in the
form of the natural sciences. The question
consisted —and this is still the case today — in
deciding whether it meets the conditions that
are stated to be characteristic of theory, or
whether it might even be subsumed under
categories that define the formality of a theory
worthy of the name, that is to say, one that is
open to empirical validation and to existing
procedures of verification. David Rapaport
(1958)'° was one of the architects of the
adaptation of psychoanalysis to positivist
epistemology through his attempt to translate
psychoanalytical concepts into observable
features: conduct, structure and organism. If
‘one sticks to the level of directly and positively
observable processes, psychoanalysis moves
closer to behaviorism in such a way as to
surmount any speculative dimension. One can
say that, with this author, Freudian
metapsychology would have finally found itself
relieved of its mythology. This time, we are able
to see how the purification of principles would
be carried through to the end: the dynamic of
repression would be pluralized into a sum of
verifiable manifestations, the topography would
be broken up into a hypothetical puzzle, and the
energetics would be stubbornly quantified by
means of indictors. Converted into an
operational objectivity, Freudianism would
evaporate at the very moment of its purification
{Assoun, 1981).
The discussion we have set out above shows the
delicate relationship between questions
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concerning psychoanalysis and epistemology,
drawing back the veil on the political questions
that lie deeply embedded in this epistemological
problematic and out beyond it, questions that
are linked to the power games that rear their
head in disputes in the name of the sovereignty
of one scientific model to the detriment of
another.
Is Psychoanalysis a Science?
A few objections, some of the most notorious to
be leveled against the scientificity of
psychoanalysis, were set out by K. Popper
(1963)'” on the basis of views that were
developed in the first phase of his epistemology.
When he sets about establishing a criterion for
the demarcation between science and pseudo-
science, Popper sees psychoanalysis —and
astrology too — as a good example of this latter
category, with regard to the fact that it does not
offer any possibility of being tested by any
fundamental statement that would refute it.
Furthermore, in his criticism of the clinical
observations of psychoanalysis, he declared that,
‘they were theories that were likely to interpret
the data and that, in the best of the hypotheses,
they would fall into the old vices of inductive
processes.
While this criticism may be accepted, one is
none the less astonished that a whole rather
vast range of scientific production should be
relegated to the status of pseudo-science in a
heterogeneous epistemological limbo: psycho-
analysis, astrology, Darwin's theory of natural
selection, and so on. This stems from the fact
‘that Popper's critique of the line of demarcation
between science and pseudo-science is an
excessive one —which, in a certain way, was
remarked upon by Popper himself (1963),
leading him to the method of conjectures and
refutations and to analysis or to situational logic.
(which would give psychoanalysis a treatment
‘that was just as insufficient).
According to the strictly Popperian criteria of
scientificity, in spite of this pseudo-
reformulation, psychoanalytical theory would
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not be able to be maintained as a science, but
only as a rational approach. This means that it is
constituted as a set of hypotheses that allow for
the critical discussion of its propositions and its
implications, whether or not this is open to
being tested and refuted.” As a consequence of
this, psychoanalysis ought to be able to find its
rationality as a Metaphysical Research Program
which, in spite of the fact of being non-scientific,
would be useful for science. In other words,
psychoanalysis would be able to have claims to
rationality, despite not being scientific. When
Popper (1963) lumped together Freud and
Darwin with the argument that Freudian theory
and Darwinian theory offered what he called a
logic of situations, he was openly acknowledging
the rational character of Freudian theory ~ but
nothing more. It was in the first chapter of
Conjectures and Refutations (1963) that Popper
set out his criticisms of psychoanalysis in an
extended and incisive way. There seem to be
two chief criticisms: the excessive capacity for
explanation and the lack of criteria of refutation,
in favor of which he presents a series of
arguments and conceives of the psychoanalytic
model of investigation as something that does
not establish itself as a scientific approach that
would be capable of validating its hypotheses.
As concerns this first criticism, he declared that
he could not imagine any type of human
behavior that could not be explained by Freud's
theories. His argument was that the clinical
observations, like any kind of observation, are
interpretations undertaken in light of the
theories, and this is the reason they seem only
to confirm the theories in the light of which they
had been interpreted. In relation to the second
criticism, Popper (1963) underlines the lack of
observations undertaken in the form of tests
{attempts at refutation) that would be capable
of establishing the conditions in which the
theory (and not any diagnosis in particular)
could be refuted. The epistemologist also
criticizes the idea of a confirmation of the
theory on the basis of former experiences, given
that Freudian analysts assert that their theories
are constantly being verified in clinical practice.
