Fifth Generation Warfare Hybrid Warfare and Gray Zone Conflict
Fifth Generation Warfare Hybrid Warfare and Gray Zone Conflict
Recommended Citation
Krishnan, Armin. "Fifth Generation Warfare, Hybrid Warfare, and Gray Zone
Conflict: A Comparison." Journal of Strategic Security 15, no. 4 (2022) :
14-31.
DOI: https://doi.org/10.5038/1944-0472.15.4.2013
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Fifth Generation Warfare, Hybrid Warfare, and Gray Zone
Conflict: A Comparison
Abstract
Strategists have noted substantial changes in warfare since the end of the Cold War. They
have proposed several concepts and theories to account for the fact that the practice of
war has largely departed from a Clausewitzian understanding of war and the centrality of
physical violence in it. Emerging modes of conflict are less focused on the instrumental use
of force to achieve political objectives and are more centered on notions of perception
management, narratives, asymmetry or irregular conflict, the adversarial uses of norms,
and covert and ambiguous uses of force. This article aims to systematically compare three
more recent theories of war or political conflict, namely fifth generation warfare (5GW),
hybrid warfare (HW), and gray zone conflict. The article demonstrates that although they
have the same intellectual roots, they are also different in terms of what they suggest about
the nature of contemporary and near future conflict. Each of them can enrich our
understanding of contemporary warfare, which will be the key to mastering these new
modes of conflict short of (theater conventional) war.
Acknowledgements
I would like to thank Thomas Dolan from the University of Central Florida for comments on
an early draft of the article and the unknown reviewer who helped to improve the
manuscript.
                         Introduction
                         Over the last two decades three different theories of conflict short of
                         (major) war have become prominent in the Western strategic debate,
                         trying to come to terms with the changing threats and realities of war:
                         Fifth generation warfare (5GW), hybrid warfare (HW), and most recently
                         gray zone conflict (GZC). Western national security establishments have
                         discussed all three theories and references to them even appear in policy
                         documents. Critics have pointed out that none of the ideas promoted in
                         these military schools of thought would be particularly new and that they
                         would lack intellectual rigor. For example, Derek Barnett has accused the
                         Fourth Generation (4GW) and 5GW schools of suffering from a
                         conventionality of their ideas. They would paradoxically argue against the
                         status quo of military thought without “presenting a true alternative.”1
                         Donald Stoker and Craig Whiteside have similarly claimed that the other
                         two of these concepts (gray zone conflict and hybrid war) would be an
                         “example of the American failure to think clearly about political, military,
                         and strategic issues and their vitally important connections.”2 The new
                         theories would tend to cloud rather than clarify the issues, would distort
                         history, would confuse war and peace, and would undermine U.S. strategic
                         thinking.3 At the core of their criticism is the idea that the new theories are
                         “intellectual constructs that fail to honor the critical distinction between
                         war and peace” and as a result “we have lost the logical foundation for
                         critical analysis.”4 By conflating peace and war one would make it
                         impossible to adequately understand either, leading to strategic failure.
                         While some of the criticism of Stoker and Whiteside (and others) seems
                         justified, there may still be important insights to gain from their careful
                         analysis that may lead to a better new paradigm of contemporary warfare
                         in the future.
                         Other studies have critiqued 5GW, HW, and GZC, but there has not been a
                         systematic comparison of the three. This article does not attempt to
                         undermine the intellectual merits of these theories. Instead, it argues that
                         despite their inadequacies each of the three theories has something
                         important to contribute to our understanding of contemporary political,
                         military, and societal conflicts and that they complement each other by
                         capturing different facets of conflicts short of war. The article will first
                         outline each of the three theories to systematically compare them in a
14
                         second step using the framework developed by Donald Reed.5 The article
                         demonstrates that the theories have the same intellectual roots but also
                         that they differ in terms of where future belligerents will fight wars, who
                         will fight, why belligerents will fight, and how belligerents will fight in
                         future wars. This means that each of these theories describes different
                         distinctive modes of conflict and hence each of them requires a different
                         approach to counter them.
                         During the 1990s when the Revolution in Military Affairs (RMA) school of
                         thought was prominent, John Arquilla and David Ronfeldt laid out their
                         ideas of information warfare, netwar, and conflict at the societal level
                         waged by networks “involving measures short of war.”9 They predicted
                         that “most netwar actors will be nonstate and even stateless. Some may be
                         agents of a state, but others may turn states into their agents. Odd hybrids
                         and symbioses are likely.”10 In 1999 two Chinese strategists, clearly
                         influenced by the netwar concept, published their book Unrestricted
                         Warfare, which claimed that “war will no longer be what it was
                         originally.”11 They argued that “[w]arfare will transcend all boundaries and
                         limits, in short: Unrestricted warfare.”12 This means that war would now
                         include everything that can be used to weaken or destroy an adversary
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         with nothing forbidden and to combine it all for maximum effect.13 Robert
                         Bunker, who reviewed Unrestricted Warfare, has suggested that “the
                         significance of this work cannot be overstated.”14 Arguably, the concept of
                         unrestricted warfare also profoundly impacted and influenced the schools
                         of thought of 5GW, HW, and GZC.15 It seems that all three schools have
                         similar intellectual roots, but still come to different conclusions about the
                         new reality of conflict and how one can be successful in these conflicts.
