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JAMAICA
IN THE COURT OF APPEAL
SUPREME COURT CIVIL APPEAL NO: 15/95
BEFORE: THE HON MR JUSTICE CAREY, JA
THE HON MR JUSTICE DOWNER, J A.
THE HON MR JUSTICE PATTERSON, J A
BETWEEN ALCOA MINERALS OF APPELLANT
JAMAICA INCORPORATED
AND HERBERT BRODERICK RESPONDENT
22th, 23rd, 24th, 25th January
18th, 19th, 20th, 21st, March
& 11th November, 1996
Emil George, Q.C., John Vassell & Lance Cowan for Appellant
Mrs. Margaret Forte, Q.C., Maurice Frankson & Miss Alayne Frankson
for Respondent
CAREY, JA
Mr. Broderick who is a carpenter, mason and Pastor of his Church, lives
in Hayes, Clarendon, within a 11/2 mile radius of the appellant's Alumina plant.
Since 1975 he has been living at that site, where, in 1973, he built a home, the
roof of which was constructed of galvanized zinc sheets. Shortly before this, in
1972, the plant had gone into operation and Mr. Broderick worked there until
1982. In that same year he had to effect repairs to the entire roof and ceilingDecause the zinc sheets developed rust holes, through which the rain
descended onto the plyboard ceiling and the lathes to which the ceiling was
attached. He was also forced to repair the walls to hide discolouration caused
by the action of rainwater. He attributed this damage to his home to emissions
from the plant's smoke stacks. His health and comfort, he claimed, were
affected by a malodorous stench from the appellant's mudlakes but he did not
suggest in what respect he suffered in health. He brought an action against the
appellant claiming damages for nuisance and sought a mandatory injunction
restraining the appellant from maintaining the nuisance.
The appellant at trial, put the plainti to proof and called a sole witness,
Dr. Cariton Davis chairman of the Board of Clarendon Alumina Partners and
chairman of the Jamaica Bauxite Institute. He spoke to the efforts of the
appellant to reduce pollution whether by dust, noise or odours and its concern
for the environment, manifested by the vast sums of money expended to improve
it.
Theobalds J entered judgment in favour of Mr. Broderick in the sum of
$938,400 with costs and granted a mandatory injunction allowing the appellant
six months in which “to complete the necessary structural adjustments in order to
eliminate the nuisance."
Before us, as indeed before the trial judge, the appellant argued that
there was no causal connection between the damage the respondent claimed he
had suffered and the appellant's operations at its alumina plant. He put hisargument in this way - the respondent could have no ground for complaint of
Premature corrosion of his zinc roofing when that roofing lasted between 7 - 9
years. The evidence of the life span of 0.7 Galvan zinc is approximately 7 years.
‘Among the substances found on the roof were sulphate deposits which it was
shown, was the result of the burning of bunker C oil which was used by the
appellant but was also used by other factories in the area and by diesel vehicles
operating on the roads around. The sulphate deposits also could be caused by
‘the burning of cane during the reaping process. If it was being suggested that
the sulphates emanated from a number of sources, then all the damage caused
to the respondent could not be placed at the door of the appellant: each party
would be responsible for his own damage. On this point reliance was placed on
the views of the learned editors of Clerk & Lindsall on Torts (16th edition) at p.
179 paragraph 2-53 and on Bank View Mill v. Nelson Corp [1942] 2 All E.R.
477.
‘On the issue of liability, Mrs. Forte, Q.C., on behalf of the respondent
submitted that the respondent had discharged the onus of proving that the
appellant's emissions caused or materially contributed to the damage to the
respondent's roof. She found support in Bonnington Castings Ltd v. Wardlaw
[1956] A.C, 613 and McGhee v. National Coal Board [1972] 3 All E.R. 1008.
She pointed to the evidence of Mr. Tewari, a retired Chief Plant Quarantine
Inspector in the Ministry of Agriculture who owns premises in proximity to the
appellant's plant. He said that the premises were there from 1941 when zincroofing was in place. In 1971 he extended the premises by some 1200 square
feet. Ten years later, he made further additions, At that time, in raising the
height of the roof, he removed zinc sheets but saw no defects with regard to the
zine save for nail holes in them. That evidence would tend to show that the
other elements suggested as other sources of pollutants were having no effect
on roofs in the area of the plant. After 1988, Mr. Tewari said, he experienced
leaks which were never a problem prior to that time. Learned Queen's Counsel
further pointed to the evidence of the whereabouts of other factories in the area
There was the Jamaica Public Service Plant at Old Harbour some 13 miles from
Hayes, the Monymusk Sugar Factory some 5 miles away, the New Yarmouth
Sugar Factory, about 3-4 miles away. The sugar factories had been in existence
since 1948 for the latter, while the former started up in 1950. Another factory
included, was the West Indies Pulp and Paper Factory which was situated a
distance of between 10 to 11 miles from Hayes.
In effect, learned Queen's Counsel for the respondent contended that the
‘occupants of houses who lived in close proximity and gave evidence on his
behalf, all testified to the same effect. The point of their evidence was that the
damage to their roofs occurred subsequent to the commencement of operations.
by the appellant's plant in 1975, It was plain that the learned judge accepted
these persons as witnesses of truth. It was also clear that the appellant's
counsel did not challenge in his arguments the veracity or credit of these
witnesses but argued that the evidence adduced on behalf of the respondent didnot establish a causal connection between emissions from the appellant's
factory and the damage suffered by the respondent, That presents a point of
Jaw, not a question of fact for decision. In other words the question for this court
is whether the plainti proved actionable nuisance.
The respondent, it was agreed on all sides, had the burden of showing
that the appellant so operated its alumina plant, that it caused damage to the
respondent's roof. The essence of nuisance is an activity which unduly
interferes with the use or enjoyment of land and it is no answer for the appellant
to say that he conducted his operations using the most modern methods
available and could do no more. As Bone v Seale [1975] 1 All E R 787
illustrates, that riposte is not enough to acquit the appellant of liability where he
has created and continued the nuisance. In the instant case, the main thrust of
the appellant's submission was that liability depended on the efficacy of the
expert evidence seeing that this was a scientific case and the commonsense test
of causation adumbrated by Lord Salmon in Alphacell Ltd v Woodward [1972]
2 All ER. 475 at 498, 490 was not applicable to a case of this nature. The
learned Law Lord put it this way:
“The nature of causation has been
discussed by many eminent philosophers
and also by a number of learned judges
in the past. | consider, however, that
what or who has caused a certain event
to occur is essentially a practical
question of fact which can best be
answered by ordinary common sense
rather than abstract metaphysical
theory.”With all respect to the submissions forcefully made both by Mr. George, Q. C.
and Mr. Vassell on behalf of the appellant, and bearing in mind the above dictum
the test of causation remains the same whatever the nature of the claim. The
dictum is both good sense and good law. The factors causing damage do not
call for theoretical analysis but for the application of commonsense informed by
accurate information. ‘The tribunal of fact which is obliged to make the decision
is hardly ever an expert in the particular field, At one time, it was a jury which
decided the matter, a jury of lay persons, not experts. So long as the tribunal
understands and can appreciate the evidence of the several experts, it then
becomes a question of the application of commonsense by the tribunal to the
facts provided to it.
| have previously ventured what | understood was the effect of the
evidence of the witnesses for the respondent, | turn then to examine the expert
evidence adduced in support of the respondent's case. Noel Gaunlett, a civil
engineer who was called, did provide some evidence which perhaps could assist
in demonstrating any causal link between the damage and the operations of the
appellant's plant. He said he visited the respondent's home in 1989 and
observed that the roof was extensively corroded. Four years later when he paid
another visit he was alarmed by the deterioration in the condition of the zinc
sheets which previously had been in good condition. Mr. Gauntlett never himself
cartied out any tests nor did he identify the white residue florescence he
observed on the zinc sheets. Lena Whyte, a metallurgist at the Bureau ofStandards also visited the respondent's house where she examined the roof and
took samples of a sheet of zinc. She also saw white rust on the zinc sheets.
That material was doubtless what Mr. Gauntlett also noticed on the zinc sheets.
The samples of zinc which were of the respondent's roof, were corroded.
Bunker C oil which is burnt in the appellant's plant Is also used by Jamaica
Public Service Company in generating electricity. This oil contains sulphur
\which is transformed into sulphur dioxide and sulphur trioxide and these react to
form sulphuric acid, a highly corrosive agent especially in liquid form. She
expressed the view that the environment in which the respondent's house was
situated, was an industrial environment giving off chemical fumes. She said this,
which is, | think, most relevant:
“If Broderick had to change his zinc so
frequently it implies some compound or
elements in the surrounding atmosphere
causing the zinc to deteriorate. Given
the environment that is proximity of
plant and mudiakes it is likely that there
would be an appreciable concentration
of sulphate ions chloride ions and a
caustic environment that would be able
to react corrosively with the zinc in
‘solution. These ions would react on the
galvanize coating on steel sheet better
known as zinc.”