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On this point, he relates an interview with Adler
on the subject of a clinical case in which the
analyst had no difficulty analyzing it in the terms
of his theory of the “sense of inferiority”,
despite the fact that he had not seen the child in
question. So, he questioned him on the fact of
his having had such certainty, to which Adler
replied that he had already had a thousand
experiences of this type. Popper argued that,
with this new case, the figure would now stand
at one thousand and one, in such a way that his
previous observations would hardly be worthy
of any more certainty than this most recent one:
each observation had been examined in the
light of the previous experience and was added
on to the others as a mere complementary
confirmation (Popper, 1963).
Popper (1963) argued that while science often
commits errors, pseudo-science only encounters
truth by accident. Thus, theories like those of
Marx and Freud seem to be able to explain
practically everything in their respective fields
When one can see examples being confirmed
here, there, and everywhere, the world
becomes full of verifications for the theory.
Theories such as these are not, therefore,
tested, since they are based on experience: they
are results that are interpreted in light of the
theory. Whereas the theory of relativity could
be proved wrong or confirmed by testability, the
theories of Freud or Marx do not allow of being
subjected to the criteria of falsifiability. Hence
the fact that psychoanalysis will never be able to
be a science because it can only be refuted by
the analyzed subject himself and the
modifications on the subject cannot always be
observed by a third party. Consequently, it
would be impossible to attribute a predictive or
transformative character to psychoanalysis, or
even one of truth.
While Popper's critiques are the ones that have
become famous, Griinbaum (1984) was the one
who carried out what is, to the best of our
knowledge, the most painstaking and consistent
critique of psychoanalytical theory. On several
occasions, he expresses his disagreement with
Popper's criterion for the line of demarcation
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between science and pseudo-science, supporting
psychoanalysis as a testable theory and, more to
the point, asserting that tests (based on clinical
experience) refute it, According to him, the
refutability of psychoanalysis is highlighted in
several citations from Freud, in which
possibilities of clinical cases were proposed that
would invalidate psychoanalytical theory.
None the less, in spite of the apparently highly
severe critiques from Griinbaum (1984), his
principle interlocutor was always Popper: his
notion of scientificity was based on the notion
of refutability and the basic models of
rationality and scientificity in both authors are
roughly the same. This influence was to present
itself with great clarity when Griinbaum (1984)
asserted that, to the extent that evidence in
psychoanalysis stems from what is produced by
patients in analysis, this can only ensure a lesser
guarantee. As a consequence of this, there
would be epistemological faults that are
inherent to psychoanalytic method and the
validation of the Freudian hypotheses would
only be able to come, if at all possible, from
extra-clinical, epidemiological or experimental
studies. Here we see the same old criticism
reiterated by the _epistemologists_ of
psychoanalysis emerging once again: the
validation of psychoanalytic theory can only be
performed on the basis of the adequacy of its
epistemological model.
We know that psychoanalysis theorizes at two
different levels (Mezan, 2007). The first level
refers back to the domain of universality and
generality such as Freud conceived of it. At this
level, the theory presents a view of the human
being as being transformed by forces of which
he is unaware, and which he has, at the same
time, to promote, and whose discharge
(satisfaction) he must restrain in keeping with
the limits imposed upon life by society. The
repression of the most intense and primordial
desires gives rise to harmful effects which range
from “commonplace neurosis” to the psychoses.
The enormous complexity of the Freudian
construction should not allow us to lose sight of
the fact that it brings into play a very limited
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number of factors (at bottom, the drives and the
defenses) and a rather small number of
operations that have an impact upon them (the
primary process and the secondary process): it
is the propulsive character of these factors that
determines the highly diversified combinations
of what one calls psychical life.
As for the other plane of theorization, which is
closer to therapeutic practice, it aims at
constructing a theory on the subject of an
individual in particular: the patient who is in
search of treatment. This theory rests on what
the patient reports with respect to his life and
that which comes to the surface under the
conditions of the transference. It is upon these
givens that the imagination of the analyst will
operate. It is up to him or her not only to
interpret one by one the elements that arise bit
by bit, but also to reconstruct the probable
chain of events that go to make up the systems,
the fantasies and the other particularities of the
subject. Likewise, the goal here is to construct
an idiographic hypothesis that is apt to account,
for example, for the reasons that the Rat Man is
obsessed by rats rather than by flies, of the
reasons why Little Hans is afraid of horses rather
than spiders, or the motivations that lead to
Schreber’s delusions and not to some other
form or with different content. Freud’s
originality would thus consist in performing this
task by having recourse to explanation rather
than to comprehension ~ in the sense that this
is defined above in accordance with the
methodology of the Naturwissenschaft, that is
to say, without any value judgment as to what
has been observed. So it is that, through the
combination of general theories (the
unconscious, psychical conflict, the Oedipus
complex, the defenses, and so on) with the
unique circumstance of a subject's life
(childhood experiences, traumas, evolutive
fixations, the intensity of forces in presence, and
so forth) one would arrive at a plausible
reconstruction (Mezan, 2007).
