Husserl and Shestov Philosophical Antipo
Husserl and Shestov Philosophical Antipo
Vol. 4 (1/2014)
pp. 135–153
Katarzyna SZEPIENIEC∗
ABSTRACT
The paper contains the general characteristics of the relation between Lev Shestov’s philosophy
of existence and transcendental phenomenology of Edmund Husserl. The analysis was largely
inspired by Cezary Wodziński’s research on Shestov’s writings, including his book published in
Polish entitled Wiedza a zbawienie. Studium myśli Lwa Szestowa (1991). In 1931, inspired by
Descartes’ Meditationes de prima philosophiae, Husserl began a total transformation of philoso-
phy into a science absolutely founded, assumptionless and developed in the spirit of absolute
self-responsibility. Thus, the idea of philosophy as an exact science and Descartes’ idea of a s c i -
e n c e a b s o l u t e l y f o u n d e d became the aim. It resulted in a project of universal science
that — according to Husserl — has been the aim of European philosophy from the beginning.
Ultimately, this philosophy was to rebuild the whole model of European culture. Less than two
years after the first edition of Die Krisis der europäischen Wissenchaften und die transzendentale
Phänomenologie, Lev Shestov published his Athens and Jerusalem (1938) in which he agrees
with Husserl’s diagnosis that the whole of European culture was in a stage of a deep crisis which
goes to its very foundations. However, Shestov points at the radically different sources of that
crisis. Paradoxically, the remarkable friendship connecting these two thinkers did not affect
the similarity of their views. In fact, they are located at the opposite poles of the contemporary
philosophical scene. The friendship of Shestov and Husserl was born in the atmosphere of an
intense and uncompromising intellectual debate. Both thinkers are strongly convinced that
the fate of European culture and European understanding of what it is to be a man are decided
in the realm of philosophy. So, the philosophical projects they offer are two extremely critical
visions of culture. At the same time they suggest a way in which European culture should be
thoroughly reformed at its very basis.
KEYWORDS
crisis of culture; radical criticism; télos; the alternative e i t h e r – o r; overcoming the crisis;
source of knowledge
∗
Ph.D. candidate at the Department of Philosophy and Sociology, Pedagogical University
of Cracow, Poland. E-mail: [email protected].
www.argument-journal.eu Published online: 27.10.2014
136 Katarzyna SZEPIENIEC
ting theories that, in their very conflict, demonstrate the intimacy with which they belong
together, the commonness of their underlying convictions, and an unswerving belief in
a true philosophy, we have a pseudo-reporting and a pseudo-criticizing, a mere semblance
of philosophizing seriously with and for one another (Husserl, 1977: 5).
the crisis of European existence can end in only one of two ways: in the ruin of a Europe
alienated from its rational sense of life, fallen into a barbarian hatred of spirit; or in the
rebirth of Europe from the spirit of philosophy, through a heroism of reason that will
definitively overcome naturalism. Europe’s greatest danger is weariness. Let us as “good
Europeans” do battle with this danger of dangers with the sort of courage that does not
shirk even the endless battle. If we do, then from the annihilating conflagration of disbe-
lief, from the fiery torrent of despair regarding the West’s mission to humanity, from the
ashes of the great weariness, the phoenix of a new inner life of the spirit will arise as the
underpinning of a great and distant human future, for the spirit alone is immortal (Hus-
serl, 1970b: 192).
Less than two years after the first edition of Die Krisis der europäischen Wis-
senchaften und die transzendentale Phänomenologie, in 1938, Lev Shestov pub-
lishes a book entitled Athens and Jerusalem, in which he agrees with Husserl’s
diagnosis that the whole European culture is in a stage of a deep crisis which goes
to its very foundations. However, Shestov points at radically different sources
of that crisis. Husserl and Shestov were great friends, even though they stand on
the totally opposite poles of philosophical thought. This is an extremely rare
paradox in philosophy.
Unfortunately, I am so tired I can barely write half a page each day. It’s not much. But I am
still happy to do it. The thing is: people still do not understand Husserl, and even less the
point of my struggle against him. Look at this short book by a Portuguese writer, it’s in
French, he speaks well of me in it. You see, in the footnote, he says that I was the first to
give “the right answer to a somewhat philistine thinker”. But you know very well that this
is not it at all. I am so sorry people understand me so badly. People who claim to have read
my books, and perhaps to even like me (Fondane, 1982: III).
for him.1 In the first article about Husserl Shestov writes: „Among philoso-
phers of the early twentieth century few indeed can rival Husserl in power,
boldness, depth, and significance of though” (Shestov, 1938: V).