                         However, in the early 2000s some 4GW proponents had already moved on
                         to 5GW. Robert David Steele was apparently first to declare the emergence
                         of a fifth generation of warfare in 2003.18 Hammes’ book also briefly
                         explored the possibility of a fifth generation of warfare (5GW) in several
                         places.19 Following the dialectical logic of the theory of generational
                         warfare first outlined by Lind, 5GW would represent a response to the
                         success of 4GW and hence would be about defeating insurgencies.
                         Hammes claimed in 2007 that as “4GW has been the dominant form of
                         warfare for over 50 years, it’s time for 5GW to make an appearance.”20
16
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                                   A fifth Generation War might be fought with one side not knowing
                                   who it is fighting. Or even, a brilliantly executed 5GW might involve
                                   one side being completely ignorant that there ever was a war.30
                         Some terrorism scholars have adopted the concept of 5GW and have given
                         it a different interpretation. George Michael invoked the concept in his
                         book on Lone Wolf Terror and the Rise of Leaderless Resistance. He
                         claimed that a “distinguishing characteristic [of 5GW] is its
                         leaderlessness.”32 In Michael’s view, the current terrorism shares
                         similarities with the anarchist movement of the 19th century and that
                         “[t]errrorism in the West appears to be moving in the direction of
                         leaderless resistance and lone wolf attacks despite the limitations of this
                         approach.”33 The threat would be based on the ability of “aboveground
                         groups to raise ideological consciousness [that] can also motivate
                         unaffiliated underground movement radicals” to commit random acts of
                         terror.34 In this sense, 5GW would be a more advanced insurgency that is
                         extremely difficult to defeat since it so highly individualized and dispersed.
                         At this time, Western national discourse has dropped the notion of 5GW.
                         However, the 5GW concept is hugely popular in South Asia with a still
                         expanding scholarship in India, Pakistan, and Singapore.35 What has
                         replaced 5GW in the West is North Atlantic Treaty Organization’s (NATO)
                         new concept of cognitive warfare, which NATO first introduced in 2021. It
                         overlaps with 5GW ideas. On the NATO website on can find the following
                         definition:
18
Hybrid Warfare
                         Many analysts credit Frank Hoffman with coining the terms hybrid war
                         and hybrid threat, which have become the foundation for a school of
                         military thought. In December 2007 Hoffman’s paper builds on the 4GW
                         school but also majorly departs from it. Like 4GW school, the hybrid wars
                         school assumes that irregular conflicts dominate contemporary warfare. 38
                         Unlike the 4GW school, it does not share the pessimism regarding the
                         ability of regular forces to master this form of conflict. According to
                         Hoffman,
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         The North Atlantic Treaty Organization (NATO) started using the term
                         hybrid warfare in some of their documents and official statements. A 2011
                         article on NATO’s use of hybrid threats suggested the following definition:
                         Media reports have widely used the term hybrid warfare during the
                         Ukraine crisis of 2014 to describe Russia’s military and non-military
                         activities in relation to Ukraine. NATO particularly emphasized the role in
                         HW of propaganda for demoralizing populations and destabilizing
                         countries. According to NATO,
20
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         The think tank NSI Inc. held a virtual workshop in 2016.55 Experts
                         proposed the following definition of the gray zone as “a conceptual space
                         between peace and war, occurring when actors purposefully use multiple
                         elements of power to achieve political security objectives with activities
                         that are ambiguous or cloud attribution and exceed the threshold of
                         ordinary competition, yet fall below the level of large-scale direct military
                         conflict, and threaten US and allied interests by challenging, undermining,
                         or violating international customs, norms, or laws.”56
22
                         Gray zone conflict has suffered both scathing criticism and has enjoyed
                         heightened interest in recent years. Adam Elkus suggested that there is
                         nothing new to GZC and that “[g]ray zone wars seem to be a composite of
                         two well-known ideas in military strategy and political science: limited
                         wars and compellence.”58 He further pointed out
                         At the same time, there are good reasons not to dismiss GZC too quickly.