It is important to understand how, in spite of
the differences between the levels of
explanation -that of the human psyche in
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general and, in one person, that of any given
realization of his or her potentialities - the
procedures that are employed are the same:
with the use of reason, one essentially
undertakes a search both for the causes and for
the mode by which these causes combine to
produce their effects. This is why the
psychoanalytical method is constituted in the
following way: starting off from the observation
of the patient’s discourse in the sessions, the
analyst reads the given elements and reflects on
them by formulating theoretical hypotheses.
These hypotheses orient in turn the
interventions of the analyst who is aiming to
modify the balance between the factors at play,
producing greater psychical mobility through,
for example, the lifting of repression or the
restoration of the capacity to love and to work.
To put it briefly, it is a matter of investigating
that which structures an individual's experience
at two levels: the level of generality and the
level of particularity.
It is for this reason that Calazans (2006)** is able to
maintain that the irreducibility of psychoanalysis
to objectification does not make it incompatible
with the scientific world. On the contrary, there
would precisely be a logical compatibility
between psychoanalytical thought and scientific
thought, such that one would be the condition
of possibility of the other. Furthermore,
scientific thought as well as psychoanalytical
thought would refuse realism in all its nuances
in order to think in terms of that which
structures an experience. For Calazans (2006),
the concept of reality has to be expanded,
because what is given ~ always for a subject
(and which may thus be, consequently,
subjective?) - would not be enough, to the
extent that reality sends one back to the object,
independently of the sensation. So, one ought
to take into account how the constitution of a
knowledge goes beyond experience, because it
sends one back to the mediation that thought
establishes, producing a relationship between
the given elements. It is in keeping with this
relationship, which has been calculated, that
thought would determine each given or variable
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in a relation of dependence upon other givens.
Only thought would be capable of establishing
relationships with a view to constituting facts,
such that a fact would be a deed of thought.
There would be no such thing as pure givens,
because a given can only be given in a specific
system of thought that can consider it as such.
Thought, in turn, cannot itself be an objective
reality because the latter would be precisely the
result of the operation of thought.
Consequently, thought would be a condition for
‘the production of a real and in this way one
ought to give up on the conception of a grasp of
reality that exists in and of itself.
We may note that one of the presuppositions of
traditional science is that a certain proposition
receives the criterion of truth or of scientificity
only if the repetition of the experiment obtains
‘the same result. Calazans (2006) contradicts this
aspect in reference to psychoanalysis, raising
language, in the study of the psyche, to the
status of principle matrix. According to this
author, when one takes into account someone
who thinks, one can no longer situate that
person — the subject — in an experiment that can
be repeated. One has to treat him or her as a
function that evaluates —and this is where we
come to the register of language. A subject can
evaluate something only by being affected by
language and consequently by losing any natural
orientation.
In the same way, language will serve as a
reference for psychoanalysis; it is only through
‘the abandonment of realism in epistemology
that one will be able to justify the
psychoanalytic praxis.
As for Chararelli (2003), he strives to contextualize
psychoanalysis within the framework of the
epistemological schools of thought on the basis,
of the thought of Thomas Kuhn. In relation to
the epistemology of the scientific process, Kuhn
(1962)"° establishes the following order:
1) In a first phase, pre-science would be marked
by a disorganized and incoherent activity, as
well as by disagreement and constant debates
over the fundaments of a practice, which are set,
out prior to the structuring of a science;
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2) Next, a normal science ensues in the most
coherent phase of the scientific activity, when
the scientific community would converge
towards one single paradigm that would have
the function of orienting the science for a
certain while;
3) This normal science would go through a crisis
when anomalies arise —from the experimental
results that have not been assimilated by the
theory which one would laboriously strive to
resolve in light of the paradigm in force;
4) A revolution would be triggered, generating
another paradigm. So it is that the sequence
would start again with a change of paradigm.