It would be remiss if | did not remark on the fact that she also said that she did
not discover metallurgical factors in the exhibits which could identify the
corrosive agents. Another metallurgist Mr. Dorr Campbell found that the sample
of zinc taken from the respondent's roof showed areas where the zinc coatinghad been depleted and the exposed steel had started to rust. He theorized that
assuming bunker C ail was used and gases emitted into the atmosphere and
condensed, the resulting rain with its acid content would fall on roofs and
accelerate the degradation of the zinc. Other significant evidence from this
expert was that the zinc sheets of the respondent showed they had been used in
an aggressive environment, i.e. an industrial or marine environment and he
would not expect leaking in 7 years under normal non-aggressive conditions. A
Senior Standards Scientific Officer at the Jamaica Bureau Miss Arella
MoFarlane tested for sulphate. She found sulphate on the respondent's zinc
sample.
The sur of all that evidence suggests to me that the burden on the
respondent to prove the causal connection between the damage to his house
and the emission from the appellant's plant, has been discharged, The nearest
plant to the respondent's home was the appellant's, Prior to the arrival of the
appellant's plant, no evidence was had to show that there was any cause for
complaint by adjoining land owners. It is not without significance that the other
plants which the evidence shows use bunker C oll, are some distance away from
Hayes. It would seem to me that the evidence was overwhelming that the
appellant's plant is responsible for the damage to the respondent's roof. It was
argued by the appellant that this was not a “commonsense case” but a
“technological case.” Pollution does involve technological or some scientific
‘knowledge but the level of that knowledge | am inclined to think is not beyondthe ken of the ordinary reasonable person who can then apply the knowledge
with commonsense.
‘The mattet can be looked at in this way. The appellant's plant generates
pollutants via its smoke stacks. These pollutants fall on the roofs of houses in
the vicinity and cause corrosion. So much for scientific knowledge. | was not
impressed by that submission. | do not for a moment suggest that the case is as
simplistic as this but it illustrates the point | wish to make that really there is
nothing so scientific about the case that it requires only a scientist to understand
and to decide it. Nothing could be further from the reality of it al.
Because there was evidence that other plants, albeit further distant from
the respondent's house also emitted sulphates, it was said that the respondent
had to show what damage was caused by each of those sources of pollution.
Since it was not scientifically possible to prove this, therefore the respondent
had failed to prove his case which, accordingly, should be dismissed,
There really was no evidence before the court that sulphates from other
sources than the appellant's caused the damage to the respondent's roof. What
the evidence showed was that sulphates were found on the roof. Sulphates are
derived from factories or plants using bunker C oil. Plants, other than the
appellant's, use bunker C oil. Ergo, these other sources caused damage as, did
the appellant's. In reality, the evidence only showed that other plants could
have contributed not must have contributed. The onus on the respondent was to
show that on a balance of probabilities, the appellant's plant caused or10
contributed to the damage to the roof. From the fact of the distance of the other
plants and from the fact that complaints began to be voiced after the coming into
operation of the appellant's plant, | am satisfied that the burden on the
respondent was discharged.
The evidence as | see it, does not show separate tortfeasors producing
different damage or for that matter the same damage. Nor is there any evidence
that the harm was caused by the independent acts of several plants. The law
seems to be that the court will attempt to ascertain the respective contributions
to the harm made by each, and failing that, the court would apportion the loss
equally between them. Bank View Mills Ltd v Nelson Corporation [1942] 2 All
E R477. For the reasons earlier adumbrated the evidence showed a causal
connection between the appellant's plant and the damage to the respondent's
roof. It is not therefore necessary to examine these considerations further in
order to make a determination as to lability in the instant appeal.
The appellant also challenged the judge's assessment of damages in the
following ground of appeal.
“4, That the learned trial judge failed
to apply proper principles or to have
regard to all the evidence and came to
an erroneous assessment of the
Piaintif’s loss in the sum of
$938,400.00.”
A curious argument was advanced by Mr. George, Q.C. in this ground. He said
that since there was evidence that the sulphate deposits which was the cause of
the damage could have emanated from a number of sources, it was wrong tou
put all the damage on the appellant. There was nothing to prevent the appellant
if he thought that other parties had contributed to the respondent's loss to apply
to join such parties and claim contribution from them. The only party before the
court was the appellant. It is its liability in respect of which an adjudication was
required. Apportionment of’ blame could not possibly be considered in the
absence of parties and evidence in that regard. 1 do not think | need say further
with regard to that plea ad misericordiam.
| can therefore turn to consider the submissions of substance advanced
on this ground of appeal. Learned Queen's Counsel referred us to the evidence
of Mr. Arnold Whyte, a building surveyor employed to the KSAC. He had some
37 years of experience in the building industry. He inspected the respondent's
premises in 1989 which he found had a floor area of 1564 square feet. With
respect to the roofing his examination revealed:
all zinc rusty holes and white spots
from the ridge of the root to the end of
the sheets at the eve sheets rusty and
disintegrated. Rusty holes on outside of
sheets. The top half of outside walls
had a light rust colour in portions
tauised from storm water.”
Mr. George Q.C., was very critical of Mr. Whyte. He pointed out that the
witness measured the floor area, he did not count the number of sheets of zinc
which would be required to effect the repairs. The costing he arrived at, covered
repairs to the entire house. He complained that the surveyor had not taken
account of damage caused by storm water from hurricane Gilbert's passage12
which had ravaged the island the year before his visit, and further he had taken
into account factors other than corrosion in his estimate of cost. The learned
judge, he said, had assessed damages on the basis of prices prevailing at the
trial rather than at the time the loss occurred. The reason for the delay in
repairing the damage given by the respondent was impecuniosity. Pinning his
flag to the mast of Liesbosch, Dredger (Owners) v. Owners of Steamship
Edison [1933] A.C. 449 Queen’s Counsel reminded us that impecuniosity was a
misfortune not a privilege and the appellant should not be asked to pay higher
damages for his misfortune.
I think this argument about impecuniosity is founded upon a
misconception of what Liesbosch decided. In that case, what the owners were
seeking to recover was the added cost of hiring another dredger after much
delay because of their straitened circumstances. But for their financial
embarrassment, they could have replaced the Liesbosch at a moderate price
and within a comparatively short time. Lord Wright in whose opinion all the
other Law Lords concurred, pointed out at page 460 that :
“.. the appellants’ actual loss in so far
as it was due to their impecuniosity
arose from that impecuniosity as a
separate and concurrent — cause,
extraneous to and distinct in character
from the tort; the impecuniosity was not
traceable to the respondent's act, and in
my opinion was outside the legal
purview of the consequences of these
acts.”13
The learned Law Lord also made it clear that there was a decided difference
between remoteness of damage which was the principle at issue in the case and
the duty on a plaintiff to mitigate his loss. Mr. George Q.C. was not by any
manner or means suggesting that the claim for replacing the roof or other
damage caused to his house was too remote. In my opinion, the time at which
damages are to be assessed is not at all concerned with the victim's ability to
minimize \oss. The plaintiff is entitled to have his house restored to the condition
it was, prior to the damage. The date at which such assessmentis to take place
will depend on all the circumstances but against a compensatory grund norm.
In this regard Dodd Properties (Kent) Ltd v. Canterbury City Council
[1980] 1 All E.R, 928 is helpful. Megaw L J observed at page 935:
“The general principle, referred to in
many authorities, has recently been
recognized by Lord Wilberforce in
Miliangos v George Frank (Textiles)
Ltd [1975] 3 All ER 801-813 [1976] AC
at 468, namely that ‘as a general rule in
English law damages for tort or for
‘breach of contract are assessed as at
the date of the breach’. But in the very
passage in which this ‘general rule’ is
there stated, it is stressed that it is not a
universal rule. That it is subject to many
exceptions and qualifications is clear.
Cantley J in the present case rightly
recognized that that was so, in the
passage from his judgment which | have
recently read.
Indeed, where as in the present case,
there is serious structural damage to a
building, it would be patently absurd,
and contrary ta the general principle on
which damages fall to be assessed, that14
a plaintiff, in a time of rising prices,
should be limited to recovery on the
basis of the prices of repair at the time
of the wrongdoing, on the facts here,
being two years, at least, before the
time when, acting with all reasonable
speed, he could first have been able to
put the repairs in hand. Once that is
accepted, as it must be, little of practical
reality remains in postulating that, in a
tort such as this, the ‘general rule’ is
applicable. The damages are not
required by English law to be assessed
as at the date of breach.