                         Hal Brands, writing for the Foreign Policy Research Institute, explained
                         that
                         Brands has recently explored the history and current reality of long-lasting
                         major geostrategic competition in a book on the Cold War.61 Brands
                         advocates for embracing this “competition as a way of life” and that
                         although the idea of “indefinite struggle” was “depressing,” “it is the best
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         Donald Reed has developed a neat framework for understanding the new
                         features of 5GW based on four axis that define the generations of war.
                         Each axis addresses a different dimension of a mode of conflict:
                         Reed suggested that a theory of war must address these four dimensions
                         and must establish how all these dimensions relate to each other.
                         Fifth generation warfare expands the battlespace from the political domain
                         of 4GW to the cultural and cognitive domains. To quote a famous psywar
                         paper, “wars are fought and won or lost not on battlefields but in the
                         minds of men.”64 Fifth generation warfare makes the human terrain and
                         perception the primary battlefield, although war-like action can occur in
                         any domain. The objective of 5GW is to deeply penetrate a society,
                         rendering the established distinctions between a front and rear or
                         combatant and civilian obsolete, which is also true for HW. Hoffman has
                         outlined that HW has a particularly complex geography in the sense that
                         military operations can take place in all domains and that there could be
                         multiple battlefields that a unified strategy links together.65 Similarly, GZC
                         lacks a primary domain or a geography. According to Mazarr, “[i]t does
                         not aim at clearly defined engagements, and there is no identifiably
                         distinct battlefield.”66 The focus in GZC is not on where the fighting takes
                         place, but on the tools that belligerents use. All three theories share the
                         idea that the battlefield can be anywhere, and that conflict can take place
                         as much within societies as between them.
24
                         Gray zone conflict is primarily associated with major state actors such as
                         Russia, China, North Korea, and Iran.69 It is therefore the most
                         conventional of all the three theories in terms of focusing on states as they
                         are the main belligerents in GZC, although proxies can be employed as
                         well. Mazarr noted that GZC relies on “the use of civilian instruments to
                         achieve objectives sometimes reserved for military capabilities.”70 As a
                         result, GZC is the most state-centric of these theories and 5GW is the least
                         state-centric with HW occupying the middle ground. All three theories
                         suggest that increasingly civilians act as combatants, making the
                         distinction between combatant and non-combatants impractical.
                         The objective in 5GW would “not be to conquer the state, or divide the
                         state [as in 4GW], but to undermine the state…If 5GW is successful, a
                         target state will have so lost its legitimacy that it cannot be certain of
                         anyone’s primary loyalty.”71 In this sense, the goals behind 5GW are
                         apolitical as the belligerents do not seek control over a state but rather
                         seek the subversion of the state and the existing political order.
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         While HW proponents suggest that force is only one tool of many used, it
                         is still the key to victory, as the other non-violent tools are merely to
                         enhance the effectiveness of the use of (military) force. Andrew Mumford
                         wrote:
26
                         The objective in GZC is to deny the adversary the right to use force by
                         using aggression below the threshold of an act of force or to use force
                         covertly. Of all three theories the use of force is most central to HW and
                         least central to both 5GW and GZC.
Conclusion
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                                             Krishnan: Fifth Generation Warfare, Hybrid Warfare, and Gray Zone Conflict
                         Hybrid warfare and GZC are much more state-centric than 5GW. While in
                         HW there would typically be an observable (irregular) military conflict, no
                         state of open conflict would exist in 5GW or GZC. Unlike GZC, where the
                         range of potential belligerents is small and rivalries are relatively clear,
                         5GW is empirically most difficult to identify and study due to the great
                         emphasis of deception and stealth, as well as the fact that potentially
                         unknown networks of individuals and small groups may attack powerful
                         states and societies in ways that may not be recognizable as a threat.
                         All these theories of conflict in the space between war and peace have their
                         flaws as pointed out by their many critics. At the same time, these theories
                         deal with real and to some extent also new phenomena that characterize
                         strategic competition and conflict in our uncertain times. It is hence not
                         helpful to declare that these theories lack novelty so that one can cling to a
                         vision of war formulated in 19th century Europe. Only through intellectual
                         experimentation and careful observation can our understanding of war
                         and conflict be advanced enough to come closer to the infinitely complex
                         reality.
Endnotes
                         1   Derek Barnett, “The Fallacies of Fourth and Fifth Generation Warfare,” Small Wars
                             Journal, September 13, 2010, https://smallwarsjournal.com/blog/journal/docs-
                             temp/540-barnett.pdf.
                         2   Donald Stoker and Craig Whiteside, “Gray-Zone Conflict and Hybrid War – Two
                             Failures of American Strategic Thinking,” Naval War College Review 73, no. 1 (2020):
                             19.
                         3   Stoker and Whiteside, “Gray Zone Conflict and Hybrid War,” 20.
                         4   Stoker and Whiteside, Gray Zone Conflict and Hybrid War,” 23.
                         5   Donald J. Reed, “Beyond the War on Terror: Into the Fifth Generation of War and
                             Conflict,” Studies in Conflict & Terrorism 31, no. 8 (2008): 691,
                             https://doi.org/10.1080/10576100802206533.