We might recall that at the stage of normal
science, science would progress in a cumulative
manner, and the paradigm would regulate all
the (theoretical and experimental) practices of
research, including standard forms of the
application of fundamental laws to a variety of
different types of action. in other words, the
paradigm would, for just one single time, be a
practical and theoretical model that is imposed
upon the scientist by the force of evidence,
likewise defining which facts would possess
greater importance or higher priority among
those that would be able to refer to a science
(Stengers, 2002). The paradigm would thus be a
set of values that are shared by a scientific
community, on the basis of which one would
decide which ongoing research projects and
which problems are important and which
solutions are acceptable, those that will be
promoted, who will publish the articles, and
even who shall remain anonymous.
It is a fact that one can apply the theory of the
paradigms proposed by Kuhn to the framework
of the advent of psychoanalysis. At a time of
paradigmatic crisis when mental illnesses, and
principally the hysterias, were highlighting
various anomalies in the paradigm then in force,
psychoanalysis proposed a new way of
partitioning these phenomena. It established
another paradigm, thus making it possible to
find solutions that previously seemed
impossible. According to the Kuhnian criterion,
it went about things in such a way that a whole
scientific community formed around this new
paradigm, giving rise to various different
research projects based on one single common
idea: that psychoanalysis corresponded to a
stage of normal science.
‘An argument that reinforces the conception of
psychoanalysis as a normal science is to be
found in the contribution from D. Biebel
(1999)", even though this author does not
make specific mention of Kuhn. Biebel (1999)
affirms that clinical findings in psychoanalysis,
due to the fact that they present a certain
degree of consistency and cohesion, would have
made progress possible with respect to the
comprehension and the treatment of
psychopathological structures like hysteria,
obsessional neuroses, phobias, narcissistic
disturbances of personality and borderline
structures, among others. It seems self-evident
that all of this progress is structured on the basis
of a refinement of certain clinical and extra-
clinical methods of investigation into the
psyche, into concepts, hypotheses, and the
logical articulation between them, encouraging
the appearance of rules of correspondence that
are able to generate generalizations. It is for this
reason that Biebel (1999) affirms that the path
that psychoanalysis took during the twentieth
century, and which it has continued to travel up
to the present day, cannot be distanced or
dissociated from scientific method.
Even though Kuhn (1962) considered psycho-
analysis to be a pre-science, Chavarelli (2003)"*
finds in the theory of paradigms some.
allowances for comprehending what is meant by
psychoanalysis as a science in modernity,
inscribing it as a post-paradigmatic science, that
is to say, a thought of permanent ruptures and
points of transcendence. Socially speaking,
psychoanalysis would have caused a deep
impact by shaking up the previous held belief in
the idea that man, based on his consciousness
and reason, would be capable of fully governing
his life and society. When it introduced the
notion of unconscious psychical processes,
psychoanalysis instituted human irrationality as
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a phenomenon that acts upon the life of the
human being. Likewise, this _ irrationality
instituted by psychoanalysis was to provoke
shake-ups in the private lives of individuals,
generating personal resistances that may be
identified not only with those who undergo the
process of analysis, but also those who show
themselves to be contrary to the legitimization
of psychoanalysis as a field of knowledge ~
which is an argument that was used by Freud
himself,
Final Considerations
Our aim here is not to classify psychoanalysis as
a category of science, nor to prove (or
otherwise) its status as a science, but to
understand the issue at stake in this debate.
Over and above the epistemological discussion,
fone ought to analyze the alliances that are
established between the different powers
implicated in the production of knowledge and
the way in which these alliances are capable of
constructing social and technical networks. In
other words, in place of the traditional
conception of science which takes the subject /
object distinction as a presupposition and
reduces knowledge to just one pole, one has to
consider it on the basis of the alliances that
have been established in a network, within
which one given discourse is legitimized to the
detriment of another (Stengers, 1989).
According to B. Latour (1987)"*, the most
important characteristic of a science is the fact,
of being a collective practice. In his player /
network theory, the notion of network refers to
situations of flux, circulation, alliance, and
movements that cannot be reduced to one
player or network. A science defined in this way
as a network of players would not be
characterized by its rationality, its objectivity, or
by the veracity of the facts that it generates. In
truth, a scientific fact exists only if itis sustained
by a network of actors: one can neither affirm
nor deny scientific facts in an isolated way.
