P W 0 0 0 0 0 8 3 4
R O X A S A N D C O M P A N Y , I N C .
( F O R M E R L Y C A D P G R O U P
C O R P O R A T I O N )
(Company’s Full Name)
7 T H F L O O R C G B U I L D I N G
1 0 1 A G U I R R E S T R E E T L E G A S P I
V I L L A G E M A K A T I C I T Y
(Business Address: No. of Street City/Town/Province)
ATTY. MELCHOR J. MANALO 8810-8901
_December_ _31__ SEC Form 23-B
____________________________ _May_ last Wednesday
Month Day Form Type Month Day
Fiscal Year Annual Meeting
Secondary License Type, If Applicable
______________________________ ____________________________
Department Requiring this Document Amended Articles Number/Section
Total Amount of Borrowings
3,276
______________________________ _____________ ____________
Total No. of Stockholders Domestic
Foreign
--------------------------------------------------------------------------------------------------------------------------------
TO BE ACCOMPLISHED BY SEC PERSONNEL CONCERNED
______________________________
\
File Number LCU
______________________________
Document I.D. Cashier
STAMPS
Remarks = pls. Use black ink for scanning purposes
SECURITIES AND EXCHANGE COMMISSION
Metro Manila, Philippines
FORM 23-B
AMENDMENT
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Check box if no longer subject Filed pursuant to Section 23 of the Securities Regulation Code
to filing requirement
1. Name and Address of Reporting Person 2. Issuer Name and Trading Symbol 7. Relationship of Reporting Person to Issuer
(Check all applicable)
ELIZALDE, FRANCISCO R. Roxas and Company, Inc. (RCI)
(Last) (First) (Middle) 3. Tax Identification 5. Statement for __X___ Director _ X__ 10% Owner
Number Month/Year __ ____ Officer ______ Other
(give title below) (specify below)
4F New Solid Bldg., 357 Sen. Gil Puyat Ave. 119-132-731 December / 2023
(Street) 4. Citizenship 6. If Amendment, Date of
Original (MonthYear)
Makati City Filipino October / 2023
(City) (Province) (Postal Code)
Table 1 - Equity Securities Beneficially Owned
1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of 4 Ownership Form: 6. Nature of Indirect Beneficial
Date Month Direct (D) or Indirect (I) * Ownership
(Month/Day/Year) % Number of Shares
Amount (A) or (D) Price
COMMON 0.05% 1,203,013 D
COMMON 31.09% 710,350,473 I Held by SPCI Holdings, Inc.
COMMON 0.02% 473,139 I PCD Lodged shares
COMMON 0.02% 458,000 I PCD Lodged shares
Held by ELRO Retail Corp.
COMMON 0.32% 7,337,651 I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 10/19/23 150,000.00 D Php0.50 -0.01% (300,000) I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 10/19/23 122,400.00 D Php0.51 -0.01% (240,000) I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 10/25/23 20,000.00 D Php0.50 0.00% (40,000) I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 10/27/23 10,000.00 D Php0.50 0.00% (20,000) I (PCD lodged shares)
COMMON 12/27/23 90,000.15 A Php0.475 0.01% 189,474 I PCD Lodged shares
----------------------
31.48% 719,411,750
(Print or Type Responses)
If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding
capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.
Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly.
(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:
(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or
(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.
(2) A person will be deemed to have an indirect beneficial interest in any equity security which is:
(A) held by members of a person's immediate family sharing the same household;
(B) held by a partnership in which such person is a general partner;
(C) held by a corporation of which such person is a controlling shareholder; or
(D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.
SECURITIES AND EXCHANGE COMMISSION
Metro Manila, Philippines
FORM 23-B
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Check box if no longer subject Filed pursuant to Section 23 of the Securities Regulation Code
to filing requirement
1. Name and Address of Reporting Person 2. Issuer Name and Trading Symbol 7. Relationship of Reporting Person to Issuer
(Check all applicable)
ELIZALDE, FRANCISCO R. Roxas and Company, Inc. (RCI)
(Last) (First) (Middle) 3. Tax Identification 5. Statement for __X___ Director _ X__ 10% Owner
Number Month/Year __ ____ Officer ______ Other
(give title below) (specify below)
4F New Solid Bldg., 357 Sen. Gil Puyat Ave. 119-132-731 March / 2024
(Street) 4. Citizenship 6. If Amendment, Date of
Original (MonthYear)
Makati City Filipino
(City) (Province) (Postal Code)
Table 1 - Equity Securities Beneficially Owned
1. Class of Equity Security 2. Transaction 4. Securities Acquired (A) or Disposed of (D) 3. Amount of Securities Owned at End of 4 Ownership Form: 6. Nature of Indirect Beneficial
Date Month Direct (D) or Indirect (I) * Ownership
(Month/Day/Year) % Number of Shares
Amount (A) or (D) Price
COMMON 0.05% 1,203,013 D
COMMON 28.39% 710,350,473 I Held by SPCI Holdings, Inc.
COMMON 0.03% 662,613 I PCD Lodged shares
COMMON 0.02% 458,000 I PCD Lodged shares
Held by ELRO Retail Corp.
COMMON 0.27% 6,737,651 I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 03/05/24 4,379,050.00 D Php0.65 -0.27% (6,737,000) I (PCD lodged shares)
Held by ELRO Retail Corp.
COMMON 03/05/24 416.64 D Php0.64 0.00% (651) I (PCD lodged shares)
----------------------
28.48% 712,674,099
(Print or Type Responses)
If the change in beneficial ownership is 50% of the previous shareholdings or is equal to 5% of the outstanding
capital stock of the issuer, provide the disclosure requirements set forth on page 3 of this form.
Reminder: Report on a separate line for each class of equity securities beneficially owned directly or indirectly.
(1) A person is directly or indirectly the beneficial owner of any equity security with respect to which he has or shares:
(A) Voting power which includes the power to vote, or to direct the voting of, such security; and/or
(B) Investment power which includes the power to dispose of, or to direct the disposition of, such security.
(2) A person will be deemed to have an indirect beneficial interest in any equity security which is:
(A) held by members of a person's immediate family sharing the same household;
(B) held by a partnership in which such person is a general partner;
(C) held by a corporation of which such person is a controlling shareholder; or
(D) subject to any contract, arrangement or understanding which gives such person voting power or investment power with respect to such security.