The true rule is that, where there is a
material difference between the cost of
Tepair at the date of the wrongful act
and the cost of repair when the repairs
can, having regard to all the relevant
circumstances, first reasonably be
undertaken, it is the latter time by
reference to which the cost of repairs is
to be taken in assessing the damages.”
The law then is that in the present state of our economic malaise, the time at
which the cost of repairs is to be assessed is when the repairs can reasonably
be undertaken having regard to all the facts of the case which might well include
financial embarrassment.
In my view, it is this approach which in all fairness should be adopted. In
this case, impecuniosity was not the only reason for the delay in carrying out the
repairs. There was nothing imprudent in delaying effecting repairs. The
appellant was offering to repair roofs within a 21/2 mile radius of its operations
and the respondent was within that range. The respondent was not to know that
the appellant would ultimately deny liabitty.15
The learned judge in the present case assessed damages based on
prices prevailing at trial. The argument by the appellant in the court below was
confined to a criticism of Mr. Whyte’s evidence and a claim that the cost should
be assessed on the figures originally pleaded and not on late amendments
granted. No argument seemed to be addressed to the judge that assessment
should be made at the date of the loss. Indeed, it appears that the time at which
the cost was fixed was at the time the witness gave evidence. On the evidence
before the judge, that date was the only relevant point in time for it would have
been quite unfair to take the time when the damage was effected, that rule no
longer being applied as a universal rule of general and infiexible application.
The date of action was in all the circumstances, the only other date which fell to
be considered as applicable. In that respect, | do not think the judge can be
faulted, nor should he be, with respect to the figures given by Mr. Whyte which
he used to arrive at the total cost. For my part, | can see nothing unreasonable
about an expert in the building industry using the square footage of the area to
be covered to determine the cost of roofing it. The appellant called no expert of
his own to demonstrate that the costing of Mr. Whyte was skewed.
The final assault on the judgment, sought to impugn the order for
mandatory injunction which the judge granted. The ground of appeal filed and
argued was expressed in these terms:
“2. The order for injunction was
manifestly inappropriate and
unnecessary in the circumstances of
this case and in granting it the learned
trial Judge erred in law and/or16
misdirected himself. Further, the order
is too vague to be capable of
‘compliance and the six month period is
arbitrary and unreasonable.”
Itis convenient to begin this part of the judgment by reciting the order granted:
“2, The Defendant is restrained by
itself, its servants or agents, or
otherwise from maintaining nuisance.
The Defendant allowed until 30th June,
1995, to complete the necessary
structural adjustments in order to
eliminate the nuisance to the Plaintift
Mr, Frankson who responded to this ground, did not attempt to support the
learned judge's order and requested that this court vary his order.
With respect to a mandatory injunction, it has long been said that “except
in very exceptional circumstances, it ought to be granted in such terms that the
person against whom it is granted ought to know exactly what he has to do.” per
Maugham, LJ in Fishenden v Higgs and Hill, Ltd [1935] All E R Rep 435 at p.
450. The same requirement was emphasized by Lord Upjohn in Morris v.
Redland Bricks Ltd [1970] A. C. 652 at page 666:
"4. if in the exercise of its discretion
the court decides that itis a proper case
to grant a mandatory injunction, then the
court must be careful to see that the
defendant knows exactly in fact what he
has to do and this means not as a
matter of law but as a matter of fact, so
that in carrying out an order he can give
his contractors the proper instructions."
ln making the mandatory order, it is plain that the trial judge was. wholly
unmindful of this necessity. The order as worded to use the words of Lord7
Upjohn - “imposed on the appellant an absolutely unqualified obligation upon
them” to complete necessary structural adjustments in order to eliminate the
nuisance “without giving them any indication of what was to be done.” No
evidence was led as to the necessary structural adjustments that would be
required to eliminate the nuisance nor at what cost. itis enough to say that that
order cannot stand nor can it be varied as requested for the reason that no
evidence was led in this regard. | would therefore set aside that part of the
judgment.
{n the result, | would dismiss the appeal in part confirming the order
entering judgment for the plaintiff in $968,000, but as already stated, | would set
aside the order for mandatory injunction. The appellant has succeeded in
relation to one of three issues raised on the appeal, and | would order it to pay
two thirds of the costs of appeal of the respondent to be taxed if not agreed.18
DOWNER JA
The respondent in this appeal Herbert Broderick instituted
proceedings against the appellant Alcoa Minerals of Jamaica Incorporated
and Clarendon Alumina Production Limited. The writ of summons was
dated 9th April 1990. It was endorsed as follows:
“The Plaintif’s claim is against the
Defendants to recover damages for
nuisance caused and maintained by the
Defendants as a result of their processing
bauxite ore in their plant at Halse Hall in
the Parish of Clarendon.
The Plaintiff also claims an Injunction to
restrain the Defendants from maintaining
the said nuisance."
Be jit noted that the second defendant below, Clarendon Alumina
Production Ltd., did not take part in this appeal. There was an amended
statement of claim dated 26th July 1993 while August 4 1993, was the
date of the amended defence. As for the Order under appeal, it disclosed
that the action was heard over seventeen days commencing on 7th
October 1991 while the final hearing was 30th September, 1994. The
reserved judgment of Theobalds J was delivered orally on 19th December
1994.
The text was less than one half pages and the gist of the judgment
was as follows:19
“There is evidence of persons who
resided in the area for many years and
who testified as to area in which they
existed. There is a mass of expert
evidence - scientific evidence by which
sodium and its by-products could ..
It is my view that on an overwhelming
preponderance of evidence, the Plaintiff
has discharged the burden of proof.
1 will not embark on an analysis of
evidence of witnesses. In both categories
case has been proved as to existence of
the nuisance and the source of the
nuisance being Defendant's plant and
mud lake.”
These features have been rehearsed to indicate the difficulties which
arise when an attempt is made to determine the outcome of the appeal.
Our legal system requires judges of the Supreme Court in
adjudicating in all cases and even more so in complex ones to evaluate
the evidence as regards credibility and reliability and apply the relevant
law before coming to a decision. This is demonstrated in the reasons for
their decisions. These reasons are essential to the parties as well as for
this court, if there is a further appeal. The judge's reasons are also
Tequired for Their Lordships’ Board. It ought not to be the function of
appellate courts to carry out an assessment of evidence and interpret the
law for the first time. The failure to perform this fundamental judicial task
puts an extra burden on appellate courts. We rehear cases on the record
and the learned judge's reasons are essential if this court is to discharge20
its duties effectively. Moreover, right reasoning is the basis for the growth
of the common law. In stating the obvious, | am mindful of the heavy case
load of Supreme Court judges, but the purpose of reserving decisions is to
produce a considered judgment. This passage is not meant to be a
stricture, but a guideline to judges of first instance for the future.
That the proceedings appeared somewhat haphazard is surprising,
as the subject matter was of general public importance and both the
hearing below and on appeal was keenly contested.
The pleading point
The ground of appeal relating to pleadings is important. It reads as
follows:
"3. Thet the learned trial Judge
wrongfully exercised his discretion in
granting the Respondent's application for
amendment to the Statement of Claim
made on the 21st June, 1993, in terms of
the amendments shown at paragraphs 9
to 13, inclusive, of the Statement of
Claim.”
Having regard to this ground it is necessary to examine the amendments
to determine whether they could qualify as proper averments and if so,
what purpose they could serve.
Paragraph 9 of the statement of claim reads:
"9. In about January, 1981 Mr. Rowe Hill,
Managing Director of Defendants’ plant at
Hayes in the parish of Clarendon admitted
that it is a fact that (SO2) was emitted
from Defendants’ plant at Hayes.”at
Even if there were a proper plea, the date January 1981 was outside the
limitation period for contract or tort so to that extent paragraph 9 ought not
to have been suggested or allowed. Then followed paragraphs 10, 11,
12, 13. Paragraphs 10 and 11 read:
“10. On or about the 25th day of February,
1987, Dr. Carlton Davis, servant or agent
of Defendants including Mr. Gerry Dudley
and Mr. Robert Stevens and others at a
meeting called by Defendants with the
citizens of Hayes and other surrounding
districts admitted that Defendants’ were
responsible for the damage caused to the
galvanized zine roofs of the houses of the
said citizens and that Defendants had
agreed to repair the said houses at the
expense of the Defendants and replace
their roofs with aluminum sheeting as a
consequence of which the Defendants
would cause personnel from National
Housing Trust to measure the said
damage and prepare estimates of same.
11. As a further consequence, complaint
forms were issued by Defendants to the
said citizens including Plaintif.”
‘These summaries of alleged evidence are of no value or averments
in tort. They ought not have been proposed, let alone accepted. They
also fall outside the limitation period. However, it ought to be noted that
Dr. Davis gave evidence for the defendants in the court below.