Latour (1987) introduces the concept of the
“black box” in order to designate the moments
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at which a statement attains the solidity of a
fact, that is to say, when it is introduced in new
formulations like an undeniable premise in a
major controversy. With each new formulation,
the solidity of a fact grows to such an extent
that it depends more on those who maintain it
in movement -whether humans or non
humans - allies that are put in relation with one
another ~ than on its intrinsic truth. Scientific
texts are excellent points of recourse: the more
an idea is cited in different articles, the more
important it becomes. A black box would thus
be the term of a discussion and the
establishment of a fact through the continuous
citation of a given text. This is the case, for
example, with Darwin’s On the Origin of the
Species. Natural selection has become a fact in
the wake of innumerous citations, displacements,
translations and repetitions - even if, from the
point of view of some epistemologists, it may
not be considered to be a scientific fact, since it
has not been demonstrated on the empirical
plane. Just like Darwin’s theory of natural
selection, Freud’s psychoanalysis, in spite of the
initial criticisms with respect to its scientificity,
was not prevented from stretching out into the
domain of science, and one was thus able to
observe the proliferation of the theory, which
was the pre-condition for it to enter the
network. Along the path taken by
psychoanalysis, Freud’s thought has been
deployed in different schools, such as Kleinian,
Bionian, Lacanian, Kohutian, Winnicottian, and
so on. From its inception, it has spread not only
on the geographical plane — to the extent that in
this day and age it is present on every
continent - but also in domains of knowledge
that lie beyond its limits, establishing alliances
with different forms of knowledge and lying at
the origin of new practices and discussions with
other domains.
In applying the ideas of Latour (1987) in
particular to debates between psychoanalysis
and the neurosciences, one is able to see certain
points of correspondence. Latour (1987)
remarks that the truth of a statement is
established by its circulation, and that, for this
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reason, one seeks to extend alliances between
the members of a scientific community. On this
aspect, it has been remarked that a group of
neuroscientists and psychoanalysts have promoted
the circulation, through scientific articles, of the
statement that psychoanalysis ought to put
itself to the test of experimentation in order to
become scientific and scientists have been
spreading this would-be truth, each time a little
more, through the intermediary of the
presentation of data that has been obtained
during experiments in laboratories, for example
— which Eric Kandel designated as biological
insights. These insights, which one supposes to
be more valid as a true statement, would be apt
to demonstrate, or not, the efficacy of
psychoanalysis.
Nevertheless, what they do not circulate is the
project that supports their ideas, a project
which holds that it is a matter of purifying the
sciences of the mental dimension, thereby
removing any trace of subjectivism ~ hence the
imperative of experimentalization as the
criterion for the line of demarcation between
science and non-science - and of reducing the
subjective to the cerebral, in keeping with an
ontological maneuver rather than a mere
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methodological requirement. They are
reproducing the hegemonic project that had its
heyday between the nineteen-thirties and the
nineteen-sixties, that of the scientific naturalism
that was put forward by neo-positivism: to
purify the sciences through the elimination of
any metaphysics whatsoever, to find natural
regularities that may be considered to be
causes, and to exclude any proposition
concerning the processes that are not able to be
subjected to observation and to the deductive
articulation of statements (from the particular
to the universal). Anything that is not in accord
with these directives would not be deserving of
the “scientific” label
Given the fact that truth depends in no way
whatsoever on a rational definition, but rather
implies essentially the terrain of the political,
one may consider that the proposition from this
grouping refers rather to a socio-political
requirement rather than to a strictly speaking
scientific requirement. Here we meet what the
anthropology of science has referred to as the
“power games” inherent to scientific
construction.
This text has not been the subject of ony litigation
between the authors.
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The authors:
Monah Winograd, PhD
Psychoanalyst.
Teacher and researcher in the Department of
Psychology in the PUC Rio. Coordinator of the
research group “Du cerveau a la parole: aspects
subjectifs de la maladie cérébrale”. Author of
the book: Genealogias do Sujeito Freudiano
(ArtMed).
Marcia Davidovich
Psychoanalyst
Masters in Clinical Psychology — PUC Rio. PhD.
candidate in PUC Rio Researcher in the research
group "Du cerveau a la parole: aspects subjectifs
de la maladie cérébrale”
Université pontificale catholique de Rio de Janeiro
Rua Marqués de Sao Vicente 225,
Eadificio Padre Leonel Franca - 8 andar, Gdvea
CEP 2451-900
Rio de Janeiro ~ RJ
Brasil
Electronic reference:
Monah Winograd & Marcia Davidovich,
“Freudian Psychoanalysis and Epistemology —
Political Disputes”, Research of Psychoanalysis
[Online], 17|2014 published June 20, 2014.
This article is a translation of Psychanalyse
freudienne et épistémologie — Disputes politiques
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