The first article about the phenomenologist entitled Memento mori. Hus-
serl’s philosophy Shestov published in 1917 (Shestov, 1968a: VI). The article was
then published in French and was one of the very first texts concerning Husserl’s
philosophy which appeared in France (Shestov, 1927: 36–74); this is the reason
why some claim that Shestov made France acquainted with phenomenology.
Shestov’s first article caused a great commotion in the environment of phenom-
enologists and started 2
a dispute between the author and one of Husserl’s disci-
ples — Jean Hering. At the request of Helmuth Plessner and at the same time
in response to Hering’s article, Shestov published the next critical text against
phenomenology: What is truth? On ethics and ontology (Shestov, 1968b). These
polemics had a great importance for the thinker. In one of his letters he writes:
Dr. Hering’s objection […] has proven me once again, that the fight which I began 25 years
ago, is a fight indeed for that, what for us is most valuable and most important. The article
of Hering alone in itself does not present […] anything special. But it is all imbued with
Husserl’s spirit and through Hering I am talking with Husserl, or better to say — with the
“spirit of our time” (Fondane, 1982 as cited in: Wodziński, 1991: 105).
1
That is in 1908, when Shestov was still in Saint Petersburg. A Russian translation of vol-
ume 1 of the Logische Untersuchungen was published in Saint Petersburg in 1909; Substantial
Russian studies of Husserl’s thought were produced by Boris Jakovenko and Gustav Shpet
(cf. Jakovenko, 1912; Shpet, 1914).
2
Hering published a paper in response to Shestov (Hering, 1927: 351–364).
140 Katarzyna SZEPIENIEC
Shestov in Husserl’s words was his disinterestedness, a rare feature even among
great philosophers. Husserl’s passion to search for truth and for knowledge ab-
solutely founded was for Shestov very attracting.
The first conversation of the two philosophers began with an acute attack
of Husserl:
You have turned me into a stone statue, raised me onto a lofty pedestal, and then with
hammer blows you have shattered this statue to bits. But am I really so lapidary? You don’t
seem to have noticed what compelled me to formulate in such a radical way the question
of the nature of knowledge, modifying the dominant theories of knowledge which pre-
viously had satisfied me as much as any other philosopher. The more deeply I probed into
the basic problems of logic, the more I felt that our science, our knowledge, is shaking,
tottering. And finally, to my own indescribable horror, I convinced myself that if contem-
porary philosophy has said the last word about the nature of knowledge, then we have no
knowledge. Once, when I was giving a lecture at the university, expounding ideas which
I had taken over from our contemporaries, I suddenly felt that I had nothing to say, that
I was standing before my students with empty hands and an empty soul. And then I reso-
lved both for myself and for my students to submit the existing theories of knowledge to
that severe and unrelenting criticism which has aroused the indignation of so many people.
On the other hand, I began to seek the truth precisely where no one had sought it before,
since no one had admitted that it might be found there. Such was the origin of my Logische
Untersuchungen. But you did not want to see in my struggle, in my impetuous “either-or”,
an expression of what it in fact was — namely, the consciousness that, if the doubts which
had arisen in me could not be overcome by the efforts of reason, if we are doomed merely
to go on smoothing over — more or less thoroughly — the fissures and crevasses which
have opened up in all of our epistemological constructions, then one fine day all of our
knowledge will crumble and we will find ourselves standing amid the miserable ruins of
former greatness (Shestov, 1938: 1–2).
In this way Husserl presented to Shestov the original source of his philosophy
which completely rejected the fundamental ideas of the greatest contemporary
thinkers. According to Shestov the Logische Untersuchungen and subsequent
works of the phenomenologist became a “slaughter”, but not of the “inno-
cents” — as Shestov writes (because the innocents do not philosophize) — but
“a slaughter of the old men”. For Shestov Husserl’s work constituted a wonderful
attempt to find a foundation for our knowledge. Questions posed by Husserl are
theoretical, but they concern life and death:
Husserl, like Shakespeare’s Hamlet, raised the terrible and fateful question, “to be or not to
be”. He saw with Hamlet (or with Shakespeare) that the time was out of joint. His words
had a truly shattering impact (Shestov, 1938: 2).