Paragraphs 12 and 13 are of a similar pattern, They read:
“12.On a later date in 1987, Mr. Robert
Stevens, servant or agent of Defendants
admitted that Defendants had set aside a
large sum of money to repair the said22
damaged roofs including that of the
Plaintiff.
13. On or about the 2nd day of May, 1988
Mr. Gerry Dudley, servant or agent of
Defendants admitted at a meeting called
by Defendants that Defendants would
repair all the damaged houses with
galvanized zinc roots of citizens in Hayes
and other surrounding districts and that
re-roofing of the damaged houses would
commence in about six (6) weeks time.”
Be it noted Gerry Dudley was ill and so could not give evidence for
the defendants. These averments also were inappropriate for an action in
tort. They cannot qualify as pleas. Again it should be noted that Mr.
Robert Stevens gave evidence for the defendants in the court below. It
could be that paragraph 13 could have been the basis of the plea of
equitable estoppel as it was within the limitation period but the case was
not conducted on that basis.
In spite of the nature of these “pleadings”, the learned judge ruled:
... Leave granted to amend Statement of
Claim as prayed.”
These allegations might have established a case in contract if they were
within the {imitation period. There was a hint of this when the application
was made to amend when Mrs. Forte was recorded as saying this:
“Mrs. Forte - when | open case complaints
and promises made to others. Deals with
real controversy between the parties.”23
But neither Mrs. Forte nor Theobalds J were thinking that way. Here is
how Mrs. Forte was recorded on the issue in her closing address:
On admissions - Refers to opening in
which I referred to admissions and Court
ruled they had to be pleaded. Statement
of Claim supported by Dr. Davis.”
Understandably, there is no mention of contract in the reasoning of the
learned judge. Also there was a suggestion of admission, but admissions
would have to arise on the appellants’ pleadings and there was none.
Furthermore, the judge failed to detect the error of his ruling
although the objection below was properly taken. In his reasons he said:
“After trial had proceeded for some days
substantial amendments were made to
Statement of Claim and as a result to
Defence.”
This confirms that he had intimated and granted the amendments as
admissions. Ground 3 of the notice of appeal outlined above therefore
was successful.
Did the respondent Broderick prove
nuisance against the appellant Alcoa Minerals?
(1) Theol
The gist of the respondent's Broderick claim is outlined in
paragraphs 5 to 7 of the amended statement of claim. There is a notable
absence of dates in these averments so the evidence had to be closely
examined to see where it was relevant. These paragraphs read:
“5, The Defendants have introduced and
employ the Bayer Process in its24
operations which involves inter alia,
grinding the dry ore, mixing the same with
limestone, dissolving the alumina in a
solution of caustic soda adding flocculants
treating the resultant liquor with sodium
sulphate, heat, pressure and the release
of gases, impurities and chemical by-
products into the atmosphere,
6. The said process —_ generates
pollutants, noxious gases, caustic.
aerosols and other corrosive dusts and
acids for free and uncontrolled dispersion
into the atmosphere.
7. By reason of the activities of the
Defendants as aforesaid the atmosphere
is polluted, the buildings and appliances
of the residents including the Plaintiff's
are severely eroded and the health
comfort and the property of the said
residents including the Plaintiff are
severely affected as a consequence
whereof the Plaintiff's dwelling house was
destroyed and the Plaintiff has suffered
injury to his health and property and has
sustained damages.”
Additionally, the respondent pleaded public nuisance thus:
“8. Further or in the alternative the
Defendants failed so to construct its plant
and mud lakes and/or to apply some other
process to win alumina from its mining
operations as to cause dangerous noxious
gases poliutants acids corrosive dusts
caustic aerosols to escape into the
atmosphere and thereby maintain a public
nuisance as a consequence whereot the
Plaintiff has suffered loss and damages.”
That the appellant recognised the importance of dates was
evidenced from paragraph 8 of their amended defence which states:25
“8. The Defendants further say that if,
which is denied, their operations caused
the alleged or any damage to the
Piainti's property, the said damage would
have occurred prior ta or during the year
1982 and the Plaintiff's action in respect
thereof is now statute barred.”
‘Then the merits of the respondent's case was traversed thus:
“6. The Defendants say that if, which is
not admitted, sulphur dioxide falls in the
region of the Plaintiff's property, such
sulphur dioxide would be mere traces
which would be unharmful to persons or
buildings and the emissions are
reasonable in the circumstances and not
excessive.”
There were particulars and as they are of importance; they must be
quoted. They read:
“ PARTICULARS
(i) Sulphur dioxide is a by product of all
plants and engines that use fuel oil
encompassing most plants and numerous
makes of motor vehicles and is a feature
of industries worldwide;
(ii) In the control of pollution, there exists
a maximum standard for emission of
concentration into the atmosphere which
has worldwide acceptance and the
Defendants have always fallen well within
the maximum standard at the said plant;
(iii) The most modern and efficient contro!
equipment are in use,
(iv) Powerhouse stacks are 250 feet high
and were designed for the control of
pollution and emissions of sulphur dioxide26
are at a level into the atmosphere higher
than in any existing plant in Jamaica;
(v) The production of alumina is amongst
the most vital requirements for the
economic survival of Jamaica and is and
has been actively encouraged by
successive governments for over thirty
(80) years; and
(vi) The Bayer Process is one of the well
accepted processes for the production of
alumina worldwide.”
The appellant further averred that their operations were authorised by the
Mining Act. That traverse states:
“40. Further or in the alternative, the
matters complained of are natural and/or
normal result of the Defendants’
operations which are authorised under the
provisions of the Mining Act and the
special mining lease granted thereunder.”
The purpose of this averment is not clear. There are special
statutory provisions for compensation pursuant to section 12 of the Mining
Act. It was not however contended that these provisions deptived the
respondent from seeking redress in the Supreme Court. As for paragraph
8 of the statement of claim, the plea of public nuisance, here is the
defence:
"9. As to paragraph 8 of the Statement
of Claim the Defendants deny that they
maintain a nuisance and repeat
paragraphs 6 and 7 above and further
say:
(a) that efficiency for the control of
Pollution compares with the(11) What did the scientific evidence of the appellant establish?
a7
highest level of efficiency at
any plant; and
(b) that they recently designed
and constructed new mud
lakes with the latest and best
technology available.”
It is pertinent to commence with the analysis of the expert
evidence.
That for the appellant was given by Dr. Carlton Davis.
indicating his academic discipline, he said:
*.. 1am a Doctor of Philosophy in soil
chemistry and clay mineralogy. | take
interest in dusting, ground and surface
water pollutions, noise. | examine reports
carefully either myself or some officer and
one would be alerted to any emergency
situation. There are standards to indicate
problems.”
As for his relevant experience, he states it thus:
“Chairman of Jamaica Bauxite Institute
since April '89 and 1976 to ‘89. I was the
Executive Director, Jamaica Bauxite
Institute tries to play a constructive role as
an honest broker between the plants as
there are important activities for the
economy but have impacts on.
environment. Have received reports from
Alcoa on sulphur emissions. | have
copies of these reports - one such is here,
sent to me by defendant (hearsay and self
serving).
These records are sent as a matter of
course, | was then at Jamaica Bauxite
Institute who monitors the economics,
technical aspects (of) (sic) Jamaica
In28
Bauxite Institute acts as a matter of public
responsibilty.”
The learned judge treated the opinion Dr. Davis gave of the reports
as (hearsay and self serving). That seems to have been incorrect. As an
expert, he was entitled to give an opinion on the reports. Further, his
evidence suggests that the Jamaica Bauxite Institute is a public body
which monitors the bauxite industry on behalf of the government. His
evidence was continued thus:
“.. Between 1979 and ‘94 | am familiar
with defendant plant. | have never had
reason to be worried about sulphur
dioxide in atmosphere based on the
standard .024 on the basis of the Data
and on the basis of the standard .02 parts
per million, the data over the years have
been at or under that standard. As
Chairman of Clarendon Alumina Partners
| am satisfied that no problem exists -
Measuring those values against the
standard.”
Despite the standard, he admitted there is a problem thus:
“Jamaica Bauxite Institute for last fifteen
years have been trying to come to terms
with the many complaints from
communities, dust, odours and corrosion
of galvanized roof and agricultural
community - accelerated since 1987. We
have not been able to establish link
although severe corrosion has been seen
by me. Isolating variables such as gauge,
marine environment, other factories -
Jamaica Public Service Company, Sugar
factories, West Indies Pulp and Paper. |
have been perturbed by these corrosions
and the specific cause thereof.”29
Dr. Davis outlined the response to the problem thus:
“Several efforts by Alcoa (1) try to
consume as little oil as possible as the
more oil used the more sulphur. This
plant is the most efficient user of fuel oil.
This has a positive environmental effect
and costs less. Some Ten Million US
dollars have been spent to improve
environment. New precipitate which
reduces dust and lift height of 275 feet.