                         6   Carl von Clausewitz, “What Is War?,” in On War, trans. James John Graham,
                             https://www.gutenberg.org/cache/epub/1946/pg1946-images.html#chap02.
28
                         7  William Lind, Keith Nightingale, John Schmitt, Joseph Sutton, and Gary Wilson, “The
                            Changing Face of War: Into the Fourth Generation,” Marine Corps Gazette, March
                            2016, 86-90.
                         8 Martin van Creveld, The Transformation of War (New York: Simon & Schuster, 1991),
                            61.
                         9 John Arquilla and David Ronfeldt (eds.), In Athena’s Camp: Preparing for Conflict in
                            the Information Age (Santa Monica, CA: RAND, 1997), 277; John Arquilla and David
                            Ronfeldt (eds.), Networks and Netwars: The Future of Terror, Crime, and Militancy
                            (Santa Monica, CA: RAND, 2001).
                         10 Arquilla and Ronfeldt (eds.), In Athena’s Camp, 278.
                         11 Qiao Liang and Wang Xiansui, Unrestricted Warfare (Beijing: PLA Literature and Arts
                            GZC. George Michael, Lone Wolf Terror and the Rise of Leaderless Resistance
                            (Nashville, TN: Vanderbilt University Press, 2012), 157-158; Frank Hoffman, Conflict in
                            the 21st Century: The Rise of Hybrid Wars (Arlington, VA: Potomac Institute, 2007):
                            22-23; Michael Mazarr, Mastering the Gray Zone: Understanding a Changing Era of
                            Conflict (Carlisle Barracks, PA: US Army War College Press, 2015), 82.
                         16 Thomas Hammes, The Sling and the Stone: On War in the 21st Century (St. Paul, MN:
                            204.
                         29 L.C. Rees, “The End of the Rainbow: Implications of 5GW for a General Theory of
                            151.
                         32 George Michael, Lone Wolf Terror and the Rise of Leaderless Resistance (Nashville,
                            Technology and Perceptions,” San Diego International Law Journal 21 (2019): 187-
                            216; Victor Chen Khangao, “Beyond the Fourth Generation – A Primer on the Possible
                            Dimensions of Fifth Generation Warfare,” Pointer 44, no. 3 (2018): 1-11; Muhammed
                            Ashraf Nadeem, Ghulam Mustafa, Allaudin Kakar, “Fifth Generation Warfare and Its
                                                                                                                29
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                            https://www.nato.int/docu/review/articles/2021/05/20/countering-cognitive-
                            warfare-awareness-and-resilience/index.html, accessed August 1, 2022.
                         37 Andreas Turunen, “Alternative Media Ecosystem as a Fifth-Generation Warfare Supra-
                            Combination,” in: Martti Lehto and Pekka Neittaanmäki (eds), Cyber Security: Power
                            and Technology (Cham, Switzerland: Springer, 2018), 102.
                         38 Frank Hoffman, Conflict in the 21st Century: The Rise of Hybrid Wars (Arlington, VA:
                            https://www.nato.int/cps/en/natohq/topics_156338.htm.
                         49 Bettina Renz and Hanna Smith (eds.), “Russia and Hybrid Warfare: Going Beyond the
                            and Marta Keep, Gaining Competitive Advantage in the Gray Zone: Response Options
                            for Coercive Aggression Below the Threshold of Major War (Santa Monica, CA: RAND,
                            2019), 8, https://www.rand.org/pubs/research_reports/RR2942.html.
                         58 Dam Elkus, “50 Shades of Gray: Why the Gray Wars Concept Lacks Strategic Sense,”
                         64 Paul E. Vallely and Michael Aquino, “From Psyops to Mindwar: The Psychology of
                            Victory,” Headquarters, 7th Psychological Operations Group, Presidio, San Francisco,
                            CA (1980), 6.
                         65 Hoffman, Conflict in the 21 st Century, 23.
                         66 Mazarr, Mastering the Gray Zone, 64.
                         67 David Axe, “Piracy, Human Security, and 5GW in Somalia,” in Abbott (ed.), The
                            Ambiguous, and Hybrid Modes of War,” The Heritage Foundation (2016), available at:
                            https://www.heritage.org/sites/default/files/2019-
                            10/2016_IndexOfUSMilitaryStrength_The%20Contemporary%20Spectrum%20of%20
                            Conflict_Protracted%20Gray%20Zone%20Ambiguous%20and%20Hybrid%20Modes%
                            20of%20War.pdf, 29.
                         81 Hoffman, “The Contemporary Spectrum of Conflict,” 29.
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