However, Kant’s response did not satisfy Shestov, so he turned to the Bible.
But can the Bible bear comparison with self-evidence? Shestov did not ask this
question yet:
Even those who acknowledge papal infallibility have not come to the point of raising it.
Men content themselves with the postulates of practical reason, using them to soften, —
or rather to forget, or fail to see — the all-destroying power of the truths of theoretical
reason (Shestov, 1938: 1).
After some time the discussion took a different turn, as if Husserl also started
to suspect that the Aristotelian certainty was built on sand and had something
to do with falsehood and betrayal.
142 Katarzyna SZEPIENIEC
During the visit of the Russian thinker in Freiburg, the phenomenologist found
out that Shestov had never read Søren Kierkegaard. Husserl began not to a s k
but to d e m a n d — with enigmatic insistence — that Shestov reads the works of
the Danish thinker. Shestov was surprised, that a man whose entire philosophi-
cal life is a cult of reason, persuades him to familiarize himself with the cult of
absurdity practiced by Kierkegaard. Husserl himself became acquainted with
the writings of Kierkegaard only at the end of his life, although in his works
we cannot find any evidence that he knew the writings of the author of Either
– Or. However, Shestov was deeply convinced that the writings of the “recluse
of north” strongly influenced the father of phenomenology. Kierkegaard’s cat-
egory e i t h e r – o r discloses the essential plain of the dispute between Shestov
and Husserl. The phenomenologist definitely stands on the side of rationalist
philosophy and supports the claim on the indisputable value of knowledge, es-
pecially scientific knowledge. This assumption is not criticized and is accepted
as obvious, with no need for further justifications. Problems and disputes appear
only above — along with the question about the nature of knowledge and of sci-
entific knowledge. Replies to some basic epistemological questions circumscribe
the area of Husserl’s dispute with psychologism, naturalism, historicism, or even
also with objectivism. However, the dispute between Shestov and Husserl takes
place somehow below the epistemological tradition; it goes much deeper —
where rationalistic criticism does not reach. It takes place on the very foundation
of all rationality. Those questions — questions about the indisputable value of
our knowledge, about the base of our uncritical confidence in knowledge and
in scientific knowledge — mobilize Shestov to develop profound criticism of
Husserl’s phenomenology.
At the outset Shestov declares his opposition against the concept of truth for-
mulated in the first volume of the Logical investigations. This concept is a result
of Husserl’s reaction to psychological attempts to justify a priori sciences and
knowledge in general. The objection against psychologism is that it mixes up an
ideal content of a judgment with a real act of judging, what in consequence leads
to relativism. Those categories belong to completely different orders and there
is no logical connection between them. The fundamental distinction consists in
the fact that the act of judging is done within the order of “factuality” and has
nothing to do with the ideal content of that judgment. Yet, the psychologists
constantly mix up these two orders, so they identify the necessity of truth with
the contingency of facts. Husserl objects, that the psychologist thinkers:
Husserl and Shestov: philosophical antipodes 143
ignore the fundamental, essential never-to-be bridge gulf between ideal and real laws, nor-
mative and causal regulation, between logical and real necessity, between logical and real
grounds. No conceivable gradation could mediate between the ideal and the real (Husserl,
1970a: 104).
Truth belongs to the ideal order, and therefore it is not possible to reduce it
to a fact, which in a way is marked with contingency and changeability in time.
Any real or fictional change can never affect truth. Moreover, identifying truth
with any experience of consciousness destroys its ideality and above — empiri-
cal nature. Every psychological experience is a real unit which arises and disap-
pears in a course of time; truth is by its very nature timeless and bears the seal
of eternity. Truth is one idea with a perfect unity of meaning, in contrast with
a dispersed diversity of individual acts of judgment. Truth must be absolute, nec-
essarily applying to everything and everyone. It cannot be relativized to human
or to any intelligent beings. “What is true — Husserl declares with magnificent
passion — is absolutely intrinsically true: truth is one and the same, whether
man or not-man, angels or gods apprehend and judge it” (Husserl, 1970a: 140).