Plant has tried to improve engineering
practices - dust, pollutants and disposal of
mud - Twenty five million US dollars for a
lake and to relocate two hundred
families.”
That the government was involved emerged thus:
“... Government of Jamaica is fifty percent
owners so we try to encourage the best
practices in our environment. We are in
business together for taxes levies etc. No
interest in any issue.”
The final paragraph of his evidence in chief reads:
“.. We had already determined that it is
not possible to make causal link so what
do you do? We adopt techniques or
using aluminum linked with iron or copper
80 as to determine causes and arrive at a
perimeter for which you take
esponsibility. | would be less than honest
to say so but this has been a basis which
you must have a basis. | do not know that
this basis is perfect. w.5 miles was set as
a basis from the clyber tests in area. 1.5
miles was area chosen for a powerful
cause of corrosion.”
Despite Dr. Davis’ disclaimer of a causal link between the appellant's
plant and the corrosion of the respondent's house, it was for the court30
below and this court on appeal to determine the issue of causation on the
basis of a balance of probabilities.
Dr. Davis was tested and under cross-examination, the following
was revealed:
* | familiar with Clyber Test and with
paper by Vivian Blake at Bauxite
‘Symposium in 1986. Proximity to Bayer
Alumina Plant - this test uses data to
define geographical jimits around the
plant. There is a mandate requiring
compensation for demonstrable damage
caused by the plant. | agree with
statement that our Alumina plants
generate substance that are potentially
corrosive. | agree that potentially
corrosive emissions come from plant at
Hayes - sulphur dioxide.”
The reference to mandate requiring compensation is a reference to the
Mining Act mentioned previously. Further he said:
“Also soot from the boiler stacks if on the
surface of the roof. Also dust from
alumina if it absorbs corrosive compounds
it could have corrosive effects. Also
* fugitive alumina dust blown by the wind.
In the Bayer process when bunker C oil is
burst entire corrosive substance is
expelled through the stacks - would be
‘over 90% water saturated air and droplets
of liquid from liquid cooling stacks.
Caustic soda is corrosive for most metals.
Chemical reactions are speeded up by
heat.
1.5 M. is a convenient cut off point. i
agree there is need to extend the conduct
of climate testing. Man made and
naturally occurring pollutants. always a
slight trace of sulphur in air for example31
from rotting eggs. | agree pullutants in
atmosphere depend on height of stacks
as well as rate of which pollutants are
produced also on topography of area.”
Then under re-examination, Dr. Davis said:
The Ciyber test does not tell source
only probable cause of corrosion.”
The significance of this evidence is the admission that Alcoa's plant
produces sulphur dioxide. It also supports the respondent's statement of
claim especially paragraphs 5 and 6 which speaks of the release of
gases, impurities and chemical by-product into the atmosphere.
The other witness for the appellant was Robert Stephens who was
the general manager of Alumina Production Limited during the relevant
period. The pertinent part of his evidence was as follows:
“In July ‘87
| address Citizens
Association at Hayes. Alcoa had decided
that roofs within a radius of 1.5 mile from
Plant would be repaired based on results
of survey by National Housing Trust
(incomplete) that was there the.
concentration of damage was seen. The
estimate was 2.4 million dollars which had
been allocated for repairs to roofs. All the
results of the tests undertaken by Alcoa
and by Jamaica Bauxite Institute had
been inconclusive separate and
independent tests.”
This was a significant admission. The admission relates to the
inconclusive nature of the tests done by National Housing Trust, Alcoa
and Jamaica Bauxite Institute.
Then as to the general evidence of32
corrosion, after a meeting on 25th Februaty 1989 he made an inspection
and reported thus:
“... | went and looked at 3 houses in
area. Members of Press were there.
| saw corroded roofs - don't know if
normal or abnormal. all 3 were
corroded in a similar fashion. shown
document -”
The witness visited three houses and there was a dispute on this,
issue as well as others as to whether similar fact evidence was relevant
and admissible in civil proceedings. Mrs. Forte helpfully cited a relevant
authority to show that it was. See Mood Music Publishing Co. Ltd. v.
De Wolfe Ltd. [1976] 1 All ER 763. Lord Denning said at p. 766:
“The admissibility of evidence as to
similar facts has been much considered in
the criminal law. Some of them have
reached the highest tribunal, the latest of
them being Boardman v Director ot
Public Prosecutions (1974] 3 All ER 887,
[1975] AC 421. The criminal courts have
been very careful not to admit such
evidence unless its probative value is so
strong that it should be received in the
interests of justice: and its admission will
not operate unfairly to the accused. In
civil cases the courts have followed a
similar line but have not been so chary of
admitting it. In civil cases the courts will
admit evidence of similar facts if it is
\agically probative that is if it is logically
relevant in determining the matter which is
in issue: provided that it is not oppressive
or unfair to the other side; and also that
the other side has fair notice of it and is
able to deal with it. Instances are: Brown
v Eastern Midlands Rallway Co. [1889]
22 QBD 391, Moore v Ransome’s dock33
Committee [1898] 14 TLR 539, Hayles v
Kerr [1908] 2 KB 601.”
(11B) What did the scientific evidence of the respondent prove
Lena Whyte, a Metallurgist of the Bureau of Standards since 1978
stated her qualifications and experience thus:
“M.S.C. in Metallurgic Engineering from
Cranfield in U.K. B.Sc in Natural Science
with Materials Options from U.W.I. -
Mona. | work on metals in general - steel,
copper | draft Jamaican standards for
metallurgical process and practices. |
offer technical assistance in area of
metallurgy as well as administrative tasks.
Ihave worked on zine coated steel sheets
for G.I. Industries Quality dealers Limited -
Pre-specification work in drafting a
Jamaican Standard - for zinc coated for
Insurance purposes.”
Then she recounted her involvement with the respondent's case thus:
“I received request, went to Hayes in
Clarendon on 29.9.91 with Mr. Rajah
Tewari and to Broderick’s house and
deRois' residence. At Broderick’s house |
examined the zinc roof and sampled a
sheet of zinc with the help of a young
man. I select sheet and young man raise
it from roof in my presence and cut in 3
pieces and labelled and put in trunk of
Tewari's car and we drove to deRois
residence and sampled another sheet. |
‘examined roof from below and point at a
sheet to be taken. It was cut in 3, tagged
and labelled in my presence and put in
trunk. Mr. Tewari and I drove to Bureau of
Standard (sic) office where | hand
samples (both sheets) to Annella
McFarlane from Chemistry Department.”
Her findings were reported thus:34
Sheets from Broderick's house were
corroded in some areas and had a white
deposit on the surface. The corrosion
was reddish in colour which is indicative
‘of removal of zinc coating to expose the
sheet base. The white deposit is also a
corrosion product referred to as white
rust. When | said it was corroded it could
have been to the extent that there were
holes in it - if completely corroded material
will be removed or it will change its
physical appearance. It is in a similar
condition now to what it was when taken
from Broderick's premises.”
She continued thus:
“Without any hostile environment its life
expectancy is about 20 years. | saw
Alcoa Plant in area. This was an
industrial environment giving off chemical
fumes. lf Broderick had to change his
zine so frequently it implies some
compound or elements in the surrounding
atmosphere causing the zinc to
deteriorate. Given the environment that is
proximity of plant and mud lakes it is likely
that there would be an appreciable
concentration of sulphate irons chloride
ions and a caustic environment that would
be able to react corrosively with the zinc
in solution. These ions would react on the
galvanize coating on steel sheet better
known as zinc.”
In explaining the cause of corrosion, she said
“ [have had experience with Bunker C-
Oil. | have done failure analyses for JPS
Company and in order to generate
electricity JPS Company is a user of
Bunker C-Oil. (sic) Bunker C-Oil (sic)
contains some amount of sulphur. The
major contributor where you have35
environment embrittlement in boiler or
super heater tubes. | cannot say amount
of sulphur Bunker C Oil contains. On
burning this oil sulphur is transformed into
sulphur dioxide and sulphur trioxide -
gases which react to form sulphuric and
sulphurous acid, Hydrogen ions in water
or liquid environment. itis the sulphur in
the Bunker C Oil which forms the gases
and in solution becomes sulphuric and
sulphorous acid. sulphuric acid is highly
corrosive especially in liquid form.
Sulphuric acid would react with zinc and
with most metals. It would break down
zine and decrease its protective action on
the steel base and also it would react with
the steel once the steel is exposed. It
would reduce the iron to its oxide-ferrie
and ferrous oxide (a mixture) equa! rust.
Depending on degree and rate of
corrosion it would lead to fall out or holes
in zine sheets.”
When she was tested under cross-examination her response was:
“ [would not say scientist more precise
than metallurgist. 1 trying to indicate
elements that contribute 10 corrosion -
most important one is sulphurate ion. If
you measure it you can a certain (sic) of
sulphur chloride ions in the atmosphere. |
never measure it at Hayes. All these have
teactions on zinc. You don't have to carry
out test. Zinc is zinc (metal). Areas of
corrosion affected by wind and height of
stack from which they come. My studies
did not infer that one way or the other.
sulphuric (acid) rain can have degrees of
acidity. Normal rain does have acid not
from clouds but from atmosphere.”
The corrosion was evident to the layman. Here is how she put it:
“A visual inspection could only give you
an idea. Anyone could see the corrosion36
but not necessarily infer loss of zinc
coating. Zine coating not in its original
state. Not so main purpose of taking
weight was to determine loss in its original
state. There are standards which tell you
which part to cut off, how far from edge
and what dimensions.”
Another metallurgist who gave evidence was Dorr Campbell. He
stated his qualification and experience thus:
“Bureau of Standards - 6 Winchester
Road, Kingston 10 - Head of Metallurgy
Department since August ‘87 - ‘88 and in
Metallurgy Department since August ‘81
B.Sc. Natural Science from University of
the West Indies and M.Sc. in Mettallurgy
Manufacturing Process and Management
Burmingham University - United Kingdom.
For B.Sc. | specialize in Chemistry and
applied Physics (Material Science) option
at Bureau. | involved in testing Metallic
materials and products in all forms,
shapes and times. Also consultant to
local industrial sectors in metallurgy and
quality assurance. From time to time |
visit sites to collect samples for testing, to
inspect areas of metallurgical failures and
in work related to monitoring of products
under Jamaican standard eg. B.R.C.
Jamaica Limited, Caribbean Stee!
Company.”
He tested galvanized sheets taken from the respondent's roof in 1993.
Although there was objection to the admissibility of this evidence, the
objection was rightly overruled by the learned judge. This nuisance is a
continuing tort and that is why the respondent sought an injunction
The witness then indicated the method of testing thus:37
| saw samples which Dixon tested.
Before he tested | indicated to him the test
method to be used - American Standard
ASTM A90 which covers the deterioration
of zinc coating weight on galvanized steel
articles. 1 am myself familiar with the
procedure. ASTM A90 is used in USA
and | believe Canada and we used it for
the development of our own Jamaican
standards.”
As to specifics, he said:
“. The metal sheet coating - steel
corrodes relatively rapidly so it is
necessary to coat steel articles with a
protective coating. Zinc is one such
coating. It shields the steel base from
exposure to atmosphere which may cause
rusting or corrosion, Rust also has an
aesthetically unattractive colour.”
Here is how he explains the corrosion:
*.. | know bunker C oil is used a lot in
Jamaica for energy for power plants. | am
not familiar with its components.
Sulphuric acid would dissolve zinc coating
and rate of dissolution would depend on
the strength of the acid. In its most
diluted state sulphuric acid would have
above affect on buildings close to Alcoa
Plant at Hayes. Assuming bunker C oil
used and gases emitted into atmosphere
and condense and fall on roof as rain
(with acid content) it would accelerate the
degradation of the zinc. Significance of
the gauge is to impart mechanical
strength - a thicker gauge would be
stronger than a thinner gauge. Life span
starts at point of installation and ends -
different criteria - for some on first rusting
and for sometime when perforation and
leakage commences. The sample(s) |
saw had a significant areas where the zinc38
coating had been depleted and the
exposed steel had started to rust.
Generally the surface was tarnished not
with bright lustre of new sheets.”
Then he concluded his evidence in chief thus:
".. | would not expect leaking in 7 years
under normal non-aggressive conditions.”
A significant part of the cross-exarrination was directed to the
existence of the Jamaica Public Service plant in Old Harbour. And that in
Hayes there are sugar estates - Monymusk and New Yarmouth which also
use bunker C-oil, This requires a legal answer pertaining to joint or
‘concurrent torts. This is important as it was admitted that Hayes area is
an aggressive environment. Furthermore, Dorr Campbell stated:
“| agree if emissions from Alcoa influence
area it would be by way of mixing with
other influences in area. | have done no
tests to indicate the degree of any
influence from Alcoa. | have seen Alcoa
stacks - very high travel Jamaica
extensively. The highest stacks | have
seen are at Frome. Can't say it Alcoa
stacks are higher - 250 feet stack is a high
stack. The high stacks are used to
minimize the amount that falls back.
When breeze catch it goes far away.
Don't know if Pittsburgh emissions go far
afield life expectancy 18 years for 8
coating. | got this from tables based on
tests. One table is based on weight loss
per annum fot highly industrialized
environment .405 per square foot per
annum. On that weight loss life
expectancy would be two years (in
Sheffield England). | agree | can't slot
Hayes in any of these categories. Hayes
is a rural area with heavy industries.”39
Annella McFarlane was another expert witness. She gave her training
and experience thus:
* Senior Standards Scientific Officer -
Jamaica Bureau of Standards -
Winchester Road. Specialize in chemistry
at U.W.1- 1st Degree in Pure and Applied
Chemistry. also Diploma in Education
and Post Graduate training and several
training programmes including plastics
instrumentation and analysis of a number
of materisos aloys, brass, aluminum, gold,
silver, cement, limestone paper, cloth,
water analysis and fuel and diesel oil,
bunker C oil. Alloys equal any mixture of
metals including galvanized zinc. Know
head of Industrial section. 1 do some of
the testing and standard writing. | am
technical secretary soaps, detergents and
cleaning agents mainly.”
As for the relevant evidence she said:
“| test sulphates go outside Bureau.
Bunker C oil | personally test it - it is a
crude oil. We distill it and the lighter
portions which evaporate faster.
Kerosene, gasoline and diesel, tar and
crude oil (bunker C) Burning of bunker C
oil gives off heat, water, soot, carbon
dioxide, carbon monoxide sulphur dioxide
and sulphur trioxide. These last two are
gases basically colourless. Sharp
pungent odour given off. Sulphur dioxide
plus trioxide if dissolved in water would
give an acid - sulphurous acid and
sulphuric acid”.
Then she continued:
“Bunker C oil has 2.4 - 3.1% sulphur
and diesel oil. .4 - .5% sulphur and in
gasoline a maximum of .2%. | familiar40
with bauxite industry and bayer process
some long years ago. Bunker C oil is
used. | have done samples of galvanized
sheeting. | made note (refreshes
memory) 25.9.91 submitted 3 zinc sheets
- submitted from James Kerr (lab head). |
tested them after examine label and code
them -
1 tagged control trom Farewell
Avenue
1 tagged DuRoi (Clarendon)
1 tagged Broderick (Clarendon)
Two sheets had holes in addition to nail
holes - DuRoi and Broderick also red rust
areas.”
Then the following significant results were obtained:
“Those from DuRoi and Broderick badly
corroded. Sulphur dioxide equal SO2 S1
- Sulphur trioxide equal SO3 S1. I cut
sheets in 3 portions scrape with metal
brush and spatula top and bottom of all 3
pieces for Broderick, DuRoi and control.
Collect scrapings and test for sulphate,
chloride, aluminum and sodium. Six (6)
weightings made of samples for each one
two sets of tests done - put in glass
beakers with strong nitrate acid dissolved
and filtered sulphate (made notes) refresh
memory - Broderick test -
3.65% sulphate on 1st determinati
3.60% sulphate on 2nd determination
DuRoi's sample - 3.93% sulphate
on 1st determination3.37% sulphate
on 2nd determination
On control none on 1st test
011% in 2nd determinationa
Normally on 2 or 3 determinations we
average the results. Sulphate is SO4 with
2 minus charges - SO4 with 2 minus
charges 1 sulphur and 4 atoms. The tests
confirm that Broderick material badly
corroded other on control was not.”
The following significant extract gives a convincing explanation of the
process of corrosion on the respondent's zine roofing:
“ On samples red rust on both surfaces
- white rust on both surfaces but none on
underside. This white rust indicated to me
that what was on top could have been
washed off or through the nail holes or
More corrosive material could have
entered through the nail holes. Sulphate
on B's sample indicated to me presence of
sulphuric acid and that zinc was corroded
by sulphuric acid. The reading on
Broderick’s sample as opposed to control
- this is an enormous amount of sulphate
if calculated as acid it would be a bigger
figure. Sulphate (as sulphuric acid) would
have an acidic reaction on zinc - it
produces a salt (zinc sulphate which is
white) and hydrogen gas. The zinc would
be replaced by white powdery substance
(zinc sulphate). The other products
(hydrogen) would be released into the
atmosphere. You would not see the
reaction but you would see the result
(white powder on the zinc and after a
while you would have no zine for the
reaction to continue when the zinc is
finished there would be just the steel
exposed and for iron to rust you need
oxygen and moisture.”