Truth which remained in any reference to any intelligent beings would arise and
die with that beings; any relativization of the category (for example “objectivity”,
“subjectivity”, etc.) unavoidably results in relativization of each next category;
and any relativity of truth would be reflected in the relativity of the existence
of the world.
Shestov is strongly convinced that in the very source of rational knowledge
there lies an entirely arbitrary and sanctioned by nothing choice, an act of faith
of a certain kind into the value of knowledge, into the value of cognition. In
phenomenology he sees the rationalist tradition of granting knowledge the
status of knowledge indubitable, absolutely certain, absolutely founded. The
“eternization” of knowledge in Husserl — similarly as in Kant — is done by
appealing to reason — the only authority which provides reliable cognition.
In In Job’s balance, Shestov accuses Husserl that he sides with Kant in the faith
that reason does not need to be justified, but everything must be justified by
reason. Husserl’s straggle against psychologism became the struggle for the
autonomy of the rights of reason. What is at stake in this struggle is the exist-
ence of genuine science and genuine philosophy, and ultimately the existence
of culture founded on them. Husserl gives an alternative: either our human
reason is able to discover absolute truths, or we are doomed to an existence
deprived of assurance, of certainty, of rootedness. Shestov himself appreciates
the determination with which the phenomenologist demands the autonomy
of truths of reason:
Either self-evidence is the ultimate court of appeal, at the bar of which the human spirit
receives its full and definitive satisfaction, or else our knowledge is illusory and false, and
sooner or later a realm of chaos and madness will appear on earth, and those who are not
144 Katarzyna SZEPIENIEC
too lazy to stretch out their hands will begin to usurp the sovereign rights of reason, its
sceptre and crown (Shestov, 1938: II).
Putting such an alternative to some extent settles the reply in advance. Shestov
considers phenomenology as a bold expression of the eternal longings of man-
kind:
what Husserl expresses philosophically is finally only the free and bold expression of the
state of mind of the immense majority of men: let the world perish, provided justice is
saved; let life disappear, but let us not sacrifice reason! So men have thought, so men will
think, and one can predict for rationalism a long, peaceful, almost “atemporal” existence
(Shestov, 1968a: VI).
we discover, then, between the ideal and the real or, to use Husserl’s terminology, between
reason and reality, an irreducible antagonism, a cruel struggle for the right to exist. In
the measure that reason triumphs, there remains less and less place for the real […] to af-
firm the absolute existence of the ideal is to relativize and even destroy all reality (Shestov,
1968a: VI).
Any attempt to connect the real with the ideal, the real to the rational with re-
gard to one transcendental ontological category is leading not to solving a prob-
lem, but to eliminating it. Shestov therefore regards Husserl’s theory of ideal
objects as erroneous, for it leads to nihilistic results. Thus, according to Shestov
each of our ideas, each of our truths, has in fact a purely empirical origin, for in
this concrete reality that we experience there are far more elements of “eternity”
than in all the ideas discovered by phenomenology. Over the centuries from
a true premise that reason made “a lot of ”, an entirely false conclusion was drawn
that reason is capable of “everything”. A limitless expansion of the prerogatives
of reason is a pure fiction, a myth. “A lot of ” does not mean “everything”, for
these are in fact two separate categories, irreducible to each other. This myth
falls down in the moment when it turns out, that reason that justifies everything
and uncritically justifying itself as well, must ultimately be justified by something
else. Shestov denies reason the power to establish the limits of what is possible
and impossible:
Husserl and Shestov: philosophical antipodes 145
there is a judge and lawgiver above reason, and philosophy cannot remain a “rational” phi-
losophy insofar as it seeks the rhidzômata pantôn [the roots of all things]; it must be epeke-
ina noû kai noêseôs [beyond reason and knowledge] (Shestov, 1968b: VII).
Truth gets through life without showing any sort of documentary titles. […] The ultimate
truth, that for which philosophy seeks, that which is to timiôtaton for living men, comes
“suddenly”. It knows no compulsion and compels none (Shestov, 1968b: 7).
146 Katarzyna SZEPIENIEC
Here through Shestov his spiritual master Plotinus speaks: Tote de chrê
heôrakenai pisteuein, hotan hê psychê eksaiphnês phôs labêi [but then indeed we
must believe that we have seen IT, when a light suddenly dawns on the soul]
(Plotinus, 1984: V, 3, 17).
III. EITHER – OR
There are scales upon which human suffering
weighs heavier than the sands of the sea.
(Shestov, 1938: IV)
In the perspective of the crisis which we are facing there remain only t w o
a l t e r n a t i v e s: A t h e n s o r J e r u s a l e m. However, what is madness for
Athens, for Jerusalem is wisdom, what is a truth for Jerusalem, for Athens is
a falsehood. This attack conducted by the Russian thinker on the philosophi-
cal tradition does not only aim at negating the entire tradition, but above all
to help finding “the authentic and true philosophy”, which originates from
a tradition — forgotten and distorted, but constantly present in European cul-
ture — of religious thinking, the source of which is Divine revelation from
Jerusalem. Jerusalem is the only alternative to enslaving reason which totalizes
the entire culture of the West. So Athens and Jerusalem are e i t h e r – o r of the
European thinking. Accepting one of them excludes the other. There is nothing
in between, there is no compromise.
Husserl and Shestov: philosophical antipodes 147
one needs to confront him with ideas taken from antipodes — Kierkegaard’s
existential philosophy. Grasping a deep and internal connection between Hus-
serl and Kierkegaard allows us to see the meaning and greatness of achievements
of the author of the Cartesian meditation. Shestov writes:
for Husserl, as for Kierkegaard, moderate solutions were a turning away from philoso-
phy. Both of them faced the gigantic problem of the “either-or” in its full dimensions.
Husserl despaired at the thought that human knowledge is conditional, relative, transi-
tory, that even an eternal, unshakeable truth like “Socrates was poisoned” might totter,
that indeed it has already tottered and does not exist for angels and gods, and that we
have no ground for asserting that it will not someday cease to exist even for ordinary
mortals. At this point, the reader will recall, Husserl formulated his own “either – or”
with unprecedented power: either we are all insane, or “Socrates was poisoned” is an
eternal truth, equally binding upon all conscious beings. Kierkegaard’s “either – or” has
just as resolute and threatening a sound: either the “eternal” truths which reason di-
scovers in the immediate data of consciousness are only transitory truths, and the hor-
rors which Job suffered, the horrors which Jeremiah lamented, the horrors of which
John thundered in his “revelation,” will be turned into nothing, into an illusion, by the
will of Him who created the universe and “all that swell therein,” just as the horrors of
a nightmare which absolutely dominates the consciousness of the sleeping man turn into
nothing when he awakens — or we live in a world of madness (Shestov, 1938: V).
according to Shestov — has the power to wake up the humanity from an eternal
dream and to give it back freedom — the freedom of ignorance.
does not concern the relation between facts and empirical dependences, which are not af-
fected by perturbations and difficulties of empirical enquiry, since they belong to another
order and domain of research. […] “Back to the ultimate source” of sense can mean recon-
structing and repeating, reactivating situation of question (another words an intentional
spiritual situation), in which there occurred an articulation of certain theoretical basis —
and not reconstruction of facts (Syski, 1980: 215).
scientific culture in accord with ideas of infinity means, then, a revolutionizing of all
culture, a revolution that affects man’s whole manner of being as a creator of culture. It
means also a revolutionizing of historicity, which is now the history of finite humanity’s
disappearance, to the extent that it grows into a humanity with infinite tasks (Husserl,
1970b: 164).
culture must follow the path to reason, to its source, to the original arché, the
télos instilled in the moment of its birth and to authentic eídos. Thus, Athens
is the spiritual capital of Europe, whereas eternal and infinite reason is the star
of salvation of the whole humanity. European humanity is the one which con-
stantly aims at its original intention of being rational.
The all-encompassing ratio constitutes the original arché of culture, its ulti-
mate foundation which ensures durability and continuity. Reason as a timeless
eídos is the warrant of the unity of culture. Phenomenology is to restore an au-
thentic sense of that ratio, once lost in the meanders of history. Transcendental
archaeology is to reach the very sources of this sense, the sense revealed in the
moment of the s p i r i t u a l b i r t h of Europe which was in history mysteriously
obscured and above all distorted. Only through leading the “strayed rational-
ism” to the true path compatible with its immanent teleology we may save the
“European way of being human”. A Husserlian search for a transcendental télos
is a constant and conscious act of going beyond history. The télos the as well as
authentic eídos of humanity give history the sense in its continuity, but they are
not its creation, a product or an element, but an un-empirical potency fulfilling
itself in history.