Continuing the narrative an explanation was given as to how rust was
formed and the consequences which probably occurred:42
“When iron rust you get iron oxide - when
No more iron it breaks into holes. From
my knowledge the bauxite industry uses
high stacks for the removal of gases from
the burning of crude oil. The gas coming
off from the stacks soot, carbon dioxide
and non-oxide sulphus dioxide matured
are either wet or dry. If dry it would fall on
plants in small specks or dry ash. If lot of
moisture in the air then you would get
some amount of acid - sulphurous or
sulphuric mainly. If it rains some can be
washed away or seep thru holes and
mixed with the dry ash. The conversion to
sulphuric acid takes place in the
atmosphere and comes down as acid are
both corrosive sulphuric more so can burn
hole in skin - on paper would end up as
carbon that's how corrosive it can be.
Broderick is very near to the factory and it
is possible that some deposits are
reaching his house - the results from
testing of zinc sheets show pressure of
sulphuric acid so some sulphuric acid or
some sulphur dioxide must have reached
to the roof.”
Then to the court the following answer was given:
“My opinion was that zinc sheets were
being damaged by Company in area - by
the nearest Plant,
Although Theobalds J declined to analyse the evidence or even rehearse
ithe did find:
“It is my view that on an overwhelming
preponderance of evidence, the Plaintiff
has discharged the burden of proof.”43
An aspect of the evidence he must have considered was that of Wilmot
Wallen Bryan of the Jamaica Bauxite Institute. He was employed there as
Chemist since 1976. Here is how he states his relevance to this case:
“I have had to visit Alcoa Plant in Hayes
usually in connection with analysis of
bauxite. Also to examine roof and tests
samples of the corroded roofs and
photographs of them. | examined roofs
about 3 years ago - 2 to 3. | took
scrapings from the surfaces to see if |
could determine the products of corrosion
to see if could be attributed to comman
plant environs.”
Of specific interest was his knowledge of the clyber test. He said:
“I am familiar with clyber test. It is used
in Alcan system to ascertain the radius of
influence for corrosion activity. It can also
adapted for marine corrosivity tests. |
familiar with the results of clyber tests
conducted by Alcan. | attempted once to
apply it - about the time now - say before |
went to get the scrapings (sic) -
somewhere within the past four years -
about the time when this litigation started.
| came to no conclusion - it made me
question the climate test as some amount
of subjectivity was required in making
these measurements.”
Then he continued:
“... My observation was that rate of
corrosion did not bear any relationship to
the distance from the Plants. My results
did not coincide with Alcoa's. What |
observed was that in fact the greatest rate
of corrosive activity was furthest from
plant. My furthest probe was 5 miles from
the Plant (South of the Plant), | had
probes all the way from edge of Plant44
back. All the probes had corrosion (but
for the climate test to indicate) a trend of
systematic reduction as you went further
from the Plant did not emerge. One could
not say that a specific plant effect was
observed but it did indicate in vicinity of
wees, trees and vegetation does
contribute to the extent of corrosion. Joint
corrosion but the source therect still
arises. The source does not act alone -
trees can assist my test. Test compounds
the effect - climate test was to determine
factory effect. Other effects were to be
eliminated - such as from trees if possible,
Burning of bunker C oil throws sulphur
dioxide and nitrogen gases into the air
trees and so forth. (plant life) would not
emit same quality of ...”
The learned judge must have accepted this evidence in the light of his
findings. In concluding his examination in chief, he said:
Sulphur dioxide is an acidic
substance. Assisted by moisture it forms
sulphurous acid and can be oxidized to
sulphuric acid which is stronger. Rain or
anything which enhances the moisture
levels will lead to formation of acid,
contact between these acids and roofing
material is by rain-fall and morning dew.
Corrosion can be varied - contact with
acid of metal will lead to dissolving of zinc
coaling. Electrolytic effect - two different
metals - if they become covered with
water with acid in it - this electrolyte
conducts electricity easily. The origin of
the electrical current is the The zinc
‘could dissolve and cause zinc to be pitted.
Carbonic acid is insignificant relative to
sulphuric acid - carbonic acid has very
little effect. 1 would expect on zine
contributes very little to destruction of
zine.”3B
The evidence adduced by the respondent included the input of a
civil engineer, Noe! Gauntlet. He had considerable experience in his
protession, being employed as a senior engineer, Public Works
Department, Ministry of Local Government and the Water Commission.
He reinspected the respondent's roof and others in 1989. The roofs were
corroded in an unusual manner.
There was also evidence from a meteorologist, Roy Forrester. He
holds a B.Sc. degree and had been in practice since 1958. He has
worked in Jamaica, U.S.A., France and Turkey, Greenland and Spain. He
is now Resident Meteorologist at Jamaica Broadcasting Corporation.
With reference to Hayes he said:
“tn vicinity of Hayes winds can be
strong, subsidence is also created. High
pressure system keeps down air.
Particles in air would be trapped at lower
levels. For most part rain would not
follow, but sometimes you could get
precipitation. In absence ot any synoptic
scale winds (winds that are due to large
scale weather features) - we have local
winds which are the land and sea
breezes. During day when land is heated
the air is forced to rise and because the
atmosphere is always trying to maintain a
state of equilibrium air moves from the
sea to replace the air that has moved aloft
- called breeze.”
Then he continued:
“At night land cools more rapidly than sea
and hence the cold air moving from the
land to the sea - called land-breeze. Sea46
and land breeze do not move at same
speed. Land breeze is slower."
There was yet another important expert witness, Worrell Lyew Young. As
for his qualifications and experience he stated them thus:
“Director of Jamaica Bauxite Institute.
Pilot Aluminum Plant since 1989 - ‘90
Com Piece Hayes Clarendon. Twelve
years at Jamaica Bauxite Institute,
Chemical Engineer of St. Augustine
U.W.. A BSc in Engineering. | had
assignment with Alcoa Plant at Hayes. |
do work for Clarendon Alumina which is
one of the partners in a joint venture
between Jamaica Government and Alcoa.
My work takes me to the Alcoa Plant
(Hayes) most Thursday (every week).
They use the Bayer process.”
After explaining how bauxite is recovered and transported to Rocky Point
he gave this account of how pollution occurs:
“Bunker C Oil is used. Sulphur content of
bunker C oil is 2.5% (about). About 1.2
million barrels of bunker C oil is used per
annum. Forty-two gallons are in a barrel.
48 units at the plant use bunker at the
plant use bunker C cil. 3 boilers, 3
aluminium calcerners. 1 package boiler
and the lime kiln. There are four stacks
presently at the plant since last year and
before there were six, two with boilers are
250 feet high.”
Then he continued thus:
“Three with calcerners are about 130
feet high. Other three less than 130
feet high. The three calcerners stacks
were replaced by a single stack 275
feet high. This decision was taken to
replace them along with the electro47
static precipitators to improve the
emissions of alumina dust and products
from the combustion of the oil - sulphur
dioxide, carbon dioxide, water oxide of
nitrogen and others. When bunker C
oil is used (burnt) the hot gases come
out via the route provided, the ducts
for hot gases to get to the stack into
the atmosphere. These hot gases
would contain the above substance.”
That standards vary, and that he was unsure of Alcoa’s standards in
Jamaica could be elicited from the following account:
“There are standards for emissions set
by different countries and companies. |
am not sure if there are universal
standards. They are National
Reservation Conservation Agency are
working in Jamaica to put standards in
place. There are standards in the
U.S.A. and Alcoa has standards before
the stacks were changed from 3 to 1. It
would be hard to say if Alcoa was
meeting its standards. Don't know if
met U.S.A. standards. The electro
static precipations would collect more
of the alumina dust so less of it - the
dust and gases would get to the
atmosphere. The gases would be
disbursed over a wider area. At 130
feet stacks residents complained.”
In explaining an aspect as to how pollution occurs he said:
“All the sulphur in Bunker oil would be
burnt but not all would go thru the
stack. I cannot say what percent but
most of it would go to the stacks. The
bauxite is mined in the Mocho area.
There are three mudlakes in area of
plant to the West side and across the
main Toad from May Pen to Lionel
Town.48
One about 100 acres. Next about 250
actes and number 3 about 110 acres.
These lakes store mud from the
Process and acts as a stage for
recovery of caustic. About 70,000 tons
of limestone is burnt per year at the
plant and about 1.8 million tons of
bauxite is consumed annually at the
plant.”
An important aspect of his evidence emerged from cross-examination.
His opinion was that mare could be done to reduce emission. Here is the
evidence:
“At Alcoa the lime kiln has a sunblew to
take away dust. | don't agree Alcoa
has done everything possible
scientifically to reduce emissions. They
could reduce sulphur dioxide
emissions. | have not so advised
‘because they are taking steps to do all
that is possible. \ believe as knowledge
progresses they employ that knowledge
to do better. The small package boiler
was recently added. In the 1980s it
was not there. | agree that by using oil
with a 2.5% is more costly than 5%
content, | sit on the Council. Company
does show concem for the amount of
sulphur going thru its stacks. | agree
‘ambient concentration is the important
thing not the height of the stack.”