Going beyond history is the price which — according to Husserl — we
need to pay in order to preserve continuity of rational European culture.
Phenomenology in an extraordinary way purifies the culture of reason from
erroneous theoretical influences and certain historical accumulations. Hus-
serl is ultimately fighting for reinforcement and grounding of the transcen-
dental foundation of European culture through a restoration of the original
sense. Shestov, however, radically aims at breaking the cultural continuum
through a negation of the paradigm of European culture. If one agrees with
Husserl that the edifice of human knowledge is falling apart at its very ba-
sis, then Shestov offers not its reconstruction, but its complete destruction
in order to lay a foundation for “spiritual Europe” with an arché contradict-
ing the idea of reason. We then have here a radical approach with two faces:
a “critical affirmation” and a “critical destruction”. What the two radically differ-
ent conceptions have in common are their inefficient, mystifying hermeneutical
categories, leading to analogous deformation. One may wonder whether “meta-
rationalism” many times postulated by philosophers is not a more efficient way
of interpreting the phenomenon of culture — that is an idea of “reason aware
of its limits”, ready to recognize the existence of the different, does not aiming
at imposing its “rationality” on all domains of culture. However, there occurs
a question of whether “metarationalism” as a rationalism aware of its limits is not
a self-contradictory concept and whether it can stem from the idea of total and
expansive reason. European culture probably will never reject its ratio. Probably
it is a task for philosophy to determine the limits of competences for reason,
since the internal sense of culture consists in its tolerance, plurality and dialogi-
152 Katarzyna SZEPIENIEC
cality. This is why culture should originate from many sources and take its sense
from many archés. Subordinating culture to only one arché renders it dangerously
one-sided. This leads to intolerance, totalitarianism, and monologue what in ef-
fect becomes a negation of the very idea of culture. Therefore neither Athens nor
Jerusalem can ultimately become a capital of spiritual Europe. European culture
needs a place for meeting, the place where in the face of an apparent “philosophi-
cal Tower of Babel” both sense and understanding are possible.
Shestov, just like Husserl, searches for a spiritual form of Europe. Shestov’s
style of philosophizing immanently stems from the same fundamental principles
on which European culture as a whole is based, and is a result of some evolution of
their original sense. Thus, it inscribes itself as a certain model of thinking into the
spirit of the epoch. Yet, Shestov’s research does not inscribe itself into a scheme
of strictly historical or empirical research, but it constitutes a certain archaeology
of sense which at its beginning influenced a further development of the Euro-
pean way of existence. One can say that Shestov does not fully appreciate the
originality of phenomenology in relation to the whole philosophical tradition.
He does not develop a discussion with Husserl on the level of particular theses
and solutions, and even considers insignificant those views which do not directly
correspond to a general vision adopted by him or are neutral with regard to it.
On the other hand it allows him to detect and expose totalistic dangers hidden in
phenomenological realism, and grasping an essence of those dangers becomes for
Shestov a prevailing aim of his criticism. A view of the author of Athens and Jeru-
salem bring charges against European culture in general, and above all against the
European way of being human; and those charges are expressed in a final conclu-
sion that a culture through and through rational, a culture of reason is effectively
a totalistic culture. Considering non-philosophical consequences it is hard to
disagree with that thesis that in some way presents potential dangers. Of course,
one can debate about the true sense of the idea of reason or the idea of rationality.
Yet, one needs to consider that this original vision of European culture is one of
the first ones in the philosophy of the twentieth century, the vision which makes
us more sensitive for dangers of totalitarianism, despotism and intolerance that
reside in our culture. This is why it is worthwhile to listen intently into Shestov’s
vexation and take a critical look at European culture qui sola ratione ducitur.
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Hering, J. (1927). Sub specie aeterni: Réponse à une critique de la philosophie de Husserl,
Revue d’histoire et de philosophie religieuses, 4(7–8), 351–364.
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Husserl and Shestov: philosophical antipodes 153