He also said:
“.. 1 could see stacks of Alcoa from
plaintif's home. Home is in opposite
direction - this was in the day. A sea
breeze was blowing then from sea to land
- South to North. At night from land to sea
- south breeze would dilute and disperse
particles dependent on wind speed. If49
slow - less dilution. Smoke would blow
towards plaintiff's house.”
(111) The effect of the scientific evidence:
Although there were other industrial plants in the vicinity of Hayes
which use Bunker C oil, the evidence of the experts, including that of
Clinton Davis, for the appellant was so compelling that the finding of the
learned judge that there was a causal connection between the emission
from Alcoa's plant and the damage to the roof of the respondent's house
was proved. There was also the evidence of the respondent and his
neighbours which must be adverted to.
(1V) Th idence of the r \t Broderick ant
Herbert Broderick, the respondent told the court he lived 10,720
feet from the Alcoa plant and the distance as the crow flies is about
quarter mile. He built his house in the early seventies and occupied it in
1975. He noticed white spots on the zinc in 1980 and holes appeared
and there was leaking. Significantly he changed his roof in 1982 and six
weeks prior to the hearing on 7th October, he had to change fifteen
sheets of zinc and he noticed spots again and leaking. The fifteen sheets
covered a few bedrooms and the rest of the house was at the time of
hearing, still leaking. it was a four bedroom house. He had to paint out
the water marks and repair the ceiling. He described the leaking water as
being of brownish colour which left a light blue stain on the blue walls.50
He told the court he could see the plant from his house and that he
could see the steam from the power house. It was thick and black in
colour and when the wind blew southwards, the smoke came to his house.
There was also unpleasant smell from the mud lake and his eyes and
ostriis burnt as a result of the fumes from the lake.
Rajah Tewari owns property in Hayes and he has complained
about damages similar to that of the respondent.
Witney Francis lives within a mile from the Alcoa plant. He is
seven chains from the mud lake. He is an accountant and a Justice of the
Peace. He discovered white spots on his roof in 1982 and thereafter rust
appeared and leaks. He made complaints similar to that of the
respondent but in more colourful language. Dalson DaSilva also gave
evidence similar to the previous witnesses. He gave in greater detail his
recollection of what was promised by Alcoa officers at various meetings.
(Vv) Was. ellant Alcoa liable for nuisance on the basis of
the foregoing evidence?
It is now necessary to examine the relevant authorities to determine
if, on the issue of liability, the learned judge below was correct. In Halsey
v Esso Petroleum Co. Ltd. [1961] 2 All ER 145 at p. 150 Veale J cited
the following passage:
“.. As long ago as 1865, in St. Helen's
Smelting Co. v. Tipping Lord Westbury,
LC., said - (1865) 11 H.L. Cas at p. 650:
‘in matters of this description it
appears to me that it is a very desirableSt
thing to mark the difference between an
action brought for a nuisance upon the
ground that the alleged nuisance
Produces material injury to the
Property, and an action brought for a
nuisance on the ground that the thing
alleged to be a nuisance is productive
of sensible personal discomfort...”
In dealing with the specifics as regard injury to property the citation
continues:
“.. But when an occupation is carried on
by one person in the neighbourhood of
another, and the result of that trade, or
occupation, or business is a material
injury to property, then there
unquestionably arises a very different
consideration. | think, my Lords, that in a
case of that description, the submission
which is required from persons living in
society to that amount of discomfort which
may be necessary for the legitimate and
free exercise of the trade of their
neighbours, would not apply to
circumstances the immediate result of
which is sensible injury to the value of the
property.”
Then he further stated:
“... [bear in mind the observations of Lord
Loreburn, L.C., in Polsue & Alfieri, Ltd. v.
Rushmer (1907) A.C. at p. 123 Lord
Loreburn, L-C., said:
‘The law of nuisance undoubtedly is
elastic, as was stated by Lord Halsbury
in the case of Colls v. Home & Colonial
Stores, Ltd. (1904) A.C. at p. 185. He
said: ‘What may be called the
uncertainty of the test may also be
described as its elasticity. A dweller in
towns cannot expect to have as pure52
air, as free from smoke, smell, and
noise as if he lived in the country, and
distant from other dwellings, and yet an
excess of smoke, smell, and noise may
give a cause of action, but in each of
such cases it becomes a question of
degree, and the question is in each
case whether it amounts to a nuisance
which will give a right of action." This is
a question of fact.’*
Since the complaint in this case concerns both injury to property
and personal discomtort, it is appropriate to cite the relevant passage
from Lord Westbury’s speech in the St Helen’s case cited by Veale J at
150 on the issue. It reads thus:
“... With regard to the latter, namely, the
personal inconvenience and interference
with one’s enjoyment, one’s quiet, one’s
personal freedom, anything that
discomposes or injuriously affects the
senses of the nerves, whether that may or
may not be denominated a nuisance, must
undoubtedly depend greatly on the
circumstances of the place where the
thing complained of actually occurs. If a
man lives in a town, itis necessary that he
should subject himself to the
consequences of those operations of
trade which may be carried on in his
immediate locality, which are actually
necessary for trade and commerce, and
also for the enjoyment of property, and for
the benefit of the inhabitants of the town
and of the public at large. If a man lives in
a street where there are numerous shops,
and a shop is opened next door to him,
which is carried on in a fair and
reasonable way, he has no ground for
complaint, becatise to himself individually
there may arise much discomfort from the
trade carried on in that shop.’ *53
Useful passages are also to be found in Crump v. Lambert L.R. Vol. (III)
Equity Cases 409 where Lord Romilly, M.R. said at p. 412:
With respect to the question of law, |
consider it to be established by numerous
decisions that smoke, unaccompanied
with noise or noxious vapour, that noise
alone, that offensive vapours alone,
although not injurious to health, may
‘severally constitute a nuisance to the
owner of adjoining or neighbouring
Property; that if they do so, substantial
damages may be recovered at law, and
that this Court, if applied to, will restrain
the continuance of the nuisance by
injunction in all cases where substantial
damages could be recovered at law.
Ellictson v. Feetham 2 Bing. N.C. 134,
and Soltau v. de Held 2 Sim. (N.S.) 133,
are instances relating to noise alone. in
the former, damages were recovered in an
action at law; and in the second, an
injunction was granted on account of
sound alone.”
Then on page 413 he said:
.. in other words, whether he comes to
the nuisance or the nuisance comes to
him, - retains his right to have the air that
passes over his land pure and unpolluted,
and the soil and produce of it uninjured by
the passage of gases, by the deposit of
deleterious substances, or by the flow of
water, and the doctrine suggested in Hole
v. Bariow, that the spot from whence the
nuisance proceeded was a fit, proper, and
convenient spot for carrying on the
business which produced the nuisance, is
no excuse for the act, and cannot be
made available as a defence either at law
or in equity.”To my mind, the abundant scientific evidence and the evidence
‘rom the respondent and neighbours make it convincing that Alcoa was
liable in nuisance because of the emission from their plant and mud lake.
‘There was an argument that there were other plants in the area and that
they also could have contributed to the nuisance. The authorities suggest
that even if that were so, Alcoa would not be exonerated.
The general principle is set out with clarity by Devlin J in Dingle v
Associated Newspapers Ltd. And others [1961] 1 All ER 897 at 916
thus:
“This conclusion appears to me to be
in accordance with and indeed to
exemplify, a fundamental principle in the
law of damage.(sic) Where injury has
‘been done to the plaintiff and the injury is
indivisible, any tortfeasor whose act has
been a proximate cause of the injury must
compensate for the whole of it. As
between the plaintiff and the defendant it
is immaterial that there are others whose
acts also have been a cause of the injury
and it does not matter whether those
others have or have not a good defence.
These factors would be relevant in a claim
between tortfeasor for contribution but the
plaintiff is not concemed with that: he can
obtain judgment for total compensation
from anyone whose act has been a cause
of his injury. ...”
It is sufficient to cite two authorities from the House of Lords which affirm
this principle. In Bonnington Castings Ltd. v. Wardlaw [1956] AC 613
at 626, Lord Keith said:
Joe Colby and Walter Colby v. Cities Service Oil Company, A Delaware Corporation, and Sinclair Oil & Gas Company, A Maine Corporation, 254 F.2d 665, 10th Cir. (1958)
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Maggie Dudley, Individually and As Guardian Ad Litem For James Dudley, A Minor v. South Jersey Metal, Inc., A Corporation of The State of New Jersey, 555 F.2d 96, 3rd Cir. (1977)